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  • 7/27/2019 International Criminal Court Warrant of arrest for Walter Osapiri Barasa

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    Under Seal, Ex ParteProsecution and Registry

    Only

    Annex A

    01/09-01/13-15-US-Exp-AnxA 26-09-2013 1/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 1/20 SL PT01/09-01/13-1-Red2 02-10-2013 1/20 NM PT

    uant to the Decisions ICC-01/09-01/13-14-US-Exp and ICC-01/09-01/13-11-US-Exp, this document is reclassified as public

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    C o u rP n a l eI n t e r n a t i o n a l e

    I n t e r n a t i o n a lC r i m i n a l

    C o u r t

    Original: English No.: ICC-0iy09-01/13Date: 2 A ugu st 2013

    PRE-TRIAL CHAMBER II

    Before: Judg e Cun o Tarf usser. Single Ju dge

    SITUA TION IN THE REPUBLIC OF KENYA

    IN TH E CASE OF THE PROSECUTOR v. WALTER OSAPIRIBARA SA

    Under seal ex par te, only available to the Prosecutor and th e R egistrar

    W arrant of arrest for Walter Osa piri Barasa

    N o. ICC-01/09-01/13 1/19 2 A ugu st 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 1/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 2/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 2/20 SL PT01/09-01/13-1-Red2 02-10-2013 2/20 NM PT

    uant to the Decisions ICC-01/09-01/13-14-US-Exp and ICC-01/09-01/13-11-US-Exp, this document is reclassified as public

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    I, Judge Cuno Tarfusser, having been designated^ as Single Judge of Pre-Trial

    Chamber II ("Chamber'") of the International Criminal Court responsible for

    addressing and determining the issues aris ing in connect ion with the

    Prosecutor's "Request for Judicial Assistance to Obtain Evidence for

    Investigation u nd er A rticle 70" da ted 18 July2013,^ render this decision on the

    "Prosecut ion 's Ap plicat ion und er A rticle 58" ("Prosecutor 's A ppl icat ion") dated

    30 July 2013, ^ whereby the Prosecutor seeks the issuance of a warrant of arrest

    for:

    Wal ter Osap i r i BARASA

    b o m in Ken ya in 1972

    l iv ing in Eldoret Tow n (Kenya) , Old U gan du Road, p lo t nu m be r 1740

    allegedly criminally responsible for several offences a gains t the adm inistration of

    justice, as described b y the Prosecu tor in the following coun ts:

    COUNT1

    Corruptly influencing a witness - Article 70(l)(c) read with Article 25(3)(a)

    Walter Osapiri BARASA is criminally responsible under Article 25(3)(a), as

    direct perpetrator, for the crime of corruptly influencing a witness,

    (P-0336), by offering to pay him between one million and one

    and a half million Kenyan Shillings (KES1,000,000 - 1,500,000) in order to

    influence him to withdraw as a Prosecution witness , committed during the

    period 20 May to 21 July 2013 and at or near K ampala, Ug anda .

    Al terna t ive ly

    1 ICC-01/09-114-Conf-Exp.2 ICC-01/09-113-Conf-Exp.3 ICC-01/09-117-US-Exp with u nder seal ex parte annexes 1-9.

    N o. ICC-01 /09-01/13 3/19 2 A u g u st 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 3/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 4/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 4/20 SL PT01/09-01/13-1-Red2 02-10-2013 4/20 NM PT

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    At tem ptin g to corru ptly inf luenc e a witne ss - A rticle 70(1 )(c) read with

    Article 25(3)(f)

    Walter O sapiri BARA SA is criminally resp onsible u nd er A rticle 25(3)(f) for th e

    crime of attempting to corruptly influence a witness ,

    (P-0336), by offering to pay him between one million and one and a half

    million Kenyan Shillings (KES1,000,000 - 1,500,000) in an attempt to influence

    him to withdraw as a Prosecution witness , committed during the period 20

    Ma y to 21 July 2013 and at or near K ampala, Ug anda .

    C O U N T 2

    Co rrup tly in fluen cing a wi tne ss - Article 70(l)(c) read w ith Article 25(3)(a)

    Walter Osapiri BARASA is criminally responsible under Article 25(3)(a), as

    direct perpetrator, for the crime of corruptly influencing a witness,

    (P-0536), by offering to pay her and her husband a

    total of one million four hundred thousand Kenyan Shillings (KES1,400,000)

    in order to influence her to withdraw as a Prosecution witness , committeddur ing the period 20 May to 25 July 2013 and at or near K ampala, Ug anda.

