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Infrastructure, Standards and Architecture Development for the “Smart Grid” Joe Hughes Sr. Technical Manager, EPRI, Palo Alto, California IEEE Workshop State Building, San Francisco Nov 3, 2008

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Page 1: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

Infrastructure, Standards and Architecture Development for the “Smart Grid”

Joe HughesSr. Technical Manager,EPRI, Palo Alto, California

IEEE Workshop

State Building, San Francisco

Nov 3, 2008

Page 2: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

2© 2007 Electric Power Research Institute, Inc. All rights reserved.

A portion of success from focused work…

Laufenburg Substation, Switzerland…61850 in

Use

CIGRE 2004

IEC 61850 Interoperability

Booth

Page 3: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

3© 2007 Electric Power Research Institute, Inc. All rights reserved.

“Smart Grid” Scope is End to End

Page 4: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

4© 2007 Electric Power Research Institute, Inc. All rights reserved.

Drivers For Open Standards and Architecture Development

Open Systems and Standards Development

Capital Cost Reductions

Life Cycle Cost Reductions

Systems Engineering

Methods

Robust Designs Enabling

Infrastructures

Shared Infrastructures

Bundled and New Applications

Communications Asset Utilization

Increase ValueDecrease Costs

Page 5: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

5© 2007 Electric Power Research Institute, Inc. All rights reserved.

Interoperability Key Concept: Use a Common Language for Communications

Network CommunicationsInformation

2 - Registers

6 - LoadProfile

7 - Events

MeterInc. Model 12b2 Phase, 120VAC, 200AUCAUCATM

C12.22 Device

Address 135.35.5.2

End Device (Meter)

0 - Identification.........

...

Meter Data

Message

“Letter”

ANSI Standard Communications

“Envelope”

Revenue MeterData Packet

Page 6: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

6© 2007 Electric Power Research Institute, Inc. All rights reserved.

What is A Common Language?

3. Communications Message “Object”

1. Physical Communications

Media…

Intelligent-Communicating Remote Device

(Meter)

MeterInc. Model 12b

2 Phase, 120VAC,

200A

UUCCAA

TM

2. Communications

“Envelope”

“Master Station”’Computer Communications

Interfaces

Page 7: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

7© 2007 Electric Power Research Institute, Inc. All rights reserved.

Recommendation: Develop Designs that Make Use of Layered Communications…

MeterInc. Model 12b

2 Phase, 120VAC,

200A

UUCCAA

TM

“Master Station”’Computer

MeterInc. Model 12b

2 Phase, 120VAC,

200A

UUCCAA

TM

MeterInc. Model 12b

2 Phase, 120VAC,

200A

UUCCAA

TM

Brand X

Brand Y

Brand Z

“Wireless”

“Fiber Optic”

“Wired”

Page 8: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

8© 2007 Electric Power Research Institute, Inc. All rights reserved.

Develop Technology to Enable Consistent Security Policies Implementation

DataUUCCAA

TM

“Security Policies”

Brand X

Brand Y

Brand Z

Data

Data

“Wireless”

“Fiber Optic”

“Wired”

Encryption

Intrusion Detection

Access Controls

UUCCAA

TM

UUCCAA

TM

Monitoring

Page 9: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

9© 2007 Electric Power Research Institute, Inc. All rights reserved.

Applications Cut Across Operating Domains and Industries…

Energy efficiency and demand response if architected correctly could assist the development of a smart grid

EfficientBuilding

Systems (ASHRAE)Utility

Communications

DynamicSystemsControl

DataManagement

DistributionOperations (IEC)

DistributedGeneration& Storage (IEC)

Plug-In Hybrids (SAE)

SmartEnd- Use

Devices ASHRAE/ANSI

ControlInterface

AdvancedMetering (ANSI)

Consumer Portal& Building EMS

Renewables (IEC)

PV(IEC)

Develop Requirements for Management and Security

Page 10: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

10© 2007 Electric Power Research Institute, Inc. All rights reserved.

