individual-based modelling of population dynamics …
TRANSCRIPT
INDIVIDUAL-BASED MODELLING OF
POPULATION DYNAMICS AND EVOLUTION
OF RESISTANCE TO PHOSPHINE
IN LESSER GRAIN BORER
by
Mingren SHI (史明仁)
This thesis is presented for the degree of
Doctor of Philosophy
The University of Western Australia
Faculty of Natural and Agricultural Sciences
School of Plant Biology
November 2012
TABLE OF CONTENTS
Statement of original contribution
i
Abstract ii
Publications arising from the thesis iv
Acknowledgements vi
Chapter 1 Introduction 1
Chapter 2 Numerical algorithms for estimation and calculation of parameters
in modelling pest population dynamics and evolution of
resistance. [with M. Renton, Math Biosci 233(2): 77-89 (2011)]
17
Chapter 3 Modelling mortality of a stored grain insect pest with fumigation:
probit, logistic or Cauchy model? [with M. Renton, Math Biosci
243: 137–146 (2013)]
31
Chapter 4 Constructing a new individual-based model of phosphine resistance
in lesser grain borer (Rhyzopertha dominica): do we need to
include two loci rather than one? [with M. Renton, T.J. Ridsdill-
Smith and P.J. Collins, Pest Science 85(4): 451-468 (2012).
41
Chapter 5 Individual-based modelling of the efficacy of fumigation tactics to
control lesser grain borer (Rhyzopertha dominica) in stored grain.
[with P.J. Collins, T.J. Ridsdill-Smith and M. Renton, J Stored
Prod Res, 51: 23-32 (2012)]
59
Chapter 6 Dosage consistency is the key factor in avoiding evolution of
resistance to phosphine and population increase in stored grain.
[with pests Renton M, Collins PJ, T James Ridsdill-Smith J and
Emery RN, Pest Manage. Sci., DOI: 10.1002/ps.3457 (2012)]
69
Chapter 7 Summary and discussion 81
Appendix Mortality estimation for individual-based simulations of phosphine
resistance in lesser grain borer (Rhyzopertha dominica). [with M.
Renton and P.J. Collins, Modelling and Simulation Society of
Australia and New Zealand, December 2011. pp. 352-358]
http://www.mssanz.org.au/modsim2011/A3/shi.pdf
87
i
STATEMENT OF ORIGINAL CONTRIBUTION
The research presented in this thesis is an original contribution to the field of simulation
modelling in plant biosecurity.
My estimated percentage contribution to each of the published papers is at least 90%
(see “Publications arising from this thesis” below). Others who made significant
contributions to the research are acknowledged in chapters 2-6.
The supervisors of this project, A/Prof. Michael Renton, Prof. T James Ridsdill-Smith,
Prof. Yonglin Ren and Mr. Robert N Emery, guided and supported me through the
process of searching literature, constructing models, setting model assumptions, coding
in Python and writing up and editing manuscripts for submission to journals and
conferences. My supervisors also helped in providing biological data, understanding the
needs for such modelling, ensuring the models were relevant to the real world, and
provided constructive criticism, feedback and suggestions on drafts of the thesis
chapters. Michael introduced me to individual based modelling, coding in Python and
provided advice during building the models. However, all model construction, analysis,
interpretation and writing was my own original work, and the modelling methods and
approaches employed were based on my own original ideas.
I declare that this thesis has been completed during the course of enrolment in a PhD
degree at the University of Western Australia, and the thesis is my own account of my
research and contains as its main content work which has not previously been submitted
for a degree at any tertiary educational institution.
ii
Abstract
The aim of this study is to use individual-based two-locus simulation modelling to
predict population dynamics and the evolution of resistance to phosphine (PH3)
fumigation in the lesser grain borer, Rhyzopertha dominica, and thus significantly
contribute to evaluating resistance management strategy options.
Individual-based modelling is a cutting-edge approach that explicitly represents the fact
that R. dominica populations consist of individual beetles, each of a particular genotype
and a particular life stage.
Four numerical algorithms for generating or estimating key parameters within such
models are described first in Chapter 2. The results of numerical experiments
demonstrated that the developed algorithms are valid and efficient.
In Chapter 3, two- and four-parameter probit models for phosphine mortality estimation
within a two-locus resistance simulation model (which comprises nine possible
genotypes) are developed. These probit models fit extensive experimental data very well
and include mortality predictions that vary with concentration, exposure time, and
genotype.
In Chapter 4, the differences between the predictions of one- and two-locus individual-
based models are compared in three cases: in the absence of phosphine fumigation, and
under high and low dose phosphine treatments. Simulation results show the importance
of basing resistance evolution models on realistic genetics and that using over-
simplified one-locus models to develop pest control strategies runs the risk of not
correctly identifying tactics to minimise the incidence of pest infestation.
In Chapter 5, the individual-based two-locus model is used to judge the management
tactics of single phosphine fumigation by investigating some biological and operational
factors that influence the development of phosphine resistance in R. dominica.
Simulation results indicate that extending exposure duration is a much more efficient
control tactic than increasing the phosphine concentration, and suggest that if the
original frequency of resistant insects is increased n times, then the fumigation needs to
iii be extended, at most, n days to achieve the same level of insect control. It yields from
simulation results that to control initial populations of insects that are n times larger, it
is necessary to increase the fumigation time by about n days.
Finally, in Chapter 6, the individual-based two-locus model is used to investigate the
impact of two important issues, the consistency of pesticide dosage through the storage
facility and the immigration rate of the adult pest, on overall population control and
avoidance of evolution of resistance to phosphine in lesser grain borer. Simulation
results indicate that achieving a consistent fumigant dosage is a key factor in preventing
evolution of resistance to phosphine and maintaining control of populations of R.
dominica.
iv
PUBLICATIONS ARISING FROM THIS THESIS
Primary authored manuscripts published in international journals
1. Shi M and Renton M, Numerical algorithms for estimation and calculation of
parameters in modelling pest population dynamics and evolution of resistance.
Mathematical Biosciences 233(2): 77-89 (2011). (The estimated percentage
contribution of the candidate is 95%.)
2. Shi M, Renton M, Ridsdill-Smith J and Collins PJ, Constructing a new
individual-based model of phosphine resistance in lesser grain borer
(Rhyzopertha dominica): do we need to include two loci rather than one? Pest
Science 85(4): 451-468 (2012). (The estimated percentage contribution of the
candidate is 90%.)
3. Shi M, Collins PJ, Ridsdill-Smith J and Renton M, Individual-based modelling
of the efficacy of fumigation tactics to control lesser grain borer (Rhyzopertha
dominica) in stored grain. Journal of Stored Product Research 51: 23-32 (2012).
(The estimated percentage contribution of the candidate is 90%.)
4. Shi M, Renton M, Collins PJ, T James Ridsdill-Smith J and Emery RN, Dosage
consistency is the key factor in avoiding evolution of resistance to phosphine
and population increase in stored grain pests, Pest Management Science
(wileyonlinelibrary.com) DOI: 10.1002/ps.3457 (2012). (The estimated
percentage contribution of the candidate is 90%.)
5. Shi M and Renton M, Modelling mortality of a stored grain insect pest with
fumigation: probit, logistic or Cauchy model? Mathematical Biosciences 243:
137–146 (2013). (The estimated percentage contribution of the candidate is
90%.)
Primary authored manuscripts published in refereed conference proceedings:
1. Shi M, Renton M and Collins PJ, Mortality estimation for individual-based
simulations of phosphine resistance in lesser grain borer (Rhyzopertha
dominica). In: Chan, F., Marinova, D. and Anderssen, R.S. (eds) MODSIM2011,
19th International Congress on Modelling and Simulation. Modelling and
Simulation Society of Australia and New Zealand, December 2011. pp. 352-358.
http://www.mssanz.org.au/modsim2011/A3/shi.pdf (2011).
v
(The estimated percentage contribution of the candidate is 90%.)
2. Shi M and Renton M, Phosphine mortality estimation for simulation of
controlling pest of stored grain: lesser grain borer (Rhyzopertha dominica), In:
Proceedings of International Conference on Modelling and Simulation, July 5-6,
2012, Zurich, Switzerland. World Academy of Science, Engineering and
Technology, Issue 67, July 2012, pp. 113-116.
https://www.waset.org/journals/waset/v67.php (2012). (The estimated
percentage contribution of the candidate is 90%.)
3. Shi M and Renton M, An individual-based two-locus modelling of pest control
in a spatial heterogeneous storage facility with pest immigration, In: S. Navarro,
H.J. Banks, D.S. Jayas, C.H. Bell, R.T. Noyes, A.G. Ferizli, M. Emekci, A.A.
Isikber, K. Alagusundaram (eds.), Proceedings of an International Conference
on Controlled Atmosphere and Fumigation in Stored Products. 15-19 October
2012. Antalya, Turkey. ARBER Professional Congress Services, Turkey, pp.
638-643. (2012). (The estimated percentage contribution of the candidate is
90%.)
vi
ACKNOWLEDGEMENTS
The research for this thesis was undertaken in the School of Plant Biology, The
University of Western Australia working with the Cooperative Research Centre for
National Plant Biosecurity (CRCNPB). Thanks to my coordinating supervisor, A/Prof.
Michael Renton’s encouragement and direction, and CRCNPB’s financial assistance I
had the chance to study for my second PhD degree in modelling of Plant Biosecurity
(The first PhD in Applied Mathematics was received at Murdoch University, Australia,
in 1997).
I would like to express my sincere gratitude to all those who helped me in completing
this thesis. Special thanks go to A/Prof. Michael Renton for being a great coordinating
supervisor and mentor, for his patience and guidance throughout my period of study. I
am very grateful to him for suggesting this challenging research topic in the first place.
He always was available for scientific discussion. He helped me in initiating
programming in Python and in improving my scientific writing skills. Deep thanks for
the great benefits from his supervision along the way.
I would also offer my sincere thanks to my co-supervisors. My thanks to Prof. T James
Ridsdill-Smith for his valuable suggestions for questions addressed in models, for his
joining discussions for construction of models, for his great help in entomology and
genetics, and for his checking and revising manuscripts. I am grateful to A/Prof.
Yonglin Ren and Mr. Robert N Emery, for their arrangement of visiting famers and
Cooperative Bulk Handling to obtain my fist hand biosecurity knowledge, and for their
great help in providing key information about beetle life cycles, silo fumigation and
biochemical interaction in the fumigation facilities.
My deep gratitude goes also to Dr. P.J. Collins. His name was not officially listed in my
supervisors, but indeed he is one of my mentors playing an indispensable role in
directing me to complete my thesis and a co-author of my four published
journal/conference paper arising from this thesis. He gave me great support and help in
the genetics and provision of raw data, in conceiving questions addressed and setting
assumptions in models, and in checking and revising papers.
vii The assistance of many members of staff at the School of Plant Biology is highly
appreciated.
viii
1
Chapter 1
Introduction
This thesis presents a number of new studies, all aiming to use simulation modelling to
help predict population dynamics and the evolution of resistance to phosphine pesticide
in the lesser grain borer stored grain pest, in order to evaluate monitoring strategies and
management options.
1. Background
1.1 Lesser grain borer
The lesser grain borer, Rhyzopertha dominica (Fabricius) (Coleoptera: Bostrichidae), is
an introduced, cosmopolitan, major pest of stored grains, which is difficult to control in
Australia and many other countries.
It attacks a wide variety of stored cereal grains, such as corn, rice and millet (Hagstrum
and Subramanyam, 2009). Both the larvae and adults bore irregularly shaped holes into
whole, undamaged kernels of grain, feeding inside the grain (Collins, 2008a, 2008b,
2008c; Emery, 2006). R. dominica impacts on food safety, trade, market access, market
development and, ultimately, the profitability and sustainability of plant industries.
Lesser grain borer is particularly destructive of stored cereals in warm temperate to
tropical climates where it is a voracious feeder on whole grains. Lesser grain borer is an
active flyer and rapid coloniser, completing its life cycle in 4-5 weeks under favourable
conditions. Adults lay 200-400 eggs through their life of 2-3 months (Arbogast, 1991).
2
1.2 Phosphine fumigation
Owing to its international market acceptance and a lack of acceptable, cost-effective
alternatives, disinfestation with phosphine (PH3) fumigant is a key component (Emery
and Nayak, 2007) and a fundamental tool used world-wide in the management of stored
grain pests including lesser grain borer.
Since the 1980’s, the Australian grain industry has come to rely heavily on the use of
phosphine to disinfest stored commodities, particularly grain to meet domestic and
international market demand for high quality grain, free of insects. Currently,
phosphine is the preferred fumigant used to protect bulk grains and oil seeds (more than
85% grains were treated / re-treated with phosphine) in each of the linkages from on-
farm storage to the grain terminal (Ren et al., 2012).
Reliance on phosphine developed because grain protectants, the previous commonly
used method of control, became vulnerable on two fronts: firstly, resistance strong
enough to cause control failures had emerged in many species and secondly, there was
growing adverse consumer reaction to the presence of chemical residues. In addition,
techniques for applying phosphine had improved and other chemical fumigants were
being criticised. Phosphine, in contrast to grain protectants, is unique; there is no
alternative that possesses the combined advantages that have made it so attractive for
use in the Australian grain industry. Phosphine is relatively easy to apply (compared
with other fumigants), versatile and cost-effective (out of patent and produced in India
and China) with international acceptance for being an environmentally benign treatment
that results in much less chemical residue. In addition, alternative chemical treatments
are generally not acceptable for environmental, health and safety reasons, and physical
treatments are significantly more expensive, not effective enough to meet market
standards and often do not comply with grain handling logistics. The main disadvantage
of phosphine is that it is a slow-acting poison and requires extended contact time at
appropriate concentrations if adult and immature insect life stages are to be killed. The
use of phosphine with poor delivery systems and in unsealed silos is resulting in
insufficient concentrations and exposure time, leading to poor kill rates and the
evolution of resistance to phosphine in stored grain pests (Collins et al., 2002)
3
1.3 Evolution of resistance to phosphine
However, heavy reliance on phosphine has resulted in the development of strong
resistance in several major pest species including R. dominica in many countries
including Australia. This is widely recognized as a serious concern to both primary
producers and grain handling organisations and a crucial issue for the long-term
sustainability of Australian agricultural systems. The appearance of resistance is
particularly critical when the pest management strategy is so reliant on a single
pesticide (phosphine), as is the case for the lesser grain borer (Collins et al., 2002).
The threat that insects may also develop resistance to phosphine was first noted in the
Food and Agriculture Organization’s (FAO) 1972/1973 global survey on pesticide
resistance (Champ and Dyte, 1976). In Australia, a mild level of resistance in R.
dominica was first recorded in 1990 (White and Lambkin, 1990). This led to resistance
monitoring projects being initiated across all cereal growing regions of Australia. With
industry support, these projects have now amalgamated to form a national phosphine
resistance monitoring and management program. In addition, research is being
undertaken to fully characterise the resistance and to develop improved control options
such as changes to fumigation concentrations and exposure periods.
Since 1997 strong resistance has been recorded in four of the five major insect pest
species, including lesser grain borer. Evolution of this new strong resistance is a major
challenge to the grain industry (Schlipalius et al., 2002; Ebert et al., 2003). As the
growth of resistance to phosphine in populations of the lesser grain borer seriously
threatens effective insect pest management (Collins, 2006; Emekci, 2010), there is a
world-wide need for preventing the selection of populations of resistant insects which
are difficult to control.
1.4 Note on the words ‘evolution’ and ‘selection’
In this thesis I model the way that the frequencies of certain alleles and genotypes
change within a population over generations under a selection pressure imposed by the
application of a fumigant that affects different genotypes in different ways. It could
possibly be argued that this is not ‘really’ modelling evolution, as I do not explicitly
4
model the occurrence of chance mutations in the population, leading to the appearance
of alleles conferring resistance to the fumigant, but instead assume a ‘background’ level
of these resistance alleles. However, if evolution is defined simply as the change in
genetic composition of a population over successive generations, then it would seem
that what I am modelling called be termed ‘evolution’. In any case, I acknowledge that
there are many subtleties in the debate of what is and isn’t really evolution, but in this
thesis I have chosen to use the terms ‘evolution of resistance’ and ‘selection of
resistance’ quite interchangeably, along with others such as ‘development of resistance’
and ‘emergence of resistance’, to mean the increase in frequencies of resistance-
conferring alleles and more resistant genotypes in a population over successive
generations. Certainly, in no case are we assuming or suggesting that the fumigant
causes mutations or alters mutation rates.
1.5 Factors impacting on evolution of resistance
The development of resistance to pesticides in insects is affected by a variety of
interacting influences, including genetic factors, biological/ecological factors and
management (operational) factors (National Research Council, 1986). Furthermore,
many factors can affect whether an insect population will survive under phosphine
fumigation treatments. Some of the more important factors include gas concentration,
duration of fumigation, temperature and developmental stages of the insects present.
Genetic factors likely to influence the development of populations with resistance to
insecticides include the initial gene frequencies of R (resistance) alleles in the
population and the degrees of dominance (interaction between alleles at the same locus)
and epistasis (interaction between genes) of the resistance genes.
Biological/ecological factors include the amount of time spent in each life stage (egg,
larvae, pupae, adult), fecundity, (i.e. number of eggs laid by a female), mortality, (i.e.
death rates of different genotypes and life stages), and insect movement into and out of
storage facility (e.g. migration rates).
Management factors include phosphine fumigation frequency, duration of fumigation
used, dose/concentration of phosphine, consistency of dose/concentration across time
5
and/or space, and the type, timing and frequency of hygiene practices in the storage
facilities and transportation areas (such as trains, trucks, ships).
The purpose of this PhD project is to use individual-based modelling to investigate how
these genetic factors, biological/ecological factors and management factors interact to
affect the evolution of resistance to the grain fumigant phosphine in the stored-grain
pest, the lesser grain borer, and thus identify optimal management strategies for
delaying or avoiding the evolution of resistance.
2. Computer simulation models
2.1 Importance of simulation models
Computer simulation models have been important and very useful tools for scientific
investigation in nearly all areas of science (Keller, 2002; Peck, 2004; Winsberg, 2003).
Computer simulation models can provide a relatively fast, safe and inexpensive means
to project the consequences of different assumptions about resistance, to understand the
causative processes of effective management, and to judge and weigh the merits of
various management options. In the study of complex systems, modelling can be used to
identify important gaps in knowledge, assess risks, and perform virtual experiments that
are impossible to perform in reality because of cost, logistics, or ethics. Also models can
synthesise and integrate our understanding of the different genetic, ecological and
management factors underlying resistance. For these reasons, modelling can play a
critical role in making predictions about the evolution of resistance, insect population
dynamics and the effects of different pest management strategies.
2.2 Examples of simulation models in pest management
Methods for simulation modelling in general have been well studied (Caprio et al., 2008
and references therein). Longstaff (1991) and Throne (1994) have provided overviews
of the role of modelling in evaluating alternative pest management strategies for stored
products. Several studies have focused on the genetics behind phosphine resistance in R.
dominica. Concise knowledge of how resistance is inherited and how it is controlled at
a genetic level enables modelling of the response of specific genotypes to different
treatments.
6
A number of other population dynamics models have been used to consider
management issues in stored grain systems. Hagstrum and Heid (1988) constructed a
simple model to predict Rhyzopertha numbers in grain stores in the USA. Flinn and
Hagstrum (1990) built upon the basic population dynamics model of Hagstrum and
Throne (1989) to predict effects of aeration, fumigation and protectants upon
Rhyzopertha, and Hagstrum and Flinn (1990), in turn, expanded this to consider another
four species. Kawamoto et al. (1989, 1991) developed population dynamics models for
Cryptolestes ferrugineus and Acarus siro and these are being used as the biological
basis for a composite granary-ecosystem model, into which is also built a physical
model (Metzger and Muir, 1983; Flinn et al., 1992) for changes in grain temperature
and moisture content with and without aeration. Sinclair and Alder (1985) developed a
model to simulate the management of stored grain pests on farms and the implications
of this for the central grain-handling system.
Apart from the above available modelling resources and methods, Renton (2009), Neve
(2008), and many others (e.g. see references cited in Renton (2009) and Neve (2008))
have developed simulation models representing population dynamics and evolution of
resistance to herbicides in weeds. Simulation models have also been used to predict the
development of resistance to pesticides in populations of insects (Comins, 1986;
Crowder et al., 2006; Groeters and Tabashnik, 2000; Roush and McKenzie, 1987). My
simulation modelling can draw on their results since modelling principles and methods
for population dynamics and resistance evolution to herbicides in weeds and to
insecticides in insect pests are similar in many aspects.
2.3 Individual-based modelling
In this thesis, a cutting-edge modelling approach, stochastic discrete individual-based
modelling, will be applied to the problem of simulating insect resistance. Individual-
based models simulate the insects as individual agents, which explicitly represents the
fact that R. dominica populations consist of individual beetles, each of a particular
genotype and a particular life stage.
Individual-based resistance models allow more aspects of the individual variability and
biological reality to be included, and allow the modeller to relatively easily incorporate
7
new attributes that I wish to investigate, such as different genetics, different initial
frequencies of genotypes and/or different proportions of life stages, spatial location,
movement, interactions between individual insects etc (Renton 2012).
Note that the aim and value of individual-based models is to gain insights into
qualitative relationships and interactions, rather than simple precise quantitative
prediction (Grimm and Railsback 2004, Renton 2012).
2.4 One-locus modelling
In previously published resistance modelling research “survivorship (or mortality) was
not explicitly included in the model because adequate data were not available”
(Hagstrum and Flinn, 1990), and thus a simple one-locus model was used. That is,
previous modelling of the evolution of major-gene resistance to pesticides in insects
generally assumes resistance is conferred by a single gene (Sinclair and Alder, 1985;
Tabashnik and Croff, 1982).
The recent discovery that two genes at loci on distinct chromosomes are responsible for
strong phosphine resistance has motivated the development of a simulation model of
two-locus genetic inheritance in these studies. Two-locus models will simulate the pest
population dynamics and the evolution of resistance of insect pests in stored grains, and
will be used for predicting optimum control strategies in this study.
3. Outline of this thesis
3.1 Estimating model parameters The usefulness of simulation models relies on the accurate estimation of important
model parameters. Various parameters must be calculated or estimated before these
models are used to predict the effects of different possible management strategies.
Estimating parameters based on measured empirical data is a critical issue in simulation
models of population dynamics and evolution of resistance in stored-grain insect pests
(Collins et al., 2002).
8
In Chapter 2, four numerical algorithms are described for four independent issues
generating or estimating key parameters within such models:
(1) A novel method to generate an offspring genotype table, where by an offspring
genotype table meaning a table that lists all possible combinations of parental
genotypes, and, for each possible parental combination, gives the expected
proportions of offspring genotypes (Hedrick, 2005, p76). Such a table is
indispensable for a genetic model simulating evolution of resistance, or other
traits.
(2) A generalized inverse matrix to find a least-squares solution to an over-
determined linear system for estimation of parameters in probit models to
predict mortalities.
(3) A simple algorithm to randomly select initial frequencies of genotypes.
(4) Converting the problem of estimating the intrinsic rate of natural increase of a
population to a root-finding problem and then the bisection algorithm can be
used to find the rate.
The mortality estimation in this chapter focusses on the numerical algorithm used for
model fitting, with only a limited use of experimental data for illustration.
Mortality is a very important parameter in modelling of resistance evolution and
population dynamics. In previous modelling research, when different mortalities for
different genotypes were included, they were only roughly divided into a few levels (e.g.
Tabashnik, B.E., 1989; Longstaff, 1988) and a simplified single gene model was used.
In other cases, mortalities were varied with temperature and moisture in some detail but
differences due to concentration, exposure time, or genotype were not included (e.g.
Flinn et al., 1992). The ability to estimate mortality for the different genotypes at a
range of concentrations and exposure times based on experimental data is critical for the
accuracy of the new two-locus individual-based simulation models.
Therefore, in Chaper 3 I conduct a more comprehensive study on the best way to model
phosphine mortality for nine different genotypes in two-locus models. Three models
were considered, probit, logistic and Cauchy models to fit the available data sets
employing either C (concentration or dose) and t (exposure time) themselves or log(C)
and log(t) as the independent model variables. These models were used to fit data sets
for five strains, each of which corresponds one of the nine genotypes, and the resistance
factors for these five genotypes (strains) are estimated based on the fitted models. The
9
study showed how the resistance factors for the other four genotypes can be estimated
by making some basic assumptions regarding genetic interactions according to the
strength and the dominance of the 1st and 2nd genes, and the synergism between the two
genes. Finally, the mortality estimation for the remaining four genotypes can be done
with a two-parameter probit model (as after comparing the relative accuracy of the
probit, logistic and Cauchy models, the probit is the best).
3.2 Comparison of one- and two-locus models Resistance to phosphine is an inherited trait and simple one-locus models have been
used in previous modelling research. However, recent research has indicated the
existence of two resistance phenotypes in R. dominica, weak and strong (Collins, 1998),
and revealed that the presence of homozygous resistance alleles at two loci confers
strong resistance (Collins et al., 2002; Schlipalius et al., 2002).
In Chapter 4, I describe and compare one- and two-locus individual-based models
constructed to investigate how genetic factors influence the development of phosphine
resistance in the lesser grain borer. Thus the importance of including two genes in
resistance model were evaluated, and whether following previous studies and
simplifying by assuming resistance to be conferred by a single gene would make little
difference to the model’s predictions were investigated.
The predictions of the one- and two-locus models under three simulated scenarios were
compared: in the absence of fumigation; under a high concentration treatment; and
under a low concentration treatment. Whether differences between the models
predictions could be overcome with a simple adaptation to the one-locus model, or
whether differences in model predictions were more significant were also investigated.
The simulation results show the importance of basing models of the development of
resistant populations on realistic genetics and the importance of including the full
complexity of the polygenic resistance in the model, rather than using an over-
simplified one-locus model. Hence, later simulations are carried out using two-locus
models.
10
3.3 Test of the efficacy of different short-term fumigation tactics
In practice, the same grain store may be fumigated multiple times, but usually for the
same exposure period and concentration. Simulating a single fumigation allows us to
look more closely at the effects of this standard treatment.
In Chapter 5, my individual-based, two-locus model is used to test the efficacy of
different short-term fumigation tactics in maintaining control by investigating some
biological and operational factors that influence the development of phosphine
resistance in R. dominica. This has been done by addressing three key questions about
the use of phosphine fumigant in relation to the development of PH3 resistance. First, is
long exposure time with a low concentration or short exposure period with a high
concentration more effective for insect control? Second, how long should the
fumigation period be extended to deal with higher frequencies of resistant insects in the
grain? A third question is how does the presence of varying numbers of insects inside
grain storages impact the effectiveness of phosphine fumigation?
3.4 Evaluation and identification of viable, long-term strategies
In previous chapters, however, my model has not yet been used to evaluate and identify
viable, long-term strategies to support the management of phosphine resistance and pest
infestation, which is the ultimate aim of my research.
In Chapter 6, the individual-based two-locus model was extended to include spatial
variability in dosage, and immigration into the storage of adult insects to investigate the
importance and impact of two important factors in managing pest population number
and the evolution of resistance in stored grain pests. These are: 1) achieving a
consistent fumigant dosage (or concentration) within the storage facility, and 2)
controlling immigration of insects from outside the facility (Opit et al., 2012).
11
References
(1) Arbogast R.T. (1991), Beetles: Coleoptera. In: Gorham JR (ed) Ecology and
management of Food-Industry Pests, Association of Official Analytical Chemists,
Arlington, Virginia, USA, pp 131-176.
(2) Caprio M.A., Storer N.P., Sisterson M.S., Peck S.L. and Maia A.H.N. (2008),
Assessing the Risk of the Evolution of Resistance to Pesticides Using Spatially
Complex Simulation Models, Chapter 4 of the book “Global Pesticide Resistance
in Arthropods”, Edited by Whalon M.E., Mota-Sanchez D., and Hollingworth
R.M., CAB international.
(3) Champ B.R. and Dyte C. (1976), Report on the FAO global survery of pesticide
susceptibility of stored grain pests. In FAO Plant Production and Protection Series,
pp. 90–99.
(4) Collins P.J. (1998), Resistance to grain protectants and fumigants in insect pests of
stored products in Australia. in: Proceeding of First Australian Postharvest
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16
Numerical algorithms for estimation and calculation of parameters in modeling
pest population dynamics and evolution of resistance
Mingren Shi a,b,⇑, Michael Renton a,b,c
a School of Plant Biology, University of Western Australia, 35, Stirling Highway, Crawley, WA 6009, Australiab Cooperative Research Centre for National Plant Biosecurity, Australiac CSIRO Ecosystem Sciences, Underwood Avenue, Floreat, WA 6014, Australia
a r t i c l e i n f o
Article history:
Received 8 March 2011
Received in revised form 19 May 2011
Accepted 20 June 2011
Available online 13 July 2011
Keywords:
Parameter estimation
Offspring genotype table
Probit models
Mortality estimation
Population dynamics
Resistance evolution
a b s t r a c t
Computational simulation models can provide a way of understanding and predicting insect population
dynamics and evolution of resistance, but the usefulness of such models depends on generating or esti-
mating the values of key parameters. In this paper, we describe four numerical algorithms generating or
estimating key parameters for simulating four different processes within such models. First, we describe
a novel method to generate an offspring genotype table for one- or two-locus genetic models for simu-
lating evolution of resistance, and how this method can be extended to create offspring genotype tables
for models with more than two loci. Second, we describe how we use a generalized inverse matrix to find
a least-squares solution to an over-determined linear system for estimation of parameters in probit mod-
els of kill rates. This algorithm can also be used for the estimation of parameters of Freundlich adsorption
isotherms. Third, we describe a simple algorithm to randomly select initial frequencies of genotypes
either without any special constraints or with some pre-selected frequencies. Also we give a simple
method to calculate the ‘‘stable’’ Hardy–Weinberg equilibrium proportions that would result from these
initial frequencies. Fourth we describe how the problem of estimating the intrinsic rate of natural
increase of a population can be converted to a root-finding problem and how the bisection algorithm
can then be used to find the rate. We implemented all these algorithms using MATLAB and Python code;
the key statements in both codes consist of only a few commands and are given in the appendices. The
results of numerical experiments are also provided to demonstrate that our algorithms are valid and
efficient.
Ó 2011 Elsevier Inc. All rights reserved.
1. Introduction
Estimating parameters based on measured empirical data is a
critical issue in biosecurity models, such as simulation models of
population dynamics and evolution of resistance in stored-grain
insect pests [12]. These simulation models are based on integrating
sub-models representing different key biological processes, such as
genetic recombination and mortality due to pesticides. Various
parameters for different sub-models must be calculated or esti-
mated before these models are used to predict the effects of differ-
ent possible management strategies. These parameters include: the
chance of certain genotypes being produced as the result of the
mating of certain parent genotypes (which we call offspring geno-
type tables), initial frequencies of genotypes, mortalities of insect
pests under various pesticide doses, and the intrinsic rate of natural
increase of an insect population. These are important parameters
within the sub-models for simulating genetic recombination and
thus determining the genotype of offspring, initialisation of the
population, simulating the effects of pesticide applications and cal-
culating the number of eggs produced by each insect, respectively.
By an offspring genotype table we mean a table that lists all pos-
sible combinations of parental genotypes, and, for each possible
parental combination, gives the expected proportions of offspring
genotypes (see Hedrick’ book [19, p. 76] for an example of this kind
of table, although no formal name is provided in this or other liter-
ature). Such a table is indispensable for a genetic model simulating
evolution of resistance, or other traits. We develop a novel method
to generate the offspring genotype table for a one-locus genetic
model: quantifying all possible genotypes of parents and offspring
and then using a block-matrix multiplication approach to generate
the full table describing the chance of certain genotypes being
produced as the result of the mating of each and every possible
combination of parent genotypes. The offspring genotype tables
for more than one locus are then produced recursively, with the
table for a model with a higher number of loci produced from the
tables for lower numbers of loci. This algorithm for the one- and
0025-5564/$ - see front matter Ó 2011 Elsevier Inc. All rights reserved.
doi:10.1016/j.mbs.2011.06.005
⇑ Corresponding author at: School of Plant Biology, University of Western
Australia, 35, Stirling Highway, Crawley, WA 6009, Australia. Tel.: +61 8 6488
1992; fax: +61 8 6488 1108.
E-mail addresses: [email protected] (M. Shi), [email protected].
edu.au (M. Renton).
Mathematical Biosciences 233 (2011) 77–89
Contents lists available at ScienceDirect
Mathematical Biosciences
journal homepage: www.elsevier .com/locate /mbs
Chapter 2
17
two-locus cases is given in Section 2.1. We also explain how this
algorithm can be extended for models with more than two loci.
Many problems of quantitative inference in biological and tech-
nological research concern the relation between a stimulus (e.g.
phosphine fumigation dose) and a binomial response (e.g. mortality
of insect pests). A binomial generalized linear model, with a link
function such as the probit function (the inverse of cumulative dis-
tribution function), is usually used to analyse the empirical data.
Normally, maximum likelihood estimation or chi-square approxi-
mation is applied to fitting the parameters of such probit models.
In fact, however, in such probit models the probit is a linear function
of parameters or metameter (e.g. log) of parameters and the corre-
sponding equations with respect to the parameters form an over-
determined linear system. We used a generalized inverse matrix
method to find the least-squares solution of the regularization equa-
tions. We describe the method in Section 2.2. This method has
advantages over other methods [4] if we only need to estimate
parameters without other statistical information such as signifi-
cance or confidence intervals for the estimates: it is simple with only
one key command, provides a more accurate estimate of parameters,
and even if the coefficient matrix of the over-determined linear sys-
tem is not numerically (column) full ranked it will still work and
yield a solution with minimum error in the L2 norm sense [4].
In some situations, we may wish to randomly select some or all
of the initial frequencies of genotypes for a biological or genetic
model. These frequencies must satisfy two simple constraints:
each frequency is in the range [0,1] and the sum is equal to 1. In
Section 2.3, we describe how we select the initial frequencies
either without any extra conditions, or with some pre-selected fre-
quencies, or with linear equality and inequality constraints. Also
we give a simple block-matrix multiplication method to calculate
the equilibrium proportions that should result from these initial
frequencies according to the Hardy–Weinberg Principle [29].
The intrinsic rate of natural increase (or development rate) is an
important parameter in modeling the dynamics of an insect popu-
lation. In Section 2.4, we describe how we converted the problem
of estimating this parameter into a root-finding problem and used
a bisection method to find the rate to any desired accuracy.
All the above algorithms are implemented using MATLAB
(www.mathworks.com) and Python (www.python.org) code, using
the Scientific Python library (www.scipy.org), and the key state-
ments and results of numerical experiments are given in Section
3 demonstrating that our algorithms are valid and efficient.