    Al terna t ive ly

    At tem ptin g to corruptly influenc e a wi tnes s - Article 70(l)(c) read w ith

    Article 25(3)(f)

    Walter Osapiri BARASA is criminally responsible under Article 25(3)(f), for

    the crime of attempting to corruptly influence a witness,

    (P-0536), by offering to pay her and her husband a total of one

    mill ion four hun dre d thousa nd K enyan Shill ings (KES1,400,000) in an attempt

    to influence her to withdraw as a Prosecution witness , and/or by inducing

    and/o r by induc ing to meet with him for the purp oses of

    offering her a bribe in an attempt to influence her to withdraw as a

    Prosecution witness , and/or by corruptly inducing

    N o . ICC-01/09-01/13 4/19 2 A u gu s t 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 4/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 5/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 5/20 SL PT01/09-01/13-1-Red2 02-10-2013 5/20 NM PT

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    (P-0336) to influence to with dra w as a witnes s, comm itted

    during the period 20 May to25 July 2013 and at or near Kampala, Ugand a.

    COUNTS

    Attempting to corruptly influence a witness - Article 70(l)(c) read with

    Article 25(3)(f)

    Walter Osapiri BARASA is criminally responsible under Article 25(3)(f), for

    the crime of attempting to corruptly influence a witness,

    (P-0256), by inducing her to mee t with (P-

    0336) for the purpose of offering her a bribe in an attempt to influence her to

    withdraw as a Prosecution witness, and/or by corruptly inducing

    (P-0336) to influence to withdraw as a witness,

    committed during the period 21 to 22 July 2013 and at or near Kampala,

    Uganda.

    I . Ap pro pria tene ss for the Cou rt to exercise i ts jurisd ict ion over the

    Prosecutor 's Appl icat ion under rule 162 of the Rules

    1. Rule 162(1) of the Rules states that the Chamber, before deciding whether

    to exercise jurisdiction over offences under article 70 of the Statute, may consult

    with State Parties that may have jurisdiction over the offence. Rule 162(2) of the

    Rules further enumerates a number of addi t ional aspects that the Chamber may

    conside r in mak ing a decision wh ethe r or not to exercise i ts jurisdiction.

    2. The Prosecutor submits that the relevant circumstances make it

    undesirable and inappropriate for the Court to consult with States Parties which

    may have (concurrent) jurisdiction over the alleged offences pursuant to rule

    162(1) of the Rules, as this may result in information being unduly leaked and

    the chances for arrest being thwarted.

    N o. ICC-01 /09-01/13 5/19 2 A ug u st 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 5/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 6/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 6/20 SL PT01/09-01/13-1-Red2 02-10-2013 6/20 NM PT

    uant to the Decisions ICC-01/09-01/13-14-US-Exp and ICC-01/09-01/13-11-US-Exp, this document is reclassified as public

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    3. Based u po n the Prose cutor allegations, ' the Single Jud ge is inde ed

    satisfied that there are good reasons for the Court to proceed to exercise i ts

    jurisdiction without engaging in prior consultations with any State Party.

    Additional reasons univocally militating in favour of this conclusion are to be

    found in the unlikelihood that effective prosecution over the facts alleged in the

    Prosecutor 's Appl icat ion be promptly undertaken by a State Party, especial ly in

    light of the apparent urgency of the matter^ and the ensuing need to act with the

    utm ost exped itiousn ess. Furth erm ore, the Single Jud ge takes the view that, in

    light of the seriousness of the Prosecutor's allegations, i t is important that the

    Court i tself promptly and efficiently addresses a matter which appears of crit ical

    importance for the prospects of her investigation in Kenya and ensuing

    prosecut ions.

    II. Concise s tatem ent of relevan t facts

    4. Article 58(3) of the Rome Statute ("Statute") requires that a warrant of

    arrest shall contain (i) "[t]he nam e of the pers on and any other relevant

    identifyin g info rm ation ", (ii) "[a] specific reference to the crim es with in the

    jurisdiction of the Court which the person is alleged to have committed", as well

    as (iii) "a concise statement of the facts which are alleged to constitute those

    crimes".