Power Industry Uses a Variety of Distributed Computing “Environments”

Page 11: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

11© 2007 Electric Power Research Institute, Inc. All rights reserved.

Networking Infrastructure Layering Strategies

7:Application

6:Presentation

5: Session

4:Transport

3: Network

2: Data Link

1: Physical

Application (Central)

1: Physical

2: Data Link

3: Network

4:Transport

5: Session

6:Presentation

7:Application

Application (Remote)Adopt a Common

Language

Develop Common

Approaches and collapse

Investigate Issues and Adopt as

Appropriate

Understand Physical

Media…Use as Appropriate

Page 12: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

12© 2007 Electric Power Research Institute, Inc. All rights reserved.

Key Standards Organizations Involved in the Development of “Smart Grid” Infrastructure

ISO IECInternationalstandards-developing organizations

National Organizations

Trade, technical,and government

Consortia anduser groups

JTC 1

ANSI(US) EIA/CEMA IEEEASHRAE

SAE

UCAInternational

Zigbee Alliance

AEIC MeterGroup

BACnet™Users

ITU

IEC 61970/68CIM Users

IEC 61850Users Open AMI

AHAM

Utility AMI Open HAN

BACnet™Mfrs

JTC 1 WG 25

*Representative Sample

ASHRAESSPC 135 UIWG

ANSI C12Series

EPRI IWG

ISA

IETF

CENELEC

Other Projects

NIST

RD&D

ProjectsEPRI ProjectsCEC Projects DOC ProjectsDOE Projects

Page 13: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

13© 2007 Electric Power Research Institute, Inc. All rights reserved.

What is an Industry Level Architecture?

Architecture: The Structure of Components, their relationships, and the principles and guidelines governing their design and

evolution over time*.

*DoD Integrated Architecture Panel, based on IEEE Std 610.12

Page 14: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

14© 2007 Electric Power Research Institute, Inc. All rights reserved.

Integration Across Both Information Technology and Field Equipment is Required

AMIDistribution automation

Substation automation

WAMSWind integration

DER integration

Powe

r Sys

tem

Reso

urce

sCo

ntro

ls se

nsor

sCo

mm

unica

tion

Infra

stru

ctur

eDa

ta

inte

grat

ion

Appl

icatio

ns

Power procurementMarket operations

Regional TransmissionOperator

Distribution Control Center External corporations

Page 15: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

15© 2007 Electric Power Research Institute, Inc. All rights reserved.

Emerging Requirements for Advanced and Mission Critical Applications

• Mission Critical Power System Automation and Protection• Real-Time Application Support• High Reliability • Full Set of Cyber Security Functions• Full Set of Systems Management Capabilities

– Fault, Configuration, Accounting, Performance, Security, Application, Other

• Quality of Service Management• Scaling and Addressing on Large Scales• Consistent Policy Based Management over Networks of

Networks• Mobility

Page 16: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

16© 2007 Electric Power Research Institute, Inc. All rights reserved.

OSI Basic Reference Model

7:Application

6:Presentation

5: Session

4:Transport

3: Network

2: Data Link

1: Physical

Application (Central)

1: Physical

2: Data Link

3: Network

4:Transport

5: Session

6:Presentation

7:Application

Application (Remote)Application Level

Language=>Harmonize

Develop Common

Approaches Adopt as

Appropriate

=>Investigate Issues with

Management & Maturity

“Physical Media”=> Understand

and Use as Appropriate

“Middle Stack”

Page 17: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

17© 2007 Electric Power Research Institute, Inc. All rights reserved.

• Some Standards in use… but not enough use

Where’s the Architecture?

“Smart Grid” Today…

Communication Systems

Limited Visibility across the system

Little integration between IT and Field Automation

Islands of automation

• Older difficult to maintain protocols

Proprietary “Solutions”

• Little or no enterprise level integration

• Patchwork of “legacy” SystemsNo Customer Integration

Page 18: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

18© 2007 Electric Power Research Institute, Inc. All rights reserved.