2. Methods
2.1. Quantification of genotypes through block-matrix multiplication
algorithm for creation of offspring genotype table
We developed a novel quantification of genotypes through block-
matrix multiplication algorithm to generate the offspring genotype
tables for a one-locus genetic model. In this section we describe
how this algorithm can be used to induce the two-locus table from
the one-locus table by block-matrix multiplication, and then how
this algorithm can recursively be extended to generate the off-
spring genotype tables for models with more than two loci. Based
on assumptions of random mating and no dependence of inheri-
tance on gender, this algorithm now makes it relatively straightfor-
ward to express genotype frequencies of an insect population as
the proportion of offspring from all possible parental unions that
belong to each genotype. Note that we developed the method in
this paper only for diploid species, i.e. where each locus has two al-
leles, but the idea for developing this algorithm is also suitable for
constructing algorithms for species where each locus has more
than two alleles.
2.1.1. One-locus case
To use computational methods for generating the one-locus off-
spring genotype table, we need to quantify the parental and off-
spring’s genotypes first. In the one-locus case, the two alleles,
dominant ‘‘A’’ and recessive ‘‘a’’, are distributed among offspring
in the usual, binomial ratios. Each mating of ‘‘female parent � male
parent’’ will produce four possible combinations: [each of 2 alleles
of female parent (F1,F2)] � [each of 2 alleles of male parent
(M1,M2)]. For example, the mating Aa � Aa, will produce F1 � M1
: AA, F2 � M1 : aA (=Aa), F1 � M2 : Aa and F2 � M2 : aa. This process
can be obtained by a schematic or a diagrammatic method, known
as the Punnett square, or by constructing a tree diagram [31]. The
Punnett square, named after the geneticist Reginald C. Punnett,
for the above case is shown in Table 1.
Hence the proportions of offspring are equal to 2/4 = 0.5 for
genotype Aa, 1/4 = 0.25 for aa and also 1/4 = 0.25 for AA. It is
important to note that Punnett squares give probabilities only for
genotypes, not phenotypes. The way in which the A and a alleles
interact with each other to affect the phenotype of the offspring
depends on how the gene products (proteins) interact. For classical
dominant/recessive genes, like that which determines whether a
rat has black hair (A) or white hair (a), the dominant allele will
mask the recessive one. Thus in the example above 75% of the off-
spring will be black (AA or Aa) while only 25% will be white (aa).
The ratio of the phenotypes is 3:1.
The proportion of each genotype in the offspring can be calcu-
lated by hand by counting the number of this genotype in the Pun-
nett square or by calculating the probability using a multiplication
rule in the tree diagram [31]. Our more efficient computer-based
method to do this works as follows. First we use numbers to denote
the genotypes of parents: ‘‘1’’ for the allele A and ‘‘2’’ for the allele
a. Then the Aa genotype of female and male parents can be ex-
pressed by the following matrices respectively:
FAa ¼1
2
� �; MAa ¼ ½1;2�: ð2:1Þ
The genotypes and numbers of four possible combinations of their
offspring can be generated by matrix multiplication:
FAaMAa ¼ 1
2
� �½1;2� ¼ 1 2
2 4
� �: ð2:2Þ
In the product, which can be regarded as a digitized or quantified
Punnett square, ‘‘1’’ stands for the genotype AA (as 1 � 1 = 1), ‘‘2’’
for Aa (1 � 2 = 2 � 1 = 2) and ‘‘4’’ for aa (2 � 2 = 4). We do not need
to produce all of the ‘‘products’’ of the different genotypes one by
one, instead, the whole offspring genotype table can be obtained
at once by the following process:
(i) Let M be a 1 � 6 matrix (or a 1 � 3 block-matrix) represent-
ing the three possible genotypes of the male parent:
ð2:3Þ
and F = MT (transpose of M) be a 3 � 1 block-matrix representing
the three genotypes of the female parent.
(ii) Then the block-matrix product FM is a 3 � 3 block-matrix
with each block being a 2 � 2 sub-matrix where
ð2:4Þ
78 M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89
18
Each 2 � 2 sub-matrix then corresponds to the result of a possible
mating; for example, the sub-matrix in the middle is the one shown
in Eq. (2.2).
(iii) Calculate the proportions of the three different genotypes of
offspring for each possible mating (sub-matrix) by
ðthe number of\1"s or \2"s or \4"sÞ=4: ð2:5Þ
We can use ‘‘s’’ to denote ‘‘AA’’, ‘‘h’’ for ‘‘Aa’’ and ‘‘r’’ for ‘‘aa’’, and
Py�z is used to denote the ‘‘proportion list’’, which is a list (or row
vector) of proportions of offspring reproduced by the cross of
female parent having genotype y with male parent having geno-
type z. Then for the example represented by the sub-matrix in
Eq. (2.2),
ð2:6Þ
Note that each of Py�z is a 1 � 3 matrix or a row vector.
If each sub-matrix in FM is replaced by its corresponding pro-
portion list in Eq. (2.6) we have a block-matrix P where
P ¼
Ps�s Ps�h Ps�r
Ph�s Ph�h Ph�r
Pr�s Pr�h Pr�r
2664
3775¼
ð1;0;0Þ ð0:5;0;5;0Þ ð0;1;0Þ
ð0:5;0:5;0Þ ð0:25;0:5;0:25Þ ð0;0:5;0:5Þ
ð0;1;0Þ ð0;0:5;0:5Þ ð0;0;1Þ
2664
3775:
ð2:7Þ
2.1.2. Two-locus case
The two-locus offspring genotype table can be obtained from
the one-locus offspring genotype table directly; fortunately we
do not need to construct the two-locus Punnett squares as this
would be very time-consuming. For example, the 4 � 4 Punnett
square shown in Table 2 (from [31] but in our notation) is for the
mating AajBb � AajBb (or hjh � hjh: note ‘‘xjy’’ means the genotype
x from the 1st locus and y from the 2nd locus).
Therefore the proportions of the offspring’s genotypes from this
mating are
ð2:8Þ
where Phjh�hjh is a 1 � 9 matrix or a row vector.
Note that if we assume classical dominant/recessive genes the
corresponding phenotype ratios are
A�B�: aaB�
: A�bb : aabb ¼ ðss þ sh þ hs þ hhÞ : ðrs þ rhÞ : ðsr þ hrÞ: rr ¼ 9 : 3 : 3 : 1;
where the ‘⁄’ indicates that the corresponding allele could be any of
A, B, a, or b. For example if ‘⁄ = b’ then ‘aaB⁄’ becomes ‘aaBb’ or ‘rh’
genotype.
To produce the offspring genotype table for the two-locus case,
we would need to make 81 such squares and calculate the propor-
tions. How time-consuming it would be!
Now we describe our efficient method to calculate the probabil-
ities of offspring’s genotypes. For the above mating AajBb � AajBb,
from the 1st locus cross Aa � Aa (or h � h), there are 1/4 = 25% of
genotype AA (s) and aa (r) and 50% Aa (h) in the offspring (see
the ‘‘Aa � Aa’’ row in Table 3). For each possible combination of
the 1st locus crosses, there are 1/4 = 0.25 of genotype BB (s) and
bb (r) and 2/4 = 0.5 of Bb (h) from the 2nd locus cross Bb � Bb (or
h � h). Hence the proportions of genotypes (in the order shown
in Eq. (2.8)) of offspring resulting from mating AAjBb �AajBb(sjh � hjh) can be obtained by
ð2:9Þ
Define XC as the column vector obtained by arranging the col-
umns of a matrix X one by one below each other in the original or-
der and simply denote the row vector (XC)T by XCT. Now we have
PTh�hPh�h
� �CT
¼ Phjh�hjh (see Eq. (2.8)), which is then placed in the
‘‘AajBb � AajBb (or hjh � jhjh)’’ row of the two-locus offspring geno-
type table (see Appendix B.2). Note that the 1 � 9 row vector
Phjh�hjh is equivalent to the ‘‘proportion lists’’ discussed in the
one-locus case. This definition comes from the fact that the order
of genotypes in Eq. (2.8) can be obtained by (YTY)C where
Y = (s,h,r) and the multiplication of letters is defined by combining
the two letters in the original order.
The whole offspring genotype table can thus be obtained by the
following steps:
(i) Find each of the following product of two sub-matrices:
X ijkl ¼ PTi�jPk�l; for i; j; k; l 2 fs;h; rg: ð2:10Þ
In computer code, the two loops for i and j are associated with the
mating in the 1st gene and the other two loops (k and l) with the
mating in the 2nd gene (see Appendix A.1).
(ii) The corresponding 1 � 9 vector XCTijkl or ‘‘proportion list’’
forms a row of the offspring genotype table.
2.1.3. Cases with more than two loci
Furthermore, this method can be extended recursively to form
offspring genotype tables for the N-locus case where NP 3. As
each locus has 3 possibilities: s, h and r, there are 3N different geno-
types for the parents and 3N � 3N = 32N mating combinations. That
is, the offspring table has 32N rows and 3N columns. Let
M1 ¼ M2 ¼ k; if N ¼ 2k
M1 ¼ k ÿ 1; M2 ¼ k; if N ¼ 2k ÿ 1for k ¼ 2;3; . . . ð2:11Þ
If
� I and J are any of the possible M1-locus genotypes, representing
the first M1 loci of the female and male genotype respectively,
� K and L are any of the possible M2-locus genotypes, representing
the last M2 loci of the female and male genotype respectively,
then the row of the offspring genotype table for the cross
between female genotype IjK and male genotype JjL can be
obtained from the matrix product PðM1ÞI�J
� �T
PðM2ÞK�L
� �CT
, where
Table 1
The Punnett square for the mating Aa � Aa.
Maternal
A a
Paternal A AA Aa
a Aa aa
Table 2
The 4 � 4 Punnett square for the mating AajBb � AajB.
AB Ab aB ab
AB AABB (ss) AABb (sh) AaBB (hs) AaBb (hh)
Ab AABb (sh) AAbb (sr) AaBb (hh) Aabb (hr)
aB AaBB (hs) AaBb (hh) aaBB (rs) aaBb (rh)
ab AaBb (hh) aaBb (rh) aaBb (rh) Aabb (rr)
M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89 79
19
PðM1ÞI�J for the cross I � J and P
ðM2ÞK�L for the cross K � L are row vec-
tors in the M1-locus and M2-locus offspring genotype table
respectively.
For example, the 11-locus offspring table would be derived by
multiplying elements of the 5 and 6-locus genotype tables.
2.2. Generalized inverse matrix for fitting the parameters of probit
models
2.2.1. Probit models
In statistics, the generalized linear model (GLM) in the form of
Y ¼ a þ b1x1 þ b2x2 þ � � � þ bkxk;
is a flexible generalization of ordinary least squares regression that
allows the linear model to be related to the response variable via
a link function for Y and the magnitude of the variance of each mea-
surement to be a function of its predicted value [14,18]. GLM
includes ordinary linear regression, Poisson regression, logistic
regression (with the canonical logit link) and probit regression.
The probit (=‘‘probability unit’’) link function is the inverse
cumulative distribution function (CDF) associated with the stan-
dard normal distribution [7,16]. Many problems of quantitative
inference in biological and technological research concern the rela-
tion between a stimulus (e.g. phosphine fumigation) and a re-
sponse (e.g. mortality of insects). Bliss [7] used all observations
of mortality response to each of a range of exposure times for each
of a range of fumigation concentrations, i.e. ‘‘all the information in
such a family of curves and not just that from a single point on each
component’’. Using this approach, a probit plane
Y ¼ a þ b1 logðtÞ þ b2 logðCÞ ð2:12Þ
may be fitted to the data, where t and C are respectively exposure
time and concentration, and Y is the probit mortality, which means
the probability of mortality P is related to Y by the following CDF
expression:
P ¼ 1ffiffiffiffiffiffiffi2p
pZ Yÿ5
ÿ1exp ÿ1
2u2
� �du: ð2:13Þ
In the case that the available independent data consist only of
the products Ct, rather than C and t separately, the parameters b1
and b2 can be merged into a single parameter, b:
Y ¼ a þ b logðCtÞ: ð2:14Þ
Whether common logarithms (base 10) or natural logarithms (ln or
loge,base e) are used in model (2.12) or (2.14) is immaterial, since
results obtained using either base are easily converted to the other
base: log10 x = (log10 e) lnx = 0.43429 lnx.
It is an implicit assumption in Eq. (2.12) that concentration and
time act independently. Alternatively, an extra term b3log(t) log(C)
can be added to describe the interaction of the dosage variables t
and C, which may be seen, for example, as a systematic change
in the slope of individual regressions of probit mortality on dosage
with change in exposure time:
Y ¼ a þ b1 logðtÞ þ b2 logðCÞ þ b3 logðtÞ logðCÞ: ð2:15Þ
Bell [3] applied a more conventional model to mortality data:
log t ¼ log k ÿ n log C or log C ¼ log a þ b log t;
ða ¼ k1=n
; b ¼ ÿ1=n; or k ¼ an; n ¼ ÿ1=bÞ:ð2:16Þ
This equation yields the familiar Haber-type model:
Cn ¼ k or C ¼ tb; ð2:17Þ
where C is the dosage that when applied for a time t achieves a par-
ticular specified response level (e.g. 50% or 99% mortality) and n, k,
a, and b are parameters that define the specific characteristics of the
response relationship.
Note that the integrand function in formula (2.13) is for the
standard normal distribution N(0,1). Probits may sometimes be
transformed by subtracting 5 from them i.e. Z = Y ÿ 5 where Z is
the normal equivalent deviate or N.E.D. [16].
It should be pointed out that in model (2.12) or (2.14) probit
mortality (Y), but not mortality percentage (P), is a linear function
of log time (log t) and log concentration (logC) or log(Ct), but not of
time and concentration themselves. Similarly, log t is a linear func-
tion of logk and n (or logC is a linear function of loga and b) in
model (2.16).
2.2.2. The generalized inverse matrix method
A number of approaches can be used to estimate the parameters
of mortality models such as those above. Maximum-likelihood esti-
mation remains popular and is the default method in many statis-
tical computing packages. Other approaches, including Bayesian
approaches and least squares have been developed [14,18]. Algebra-
ically, when any one of the above models (2.12), (2.14), (2.15) and
(2.16) is fitted to a data set, we have an over-determined system of
linear equations with respect to the parameters to be estimated. For
example, for the model (2.12), the N-equations with 3 variables
(a,b1,b2) corresponding to the data set fY i; ti;CigNi¼1 are as follows:
Y i ¼ 1 � a þ ðlogðtiÞ � b1 þ ðlog CiÞ � b2; ði ¼ 1;2; . . . ;NÞ: ð2:18Þ
The matrix form of the above equations is Ax = b where
x = (a,b1,b2)T,
A ¼
1 log t1 log C1
1 log t2 log C2
..
. ... ..
.
1 log tN log CN
266664
377775
and b ¼
Y1
Y2
..
.
YN
266664
377775: ð2:19Þ
Then the maximum-likelihood method maximizes their joint log-
likelihood function provided that the expected value E[ATA] exists
and is not singular [14,18].
The method of least squares is often used to generate estimators
and other statistics in regression analysis [33]. If a solution
minimizes
XN
i¼1
ðeY i ÿ Y iÞ2 ¼XN
i¼1
ð½a þ b1 logðtiÞ þ b2 logðCiÞ� ÿ Y iÞ2; ð2:20Þ
where eY i ¼ a þ b1 logðtiÞ þ b2 logðCiÞ is the ith predicted value, then
the solution is called a least squares solution [17]. Normally, the
least squares method can be used to solve the regularized equations
of Ax = b : ATAx = ATb, provided that ATA is non-singular. Actually, if
A+ is the generalized inverse (or Moore–Penrose pseudo-inverse) of
matrix A, then A+b is such a solution [4,23,26]. Note that if A is a
non-singular square matrix then A+ = Aÿ1. If A is column full-ranked,
then ATA is non-singular and A+ = (ATA)ÿ1AT. But while this equation
could theoretically be used to calculate A+, it is of limited practical
use for calculating A+ numerically, because using QR decomposition
or singular value decomposition (SVC) to obtain A+ will give much
smaller numerical errors than direct calculation of (ATA)ÿ1AT
[20,27].
2.3. Selection of initial frequencies and calculation of the equilibrium
frequencies of genotypes
2.3.1. Selection of initial frequencies of genotypes without special
constraints
Generating random initial frequencies of genotypes without
special conditions is simple. In general, if pi denotes the frequency
of genotype i then the following constraints apply
80 M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89
20
ðiÞ 0 6 pi 6 1 and ðiiÞXk
i¼1
pi ¼ 1 ðk
¼ total number of genotypes;i ¼ 1;2; . . . ; kÞ: ð2:21Þ
We can randomly generate k uniformly distributed numbers be-
tween zero and one to satisfy the 1st constraint, calculate the
sum of these k values, and then divide each value by this sum of
the k values, thus ensuring the 2nd condition is satisfied, while also
ensuring the 1st constraint is maintained.
2.3.2. Selection of initial frequencies of genotypes with some
preselected values
In some cases, we may want some initial frequencies to have
special values. For example, when we want to simulate the impact
of the initial proportion of resistant rr beetles (prr) on the evolution
of phosphine resistance, we may want to double or triple the value
of prr that was previously used, while maintaining the 2nd con-
straint. Now suppose m(<k) proportions: p1,p2, . . . ,pm have been
preselected and their sum Sm ¼ Pmi¼1pi < 1. Firstly, we randomly
generate m ÿ k uniformly distributed numbers x1,x2, . . .,xkÿm, and
calculate the sum of those values Skÿm ¼ Pkÿmi¼1 xi. Secondly, each
of xi, for i = 1, . . . ,k ÿ m is divided by S where S = Skÿm/(1 ÿ Sm).
Thus those k ÿ m values together with the preselected m values
will satisfy the second condition in constraints (2.21) since
Xkÿm
i¼1
xi=S þXm
i¼1
pi ¼Skÿm
Sþ Sm ¼ ð1 ÿ SmÞ þ Sm ¼ 1: ð2:22Þ
More generally, if constraints for the set of frequencies form a linear
system of equations and/or inequalities (note that the 1st condition
in formula (2.21) is a set of inequalities and the 2nd one is an equa-
tion), we can use any technique (e.g. [5,25,28]) for finding a feasible
solution of a linear programming problem to find a possible set of
frequencies.
2.3.3. Calculation of the Hardy–Weinberg equilibrium genotype
proportions for two-locus case using allelic proportion matrix
Now we describe how to calculate the Hardy–Weinberg equilib-
rium genotype proportions that should result from any particular
initial genotype proportions. For the one-locus case, let alleles A
and a be in proportions p1 and q1(=1 ÿ p1) respectively. Then, be-
cause half the alleles in genotype Aa or h are ‘‘A’’, p1 = ps + 0.5ph,
where px is the initial frequency of genotype, x 2 {s,h,r}. According
to the Hardy–Weinberg principle, with neutral selection pressure
over time the frequency of the three genotypes s, h and r within
the population will tend towards the equilibrium proportions
p21 : 2p1q1 : q2
1 [29]. Similarly, for a two-locus model, suppose al-
leles A and a on the 1st locus are in proportions p and q respec-
tively and alleles B and b on the 2nd locus are in proportions u
and v respectively. Let pxy be the initial frequency of genotype xy,
x, y 2 {s,h,r}. Then
p ¼ pss þ psh þ psr þ 0:5ðphs þ phh þ phrÞ; q ¼ 1 ÿ p;
u ¼ pss þ phs þ prs þ 0:5ðpsh þ phh þ prhÞ; v ¼ 1 ÿ u:ð2:23Þ
The equilibrium proportions for this two locus case, PE2, can be ob-
tained using the matrix product rather than element-wise calcula-
tion, by letting
A ¼s
h
r
p2
2pq
q2
264
375; B ¼ u2 2uv v
2� �s h r
ð2:24Þ
Then the nine Hardy–Weinberg equilibrium genotype proportions
can be obtained from the product AB:
P ¼ AB ¼s
h
r
p2u2 2p2uv p2v
2
2pqu2 4pquv 2pqv2
q2u2 2q2uv q2v
2
264
375
s h r
ð2:25Þ
2.4. Bisection method to estimate the intrinsic rate of natural increase
of an insect population
In any study of the biology of insect pests, one of the first ques-
tions is: How fast can the insect population multiply? The intrinsic
rate of natural increase, r, is defined as the rate of increase per
head under specified physical conditions, in an unlimited environ-
ment [1,6]. This rate plays a key role in fields as diverse as ecology,
genetics, demography and evolution.
Given the age-specific survival rates (lx) and the age-specific
fecundity rates (mx) at age x, an approximation of the value of r
may be calculated from the Lotka equation [15]:X
x
eÿrxlxmx ¼ 1: ð2:26Þ
In Birch’s approximation of the value of r [6], he neglected the contri-
bution of the older age groups (similarly in our Example 3.4 in Section
3.4, the summation of the expression (2.26) is not carried beyond the
age-group centered at x = 13.5). He then substituted a number of trial
values of r into the expression (2.26) using 4-figure tables for calcu-
lating eÿrx to find the value of r which would make the summation
approximately equal to 1. Carey [10] determined the r value by using
a procedure based on Newton’s method rn+1 = rn ÿ f(rn)/f0(rn). Maia et
al. [21] used a jackknife technique and Meyer et al. [22] compared
jackknife and bootstrap techniques for estimating r. Also the simplex
method has been used to obtain a numerical solution of r [30]. Here
we describe the use of an alternative and very simple iteration
approach, the bisection method, to find the value of r.
2.4.1. Bisection method
The bisection method can be found in most textbooks of numer-
ical analysis (e.g. [9]). Some authors [11,24,32,34] mentioned the
name ‘‘bisection’’ in the context of estimating the development
rate, but their papers did not describe any details, which biologists
may be interested in.
The bisection method is a root-finding algorithm, where ‘root’
means the value of x at which a function f(x) is equal to zero. The
method repeatedly bisects an interval then selects the subinterval
in which a root must lie for further iteration. If f(x) is a continuous
function on the interval [a,b], then the bisection method is very sim-
ple and guaranteed to converge to a root of f, x⁄, provided f(a) and f(b)
have different signs, i.e. f(a)f(b) < 0. The process of iteration is termi-
nated when the length of the iterated interval <2e and then the mid-
point of the interval is then chosen as the estimate of x⁄. Hence the
accuracy of the estimate of x⁄ is less than the desired accuracy e.
To find r using our bisection method, we first define a continu-
ous function with respect to r:
gðrÞ ¼X
x
eÿrxlxmx ÿ 1: ð2:27Þ
Then the problem is reduced to finding the root of g(r), i.e. find the
value of r which will make g(r) = 0, and the bisection method can be
applied in the normal way.
3. Results
3.1. The offspring genotype table
3.1.1. For the one- and two-locus cases
The Python function and main program for creating the off-
spring genotype tables for the one- and two-locus models are given
M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89 81
21
in Appendices A.1 and B.1 respectively. The table for the two-locus
model is given in Appendix B.2. Creating this large table with 729
entries takes less than 0.01 s using the functions in the appendices.
The resulting offspring genotype table for the one-locus model is
shown in Table 3.
3.1.2. An example for the three-locus case
For N = 3, in which case k = 2 (see formula (2.11)), the 3 � 9
matrix form of the offspring’s genotype proportions resulting from
the mating AajBBjCc � AAjbbjCc (or hjsjh � sjrjh) can be obtained by
calculating the product PTh�sPsjh�rjh where Ph�s = (0.5,0.5,0) from
Table 3. and Psjh�rjh = (0,0.25,0,0,0.5,0,0,0.25,0) from ‘‘ sjh � rjhor AABb � aaBb’’ row of Table B.2 (two-locus). Then convert it into
a 1 � 27 vector. The order of 27 genotypes for the three-locus case
can be obtained by (YTZ)CT where Y = (s,h,r) and Z is the 1 � 9
‘‘vector’’ shown in Eq. (2.8), which is
ðYT ZÞCT ¼ ðsss; hss; rss; shs;hhs; rhs; srs;hrs; rrs; ssh;hsh; rsh; shh; hhh;
rhh; srh; hrh; rrh; ssr;hsr; rsr; shr;hhr; rhr; srr;hrr; rrrÞ:ð3:1Þ
Hence the six non-zero proportions of PTh�sPsjh�rjh
� �CT
are:
shs;hhs; shh; hhh; shr;hhr
ð0:125; 0:125;0:25;0:25; 0:125;0:125Þ ð3:2Þ
This result can be confirmed by using a multiplication rule in a tree
diagram. For example, for hhs (and similarly for other genotypes):
3.2. Examples of using the generalized inverse matrix method to fit
parameters of probit models
3.2.1. MATLAB and Python codes
In MATLAB, commands Y = norminv (P) + 5 and P = normcdf
(Y ÿ 5) can be used to convert between the probit value Y (see Sec-
tion 2.2.1) and mortality percentage P. In Python, we can use sim-
ilar commands ‘‘Y = norm.ppf (P ) + 5 and P = norm.cdf (Y ÿ 5)’’
with ‘‘from scipy.stats import ⁄’’. The probit value Y can then
be converted to and from the N.E.D value Z by adding or subtract-
ing five.
In either MATLAB or Python, the command for finding the gen-
eralized inverse of matrix A is pinv (A).
3.2.2. Examples
Example 3.1 (Collins, 2010, unpublished data). The dose of phos-
phine (PH3) and response of strain QRD14 of the insect R. dominica
to phosphine fumigation are listed in the first three columns of
Table 4. Here t is a constant (48 h) and ‘‘dose’’ (mg/l) means
‘‘concentration’’.
For the purpose of analysis, the 15 observations should be di-
vided into 5 groups (so N = 5) each having 3 observations with
the same dose. The response rate (or mortality), listed in the last
column of Table 4, is the aggregated rate of the 3 observations;
for example, for the dose 0.0010 the aggregated rate is
(2 + 1 + 0)/(49 + 50 + 50) = 0.0201. Note that if the response rate
is p = 100% (e.g. to the dose 0.0040 in Table 4) then we change it
from 1 to 0.9999. Otherwise the corresponding probit value is infi-
nite, which cannot be used to fit the parameters. Similarly we
should change p = 0 (with examples in the other two data sets)
to something very close to zero, such as p = 0.0001, otherwise the
corresponding probit value will be negative infinity.
The probit model for this example is shown in formula (2.24)
and the coefficients matrix of the corresponding over-determined
linear system, A, has 5 rows and only 2 columns with the elements
in the 1st column being all ‘‘1’’ (see Eq. (2.19)). The fitted parame-
ters (obtained using A+) are a = 15.0324 and b = 9.2291 respec-
tively. Note that the fitted parameters using Maximum Likelihood
(ML) are a⁄ = 14.2743 and b⁄ = 8.5963 respectively.
Fig. 1 (a) and (b) shows the probit lines (probit values against log
(dose)) and mortality (%) (against dose) curves obtained using the
two methods. It can be seen that the two probit lines and mortality
curves for QRD14 are close to each other (similar for the other two
strains). But it can be seen from comparing the least squares (LS)
errors that our method has smaller numerical error in the sense
of formula (2.20): 0.2214 compared with 0.3850. For the data sets
of strain QRD569 and Comb F1, the numerical errors for our method
are 3.1589 and 0.3034 respectively, also smaller than the values of
4.7249 and 0.8035 (obtained using ML) respectively.
Example 3.2. Daglish [13] observed a range of concentrations in
combination with exposure times of 20, 48, 72 and 144 h, to
Table 3
The offspring genotype table for the one-locus model showing the expected
proportions of each possible offspring genotype resulting from each possible parental
genotype mating combination.
Female parent Male parent Offspring
AA (s) Aa (h) aa (r)
AA (s)� AA (s) 1.0 0 0
Aa (h) 0.5 0.5 0
aa (r) 0 1.0 0
Aa (h)� AA (s) 0.5 0.5 0
Aa (h) 0.25 0.5 0.25
aa (r) 0 0.5 0.5
aa (r)� AA (s) 0 1.0 0
Aa (h) 0 0.5 0.5
aa (r) 0 0 1.0
Table 4
Results of phosphine dose–response trials for the QRD14 strain of R. dominica
showing the phosphine dose used for 48 h exposure, the number of insects used, the
number of insects dying and the aggregate response mortality rate for each trial.
Observations Response rate
Dose (C) No. used No. response
0.0010 49 2 0.0201
0.0010 50 1
0.0010 50 0
0.0015 50 20 0.3200
0.0015 49 13
0.0015 51 15
0.0020 50 38 0.7047
0.0020 50 34
0.0020 49 33
0.0030 50 47 0.9733
0.0030 50 49
0.0030 50 50
0.0040 50 50 0.9999
0.0040 48 48
0.0040 50 50
� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � �� � � � � � � � � � � � � � � � � � � � �� � � � � � � � � � � � � � � � � � � � � � � ! � � " � � # � " $ � � ! # � % % & "� � � ' � � � � � � � � � ' � � � � � �� � � ' � � � � � � � � � ( � � � � � �
82 M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89
22
determine the time-concentration combinations required to
achieve mortality rates of 50% and 99% for strain QRD14 (Suscep-
tible-S), QRD369 (Resistant-R) and QRD369 � QRD14 (Hybrid-H).
These concentrations are denoted LC50 and LC99 (Lethal Concen-
tration value for 50% and 99% mortalities). Their observed data and
prediction equations (Haber-type model (2.17)) associated with
LC50 are listed in Table 5 (see Table 1 in [13]).
Note that the fitted value for the index n in model (2.17) ob-
tained by Daglish [13] was different for the LC50 data and the
LC99 data, which means it is not possible to develop a Haber-type
rule with which to successfully extrapolate predicted mortalities
between exposure scenarios [8].
For the purposes of predicting the mortalities at different con-
centrations and different expose times, we employ the probit mod-
el (2.15) to refit all the data of Daglish [13], including both the LC50
and LC99 data sets together, to fit the four parameters for each of
the three strains (C: mg/l, t: h). Note that the four t values should
be repeated twice in the 2nd column of coefficient matrix A (see
Eq. (2.19)). The fitted equations are as follows (the logarithmic
base is 10):
QRD369 : Y ¼ÿ10:8398þ16:1356logðtÞþ1:9145logðCRÞþ4:0846logðtÞ logðCRÞ;QRD14 : Y ¼3:9749þ12:3267logðtÞþ3:8700logðCSÞþ1:9247logðtÞ logðCSÞ;369�14 : Y ¼11:2847þ3:7764logðtÞþ6:9650logðCHÞÿ1:0105logðtÞ logðCHÞ:
ð3:3Þ
3.3. Calculation of equilibrium proportions
The Python function and main program for selection of uni-
formly distributed random numbers that the sum = 1 with some
or without any preselected numbers are given in Appendices A.2
and C.1 respectively. The Python function and main program for
calculation of equilibrium frequencies of genotypes are given in
Appendices A.3 and C.2 respectively.
Example 3.3. If the initial frequencies of genotypes PI2 for the two-
locus case are
PI2 ¼ss hs rs sh hh rh sr hr rr
0:2040; 0:1203; 0:0875; 0:1064; 0:0690; 0:0894; 0:0467; 0:1197; 0:1570
ð3:4Þ
then p = 0.5116, q = 0.4884, u = 0.5442, v = 0.4558, according to for-
mula (2.23), and
PE2 ¼ss hs rs sh hh rh sr hr rr
0:0775; 0:1480; 0:0706; 0:1298; 0:2479; 0:1183; 0:0544; 0:1038; 0:0496
ð3:5Þ
according to formula (2.25), after converting the matrix form to a
row vector form (see Eqs. (2.9) and (2.8)).
Note that if we choose the above proportions PE2 in Eq. (3.5) as
the initial ones then the equilibrium proportions are PE2 them-
selves. However many other different sets of initial frequencies
could also result in the same set of equilibrium proportions; PE2
is a special solution.
3.4. Bisection method for finding the development rate r
Example 3.4. The pivotal age in weeks (x), age-specific survival
rates (lx) and the age-specific fecundity rates (mx) are shown in
Table 6 (Table 2 in [6]).
The results for this example obtained using our bisection algo-
rithm for three tests (different initial intervals) are listed in Table 7.
The iteration process for Test 3 is shown in Fig. 2. Given the initial
interval [0.6,1.0] the iteration steps are as follows: the interval
Fig. 1. The probit lines (a) and percentage mortality (b) curves obtained using the least squares (LS) and maximum likelihood (ML) methods with the observed values for the
QRD14 strain.
Table 5
Concentration (LC50 & LC99) values (mg/l) required to achieve 50% and 99% mortality for different exposure times (t) for three strains of R. dominica, together with the model fitted
by Daglish [13] for the LC50 data.
Strain Mortality (%) 20 h 48 h 72 h 144 h Model (2.17)
QRD14 50 0.0052 0.0017 0.0011 0.00064 C0.8673t = 0.2088
99 0.0091 0.0037 0.0021 0.0014
QRD369 50 0.20 0.052 0.032 0.017 C0.8673t = 4.0908
99 0.40 0.091 0.060 0.028
QRD369� 50 0.010 0.0042 0.0023 0.0011 C0.8673 t = 0.3863
QRD14 99 0.026 0.013 0.0066 0.0025
M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89 83
23
resulting from the previous iteration is bisected, the function value
at the two ends of the interval is calculated, and then the half sub-
interval for which the function values at the two ends have differ-
ent signs is kept as the new interval. This process continues until
the desired accuracy is achieved.
4. Discussion
Our quantification and block-matrix multiplication approach to
generate the offspring genotype tables involves many fewer opera-
tions than classical methods such as that based on Punnett squares
(PS). For each mating in any N-locus cases, the PS method requires
three processes: constructing the PS, counting the number and
calculating the proportions of each genotype of progeny. In the
one-locus case, our method requires multiplying two matrices with
the ‘‘quantified’’ elements and the same counting and calculating
processes. It can be seen from Table 1 and (2.2) that both have the
same number of operations (four) if we regard defining the genotype
of one cell in Table 1 as one operation (although this operation is
more complex than multiplication of two numbers). For each mating
in the N-locus case (NP 2), constructing such a PS requires
2N � 2N = 22N operations as there are N loci each having 2 alleles
for both the female or male parent. In addition, there are 22N counts
and 22N divisions for calculating the proportions. If our method is
used, the only need is to find the product of two matrices which re-
quires 2N multiplications (If N = 2k, then 2k � 2k = 22k = 2N. If
N = 2k ÿ 1, then 2k � 2kÿ1 = 22kÿ1 = 2N). This is because our method
calculates the N-locus case recursively using the results obtained
for k or k ÿ 1 loci (N = 2k ÿ 1 or 2k). It could be argued that in some
matings, e.g. AAjBB � Aajbb for the two-locus case, the parents have
only 2 different genotypes AABb and AaBb and so the PS has only 4
cells. However, the other cells appearing in Table 1 correspond to
zero elements in this case and our algorithm would not perform
any multiplications by zeros in the computer codes.