    5. The Single Judg e is awa re th at article 58(3) of the Statute lists the reference

    to the "crimes [. . . ] for which the person's arrest is sought" before the "concise

    statem ent of facts" as necessary co ntents of a wa rran t of arrest . Ho wev er, he is of

    the view that, for the pu rpo ses of clarity an d as a m atter of prop er rea soning, i t is

    ^ Prosecuto r 's Application, p aras 72-88.^ See Prosecutor 's Application, p ara. 40.

    N o. ICC-01/09-01/13 6/19 2 A ug us t 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 6/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 7/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 7/20 SL PT01/09-01/13-1-Red2 02-10-2013 7/20 NM PT

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    appropriate first to provide a concise statement of the relevant material facts, on

    the basis of the evidence provided in supportthereof, and then to address their

    legal characterisation by making reference to the crimes allegedly committed by

    the perso n wh ose arrest is sough t .

    6. The Single Jud ge will sum m arise the relevan t facts of the case as alleged

    by the Prosecutor and s upp orted b y the evidence annexed to her Applicat ion.

    7. The Prose cutor sub m its that the investigation triggering her requ est da ted

    18 July 2013^ "ha s no w p rogr esse d to the stage that requ ires the urg en t arrest

    More specifically, she submits being in

    possession of evidence demonstrat ing reasonable grounds to bel ieve that Walter

    Osapiri Barasa ("Walter Barasa"), a former intermediary for the Prosecutor in the

    context of the investigation on the situation in Kenya,

    aimed at corruptly influencing current,

    former or potential Prosecution witnesses, with a view to having them

    withdrawing from their status or recanting their statements as witnesses,

    with a view

    to corruptly influencing them for the same purposes. It is the Prosecutor's

    submission that attempts to interfere with prosecution witnesses in furtherance

    of the abovementioned scheme "have escalated both in frequency and

    seriousness"^ in th e pe rio d be tw ee n 20 M ay an d 25 July^^ 2013, mak ing it

    necess ary to proceed to the arrest of Walter Barasa on an urge nt basis.

    6 ICC-01/09-113-Conf-Exp.7 Prosecutor 's Application, para. 3.s Prose cutor 's A pplication, para . 11.9 Prosecutor 's Application, para. 12.10 Prosecutor 's Application, para. 5.11 Prosecutor 's Application, para. 6.

    No . ICC-01/09-01/13 7/19 2 A ug us t 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 7/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 8/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 8/20 SL PT01/09-01/13-1-Red2 02-10-2013 8/20 NM PT

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    8. Specific eviden ce is sub mitted in respect of a nu m be r of episo des

    invo lving three p rosec ution witnes ses: P-0336, P-0536 an d P-0256.

    9. As reg ard s W itness P-0336, the Prosecu tor subm its,^ and provides

    evidenc e showing,^^ that on 24 May 2013, the witnes s inform ed investiga tors in

    the Office of the Prosecutor ("OTP")

    12 Prosecutor 's Application, para. 14.13 Prosecutor 's Application, Annex7.1, para. 4; Prosecuto r 's Application, Anne x 4.2, par as24-31.

    14 Prose cutor 's Application, para . 14; Prosecuto r 's Application Annex7.1, para. 4.1'' Prosec utor 's A pplication, para. 14; Prosecu tor 's Application, Annex 7.1, para. 4; Prosecuto r 'sApplication , An nex 4.2, para. 29.1 Consisting in both telephon e calls and telephon e text messages: see Prosecuto r 's A pplication,Annex 7.1, paras 7-11.17 Prosec utor 's A pplication, p aras. 19-25. See also Prosecutor 's A pplication, Ann ex 7.1, para. 8.15 Prose cutor 's Application, para. 24; Prosecu tor 's A pplication, Annex 4.4, paras 19-39;Prosec utor 's Application, A nnex 4.5, paras13-23.19 Prose cutor 's Application, para s 26-30; Prosecu tor 's Application, Annex 4.5, para s 35-55.2 0 Prosec utor 's A pplication, para . 26; Prosecuto r 's Application, An nex 4.5, para. 32; Prosecu tor 'sApplication, Annex H to Annex 4.5.

