institutional transformation: a new framework informed by ...€¦ · higher education research...
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HIGHER EDUCATION RESEARCH INSTITUTE AT UCLA HOME OF THE COOPERATIVE INSTITUTIONAL RESEARCH PROGRAM
InstitutionalTransformation:ANewFrameworkInformedbyStrategiesUtilizedatHighlyProductiveInstitutions
SylviaHurtado&KrystleCobianSTEMInstitute
June2017|UniversityofCalifornia,LosAngeles
HIGHER EDUCATION RESEARCH INSTITUTE AT UCLA HOME OF THE COOPERATIVE INSTITUTIONAL RESEARCH PROGRAM
DifferentModelsofInstitutionalChange
Knowledge Persuasion Decision Implementation Confirmation
StepsintheAdoptionofInnovationsRogers,DiffusionofInnovations, FreePress,2003
Awarenessof
Evidence-basedPractice
ConvincingOneorMoreto
LearnorTry---------------Research
WeighingProsandCons
FavorabletoChange
LimitedorBroadScale,TryingitOut
ActionLeadsToMotivation
-----------------------Researchto
CompareResults
Wieman “bringtheteachingandresearchaspectsoftheculturemuchclosertogether“tofacilitatechange(2017)
C.Henderson, A.Beach,&N.Finkelstein,2011, FacilitatingChangeinUndergraduateSTEMInstructionalPractices:AnAnalyticReviewoftheLiterature,JournalofResearchinScienceTeaching,48,8,952-984
ResearchQuestions1. Whatstrategiesdoinstitutionsuseto
broadenundergraduateSTEMdegreecompletion,especiallyfortraditionallyunderrepresentedracial/ethnicminorities?• Whatstrategiesarespecificto
changingnormsinSTEMTeachingandLearning?
2. Howarestrategiesorganizationallyintegratedatthemultipleorganizationallevelsoftheinstitution?
MethodsSample
• Casestudiesfrom11diverseinstitutions• Institutions had‘exemplarysuccess’in
producingSTEMdegreesoverall,oramongaparticularunderrepresentedracialgroupofinterest
• Efficiencyscoresgeneratedbystochasticfrontieranalysisidentified‘exemplar’campuses
• Roughly20-25STEMfaculty,programdirectors,andupper leveladministratorswereinterviewedateachinstitution
• Weinvestigatedevidence-basedpracticesandtheoverallcontextforSTEMeducation
CodingandAnalysis• ConstantComparativeApproachused
tocode• Transcriptsopencodedforsalient
largerthemesfollowedbyaxialcodingtodeterminehowthemeswereinterconnected.
• Analysisinvolvedvisuallydisplayingthedatawithineachcodeinspreadsheetsbyinstitution.• Easilyallowsforcomparisonsbetween
institutions.
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
InstitutionalSTEMInterventions
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
InstitutionalCulture
aroundSTEMTeachingandLearning
EfficiencyinSTEMDegree
Completion
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
InstitutionalCulture
aroundSTEMTeachingandLearning
InstitutionalSTEMInterventions
EfficiencyinSTEMDegree
Completion
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
InstitutionalCulture
aroundSTEMTeachingandLearning
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
InstitutionalCulture
aroundSTEMTeachingandLearning
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
InstitutionalCulture
aroundSTEMTeachingandLearning
OrganizationalPerspectiveforChangingNormsinSTEMTeachingandLearning
1.Pedagogical
ExperimentationBegins
2.DisseminationofInnovative
Ideas
3.ChangeEfforts
GainMomentum
4.Changing
MindsetsforFacultyBuy-in
5.ScalingandSustainingChangesinPractice
EfficiencyinSTEMDegree
Completion
InstitutionalSTEMInterventions
AttentiontoDiversitywithinInstitutionalCulture ExternalPressures
Leadershi pSupp ort
InstitutionalCulture
aroundSTEMTeachingandLearning
ChangingNormsin
TeachingandInnovation
InstitutionalSTEM
Interventions
Wehavefacultyworkingon,arsenic,andprostatecancer,anduraniumcontaminationinsoilsandinthelivestockthatpeopleareeating. AndNavajostudents...willcheerfullycomeinandworkon[thisresearch]. Andthatrelatesintheirmindstothecancerpatternsthattheircommunityhas. That’showweareabletoattractfabulousfacultyhere,andkeepthembecauseofthesettingwe’reinandregionalproblemsthatarethecontextfortheworkthatwedo. Andthat’salsothecontextforwhatthesestudentsaretryinggetoutoftheircollegeeducation. Soagain,I’mnotsurethatboilsdowntoacatchphraseyoucanuse,buttome,Iseethatthat’swhat’sgoingonintheseclassroomsandintheseresearchlabs.~ProvostandVice-PresidentforAcademicAffairs,