Theoretically the two methods (maximum likelihood and least
squares) to fit the probit models should obtain the same parame-
ters. Numerically, however, they yield small differences in results.
The generalized inverse matrix approach described here provides
an efficient method for fitting probit models. The advantages of
using this approach are
(1) It provides a more numerically accurate estimate of
parameters.
(2) Even if A is not (column) full-ranked and thus the coefficient
matrix of the regularized equations, (ATA), is singular, there
still exits a matrix A+ where the linear system has a solution
A+b with minimum L2 norm:
kAþbk2 ¼ minfkxk2 : AT Ax ¼ ATbg:
The generalized inverse matrix with the least squares technique
can also be used to fit the parameters of a model when the model
or modified model is a linear function with respect to parameters
or metameter of parameters. For example, it can be used to fit
the parameters a and b in Freundlich adsorption isotherm models
[2] defined by the equation Y = aebt, where t is time of exposure (h)
and Y is the ratio (C/Co) of concentration C at time t to the applied
concentration Co at time t = 0. This follows since the equivalent
log–log model is ln(Y) = ln(a) + bt where ln(Y) is a linear function
of parameters ln(a) and b.
Our algorithm for randomly generating initial genotype frequen-
cies based on matrix products is very simple and efficient. For find-
ing the Hardy–Weinberg equilibrium genotype proportions, using
matrix products requires 23 multiplications; forming the elements
of matrix A or B in Eq. (2.24) requires 7 multiplications for each
and calculating the product of AB in Eq. (2.25) requires 9 multiplica-
tions. On the other hand, element-wise calculation for the nine ele-
ments of matrix P in Eq. (2.25) requires 41 multiplications;
calculating the elements in the 4 corners requires 16 multiplications
(4 for each element) and in the other 5 positions requires 25 multi-
plications (5 for each). The matrix product method we propose is
thus efficient and avoids repeated calculations.
The advantage of the bisection method we propose for deter-
mining the intrinsic rate of increase is that it is also very
simple and normally only a few iterations are needed to find the
development rate as the desired accuracy is normally to two deci-
mal places.
As stated previously, accurately and efficiently determining
parameter values of key sub-models within biological simulation
Table 6
Raw data: age x (weeks), age-specific survival rate lx per week and age-specific fecundity rate mx per week.
x 4.5 5.5 6.5 7.5 8.5 9.5 10.5 11.5 12.5 13.5 14.5 15.5 16.5 17.5 18.5
lx 0.87 0.83 0.81 0.8 0.79 0.77 0.74 0.66 0.59 0.52 0.45 0.36 0.29 0.25 0.19
mx 20.0 23.0 15.0 12.5 12.5 14.0 12.5 14.5 11.0 9.5 2.5 2.5 2.5 4.0 1.0
Table 7
The estimate of rate r and accuracy for three initial intervals.
Test Initial interval [a,b] Iteration number Estimate of r g(r) Accuracy
1 [0,1] 6 0.76 0.02 <0.01
2 [0,1] 13 0.7620 ÿ0.0002 <0.0001
3 [0.6,1.0] 5 0.76 0.03 <0.01
Fig. 2. Illustration of the iteration process for Test 3, showing the initial interval
[0.6,1.0], the function g(r) curve, together with the function values at the left and
right endpoints and the iterated intervals after each of the 5 iterations.
84 M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89
24
models, such as models simulating population dynamics and evo-
lution of resistance in stored-grain insect pests, is a critical issue
[12]. We conclude that the methods presented in this paper pro-
vide a toolkit for estimating a number of important parameter val-
ues for such resistance simulation models, which will allow these
models to be used to predict the effects of different possible man-
agement strategies.
Acknowledgements
The authors would like to acknowledge the support of the Aus-
tralian Government’s Cooperative Research Centres Program. We
also thank P.J. Collins for his great help in the genetics and provi-
sion of raw data.
Appendix A. Three Python functions
A.1. Python function for creation of offspring genotype table
from numpy import ⁄ # If the three functions are separated the left
from pylab import ⁄ # five commands should be put in the beginning of
from random import ⁄ # the file for each of other two functions
from math import ⁄
from scipy import ⁄
def GenTable (nL):
‘‘‘‘‘‘Create offspring genotypes table for one- or two-locus cases by set nL = 1 or nL = 2’’’’’’
# nL: number of locus, nL = 1 or 2
# 1? A, 2? a:
F = matrix ([1,1,1,2,2,2]) # genotypes of Female parent
M = F # genotypes of Male parent
# 1? AA, 2? Aa, 4? aa in the product FM
FM = F.T � M # F.T: Transpose of F
Table1 = matrix (zeros ((9,3),float)) # The table for one-locus
for i in range (3): # Count the numbers and
for j in range (3): # calculate the proportions
N1 = 0. # for calculation of numbers 1, 2, or 4
N2 = 0. # in each sub-matrix
N4 = 0.
X=(FM[2 � i,2 � j],FM[2 � i + 1,2 � j],FM[2 � i,2 � j + 1],FM[2 � i + 1,2 � j + 1])
YS = choose (greater(X,1),(X,0))
k = 3 � i + j
Table1[k,0] = sum (YS)/4.0
YHR = choose (equal (X,1),(X,0))
YH = choose (greater (YHR,2),(YHR,0))
Table1[k,1] = sum (YH)/8.0
YR = choose (equal (YHR,2),(YHR,0))
Table1[k,2]=sum (YR)/16.0
if nL==1:
return Table1
if nL==2:
n = 0
Table2 = zeros ((9 � 9,9),float)for f2 in range (3): # 2nd gene of Female
for f1 in range (3): # 1st gene of Female
for m2 in range (3): # 2nd gene of Male
for m1 in range (3): # 1st gene of Male
k1 = 3 � f1 + m1 # The index in one-locus table
# for 1st cross
k2 = 3 � f2 + m2 # The index in one-locus table
# for 2nd cross
C1 = Table1[k1,:]
C2 = Table1[k2,:]
C1C2 = (C1).T � C2FM2 = ((C1C2[:,0]).T,(C1C2[:,1]).T,(C1C2[:,2]).T)
Table2[n,] = reshape (FM2,(1,9))
n = n + 1
return Table2
M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89 85
25
A.2. Python function for selection of uniformly distributed random proportions
def UniformRandom (Str,Pm,IDXm):
‘‘‘‘‘‘Creating K random (uniformly distributed) numbers with sum = 1.0 with or without m preselected ones for
creating initial proportions of genotypes or life stages or others’’’’’’
# Str: A vector of strings indicating the random variable
# Pm: A 1xm row vector of preselected uniformed distributed
# numbers with sum Sm < 1.0. If m = 0, input Pm as []
# INXm: Indices of Pm in the returned array Pk.
# If m = 0, input IDXm as []
K = len (Str) # Number of the random digits
m = len (Pm) # Number of preselected uniformed distributed digits
print ‘n n m=’, m, ‘IDXm:’, IDXm, ‘n n Pm:’,Pm
Pk = zeros (K,float)
x = zeros (K-m,float)
Sm = sum (Pm) # Sum of the preselected random numbers
if Sm > 1.0:
print Sm,’ !!! The sum of preselected numbers > 1.0’
Pk=[]
return Pk
from random import ⁄
for i in range (K ÿ m):
x[i]=random ()
Sk_m = sum (x)
print ‘nn x:’, x, ‘nn sum=’, Sk_m
S = Sk_m/(1.-Sm)
Pk_m = x/S
print ‘nn Pk_m:’, Pk_m
if m==0:
Pk = Pk_m
else:
Pk[IDXm]=Pm
IDXk_m = delete (range (K),IDXm)
Pk[IDXk_m]=Pk_m
return Pk
A.3. Python function for calculation of equilibrium frequencies of genotypes
def EqiFre_pquv (nL,IniF):
‘‘‘‘‘‘Given initial frequency of genotypes calculate allelic proportions p& q/u& v and the frequencies in
equilibrium for 1- or 2-locus model"""
# nL: number of locus
# IniF: 1 � 3 or 1 � 9 list - initial frequency of genotypes
if nL==2:
x1 = take (IniF,[0,3,6])
x2 = take (IniF,[1,4,7])
x3 = take (IniF,[0,1,2])
x4 = take (IniF,[3,4,5])
p = sum (x1) + sum (x2)/2. # proportion of allele ‘A’
u = sum (x3) + sum (x4)/2. # proportion of allele ‘B’
q = 1.-p
v = 1.-u
A = matrix ([[p ⁄⁄ 2],[2.0 � p � q],[q ⁄⁄ 2]])
B = matrix ([u ⁄⁄ 2,2.0 � u � v,v ⁄⁄ 2])
P=(A � B).TEP2 = reshape (P.flat,(1,9))[0]
return (p,q,u,v,EP2)
if nL==1:
p = IniF[0] + 0.5 � IniF[1]q = IniF[2] + 0.5 � IniF[1]EP1=[p ⁄⁄ 2,2. � p � q,q ⁄⁄ 2]
return (p,q,EP1)
86 M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89
26
Appendix B. Offspring genotype table
B.1. Python code for creating offspring genotype table for 1- and 2-locus models
def PrintTable (GenTypes,Table):
(row,col) = shape (Table)
for i in range (row):
k = i/col
j = i ÿ k � colif i==k � col:print GenTypes[k],‘X’,GenTypes[j],Table[i]
else:
print ’ ’,GenTypes[j],Table[i]
return
print ‘nnnn### Offspring Genotypes Table for one-locus ###nnnn’T1 = GenTable (1)
GenType1=[‘AA (s)’,‘Aa (h)’,‘aa (r)’]
PrintTable (GenType1,T1)
T2 = GenTable (2)
GenotypesA=[‘AABB’, ‘AaBB’, ‘aaBB’, ‘AABb’, ‘AaBb’, ‘aaBb’,‘AAbb’, ‘Aabb’, ‘aabb’]
Genotypes=[‘ss[0]’,‘hs[1]’,‘rs[2]’,‘sh[3]’,‘hh[4],’,‘rh[5]’,‘sr[6]’,‘hr[7]’,‘rr[8]’]
print ‘nnnn### Offspring Genotypes Table for two-locus ###nnnn’print GenotypesA,‘nn’,Genotypes,‘nn’PrintTable (GenotypesA,T2)
B.2. Offspring genotype table (two loci)
Female parent Male parent AABB AaBB aaBB AABb AaBb aaBb AAbb Aabb aabb
AABB� AABB 1. 0. 0. 0. 0. 0. 0. 0. 0.
AaBB 0.5 0.5 0. 0. 0. 0. 0. 0. 0.
aaBB 0. 1. 0. 0. 0. 0. 0. 0. 0.
AABb 0.5 0. 0. 0.5 0. 0. 0. 0. 0.
AaBb 0.25 0.25 0. 0.25 0.25 0. 0. 0. 0.
aaBb 0. 0.5 0. 0. 0.5 0. 0. 0. 0.
AAbb 0. 0. 0. 1. 0. 0. 0. 0. 0.
Aabb 0. 0. 0. 0.5 0.5 0. 0. 0. 0.
aabb 0. 0. 0. 0. 1. 0. 0. 0. 0.
AaBB� AABB 0.5 0.5 0. 0. 0. 0. 0. 0. 0.
AaBB 0.25 0.5 0.25 0. 0. 0. 0. 0. 0.
aaBB 0. 0.5 0.5 0. 0. 0. 0. 0. 0.
AABb 0.25 0.25 0. 0.25 0.25 0. 0. 0. 0.
AaBb 0.125 0.25 0.125 0.125 0.25 0.125 0. 0. 0.
aaBb 0. 0.25 0.25 0. 0.25 0.25 0. 0. 0.
AAbb 0. 0. 0. 0.5 0.5 0. 0. 0. 0.
Aabb 0. 0. 0. 0.25 0.5 0.25 0. 0. 0.
aabb 0. 0. 0. 0. 0.5 0.5 0. 0. 0.
aaBB� AABB 0. 1. 0. 0. 0. 0. 0. 0. 0.
AaBB 0. 0.5 0.5 0. 0. 0. 0. 0. 0.
aaBB 0. 0. 1. 0. 0. 0. 0. 0. 0.
AABb 0. 0.5 0. 0. 0.5 0. 0. 0. 0.
AaBb 0. 0.25 0.25 0. 0.25 0.25 0. 0. 0.
aaBb 0. 0. 0.5 0. 0. 0.5 0. 0. 0.
AAbb 0. 0. 0. 0. 1. 0. 0. 0. 0.
Aabb 0. 0. 0. 0. 0.5 0.5 0. 0. 0.
aabb 0. 0. 0. 0. 0. 1. 0. 0. 0.
AABb� AABB 0.5 0. 0. 0.5 0. 0. 0. 0. 0.
AaBB 0.25 0.25 0. 0.25 0.25 0. 0. 0. 0.
aaBB 0. 0.5 0. 0. 0.5 0. 0. 0. 0.
AABb 0.25 0. 0. 0.5 0. 0. 0.25 0. 0.
(continued on next page)
M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89 87
27
Appendix B (continued)
Female parent Male parent AABB AaBB aaBB AABb AaBb aaBb AAbb Aabb aabb
AaBb 0.125 0.125 0. 0.25 0.25 0. 0.125 0.125 0.
aaBb 0. 0.25 0. 0. 0.5 0. 0. 0.25 0.
AAbb 0. 0. 0. 0.5 0. 0. 0.5 0. 0.
Aabb 0. 0. 0. 0.25 0.25 0. 0.25 0.25 0.
aabb 0. 0. 0. 0. 0.5 0. 0. 0.5 0.
AaBb� AABB 0.25 0.25 0. 0.25 0.25 0. 0. 0. 0.
AaBB 0.125 0.25 0.125 0.125 0.25 0.125 0. 0. 0.
aaBB 0. 0.25 0.25 0. 0.25 0.25 0. 0. 0.
AABb 0.125 0.125 0. 0.25 0.25 0. 0.125 0.125 0.
AaBb 0.0625 0.125 0.0625 0.125 0.25 0.125 0.0625 0.125 0.0625
aaBb 0. 0.125 0.125 0. 0.25 0.25 0. 0.125 0.125
AAbb 0. 0. 0. 0.25 0.25 0. 0.25 0.25 0.
Aabb 0. 0. 0. 0.125 0.25 0.125 0.125 0.25 0.125
aabb 0. 0. 0. 0. 0.25 0.25 0. 0.25 0.25
aaBb� AABB 0. 0.5 0. 0. 0.5 0. 0. 0. 0.
AaBB 0. 0.25 0.25 0. 0.25 0.25 0. 0. 0.
aaBB 0. 0. 0.5 0. 0. 0.5 0. 0. 0.
AABb 0. 0.25 0. 0. 0.5 0. 0. 0.25 0.
AaBb 0. 0.125 0.125 0. 0.25 0.25 0. 0.125 0.125
aaBb 0. 0. 0.25 0. 0. 0.5 0. 0. 0.25
AAbb 0. 0. 0. 0. 0.5 0. 0. 0.5 0.
Aabb 0. 0. 0. 0. 0.25 0.25 0. 0.25 0.25
aabb 0. 0. 0. 0. 0. 0.5 0. 0. 0.5
AAbb� AABB 0. 0. 0. 1. 0. 0. 0. 0. 0.
AaBB 0. 0. 0. 0.5 0.5 0. 0. 0. 0.
aaBB 0. 0. 0. 0. 1. 0. 0. 0. 0.
AABb 0. 0. 0. 0.5 0. 0. 0.5 0. 0.
AaBb 0. 0. 0. 0.25 0.25 0. 0.25 0.25 0.
aaBb 0. 0. 0. 0. 0.5 0. 0. 0.5 0.
AAbb 0. 0. 0. 0. 0. 0. 1. 0. 0.
Aabb 0. 0. 0. 0. 0. 0. 0.5 0.5 0.
aabb 0. 0. 0. 0. 0. 0. 0. 1. 0.
Aabb� AABB 0. 0. 0. 0.5 0.5 0. 0. 0. 0.
AaBB 0. 0. 0. 0.25 0.5 0.25 0. 0. 0.
aaBB 0. 0. 0. 0. 0.5 0.5 0. 0. 0.
AABb 0. 0. 0. 0.25 0.25 0. 0.25 0.25 0.
AaBb 0. 0. 0. 0.125 0.25 0.125 0.125 0.25 0.125
aaBb 0. 0. 0. 0. 0.25 0.25 0. 0.25 0.25
AAbb 0. 0. 0. 0. 0. 0. 0.5 0.5 0.
Aabb 0. 0. 0. 0. 0. 0. 0.25 0.5 0.25
aabb 0. 0. 0. 0. 0. 0. 0. 0.5 0.5
aabb� AABB 0. 0. 0. 0. 1. 0. 0. 0. 0.
AaBB 0. 0. 0. 0. 0.5 0.5 0. 0. 0.
aaBB 0. 0. 0. 0. 0. 1. 0. 0. 0.
AABb 0. 0. 0. 0. 0.5 0. 0. 0.5 0.
AaBb 0. 0. 0. 0. 0.25 0.25 0. 0.25 0.25
aaBb 0. 0. 0. 0. 0. 0.5 0. 0. 0.5
AAbb 0. 0. 0. 0. 0. 0. 0. 1. 0.
Aabb 0. 0. 0. 0. 0. 0. 0. 0.5 0.5
aabb 0. 0. 0. 0. 0. 0. 0. 0. 1.
88 M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89
28
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Appendix C. Python code for selection of uniformly distributed random proportions and calculation of equilibrium frequencies of
genotypes
C.1. Python code for selection of uniformly distributed random proportions
# IniFrq = UniformRandom (Genotypes,[],[]) # without preselected numbers
#Pm = [0.1248,0.0,0.9000] # Test if the sum > 1.0
Pm = [0.1248,0.0,0.4352]
IDXm = [0,2,7]
IniFrq = UniformRandom (Genotypes,Pm,IDXm)
print ‘nn### Initial frequencies for two-locus ###nnnn’print Genotypes,‘nn’,array (IniFrq)
print ‘Check sum = 1?’,sum (IniFrq)
C.2. Python code for calculation of equilibrium frequencies of genotypes
IniF = [0.2040,0.1203,0.0875,0.1064,0.0690,0.0894,0.0467,0.1197,0.1570] (p,q,u,v,EP2)=EqiFre_pquv (2,IniF)
print ‘nnnn### The allelic proportions p,q,u,v:nn’print ‘p=’,p,‘q=’,q,‘u=’,u,‘v=’,v
print ‘nn### The equilibrium frequencies of genotypes:nn’,Genotypesprint ‘nn’,EP2,‘nn Check sum = 1?’,sum (EP2)
M. Shi, M. Renton / Mathematical Biosciences 233 (2011) 77–89 89
29
30
Modelling mortality of a stored grain insect pest with fumigation: Probit, logistic
or Cauchy model?
Mingren Shi a,b,⇑, Michael Renton a,b,c
a School of Plant Biology, University of Western Australia, 35, Stirling Highway, Crawley, WA 6009, Australia b Cooperative Research Centre for National Plant Biosecurity, Australia c CSIRO Ecosystem Sciences, Underwood Avenue, Floreat, WA 6014, Australia
a r t i c l e i n f o
Article history:
Received 16 June 2012
Received in revised form 27 January 2013
Accepted 6 February 2013
Available online 5 March 2013
Keywords:
Phosphine mortality estimation
Probit model
Logistic model
Cauchy model
Lesser grain borer
Pest control simulation
a b s t r a c t
Computer simulation models can provide a relatively fast, safe and inexpensive means to judge and
weigh the merits of various pest control management options. However, the usefuln ess of such simula-
tion models reli es on the accurate estimati on of important model parameters, such as the pest mortality
under different treatments and conditions. Recently, an individual-based simulation model of populatio n
dynamics and resistance evolution has been developed for the stored grain insect pest Rhyzopertha
dominica, based on experimental results showing that alleles at two different loci are involved in resis-
tance to the grain fumigant phosphine. In this paper, we describe how we used three generalized linear
models, probit, logistic and Cauchy models, each employing two- and four-parameter sub-models, to fit
experimental data sets for five genotype s for which detailed mortality data was already available. Instead
of the usual statistical iterative maximum likelihood estima tion , a direct algebraic approach, generalized
inverse matrix techniq ue , was used to estimate the mortality model parameters. As this technique needs
to perturb the observed mortality proportions if the proportions include 0 or 1, a golden section search
approach was used to find the optimal perturbation in terms of minimum least squares (L2) error. The
results show that the estimates using the probit model were the most accurate in terms of L2 errors
between observed and predicted mortality values. These errors with the probit model ranged from
0.049% to 5.3%, from 0.381% to 8.1% with the logistic model and from 8.3% to 48.2% with the Cauchy
model. Meanwhile, the generalized inverse matrix technique achieved similar results to the maximum
likelihood estimation ones, but is less time consuming and computationally demanding. We also describe
how we constructed a two-parameter model to estimate the mortalities for each of the remaining four
genotypes based on realistic genetic assumptions.
Ó 2013 Elsevier Inc. All rights reserved.
1. Introduction
The lesser grain borer, Rhyzopertha dominica , is a very destruc-
tive primary pest of stored grains. Fumigation with phosphine
(PH3) is a key component in the managemen t of controlling pest
infestations worldwide. However heavy reliance on PH 3 has re-
sulted in the development of strong resistance in several major
pest species including R. dominica. Computer simulatio n models
can provide a relatively fast, safe and inexpensive means to judge
and weigh the merits of various management options for control-
ling populations and avoiding or delaying resistance evolution in
pests such as R. dominica. But the usefulness of simulation models
such as these relies on the accurate estimation of key model
paramete rs, which should be based on reliable experimental data
as much as possible.
In previously published simulation modelling research on this
important topic of phosphine resistance in stored grain insect
pests, accurate survivorship of different genotypes was not explic-
itly included in the model because adequate data were not avail-
able [1], and thus a simple single gene model was used.
However , recent fumigant response analyses of PH 3 resistance in
R. dominica in Australia have indicated the existence of two resis-
tance phenotypes , which are labelled Weak and Strong Resistance
[2–4]. The genetic linkage analysis undertak en by Schlipalius et al.
[5,6] revealed that two loci confer strong resistance, thus motivat-
ing us to construct a more detailed and realistic two-locus individ-
ual-based simulation model of resistance [7–10]. In our two-locus
model, for simplicit y we assume that there are two possible alleles
(resistance or susceptibility) at each of the two loci, meaning nine
genotypes in total. As phosphine concentr ation and time of
0025-5564/$ - see front matter Ó 2013 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.mbs.2013.02.005
⇑ Corresponding author at: School of Plant Biology, University of Western
Australia, 35, Stirling Highway, Crawley, WA 6009, Australia. Tel.: +61 8 6488
1992; fax: +61 8 6488 1108.
E-mail addresses: [email protected] (M. Shi), [email protected].
edu.au (M. Renton).
Mathematical Biosciences 243 (2013) 137–146
Contents lists available at SciVerse ScienceDi rect
Mathe matical Biosc iences
journal homepage: www.elsevier .com/locate /mbs
Chapter 3
31
exposure are both important in determini ng the intensity of
response to the fumigant, the ability to estimate mortality for the
different genotypes at a range of concentr ations and exposure
times based on experimental data is critical for the accuracy of this
new two-locus simulatio n model.
Experiments by Collins et al. [11,12] and Daglish [13] pro-
vided results that help to quantify the expected mortality of
these nine resistance genotypes. These were conducted on in-
sects that had been purified to produce strains. The data sets
from the experiments of Collins et al. contain three strains
QRD14, QRD569 and their Combined F1 (QRD14 � QRD569)
and those from Daglish’s experime nts contain QRD14 (the same
as Collins’), QRD369 and their hybrid (QRD14 � QRD369). Each
of the five strains corresponds to a single genotype of the nine
possible genotypes in our two-locus model (Table 1), whereas
in most previous studies (e.g. [14]), datasets were obtained from
population samples from the field likely to contain various mix-
tures of resistance genes. Hence these new results provide the
means to accurately estimate mortaliti es for the available five
strains, which is the first phase of our mortality modellin g.
Moreover, those estimates can in turn be used to construct a
model to estimate mortalities for the remaining four genotypes ,
based on reasonable genetic assumpti ons [8], which is the sec-
ond phase.
Our previous papers [7,8] presente d some discussion of phos-
phine mortality estimation. However, these focussed on the
numerical algorithm used for model fitting, with only a limited
use of experimental data for illustration [7], and presented preli-
minary modelling results based on simple probit models only [8].
Moreover, there was a limitation in the numerical treatment in
the two papers. The kill rates in some of the experiments included
one and zero [11]; to enable the probit least squares approach to be
used, these two values need to be changed from 1 to 1 ÿ e or from 0
to e where e is a small perturbation , otherwise, their link function
values (see below) are undefined. But in the previous two papers
[7,8] the choice of e was arbitrary and fixed and certainly not opti-
mal in terms of minimum least square error. This limitation moti-
vated us to conduct this current more comprehensive study on the
best way to model mortality phosphine mortality for different
genotypes.
In this paper we describe how we used three models, probit, lo-
gistic and Cauchy models to fit the available data sets using either C
(concentration or dose) and t (exposure time) themselv es or log(C)
and log(t) as the independen t model variables, and compared the
relative accuracy of probit, logistic and Cauchy models for mortal-
ity estimation. We also tested and compare d two-parameter and
four-paramete r sub-models for each of the three models. We also
show how we developed an approach for identifying an optimal
perturbation value when mortality was 0 or 1 based on the golden
section search method.
2. Materials and methods
2.1. Two-locus model with nine genotypes
To para met eris e the mo rtali ty compo nent of our sim ula tion mo d-
el, we need ed to dev elo p empi ric al mo rtal ity mo dels for each geno-
typ e. Sin ce ther e are two loc i in the mo del [7–10] , wit h two pos sibl e
all ele s on each of the loc i, ther e are nine gen oty pes in tota l (Tabl e 1).
2.2. Three generalise d linear models of mortality
In statistics , the generalised linear model (GLM) in the form of
Y ¼ a þ b1x1 þ b2x2 þ � � � þ bkxk ð1Þ
is a flexible general ization of ordinar y least squares regressi on that
allows the linear model to be related to the response variable via
a link function for Y and the magnit ude of the varianc e of each mea-
surement to be a function of its predicted value [15]. GLMs applica -
ble to binomial mortal ity data include probit regression (with a
probit link function), logistic regression (with the canonical logit
link) and Cauch y regressi on (with the tangent link) which we used
to fit the experime ntal data sets.
2.2.1. Probit model
The probit (=‘‘probability unit’’) link function U(P) (Y = U(P) + 5)
is the inverse cumulative distribution function (CDF) associate d
with the standard normal distribut ion [16,17]:
P ¼ Uÿ1ðY ÿ 5Þ ¼ 1ffiffiffiffiffiffiffi
2pp
Z Yÿ5
ÿ1exp ÿu2=2
� du ð2Þ
where P is the actual mortality (proportion that died, 0 6 P 6 1) and
Y is the probit transformed mortality . Note that adding five to U(P)
just ensures all Y values are positive in practice , and simply means
the paramete r a is transf ormed by a constant value of five compared
to an alternative link function where this is not applied.
Using a three-paramet er probit model [16], a probit plane
Y ¼ a þ b1mðtÞ þ b2mðCÞ ð3Þ
may be fitted to the data, where t and C are respective ly exposure
time and concentrat ion, and Y is the probit mortal ity. We consid-
ered two choices for the function m: the logarit hmic function, i.e.
m(t) = log(t) and m(C) = log(C) (whether common logarithm s (base
10) or natural logarithms (base e) are used is immaterial), or the
identit y function, i.e. m(t) = t and m(C) = C.
In the case that the available independent data consist only of
the products Ct (e.g. a range of C but a fixed time t), rather than
independen t values of C and t separately, the parameters b1 and
b2 can be merged into a single parameter, b, resulting in a two-
paramete r probit model:
Y ¼ a þ bmðCtÞ ð4Þ
Table 1
The identifiers of the nine genoty pes (ss,sh, . . .,rr) in the two-locus model, and the correspondence of genotypes and the five strains for which
experimental mortality data was available [s – homogeneous (‘‘homo’’) suscep tible (‘‘suscept’’); r – homogeneous resis tant; h – heterozygous
(‘‘hetero’’)].
138 M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146
32
An extra term ‘‘b3 m(t) m(C)’’ can be added to (3) to describe the
interaction of the variables t and C, thus extending to a four-
parameter probit model
Y ¼ a þ b1mðtÞ þ b2mðCÞ þ b3mðtÞmðCÞ ð5Þ
2.2.2. Logistic models
The most typical link function for logistic models is the canon-
ical logit link [18] (to distinguish we use z instead of the Y in Eq.
(1)):
z ¼ wðPÞ ¼ ln½P=ð1 ÿ PÞ� or P ¼ wÿ1ðzÞ ¼ 1=ð1 þ eÿzÞ ð6Þ
where P is the mortal ity as shown in Eq. (2) and Y ÿ 5 is replaced by
z, the logistic transform ed mortal ity. The two-par ameter and four-
paramete r logistic models correspondi ng to Eqs. (4) and (5) are
respective ly,
z ¼ a þ bmðCtÞ ð7Þ
z ¼ a þ b1mðtÞ þ b2mðCÞ þ b3mðtÞmðCÞ ð8Þ
2.2.3. Cauchy model
The cumulative distribut ion function (CDF) of the Cauchy distri-
bution, whose curve is sigmoid like the probit and logistic curves,
is as follows [19]:
P ¼ Fðx; x0; cÞ ¼1
parctan
x ÿ x0
c
� �þ 1
2ð9Þ
It can be reduced to
tan p P ÿ 1
2
� �� �¼ x ÿ x0
c
� �¼ a þ bx ð10Þ
Here x0 is a location paramete r and c is a scale param eter and
a ¼ ÿx0=c and b ¼ 1=c; or x0 ¼ ÿa=b and c ¼ 1=b ð11Þ
We can look at Eq. (10) as a two-param eter (a and b) GLM model
with a ‘‘link function’’ n(P) = tan[ p(P ÿ 0.5)], where P is also as
shown in Eq. (2) but changi ng Y ÿ 5 to n, the Cauchy transformed
mortality . When it applies to mortal ity estimation, we should set
x = m(Ct). This can be extended to a four-parame ter Cauchy model:
nðPÞ ¼ a þ b1mðtÞ þ b2mðCÞ þ b3mðtÞmðCÞ ð12Þ
However, the relations hips between x0, c and the paramete rs shown
in Eq. (11) no longer hold in Eq. (12).
2.3. Generalized inverse matrix approach to fitting mortality models
We employed a direct algebraic approach, generalized inverse
matrix technique to fit the mortality models. This alternative gener-
alized inverse matrix technique achieves similar results to the
more common statistical iterative approach, maximum likelihood
estimation, but is less time consuming and computati onally
demanding [7]. We briefly explain this approach for those inter-
ested in the details.
Algebraicall y, when any one of the above models is fitted to a
data set, we have an over-determined system of linear equations
with respect to the parameters to be estimated. Let the set of N ob-
served data points be fLi; ti;CigNi¼1 where Li, ti, and Ci are the ith link
function value, exposure time and concentratio n respectively and L
is one of U, W and n. Then the over-determi ned system is (only the
first two items for 2-paramete r models):
Li ¼ 1 � a þ ½mðtiÞ� � b1 þ ½mðCiÞ� � b2
þ ½mðtiÞmðCiÞ� � b3ði ¼ 1;2; . . . ;NÞ ð13Þ
Let the matrix form of the over-determi ned system be Ax = b
where x is model parameter vector, b ¼ ðLiÞNi¼1 and A is an N � p
(p = number of parameters) matrix whose 1st column has all
‘‘1’’ element, 2nd column has ti (or log(ti)) as the ith element
and so on.
The method of least squares is often used to generate estimators
and other statistics in regression analysis [20]. If a solution
minimize s
XN
i¼1
�Li ÿ Li
ÿ �2 ¼XN
i¼1
½a þ b1mðtið Þ þ b2mðCiÞ þ b3mðtiÞmðCiÞ� ÿ LiÞ2
ð14Þ
where �Li = a + b1m(ti) + b2m(Ci) + b3m(ti)m(Ci) is the ith predicted va-
lue, then the solution is called a Least Square s solution. Normall y,
the least squares method can be used to solve the regularized equa-
tions of Ax = b i.e. ATAx = ATb, provided that ATA is non-singula r.
Actually, if A+ is the generalized inverse (or Moore–Penrose pseu-
do-inver se) of matrix A, then A+b is such a solution [21]. Note that
if A itself is a non-singula r square matrix then A+ = Aÿ1. If A is col-
umn full-ranked , then ATA is non-singula r and A+ = (ATA)ÿ1AT. But
while this equation could theoretica lly be used to calculate A+, it
is of limite d practica l use for calculating A+ numerica lly, because
using QR decomp osition (a decomp osition of a matrix X into a prod-
uct X = QR of an orthogonal matrix Q and an upper triangular matrix
R) or singular value decomp osition to obtain A+ will give much
smaller numerical errors than direct calculatio n of (ATA)ÿ1AT [21].
Even if A is not (column) full-ranked and thus the coefficient matrix
of the regularized equations, (ATA), is singular, there still exits a ma-
trix A+ where the linear system has a solution A+b with minimum L2
norm [21]: ||A+b||2 = min{|| x||2: ATA x = ATb}. Note that this general-
ized inverse matrix method minimises the error on the link-func-
tion-tran sformed mortalities rather than the mortalities
themse lves.
2.4. Experimen tal data on mortality
Collins et al. [11] observed mortalities under a range of phos-
phine concentrations (C: mg/l) at a fixed exposure time (t) 48 h
for susceptible (strain QRD14 – correspondi ng to genotype ss)
and strong resistant (strain QRD569 - rr) phenotypes and their
combined F1 progeny ((569 � 14) + (14 � 569) – hh). The consoli-
dated raw data are listed in ‘‘observed’’ rows of Table 2) and the
LT99.9 values (lethal time to achieve 99.9% mortality) are listed in
‘‘observed ’’ rows of Table 3. These values are derived from the
experime ntally observed data for strain QRD569 [12] which was
exposed to a series of concentration from 0.1 to 1.0 mg/l at a range
of exposure periods. The raw data of Collins et al. was consolidated
by averaging replicates.
Daglish [13] determined LC50 (lethal concentr ation to achieve
50% mortality ) and LC99 (to achieve 99% mortality) for phosphine-
susceptibl e (QRD14 – ss) and weak-resist ance (QRD369 – rs) pheno-
types and their F1 progeny (QRD369 � QRD14 – hs) over a range of
concentr ations and exposure times (Table 4).