Architecture Vision

• Uses Consistent Policies Across Operating Domains• Integrates a Wide Variety of Networks• Integrates a Wide Variety of Physical Media• Enables Interoperability among Intelligent equipment• Uses a Carefully Integrated Set of Standards from

Different Industries• Standards are Supported by Effective User Groups• Industry Requirements are Shared across the industry• Interoperable Equipment is available Across the Industry• Conformance and Interoperability Testing widely adopted• Standardized Notation and Systems Engineering is

Widely Used to Specify and Manage Systems

Page 19: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

19© 2007 Electric Power Research Institute, Inc. All rights reserved.

A Sample of “Smart Grid” Infrastructure work that has taken place and needs to be built upon…

IEC 61970/61968 for Enterprise “IT” Integration

IEC 61850 for Real-Time Field Automation, DER and Wind

IEEE P37.118

For Phasor Measurement

Units

ASHRAE/ANSI 135 for Building Automation

ISA for Industrial ANSI C12

Revenue Metering

SAE For PHEVs

Page 20: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

20© 2007 Electric Power Research Institute, Inc. All rights reserved.

Architecture

Development

Applications and Infrastructure Development Needs to Occur in Parallel: Designs are Critical to Architecture

Requirements

Analyses Designs

Implement

Bench/Develop

Field Test

Small/Develop

Field Test

Large/Demo

Commercial

Rollout

Energy Specific

Standards

User Groups

ManufacturerManufacturer

ManufacturerManufacturer

Individual

Project work

Interoperable Equipment

Standards Based

Technology

Adoption

Refinement

Page 21: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

21© 2007 Electric Power Research Institute, Inc. All rights reserved.

Reference D

esigns

Standards

Architecture Development

Ingredients for Successful Industry Level Interoperable and Managed Systems Development

Three Legged Stool: For Interoperable Products

2) Involved User Group: Interoperability Agreements, Labeling, Testing, Marketing

UCA International, BACnet Mfgs. Assoc. Assoc. of Edison Illuminating Cos3) Reference implementations

and Designs: Developer Tools, Standards Implementations and test implementations

1) Open Mature standards: Protocols, test schemas, object models

IEC TC57, ANSI C12, ASHRAE SPC135, Other

Page 22: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

22© 2007 Electric Power Research Institute, Inc. All rights reserved.

Customer Communications (AMI) Scope: Integrated Wide Area and Local Area Networks

Page 23: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

23© 2007 Electric Power Research Institute, Inc. All rights reserved.

Standards alone are not enough for interoperable product development...

Standards Developed by Formal Standards Organizations (SDO’s)

Interoperability Agreements

from Consortia

End-Users Desired Interoperability (Plug and Work)

Universe of networking and distributed computing options

Users Agreements

Management and Security (Future)

IEC 61850,61970

ANSI C12

Page 24: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

24© 2007 Electric Power Research Institute, Inc. All rights reserved.

Situation: Home “Automation” Standards...

• HES• SNAP• HOP• UPnP• ATM RBB• Jini/Java• HAVi• OSGi• IRDA• VESA• WLIF• SOAP

• X-10™• CEBus©• Lonworks™• Smarthouse• Firewire• CAL/HPnP• Home RF• Bluetooth• SWAP• WLIF• Home PNA• Home API

1985 2008

X-10™CEBus©LonWorks™Smarthouse™

“DigitalConvergence”

HomePlug

Zigbee

UWB

AHAM CHA

Ethernet

IPvX

WSDL

UDDI

XML

EIB

Konnex

BACnet

HomeGate

SG Profile

Other

Page 25: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

25© 2007 Electric Power Research Institute, Inc. All rights reserved.