    N o. ICC-01/09-01/13 8/19 2 A ug us t 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 8/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 9/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 9/20 SL PT01/09-01/13-1-Red2 02-10-2013 9/20 NM PT

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    10. As reg ard s W itness P-0536, the P rosecu tor subm its, ^ an d pro vid es

    evid enc e indic ating , 4 that, on 24 May 2013, P-0536 co nfirm ed to OT P

    investigators that she had been contacted by Walter Barasa

    and that,

    during such contact, Walter Barasa told her that he would like to visit her in

    ^

    and are narrated in a second statement by P-0536 dated 23 July

    2013.2^Although during those contacts no offer in exchange for withdrawing or

    recanting emerged, the fact that P-0536 had also been identified as the potential

    addressee of an offer similar in nature, content and purpose to that made to P-

    0336 came to light on 25 July 2013. As stated by P-0536 in her statement

    21 Prosec utor 's A pplication, A nnex 4.5, para s 35-55.2 2Prosec utor 's Application, para . 30; Prosecuto r 's Application, Annex 4.5, para. 54.2" Prosecutor 's Application, paras32-33.2-* Prosecu tor 's Ap plication, Annex 5.1.2" Prosec utor 's A pplication, Annex 5.1, para. 23.2 Prosecuto r 's Application, Annex 5.1.27 Prosecuto r 's Application, para . 35; Prosecuto r 's Application, A nnex 8.3.2* Prosecutor 's Application, para. 36.2 Prosecutor's Application, Annex 5.2, paras 17-24.

    N o. ICC-01/09-01/13 9/19 2 A ug us t 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 9/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 10/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 10/20 SL PT01/09-01/13-1-Red2 02-10-2013 10/20 NM PT

    uant to the Decisions ICC-01/09-01/13-14-US-Exp and ICC-01/09-01/13-11-US-Exp, this document is reclassified as public

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    11 . As regards Witness P-0256, the Prosecutor submits, and provides evidence

    showing, that - as narrated above^ - Walter Barasa had requested P-0336 to call

    and look for P-0256 with a view to persuading her to recant. Furthermore,

    inter alia mentioning the benefits he had obtained by

    withdrawing from his posi t ion as an ICC witness and urging her to contact P-

    0336, whom would have information for her for which he himself (i .e. , Walter

    Barasa) was "responsible".^^

    12. The Single Judge notes that most of the relevant evidence attached to the

    Applicat ion

    0 Prosec utor 's A pplication, Ann ex 5.3, paras 15-27.31 Prosec utor 's A pplication, Annex 5.3, para. 22.

    3 2 Prosec utor 's Ap plication, Annex 5.3, para. 25.3 3 See above, para. 6.3 4 Prose cutor 's Application, An nex 3.3, para s 52-54.3" Prosecutor 's Application, Annex 3.3.3 6 Prosec utor 's Application, p ara. 46; Prosecuto r 's Application, Annex 3.3, para. 53.3 7 Prosecu tor 's Application, A nnex 3.3; Prosecutor 's Application, A nnex 4.2; Prosecutor 'sApplication, Annex 4.3; Prosecuto r 's Application, Annex 4.4; Prosecuto r 's Application, A nnex4 .5 ; Prosecu tor 's Application, Annex 5.1; Prosecu tor 's Application, Annex 5.2; Prosecutor 'sApplication, A nnex 5.3.3 8 Prosecu tor 's Application, A nnexes A to M to Annex 3.3; Prosecu tor 's Application, An nex A toAnne x 4.4; Pros ecu tor's Ap plicatio n, Ann ex B, C, E, F and G to Annex 4.5; Pro secu tor's

    N o . ICC -01/09-0 1/13 10/19 2 A u g u s t 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 10/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 11/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 11/20 SL PT01/09-01/13-1-Red2 02-10-2013 11/20 NM PT

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    The available evidentiary record

    provides a sizeable amount of specific, objective elements, details and

    circumstances of direct and precise relevance to the Prosecutor's factual

    allegations and as such appears reliable.

    13 . Accordingly, based on the evidence submit ted by the Prosecutor, the

    Single Judge is satisfied that the material facts of the case, as described in the

    counts presented by the Prosecutor and further elaborated in her Application, are

    proven to the requisite threshold of "reasonable grounds" to believe, in

    acco rdan ce w ith article 58(1 )(a) of the S tatute .