The two-para meter probit model (4), logistic model (7) and
Cauchy model (10) were used, each to fit the data sets for ss and
hh respectively (Table 2). The four-paramete r probit models (5),
(8), and (12) were used to fit the two data sets for rr genotype
(Tables 2 and 3) since the interaction of exposure time and concen-
tration was considered and more accurate results could thus be ob-
tained. Exposure time t (hrs) values used to fit this rr data are as
follows:
t ¼24 � ð2;2;2;2;2;14:02;12:74;8:509;7:144;6:55;5:628;
4:233;3:74Þ ðhrsÞ ð15Þ
M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146 139
33
2.5. Golden section search method for perturbed value
It can be seen from Table 2 that the mortalities include values of
1 and 0. For the generaliz ed inverse matrix fitting approach to
work, these values need to be changed from 1 to 1 ÿ e and from
0 to e, where e is a small perturba tion; otherwise their link function
value of each of the three models is undefined. It is not the case
that the smaller the perturba tion e the smaller the least squares
(L2) error. In fact it can be observed that there is a minimum func-
tion value of least squares errors between predicted and observed
mortalities (Eq. (14)) in terms of e. Fig. 1(a) shows two predicted
mortality curves for the ss genotype obtained using the probit
model; one is obtained by changing 1 to 1–10ÿ8 (e = 10 ÿ8, see
Table 2 at C = 0.004) and the other is obtained by choosing 1 ÿ e
as the value associated with the minimum L2 error. It is clear that
the latter fitted the observed data very well with (global) L2 er-
ror = 0.0004892 compare d to the former with L2 error = 0.0191.
At C = 0.002 mg/l the predicted mortalities by the former and later
are 0.7061, 0.8398 respectively and the observed one is 0.7047
(Table 2); the difference of two predicted mortalities is up to
0.134 (13.4%).
Fig. 1(b) shows that the least squares error between observed
and predicted mortaliti es (for the ss genotype in Table 2 using pro-
bit model) is a unimodal function of 1 ÿ e. The golden section search ,
introduce d by Kiefer [22], is a technique for finding the extreme
(minimum or maximum ) of a unimoda l function f(x) by succes-
sively narrowing the range of values inside which the minimum
(for our problem) is known to exist [23] as quickly as possible. In
any iteration step, the algorithm maintain s triples of points,
(x0,x1,x3) from left to right (see the 1st text row in Fig. 1(b)), such
that the distances of the triples form a golden ratio :
ðx3 ÿ x1Þ : ðx3 ÿ x0Þ ¼ ðffiffiffi5
pÿ 1Þ=2 � 0:618 or
ðx1 ÿ x0Þ : ðx3 ÿ x0Þ � 1 ÿ 0:618 ¼ 0:382: ð16Þ
For this algorithm, initially two end points, x0 = 0.998 and
x3 = 0.9999 (row 1, Table 5) are chosen. These points define a rea-
sonable interval to search: assuming we are choosing a perturba -
tion for a value of 1, in general the upper limit is very close to
one and the lower limit should be chosen so it is just a little greater
than any other observed mortality value; alternatively, if the num-
ber of individuals correspondi ng to the observed mortality of 1 is
Table 2
The consolidated data of phosphine dose and the aggregate response mortality rate for the genoty pes ss, hh, and rr at a fixed exposure time t = 48 h [11] and predicted mortalities
using 2-parameter probit models for ss and hh, and 4-para meter probit models for rr data sets listed here and in Table 3.
QRD14 (ss)
Dose C (mg/l) 0.001 0.0015 0.002 0.003 0.004
Mortality Observed 0.0201 0.32 0.7047 0.9733 1.0000
Predicted 0.0209 0.30 0.7061 0.9798 0.9991
Comb F1 (hh)
Dose C (mg/l) 0.0025 0.004 0.005 0.0075 0.01 0.02
Mortality Observed 0.0000 0.3445 0.3940 0.8047 0.8591 0.9868
Predicted 0.0951 0.3111 0.4583 0.7259 0.8645 0.9894
QRD569 (rr)
Dose C (mg/l) 0.1 0.25 0.5 1.0 1.25
Mortality Observed 0.0000 0.0200 0.2254 0.5203 0.5705
Predicted 1.33 � 10ÿ6 0.0305 0.1030 0.5844 0.7546
Table 3
Response to PH 3 of mixed-a ge cultures of strain QRD569 (rr) [12] and predicted morta lities using 4-parameter probit model for rr data sets listed here and in Table 2.
Dose: C (mg/l) 0.1 0.15 0.2 0.3 0.4 0.5 0.75 1.0
LT99.9 (day) Observed 14.02 12.74 8.509 7.144 6.55 5.628 4.233 3.74
Predicted 14.75 11.27 9.394 7.347 6.22 5.484 4.402 3.74 aMortality Predicted 0.9981 0.9998 0.9964 0.9985 0.9995 0.9995 0.9993 0.9982
a Recall that the observed mortalities are all 0.999 = 99.9% (LT99.9).
Table 4
Concentration (LC50 and LC99) values (mg/l) required to achieve 50% and 99% mortality for different exposure times (t) [13] and the L2 errors of predicted and observed LC50 and
LC99 for ss, hs and rs data using the three 4-paramet er models (5), (8), and (12). Note that the probit, logistic and Cauchy models all give the same predicted LC50 and LC99 values
and thus the same L2 errors; although for othe r values models give different predictions (see Fig. 3).
Strain (mortality) 20 h 48 h 72 h 144 h L2 error
ss (50%) Observed 0.0052 0.0017 0.0011 0.00064
Predicted 0.0044 0.0017 0.0012 0.00065 6.22 � 10ÿ7
(99%) Observed 0.0091 0.0037 0.0021 0.0014
Predicted 0.0102 0.0036 0.0024 0.0013 1.37 � 10ÿ6
hs (50%) Observed 0.010 0.0042 0.0023 0.0011
Predicted 0.010 0.0040 0.0024 0.0010 2.65 � 10ÿ7
(99%) Observed 0.026 0.013 0.0066 0.0025
Predicted 0.027 0.011 0.0070 0.0029 5.03 � 10ÿ6
rs (50%) Observed 0.20 0.052 0.032 0.017
Predicted 0.19 0.052 0.033 0.017 4.00 � 10ÿ5
(99%) Observed 0.40 0.091 0.060 0.028
Predicted 0.41 0.095 0.057 0.028 6.78 � 10ÿ5
140 M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146
34
known to be n (i.e. n out of n individua ls died) then a lower limit of
(n ÿ 1)/n would be reasonable. Similarly, if we are choosing a per-
turbation for a value of zero, in general the lower limit is very close
to zero and the upper limit should be chosen either so it is just a
little less than any other observed mortality value, or to be 1/ n if
n is known. Normally the least squares error would be expected
to be unimodal over this interval and to reach a local minimum
at some point within this interval.
Since f(x) is unimoda l in the Fig. 1(b) example, f1 = f(x1) is smal-
ler than either f(x0) or f(x3). We then calculate the function value
f2 = f(x2) at a new point x2 such that (x2 ÿ x0): (x3 ÿ x0) � 0.618
(x2 is to the right of x1, see the 1st text row in Fig. 1(b)). If the ‘‘right
value’’ f(x2) > ‘‘left value’’ f(x1) we discard the ‘‘right part’’ of the
interval, i.e. [x2,x3], otherwise we discard the ‘‘left part’’ [x0,x1]. In
the Fig. 1(b) example, the ‘‘left part’’ [x0,x1] is removed after the
1st iteration (Table 5). Thus, the remaining interval always con-
tains the minimum and its length is always 0.618 of the original
one. In the next iteration, if we discard the ‘‘left part’’, first we rela-
bel the remaining triple (x1,x2,x3) to (x0,x1,x3). This is the case illus-
trated in Fig. 1(b), but the new relabeled values are denoted by ‘s0,
s1, s3’ instead for clarity). Otherwise we relabel the remaining triple
(x0,x1,x2) to (x0,x1,x3). In both cases we relabel the relevant relative
function value (Table 5). The new triples still form a golden ratio
(16). Then calculate the new function value (at s2 in the example)
and compare the function values (at s1 and s2 in the example) and
narrow the interval again, and so on until the desired accuracy is
reached. In the process, except for the initial step, we only need
to calculate the new point x2 and its function value. See Fig. 1(b)
and Table 5 for details for our example; after seven iterations we
chose x2 = 0.999305 as the best perturbation since f(x1) > f(x2),
and the correspondi ng minimum L2 error (f(x2)) = 0.0004892.
We used the golden section search technique to estimate the
minimum L2 error between predicted and observed mortalitie s for
QRD14 (ss) and Combined F1 (hh) and successfully fit the two mod-
el parameters (see Eqs (4), (7), and (10), as the exposure time is a
fixed number) of the three alternativ e GLM models.
However , there is a different story for the strain QRD569 (rr)
since we have two different data sets: one is a set of different con-
centrations and fixed time (48 h) (Table 2) resulting in different
(observed) mortalities, the other is a set of different concentrations
and fixed mortality (99.9%) (Table 3) resulting in different
(observed) lethal times. We found that if the same criterion of
minimum L2 error with respect to mortaliti es (for the data set in
Table 2) was used to find the best perturbation e and the model
paramete rs were then fitted to the two data sets, the L2 error of
the predicted and observed LT 99.9 times (for the data set in Table 3)
is big. As rr beetles are strongly resistant pest beetles and we want
to accurately simulate mortality under fumigation treatments
likely to cause high but not perfect mortality for this genotype,
accuracy of LT99.9 estimates are of prime importance . Hence we
change the criterion for the best perturbation e to be that which
minimize s the L2 error of the LT99.9 predictio ns only; using this cri-
terion, the overall L2 error of mortality is small though it is not
minimal.
2.6. Mortality estimation for the remaining four genotypes
Note that when ss beetles mate with rr beetles (ss � rr), 100% of
the F1 offspring produced will be the hh genotype, and when ss
beetles mate with rs beetles (ss � rs), 100% of the F1 offspring pro-
duced will be the hs genotype [7]. However, any other pair of mat-
ing among the five strains will not reproduce 100% of a single
genotype offspring; for example, hs � rr results in 50% of rh and
50% of hh [7]. Hence it is impossible to obtain strains each corre-
sponding to a single one of the remaining four genotypes. There-
fore we develope d a method to estimate the mortalities for the
remaining sh, sr, hr and rh genotypes in the two-para meter model
based on reasonable genetic assumptions . The approach is summa-
rised briefly here, since full details are available in [8].
(a) (b)
Fig. 1. (a) The two predicted mortality curves associated with perturbing the observed mortality proportion from 1 to either 1–10ÿ8 or 0.998, the proportion corresponding to
the minimum L2 error, and (b) (The curve of the L2 errors as a function of the perturbed mortality proportions from 0.998 to 0.9999, and the iteration intervals under the
curve) resulting from the golden section search technique. In both cases the probit mortality model was applied to Collins’ QRD14 strain.
Table 5
The four points (triples (x0,x1,x3) and x2 in the six iterations of golden secti on search
shown in Fig. 1(b).
Iteration x0 x1 x2 x3 Discarded
interval
1 0.998000 0.998726 0.999175 0.999900 Left [x0,x1]
2 0.998726 0.999175 0.999451 0.999900 Right [x2,x3]
3 0.998726 0.999003 0.999174 0.999451 Left [x0,x1]
4 0.999003 0.999174 0.999280 0.999451 Left [x0,x1]
5 0.999174 0.999280 0.999346 0.999451 Left [x0,x1]
6 0.999174 0.999240 0.999280 0.999346 Right [x2,x3]
7 0.999240 0.999280 0.999305 0.999346
M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146 141
35
As a step towards achieving to this, we first estimated the resis-
tance factors for the first five genotypes (strains) based on our fit-
ted models. The resistance factor of a genotype x for a 48 h
fumigation duration is defined as the ratio between the PH 3 con-
centration that achieves 50% mortality in a sub-population of geno-
type x and the lower PH 3 concentratio n that achieves 50% mortality
in a susceptibl e sub-populati on [24]. We then estimated the resis-
tance factors for the other four genotypes by making some basic
assumptions regarding genetic interactio ns; log-transformed resis-
tance factors for the nine genotypes can be expresse d in terms of
five ‘genetic interaction’ paramete rs which represent respectively
the strength and the dominance of the 1st and 2nd genes, and
the synergism between the two genes. Since we had estimates
for five genotypes, we could calculate values for the five ‘genetic
interaction’ parameters, which then let us estimate the resistance
factors for the other four genotypes . Finally we modelled survival
rates for the other four genotypes using the two-para meter probit
model. We assumed that the parameter b for these genotypes was
the same as the b value for one, or the mean of two, of the five
strains. Finally, the value for parameter a for each of the four geno-
types could then be obtained by direct substitut ion of the esti-
mated resistance factors and their related values C, t and Y into
the two-parame ter probit model.
3. Results
For all three models, log-transform ing the explanatory variables
(choosing m as a logarithmic function rather than the identity
function) gave better results (less error). Therefore, only results
for the logarithmic function are presented here.
For the data of Collins et al. [11,12], the optimal perturbation
used for mortality values of 0 or 1 obtained using the golden sec-
tion search technique are listed in Table 6, together with the corre-
sponding L2 errors for mortality and/or LT99.9 value. For the data of
Daglish [13] predictions and L2 errors (with respect to the lethal
concentratio n values LC50 and LC99) are included in Table 4; note
that the observed mortalities for this data set only included values
of 0.5 or 0.99 so no perturba tions were required and we just di-
rectly used the data set to fit the parameters for the three models.
It is clear from Tables 4 (last column, the three models achieve
the same L2 errors) and Table 6 and Figs. 2 and 3 that the probit
model is the best entirely in terms of smallest L2 errors. Hence
we only list the predicted values in Tables 2–4 (‘‘Predicted’’ rows),
and the fitted parameters in Table 8 obtained using the probit
models in the first phase. Fig. 4(a) shows the plot of probit values
based on our fitted models against a range of concentratio n values
[0.01,1.0] (mg/l) at a fixed t = 24 h for the five strains.
Also the predicted and observed LC50 values (mg/l) at 48 h ob-
tained using the probit models are listed in Table 7. Note that
the observed and predicted LC50 values for Daglish’s data are also
listed in the ‘‘50%’’ rows and ‘‘48 h’’ column of Table 4. It is these
values that are used to calculate the resistance factors of the five
strains, which are then used in the second phase to estimate the
resistance factors of the remaining four genotypes which are also
listed in Table 7. Finally, these factors are used to find the two
paramete rs of the probit model for the four remaining genotypes
(see [8] for details). The fitted paramete rs are also listed in Table 8.
The probit lines at t = 24 h for all of the nine genotypes are shown
in Fig. 4(b).
4. Discussion and conclusi on
In this study we have shown how the probit, logistic and Cau-
chy models with two- or four-paramete r sub-model s fit a variety
of data set types: observed mortalities at a range of concentr ation
with a fixed (48 h) exposure time (Table 2); observed lethal times
achieving 99.9% mortality at a range of concentrations (Table 3)
and observed lethal concentratio ns reaching 50% or 99% mortality
at a set of exposure times. Our results show that in all cases it was
better to log-transformed concentr ation and time as explanatory
variables in models of mortality due to phosphine fumigation,
rather than use the untransfor med variables. Moreover, for all data
sets, a probit model provided a better or equally as good fit to the
data as alternative Cauchy or logistic models. The differences in L2
errors between choosing m as the identity function or the logarith-
mic function were small for the logistic and Cauchy models but
bigger for the probit models. Therefore we conclude that the probit
models based on log-transform ed concentr ation and time provide
the best predictio ns of mortality under a range of concentratio ns
and times for use in our two-locus simulation model [7–10].
Daglish [13] used a Haber-ty pe rule [25] to fit his experiment
data [13]. However, this kind of rule only predicts the relationship
between the concentration and time to achieve a certain fixed
mortality , and does not provide a means to predict variable mortal-
ities between exposure scenarios [25]. Our re-fitted four-param e-
ter models can predict mortalities at a range of concentratio ns
and different exposure times which is required in a two-locus sim-
ulation model intended to be used to explore a wide range of phos-
phine fumigatio n practices and strategies.
Previous ly [7,8], it was an arbitrary decision about what value
to use instead of 0 and 1 (e.g. changing 0 to 0.0001 or 1 to
0.9999) when using a least-squares approach to fit probit
(two- or four-param eter) models to mortality/su rvival data. None-
theless, mortality estimations were getting strongly affected by
this arbitrary decision, especiall y with such a small data set, as
Table 6
Fitting Collins’ data (Tables 2 and 3): The optimal perturbed mortality values e or 1 ÿ e and the corresponding minimum L2 errors (proportions) between observe d and predicted
(from the 2-parameter models) mortality value s for ss and hh and for rr (predictions from the 4-parameter mode ls) denoted by ‘‘M’’ together with L2 errors between observed and
predicted LT99.9 values (days). Fitting Daglish’s data (Table 4): L2 errors (proportions) between observed and predicted (from the 4-parameter models) mortality values for ss, hs
and rs.
Model QRD14 (ss) Comb F1 (hh) QRD569 (rr)
1 ÿ e L2 error e L2 error e L2 errors (LT99.9/M)
Collins
Probit 0.999305 0.0004892 0.082918 0.0115106 4.38 � 10ÿ8 3.67/0.0533
Logistic 0.999902 0.0180498 0.241277 0.0338106 3.88 � 10ÿ5 3.99/0.0810
Cauchy 0.980154 0.0828693 0.141277 0.2029557 0.000744 4.41/0.4525
QRD14 (ss) QRD14 � QRD369 (hs) QRD369 (rs)
Daglish
Probit 0.0354032 0.0188711 0.0025313
Logistic 0.0509557 0.0281705 0.0038142
Cauchy 0.3721201 0.4819185 0.1553470
142 M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146
36
shown clearly in Fig. 1(a). Using the approach we have developed,
based on the golden section search technique, to find the best per-
turbation of proportion 1 or 0 with respect to the minimum L2 er-
ror, makes the fitted models much more accurate.
It can be seen from Table 6 that the least squares (L2) errors be-
tween observed and predicted mortality values ranged from
0.049% (bold in Table 6) to 5.3% (italic) with the probit model, from
0.381% to 8.1% with the logistic model and from 8.3% to 48.2% with
the Cauchy model. Overall, both probit and logistic models fit all
data sets well but the probit models are better in terms of small
least squares (numerical) errors. Cauchy models perform worse
in this sense. Also as the transformat ion from the link function val-
ues to mortality is the arctangent function, the predicted mortality
curves resulting from Cauchy models are flat in the two end parts
(mortalities are relatively close to 0 or 1) but very steep in the
‘‘middle’’ part. Note that the Cauchy C–T curve in Fig. 2(d) has sim-
ilar behaviour to the other two C–T curves since all of the three
curves plot the predicted lethal time to achieve a very high mortal-
ity of 99.9% at a range of concentr ations. On the other hand, the
predicted mortality curves from the Cauchy model are far from
the observed mortaliti es in the ‘‘middle’’ part (Fig. 2(a)–(c)).
The strain QRD14 (ss) was involved in both Collins’ data
(Table 2) and Daglish’s data (Table 4) and two different sub-models
were used to fit; two-parameter probit model for the former and
four-paramete r probit model for the latter. However, the two
sub-models result in the same predicted LC50 value 0.0017 mg/l
which is also the same as Daglish’s observed value (Table 7) to four
significance places. This also means the probit models performed
very well.
The C–T curve for the rs beetles using the logistic model is very
similar to that using the probit model plotted in Fig. 3(c). Compar-
ing (d) with (c) of Fig. 3 the ‘‘middle’’ part of the mortality curve
using the Cauchy model are still too steep to fit the observed mor-
talities in this part.
The estimations using 3-parameter probit (see Eq. (3)), logistic
and Cauchy models result in bigger L2 errors than those using cor-
respondi ng 4-paramete r models. This follows because the latter
considers the interactions between concentration and exposure
time which occur in reality.
To our knowledge, no previous models have included mortality
predictio ns for a range of resistance genotypes that vary with con-
centration and exposure time, based on extensive experime ntal
data like the models we have presente d here. The well-fitting
two- and four-paramete r probit models described in this paper al-
low us to accurately predict mortality of the nine resistance geno-
types of the lesser grain borer, R. dominica. This provides an
essential component of our two-locus individual-bas ed simulation
model, which will help us more confidently predict the evolution
(a) (b)
(c) (d)
Fig. 2. Predicted mortalities at a fixed exposure time (t = 48 h) and a range of doses using the three models (2-parameter) comparing to the observed mortalities listed in
Table 2 (a) for genotype ss, (b) for hh and (c) for rr. And (d) predicted times to achieve 99.9% mortality (LT99.9 values) at a range of concentrations C = [0.1,1.0] for rr using the
three models (4-parameter) comparing to the observed values listed in Table 3.
M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146 143
37
of phosphine resistance in R. dominica, in order to weigh the merits
of various managemen t options for delaying or avoiding evolution
of resistance in this destructive primary pest of stored grains.
With these more accurate mortality estimations as a basis, we
have already investiga ted the importance of basing resistance evo-
lution models on realistic genetics and found that predictions of
our realistic two-locus individua l-based model vary significantly
from those of an equivalent model based on a simplifying assump-
tion that resistance is conferred by a single gene [9]. We have also
compared how fumigatio n tactics based on extending the duration
of fumigation or increasing the concentration of fumigation influ-
ence the control of resistant and non-resistant lesser grain borer,
and how these are the impacted by different initial gene frequen-
cies [10]. Furthermore, we have used the individua l-based model
to investiga te the impact of phosphine dose consisten cy and immi-
gration rate on the effect of fumigation and the consequences for
the developmen t of phosphine resistance, and found that dose con-
sistency is the key factor in managing population numbers and
resistance levels [26]. This current paper shows that we can be
confident in the mortality estimate s for different genotypes,
(a) (b)
(c) (d)
Fig. 3. C–T curves at a range of pairs (dose C, exposure time t) comparing the observed mortalities (50% and 99%) at the range of doses listed in Table 4(a) for genotype ss using
probit model (b) for hs using logistic model (c) for rs using probit model and (d) for rs using Cauchy model.
Table 7
Predicted (‘‘Pre’’), observed (‘‘Obs’’) and estimated LC50 values (mg/l) [C – Collins’ data (Tables 2 and 3); D – Daglish’s data (Table 4)] for 48 h exposure
and resistance factors f(x) = LC50(x)/LC50(ss) for genotype x of the five strains, and estimated resistance factors for the othe r four genotypes.
144 M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146
38
exposure times and fumigant concentr ations used in the individ-
ual-based model, and thus more confident in the predictions and
recommend ations developed with it. The results of these investiga-
tions and of those conducted with the individual-bas ed model in
future will therefore help us to continue to use the relatively safe
and effective phosphine (PH3) fumigant for the control of infesta-
tions of this serious pest, and thus help safeguard world-wide grain
supplies.
Acknowled gments
The authors would like to acknowledge the support of the Aus-
tralian Governmen t’s Cooperative Research Centres Program. We
also thank P.J. Collins for his great help in the genetics and provi-
sion of raw data and an anonymous reviewer of our previous paper
[10] for the suggestion which motivated us to conduct this study.
References
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[2] P.J. Collins, Resistance to grain protectants and fumigants in insect pests of stored products in Australia, in: H.J. Banks et al. (Eds.), Proc of First Australian Postharvest Technical Conference Canberra, Australia, 1998, pp. 55–57.
[3] J. Thorne, G. Fulford, A. Ridley, D. Schlipalius, P. Collin, Life stage and resistance effects in modeling phosphine fumigation of Rhyzopertha dominica (F.), in:Proc. 10th Int. Working Conf. Stored Product Protection, Lisbon, Julius Kuhn Publ., Berlin, Germany, June–July2010, pp. 438–445.
[4] K. Lilford, G.R. Fulford, D. Schlipalius, A. Ridley. Fumigation of stored grain insects – a two locus model of phosphine resistance, in: Proc. 18th World Imacs/Modsim Congress, Cairns, Australia, July 2009, pp. 540–546, <http://mssanz.org.au/modsim09>.
[5] D.I. Schlipalius, P.J. Collins, Y. Mau, P.R. Ebert, New tools for management of phosphine resistance, Outlooks Pest Manag. 17 (2006) 52.
[6] D.I. Schlipalius, W. Chen, P.J. Collins, T. Nguyen, P.E.B. Reilly, P.R. Ebert, Gene interactions constrain the course of evolution of phosphine resistance in the lesser grain borer, Rhyzopertha dominica , Heredity 100 (2008) 506.
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dominica), in: F. Chan, D. Marinova, R.S. Anderssen (Eds.), MODSIM2011,19th International Congress on Modelling and Simulation. Modelling and Simulation Society of Australia and New Zealand, December, 2012, pp. 352–358, <http://www.mssanz.org.au/modsim2011/A3/shi.pdf>.
[9] M. Shi, M. Renton, J. Ridsdill-Smith, P.J. Collins, Constructing a new individual- based model of phosphine resistance in lesser grain borer (Rhyzoperthadominica): do we need to include two loci rather than one?, Pest Sci 85 (2012) 451.
[10] M. Shi, P.J. Collins, J. Ridsdill-Smith, M. Renton, Individual-based modelling of the efficacy of fumigation tactics to control lesser grain borer (Rhyzopertha
dominica) in stored grain, J. Stored Prod. Res. 51 (2012) 23.
Table 8
The fitted param eters for the two-parameter probit models fitted to the data for strain QRD14 (ss) and Comb F1 (hh) and for the four-param eter probit model fitted to the data for
QRD569 (rr), hs and rs. For the genotype ss, the two-parameter mode l was fitted to Collins et al. data (Table 2) and the four-param eter model was fitted to Daglish’s data (Table 4).
The parameter s for the two-parameter models derived for the other four genotypes are also listed.
Genotype 2-parameter model 4-parameter model
a b a b1 b2 b3
ss 14.2549 8.5610 3.9749 12.3267 3.8700 1.9247
hs 11.2847 3.7764 6.9650 ÿ1.0105
hh 7.3773 4.0045
rs ÿ10.8398 16.1356 1.9145 4.0846
rr ÿ12.2019 10.3584 2.5803 1.3853
sh 13.4147 8.5610 The same b value as that for ss
sr 6.3546 4.0045 The same b value as that for hh
hr 3.9243 5.7784 b = the mean of the two slopes of probit lines for rs and hh
rh 0.7072 7.5522 b = the slope of probit line for rs
(a) (b)
Fig. 4. Probit lines at the range concentration values [0.01,1.0] mg/l and t = 24 h (a) for the five strains (b) for all nine genotypes. The three horizontal lines are Y = ÿ1.706, 5
and 11.706 respectively corresponding to mortality = 0%, 50% and 100% respectively. Note that no two probit lines intersect at a point in the ‘‘middle’’ zone between
Y = ÿ1.706 and 11.706 implying that no same mortality (not 0, nor 1) at the same concentration are reached for two different genotypes.
M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146 145
39
[11] P.J. Collins, G.J. Daglish, M. Bengston, T.M. Lambkin, H. Pavic, Genetics of resistance to phosphine in Rhyzopertha dominica (Coleoptera: Bostrichidae), J.Econ. Entomol. 95 (2002) 862.
[12] P.J. Collins, G.J. Daglish, H. Pavic, R.A. Kopittke, Response of mixed-age cultures of phosphine resistant and susceptible strains of lesser grain borer,Rhyzopertha dominica , to phosphine at a range of concentrations and exposure periods, J. Stored Prod. Res. 41 (2005) 373.
[13] G.J. Daglish, Effect of exposure period on degree of dominance of phosphine resistance in adults of Rhyzopertha dominica (Coleoptera: Bostrychidae) and Sitophilus oryzae (Coleoptera: Curculionidae), Pest Manag. Sci. 60 (8) (2004)822–826.
[14] M.A.G. Pimentel, L.A. Faroni, M.R. Totola, R.N.C. Guedes, Phosphine resistance,respiration rate and fitness consequences in stored-product insects, Pest Manag. Sci. 63 (2007) 876.
[15] A.J. Dobson, A.G. Barnett, Introduction to Generalized Linear Models, third ed.,Chapman and Hall/CRC, Boca Raton, FL, 2008.
[16] C.I. Bliss, The relation between exposure time, concentration and toxicity in experiments on insecticides, Ann. Em. Sot. Am. 33 (1940) 721.
[17] D.J. Finney, Probit Analysis, third ed., Cambridge University Press, 1971.[18] A. Agresti, An Introduction to Categorical Data Analysis, second ed., Wiley,
Hoboken, New Jersey, 2007.
[19] J. Zhang, A highly efficient L-estimator for the location parameter of the Cauchy distribution, Comput. Stat. 25 (2010) 97.
[20] J.R. Wolberg, Data Analysis using the Method of Least Squares: Extracting the Most Information from Experiments, Springer, 2005.
[21] A. Ben, T.N.E. Greville, Generalized Inverses: Theory and Applications, second ed., Springer, New York, 2003.
[22] J. Kiefer, Sequential minimax search for a maximum, Proc. Am. Math. Soc. 4(1953) 502.
[23] W.H. Press, S.A. Teukolsky, W.T. Vetterling, B.P. Flannery, Section 10.2 golden section search in one dimension, in: Numerical Recipes: The Art of ScientificComputing, third ed. Cambridge University Press, New York, 2007.
[24] FAO, Recommended methods for the detection and measurement of resistance of agricultural pests to pesticides: Tentative method for adults of some major species of stored cereals with methyl bromide and phosphine. FAO Method No 16, FAO Plant Protection Bulletin 23 (1975) 12–25.
[25] N.J. Bunce, R.B.J. Remillard, Haber’s rule: the search for quantitative relationships in toxicology, Human Ecol. Risk Assess. 9 (6) (2003) 1547.
[26] M. Shi, M. Renton, P.J. Collins, T.J. Ridsdill-Smith, R.N. Emery, Dosage consistency is the key factor in avoiding evolution of resistance to phosphine and population increase in stored grain pests, Pest Manag. Sci. in press, http://dx.doi.org/10.1002/ps.3457.
146 M. Shi, M. Renton / Mathematical Biosciences 243 (2013) 137–146
40
ORIGINAL PAPER
Constructing a new individual-based model of phosphine
resistance in lesser grain borer (Rhyzopertha dominica): do we
need to include two loci rather than one?
Mingren Shi • Michael Renton •
James Ridsdill-Smith • Patrick J. Collins
Received: 10 November 2011 / Accepted: 16 February 2012 / Published online: 3 March 2012
Ó Springer-Verlag 2012
Abstract In this article, we describe and compare two
individual-based models constructed to investigate how
genetic factors influence the development of phosphine
resistance in lesser grain borer (R. dominica). One model is
based on the simplifying assumption that resistance is
conferred by alleles at a single locus, while the other
is based on the more realistic assumption that resistance is
conferred by alleles at two separate loci. We simulated the
population dynamic of R. dominica in the absence of
phosphine fumigation, and under high and low dose
phosphine treatments, and found important differences
between the predictions of the two models in all three
cases. In the absence of fumigation, starting from the same
initial frequencies of genotypes, the two models tended to
different stable frequencies, although both reached Hardy–
Weinberg equilibrium. The one-locus model exaggerated
the equilibrium proportion of strongly resistant beetles by
3.6 times, compared to the aggregated predictions of the
two-locus model. Under a low dose treatment the one-locus
model overestimated the proportion of strongly resistant
individuals within the population and underestimated the
total population numbers compared to the two-locus model.
These results show the importance of basing resistance
evolution models on realistic genetics and that using
oversimplified one-locus models to develop pest control
strategies runs the risk of not correctly identifying tactics to
minimise the incidence of pest infestation.
Keywords Individual-based model � One-locus �Two-locus � Phosphine resistance � Lesser grain borer
Introduction
The lesser grain borer, Rhyzopertha dominica, is a very
serious cosmopolitan pest of stored durable food com-
modities. It attacks a wide variety of stored foods (Hag-
strum and Subramanyam 2009) and is particularly
destructive of stored cereals in warm temperate to tropical
climates where it is a voracious feeder on whole grains. R
dominica is an active flyer and rapid coloniser, completing
its life cycle in 4–5 weeks under favourable conditions.
Adults lay 200–400 eggs through their life of 2–3 months
(Arbogast 1991).
Grain industries world-wide rely on phosphine (PH3)
fumigant as their key tool for the control of infestations of
R. dominica, because it is inexpensive, environmentally
Communicated by C. G. Athanassiou.
M. Shi (&) � M. Renton
School of Plant Biology M084, FNAS, The University
of Western Australia, 35 Stirling Highway, Crawley,
WA 6009, Australia
e-mail: [email protected]
M. Shi � M. Renton � J. Ridsdill-Smith � P. J. CollinsCooperative Research Centre for National Plant Biosecurity,
Canberra, Australia
M. Renton � J. Ridsdill-Smith
CSIRO Ecosystem Sciences, Underwood Avenue, Floreat,
WA 6014, Australia
J. Ridsdill-Smith
School of Animal Biology M092, FNAS, The University of
Western Australia, 35 Stirling Highway, Crawley, WA 6009,
Australia
P. J. Collins
Department of Employment, Economic Development and
Innovation, Ecosciences Precinct, GPO Box 267, Brisbane,
QLD 4001, Australia
123
J Pest Sci (2012) 85:451–468
DOI 10.1007/s10340-012-0421-6
personal copyChapter 4
41
benign and accepted by world markets. In addition, alter-
native chemical treatments are generally not acceptable for
environmental, health and safety reasons and physical
treatments are significantly more expensive, not effective
enough to meet market standards and often do not comply
with grain handling logistics. However, heavy reliance on
PH3 has led to the development of resistance in R. domi-
nica in many countries, including Australia, and this is of
serious concern to both primary producers and grain han-
dling organisations.
Initial fumigant response analyses of PH3 resistance in
R. dominica in Australia indicated two resistance pheno-
types, which are labelled weak and strong resistance
(Collins 1998). Subsequent classical and molecular genetic
analyses revealed that weak resistance is controlled by a
single major gene, rph1, and that strong resistance is
mediated by the same major gene, rph1, in combination
with another major gene, rph2. Both rph2 and rph1 are
close to recessive so that only homozygous insects fully
express resistance to phosphine. In addition, both rph1 and
rph2 individually express a relatively low level of resis-
tance but when they occur in the same insect the resistance
mechanisms appear to synergise producing a much higher
level of resistance (Collins et al. 2002; Schlipalius et al.
2002).
The initial industry response to PH3 resistance has been
to increase PH3 application rates and fumigation frequency;
however, this is not viewed as a sustainable strategy. Our
research is aimed at contributing to the development of
viable, long-term strategies to support the management of
phosphine resistance by the grain industry. Our approach
was to use stochastic individual-based modelling to simu-
late and test a range of resistance management scenarios.