ISAAHAM

Application Language Strategy for Working with Industry: Mutual Respect For Domain Knowledge

AHAM

ANSI

C12 Series

Electric

ISAASHRAE

SSPC 135DMTFSAE

Automotive Industry

IndustrialAppliancesBuildings & HVAC

Computers

Meters

LBL DRASIEEE

PES

IEC

TC 57 Utility AMI

Open AMI

AMI SEC

Zigbee

Power Industry

Open HAN

ASHRAE

Customer Comm

Focused

R&DDMTFSAE

Electric

Develops Into

Composite

Page 26: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

26© 2007 Electric Power Research Institute, Inc. All rights reserved.

Architectural Gaps

• Policies for management and security need to be further developed and consistently applied

• Network and Systems Management Infrastructures need to be further specified, evaluated and adopted/developed

• Security Architecture Needs to be Developed/Adopted for Advanced Automation and Customer Communications

• Physical Media Options Need to be Better Understood for California Specific Functions, Designs Developed Implemented and Tested

• Networking Infrastructure Options Need to be Better Understood and Designs Developed, Implemented and Tested

Page 27: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

27© 2007 Electric Power Research Institute, Inc. All rights reserved.

Architectural Gaps Continued

• Requirements and Reference Designs for Advanced Automation and Customer Communications need to be fleshed out for California Specific Functions:– Distributed Energy Resource Integration– Advanced T&D Automation– Customer Communications and Metering– In-Building Equipment Integration for Energy Functions– EV/PHEV Integration for Advanced Operations

• Common Application Level Communication Objects need to be developed for key applications that cut across traditional Operations

Page 28: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

28© 2007 Electric Power Research Institute, Inc. All rights reserved.

Architectural Development Recommendations

• Develop and Use Systems Engineering Tools to Collaboratively develop requirements that support the key California Applications

• Document requirements in standardized notation and industry models

• Evaluate Requirements and Develop standards based equipment Designs based on the requirements

• Use these designs to evaluate the supporting standards. • Contribute results to appropriate Standards and User

Groups• Assist the integration of key standards necessary to

support next generation applications for California

Page 29: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

29© 2007 Electric Power Research Institute, Inc. All rights reserved.

Develop/Harmonize Common Meter Data Models for Integration of MDMS with Field Operations

OMSCIS

Customer Communications

DistributionAutomation

“Service Oriented Architecture”

ProprietaryMetering A

AM/FM/GIS

ANSI/IEC Metering “Field

Operations”

Meter Data Management

IEC 61970/61968 Common Information Model (CIM) Enterprise Application Integration

Proprietary

Metering B

Meter Master Station

UUCCAA

TM

UUCCAA

TM

UUCCAA

TM

R&D Needed: Integrate Across Standards=> Common Meter Data Model

UUCCAA

TM

UUCCAA

TM

UUCCAA

TM UUCCAA

TM

Page 30: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

30© 2007 Electric Power Research Institute, Inc. All rights reserved.

Moving Forward: A Ten Step Program

1. Work toward consistent industry level policies for customer communications infrastructure

2. Use Systems Engineering and Architecture Development Methods andTools

3. Use a “Requirements Driven” approach to technology adoption and development

4. Work toward an industry level strategic architecture model and development pathway in key areas such as customer interface

5. Do not do “one off” or custom projects that are not on a strategic open systems architecture pathway

6. Do not “wait” for standards: Use, adopt, further develop, contribute to and procure to key industry level standards

7. Understand where the technology “gaps” and “overlaps” are and work on collaborative solutions

8. Adopt technology from other industries only as appropriate making sure it meets energy/power industry requirements

9. Develop energy specific standards where needed: i.e. applications level language

10. Recognize where collaborative R&D is needed and actively participate

Page 31: Infrastructure, Standards and Architecture Development …€¦ ·  · 2009-11-25Infrastructure, Standards and Architecture Development for ... IEC 61970/61968 for Enterprise “IT”

31© 2007 Electric Power Research Institute, Inc. All rights reserved.

Government

Agencies

Standards

Communities

EPRI and Industry R&D

Projects and Development

Industry Architecture Development Puts a Technical Framework around Key Relationships…

Product Vendors

Utilities and

Energy Companies

Regulators

Industry Architecture

Foundation Work

Energy Consumers