    III. Specific reference to the crimes within the jurisdict ion of the Court

    14. In terms of legal characterisation of the relevant material facts, the

    Prosecutor alleges reasonable grounds to believe that, within the context of the

    events summarised above, "Walter Barasa has committed the offences of (i)

    corruptly influencing witnesses P-0336 and P-0536 in contravention of Article

    70(1 )(c) an d 25(3)(a) of the Statute a nd (ii) atte m ptin g to co rru ptly influenc ing

    witness P-0256, in contravention of Article 70(l)(c) and Article 25{3){i)".^^

    Application , Ann exes A, B, C and D to Annex 5.2; Prosec utor 's App lication, Ann exes A, B and Cto Annex 5.3; Prose cutor 's Ap plication, Annex 8.1; Prosecu tor 's Application, Anne x 8.2;Prosecutor 's Application, Annex 8.3.3 9 Prosecutor 's Application, Annex A to Annex 4.4; Prosecutor 's Application, Annex 6.1;Prosecutor 's Application, Annex 6.2; Prosecutor 's Application, Annex 6.3; Prosecutor 'sApplication , Anne x 6.4; Prosec utor 's Application, A nnex 6.5; Prosec utor 's Application, Annex 6.6;Prose cutor 's Ap plication, Annex 6.7; Prosec utor 's Application, Ann ex 6.8.4 0 Prose cutor 's Application , Annex ure A to C to Annex 4.3; Prosec utor 's Application, A nnexesA,B and D to Ann ex 4.5.41 Prosecutor 's Application, Annex H to Annex 4.5.4 2 Prosecutor 's Application, para. 8.

    N o. ICC-01 /09-01/13 11/19 2 A u g u st 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 11/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 12/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 12/20 SL PT01/09-01/13-1-Red2 02-10-2013 12/20 NM PT

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    15. Article 70(l)(c) of the Statute vests the Court with jurisdiction over the

    offence of "corruptly influencing a witness, obstructing or interfering with the

    attendance or testimony of a witness, retaliating against a witness for giving

    testimony or destroying, tampering with or interfering with the collection of

    evidence".

    16. The Prosecutor submits that "once the offer of the bribe is communicated

    to the witness with the requisite intent, the crime is completed, whether or not

    the offer is accepted, the witne ss is subjectively influenced thereby, or an y m on ey

    cha ng es hands""^^. Ac cord ingly , the offers explicitly add res sed to P-0336 and P -

    0536 would make Walter Barasa responsible, as direct perpetrator, for

    committing the offence of "corruptly influencing a witness" in respect of both of

    them, whereas his init iatives and actions targeting P-0256 (in particular, by first

    requesting P-0336 to call and persuade her to withdraw and then by calling her

    directly) would qualify as "substantial steps" commencing the execution of the

    crime within the meaning of article 25(3)(f) of the Statute and trigger hisresponsibility for attempting the commission of such crime.^"^

    17. In the alternative, the Prosecution submits that Walter Barasa's init iatives

    and actions targeting P-0336 and P-0536 would at least make him responsible for

    attempting to commit the offence of "corruptly influencing a witness" within the

    meaning of articles 70(l)(c) and 25(3)(f) of the Statute.^^

    18. The Single Judge notes that the "offering" of a bribe is explicitly

    mentioned as one particular behaviour constituting the offence of "contempt" in

    the statutory instruments of the International Criminal Tribunal for the former

    4 3 Prosecutor 's Application, para. 51.4 4 Prosecutor 's Application, para. 54.4 5 ProsecLitor's Application, paras 51 and 53.

    N o. ICC-01 /09-01/13 12/19 2 A u g u st 2013

    ICC-01/09-01/13-1-US-Exp 02-08-2013 12/19 NM PT01/09-01/13-15-US-Exp-AnxA 26-09-2013 13/20 SL PTICC-01/09-01/13-1-US-Exp-Red2 26-09-2013 13/20 SL PT01/09-01/13-1-Red2 02-10-2013 13/20 NM PT

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    Yugoslavia,^^ the International Criminal Tribunal for Rwanda,"^^ the Special Court

    for Sie rra Leone"^^ an d t he Sp ecial Tri bu na l for Lebanon"^ ; an d t ha t Trial C ha m be r

    II of the Special Court for Sierra Leone held that, for the offence of contempt to

    exist , "i t is immaterial that no money was actually provided, so long as the offer

    of a bribe was made".^^ It seems indeed reasonable to hold that, once evoked, the

    mere prospect of obtaining (or fail ing to obtain) a significant advantage

    depending on the decision to appearing (or fail ing to appear) as a witness may

    per se play a role in the decision-m aking process of the ad dress ee of the offer (and

    hence "influence" such process, irrespective of i ts outcome), and that neither the

    acceptance of the offer on the part of the witness nor the actual provision of the

    offered ad van tag e qualify as constitutive eleme nts of the offence at issue.

