industry perspective: regulatory aspects …€¦ · rna vs. dna –removing the chemical cousin...

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ISPE Biopharmaceutical Manufacturing Conference 4 – 6 December 2017 San Francisco, CA 1 INDUSTRY PERSPECTIVE: REGULATORY ASPECTS OF DEVELOPING PERSONALIZED CANCER VACCINES Kathleen Francissen, Ph.D. Senior Director, CMC Regulatory Genentech, A Member of the Roche Group ISPE Biopharmaceutical Manufacturing December 06, 2017 DEVELOPMENTS IN CAR-T AND CANCER VACCINES REALITY ON THE HORIZON

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Page 1: INDUSTRY PERSPECTIVE: REGULATORY ASPECTS …€¦ · RNA vs. DNA –removing the chemical cousin ... Therefore, representative batch data can be provided in IND or CTA to show the

ISPE Biopharmaceutical Manufacturing Conference

4 – 6 December 2017San Francisco, CA

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INDUSTRY PERSPECTIVE: REGULATORY ASPECTS OF DEVELOPING PERSONALIZED CANCER VACCINES

Kathleen Francissen, Ph.D.Senior Director, CMC Regulatory Genentech, A Member of the Roche GroupISPE Biopharmaceutical ManufacturingDecember 06, 2017

DEVELOPMENTS IN CAR-T AND CANCER VACCINES REALITY ON THE HORIZON

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Connecting Pharmaceutical Knowledge ispe.org

I. Individualized cancer vaccines

II. Personalized RNA mutanome vaccine manufacture

III. Regulatory considerations

Outline

Connecting Pharmaceutical Knowledge ispe.org

In principle, all tumorsharbor mutations… 

Personalized medicine

Individualizedmedicine

… some of which are frequent andshared betweenmany tumors.

CACNA1A

ABCA1

PTGS2

PON1

ITGB3

SCARB1

SP1

RETN

AURKB

PSIP1

TMBIM6

PAK2PPARA

STK11

MUTYH

SPRY2

CES1MSH6

STAT5B

CACNA1A

ABCA1

PTGS2

PON1

ITGB3

SCARB1

SP1

RETN

AURKB

PSIP1

TMBIM6

PAK2PPARA

STK11

MUTYH

SPRY2

CES1MSH6

STAT5B

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Connecting Pharmaceutical Knowledge ispe.org

Tumor Immunotherapies

Peptides Antigen‐loadedDendritic cells

RNAs

Vaccine

Immune response Tumor responds

Survival of the patient

Connecting Pharmaceutical Knowledge ispe.org 6

mRNA Therapeutics

Therapeutic messenger (m)RNAs are used to introduce the genetic information for a protein, encoded by the respective mRNA, into a cell of interest. So, while the mRNA is the active pharmaceutical ingredient (API), the active principle is (generally) the translated protein.

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mRNA Structure and Optimization

Protein expression from an mRNA is dependent on

•its stability (how long is the mRNA present in the cell)

•its translational efficiency (how much protein is made from one mRNA)

These in turn are defined by the structural characteristics of the mRNA, i.e.:

5‘ cap

5‘ UTR 3‘ UTR poly(A)open reading frame

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•No integration into the genome

•Needs only to reach the cytoplasm, not the nucleus

•Transient expression of the encoded antigen

•Degraded into nucleotides, i.e. no toxic metabolites

•Antigen delivery independent of HLA‐haplotype

•Induction of CD8+ and CD4+ T cell responses 

•If desired, RNA acts as its own adjuvant (recognition by toll‐like receptors)

•Relatively simple production process independent of the sequence

•Possibility to introduce new functionalities through sequence modifications and chemically modified 

building blocks

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Advantages of mRNA

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Direct application of mRNA

dendritic cell

adoptivetransfer

immuneresponse 

transfection

direct in vivo application of mRNA

tumor antigen‐encoding RNA 

Connecting Pharmaceutical Knowledge ispe.org 10

Mechanism of Action

Extracellular space

RNA Drug Product 

Cytoplasm

Endoplasmic Reticulum

Golgi

MHC Class I

MHC Class II

Presentation ofVaccine Derived Epitopes 

MHCI EpitopeProcessing

CytoplasmicTranslocation

RNA

MHCII EpitopeProcessing

Protein

1

2

4a

4b

5

Translation3

Uptake byMacropinocytosis

RNA „vaccine“ (local application of RNA into lymph node or systemically after formulation with liposomes targeting dendritic cells)

• Induction and expansion of antigen‐specific T cells

• Systemic distribution

• Anti‐tumoral effects

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Induction of anti-tumor immunity with mRNA

day ‐17

A20tumorcells

963 120

Kreiter et al. 2010 Cancer Res.