Models aimed at accurate prediction are usually validated
against independent data, but direct validation of resistance
evolution models is not generally possible due to the sto-
chasticity, variability and uncertainty of the processes
involved, and the fact that controlled and replicable studies
with the large numbers of insects and long time periods
involved in reality are impossible. Nonetheless, such
models may be one of the few tools for evaluating different
management options for delaying evolution of resistance.
Confidence in the predictions of such a model thus depends
strongly on testing which model assumptions make a sig-
nificant difference to its predictions and then ensuring that
these assumptions match reality as closely as possible.
In this article, we present the development of one- and
two-locus individual-based models and make some com-
parisons with a previous population-based model of resis-
tance selection in R. dominica (Lilford 2009; Lilford et al.
2009). We use our model to address the key question of the
importance of the number of loci involved in resistance.
Previous modelling of the evolution of major-gene
resistance to pesticides in insects generally assumes resis-
tance is conferred by a single gene (Sinclair and Alder
1985; Tabashnik and Croft 1982), but, as explained above,
in this case strong resistance appears to be conferred by
two genes. We wanted to investigate the importance of
including two genes in our resistance model, or whether
following previous studies and simplifying by assuming
resistance to be conferred by a single gene would make
little difference to the model’s predictions. We thus com-
pared the predictions of our one- and two-locus models
under three simulated scenarios: in the absence of fumi-
gation; under a high concentration treatment and under a
low concentration treatment. We also investigated whether
differences between the models predictions could be
overcome with a simple adaptation to the one-locus model,
or whether differences in model predictions were more
significant.
Models and methods
We describe the overall model dynamics, the model
assumptions, the simulation procedure and the genotypes
and offspring genotype tables for the one- and two-locus
models. We then explain how we aggregated the nine
genotypes in the two-locus model into the three genotypes
in the one-locus model for comparison purposes. We then
describe the simulations we conducted for this study, which
were chosen specifically to address our aim of comparing
the one- and two-locus models, rather than to simulate any
particular real situations.
Overview of individual-based model
Our approach is to use stochastic individual-based model-
ling that explicitly takes into account the fact that R.
dominica populations consist of individual beetles, each of
a particular genotype and a particular life stage. The overall
model dynamics with assumptions and simulation pro-
cesses are discussed first, followed by explanation of the
way that the model represents genotype and resistance
status and how this determines the death or survival of
individual beetles in the absence or in the presence of
phosphine fumigation.
The life stages of beetles consist of egg, larva, pupa and
adult. For simulation purposes, the model actually uses five
life stages; the adult stage is separated into two: a pre-
oviposition period when the female beetle is unable to lay
eggs and a subsequent mature egg-laying period. A 1:1 sex
ratio was assumed. This allowed us to set the start number
and count the population of female beetles, with the
assumption that total number and the allelic frequency for
the male beetles was the same as for the females.
452 J Pest Sci (2012) 85:451–468
123
Author's personal copy
42
The rate of development and survival of various life
stages of the lesser grain borer depend on several envi-
ronmental factors, particularly temperature, moisture con-
tent of the grain (or equilibrium relative humidity) and food
type. For this model we assumed ‘typical’ conditions based
on the FAO (1975) standard, i.e. grain-type wheat stored at
a temperature (T) of 25°C and relative humidity (r.h.) of
70%, under which many researchers have undertaken their
experiments (e.g. Collins et al. 2000, 2002, 2005; Daglish
2004; Herron 1990; Pimentel et al. 2007; Schlipalius et al.
(2008)). Life history parameters regarding the time spent
within each life stage were estimated from published
experimental data including Baldassari et al. (2005), Rees
(2004), Andrewartha and Birch (1982), Birch (1945, 1953),
Beckett et al. (1994) and Longstaff (1999). We set the
female’s pre-oviposition period as 15 days according to
Schwardt (1933) and Matin and Hooper (1974). Two-locus
model parameters with a brief description and the default
parameter value used in the model are listed in Tables 1, 2
and 3. Details of parameter estimation are included in
section ‘Mortality under phosphine fumigation’ and Shi
and Renton (2011) and Shi et al. (2011). We describe
differences in parameters for our one-locus model later.
The simulated dynamics for an individual are illustrated
in Fig. 1. We provide the following explanation for the
steps that are numbered in the figure.
(1) The initial number of each genotype within each life
stage is determined by the specified initial propor-
tions. The ‘time remaining within current life stage’
(TRICLS) for each individual beetle is then drawn
randomly from a log-normal distribution, with mean
and standard deviation depending on the life stage
(Table 3). The log-normal is used because it has the
appropriate shape and is simple to parameterise based
on available information (see Appendix 2 for details).
(2) The simulation runs on a daily timestep, with each
individual beetle updated separately each day.
(3) After each iteration, TRICLS is reduced by one for
every beetle. When TRICLS B 0 the current stage
ends and the beetle enters the next life stage and the
duration for the new stage (TRICLS) is determined by
drawing from the appropriate log-normal distribution.
When TRICLS B 0 for an adult beetle, the individual
dies and is removed from the population.
(4) It is assumed that no eggs are laid during periods of
fumigation. Whether the beetle survives through the
day during a period of fumigation is determined by
Table 1 The finite daily survival rate (FDSR) for the nine genotypes
of the two-locus model for phosphine treatment 0.01 mg/l 9 14 days
(exposure for 14 days at the concentration 0.01 mg/l)
1st Gene 2nd Gene
s h r
s 8.08 9 10-6 0.01050841 0.32155794
h 0.12774219 0.22071475 0.75579152
r 0.94699984 0.96198801 0.99995317
s Homozygous susceptible, r homozygous resistant, h heterozygous
Table 2 The FDSR for the nine genotypes of the two-locus model
for the high phosphine treatment 0.2 mg/l 9 8 days
1st Gene 2nd Gene
s h r
s \1.0 9 10-11\1.0 9 10-11 6.33 9 10-10
h \1.0 9 10-11\1.0 9 10-11 0.00238214
r 0.00030361 0.00719626 0.54591027
Table 3 General parameters for the two-locus model
Parameters Description Value
Mi Mean number of days
at life stage i
Megg = 11.9, Mlarva = 36.5,
Mpupa = 9.6,
Madult = 117
(Mtotal = 175 days
= 25 weeks)
Si Standard deviation of
number of days
at life stage i
Segg = 1.5, Slarva = 4.6,
Spupa = 1.2, Sadult = 15
bD Daily (finite) birth
rate
0.2242 (eggs per day
per female parent)
N0 Starting number of
(female) beetles
10,000
PI1 and PE1
I2 and PE2
Initial and
equilibrium
frequencies
For the one-locus model
see section ‘Theory and
calculation’
For the two-locus model,
see section ‘Theory
and calculation’
TRICLS Time remaining in
current life stage
Variable
Fig. 1 The overall model dynamics for each individual beetle
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whether a generated uniformly distributed random
number B the survival probability SVxy, where xy is
the genotype of the beetle. This survival probability
depends on the concentration and exposure time of
the fumigant, as explained below.
(5) The number of eggs is determined by drawing
randomly from a Poisson distribution with mean
equal to the daily birth rate bD (Table 3), and then for
each egg separately and independently determined:
(i) the paternal genotype by drawing randomly from
a multinomial distribution based on the current
genotype frequencies of the population,
(ii) the genotype of the egg by drawing randomly
from a multinomial distribution based on the
maternal and paternal genotype and the (one- or
two-locus) offspring genotype table, as
explained below,
(iii) the sex of the egg; if a randomly generated
number[0.5, the sex of the egg is determined
as male, in which case this egg is removed from
the simulated population.
Assumptions regarding genotypes and resistance
in the one- and two-locus models
In the simplest case of a single locus, we consider two
alleles that govern the trait of interest; i.e. an individual’s
resistance to phosphine. The dominant allele is denoted by
A and the recessive allele by a. Due to the incompletely
recessive nature of the genes at each locus, PH3 resistance
is taken to be a qualitative trait that is present in three
forms:
• The recessive homozygous, or full expression of
resistance (aa or R);
• Heterozygous, or partial expression of resistance (Aa or
H) and
• The dominant homozygous, or fully susceptible (AA or
S).
The extension of the one-locus model includes two loci
for phosphine resistance. Dominant (susceptibility) alleles
are denoted by A and B, and recessive (resistance) alleles
by a and b. Instead of the three genotypes possible in the
one-locus model, the two-locus model includes nine pos-
sible genotypes:
• ss: with both loci homozygous susceptible (AA and BB)
• sh: with the first locus homozygous susceptible (AA)
and the second locus heterozygous (Bb)
• sr: with the first locus homozygous susceptible (AA)
and the second locus homozygous resistant (bb)
• and similarly hs, hh, hr, rs, rh, through to
• rr: with both loci homozygous resistant (aa and bb).
The model is also based on the following assumptions:
• Mating occurs randomly. For example, phosphine
resistance does not affect choice of mate.
• The grain food supply is non-limiting and its quality
does not affect the natural birth rate of the beetle.
• Fumigant concentrations do not vary with time or
location within the storage facility or silo. Variation
with time or space due to uptake or release of gas from
or into grain (sorption–desorption), diffusion, or leak-
age is negligible (Banks 1989).
• Temperature and relative humidity within the store
remains at 25°C and 70%, respectively, so that life
stage durations are constant.
Offspring genotype table
A novel computer-based method (Shi and Renton 2011)
was used to generate the offspring genotype table for both
the one- and two-locus cases. The one-locus table (Table 4)
has nine rows corresponding to the nine possible mating
combinations and three columns for the three possible
genotypes of offspring. The 4th row (Aa (h) 9 AA (s)) of
Table 4, for example, means that mating of a female parent
of genotype Aa with a male parent of genotype AA will
produce offspring of genotype AA with 50% probability,
genotype Aa with 50% probability and no offspring of
genotype aa.
For the two-locus model, the offspring genotype table is
an 81 9 9 table (Shi and Renton 2011). For example,
mating of AaBb 9 AaBb will produce the following pro-
portions of genotypes in the offspring,
AABB AaBB aaBB AABb AaBb aaBb AAbb Aabb aabb
ss hs rs sh hh rh sr hr rr
0.0625 0.125 0.0625 0.125 0.25 0.125 0.0625 0.125 0.0625
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which corresponds to one row of the full offspring geno-
type table.
It should be pointed out that in our individual-based
model, the particular genotype of an individual female
beetle, together with the particular genotype of the ran-
domly selected male beetle with which it is assumed to
mate, determines which row in the table is used to calculate
the number of eggs of each genotype. However, a popu-
lation-based model is concerned with using the columns of
such a table to build a system of ordinary differential
equations. For example, the 1st column of Table 4 corre-
sponds to the offspring genotype AA. In a one-gene pop-
ulation-based model, assuming a constant birth rate b that
is independent of genotype and a time-dependent death
rate, aS(t) of the susceptible genotype this column would be
associated with the ordinary differential equation (Lilford
et al. 2009):
dNS=dt ¼ b
�NS 1:0NS=N þ 0:5NH=Nð ÞþNH 0:5NS=N þ 0:25NH=Nð Þ
�ÿ aSNS
ð1Þ
where Nx denotes the number of genotype x beetles and
N denotes the total number of beetles. Note that the four
numbers, 1.0, 0.5, 0.5 and 0.25, that appear in the above
equation, correspond to the four non-zero proportions in
the AA offspring genotype column in Table 4.
Aggregation
For the purpose of setting up a meaningful comparison
between the one- and two-locus models, we needed to
aggregate the nine genotypes from a two-locus model into
just three groups corresponding in some way to the three
genotypes in a one-locus model. The simple assumption for
constructing the one-locus model was that each genotype
corresponded to one of the observed phenotypic levels of
resistance: fully susceptible (homozygous susceptible),
weak (heterozygote) or strong (homozygous resistant). The
genetic linkage analysis undertaken by Schlipalius et al.
(2006, 2008) indicated that two loci, rph1 and rph2, confer
strong resistance and that rph1 is responsible for the weak
resistance phenotype. We therefore assumed that the strong
resistance phenotype (R or homozygous resistant in the
one-locus model) corresponds to the genotype in the two-
locus model that is homozygous resistant at both loci, i.e.
the genotype rr in this model. Full susceptibility to phos-
phine (S or homozygous susceptible in the one-locus
model) was assumed to correspond to when individuals in
the two-locus model are homozygous susceptible (s), at the
rph1 gene and either homozygous susceptible (s) or het-
erozygous (h) at the rph2 gene, i.e. the genotypes ss and sh
with the 1st and 2nd lowest survival rates. We then assume
the weak resistance (H or heterozygous in the one-locus
model) corresponds to all remaining genotypes. This
resulted in the nine genotypes model being classified into
three groups, denoted S2, H2 and R2:
• Susceptible group S2 = group ss and group sh
• Strongly resistant group R2 = group rr
• Weakly resistant group H2 = all other groups (sr, hs,
hh, hr, rs and rh).
These then corresponded directly to both the three
observed levels of resistance, fully susceptible, strong
and weak, and to the three genotypes in the one-locus
model, S, R and H. We next needed to set the survival rates
for the three genotypes in the one-locus model based on the
survival rates for the nine genotypes in the two-locus
model. Setting survival rates (SV) for R was straight
forward: SVR = SVrr. To set the survival rates for S and H
we used the mean value of the survival rates of the group
elements. To sum up,
SVS ¼ SVSS þ SVshð Þ=2;SVH ¼ SVsr þ SVhs þ SVhh þ SVhr þ SVrs þ SVrhð Þ=6;SVR ¼ SVrr
ð2Þ
Simulations for comparison
We compared the two models in three cases: under no
fumigation, under a high dose treatment (0.2 mg/l 9
8 days) and under a longer low dose treatment (0.01 mg/
l 9 14 days).
For the simulation in the absence of fumigation we
ran both of the two models for 350 days or 50 weeks,
each for six different sets of initial frequencies, to see if
the theoretical Hardy–Weinberg equilibrium frequen-
cies would be reached (see section ‘Hardy–Weinberg
principle and theoretical equilibrium proportions of
Table 4 The offspring genotype table giving the probabilities or
expected proportions of each offspring genotype resulting from each
possible mating combination of male and female parental genotypes
for the one-locus model
Female parent Male parent Offspring
AA (s) Aa (h) aa (r)
AA (s)9 AA (s) 1.0 0 0
Aa (h) 0.5 0.5 0
aa (r) 0 1.0 0
Aa (h)9 AA (s) 0.5 0.5 0
Aa (h) 0.25 0.5 0.25
aa (r) 0 0.5 0.5
aa (r)9 AA (s) 0 1.0 0
Aa (h) 0 0.5 0.5
aa (r) 0 0 1.0
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genotypes’). The initial proportions of life stages were
assumed to be distributed evenly, that is 0.25 for each of
the four main life stages. We also tested other randomly
selected initial proportions of life stages and found that it
made no difference to results (these results not shown).
In preliminary test runs of the models for 350 days
starting from 10,000 female beetles, we found that our
computer would stop with a memory error when the female
population number reached about 8.6 million. To overcome
this difficulty, we used a strategy of re-setting the numbers
for each genotype group after every 175 days to make the
total number equal to 10,000, while keeping the current
genotype proportions unchanged.
For the simulations under fumigation, we set the initial
population to be 10,000 (female) beetles in total, with 25%
in each of the four main life stages. We assumed fumiga-
tion started immediately, simulated fumigation for the
appropriate time (8 or 14 days) and ran each of the two
models for 140 days (20 weeks) in total, enough time to
enable comparison.
Theory and calculation
In this section, we briefly describe the Hardy–Weinberg
equilibrium and how we compute the theoretical equilib-
rium proportions of genotypes for the simulations in the
absence of fumigation.
Hardy–Weinberg principle and theoretical equilibrium
proportions of genotypes
In the absence of fumigation and assuming no fitness dif-
ferences between genotypes, the simulation results should
tend towards the Hardy–Weinberg equilibrium for both of
the models. The Hardy–Weinberg principle states that both
allele and genotype frequencies in a population remain
constant. That is, they are in equilibrium from generation to
generation unless specific disturbing influences are intro-
duced. Disturbing influences include non-random mating,
selection, limited population size, ‘overlapping genera-
tions’, genetic drift and other factors (Stansfield 1991). It
should be pointed out that outside the lab, one or more of
these ‘disturbing influences’ are nearly always in effect,
which means an exact Hardy–Weinberg equilibrium is
unlikely to be found in nature. Genetic equilibrium is an
ideal that provides a baseline against which genetic change
can be measured.
We use the following randomly selected initial fre-
quencies of genotypes (denoted by PI2) for all simulations
of the two-locus model in this article:
The allelic proportions p, q, u, v and equilibrium fre-
quencies for the two-locus model, which we denote as PE2,
can be obtained using matrix multiplication (see Shi and
Renton 2011, for details):
p ¼ 0:5116; q ¼ 0:4884; u ¼ 0:5442; v ¼ 0:4558
ð4aÞPE2: ½0:0775; 0:1480; 0:0706; 0:1298; 0:2479;
0:1183; 0:0544; 0:1038; 0:0496�ð4bÞ
Note that the element for rr beetles, PE2(rr) is equal to
q2v2 = 0.0496.
According to the aggregation method, the initial fre-
quencies for the aggregated two-locus model correspond-
ing to those in (3) (denoted by PIA2) and its equilibrium
proportions (denoted by PEA2) are:
S2 H2 R2
PIA2: ½0:3104; 0:5326; 0:1570�S2 H2 R2
PEA2: ½0:2074; 0:7431; 0:0496� :ð5Þ
For the purposes of comparisons, the initial frequencies for
the one-locus model (denoted by PI1) should correspond to
PIA2 in (5). Then the proportions of alleles ‘A’ and ‘a’ are
p1 = 0.5767 and q1 = 0.4233, respectively, and the
equilibrium proportions, PE1 are:
S H R S H R
PE1: p21;�
2p1q1; q21�
¼ ½0:3326; 0:4882; 0:1792�ð6Þ
Note that the element for R beetles, PE1(R) is equal to
q21 ¼ 0:1792. In theory, the ratio between the equilibrium
frequency of strongly resistant beetles predicted by the
one-locus model, to that from the two-locus model, should
be PE1 Rð Þ=PE2 rrð Þ ¼ q21=q2v2. In this case, this would be
equal to 3.61, which is very far from one.
Natural birth rate
The maximum (instantaneous) intrinsic capacity for
increase (rm) of the lesser grain borer, measured as adult
ss hs rs sh hh rh sr hr rr
PI2 : ½0:2040; 0:1203; 0:0875; 0:1064; 0:0690; 0:0894; 0:0467; 0:1197; 0:1570� ð3Þ
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female progeny/female/week, at 25°C and 70% r.h. is
estimated to be 0.4109 (Driscoll et al. 2000) and the mean
life duration of the beetle (Table 3) is 58 (immature
stages) ? 117 (adult stages) = 175 days or 25 weeks.
Therefore, the weekly mean death rate is d = 1/25 = 0.04
and the weekly (instantaneous) birth rate (Birch 1948) is
b = rm ? d = 0.4109 ? 0.04 = 0.4509. Finally, the
(natural) daily finite birth rate (eggs per day per female
parent) is
bD ¼ e0:4509=7 ¼ 1:5697=7 ¼ 0:2242 ð7Þ
Mortality under phosphine fumigation
Our individual-based simulation model required predic-
tions of finite daily survival at different concentrations for
all nine genotypes. Using data from a number of experi-
mental studies, we were able to construct empirical models
relating daily mortality/survival probability to genotype
and fumigant concentration. A brief description is provided
here; for full details see Shi et al. (2011).
Daglish (2004) determined mortality rates for phos-
phine-susceptible (strain QRD14—corresponding to geno-
type ss) and weak resistance (strain QRD369—rs)
phenotypes and their F1 progeny (QRD369 9 QRD14—
hs) over a range of concentrations at exposure times of 20,
48, 72 and 144 h. He used a Haber-type model, Cnt = k
(Bunce and Remillard 2003), where C (mg/l) is the con-
centration of phosphine and t (hour) is the exposure time,
to predict response to phosphine and the concentrations
needed to achieve 50% (LC50) and 99% (LC99) mortality at
certain times. But as both n and k in his equations vary with
both genotype and mortality level, it is not possible to
develop a Haber-type rule with which to successfully
extrapolate predicted mortalities between exposure sce-
narios (Bunce and Remillard 2003). Hence, we employed
the four-parameter probit model using a least squares
technique with a generalised inverse matrix approach (Shi
and Renton 2011) to refit his data:
Y ¼ aþ b1 logðtÞ þ b2 logðCÞ þ b3 logðtÞ logðCÞ; ð8Þ
where Y is the probit (the inverse cumulative distribution
function) value of mortality. We then obtained a model
predicting finite daily survival rate (FDSR) at different
concentrations for the ss, hs and rs genotypes.
Collins et al. (2002) observed mortalities under a range
of concentrations of phosphine at 48 h for susceptible
(strain QRD14—ss) and strongly resistant (strain
QRD569—rr) phenotypes and their combined F1 progeny
((569 9 14) ? (14 9 569)—hh). We fitted the two-
parameter probit model (Shi and Renton 2011)
Y ¼ aþ b logðCtÞ ð9Þ
to predict mortalities for each of ss and hh genotypes.
The experiments in Collins et al. (2005) were conducted
over a long period of time and the results were confirmed in
field trials and are the basis for the current rates used to
control resistant insects. Values derived from their
observed data included LT99.9—lethal time to achieve
99.9% mortality—for strain QRD569 (rr) exposed to a
series of fixed concentrations from 0.1 to 2.0 mg/l. We
tried the four-parameter (8), the three-parameter (dropping
the last term of 8), and the two-parameter (9) models to fit
several combinations of different parts of the two data sets
and obtained different predicted LT99.9 values. We com-
pared the predictions of the different models and found that
the deviations between the observed and predicted LT99.9
values were smallest when we used both data sets at C from
0.1 to 1.0 mg/l to fit the four-parameter probit model. The
close match between the observed and the predicted LT99.9
values (Table 5) provided verification for these fitted four-
parameter probit models of mortality, as did the fact that
the reported and predicted LC50 values were also very
close to one another (Table 6).
We still needed to construct a model predicting finite
daily survival at different concentrations for the remaining
sh, sr, hr and rh genotypes. As a step towards achieving
this, we first estimated the resistance factor for the first five
genotypes. The resistance factor of a genotype x for a given
fumigation duration is defined as the ratio of the PH3
concentration that achieves 50% mortality (LC50(x)) in a
sub-population of genotype x and the PH3 exposure con-
centration that achieves 50% mortality in a susceptible ss
(LC50(ss)) sub-population (FAO 1975). In other words, the
resistance factor for genotype x is yielded by
f ðxÞ ¼ LC50ðxÞ=LC50ðssÞ: ð10Þ
We estimated LC50 for 48 h exposure for the first five
genotypes using our fitted models and checked that they
were close to the previous estimates of Daglish (2004) and
Collins et al. (2002). The estimated LC50 values (Table 6)
were then used to estimate resistance factors for the five
genotypes.
Table 5 The LT99.9 values (days) reported by Collins et al. (2005) with the corresponding values predicted by the four-parameter probit models
for various phosphine doses (mg/l)
Dose 0.1 0.15 0.2 0.3 0.4 0.5 0.75 1.0
Reported 14.99 11.24 9.302 7.260 6.16 5.461 4.442 3.87
Predicted 14.02 12.74 8.509 7.144 6.55 5.628 4.233 3.74
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We then estimated the resistance factors for the other
four genotypes (sh, sr, hr and rh) by making some basic
assumptions regarding genetic interactions. We assumed
that log-transformed resistance factors for the nine geno-
types can be expressed in terms of five parameters k, d1, d2,
s1 and s2 as per Table 7, where s1 and s2 represent the
strength of the rph1 and rph2 genes, respectively, d1 and d2represent the dominance of the rph1 and rph2 genes,
respectively, and k represents the synergism between the
two genes. We already had estimates for the factors f(ss),
f (hs), f(rs), f (hh) and f (rr). From experimental data
(Collins et al. 2002, 2005; Daglish 2004) we also knew
f(sr) is less than f(rs), and so s2\ s1. We therefore assumed
that s2 = 0.5s1 which gave an estimate for f(sr), and then
solved for the remaining unknowns in Table 7 to give
estimates for f(sh), f(rh) and f(hr). The resistance factors
for the nine genotypes are listed in Table 8 (Appendix 1).
Finally, we modelled survival rates for the other four
genotypes (sh, sr, hr and rh) using Eq. 9. We assumed that
the parameter b for these genotypes was the same as the
estimated parameter b for the hh genotype, b(hh). We
already had estimates for the resistance factors for t = 48 h
for each of the four genotypes. By multiplying these esti-
mates by LC50(ss) we obtained estimates for LC50 (see
Eq. 10) for each of the four genotypes. The value for
parameter a for each of the four genotypes could then be
obtained by direct substitution into Eq. 9.
At this point we had a model predicting survival rates at
a range of concentrations and times for each of the nine
genotypes (Fig. 2). For the hs, rs and rr genotypes this
model was of the form of Eq. 8 and for the other genotypes
it was of the form of Eq. 9. Note that in Fig. 2 the probit
value for the rr genotype at C = 1.0 mg/l is 2.102915 and
the survival rate is 0.998117 or about 99.81%, which
matches the observations from Collins et al. (2005).
There are two ways to estimate the FDSR under a PH3
treatment C 9 T at a fixed concentration C (mg/l) and a
range of times (1, 2, …, T days). Directly substituting the
fixed C value and the series of t values into the prediction
Eqs. 8 and 9 results in the cumulative survival rates (CSR).
The CSR for the final Tth day is the total survival rate
SVT(x) for genotype x for the full C 9 T treatment. One
way to estimate FDSR is based on the assumption that the
survival rate is the same each day during a fumigation
treatment, in which case the FDSR is SVs1(x) = [SVT(x)]1/
T. The estimated finite daily and total survival rates under
the two treatments of 0.01 mg/l 9 14 days and 0.2 mg/
l 9 8 days are listed in Tables 1 and 2. As the computed
values are accurate to 11 decimal places it is reasonable to
regard the survival rate\ (10-11) as zero or all dead. This
level of accuracy is more than enough for the numbers of
beetles that we simulated. The other way to estimate dif-
ferent FDSRs for each day is as follows: convert the
CSRi?1 and CSRi into the ith day’s daily survival rate
SVdi(x) by setting SVd1(x) = CSR1(x) and then letting
SVdiðxÞ ¼ CSRiþ1 xð Þ=CSRi xð Þ; i ¼ 1; 2; . . .; T ÿ 1: Note
that the total survival rate obtained by either of the two
ways will be the same for each genotype. However, since
our concern is with the results after fumigation, then we
chose to use the former approach with equal daily survival
rates, as it is simpler and faster to simulate. If we had also
been concerned with accurately representing on a daily
basis what happens during the fumigation process then we
could have used the latter approach instead.
Results and comparisons
No fumigation
All simulations using a range of initial frequencies resulted
in the statistically discrete analogue of the Hardy–
Weinberg equilibrium. As our main aim was to compare
the difference between the two models, we show the details
Table 6 LC50 values (mg/l) for 48 h exposure reported (R) by Daglish (2004) (marked by #D) and Collins et al. (2002) (marked by #C) and
estimated (E) by Eq. 8 or 9
Strain QRD14(1) QRD369 9 14 Comb F1 QRD369 QRD569
Genotype ss hs hh rs rr
LC50 value
R #C/#D: 0.0017 #D: 0.0042 #C: 0.00548 #D: 0.0520 #C: 1.0250a
E 0.0017 0.0040 0.00659 0.0518 1.0238a
a The observed and the estimated LC50 values for rr genotype obtained using Collins et al. (2002) data with the model (9). The predicted LC50
value obtained using the combined data sets at C from 0.1 to 1.0 mg/l with the model (8) was 0.9016
Table 7 The expressions of log-transformed resistance factors
f (x) for genotype x in terms of five parameters k, d1, d2, s1 and s2
1st
Gene
2nd Gene
s h r
s 0 d2s2 [=ln f (sh)] s2 [=ln f (sr)]
h d1s1 d2s2 ? d1s1 ? k(d1s1)
(d2s2)
d1s1 ? s2 ? k (d1s1)s2[=ln f (hr)]
r s1 d2s2 ? s1 ? k s1(d2s2)
[=ln f (rh)]
s2 ? s1 ? k s1 s2
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only for the results obtained using the set in (3) and the set
in (5).
The results for the two-locus model are plotted in Fig. 3
and for the one-locus model in Fig. 4a. It can be seen from
the two figures that the frequencies of nine genotypes of
two loci and those of three genotypes of one locus statis-
tically approach equilibrium. These simulations confirm
the statistical presence of the discrete analogue of the
Hardy–Weinberg principle.
Themeans and standard deviations (std) over 26–50 weeks
(second generation) for the proportions of the nine genotypes
in the two-locus model are:
The sum of squared deviations from these means to the the-
oretical equilibrium proportions PE2 is 0.00024 which is very
small. For one locus, the simulated proportion means and
standard deviations over 26–50 weeks are as follows.
mean : ½0:3284; 0:4916; 0:1800�std : ½0:0016; 0:0012; 0:0012� ð12Þ
It can be seen again from (12) and (6) that the mean
values are very close to the equilibrium values as the sum
of squared deviations from this mean to PE1 is 0.00003
which is very small, and the std values are also very small,
indicating approximate equilibrium.
Comparing Fig. 4a and b, we see that there is a big
difference between the results of the two models. The
proportions of H are decreasing from the beginning to the
20th week then asymptotically and statistically approach an
equilibrium proportion, while the proportions of H2 are
increasing for a longer period then approach a different
equilibrium proportion. The proportions of S or R are
increasing and then tend to equilibrium but those of S2 or
R2 are decreasing first and approach different equilibriums.
Under 0.2 mg/l 9 8 days treatment
Figures 5 and 6 show that after 8 days fumigation only 22
female beetles (1.4%) in the two-locus model and 16
(1.1%) in the one-locus model remain alive, all of which
are strongly resistant (proportion of rr = 100%). After
fumigation, the proportion of genotype rr remains
unchanged at 100% since there is no possibility of other
alleles being reintroduced. The numbers of rr and R beetles
predicted by the two- and one-locus models at the end of
simulation are 353 and 425, respectively. Results from the
two models are thus very similar. Figure 11a, b in
Appendix 1 shows the non-aggregated results from the
original two-locus model.
Under 0.01 mg/l 9 14 days treatment
Figures 7 and 8 show the proportions and numbers of the
three genotypes in the one- and aggregated two-locus cases
under the low dose fumigation treatment (Fig. 12a, b in
Appendix 1 for the non-aggregated results from the origi-
nal two-locus model). For this treatment, the models give
(a) (b)
Fig. 2 Survival rates by substituting t = 24 h and a range of C values for genotypes a ss, sh, sr, hs and hh and b hh, hr, rs, rh and rr. Note
different x-axis scales. The survival curve for genotype hh is shown in (a, b) and for the purpose of comparison
ss hs rs sh hh rh sr hr rr
mean: ½0:0854 0:1455 0:0644 0:1268 0:2495 0:1196 0:0475 0:1035 0:0578�std: ½0:0036 0:0005 0:0026 0:0013 0:0015 0:0006 0:0031 0:0008 0:0032�
ð11Þ
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different results. The proportion of R beetles in the one-
locus model is 100% after this low dose treatment while the
proportion of R2 beetles in the aggregated two-locus model
is about 63%, with the other 37% consisting of H2 beetles.
Also there are differences in total predicted numbers
between the two models.
Could the one-locus model be adapted to give similar
results to the two-locus model?
The one-locus model can indeed be adapted to give similar
results to the two-locus model for this low dose fumigation
in terms of predicted numbers. If we assume a greatly
raised survival rate of H beetle by letting SVH = 0.875
then very similar results are obtained by the two models:
883 and 936 beetles for H and H2, respectively, at the end
of fumigation (Fig. 9). The value of SVH = 0.875 under
the treatment 0.01 mg/l 9 14 days was chosen by
considering the fact that the total surviving number of H2
beetles depends on the initial frequencies and the various
genotypes that make up H2. In fact, after 14 days simulated
treatment, four genotypes, hr, rs, rh and rr, remained, of
which three hr, rs and rh are members of H2. The daily
survival rates, SV (see Table 1), and initial frequencies, P
(see Eq. 3), for these two genotypes are, respectively,
SV = [0.7558, 0.9470, 0.9620] and P = [0.1197, 0.0875,
0.0894]. Then the weighted average survival rate is
SVH ¼�0:7558ð0:1197Þ
þ0:9470ð0:0875Þ þ 0:9620ð0:0894Þ�= 0:1197þ 0:0875þ 0:0894½ � � 0:875
ð13Þ
Note that the rate 0.875 is far from the original 0.556 where
we set SVH to be the mean of the rates of the members of
H2 (see Eq. 2).
This method of resetting the value of SVH was able to
make the two models produce similar results during the
fumigation; both in terms of the number of beetles (com-
pare Fig. 9a and b) and the proportions (compare Figs. 10a
and 7b). This similarity is also evident in terms of total
numbers at the end of the simulation, but the numbers of
beetles in each genotype group were still very different
(Figs. 10b, 8b). In fact, there were none of genotype S2,
19,736 of H2, and 22,949 of R2 (42,685 in total) for the
aggregated two-locus model, but 1,341 of S, 12,424 of
H and 27,812 of R beetles (41,577 in total) for the one-
locus model after 140 days.
Discussion and conclusion
The simulation results showed that the two models produce
similar results for the short duration and high concentration
treatment. But they showed very different behaviours in the
Fig. 3 Statistically discrete analogue of the Hardy–Weinberg equi-
librium for the two-locus model
(a) (b)
Fig. 4 Proportions of genotypes over time in the absence of fumigation for the a one-locus model and b aggregated two-locus model
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absence of fumigation and under the long duration with
low concentration treatment. We conclude that the one-
locus model is oversimplified and using such a model to
analyse and develop potential resistance management
strategies is likely to be less useful than using a more
realistic two-locus model. Thus, if a one-locus model is
used to develop possible control strategies, we would run a
risk of misidentifying optimal strategies, which could lead
to infestation even when the model predicts control of the
species.
As the treatment 0.2 mg/l 9 8 days was designed to kill
99.2% of strongly resistant beetles and to eradicate the
other genotypes of beetles (their predicted survival rates
after 8 days fumigation are all less than 1 9 10-11), we
would expect that the only group of beetles that could
survive at this high dose are the R2 = rr group in the two-
locus model and the R group in the one-locus model. Since
the initial proportions of R2 and R were the same, it was not
surprising that the two models showed very similar
behaviour in this case, as we observed.