UniversityServingTribalStudents
• InstitutionalPartnershipswithSurrounding Community
• ComprehensiveProgramsforStudentsSpecificallyinSTEM
• UndergraduateResearchOpportunities
• AcademicSupport andAdvising
• Mentoring Programs
Whenwehirefaculty…wearelookingforsomebodywhoreallylovesbeingwithstudents,wholikesteachingstudents,who’snotafraidtoworkwithpeoplefromdifferentdiversebackgrounds.~ProfessorEmeritusinBiology,
Master’sComprehensiveHSI
AttentiontoDiversitywithinInstitutionalCulture
• Institutionsembracedincreasinglydiversestudentbody
• Leadershipvocalabouttheimportanceofdiversity• Hiringofdiversefaculty&facultywho
valueteaching/doing researchwithdiversestudents
• CollaborationswithnearbyNativeAmericancommunities
• Institution recognizesthateffectivelyteachingdiversestudentsrequiresattentiontoadditional challengesthatURMsface
• Servicesmayneedtobetailoredsothattheycantarget diversestudents
Wehavethisstateperformancefundingnowwherealltheuniversities[areunderourstate’s]performancefundingmodel.Sotherearetenmetrics,nineofthemhadtodowithinstruction...Universitiesaregradedonetofiveforexcellenceorimprovement,youcanscoreineither.Butnominorityservinginstitutionhasevergottena70%graduation…Thethingisthatwecancomplainaboutwhatperformancefundingisbutwhatitdoesisitprovidesthatfinancialimpetustodotherightthing.AndIthinkluckily[ouruniversity]isdoingthatall.Weweremakingthestepstowarddoingthatbeforethemodelcameintoplace.SoitcansatisfythepeoplewhoarefocusedfinanciallybutIthinkformostofourfaculty,itisn’t.
~DeanoftheCollegeofArtsandSciences,HighResearchHSI
ExternalPressures
Iuseinteractivemethodsandhands-onmethodsfromthephysicseducationresearch…Iteachalargecourse…for125students.TomakeitinteractiveI’llposeaquestionandthenstudentswillturnandtalktotheirneighbororinasmallgroupaboutthatquestionsothattheyareactuallygrapplingwiththecontentasopposedtosittingthereandpassivelylisteningtometalk…Thenit’sthehands-onpiece.Therearealotofdemosandthingsforstudentstotouchandplaywithsothatwe’reactuallydoingscienceintheclassroomratherthantheknowledgefullycomingfromme...They’remakingobservationsandformingideasbasedonwhatthey’reactuallyseeingsuchthattheknowledgeiscomingfromthatexperienceandit’screatedbythem….WhenIwashiredhere,Ithinktheyjustneededsomeonetoteachphysics...Ihavestudentachievementdataand[students]aredoingwell...Iuse[thedata]toinformmyinstruction.Iwanttoseethatstudentsareactuallylearning…andI’mtryingtoteachinawaysothattheywilllearnphysicsonadeeperlevel.
PhysicsInstructor,SmallerResearchHSI
Starting Change: Pedagogical Experimentation Begins
DisseminationofInnovative
Ideas
Ihadastatisticianfromthe[CenterforTeachingandLearning]workingonitanditwasclearthatsomethinggoodwasgoingon. TheCenterwroteupaonepagereportandsoIhavetocredit[aninstructionalconsultant]inthecenter,who…sentitupthechainofcommand,Hesentittotheprovostrightaway. Andtheynoticed,thechancellor,theprovost,thedeanstheyallnoticed. Anditgotalotofattention,butIkeptfeelingnervouslike‘Thisisn’tevenpublishedyet.’ ~DirectorofInstructionalInnovationfortheCollegeof
ArtsandSciences&STEMLecturer,LargeSelectivePWI
ChangeEffortsGain
Momentum
“Someof[thechange]wasdoneincrementally,soit’snotlikeIsatthereandknew,‘Thesewerethe25thingsweneedtodotomakethis[changeprocess]happen.’Sometimesyouareonlyseeingfive[tasksthatmustbedone],andyoudothemandthenyouseethenextfive.Andso….whenIselected[theSeniorAssociateDean]tooverseethesciences,Ididn’t seethiswaveoftransformation coming.AndallofasuddenwhenwesawmorestudentinterestinthesciencesneedingtohavemoreActiveLearningtechniques,Isatdownwith[theseniorassociatedean]andIsaid,‘Whatshouldwedo?’Wehadaconversationaboutsettingupthetaskforcethatheendedupleadingandthattaskforcerecommendedaleaderininstructional innovation.Sowefinally lookedaroundtheroomand[appointedapersontothisrole].”