    19. Considering the relevant facts of the case as emerging from the available

    evidence, the Single Judge considers i t however unnecessary to take at this stage

    a definite position on these interpretative issues or the precise scope of article

    70(1 )(c) of the Statu te, and , accord ingly, o n the specific form of in div idu al

    respon sibili ty incur red b y Walter Barasa in respect of the actions targeting P-0336

    an d P-0536 (i .e., w het her those actions wo uld trigger his respon sibili ty u nd er

    article 25(3)(a) or under article 25(3)(f) of the Statute). First, the Single Judge

    observes that the scenario evoked in the Prosecutor's Application is sti l l ongoing,

    as is the Pro secu tor's investigation in to the matter. Second, the Single Jud ge finds

    it more appropriate that a definite position on those issues be taken within the

    context of proper adversarial proceedings.

    4 6 Rule 77(A)(iv).4 7 Rule 77(A)(iv).4 8 Rule 77(A)(iv).4 9 Rule 60bis(A)(v).5 0 Special Co urt for S ierra Leone, Trial Ch am ber II, SCSL-03-1-T, Decision 17 Ma rch2011, para. 39.

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    20 . Conversely, at this stage, and for the purposes of this warrant, i t is

    sufficient to high light th at the prov ision of article 70 of the Statute ap pea rs aime d

    at preserving the integrity of judicial proceedings before the Court, and at

    proscribing behaviours suitable to jeopardising such integrity. The material facts

    of the case may in any case be subsumed under the offence of "corruptly

    influencing a w itne ss" with in the m ean ing of article 70(1 )(c) of the Statute,

    whether at tempted or commit ted, and both scenarios may equal ly give r ise to

    individual criminal responsibili ty, whether under article 25(3)(a) or (f) of the

    Statute.

    21. On the basis of the above, the Single Judge is satisfied that the evidence

    presented by the Prosecutor provides reasonable grounds to bel ieve that Walter

    Barasa is criminally responsible for having intentionally committed as a direct

    perpetrator, or attempted to commit, the offence of "corruptly influencing a

    witness", under article 70(l)(c) and article 25(3)(a) and/or (f) of the Statute.

    IV. Nece ssi ty of the arrest

    22 . According to article 58(l)(b) of the Statute, a Chamber may only issue a

    warrant of arrest when it is satisfied that the arrest of the person appears

    necessary: (i) to ensure his appearance at trial; or (i i) to ensure that he does not

    obstruct or endanger the investigation or the proceedings; or (i i i) to prevent him

    from continuing with the commission of the crime.

    23 . The Prosecutor submits that the arrest of Walter Barasa appears necessary

    for all of the three reasons listed in article 58(l)(b) of the Statute.^^

    51 Prosec utor 's Application, p aras 93-97.

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    24 . Based upon the evidence and information submit ted by the Prosecutor,

    the Single Judge is satisfied that the arrest of Walter Barasa is necessary for all of

    the reasons alleged by the Prosecutor.

    Walter

    Barasa himself seems to have envisaged and evoked some of the subsequent

    steps and phases for the implementation of this scheme in his conversations with

    the relevan t witnesse s, in particula r P-0256.

    V. Ad di t ional reque s t s by the Prosecutor

    25 . The Prosecutor requests, pursuant to regulation 23bis of the Regulations,

    that the Application and its annexes be received by the Chamber as "under seal,

    ex parte Prosecution and Registry only", and provides a number of reasons in

    su pp or t thereof ^

    26 . In l ight of the information sub m itted by the Pro secutor, the Single Judge is

    persuaded that the publication of the Application at this stage would defeat or

    significantly hinder the execution of the present warrant of arrest , and that

    divulging detai ls contained therein might resul t in both undermining the

    Prosecutor's ongoing investigation and creating security risks for victims and

    witnesses. Under these circumstances, the Single Judge considers that the current

    52 Prosecutor 's Application, para. 100.

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    level of confidentiali ty applied to the Prosecutor's Application is at present

    warranted and that the same level of confidentiali ty should apply to this warrant

    of arrest , wh ich is for these reason s issue d "u nd er seal ex parte, only available to

    the Prosecutor and the Registrar".

    27 . The Single Judge considers that the Prosecutor request to authorise the

    Registrar to transmit a request for provisional arrest under article 92 of the

    Statute^^ is ren der ed m oo t by the w arr an t of arrest here by issued.