In the absence of fumigation, both models tend towards
the Hardy–Weinberg equilibrium, but the one-locus model
exaggerates the proportion of strongly resistant beetles, on
average by about 3.6 times, compared to the two-locus
model. This matched the theoretical prediction based on
Eqs. 4a, 4b and 6, that the ratio between the equilibrium
frequency of strongly resistant beetles predicted by the
one-locus model, to that from the two-locus model, should
be PE1 Rð Þ=PE2 rrð Þ ¼ q21=q2v2 ¼ 0:1792=0:0496 ¼ 3:61;
which is much greater than one. Our individual-based
simulations of the population dynamic of R. dominica in
the absence of fumigation matched the statistically discrete
(a) (b)
Fig. 5 The proportions of beetles for each genotype under 0.2 mg/l 9 8 days fumigation treatment for the a one-locus model and b aggregated
two-locus model
(a) (b)
Fig. 6 The numbers of beetles for each genotype under 0.2 mg/l 9 8 days fumigation treatment for the a one-locus model and b aggregated
two-locus model. The numbers of S and H are zero after 1 day, so not visible in the plots
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analogue of the Hardy–Weinberg equilibrium. Lilford et al.
(2009) confirmed the continuous analogue of the Hardy–
Weinberg equilibrium with their simulation model of the
population dynamics of R. dominica in the absence of
fumigation. Their plotted results did not show curves with
small perturbations, like ours, but horizontal lines in the
‘stable’ period. In fact, their models are more idealised
deterministic continuous models using differential equa-
tions while ours are stochastic discrete individual-based
models representing more aspects of biological reality.
The 0.01 mg/l 9 14 days treatment looks to represent a
dose lower than would be found in reality. However, we
included it for two reasons. It is important for theoretical
investigation of the differences between the models. Even
more importantly, it is likely to represent very relevant
aspects of real situations such as when the silo is not sealed
properly and leakage of PH3 happens, when poor circula-
tion of PH3 results in low doses in some parts of the silo at
some times, or when a malfunction in measurement
instruments results in incorrect maintenance of a full dose.
Even in a well-sealed silo, the PH3 doses are likely to be
much lower in the corners than those at other places. Hence
this low dose is still meaningful in practice. A model that
works correctly for such low doses is important for future
studies such as developing a spatially explicit 3-dimen-
sional model to study the evolution of resistance within a
spatially heterogeneous silo, which is much more realistic
than an idealised spatially homogenous silo. The effects of
partial low doses is likely to be especially important in
cases like this where effective resistance is ‘polygenic’,
depending on the presence of alleles at more than one locus
(Renton et al. 2011).
(a) (b)
Fig. 7 The proportions of beetles for each genotype under 0.01 mg/l 9 14 days fumigation treatment for the a one-locus model and
b aggregated two-locus model
(a) (b)
Fig. 8 The numbers of beetles for each genotype during and following a 0.01 mg/l 9 14 days fumigation treatment for the a one-locus model
and b aggregated two-locus model. Note that when numbers reach zero they are not shown because of the log scale
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The results obtained using the one-locus model to sim-
ulate the low dose treatment would mislead us into a wrong
conclusion that, after fumigation at such a low concentra-
tion, strongly resistant beetles would make up the entire
population of 1,571 beetles at the end of fumigation and
26,533 beetles after 20 weeks. However, the more realistic
two-locus model predicts that the population of all beetles
is not reduced to such a low level as predicted by the one-
locus model in Fig. 8a. There is not only the same number
of R2 beetles as that of R beetles but also quite a substantial
number (939) of H2 beetles at the end of fumigation,
meaning that the proportion of R2 beetles is just 63%. After
20 weeks there are 19,736 H2 and 22,949 R2 beetles, or
42,685 in total, and thus the proportion of R2 beetles is only
about 53.8%. To sum up, the one-locus model
overestimated the proportion of strong-resistant individuals
within the population and underestimated the total popu-
lation numbers compared to the two-locus model.
If we set SVH = 0.875 under the treatment 0.01 mg/
l 9 14 days for the one-locus model then very similar
results to those from the aggregated two-locus model
during the fumigation period were obtained. This similarity
could lead one to attempt to use a simpler one-locus model.
However, after fumigation the proportion of genotypes is
still different, with a much larger pool of S beetles present
in the population at the end of the simulation. This follows
because the offspring proportions for the nine genotypes
cannot be simply aggregated to those for three genotypes;
the genotypes of generations from the two-locus model
after fumigation are only hh, hr, rh and rr all belonging to
(a) (b)
Fig. 9 The numbers of beetles during fumigation over 14 days under the 0.01 mg/l 9 14 days treatment predicted by a the one-locus model, re-
setting SVH = 0.875 and b the two-locus model, for each aggregated genotype
(a) (b)
Fig. 10 The proportions (a) and total numbers (b) of each genotype changing over time during the 0.01 mg/l 9 14 days fumigation and then a
subsequent period of 126 days of no fumigation, as predicted by the one-locus model after setting SVH = 0.875
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H2 and R2 groups but those from the one-locus model are
possible to be S (see Table 4; Fig. 10). There is also the
obvious problem that the survival rate SVH = 0.875 is only
valid in this particular case for this particular combination
of genotypes, and would have to be recalculated in any
other case. The one-locus model is too simple to accurately
represent collected information such as the initial fre-
quencies and the probabilities of offspring genotypes from
two or more loci.
The fact that the two-locus model appears to be better
than the one-locus model raises the question of whether a
model with more than two loci would perform even better
or be even more realistic? In previously published resis-
tance modelling research ‘survivorship was not explicitly
included in the model because adequate data were not
available’ (Hagstrum and Flinn 1990), and thus a simple
single gene model was used, following the Occam’s
(or Ockham’s) razor principle, ‘Simpler explanations are,
other things being equal, generally better than more com-
plex ones’ (Gernert 2007). However, the research by Col-
lins et al. (2002) and Schlipalius et al. (2002) provides
strong evidence that more than one locus is involved in
phosphine resistance, at least in the populations they
investigated. They have thus followed Occam’s principle in
concluding that the best explanation for the observed data
is that resistance is conferred by two genes. As we have
now shown that the two-locus model gives different results
to a one-locus model, we conclude it is important that
models be based on this ‘best explanation’ of two loci. It is
possible that future studies may eventually indicate that
more than two loci are actually involved, in which case a
similar study to this one should be conducted to test
whether including more than two loci in a model makes a
difference to predictions and thus whether the additional
complexity is required. It is worth noting that a three-locus
model would include 27 possible genotypes (Shi and
Renton 2011) and models of mortality under different
concentrations and exposure durations would have to be
constructed for all these genotypes, involving substantial
additional experimental and modelling work. Therefore,
until experimental studies provide strong evidence that
more than two loci are involved, a two-locus model is the
best approach.
Another consideration that may be important is the
relative fitness of the different genotypes. If resistance to
phosphine carries a fitness penalty (lower fecundity or
reduced mating opportunities, for example), then resistant
genotypes will decrease in frequency in the absence of
fumigation and increase more slowly in the presence of
fumigation. If the fitness penalty is large enough then this
effect may be important and including fitness in the model
could make meaningful differences to model predictions.
Pimentel et al. (2007) found a correlation (r2 = 0.620)
between LC50 and r (a good measure of fitness) for a
number of phosphine-resistant population samples of R.
dominica and presented a linear model predicting r from
resistance factor. However, they did not provide any
information on the frequencies of resistance genes or
genotypes in their samples. It is therefore not possible to
directly assign a value for fitness to either major resistance
gene based on their work or to directly assign a fitness
value to each of the genotypes. Furthermore, the range of
resistance levels between their samples was much smaller
than the range of resistance levels between the genotypes in
our model and in the experimental studies on which it is
based, and therefore any attempt to indirectly assign fitness
values to our genotypes based on their model would
involve too much extrapolation. We also note that Schli-
palius et al. (2008) concluded that strongly phosphine-
resistant (two major genes) R. dominica suffer no fitness
disadvantage, after a population of resistant–susceptible
cross was reared in the absence of phosphine selection, and
the frequencies of resistant, susceptible and heterozygote
individuals were determined after 5, 15 and 20 generations.
The effects of fitness costs would be an important issue to
investigate in future, and if reasonable values for fitness
can be ascribed to the full range of genotypes, then fitness
can be readily accommodated in the model. However, at
this stage, conclusive information on fitness changes linked
to specific resistance genes is lacking, and the available
information appears to be somewhat contradictory.
Exploratory investigations showed that incorporating the
effect of fitness cost would result in lower populations
under no fumigation, but would not affect the patterns of
differences between the two models, which is the main
subject of this investigation. We therefore believe that an
assumption of no fitness cost is reasonable for this study.
Population- and individual-based approaches to model-
ling evolution of resistance have their various strengths and
weaknesses (Renton 2009). The former are quicker to run
and therefore investigate different hypotheses, because
they simply solve differential equations and do not require
a lot of computer memory capacity. However, our indi-
vidual-based simulation approach allows more aspects of
the individual variability and biological reality to be
included. The fact that our models run on a daily time step
also allows them to capture real conditions in more detail
and obtain more precise results than if they ran on a longer
weekly time step. In the real world, conditions are more
likely to change day by day rather than week by week.
Note that our individual-based models could be adapted for
other insect pests of stored grain quite easily, and the time
step can be adjusted to any appropriate value. Population-
based approaches are weak when the populations become
small and random difference between individuals cannot be
neglected. The advantages of individual-based approaches
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are that they can be relatively easily adapted to incorporate
new biological attributes that we wish to investigate, such
as different genetics, different initial frequencies of geno-
types and/or different proportions of life stages, spatial
location, movement, interactions between individual
insects, etc.
Simulation modelling always relies on assumptions or
sub-models regarding processes at more basic levels of
organisation, and these assumptions or sub-models will
never be perfectly accurate representations of reality, par-
ticularly for a complex system that depends on a number of
underlying processes, such as the evolution of resistance to
pesticides. Nonetheless, it is valuable to develop a model,
as we have here, that represents and synthesizes the best
current understanding of the system. Such models can be
used to identify knowledge gaps and gain valuable insights
into the system dynamics and relationships through ‘virtual
experiments’ (Peck 2004, 2008). Further quantitative val-
idation of the model and its underlying assumptions and
sub-models would improve confidence in the quantitative
precision and accuracy of the model. However, for com-
plex systems, such as that being studied here, high levels of
quantitative precision may not be feasible and more qual-
itative relationships and patterns are likely to be of more
interest in any case (Peck 2004). In fact, the aim and value
of individual-based models are usually in gaining insights
into qualitative relationships and interactions, rather than
simple precise quantitative prediction (Grimm and Rails-
back 2004). While high levels of precision and accuracy
may seem to have intrinsic value, they may actually often
have little or no effect on more qualitative conclusions
(Renton 2011). The main purpose of this study was not to
show that the model gives highly accurate quantitative
predictions, but to test whether the two-locus model gives
different results to a simpler one-locus model. The con-
clusion that the number of loci represented does make a
difference is ‘robust’ in that it is unlikely to depend on any
particular model assumption. This is supported by the
failure of our attempt to make the models equivalent by
resetting the survival rate SVH. Furthermore, we believe
the current model represents the important processes
underlying resistance evolution with enough accuracy to
have confidence in the general qualitative patterns pre-
dicted by the model, and thus inform management of the
important issue of phosphine resistance, and also help
prioritize future experimental investigations that may fur-
ther improve our understanding and the model itself. We
thus plan to use the model to investigate the impact that
factors such as the initial proportions of different genotypes
and life stages; the dose and duration of fumigation and the
spatial and temporal homogeneity of dose within a silo will
have on the efficacy of phosphine fumigation and the
evolution of resistance.
Acknowledgements The authors would like to acknowledge the
support of the Australian Government’s Cooperative Research Cen-
tres Program. We also thank Rob Emery and Yonglin Ren and the
GRDC for their great help in provision of raw data and information
about beetle life cycles and silo fumigation.
Appendix 1
Figures for the original two-locus model
See Figs. 11 and 12.
(a) (b)
Fig. 11 The population of beetles for each genotype under 0.2 mg/l 9 8 days fumigation treatment for the original two-locus model. a The
weekly average proportions and b daily numbers
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Table for resistance factors
See Table 8.
Appendix 2
Log-normal distribution as a model of time
within a life stage
Log-normal distribution is a continuous distribution in
which the logarithm of a variable has a normal distribution
(Limpert et al. 2001). It is appropriate for modelling the
time an individual spends within a given life stage because
it is bounded below at zero, and because it can be
parameterized to have a non-zero median and to simulta-
neously give a restricted range of likely values that does
not necessarily include values close to zero (unlike the
Weibull distribution for example).
The probability density function (pdf) and cumulative
distribution function (cdf) for the log-normal distribution
are, respectively,
pdf:
f ðt[ 0Þ ¼ 1
r
ffiffiffiffiffiffi2p
pÿ �texp ÿðln t ÿ lÞ2=2r2
� � ð14Þ
cdf:
FðtÞ ¼ 1
21þ erf
ln t ÿ l
r
ffiffiffi2
p� �� �
;
erfðxÞ ¼ 1ffiffiffip
pZx
0
expðÿu2Þ du
ð15Þ
where l and r are the mean and std of the corresponding
normal distribution, respectively, and erf(x) is the com-
plementary error function.
Given the mean and std values of a sample L from a ran-
domvariableTwith a log-normal distribution,ML and SL, the
parameters l and r can be estimated as follows. The
expectation E(T) and variation Var(T) are the estimates of
ML and (SL)2, respectively, andwe knowE(T) andVar(T) are
ML � EðTÞ ¼ expðlþ r2=2Þ; ð16Þ
S2L � VarðTÞ ¼ ðexpðr2Þ ÿ 1Þ½EðTÞ�2: ð17Þ
Substituting (16) into (17) we have
expðr2Þ ÿ 1 ¼ VarðTÞ=½EðTÞ�2 or
r2 ¼ ln½VarðTÞ=EðTÞ2 þ 1� ð18Þ
Solving Eqs. 16 and 18 yields
r ¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiln½VarðTÞ=EðTÞ2 þ 1�
qand
l ¼ ln½EðTÞ= expðr2=2Þ�ð19Þ
Thus, given the expected mean and standard deviation
of the times spent within different life stages by different
(a) (b)
Fig. 12 The population of beetles for each genotype under 0.01 mg/l 9 14 days fumigation treatment for the original two-locus model. a The
weekly average proportions and b daily numbers
Table 8 The resistance factors for the nine genotypes of the two-
locus model (LC50 at exposure time 48 h)
1st Gene 2nd Gene
s h r
s 1 (reference) f(sh) = 1.2537 f(sr) = 5.5307
h f(hs) = 2.4706 f(hh) = 3.2235 f(hr) = 18.4839
r f(rs) = 30.5882 f(rh) = 44.6005 f(rr) = 602.24
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individuals, we have a simple method to calculate the
parameters of the log-normal distribution used to
stochastically generate the actual time spent within a
given life stage by a given individual.
For model verification, we used the Python built-in
function lognormvariate(l,r) to generate 10,000 random
numbers from log-normal distribution with mean ML and
std SL for the life duration of each stage of the beetle. The
results are listed in Table 9.
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Stage Sample L E(T) Var(T)
Mean std min(L) max(L)
Egg 11.9135 1.5083 7.3603 19.7243 11.9 1.5
Larva 36.4324 4.6287 21.2575 55.5210 36.5 4.6
Pupa 9.6029 1.2005 5.9273 15.5685 9.6 1.2
Adult 116.9519 14.9946 70.6629 185.2574 117.0 15.0
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58
Individual-based modelling of the efficacy of fumigation tactics to control lesser
grain borer (Rhyzopertha dominica) in stored grain
Mingren Shi a,c,*, Patrick J. Collins c,e, James Ridsdill-Smith b,c,d, Michael Renton a,c,d
aM084, School of Plant Biology, FNAS, The University of Western Australia, 35 Stirling Highway, Crawley, WA 6009, AustraliabM092, School of Animal Biology, FNAS, The University of Western Australia, 35 Stirling Highway, Crawley, WA 6009, AustraliacCooperative Research Centre for National Plant Biosecurity, AustraliadCSIRO Ecosystem Sciences, Underwood Avenue, Floreat, WA 6014, AustraliaeAgri-Science Queensland, Department of Agriculture, Fisheries and Forestry, Ecosciences Precinct, GPO Box 267, Brisbane, QLD 4001, Australia
a r t i c l e i n f o
Article history:
Accepted 8 June 2012
Keywords:
Individual-based model
Two-locus simulation
Phosphine resistance
Lesser grain borer
Management tactics
a b s t r a c t
Increasing resistance to phosphine (PH3) in insect pests, including lesser grain borer (Rhyzopertha
dominica) has become a critical issue, and development of effective and sustainable strategies to manage
resistance is crucial. In practice, the same grain store may be fumigated multiple times, but usually for
the same exposure period and concentration. Simulating a single fumigation allows us to look more
closely at the effects of this standard treatment.
We used an individual-based, two-locus model to investigate three key questions about the use of
phosphine fumigant in relation to the development of PH3 resistance. First, which is more effective for
insect control; long exposure time with a low concentration or short exposure period with a high
concentration? Our results showed that extending exposure duration is a much more efficient control
tactic than increasing the phosphine concentration. Second, how long should the fumigation period be
extended to deal with higher frequencies of resistant insects in the grain? Our results indicated that if the
original frequency of resistant insects is increased n times, then the fumigation needs to be extended, at
most, n days to achieve the same level of insect control. The third question is how does the presence of
varying numbers of insects inside grain storages impact the effectiveness of phosphine fumigation? We
found that, for a given fumigation, as the initial population number was increased, the final survival of
resistant insects increased proportionally. To control initial populations of insects that were n times
larger, it was necessary to increase the fumigation time by about n days. Our results indicate that, in a 2-
gene mediated resistance where dilution of resistance gene frequencies through immigration of
susceptibles has greater effect, extending fumigation times to reduce survival of homozygous resistant
insects will have a significant impact on delaying the development of resistance.
! 2012 Elsevier Ltd. All rights reserved.
1. Introduction
The safe storage and supply of cereal grains and foods depends
on control of potentially highly destructive insect pests, particularly
in tropical and subtropical regions. Owing to its international
market acceptance and a lack of acceptable, cost-effective alter-
natives, disinfestation with phosphine (PH3) fumigant is a funda-
mental tool used world-wide in the management of these insects.
However, the development of resistance to phosphine by the lesser
grain borer, Rhyzopertha dominica, a serious cosmopolitan pest of
stored cereal grains, seriously threatens effective insect pest
management (Collins, 2006; Emekci, 2010). The response of pest
managers to resistance has been to increase phosphine concen-
trations and exposure periods (Collins et al., 2005) and, in cases
where control cannot be achieved, apply residual insecticides. The
latter is a last resort, however, as it can limit market access. Other
measures adopted to combat resistant insects include strategic use
of sulfuryl fluoride, intensive storage hygiene and increased insect
population monitoring and resistance testing (Nayak et al., 2010). A
strategy relying primarily on a single fumigant backed by a limited
number of alternatives is highly risky, however, and will require
very careful management to sustain.
The development of resistance to pesticides in insects is affected
by a variety of interacting influences, including genetic, biological/
ecological and management (operational) influences (National
* Corresponding author. M084, School of Plant Biology, FNAS, The University of
Western Australia, 35 Stirling Highway, Crawley, WA 6009, Australia. Tel.: þ61 8
6488 1992; fax: þ61 8 6488 1108.
E-mail address: [email protected] (M. Shi).
Contents lists available at SciVerse ScienceDirect
Journal of Stored Products Research
journal homepage: www.elsevier .com/locate/ jspr
0022-474X/$ e see front matter ! 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jspr.2012.06.003
Journal of Stored Products Research 51 (2012) 23e32
Chapter 5
59
Research Council, 1986). Many factors can affect whether an insect
population will survive under phosphine fumigation treatments.
Some of the more important factors include gas concentration,
duration of fumigation and developmental stages of the insects
present.
Our research is aimed at contributing to the development of
viable, long-term strategies to support the management of phos-
phine resistance. Computer simulation models can provide a rela-
tively fast, safe and inexpensive way to project the consequences of
different assumptions about resistance and to weigh the merits of
various management options. We used stochastic individual-based
modelling that explicitly represents the fact that R. dominica pop-
ulations consist of individual beetles, each of a particular genotype
and a particular life stage. Individual-based approaches are rela-
tively easily adapted to incorporate the biological attributes that we
want to investigate, such as different initial frequencies of geno-
types and different proportions of life stages.
Resistance to phosphine is an inherited trait and two major
genes are responsible for the strong phosphine resistance in
R. dominica (Collins et al., 2002). These two genes act in synergy to
cause a significantly increased resistance to phosphine compared
with either one of the resistance genes on their own (Schlipalius
et al., 2008). Our previous research (Shi et al., in press) showed
the importance of basing resistance evolution models on realistic
genetics and that using simplified one-locus models to develop
pest control strategies runs the risk of not correctly identifying
tactics to minimise the incidence of pest infestation. Hence, our
simulations were carried out using the two-locus model.
In this paper we used our individual-based two-locus model to
address three questions about the management tactics of single
phosphine fumigation by investigating some biological and opera-
tional factors that influence the development of phosphine resis-
tance in R. dominica. First, which application tactic ismore effective:
long exposure time with low concentration, or short exposure time
with high concentration? This involved looking at the impact on
insect life stage (egg, larva, pupa, adult), each of which has an
inherently different tolerance to phosphine, on the efficacy of two
equi-toxic phosphine treatments: Fum1: “0.0685 mg/l " 16 days
(exposure for 16 days at a concentration of 0.0685mg/l)” and Fum2:
“0.2mg/l" 8 days (exposure for 8 days at a concentration of 0.2mg/
l)”. The second question is: within an insect population of a fixed
total size,what is the impact of different initial genotype frequencies
on the efficacy of phosphine fumigation? Following on from this,
how long should fumigation time be extended to provide an equally
effective level of control, if the initial frequency of strongly resistant
beetles is n times greater than the original one? This could represent
populations with different histories of exposure to phosphine
fumigation. Third, given afixed initial genotype frequency, howdoes
the level of infestation, i.e. the total number of insects within a grain
storage, impact on the effectiveness of phosphine treatment? This
may represent varying levels of grain hygiene maintenance or
varying amounts of movement of pests from infested places outside
to inside a storage facility.
2. Model and methods
An overview of the two-locus model is given here; full details of
the model have been provided previously (Shi and Renton, 2011;
Shi et al., in press, Shi et al. 2012). Themodel assumptions regarding
genotypes and resistance are described first, followed by explana-
tion of overall model dynamics and simulation processes. Then we
describe the methods we used to estimate the two kinds of finite
daily survival rates under the two PH3 treatments. Finally, we
describe in detail how we investigated the three central questions
posed in the Introduction.
2.1. Assumptions regarding genotypes and resistance
Resistance to phosphine is an inherited trait. Our simulation
model was constructed based on results from Collins et al. (2002)
and Schlipalius et al. (2002). Their research revealed that the
combination of alleles at two loci, rph1 and rph2, confers strong
resistance while rph1 by itself is responsible for theweak resistance
phenotype. It seems that both rph1 and rph2 individually express
a relatively low level of resistance but when they occur in the same
insect the resistance mechanisms synergise, producing a much
higher level of resistance. Based on this data, we assume there are
two possible alleles on each of these two loci, a susceptibility allele
and an incompletely recessive resistance allele. At both loci, the
susceptibility allele is assumed to be relatively common initially,
and the resistance allele to be relatively rare. At each locus there are
thus three possibilities, which we denote as s (homozygous
susceptible), h (heterozygous) and r (homozygous resistant). Our
two-locus simulation model thus includes nine possible genotypes,
which can be denoted as ss, sh, sr, hs, hh, hr, rs, rh and rr. For
example, ss denotes the genotype with both loci homozygous
susceptible, and rh denotes the genotype with the first locus
homozygous resistant, and the second locus heterozygous.
2.2. Overview of individual-based model dynamics and
assumptions
The simulated dynamics for each individual beetle at each daily
time step during the simulation are illustrated in Fig. 1, and the
default parameter values used in the model are listed in Table 1
with a brief description. The life stages include egg, larva, pupa
and adult. We separate the adult stage into two: adult 1 (immature
unable to lay eggs) and adult 2 (mature able to lay eggs) in simu-
lations but we merge the counts of adult 1 and adult 2 into a single
adult stage in the results. Life history parameters of each life stage
were estimated from published experimental data (Collins et al.,
2002, 2005; Daglish, 2004) based on the assumed temperature
and relative humidity. A number of processes within the simulation
are determined stochastically:
# The ‘time remaining within current life stage’ (TRICLS) for each
individual beetle is drawn randomly from a normal distribu-
tion, with mean and standard deviation depending on the life
stage (Table 1) in “Initialize” or “Enter the next stage” step
(Fig. 1).
# Whether the beetle survives through the day during a period of
fumigation is drawn from a Bernoulli distribution with survival
probability that depends on the genotype of the beetle, and the
concentration and exposure time of the fumigant, as explained
below.
# The sex of the egg is drawn from a Bernoulli distribution, with
an even probability of being male or female (male eggs
removed from simulation).
TRICLS <=
Current life
stage ends?
0?
Yes
next stageEnter the
TRICLSSet new
genotype
life stage TRICLS
[ ]
Is life time over?currently
underfumigation?
No
Yes
Dead
Able to
lay eggs?
Survival?
Yes
egg duration
genotype / sex
number of eggs
Determine:
No
YesNo No
Yes
No
next dayTo the
TRICLS 1
Initialise:
Fig. 1. The overall model dynamics occurring each day for each individual beetle
during a simulation.
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e3224
60
# The number of eggs produced by an individual in a day is
determined by drawing randomly from a Poisson distribution
with mean equal to the daily birth rate bD (Table 1).
# The genotype of each new egg is determined by drawing
randomly from a multinomial distribution based on the
maternal and paternal genotype and the offspring genotype
table (Shi and Renton, 2011).
Full details of model dynamics and parameter values are
included in Shi et al. (in press).
A 1:1 sex ratio was assumed, which allowed us to simulate the
female beetles only, with the assumption that total number and the
genotype frequency for the male beetles was the same as for the
females. The rate of development and survival of various life stages
of the lesser grain borer depend on several environmental factors,
among them temperature and moisture content of the grain (or
equilibrium relative humidity) were the main factors considered in
our simulations. For this model, we assumed grain type wheat
stored at a typical field temperature (T) of 25 $C (Cassells et al.,
2003) and relative humidity (r.h.) of 70%. The latter was chosen as
much of the published life history data are provided at 70% r.h. (Shi
et al. 2012). In addition, these environmental conditions are rec-
ommended by FAO for bioassay (FAO, 1975) and used by many
researchers in their experiments (e.g. Collins et al., 2000, 2002,
2005; Daglish, 2004; Herron, 1990; Pimentel et al., 2007;
Schlipalius et al., 2008).
It is assumed that no eggs are laid during periods of fumigation.
Mating occurs randomly; for example, resistance genetics does not
affect choice of mate. The grain food supply is non-limiting and its
quality does not affect the natural birth rate of the beetle. Fumigant
concentrations do not vary with time or locationwithin the storage
facility or silo. Variationwith time or space due to uptake or release
of gas from or into grain (sorptionedesorption), diffusion, or
leakage (Banks, 1989) is negligible. Temperature and relative
humidity within the store remains the same so that life stage
durations are constant.
2.3. Estimation of survival rates under fumigation
We used probit models, as we found they had smaller least
squares (numerical) errors for our data than logistic and Cauchy
models (Shi and Renton, unpublished results), to predict the total
mortality or survival (¼ 1 e mortality) rates of adult beetles under
different concentrations and exposure times. We used the four-
parameter probit model
Y ¼ aþ b1 logðtÞ þ b2 logðCÞ þ b3 logðtÞlogðCÞ (1)
for the beetles of genotypes hs, rs and rr, as it provided a better fit of
the available data than the 2- and 3-parameter models in terms of
smaller least squares (numerical) errors. Here, Y is the probit (the
inverse cumulative distribution function) value of mortality, C is
concentration (mg/l) and t is exposure time (hours). We used the
two-parameter probit model
Y ¼ aþ b logðCtÞ (2)
to predict the mortality rates for other genotypes, because t is
a constant (48 h) in the relevant data set. These models were fitted
to data on final mortality rates for different genotypes, concentra-
tions and durations (Collins et al., 2002, 2005; Daglish, 2004) and
the fitted parameters for the two models are listed in Table 2.
Directly substituting the fixed C value and the series of t values 1, 2,
., T into Eqs (1) and (2) results in the predicted cumulative survival
rates (CSR) after 1, 2, ., T days. The CSR for the final Tth day is the
total survival rate (TSR) for the full C " T treatment.
We wanted to design two phosphine treatments, Fum1 and
Fum2, to test whether long exposure time with low concentration,
Fum1, or short exposure time with high concentration, Fum2, is
more effective, i.e. results in lower survival rates, taking into
account that R. dominica tolerance to phosphine varies with life
stage. We wanted these two treatments to be equi-toxic, meaning
that for a population of only adult beetles they would result in the
same total mortality. We chose Fum2 to be the treatment “0.2 mg/
l " 8 days” (C ¼ 0.2 mg/l and t ¼ 8 days). Under this Fum2 treat-
ment, the total survival rate of the rr and rh beetles are 0.007888
and 7.2 " 10(10 respectively, and <1.04 " 10(21 for all other
genotypes. In other words, this treatment kills about 99.2%
(z1 ( 0.007888) of the rr beetles and effectively eradicates the
other genotypes. This ‘threshold’ treatment achieves a high kill rate
but may allow a small fraction of highly resistant beetles to survive.
Achieving this dose for the whole duration throughout the storage
facility can be seen as an ideal target fumigation strategy. In reality
doses achieved in storage facilities are likely to be more variable in
space and time (also see Discussion).
Table 2
The fitted parameters of two- and four-parameter probit models.
Genotype Two-parameter probit model Four-parameter probit model
a b a b1 b2 b3
ss 15.032386 9.229083
hs 11.284676 3.776399 6.964954 (1.010451
rs (10. 413046 15.575413 0.047656 4.701759
sh 10.854928 5.913329
hh 7.954711 5.913329
rh 1.682448 5.913329
sr 7.043248 5.913329
hr 3.944565 5.913329
rr (12.232356 10.386287 3.101974 1.190773
Table 1
Default parameters, variables and abbreviations for our two-locus model.
Parameter Description Value
mi Mean number of days at life stage i megg ¼ 11.9, mlarva ¼ 36.5,
mpupa ¼ 9.6, madult1 ¼ 15,
madult2 ¼ 102
si Standard deviation of number
of days at life stage i
Segg ¼ 1.5, Slarva ¼ 4.6,
Spupa ¼ 1.2, Sadult1 ¼ 0,
Sadult2 ¼ 15
bD Daily (finite) birth rate 0.2242
N0 Starting number of (female) beetles 100,000 (100 K)
TRICLS Time remaining in current life stage Variable
TSR Total survival rate at the end of a
fumigation treatment
Variable
CSR Cumulative survival rate each day
during a fumigation period
Variable
GADSR Geometrical average daily survival rate Variable
DDSR Different daily survival rate Variable
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e32 25
61
To set a treatment with a lower concentration C and longer
exposure time t to achieve the same 99.2% total kill rate of the adult
rr beetles we doubled the exposure time, i.e. setting t¼ 16 days, and
then the C value required tomake the treatment equi-toxic could be
estimated by rearranging Eq. (1):
logðCÞ ¼ ½Y ( a( b1 logðtÞ*=½b2 þ b3 logðtÞ* (3)
with t ¼ 16 " 24 (hours), Y ¼ 7.414 (corresponding to mortality
1 ( 0.007888), and the parameters listed in Table 2 for the rr
genotype. The result is C¼ 0.0685mg/l. Thus we had two equi-toxic
fumigation treatments:
Fumigation 1ðFum1Þ : “0:0685 mg=1" 16 days”;Fumigation 2ðFum2Þ : “0:2 mg=1" 8 days”:
(4)
As desired, these treatments predicted the same TSR for the
adult rr beetles. It can be seen from Table 3 that the CSR after 8 days
under Fum2 is indeed exactly equal to the CSR after 16 days under
Fum1, and in fact the nth day’s CSR under Fum2 is very close to the
(2n)th day’s CSR under Fum1 in general.
The probit models predicted total survival rate (TSR) from
a fumigation treatment lasting a number of days, but our
individual-based simulation needed predictions of the daily
mortalities within the fumigation period (the finite daily survival
rate). There are two ways to estimate the finite daily survival rate
under a PH3 treatment C " T at a fixed concentration C (mg/l) and
a range of times (1, 2,., T days). The first way to estimate the finite
daily survival rate is based on the assumption that the survival rate
is the same each day during a fumigation treatment, in which case
the finite daily survival rate of genotype x is [TSR(x)]1/T. We can call
this geometrical average daily survival rate (GADSR). The estimated
GADSRs for the nine genotypes under the two treatments Fum1
and Fum2 are listed in Tables 4 and 5. Note that if we use GADSR to
design Fum1, just simply set GADSRFum1 ¼ (GADSRFum2)1/2. In other
words, for the rr beetles the CSR for one day under Fum2 is exactly
equal to two-day’s CSR under Fum1 or the square of the GADSR
under Fum1.
The second way is to estimate a different daily survival rate
(DDSR) for each day: convert the ith day’s CSRi and the previous
(i ( 1)th day’s CSR i ( 1 into the ith day’s DDSRi(x) (for genotype x)
by setting DDSR1(x) ¼ CSR1(x) and then letting DDSRi(x) ¼ CSRi(x)/
CSRi ( 1(x), for i ¼ 2, ., T. (the current day’s DDSR is equal to the
ratio of the current day’s CSR to the previous day’s CSR). The DDSR
of the rr beetles under Fum1 and Fum2 thus derived are listed in
Table 6, and illustrated in Fig. 2.
If the simulation is concerned only with the results after fumi-
gation, then we can use the former approach with equal daily
survival rates (GADSR), as it is simpler. If the simulation is also
concerned with accurately representing what happens during the
fumigation process then we should use the latter approach (DDSR),
even though it is more complex and will increase the simulation
time. We used DDSR for the simulation of the impact of different
life stages on the effect of fumigation since we wanted to see the
details of what happens during the fumigation process in each life
stage. But we used GADSR for the other two simulations as wewere
concerned only with the survival numbers after fumigation.
Full details for the estimation of survival rates are included in
Shi and Renton (2011) and Shi et al. (2012).
2.4. Question 1: which is more important: concentration or
exposure time?