~DeanoftheCollegeofArtsandSciences,LargeSelectivePWI
ChangingMindsetsforFacultyBuy-in
Youhavetohavefacultywhoareabletobemotivated,andtherewasalotofdiscouragedfaculty. Butwhenyoumakeachangeanditworks,peoplegetencouragedbyseeingthechangeworking.SoIthinkyouhavetotalkthat[change]up.Youhavetotalktoyourfacultyandsay,“Lookhere’swhatwe’regoingtodo,andhere’sgoingtobetheoutcome,”andthenwhentheoutcomehappensremindthemthattheoutcomeisconnectedtothechange. ~ProfessorandChairofPhysicsandAstronomy,
LargeSelectivePWI
ScalingandSustainingChangesinPractice
Eachsemester, thoseofusengagedinthis[coursereformandactivelearningeffort]makealistofwhoourpotential targetsareandwhoarepeoplethatwewouldn’t inamillionyearsasktodothis. Soit’sspreadingthisthrough thefacultyoverthelong-term…Sowe’retryingtobuildupacohortofaboutathird toahalfofthedepartmentwhohasgone through thisapprenticeshipprocess[inactivelearning]... Wedon’texpecttoget100%[ofthefacultytrained].Weexpecttogrowoverasteadystateasmoreyoungpeoplecomeinbecausewehavetheexpectationthateverytenuretrackfacultymemberwillteachalargeenrollmentcoursebeforethetenuredecision ismade.
~PhysicsProfessor,LargeSelectivePWI
Innovative PedagogicalChangesintheClassroom• Somedepartmentsaremakingmorestridesthanothersintheuseofinnovativeteachingtechniques• Fromlecturetowardsstructuredinquiry-based,active-learningclassroomexperiences• Insomecasestheinnovationintheclassroomwentbeyondsimplyincorporatingactivelearningtechniqueandcompletelychangingtheclassroomfromalectureformattoaflippedorhybridformat– partonline/partinclassroom.• Thereisamovementaroundacceptingfailureasanormalpartoflearning&havingagrowthmindset• “Hightouch”cultureformakingcontactwithstudentsfallingbehindin theclassroomtoconveyconcernforprogressandtohelpstudentsmoveforward
-------------- LeadershipSupport--------------
Youhavetobein[thechangeprocess]forthelongrun.Theytakeawhile,butitisn’tsomethingthatjusthappenswithoneperson,butitdoesrequirebothcommitmentfromthetopdownandexcitedideasfromthebottomup. Thebottomupbeingfaculty...thepeoplethataredoingit...Andatbigpublicuniversities,peopledon’thavealotofextratime[todonewinnovativethingstochangetheirteaching]... Sofindingwaysthatyoucandolittlethingslikeextrasupportwhentheyputagrantandyoumakethosematchingfunds...ThatkindofrecognitionIthinkhasahugeimpact.AndthenIthinkifyou’regoingtogetnewfacultyhirestoactuallycareabout it,allowingthemtocareaboutitandhavethatnotbeconsideredsomethingthatgoesagainstthemintenure.
~ChancellorofUniversity,LargeSelectivePWI
Withhelpfromtheprovostandsupportfromourchancellor…wehaveinvestedinredesigningtheclassroomspacessothattheyareappropriateforActiveLearning. Physicsforexampleisourbestexample…Theclassroom isnowtaughtinroundtables- sixtoeightstudentssitaroundatable…Theyweresupposedtohavereadonline[beforetheclassbegins]somemoduleonwhattheywouldbeworkingaboutinclass.Sotheycomein,sitaroundatable,andworkonaproblem...Andthestudentsaresupposedtobeworking togetherinateamandtheirprofessorandthegraduateTAsarewalkingaround intheclassroom.
~DeanoftheCollegeofArtsandSciences,LargeSelectivePWI
-------------- LeadershipSupport--------------
IncreasedParticipationofDiverseResearchers
Theprimarygoalistoincreaseparticipationratesofdiverseresearchersfromcollegeentrytocareerattainments
BUILDcampuseshaveadiversestudentbodyandareexpectedtoincreasethenumberpursuingbiomedicalcareers
NRMNisexpectedtoexpandanddiversifymentorsandmenteesengagedinbiomedicalresearch
CentralDPCGoalandEvaluationFocus
ParticipationofDiverse
Researchers
DiversityInnovations in
Science
Climatefordiversity
ConnectionswithDiverseCommunities
CulturallyResponsivePractice
Integratedrace/genderandscienceidentities Inclusive
Science
Training Curriculum
PartnershipsProgramActivities
InstitutionalPractices:ConvergenceofCommitmenttoDiversityandScienceTraining
@HERIUCLA FACEBOOK.COM/HERI.CIRPWWW.HERI.UCLA.EDU (310) 825-1925
ContactUsFaculty/Co-PIs:SylviaHurtadoKevinEagan
PostdoctoralScholar:TanyaFigueroa
AdministrativeStaff:DominiqueHarrison
GraduateResearchAssistants:AnaGomezHectorRamosChristinaZavala
Damani White-LewisKrystleCobian
Papersandreportsareavailablefordownload fromprojectwebsite:http://heri.ucla.edu/nih
Projecte-mail:[email protected]