YOUR GOALS, OUR COMMITMENT.

INVESTIN NEXT-GEN

TRANSFORMATIVETECHNOLOGIES

Nikko AM ARKDisruptive Innovation Fund

These �ve innovation platforms rely on or bene�t from the development of new products or services, technological improvements and advancements in scienti�c research relating to: Genomic Innovation, Industrial Innovation, Internet Innovation and FinTech Innovation.

ArtificialIntelligence

Robotics

FIVEINNOVATIONPLATFORMS

DNASequencing

EnergyStorage

Blockchain

What is disruptive innovation?

Our de�nition of disruptive innovation is the introduction of a technologically enabled new product or service that potentially changes the way the world works.

The Nikko AM ARK Disruptive Innovation Fund enables investors to easily access emerging and growth companies through listed global equity markets. We have identi�ed �ve major innovation platforms that enable long-term investment opportunities.

Industrial Innovation Genomic Innovation Internet Innovation FinTech Innovation

Autonomous Vehicles—————————

3D Printing—————————

Automation & Robotics—————————Battery Technology

—————————Space Exploration

—————————Mobility-as-a-Service—————————Innovative Materials

Programmable Biology—————————

Stem Cells &Immunotherapy

—————————Digital Health

—————————Biological Hardware—————————

Diagnostics—————————

Beyond Health

Cloud Computing—————————

Big Data—————————

Neural Networks—————————

Mobile / IoT—————————

Digital Media—————————

E-Commerce

Transaction Innovations—————————

Customer Facing Platforms

—————————Risk Transformation—————————Frictionless Funding

Platforms—————————Bitcoin / Blockchain

—————————The New Intermediaries

Source: ARK Investment Management LLC 2019. Any forecast on the market or performance of markets is not necessarily indicative of the future or likely performance of the Fund.

There are �ve primary disruptive platforms that are expected to generate more than US$50 trillion in business value and wealth creation over the next 10-15 years. Today, they are in their infancy and account for less than $6 trillion in global equity market capitalisation.

Opportunities resulting from disruptive innovation are often undiscovered or

misunderstood by traditional investment managers who are focused on sectors, indexes,

short-term earnings and price movements.

Why invest in Disruptive Innovation?

Potential Growth

Despite its potential, the magnitude of disruptive innovation and the investment opportunities it creates are often unrecognised or misunderstood by traditional investors. Our investment process recognises that true disruptive innovation causes rapid cost declines and demand growth, cuts across sectors and geographies, and spawns further innovation, stimulating growth over extended time horizons.

Current Global Equity Market CapLess than US$ More than US$

Global Equity Market Cap in 10-15 yrs

trilliontrillion

The Driver for Global Growth:Disruptive Innovation

1. Not your typical FAANGs and BATs* Unlike traditional asset managers, the team at ARK Invest devote 100% of their time researching and investing in technologically-enabled innovation.The team is made up of experts in multiple areas of innovation, such as biomolecular engineering, cognitive science, arti�cial intelligence, robotics, Blockchain technology.

This results in a distinctive portfolio of what the team believes to be true disruptive innovators, such as Crispr Therapeutics, Stratasys and 2U Inc, beyond typical technology stocks.

2. Capture early-stage disruptorsARK Invest’s Open Research Ecosystem is designed speci�cally to identify disruptive innovation at an early stage, enabling the investment team to sift out and uncover unique insights, which the team believes to be true early-stage disruptors.

3. Low correlation to traditional asset classesThe Nikko AM ARK Disruptive Innovation Fund has little overlap with traditional indices, so it can complement traditional strategies. Thematic investing in disruptive innovation can o�er low correlation to a number of core asset classes held in most investors’ portfolios. Investors of the Fund should have a long-term investment horizon.

Why invest in Nikko AM ARK Disruptive Innovation Fund?

* FAANG is an acronym for Facebook, Apple, Amazon, Net�ix and Alphabet’s Google. BAT is an acronym referring to Baidu, Alibaba and Tencent Holdings.

Investment Strategy of Nikko AM ARK Disruptive Innovation Fund

The Nikko AM ARK Disruptive Innovation Fund seeks to capture long-term capital growth by taking advantage of changing trends created by technology-enabled innovations that cut across economic sectors, industries and geographic regions. ARK Investment Management LLC (ARK), a strategic partner of the Nikko AM Group, is the investment adviser for the strategy. Based in New York, ARK is an investment manager focused solely on disruptive innovation that should change the way the world works.

Fund Characteristics

Activelymanaged, high

convictionportfolioInvesting

across multiple sectors, geographies

& capitalisations

Low overlapwith broad

market indicesUnique

research process, driven by ARK’s Open Research

Ecosystem

Seeks to capture long-term growth and capital appreciation created by disruptive innovation.

Find out more on www.nikkoam.com.sg/arkTel: +65-6500 5700, 1-800-535-8025 | Email: SGContactUs@nikkoam.com

Fund Details

Important Information:

This document is issued by Nikko Asset Management Asia Limited (“Nikko AM Asia”). Nikko AM Asia is the appointed Singapore Representative and agent for service of process in Singapore. The Fund is a sub-fund of Nikko AM Global Umbrella Fund, an investment company organised under Luxembourg law as a société anonyme qualifying as a société d’investissement à capital variable or SICAV (the “Company”). The Company quali�es as an Undertaking for Collective Investment in Transferable Securities under relevant EU legislation and is the responsible person for the Fund.

This document is for information only with no consideration given to the speci�c investment objective, �nancial situation and particular needs of any speci�c person. Any security invested by the Fund mentioned herein is for illustration purposes only and should not be construed as a recommendation for investment in that security. You should seek advice from a �nancial adviser before making any investment decision. In the event that you choose not to do so, you should consider carefully whether the Fund is suitable for you. Investments in funds are not deposits in, obligations of, or guaranteed or insured by Nikko AM Asia.

Past performance of the Fund or any prediction, projection or forecast is not necessarily indicative of the future or likely performance of the Fund. The Fund may use or invest in �nancial derivative instruments. The value of shares in the Fund and the income accruing to the shares (if any) may fall or rise. Investments in the Fund are subject to investment risks, including the possible loss of principal amount invested. You should read the prospectus (including risk warnings) and product highlights sheet of the Fund which are available and may be obtained from appointed distributors of Nikko AM Asia or our website (www.nikkoam.com.sg) before deciding whether to invest in the Fund.

The information contained herein may not be copied, reproduced or redistributed without the express consent of Nikko AM Asia. While reasonable care has been taken to ensure the accuracy of the information as at the date of publication, Nikko AM Asia does not give any warranty or representation, either express or implied, and expressly disclaims liability for any errors or omissions. Information may be subject to change without notice. Nikko AM Asia accepts no liability for any loss, indirect or consequential damages, arising from any use of or reliance on this document. This advertisement has not been reviewed by the Monetary Authority of Singapore.

Nikko Asset Management Asia Limited. Registration Number 198202562H.

Please refer to the Fund's prospectus and Product Highlight Sheet for further details.

USD 1,000 or equivalent in other currencies

Up to 5.00%

26 July 2019 31 January 2019

SGD CLASS B

Nikko AM ARK Disruptive Innovation FundUSD CLASS B

1.50% p.a.

Sub-fund of Luxembourg SICAV qualifying as a UCITS

Nikko Asset Management Americas, Inc.

ARK Investment Management LLC.

Every Valuation Day

USD

Nikko Asset Management Luxembourg S.A

LU1861559042 LU1861558580

NIKADBS LX NIKADBU LX

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