Flinn et al. (2001) reported that the days spent to reach 95%
mortality exposed to 180 ppm (0.25 mg/l) at 25 $C for life stages of
R. dominica were as follows:
Egg; Larva; Pupa; Adultð1:0; 0:4; 0:5; 0:3Þ (5)
For simplicity, we assume that the relative tolerance of stages
does not change with genotype. We also assumed that the relative
tolerance to PH3 of each life stage and therefore the TSR (total
survival rate) was equal to the ratio of the times to 95% mortality
provided in Eq. (5). The predicted time to 95% mortality of adults
exposed to 0.0685mg/l is approximately 12.5 days. If we regard this
as the TSR for adults then the DDSR of the rr beetles at other life
stages under Fum1 for each day are:
DDSRE ¼ ð1:0=0:3Þ1=12:5DDSRAz1:1055 DDSRA;
DDSRL ¼ ð0:4=0:3Þ1=12:5DDSRAz1:0243 DDSRA and
DDSRP ¼ ð0:5=0:3Þ1=12:5DDSRAz1:0435 DDSRA
(6)
where DDSRA is the daily survival rate of the rr beetles at adult
stage, and DDSRE DDSRL and DDSRP are the daily survival rate of the
rr beetles at the egg, larva and pupa stage, respectively. We can now
set the DDSR of the rr beetles at other life stages under Fum2 so that
the TSRs under Fum1 and Fum2 at each stage are almost the same.
That is, under Fum2,
DDSREz1:2222 DDSRA;DDSRLz1:0491 DDSRA andDDSRPz1:0889 DDSRA
(7)
We emphasize again that the beetles of other genotypes are all
killed under Fum1 and Fum2.
We ran themodel starting with equal proportions of the four life
stages PS ¼ (0.25, 0.25, 0.25, 0.25). We also started with a resistance
allele frequency of q¼ v¼ 0.62947, where q and v are the frequency
of the resistance alleles at the 1st and 2nd locus respectively, cor-
responding to a high rr genotype frequency of 0.157, representing
Table 3
Cumulative survival rates (CSR) under Fum1 up to the (2n)th day and Fum2 up to the
nth day for the adult rr beetles (ratio¼ [Fum2 at (n)th day]/[ Fum1 at (2n)th day] for rr
beetle at any stage).
n 1 2 3 4
Fum1/(2n)th day 0.99999999 0.99867 0.922132 0.6160571
Fum2/(n)th day 1. 0.99958 0.951103 0.6779515
Ratio 1.00000001 1.00091 1.031417 1.1004686
n 5 6 7 8
Fum1/(2n)th day 0.28196 0.09859 0.02924 0.007888
Fum2/(n)th day 0.32136 0.11116 0.03144 0.007888
Ratio 1.13973 1.12749 1.07548 1.000000
The bold values represents the total survival rates under Fum1 (16 days) and under
Fum2 (8 days) are the same 0.007888.
Table 4
The geometrical average daily survival rate (GADSR) for the nine genotypes for Fum2
treatment (0.2 mg/l " 8 days).
1st gene 2nd gene
s h r
s <1. " 10(11 <1. " 10(11 6.33 " 10(10
h <1. " 10(11 <1. " 10(11 0.00238
r 0.000304 0.007196 0. 54591
Table 5
The geometrical average daily survival rate (GADSR) for the nine genotypes for Fum1
treatment (0.0685 mg/l " 16 days).
1st gene 2nd gene
s h r
s < 1. " 10(11 < 1. " 10(11 0.00074
h 6.3 " 10(6 3.04. " 10(5 0.12849
r 0.02223 0.3801 0.7389
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e3226
62
a population on the threshold of exhibiting a serious resistance
problem (see Shi and Renton, 2011 for details on setting initial
genotype frequencies). We started to fumigate immediately and ran
the model for 140 days (20 weeks) in total, enough time for pop-
ulations to build up again after the fumigation.
2.5. Question 2: impact of initial genotype frequencies on
fumigation efficacy
To simulate the impact of different initial frequencies of geno-
types on the effectiveness of fumigation, we first set up nine sets of
initial frequencies of genotypes. We defined the resistance allele
frequencies for the nth set (n ¼ 1, 2,., 9) as qn ¼ vn ¼ (0.1 n)1/4. We
then calculated the equilibrium genotype frequencies for the nine
sets, resulting in initial frequencies for the rr beetles set of:
0:1; 0:2; 0:3;.; 0:8; 0:9
That is, the initial frequency of the nth set for rr beetles is n times
the original one (0.1). We set the initial proportions of the four life
stages to be equal PS ¼ (0.25, 0.25, 0.25, 0.25). We started to
fumigate immediately under Fum2 and ran the model for 140 days
(20 weeks) in total. We also ran the model to fumigate from the 1st
day to 40th day at the Fum1 concentration 0.0685 mg/l (and to
fumigate from the 1st day to 30th day at the Fum2 concentration
0.2 mg/l to learn how many extra days are required to reach the
same control level). Note that to separate the influence of the
different factors we ignored the impact of different life stages in
this simulation, that is, the GADSRs listed in Table 4 or Table 5 were
used for all life stages. The start population number of (female)
beetles for this simulation was also 100 K.
2.6. Question 3: impact of initial population size on fumigation
efficacy
This simulation was undertaken to test the impact of a range of
sizes of initial insect populations within the grain storage, repre-
senting various levels of storage hygiene (amounts of grain and
other residues around the storage facility that harbour insects and
provide sources of initial infestation). Initial genotype frequencies
were the same as for Question 1. The initial proportions of the four
life stages and the durations of fumigation and simulationwere the
same as for Question 2.We simulated the Fum1 treatment only, and
considered five different initial population numbers: 100 K, 200 K,
400 K, 800 K and 1,600 K.
3. Results
3.1. Question 1: which is more important: concentration or
exposure time?
The numbers of the rr beetles in all life stages decline at different
rates under the two fumigation treatments, and the proportions in
each life stage also vary in different ways (Fig. 3). These differences
then affect how the populations recover after fumigation ends
(Fig. 4). The number of rr beetles after fumigation under Fum2 are
about 1.4 times as many as those under Fum1 (Table 7), and this
difference carries through to a similar difference at the end of the
whole simulationperiod. Thenumbers andproportions under Fum1
for thefirst eight days and those under Fum2 for thefirst four days at
each stage are very similar (left parts of subplots in Fig. 3). In this
initial period, the numbers of rr beetle at all life stages decrease. The
adult beetles, the least tolerant life stage, decreasemost quickly, but
there is little difference between the life stages. After this initial
period, the differences between the four life stages and the two
treatments becomemore evident (right part of Fig. 3). The decline in
numbers under Fum1 is faster than under Fum2, with pupa and egg
numbers dropping to zero in Fum1 but not Fum2.
3.2. Question 2: impact of initial genotype frequencies on
fumigation efficacy
As the initial frequency of the rr beetles is increased, the
numbers of rr beetles at the end of fumigation and after simulation
both increase as well, as shown by the numbers in Table 8 and the
fact that the two curves in Fig. 5 (a) are both increasing. Further-
more, the two curves in Fig. 5(a) are nearly parallel, which indicates
that the number of beetles at the end of the simulation is almost
a constant multiple of the number of beetles following fumigation.
The nine curves in Fig. 5(b) are also parallel, indicating that the
effect of different initial genotype frequencies is a simple constant
multiplicative one. Each of the nine curves in Fig. 5(b) has two
parts; the first part, which is decreasing, is during the fumigation
and the second part, which is increasing, is after the fumigation.
The relationship between the initial frequency of the rr genotype
and the numbers of beetles at the end of fumigation and after
simulation is approximately linear (Table 8, Fig. 5(a)), and this is
actually true at any time during the simulation (Fig. 5(b)). It can be
seen from Table 9 that if the initial frequency is increased to n times
Table 6
Different daily survival rates for the nth day (n/DDSRn) of the adult rr beetles under Fum1 (16 days) and Fum2 (8 days).
Fum1 1/1. 2/0.99999999 3/0.99998 4/0.9986 5/0.984 6/0.938 7/0.860 8/0.777
9/0.705 10/0.649 11/0.607 12/0.576 13/0.553 14/0.536 15/0.524 16/0.515
Fum2 1/1. 2/0.9996 3/0.952 4/0.713 5/0.474 6/0.346 7/0.283 8/0.251
Fig. 2. The different daily survival rates (DDSR, the curve on the top) and its corre-
sponding cumulative survival rate (CSR from DDSR, having the same start point as the
DDSR curve; the 1st day’s DDSR is equal to the 1st day’s CSR), and the geometrically
average daily survival rate (GADSR, horizontal line) and the corresponding cumulative
survival rate (CSR from GADSR, also having the same start point as the GADSR line) of
the adult rr beetles under Fum2 (0.2 mg/l " 8 days). Note that the DDSR changes daily,
while the GADSR is constant, but both result in the same total survival/mortality (their
corresponding CSR curves end at the same point).
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e32 27
63
the original, then we need to extend fumigation duration approx-
imately n days under the Fum1 concentration to achieve a similar
control level, whereas under the Fum2 concentration we need to
extend fumigation duration approximately a half of n days.
3.3. Question 3: impact of initial population number on fumigation
efficacy
It can be seen by comparing Fig. 5 and Fig. 6 that the results of
this simulation are very similar to those obtained from the
previous simulation for Question 2; the two curves in Fig. 6(a) are
both increasing and nearly parallel, the five curves in Fig. 6(b) are
also parallel, and the ratio of the numbers at the end of fumigation
and at the completion of simulation are very similar; if the starting
population number is increased n times, the numbers at the end of
fumigation and at the completion of simulation also increase about
n times (Table 10). Note that the original frequency of rr beetles for
this question is 0.157 while that for Question 2 is 0.1; this is why
the numbers of rr beetles at the end of fumigation and at the
completion of simulation for the two questions differ, even though
the starting population number of both was 100 K. Also note that,
as our model is stochastic, for any particular model run the
increase will only be approximately n times, but when averaged
over a large number of model runs, the ratio will be exactly n
times.
4. Discussion
In this research we used our individual-based, two locus resis-
tance model to investigate three key questions about the impact of
a single application of phosphine on control of phosphine-resistant
R. dominica populations. As the fumigation parameters of exposure
time and concentration are usually under operational control, we
asked: at equi-toxic dosages, which is better for insect control;
a longer fumigation at lower concentration or a shorter fumigation
at a higher concentration? Our model showed that the former is
more effective, that is, will kill a higher proportion of insects than
the latter. The reason for this is that under a longer exposure period,
themore tolerant immature stages (eggs and pupae) have sufficient
time to develop to less tolerant stages (larvae and adults) (Fig. 3). As
there is no evidence available to indicate that exposure to phos-
phine may influence immature development time in R. dominica,
we have assumed in our model that this does not occur. Phosphine
has been shown to delay egg hatch in some insect pests of stored
products (Rajendran, 2000; Nayak et al., 2003) but not others (Price
and Bell, 1981; Pike, 1994).
It is already known that extending the fumigation period (while
lowering concentration) will increase toxicity of phosphine (Winks,
1985; Chaudhry, 2000; Collins et al., 2005; Mills and Athie, 1999;
Bond, 1984). High concentrations may not increase toxicity and, in
reality, they may cause insects to go into a protective ‘narcosis’. It
A B
C D
Fig. 3. Numbers (a, b) and proportions (c, d) of beetles with each life stage for the fumigation period under the two treatments Fum1 (a, c) and Fum2 (b, d). The vertical line x ¼ 8 for
Fum1 and the line x ¼ 4 for Fum2 separate the figures into two parts, emphasising the fact that the four curves (for four stages) on the left parts of (a) and (b) or of (c) and (d) have
very similar behaviour, but the right parts differ. (Note that when numbers reach zero they are not shown because of the log scale).
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e3228
64
appears that the toxic effects of phosphine accumulate slowly in R
insects and that the resistance mechanism can be overwhelmed
during long exposure periods. These effects are not accounted for in
this study, and provide additional support for a long duration
strategy, over and beyond the effects due to life stage transitions
that we found here.
The second key questionwe asked was: what impact does initial
resistance genotype frequency have on phosphine efficacy? In
addition, having shown that extending fumigation time is superior
to increasing concentration, we asked how long fumigation time
should be extended to provide greater control at higher resistance
gene frequencies. Our results show that the rate of survival of the
pest population will increase proportionally with initial resistance
genotype frequency, that is, by about n times if the initial frequency
of the rr genotype is increased n times. This is because we assumed
the same survival and development rates for all nine possible
genotypes, including rr. Thus, to achieve a similar level of control of
a population with an initial frequency of the rr genotype that is n
times higher than another population with a low initial frequency,
we need only increase the fumigation time by approximately n days
rather than having to multiply the original fumigation duration by
n times. This again shows that increased duration of fumigation is
an efficient way to increase the efficacy of fumigation.
Our third key question was: what impact does the level of
infestation or total number of insects within a grain storage have on
the effectiveness of a phosphine fumigation? Obviously, the
number of rr insects surviving a fumigation will increase about n
times if its initial population size is increased by n times. In addi-
tion, the initial number of each genotype is always the product of
two factors: the total initial population number and the initial
frequency of the genotype. If we fix one of these two factors and
increase the other factor by n times the original one, this always
A B
C D
Fig. 4. Numbers (a, b) and proportions (c, d) of beetles with each life stage for the whole simulation period (fumigation and recovery) under the two treatments Fum1 (a, c) (Note
that when numbers reach zero they are not shown because of the log scale.).
Table 7
Total survival numbers (TSN) of the rr beetles after fumigation and at the end of the
whole simulation (fumigation and recovery) under the Fum1 and Fum2 scenarios.
Treatment Total survival number (TSN)
After fumigation After simulation
Fum1 (0.0685 mg/l " 16 days) 160 2259
Fum2 (0.2 mg/l) " 8 days) 224 3077
Table 8
The numbers of the rr beetles at the end of Fum1 fumigation (EF) and at the end (or
completion) of the whole simulation (ES) for each of the initial genotype frequencies
of the rr beetles (f(rr)) tested. For each genotype frequency, the ratio of the EF and ES
results relative to the EF and ES results at the lowest initial frequency of 0.1 are also
given.
f(rr) 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
EF 89 139 225 324 395 444 507 620 723
Ratio 1. 1.56 2.53 3.64 4.44 4.99 5.70 6.97 8.12
ES 1417 2173 3599 5328 6271 6834 8132 9577 11,593
Ratio 1. 1.53 2.54 3.76 4.43 4.82 5.74 6.76 8.18
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e32 29
65
results in an initial number of each genotype equal to n times the
original starting number of that genotype. To answer the second
key question discussed previously, we fixed the starting population
number at 100 K but varied the initial frequency of the rr genotype
beetles. To answer this third question, we fixed the initial frequency
but varied the initial population number. The results are simplified
by the fact that our two PH3 treatments killed all beetles of all
genotypes besides rr. Hence the simulations we used to answer key
questions 2 and 3 are quite alike, and gave very similar results
during the fumigation period (Figs. 5 and 6). Moreover, the daily
birth rates in the two simulations were the same, resulting in very
similar behaviours after fumigation. Thus we can draw a very
similar conclusion for the third question as for the second: to
achieve a similar level of control of a population that is n times
larger than another population, we need only to increase the
fumigation time by approximately n days rather than having to
multiply the original fumigation duration by n times. This once
again shows that increased duration of fumigation is an efficient
way to increase the efficacy of fumigation.
Our two- and four-parameter probit models (1) and (2) fit the
experimental data sets of Collins et al. (2002, 2005) and Daglish
(2004) very well and this allowed us to accurately predict
mortality of R. dominica under a variety of phosphine treatments
with different concentrations and exposure times (Shi and Renton,
2011). In previously published resistance modelling research
“survivorship was not explicitly included in the model because
adequate data were not available” (Hagstrum and Flinn, 1990), and
when different mortalities for different genotypes were included,
they were only roughly divided into a few levels (e.g. Tabashnik,
1989; Longstaff, 1988) and a simplified single gene model was
used. In other cases, mortalities were varied with temperature and
moisture in some detail but differences due to concentration,
exposure time, or genotype were not included (e.g. Flinn et al.,
1992). To our knowledge, no previous models have included
mortality predictions that vary with concentration, exposure time,
A
B
Fig. 5. The number of rr beetles at the end of the fumigation period and at the
completion of running the whole simulation (fumigation and recovery) for each of the
9 initial genotype frequencies (a), and the number of rr beetles over time during the
whole simulation (b).
Table 9
The number of extra days exposure needed under Fum1 and Fum2 to achieve
a similar control level to the first simulation when the rr genotype frequency is 0.1,
for various cases where the initial rr genotype frequency is higher that 0.1.
Initial frequency of rr 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
Extra days under Fum1 3 4 6 6 7 7 8 8
Extra days under Fum2 1 2 3 3 3 4 4 4
A
B
Fig. 6. The numbers of rr genotype beetles at the end of the fumigation period and at
the end of the whole simulation (a), and over time during the whole simulation period
(b), for initial populations of 100 K, 200 K, 400 K, 800 K and 1600 K insects, given
a fixed initial genotype frequency and equal initial proportions of the four life stages.
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e3230
66
and genotype and based on extensive experimental data in the way
we have here, nor have they been based on data to the extent that
our predictions are. The experimental data sets we used were
collected over a long period of time, the results were confirmed in
field trials and are the basis for the current rates used to control
resistant insects in Australia. In addition, no previous studies of
resistance in stored grain pests have used detailed individual-based
models that allow this level of biological and genetic detail to be
represented (Renton, 2012), although similar approaches have been
employed to investigate the evolution of resistance to Bt transgenic
crops in insects in the field (Storer et al., 2003), and to herbicides in
weeds (Renton et al., 2011). These kind of improved models, based
on better data and including more biological detail, will help us
predict the evolution of phosphine resistance in R. dominica, and
weigh the merits of various management options in practice for
delaying or avoiding evolution of resistance as accurately as
possible.
As mentioned previously, our results show clearly that extending
the period of fumigation is an effective strategy for decreasing the
overall survival of R. dominica. These results also have important
implications formanagement of resistance evolution, as they indicate
how best to effectively control resistant genotypes, as well as
susceptible genotypes. Among the nine genotypes in the two-locus
model, there were five with relatively high levels of resistance: sr, hr,
rs, rh and rr. All but rr beetles were killed in our simulations, meaning
that the frequency of resistance alleles is always 100%. However, in
reality there is likely to be immigration of non-resistant insects from
outside the storage after fumigation that will dilute the frequency of
resistance alleles. In fact, previous simulations have shown that the
development of resistance may be suppressed by the immigration of
susceptible insects from unsprayed reservoirs of infestation and thus
the movement of insects within the farm or storage facility may be
very important, particularly when resistance is recessive (Sinclair and
Alder, 1985; Tabashnik and Croft, 1982). We argue that this suppres-
sion via immigration is also likely tomore effectivewhen resistance is
caused by a combination of two genes where both genes are required
to achieve significant levels of resistance. If such immigration occurs,
then the fewer rr beetles surviving at the end of fumigation, the less
developmentof resistance evolution inR. dominicawould be expected
tooccur. Thus, themanagement strategyof extendingexposureperiod
of phosphine fumigation is a very important one to control or delay
the resistance evolution in this pest. For example, a PH3 treatment of
0.53mg/l (350 ppm)" 7 days is often used by industry in Australia. It
may be better to instead use an equi-toxic treatment with a lower
concentration for a longer time, for example, “0.17 mg/l
(z112 ppm) " 14 days”.
We will conclude with some comments about the limitations
of our model and recommendations for further work. This study
was based on assumptions that the fumigation concentrations
within a storage facility or silo at any time are constant at their
target value and thus does not account for processes of diffusion
over time through the silo, sorptionedesorption into and out of
the grain, and leakage out of the silo. The PH3 concentration and
time duration applied would in practice be enough to kill all
insects if these assumptions were true and the evolution of
resistance was not already well advanced, and thus the evolution
of resistance in the pest would never occur. The representation
used in this study is thus a somewhat idealised spatially and
temporally homogenous storage facility that can be seen to
represent what managers should ideally be aiming to achieve.
This simplification was appropriate to allow us to address the
questions we wanted to focus on in this study. However, in reality
this homogeneity of dose is likely to be difficult to achieve
perfectly, and both temporal and spatial variability will be inev-
itable to some degree. Further studies representing spatial and
temporal heterogeneity of dose are needed to investigate what
effects such variability will have on the short-term and long-term
efficacy of different control options and the contribution of
resistance alleles to further generations. The effects of emigration
and immigration of insects into the storage will also be important
to consider in future studies.
Acknowledgement
The authors would like to acknowledge the support of the
Australian Government’s Cooperative Research Centres Program.
We also thank Rob Emery and Yonglin Ren for their great help in
provision of raw data and information about beetle life cycles and
silo fumigation, and the valuable comments and suggestions of an
anonymous reviewer.
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The number of the rr beetles at the end of the fumigation period and at the
completion of the whole simulation for the five initial population numbers, and the
corresponding ratios of numbers resulting from higher starting population numbers
to the numbers resulting from a starting population of 100 K insects, representing
the lowest starting number.
Start population number 100 K 200 K 400 K 800 K 1600 K
At the end of fumigation 126 235 459 1045 1992
Ratio 1. 1.87 3.64 8.29 15.81
At the end of simulation 1989 3804 7256 16,555 31,447
Ratio 1. 1.91 3.65 8.32 15.81
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Schlipalius, D.I., Cheng, Q., Reilly, P.E., Collins, P.J., Ebert, P.R., 2002. Genetic linkageanalysis of the lesser grain borer Rhyzopertha dominica identifies two loci thatconfer high-level resistance to the fumigant phosphine. Genetics 161, 773e782.
Schlipalius, D.I., Chen, W., Collins, P.J., Nguyen, T., Reilly, P.E., Ebert, P.R., 2008. Geneinteractions constrain the course of evolution of phosphine resistance in thelesser grain borer, Rhyzopertha dominica. Heredity 100, 506e516.
Shi, M., Renton, M., 2011. Numerical algorithms for estimation and calculation ofparameters in modelling pest population dynamics and evolution of resistancein modelling pest population dynamics and evolution of resistance. Mathe-matical Biosciences 233, 77e89.
Shi, M., Renton, M., Collins, P.J., 2012. Mortality estimation for individual-basedsimulations of phosphine resistance in lesser grain borer (Rhyzoperthadominica). In: Chan, F., Marinova, D., Anderssen, R.S. (Eds.), MODSIM2011, 19thInternational Congress on Modelling and Simulation. December 2011, Perth,Australia, pp. 352e358. http://www.mssanz.org.au/modsim2011/A3/shi.pdf.
Shi,M., Renton,M., Ridsdill-Smith, J., Collins, P.J., Constructing anew individual-basedmodel of phosphine resistance in lesser grain borer (Rhyzopertha dominica): dowe need to include two loci rather than one? Pest Science. in press.
Sinclair, E.R., Alder, J., 1985. Development of a computer simulation model of storedproduct insect populations on grain farms. Agricultural Systems 18, 95e113.
Storer, N.P., Peck, S.L., Gould, F., Van Duyn, J.W., Kennedy, G.G., 2003. Spatialprocesses in the evolution of resistance in Helicoverpa zea (Lepidoptera: Noc-tuidae) to Bt transgenic corn and cotton in a mixed agroecosystem: a biology-rich stochastic simulation model. Journal of Economic Entomology 96, 156e172.
Tabashnik, B.E., Croft, B.A., 1982. Managing pesticide resistance in crop-arthropodcomplexes: interactions between biological and operational factors. Environ-mental Entomology 11, 1137e1144.
Tabashnik, B.E., 1989. Managing resistance with multiple pesticide tactics: theory,evidence, and recommendations. Journal of Economic Entomology 82,1263e1269.
Winks, R.G., 1985. The toxicity of phosphine to adults of Tribolium castaneum(Herbst): phosphine-induced narcosis. Journal of Stored Products Research 21,25e29.
M. Shi et al. / Journal of Stored Products Research 51 (2012) 23e3232
68
Research Article
Received: 24 June 2012 Revised: 14 September 2012 Accepted article published: 1 November 2012 Published online in Wiley Online Library:
(wileyonlinelibrary.com) DOI 10.1002/ps.3457
Dosage consistency is the key factor inavoiding evolution of resistance to phosphineand population increase in stored-grain pests
Mingren Shi,a,b∗ Patrick J Collins,b,c T James Ridsdill-Smith,b,d
Robert N Emeryb,e and Michael Rentona,b,f
Abstract:
BACKGROUND: Control of pests in stored grain and the evolution of resistance to pesticides are serious problems worldwide.A stochastic individual-based two-locus model was used to investigate the impact of two important issues, the consistency ofpesticide dosage through the storage facility and the immigration rate of the adult pest, on overall population control andavoidance of evolution of resistance to the fumigant phosphine in an important pest of stored grain, the lesser grain borer.
RESULTS: A very consistent dosage maintained good control for all immigration rates, while an inconsistent dosage failed tomaintain control in all cases. At intermediate dosage consistency, immigration rate became a critical factor in whether controlwas maintained or resistance emerged.
CONCLUSION: Achieving a consistent fumigant dosage is a key factor in avoiding evolution of resistance to phosphine andmaintaining control of populations of stored-grain pests; when the dosage achieved is very inconsistent, there is likely to be aproblem regardless of immigration rate.c© 2012 Society of Chemical Industry
Keywords: dosage consistency; immigration rate; phosphine resistance; lesser grain borer; individual-based; two-locus
1 INTRODUCTIONThe lesser grain borer, Rhyzopertha dominica, is a very destructive
primary pest of stored grains. Fumigation with phosphine (PH3)
is a key component in the control of pest infestations.1 However,
heavy reliance on PH3 has resulted in the development of strong
resistance in several major pest species, including R. dominica.
There is a worldwide need for the development of sustainable
management strategies to avoid the evolution of resistance and to
control pest infestation. Computer simulation models can provide
a relatively fast, safe and inexpensive means to understand the
causative processes of effective management and to weigh the
merits of various management options.
Research has indicated the existence of two resistance
phenotypes in R. dominica, weak and strong,2 and revealed that
the presence of homozygous resistance alleles at two loci confers
strong resistance.3,4 These results motivated the construction of
an individual-based, two-locus model of population dynamics and
resistance evolution in stored-grain insect pests. This individual-
based modelling explicitly represents the fact that R. dominica
populations consist of individual beetles, each of a particular
genotype and a particular life stage. Individual-based models are
relatively easily adapted to incorporate the biological attributes of
interest, such as different initial frequencies of genotypes, different
proportions of life stages (egg, larva, pupa and adult), spatial
location, movement and interactions between individual insects.5
The details of the present model have been described in previous
publications.6–9 These studies have shown the importance of
including the full complexity of the polygenic resistance in the
model, rather than using a simplified one-locus model.6 The model
was also used to test the efficacy of different short-term fumigation
tactics in maintaining control.8 However, the model has not yet
been used to evaluate and identify viable, long-term strategies
to support the management of phosphine resistance and pest
infestation, which is the ultimate aim of the authors’ research.
It has been suggested that two factors are particularly important
in managing pest population number and the evolution of
resistance in stored-grain pests: (1) achieving a consistent fumigant
∗ Correspondence to: Mingren Shi, M084, School of Plant Biology, FNAS, The
University of Western Australia, 35 Stirling Highway, Crawley, WA 6009,
Australia. E-mail: [email protected]
a School of Plant Biology, FNAS, The University of Western Australia, Crawley,
WA, Australia
b Cooperative Research Centre for National Plant Biosecurity, Canberra, Australia
c Agri-Science Queensland, Department of Agriculture, Fisheries and Forestry,
Brisbane, Qld, Australia
d School of Animal Biology, FNAS, The University of Western Australia, Crawley,
WA, Australia
e Entomology Branch, Department of Agriculture and Food, Western Australia,
Bentley, WA, Australia
f CSIRO Ecosystem Sciences, Floreat, WA, Australia
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Chapter 6
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dosage (or concentration) within the storage facility; (2) controlling
immigration of insects from outside the facility.10 In this study, the
individual-based two-locus model is extended to include spatial
variability in dosage and immigration into the storage of adult
insects. This enables two significant management questions to be
addressed:
Q1 How does the consistency of dosage achieved within the
storage facility affect the evolution of resistance to phosphine
and insect population numbers?
Q2 What is the impact of the immigration rate of adult beetles
on the evolution of resistance to phosphine, and population
numbers?
A third question is also investigated:
Q3 Do the answers to the first two questions regarding
management options depend on the frequency of the strongly
resistant genotype of the pest in the general population (that
is, in initial and immigrating populations)?
2 METHODS2.1 Overview of the model
The overall model dynamics for an individual is illustrated in
Fig. 1. The present models run on a daily time step allowing
them to capture real conditions in more detail and obtain more
precise results than if they ran on a longer weekly time step. For
simulation purposes, the adult life stage is separated into two: a
pre-oviposition period when the female beetle is unable to lay
eggs and a subsequent, mature egg-laying period. However, the
counts of adult 1 and adult 2 are merged into a single adult stage
in the results. The simulation steps are described below:
1. Initialise the genotype, life stage and dosage experienced
(described below).
2. Check whether the current life stage ends. If so, enter the next
life stage and go to step (3), otherwise go to step (4).
3. Check whether (whole) lifetime is over. If so, the beetle is dead
and removed from the population, otherwise go to step (4).
4. Check whether currently under fumigation. If yes, go to step
(5); if no, go to step (6).
5. Check whether the beetle has survived. If so, go to the next day
and then repeat from step (2), otherwise the beetle is dead and
removed.
6. Check whether the (female) beetle is able to lay eggs (i.e.
whether it is in the adult 2 stage). If so, determine the number
of eggs and each egg’s sex (remove the males), life duration,
genotype and dosage experienced and then go to the next day.
Otherwise go directly to the next day. Then repeat from step 2.
A number of processes within the simulation are determined
stochastically; some of them are described below, and full details
of others have been provided previously.6,8
2.2 Parameters
Unless otherwise noted, the model parameters take the same
values as those in the authors’ previous work.6–9 For example:
• Natural growth rate = 0.4109/week,11 which was estimated
for grain stored at a temperature of 25 ◦C and a relative
humidity (RH) of 70%, conditions that are recommended by
FAO for bioassay12 and used by many researchers in their
experiments,3,13–18
• Mean (and standard deviation) number of days at the four life
stages (from published experimental data19–25) are:
Stage Egg Larva Pupa Adult Total
Mean 11.9 36.5 9.6 117 175
(std) (1.5) (4.6) (1.2) (15.0) (25 weeks)
(1)
where the mean number of adult stages includes 15 days (std = 0)
for the pre-oviposition period.26,27
• Natural death rate (average) = 1/25 = 0.04/week as the
average lifetime is 25 weeks [see text table (1) above].
Then the natural birth rate (per week) = natural growth
rate + natural death rate = 0.4509.28 Finally, the (natural)
daily finite birth rate (eggs per day per female parent) is
bD = exp(0.4509)/7 = 1.5697/7 = 0.2242.
• Equal initial proportion of four life stages: each = 1/4 = 0.25.
As before,6,8 a 1:1 sex ratio was assumed, making it possible
to set the start number and count the population of female
beetles, with the assumption that the total number and the allelic
frequency for the male beetles were the same as for the females. In
this study, the starting female beetle number is set to be 100 000
(100 K).
2.3 Two loci and nine genotypes
In the present two-locus model, for simplicity it is assumed that
there are two possible alleles (resistance or susceptibility) at each
of the two loci, meaning nine genotypes in total (Table 1).
Figure 1. The simulated dynamics for individual beetles at each daily time step during the simulation.
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Dosage consistency is the key to avoiding resistance evolution www.soci.org
Table 1. The identifiers of nine genotypes (ss, sh, . . . , rr) in the two-locus model: s – homogeneous (‘homo’) susceptible (‘suscept’); r – homogeneousresistant (‘resist’); h – heterozygous (‘hetero’)
Second gene
First gene s homo suscept h heterozygous r homo resist
s homo suscept ss Both homo suscept sh First homo suscept, secondheterozygous
sr First homo suscept, second homoresist
h heterozygous hs First hetero, second homo suscept hh Both heterozygous hr First hetero, second homo resist
r homo resist rs First homo resist, second homosuscept
rh First homo resist, second heterozygous rr Both homo resist
2.4 Addressing Q1 regarding the impact of dosageconsistency
Rather than explicitly representing the spatial distribution of
the beetles and fumigants, it is assumed that, if the fumigant
concentration is variable, then the concentration experienced by
individual beetles is variable too. For simplicity it is assumed that
the dosage experienced by an individual beetle is constant over
time. Thus, the present model does not account for the possibility
of the concentration changing with time at a given point in the silo,
or of beetles moving during the course of phosphine fumigation
between locations with different concentrations.
In this study, the starting target fumigation dosage is selected as
C0 = 0.15 mg L−1 (108 ppm) for 14 days, which is close to the target
dosage in a real treatment used in Cooperative Bulk Handling
(CBH), Western Australia.1,29 The total survival rates (TSRs) for
this treatment according to previously developed probit mortality
models are:7
Genotype rh rr others
TSR 3.341 × 10−12 3.114 × 10−5 <5.14 × 10−29
(2)
However, the 0.15 mg L−1 is only the nominal target dosage.
Each beetle actually experiences a different dosage to every other
beetle owing to spatial heterogeneity within the silo, and the actual
dosage experienced by an individual beetle is always less than the
nominal target dosage to a lesser or greater degree. To model this
variability, the dose to which each beetle is exposed is generated
individually according to a power law distribution defined by
a parameter k. This parameter k depends on the maximum or
nominal target dosage (dmax) and the median dosage (dm) in the
following way:
k = log (0.5) /log (dm/dmax) (3)
A uniformly distributed random number p is generated for each
individual, and then the dosage d experienced by the individual is
yielded from
d = dmaxp1/k (4)
This ensures that the expected median dosage over many
individuals is indeed dm. It can be seen from the histograms in
Fig. 2 that, if the median dosage is closer to the maximum dosage,
then there is less variability and the vast majority of beetles receive
a high dosage. This corresponds to a situation where there is better
fumigant distribution within the silo, for example. On the other
hand, when the median dosage is further from the maximum
dosage, then there is more variability and the beetles receive a
wide range of dosages, including some cases of very low dosages.
This corresponds to a situation where there is poor circulation
within the silo.
The above three median dosages (dm = 0.14, 0.11 and 0.08 mg
L−1 see Fig. 2) were used to test how different amounts of
variability in dosage affect the evolution of resistance and
population increase. These different levels of variability in fumigant
concentration represent real factors in a spatially heterogeneous
storage facility. These factors include leakage of PH3 from the
silo, PH3 dispersion through the silo and degree of physical and
chemical reactions such as uptake or release of gas from or into
grain (sorption–desorption) and diffusion.30
2.5 Addressing Q2 regarding the impact of immigration rate
Immigration was represented by simply adding a number of adult
beetles into the population each day of the simulation. Four
different immigration rates were considered: 0 (no immigration),
20, 100 and 500 adult beetles day−1. The factors represented
by these different rates include hygiene conditions, the degree
of proper seal of the facility and the movement of pests from
places outside, where hygiene conditions are poor, to inside a
storage facility. These are wide but biologically reasonable ranges,
based on the limited data available,31,32 and are sufficient fully to
represent the above factors.