    28. In addition, the Prosecutor requests that the Single Judge issue an order

    requesting the arresting State to proceed to the search of Walter Barasa's person

    and any pertinent location and seize and transmit to the Court any relevant

    evidence.^ More specifically, the Prosecutor identifies those measures as follows:

    (i) "the search of BARASA's person and any premises where BARASA may be

    arrested or whe re he reside d at the t ime of his arrest"; and (ii) "the se izure of any

    relevant evidence, such as cell phones, computers or PDAs, diaries, address

    books, notes or records of meetings or conversations, financial or banking

    records and/or cash which is /are on reasonable grounds bel ieved to be used in,

    connected with, or to, provide evidence of, the crime described in th[e]

    application".^^

    29 . The Single Judge, in accordance with article 57(3)(a) of the Statute, is

    satisfied that the requested investigative measures may be of assistance to the

    Pro secu tor's co mp liance with h er investigative ob ligations un de r article 54(1 )(a)

    of the Statute. Furthe rm ore, as reque sted b y the Prosecu tor, the Single Jud ge is of

    the view that the arresting State must equally be requested to permit that an

    5 3 Prosecutor 's Application, para. 105.5 4 Prosecutor 's Application, para. 107.5 5 Prosecutor 's Applica t ion , p ara . 107 .

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    investigator from the OTP be present during the execution of the search(es), as

    wel l as to pro m ptly t ransmit to the Co urt any seized evidence.

    30 . Finally, the Single Judge, in granting the Prosecutors ' well-grounded

    request to this effect,^ instructs that the request for arrest and surrender to the

    relevant State(s) be prepared by the Registrar in consultation and coordination

    with the Prosecutor for both the identification of States to which the request is to

    be transmitted and the determination of the t iming for such transmission. Indeed,

    the Prosecutor, in general and in this specific case, is normally in possession of

    significant information which may be relevant not only for identifying the State(s)

    on the territory of which the person may be found, but also for determining

    which occasions may or may not represent a sui table opportuni ty to execute the

    arrest .

    FOR THESE REA SON S, THE SINGLE JUDG E HEREBY

    ORDERS THE ARREST OF

    WALTER OSAPIRI BARASA, as better identified above, for his alleged criminal

    respon sibili ty for the offences identified un de r C oun ts 1, 2 an d 3 l isted abov e;

    O R D E R S

    the Registrar:

    (i) to pro m ptly l iaise wi th the Prosecu tor for the pu rpo ses of identifying

    the countries to which a request for cooperation seeking the arrest and

    surrender of Walter Osapiri Barasa should be t ransmit ted and of

    determining the exact t iming and circumstances of such transmission;

    56 Prosecutor 's Application, para. 110.

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    (ii) to pre pa re one or m ore requ ests for coope ration, in accordan ce with

    the results of such consultations;

    O R D E R S

    the Registrar to promptly l iaise with the Prosecutor with a view to following the

    movements of Walter Osapiri Barasa and to ident i fying the most appropriate

    circumstances, as to t iming and place, for transmitting the relevant request(s) for

    cooperation to the competent authorit ies pursuant to rule 176(2) of the Rules and

    serving the warr ant of arrest on him ;

    O R D E R S

    the Registrar to prepare, in consultation and coordination with the Prosecutor, a

    request for cooperation, to be transmitted at the appropriate t ime, to the relevant

    State(s), requ esting a ny such State(s) to take appr op riate m easu res for:

    (i) the search of W alter BARA SA's pe rso n and any prem ises wh ere

    Walter BARASA may be arrested or where he resided at the t ime of his

    arrest;

    (ii) "the seizure of any relevant evidence, such as cell ph on es, com pute rs

    or PDAs, diaries, address books, notes or records of meetings or

    conversations, financial or banking records and/or cash which is/are on

    reasonable grounds believed to be used in, connected with, or to,

    provide evidence of", the offence described in the present warrant of

    arrest;

    (iii) the per m issi on for an inve stigato r from the Office of the Pro secu tor to

    be present during the execution of any such searches; and

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    (iv) the pr om pt transm ission of any such seized evidenc e to the Co urt.

    Done in both English and French, the English version being authoritative.

    Judge Cuno Tarfusser

    S ingle Judge

    Dated this Friday 2 Aug ust 2013

    The Hague, The N ether lands

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