Connecting Pharmaceutical Knowledge ispe.org

Recent publication of first-in-human results for personalized cancer vaccines

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Neo-epitope specific T-cell responses detected in blood and tumor

Killing of autologous tumor cells mediated by neo-epitope-specific TCR

Personalized vaccine based on individual’s predicted neo-epitope repertoire

Support for clinical translation of vaccine mechanism of action• Clinical feasibility• Preliminary safety and tolerability• Preliminary evidence of disease control

Sahin et al., Nature 547:222 Ott and Hu et al., Nature 547:217

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Connecting Pharmaceutical Knowledge ispe.org

I. Individualized cancer vaccines

II. Personalized RNA mutanome vaccine manufacture

III. Regulatory considerations

Outline

Connecting Pharmaceutical Knowledge ispe.org 14

Personalized Cancer Vaccine Manufacturing

TransportCancer Vaccine      Manufacturing

Target SelectionProcess

Transport TreatmentScreeningSample collection

DNATemplate

Manufacturing Turnaround Time (TAT)

•Supply Chain involves clinical sites and clinical operations

•Process starts with collection of whole blood and tumor tissue for DNA and RNA preparation and sequencing (Target Selection Process)

•After neoepitope selection, the patient-specific RNA cancer vaccine is manufactured

BiosampleLogistics

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Connecting Pharmaceutical Knowledge ispe.org

Fully individualized vaccine – custom-made for each patient and specific for their tumor

On demand production

Suitable for potentially all tumor types

Induction of immune responses with high tumor specificity

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Manufacture of Individualized Cancer Vaccine

Connecting Pharmaceutical Knowledge ispe.org 16

Computational Medicine

IVAC® MUTANOME Technology Platform 

Use patienttumor‐specific mutations

For a  selective activation of the immune system by  custom‐made RNA vaccines 

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RNA Manufacturing: In vitro transcription

linear template DNA

raw reaction mixture with mRNA and impurities(T7 RNA pol., remaining cap and NTPs,

hydrolyzed DNA, …)

Completely cell‐free process

(but some of the starting materials come from E. coli)

in vitro transcribed mRNA (> 500 copies per template DNA )

with a yield of > 5 mg/ml

Connecting Pharmaceutical Knowledge ispe.org

Removal of:

Process‐related impurities (e.g. unconsumed NTPs, T7 RNA pol., template DNA)

Product‐related impurities (e.g. break off transcripts, side products)

Challenges:

Highly charged and dynamic molecule

RNA vs. DNA – removing the chemical cousin

Scalability of the purification process

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mRNA purification

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Integrity of purified mRNA

RBL001

200 nts. 500 nts.1000 nts.

1500 nts.

2000 nts.

3000 nts.

4000 nts.

6000 nts.

‐> more than 90% in the main peak

QC testing should follow principles of ICH guidelines.

QC testing of RNA should include integrity

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Quality Control Testing

Quality attributes of mRNA mutanomevaccines need to be prospectively defined, as are conventional therapeutics.

Testing each batch of mRNA and each batch of RNA‐Lipoplex should follow principles of ICH Q6B, and include tests such as integrity, appearance, bioburden, and potency. 

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RNA-lipoplex nanoparticles assembled from RNA drug substance and liposomes in a single-use fluid-path system

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RNA lipoplex preparation

Kranz, L.M., Diken, M., Haas, H., Kreiter, S., et al. (2016) Systemic RNA delivery to dendritic cells exploits antiviral defence for cancer immunotherapy, Nature, 534: 396

RNA

Mixer

Liposomes

Bulk product

Filling Freezing

Connecting Pharmaceutical Knowledge ispe.org

I. Individualized cancer vaccines

II. Personalized RNA mutanome vaccine manufacture

III. Regulatory considerations

Outline

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In general, regulatory expectations are that DS and DP batch release data are provided in the initial IND or CTA.

However, batch release data are not available for initial CTA for an individualized product because there are no DP batches manufactured until after patients are enrolled and their custom batches are manufactured and tested.

Therefore, representative batch data can be provided in IND or CTA to show the testing results

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Batch Release Data are not available for initial IND/CTA

Connecting Pharmaceutical Knowledge ispe.org

• There are no specific guidelines for mRNA in the EU (and the same holds true for the US). In any case, the general documents like the ICH guidelines on specifications and stability testing and impurities apply.

• The general requirements for manufacturing of mRNA are specified by the guidelines for (current) Good Manufacturing Practice.

• EC Consultation Document: Good Manufacturing Practice for Advanced Therapy Medicinal Products

• General observation: While CMC reviewers are open to innovative products and approaches, inspectors tend to take conventional viewpoint.

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Regulatory guidelines for mRNA

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•Traceability of all materials (especially the critical starting materials, e.g. NTPs, cap analog, DNA template)

•Supplier qualification

•Formal process development

•Training of personnel

•Suitable clean rooms

•Batch release with predefined specifications

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GMP Manufacturing

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Overview of RNA regulatory environment

T. Hinz et al. (2016) Meth. Mol. Biol., p.203

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In the EU, mRNA is classified as “Gene Therapy Medicinal Product” based on EU Directive 2001/83/EC:

a) it contains an active substance, which contains or consists of a recombinant nucleic acid used in or administered to human beings with a view to regulating, repairing, replacing, adding or deleting a genetic sequence; and

b) its therapeutic, prophylactic or diagnostic effect relates directly to the recombinant nucleic acid sequence it contains, or to the product of genetic expression of this sequence

(except for RNA vaccines against infectious diseases and for chemically synthesized RNAs like siRNAs)

In the US, mRNA is considered Gene Therapy, based on FDA definitions: 

Human gene therapy is the administration of genetic material to modify or manipulate the 

expression of a gene product or to alter the biological properties of living cells for therapeutic use

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Classification of mRNA therapeutics

Connecting Pharmaceutical Knowledge ispe.org

Accordingly, EU Directive 2001/83/EG defines the general requirements with respect to quality and preclinical as well as clinical studies for authorization of mRNA. This has been amended by EU Directive 2009/1290/EG for “Advanced Therapy Medicinal Products” (ATMPs).

With the classification as “Gene Therapy Medicinal Product”, the EMA draft “Guideline on the quality, non‐clinical and clinical aspects of gene therapy medicinal products” CAT/80183/2014 (replacing the “Note for guidance on the quality, preclinical and clinical aspects of gene therapy medicinal products” CPMB/BWP/3088/99) applies for mRNA.

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Regulatory guidelines for mRNA in EU

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Similarly, the EMA “Guideline on the non‐clinical studies required before first clinical use of gene therapy medicinal products” CHMP/GTWP/125459/2006 should be consulted.

For cancer immunotherapy, further requirements for preclinical and clinical studies are given in the EMA “Guideline on the evaluation of anticancer medicinal products in man” CHMP/205/95/Rev.4 as well as “ICH  guideline S9 on nonclinical evaluation for anticancer pharmaceuticals” CHMP/ICH/646107/2008.

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Regulatory guidelines for mRNA in EU

Connecting Pharmaceutical Knowledge ispe.org

Guidance for FDA Reviewers and Sponsors:  Content and Review of Chemistry, Manufacturing, and Control (CMC) Information for Human Gene Therapy Investigational New Drug Applications (INDs) (2008) 

FDA Guidance for Industry: Clinical Considerations for Therapeutic Cancer Vaccines (2011)

FDA Guidance for Industry: Potency Tests for Cellular and Gene Therapy Products (2011) 

FDA Guidance for Industry: Preclinical Assessment of Investigational Cellular and Gene Therapy Products (2013) 

Guidance for Industry: Considerations for the Design of Early‐Phase Clinical Trials of Cellular and Gene Therapy Products (2017)

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FDA guidelines for mRNA

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BioNTech AG:

• Andreas Kuhn 

• Heinrich Haas

• Sebastian Hörner

• Björn Kloke

• Felicitas Müller

• Ugur Sahin

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Acknowledgements

Genentech/Roche:

• Rainer Müller

• Maryse Gueguen

• Paul McDonald

• Manuel Mercier

• Emel Akkurt

• Don Low

• Leslie Kulakow

• Todd Renshaw