The initial proportions for the immigrating adult beetles are
0.4 and 0.6 for adult 1 and adult 2 stages respectively, as the
life duration for adult 1 is much shorter. The frequencies of the
nine genotypes for the immigrating adult beetles are the same as
the initial frequencies for the beetles inside the facility described
below.
2.6 Addressing Q3 regarding the frequency of the rr beetlesin the general population
A molecular analysis of phosphine resistance gene frequency in
R. dominica undertaken in July 2011 in eastern Australia found
a frequency of population samples with the rr genotype (that
is, homozygous for both resistance genes) of 0.01.33 In general
there appears to be variability between populations, and also
between regions, in terms of the frequency of the strongly
resistant genotypes. Therefore, two frequencies of the strongly
resistant genotype f (rr) = 0.01 and f (rr) = 0.1 were considered, to
see whether the effects of the above two management options
depended on the frequency of the rr beetles in the general
population. This frequency was assumed to be the ‘background’
frequency of the rr genotype in the general population in the area
of the storage being simulated, and thus the frequency is used
for both the initial population in the storage and the external
population providing all immigrating insects. In both cases,
f (rr) = 0.01 and f (rr) = 0.1, the frequencies of other genotypes
were calculated by assuming that the general population
is at Hardy–Weinberg equilibrium,34 giving the following
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Figure 2. Histograms for distribution of dosages among 100 K individual beetles with dmax = 0.15 mg L−1 and (a) dm = 0.14 mg L−1 (k = 10.0466),(b) dm = 0.11 mg L−1 (k = 2.2348) and (c) dm = 0.08 mg L−1 (k = 1.1027).
Table 2. The short-hand identifiers for the 12 combinations ofmedian dosages and immigration rates considered in this study,including three cases without immigration and nine cases withimmigration (maximum dosage = 0.15 mg L−1)
With immigration
(number of immigrations per day)Median
dosage
(mg L−1)
No
immigration 20 100 500
0.14 (D14) D14N0 D14N20 D14N100 D14N500
0.11 (D11) D11N0 D11N20 D11N100 D11N500
0.08 (D08) D08N0 D08N20 D08N100 D08N500
results:
ss hs rs sh hh rh
0.21860 0.20219 0.04675 0.20219 0.18702 0.04325
sr hr rr
0.04675 0.04325 0.01(5)
ss hs rs sh hh rh
0.03669 0.09428 0.06057 0.09428 0.24229 0.15566
sr hr rr
0.06057 0.15566 0.1(6)
2.7 Simulations
All combinations of median dosages (three levels) and
immigration numbers (four levels) were considered. This meant
12 combinations in total, which are listed in Table 2. All 12
combinations were simulated for both the initial frequencies of
genotypes shown in equations (5) and (6), so there were 24
simulations in total.
The simulation period was 732 days (≈ 2 years), and six
fumigations (F1, F2, . . . , F6) were implemented, each lasting
14 days, followed by a natural fumigant-free growth period lasting
108 days. Thus, the simulation period consisted of six phases (P1,
P2, . . . , P6), each lasting 14 + 108 = 122 days (Table 3). This
represents the preferred practice in places such as Australia of
using no more than three conventional fumigations per year on
undisturbed grain.10
3 RESULTSAll of the 24 simulations were run 6 times to check for
stochastic variation, and the results were very similar each time.
Table 3. The duration of each phase: 14 day fumigation followed by108 day natural growth period
Phase
Fumigation period
(14 days long)
Natural growth period
(108 days long)
P1 1–14 15–122
P2 123–136 137–244
P3 245–258 259–366
P4 367–380 381–488
P5 489–502 503–610
P6 611–624 625–732
Total population numbers (TPN) always decreased during each
fumigation period and increased during each natural growth
period, and so a local minimum value of daily population numbers
was reached at the end of each fumigation, and a local maximum
value of daily population numbers was achieved at the end of each
phase (or natural growth period) (Fig. 3). Note that the TPN at the
end of a fumigation can be zero; if there is no immigration, then
TPN will remain at zero, but for the treatments with immigration
the population will increase again with immigration and also with
reproduction as these immigrants start to reproduce.
3.1 Effect of dosage consistency and concentration whenthe general frequency f (rr) = 0.01
The results for the 12 cases when the general frequency of rr
beetles was equal to one in a hundred are shown in Table 4 and
Fig. 3, and the important patterns in these results are summarised
in Table 5. It can be seen from Table 5 and Fig. 3 that:
• In the four cases with a very consistent high dosage (D14),
population numbers were zero or close to zero.
• In the case of medium consistent dosage (D11):
• when immigration was zero or relatively low (D11N0 and
D11N20), population numbers decreased;
• when immigration was medium (D11N100), population
numbers were stable, varying over a small interval;
• when immigration was high (D11N500), population numbers
increased.
• In the four cases with a very inconsistent dosage (D08),
population numbers increased, each from about 1000. Note,
however, that the top values ranged from 19 000 (D08N0)
to 9600 (D08N20) and then to 8600 (N08N100), and then
increased to 23 700 (D08N500); this is due to a dilution effect
from immigration.
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Figure 3. The daily population numbers (log scale) and the rr proportions in the four cases with the same median dosage and f (rr) = 0.01 over 732 daysfor (a), (b) dm = 0.14 mg L−1 , (c), (d) dm = 0.11 mg L−1 and (e), (f) dm = 0.08 mg L−1. Note that for D14N0 in (a) the daily population numbers at the end ofF1 (the 14th day) and afterwards are zero, as are the population numbers at the end of each fumigation in the cases of D14N20 and D14N100. These zerovalues are not shown because of the log scale. Also note the different scale of the y-axis in (a), (c) and (e).
There is an important transition point at D11N100 (100
immigrants per day) where total insect population number (TPN)
is stable. TPN decreased where immigration rates were less than
100 and increased when they were higher than 100 per day.
On the other hand, Table 5 and Fig. 3 show that the
corresponding proportions of the rr beetles (Prrs) at the end
of each of six fumigations were:
• In the four cases with a very consistent high dosage (D14), the rr
proportions were zero or stable. Note that, when the population
reaches zero, the rr proportion is recorded as zero.
• In cases with a medium consistent dosage (D11):
• when there was no immigration (D11N0), the rr proportions
increased to 100%;
• when there was immigration (D11N20, D11N100 and
D11N500), the rr proportions were stable at similar levels.
• In the four cases with a very inconsistent dosage (D08), the
rr proportions all increased from similar low values, but the
increase was smaller for higher immigration numbers.
Note that each fumigation duration is only 14 days, which is
only 2% of the whole simulation period (732 days), and so it may
look as if the plot in Fig. 3b does not match with the rr proportions
at the end of each fumigation listed in Tables 4 and 5. Hence,
for clarification, the second and fourth fumigation periods are
plotted for the D14 scenarios in detail in Fig. 4. Here it is seen
that rr proportions increase at the start of the fumigation as the
less resistant genotypes die, but then fall to zero as the high,
consistent dosage kills the rr insects as well, so that by the end of
the fumigation TPN and Prrs have both reached zero for D14N0,
D14N20 and D14N100.
To gain a full understanding of the dilution effect of immigration,
more information was needed about the population numbers of
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Table 4. Total population number (TPN) and proportion of rr beetles (Prr) initially and at the end of each fumigation (EndF1, EndF2, . . . , EndF6) inall 12 cases when f (rr) = 0.01
D14N0 D14N20 D14N100 D14N500
Time (day) TPN Prr TPN Prr TPN Prr TPN Prr
Initially 100 000 0.01 100 020 0.01 100 100 0.01 100 500 0.01
EndF1(14th) 0 0.000 0 0.000 0 0.000 7 0.714
EndF2(136th) 0 0.000 0 0.000 0 0.000 10 0.500
EndF3(258th) 0 0.000 0 0.000 0 0.000 10 0.700
EndF4(380th) 0 0.000 0 0.000 0 0.000 9 0.556
EndF5(502nd) 0 0.000 0 0.000 0 0.000 13 0.692
EndF6(624th) 0 0.000 0 0.000 0 0.000 16 0.562
D11N0 D11N20 D11N100 D11N500
EndF1(14th) 76 0.671 83 0.566 98 0.541 116 0.612
EndF2(136th) 51 0.843 53 0.623 111 0.649 386 0.552
EndF3(258th) 29 1.000 26 0.731 108 0.676 480 0.623
EndF4(380th) 25 1.000 21 0.667 128 0.703 498 0.641
EndF5(502nd) 19 1.000 21 0.714 116 0.655 492 0.618
EndF6(624th) 14 1.000 18 0.556 110 0.618 464 0.619
D08N0 D08N20 D08N100 D08N500
EndF1(14th) 975 0.222 998 0.235 929 0.229 1066 0.216
EndF2(136th) 1196 0.444 1305 0.363 1778 0.292 4716 0.238
EndF3(258th) 1742 0.703 1682 0.511 2609 0.366 8433 0.288
EndF4(380th) 3445 0.857 2647 0.643 3662 0.432 12 227 0.342
EndF5(502nd) 7958 0.939 4692 0.750 5450 0.523 16 869 0.420
EndF6(624th) 19 104 0.976 9640 0.847 8619 0.622 23 673 0.494
Figure 4. The proportions of the rr genotype (a) during the second fumigation period from day 123 to day 136 and (b) during the fourth fumigationperiod from day 367 to day 380.
other genotypes, and these are provided in Tables 6 and 7. The
nine genotypes can be divided into three groups: SH (ss, sh, hs and
hh), R1 (sr, hr, rs and rh) and rr – resistant homozygotes. Almost
all SH beetles died after each fumigation. Mating SH beetles with
rr beetles produces 14/15 SH and R1 offspring and 1/15 rr beetles;
mating R1 × rr produces 3/4 R1 and 1/4 rr progeny; only mating
rr × rr will reproduce 100% rr genotypes. A detailed explanation is
provided in Shi and Renton.9
3.2 Effect of dosage consistency and concentration whenthe general frequency f (rr) = 0.1
In general, the results for f (rr) = 0.1, summarised in Table 8, are
similar to those for f (rr) = 0.01 (Table 5). However, the cases where
population numbers changed from decreasing to stable or from
stable to increasing or from decreasing to increasing occurred
earlier in the table when the fully resistant genotype was present at
a higher frequency in the initial and immigrating populations. For
example, the first case where numbers are increasing is D11N100,
when f (rr) = 0.01, but this occurs at D11N500, when f (rr) = 0.1. The
overall population numbers when f (rr) = 0.1 were much bigger
than in the corresponding cases when f (rr) = 0.01. This pattern is
also repeated for rr proportions (Prrs) in all cases of D14. Finally,
the proportions of Prr when f (rr) = 0.1 were very similar to all
corresponding cases of D11 and D08, when f (rr) = 0.01, but the
variations in frequencies were less when f (rr) = 0.1 than when
f (rr) = 0.01.
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Table 5. Patterns of total (local minimal) population numbers (TPNs)and corresponding rr proportions (Prrs) at the end of fumigationslisted in Table 4.
Number of immigrations (per day)
Median dosage N0 N20 N100 N500
TPN
D14 #0 #0 #0 ∼[7, 16]
D11 76↓1483↓18 ∼[100, 130] 116↑
500
D08 ∼1000↑19 000
1000↑9640
1000↑8620
1100↑23 700
Prr
D14 #0 #0 #0 ∼[0.50, 0.71]
D11 0.67↑1.0 ∼[0.56, 0.73] ∼[0.54, 0.70] ∼[0.55, 0.64]
D08 0.22↑0.98
0.24↑0.85
0.23↑0.62
0.22↑0.49
• Notation key:• N1↑
N2: TPNs or Prrs increasing over time with each fumigation from N1to N2
• N1↓N2: TPNs or Prrs decreasing over time with each fumigation from N1to N2
• ∼[N1, N2]: TPNs or Prrs remain relatively stable within a small interval[N1, N2]
• #0: TPNs or Prrs are all zeros at the end of each fumigation
Table 6. The pattern of population numbers in the three groupsat the end of each of five phases (EndP1–EndP5) in the cases ofD08N0 and D08N20 (low median dosage with either no immigrationor immigration of 20 adult beetles day−1)
Case SH R1 rr In total
D08N0 2521↓36839↓5126 2178↑
514611 538↑
86 581
D08N20 12 914↓10 360 9742↑21 495
1925↑34 489
25 199↑65 726
Table 7. The pattern of population numbers in the three groups atthe end of each of five fumigations (EndF2–EndF6) in the cases ofD08N0 and D08N20. Note that the population number at the end of aphase in Table 6 is the starting number of the next fumigation
Case SH R1 rr In total
D08N0 80↓0585↓455 531↑
18 6491196↑
19 104
D08N20 81↓35 750↑1438
474↑8167
1305↑9640
4 DISCUSSIONThe analyses of the results demonstrate clearly that consistency
in phosphine dosage is the key factor in avoiding evolution of
resistance to phosphine and suppressing population increase in
R. dominica. When a high and consistent dose is achieved, there
is no increase in population numbers or increase in frequency of
resistance, regardless of immigration rate. When the dose achieved
is very inconsistent, however, population numbers will increase
and frequency of resistance will increase, regardless of immigration
rate.
This simulation has highlighted the potential trade-offs that
occur when pest management practitioners must control insect
pest population numbers and limit resistance development at
the same time. Their aim is to prevent insect infestation so that
the commodity is maintained at the required standard of quality.
The present simulations show that applying a consistent dose
Table 8. Patterns of total (local minimal) population numbers (TPNs)and corresponding rr proportions (Prrs) at the end of fumigationswhen f (rr) = 0.1
Number of immigrations (per day)
Median dosage N0 N20 N100 N500
TPN
D14 #0 #0 #[10, 17] ∼[53, 74]
D11 610↓110580↓320 610↑
1160770↑
5400
D08 3900↑223 000
3900↑240 000
3900↑274 000
4340↑659 000
Prr
D14 #0 #0 ∼[0.50, 0.70] ∼[0.46, 0.55]
D11 0.84↑1.0 ∼[0.85, 0.92] ∼[0.84, 0.89] ∼[0.82, 0.89]
D08 0.54↑0.995
0.56↑0.99
0.55↑0.96
0.54↑0.94
of phosphine high enough to overcome resistance mechanisms,
in a storage that prevents immigration, will achieve the desired
result. However, in practice, consistently high dosages can often
be difficult to achieve and maintain in large grain bulks, resulting in
incomplete kill of resident insect populations. When immigration
is excluded, selection of resistance develops faster in storages with
moderate dosage inconsistency (D11N0) than in those with high
consistency (D14N0), simply because with high consistency all
insects are killed, including the strongly resistant ones; however,
in these cases the very low numbers of insects present in the grain
would probably not be detected. In storages with moderate dosage
inconsistency, overall insect numbers increase when immigration
is high, but this increase is relatively slow; in these storages,
resistance frequency only increases when immigration is excluded.
It is only in storages that have low dosage consistency (D08N0)
and in practice would be poorly sealed that insect numbers grow
to very high levels. It is also likely that fumigations would occur
more often in these storages, as insects would be more frequently
detected. In addition, the present analysis reveals that, in storages
with low dosage consistency, resistance frequencies continue to
increase with every fumigation undertaken; immigration has a
dilution effect, but this is not enough to counteract the increase
in resistance frequencies, even at the highest immigration rates.
Therefore, the most practical strategy for the pest management
practitioner to adopt is to ensure that appropriately high dosages
are applied evenly to all parts of the storage. High dosage
consistency is achieved by ensuring that storages are well sealed
and active mechanisms are used to distribute phosphine evenly
throughout the storage.
4.1 The impacts of dosage consistency and immigrationrates on population increase
The results revealed that whether overall population numbers
increased, decreased or remained relatively stable was determined
by an interaction between dosage consistency (median phosphine
concentration) and immigration rates, with the former being the
most important factor. This is because the number of insects
(TPN) surviving a fumigation period was largely determined by the
interaction between the dosage consistency (median phosphine
concentration) and the initial number of beetles at the start of
the treatment, with the latter being strongly affected by the
immigration rate over the preceding fumigant-free period. The
lower the median dose, the more insects survived the fumigation,
and the higher the immigration rates, the higher the initial number
of insects, and the higher the number surviving. When the median
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Table 9. TPN and Prr in all 12 cases at the end of each phase (denoted by EndP1, EndP2, . . . , EndP6) [f (rr) = 0.01]
D14N0 D14N20 D14N100 D14N500
Time (day) TPN Prr TPN Prr TPN Prr TPN Prr
Initially 100 000 0.01 100 020 0.01 100 100 0.01 100 500 0.01
EndP1(122nd) 0 0.000 13 420 0.011 73 146 0.012 371 644 0.010
EndP2(244th) 0 0.000 13 459 0.011 73 097 0.011 371 443 0.010
EndP3(366th) 0 0.000 13 455 0.010 73 101 0.012 371 446 0.010
EndP4(488th) 0 0.000 13 408 0.009 73 237 0.011 371 488 0.010
EndP5(610th) 0 0.000 13 482 0.011 73 129 0.012 371 456 0.010
EndP6(732nd) 0 0.000 13 442 0.009 73 113 0.012 371 676 0.010
D11N0 D11N20 D11N100 D11N500
EndP1(122nd) 868 0.753 14 407 0.025 74 277 0.015 373 053 0.011
EndP2(244th) 430 0.970 13 950 0.019 74 298 0.015 375 760 0.012
EndP3(366th) 311 1.000 13 757 0.016 74 263 0.016 376 750 0.013
EndP4(488th) 245 1.000 13 632 0.013 74 585 0.017 376 745 0.013
EndP5(610th) 185 1.000 13 639 0.013 74 523 0.015 376 891 0.013
EndP6(732nd) 179 1.000 13 670 0.013 74 382 0.016 376 593 0.012
D08N0 D08N20 D08N100 D08N500
EndP1(122nd) 11 538 0.189 25 199 0.076 83 896 0.025 384 248 0.013
EndP2(244th) 12 772 0.403 27 668 0.134 92 654 0.043 424 795 0.024
EndP3(366th) 18 741 0.687 31 551 0.222 100 912 0.067 462 925 0.038
EndP4(488th) 37 353 0.851 42 234 0.352 113 112 0.103 502 931 0.058
EndP5(610th) 86 581 0.941 65 726 0.525 133 100 0.168 553 838 0.088
EndP6(732nd) 208 569 0.977 119 172 0.702 167 392 0.261 628 198 0.133
dose was very high (D14), dose was the dominant factor, as it was
high enough to kill all or nearly all of the insects. When the median
dose was lower (D11), the dominance of dosage became weaker
and immigration rates became more important. If immigration
rates were zero or relatively low (D11N0, D11N20 and D11N100),
then, even though population numbers could reach high levels
by the end of the fumigant-free period (Table 9), the mortality
from fumigation was still high enough to balance this growth
and immigration, so that overall numbers did not increase. With
high immigration (D11N500), the very high population numbers
reached by the end of the fumigant-free period (Table 9) tipped
the balance, so that the kill rates achieved by the moderately
consistent fumigation were not high enough to stop the overall
population numbers from increasing. When the median dosage
was lowest, indicating high inconsistency (D08), the overall
population increased in all cases because kill rates were never
high enough to balance the high numbers reached by the start of
the fumigation owing to growth and immigration (Table 9).
Achieving consistently high dosage throughout the storage
facility should thus be a primary management aim. Many factors,
such as leakage from the silo, sorption–desorption, convection
currents and diffusion, affect phosphine dosage consistency in a
spatially heterogeneous storage facility. The results of the present
simulations confirm that increasing the toxic level, i.e. increasing
the phosphine concentration (here, the median dose), will result
in practical benefits. Increasing the target dose (the maximum
dose in terms of this study) would be likely to have similar
benefits. Furthermore, in a previous study, simulations suggested
that extending the exposure time is an even more effective way
of increasing the toxic effect than increasing the concentration.8
However, there are definite limits to the extent to which maximum
dosage can be increased and fumigation duration can be extended,
so achieving high consistency is still essential.13 These results show
that fumigation in a well-sealed silo at a reasonable target dosage
will allow phosphine to be held at the required concentration
for long enough to ensure destruction of resistant homozygotes
(the rr individuals)14,35 and minimise the opportunity for insects to
escape the toxicant.
When the dosage of phosphine achieved is moderately
inconsistent, immigration rates become critical. If immigration is
high, insect population numbers increase markedly, even though
the frequency does not increase. Thus, the present results support
industry pest management practices that reduce the possible
movement of insects into storages. These include inspection of
grain for insect infestation before inloading, maintaining a high
standard of silo structural sealing throughout the storage period
and employing assiduous sanitation around and in storages
to remove harbourages for insects. Maintaining high standards
of sealing also contributes significantly to ensuring dosage
consistency, so quality sealing addresses both these important
factors.
4.2 The impact of dosage consistency and immigration rateon resistance frequency within the storage
The present results indicate that the evolution of resistance to
phosphine in the lesser grain borer is not a major problem if
consistent high dosages can be achieved over an adequate period
of time. When a very consistent dosage is always achieved, then
pesticide resistance evolution is not a problem; resistance does
not evolve because the achieved mortality of the rr genotype
beetles is high enough to keep their population frequency from
increasing. When a moderately consistent dosage is achieved, the
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frequency of the rr beetles reaches high levels, particularly when
there is no immigration, but does not increase over time. Kill rates
achieved when there is no immigration or low immigration are
still high enough to keep population numbers under control, even
with the high level of resistance. At high immigration rates and
a moderately consistent dosage, population numbers increase
even though the frequency of resistance does not increase. In
this moderately consistent dosage case, the presence of the
resistant genotype in the overall population is a problem, but
the selection for this genotype (the evolution of resistance) is not
in itself a problem. However, when a low consistency of dosage
is achieved, the frequency of the rr beetles does increase over
time. This exacerbates the problem of low kill rates and increasing
population numbers, contributing to the observed population
explosions.
The results of the present simulations also confirmed the
potentially important effect of immigration in diluting resistance
gene frequency. This is evident from comparison of the different
immigration levels for those highly variable fumigations with a low
median dose and low consistency. The overall effect of immigration
on resistance frequency is indicated clearly in Fig. 3f, where
frequency increases more slowly for cases where immigration is
higher. The effects of this difference in frequency increase rate
on population numbers are then shown in Fig. 3e, where initially
population numbers increase more rapidly in the cases where
immigration is higher, but after some time the opposite pattern
in resistance frequency starts to dominate and the population
numbers increase faster in the cases where immigration is lower.
By the end of the simulated period, it can be seen that numbers in
the no immigration case (D08N0) have overtaken those in the lower
immigration cases (D08N20 and D08N100) and are approaching
those of the high immigration case (D08N500).
This dilution effect can be understood in more detail by focusing
on two particular cases, one with low immigration (D08N20 – 20
immigrant beetles day−1) and one with no immigration (D08N0).
After the first natural growth period (EndP1), the numbers of rr
beetles in the two situations were nearly the same, but the numbers
of SH (ss, sh, hs and hh), R1 (sr, hr, rs and rh) and the total number
in the latter were much bigger than those in the former (Table 6).
When these beetles laid eggs, most were SH and R1 genotypes, and
the proportion of rr beetles was reduced (Table 7). These numbers
were the starting numbers in the second fumigation, in which
almost all SH and the greater part of R1 beetles died. Immigration
resulted in an increase in the numbers of SH and R1 beetles from
EndP2 to EndP5 in D08N20, while the numbers of SH and R1 insects
decreased in D08N0. In addition, the number of rr beetles increased
at a faster rate in D08N0 than in D08N20. That is why, after the
last (sixth) fumigation, the total number of survivors (TPN) and the
proportion of rr individuals in D08N0 were both greater than in
D08N20 (Tables 6 and 7). Similarly, after the last fumigation, owing
to the relative decrease in rr frequency from higher immigration
in D08N100, the total population number was higher in D08N20
than in D08N100; although the difference between them was
not yet great, the trends shown in Table 4 clearly indicate that
numbers are growing much faster for D08N20 than for D08N100,
and so the difference would be expected to continue to grow.
These simulations demonstrate that the flow of susceptible genes
through immigration into populations under selection will reduce
the proportion of strongly resistant rr individuals.10 However, as
demonstrated by D08N500, the numbers of insects required to
reduce rr genotype frequency is very high and would likely result
in damage to the commodity and be inconsistent with market
standards.10
4.3 The impact of frequency of strongly resistant beetles ininitial and immigrating populations
When the dose achieved is very inconsistent (D08), population
numbers increase more rapidly and resistance evolves more
quickly if the frequency of the rr beetles in the initial and
immigrating populations is high (Tables 5 and 8). This is because
the proportions of rr genotypes in populations at the start of each
fumigation are bigger when f (rr) = 0.1 than when f (rr) = 0.01,
and so numbers surviving fumigations were more than 10 times
greater (Tables 5 and 8, and Figs 3 and 5). As the numbers surviving
fumigation are so much higher, growth in the fumigant-free period
starts from a higher base and reaches much higher levels by the
next fumigation, even when immigration is the same. When the
‘background’ frequency of strongly resistant beetles is higher, the
diluting effect of immigration is also much lower (contrast Figs 3
and 5). For example, the difference between the four immigration
rates is much smaller in Fig. 3f than in Fig. 5f.
These results emphasise the potential benefit of reducing the
frequency of rr genotypes in the general population. If rr genotypes
already exist within a storage, then the practical solution is either
to avoid using phosphine or to apply it consistently at a dosage
high enough to control these insects.14,35 (Another solution would
be to switch to a different fumigant with a totally different mode of
action if an equally acceptable or efficient alternative is available,
but in many situations this may not be the case.)
4.4 Strengths, limitations and future work
To the present authors’ knowledge, previous models of population
dynamics or evolution of resistance to insecticides in stored-grain
pests (36–42 for example) have not included the level of biological
and genetic detail and realism accounted for in this study, which
is enabled by the individual-based approach used here.5 This is
also the first model to consider evolution of fumigant resistance.
As mentioned in the descriptions of this model, previous studies
have not represented the way in which resistance is conferred by
alleles at two different loci, resulting in nine different genotypes
with different levels of resistance and thus different patterns
of mortality from various dosages, and have not parameterised
these mortality by genotype by dosage by duration relationships
from detailed experimental data in the way this model does.
Furthermore, previous studies have not been able to represent the
way in which dosages vary between individual beetles to present
the spatial heterogeneity within the silo in the way this study
does, and thus have not been able to predict the effects of such
heterogeneity in dose on population dynamics and the evolution
of resistance over multiple fumigations over a long time period.
The authors believe that these kinds of improved individual-based
model, based on better data and including more biological detail,
will help to gain insights into the processes of the evolution of
phosphine resistance in R. dominica. Importantly, they will also
allow better evaluation of the merits of various management
tactics and strategies for suppressing population numbers and
delaying or avoiding the evolution of resistance.
In conclusion, some comments about the limitations of the
present study and recommendations for further research. Here,
the authors’ previous individual-based two-locus model has been
extended to include spatial variability in dosage and immigration
of adult insects. This was based on assumptions that the fumigation
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Figure 5. The daily total population number (TPN) (in log10 scale) and rr proportion (Prr) in the four cases with the same median dosage and f (rr) = 0.1(in total 728 days): (a), (b) for median dosage dm = 0.14 mg L−1 ; (c), (d) for dm = 0.11 mg L−1 ; (e), (f) for dm = 0.08 mg L−1. Note that the daily populationnumbers at the end of F1 (14th day) and afterwards in the case of D14N0 are all zero, and the population numbers at the end of each fumigation in thecase of D14N20 are all zero.
dosage experienced by an individual beetle within a storage facility
or silo at any time is constant and thus does not account for the
reality of changing concentrations within grain storages over time.
Further studies representing temporal heterogeneity of dosage
are needed to investigate what impacts such variability will have
on the short- and long-term efficacy of different control options
and the contribution of resistance alleles to further generations.
There are a number of other biological and operational factors
that should also be considered. For example, emigration of insects
from the storage and insects moving within the storage to escape
the toxicant may be important. In this study, emigrating adults are
assumed to be lost from the simulation, but, if external populations
were modelled explicitly, the life stage and resistance genetics of
immigrating and emigrating insects would need to be considered.
The distribution of insects in grain bulks is not random and varies
with species; this may affect dosage experienced and therefore
influence mortality, selection rates and population growth. The
assumption that actual dosage is always less than or equal to the
target dose may be incorrect, and real data on actual dosages
achieved across the spatial and temporal extent of the fumigation
could be incorporated into the model. Temperature, and thus
growth and reproduction rates, are assumed to be constant in this
study, but in reality they are likely to vary in both time and space;
this could have implications for resistance evolution, which should
be considered in future studies. The impact of initial population
size was not covered here, but previous study showed that this
does not greatly affect resistance dynamics unless populations are
very small.8 Only a fixed schedule of three fumigations per year
was considered, but the frequency of fumigation is also likely to
affect populations and resistance evolution, as is switching to an
adaptive or flexible strategy where fumigation is applied when
populations reach critical threshold levels. Differences in fitness
between resistant and susceptible insects have been identified,17
but the effect of this phenomenon on long-term control and
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resistance frequency is not yet clear; fitness costs could be
incorporated into the model to address this issue. In addition,
if the aim is to preserve the useful life of phosphine, then the
impact on resistance selection and IPM of the use of alternative
pesticides and non-chemical treatments such as cooling should
be investigated. The costs and benefits from different strategies
will be an important factor in deciding in the field which approach
to take. The authors recommend that, owing to its flexibility
and ability to represent important aspects of biological reality
and inter-individual variation, an individual-based approach such
as the one employed in this study is the best way to address
these different issues in the future.5 Finally, the present model is
parameterised for one particular species, the lesser grain borer,
and its particular resistance patterns, but it is likely that many of
the results could be generalised to other stored-grain pest species,
especially if their resistance patterns are similar; the present model
could be relatively easily modified to test the validity of such
generalisation and to develop species-specific recommendations
when such generalisation fails.
ACKNOWLEDGEMENTSThe authors would like to acknowledge the support of
the Australian Government’s Cooperative Research Centres
Programme. They also thank Yonglin Ren and the Grains Research
and Development Corporation for their great help in provision
of raw data and information about beetle life cycles and silo
fumigation.
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39 Flinn PW and Hagstrum DW, Simulations comparing the effectivenessof various stored-grain management practices used to controlRhyzopertha dominica (Coleoptera: Bostrichidae). Environ Entomol19:725–729 (1990).
40 Flinn PW, Hagstrum DW and Muir WE, Effects of time of aeration, binsize, and latitude on insect populations in stored wheat: a simulationstudy. J Econ Entomol 90:646–651 (1997).
41 Clift A, Herron G and Terras MA, DEMANIR, a simulation modelof insecticide resistance development and management. MathComput Simulation 43:243–250 (1997).
42 Flinn PW, Hagstrum DW, Reed C and Phillips TW, Simulation model ofRhyzopertha dominica population dynamics in concrete grain bins.J Stored Prod Res 40:39–45 (2004).
wileyonlinelibrary.com/journal/ps c© 2012 Society of Chemical Industry Pest Manag Sci (2013)
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Chapter 7
Summary and discussion
The studies underlying this thesis have developed new approaches to modelling the
evolution of resistance and population dynamics of stored grain insect pests. They have
used these to gain novel insights into the best ways to manage resistant populations, and
to slow the rate at which populations evolve to become more resistant. They have also
developed new algorithms for estimation and calculation of model parameters.
Numerical algorithms developed in this study for estimation and calculation of model
parameters, especially those for estimation of mortality, worked very well and the
results of numerical experiments demonstrated that these algorithms are valid and
efficient. Thus these algorithms established a solid basis for model construction and in
future can be used not only for individual-based models, such as the one presented in
this thesis, but also for other types of models, such as population-based models.
The results of mortality estimations show that in all cases it was better to use log-
transformed concentration and time as explanatory variables in models of mortality due
to phosphine fumigation, rather than use the untransformed variables. Moreover, for all
data sets, a probit model provided a better or equally as good fit to the data as
alternative Cauchy or logistic models. Therefore, the probit models based on log-
transformed explanatory variables provide the best predictions of mortality of R.
dominica. To my knowledge, no previous models have included mortality predictions
that vary with concentration, exposure time, and genotype, based on extensive
experimental data in the way this research has.
With these more accurate mortality estimations and other key parameters, we have
compared the differences between the predictions of the one- and two-locus models. We
have also investigated how fumigation tactics based on extending the duration of
fumigation or increasing the concentration of fumigation influence the control of
resistant and non-resistant lesser grain borer, and how these are the impacted by
different initial gene frequencies. In addition, we evaluated the impact of phosphine
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dose consistency and immigration rate on the effect of fumigation and the consequences
for the development of phosphine resistance. The results of these investigations will
allow stored grain managers to continue to use the relatively safe and effective
phosphine fumigant for the control of infestations of this serious pest, and thus help
safeguard world-wide grain supplies.
Simulating the population dynamics of R. dominica in the absence of phosphine
fumigation, and under high and low dose phosphine treatments, shows the importance
of basing resistance evolution models on realistic genetics; predictions of our two-locus
individual-based model vary significantly from those of an equivalent model based on a
simplifying assumption that resistance is conferred by a single gene. In the case of no
fumigation, initiating the same frequencies of genotypes, the two models tended to
different stable frequencies, although both reached Hardy-Weinberg equilibrium. The
one-locus model exaggerated the equilibrium proportion of strongly-resistant beetles,
compared to the aggregated predictions of the two-locus model. Under a low dose
treatment the one-locus model overestimated the proportion of strongly-resistant
individuals within the population and underestimated the total population numbers
compared to the two-locus model. Using over-simplified one-locus models to develop
pest control strategies runs the risk of not correctly identifying tactics to minimise the
incidence of pest infestation. Thus, we used two-locus individual-models for the
subsequent simulations.
Testing the efficacy of different short-term fumigation tactics suggested that extending
exposure duration is a much more efficient control tactic than increasing the phosphine
concentration. This result is consistent with the reality well known by experienced
managers and farmers. Our quantitative results indicated that if the original frequency of
resistant insects is increased n times, then the fumigation needs to be extended, at most,
n days to achieve the same level of insect control. Also, to control initial populations of
insects that were n times larger, it was necessary to increase the fumigation time by
about n days. Our results indicate that, for a 2-gene mediated resistance where dilution
of resistance gene frequencies through immigration of susceptibles has greater effect
than for 1-gene mediated resistance, extending fumigation times to reduce survival of
homozygous resistant insects will have a significant impact on delaying the
development of resistance.
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Evaluating and identifying viable, long-term strategies indicated that achieving a
consistent fumigant dosage is a key factor in avoiding evolution of resistance to
phosphine and maintaining control of populations of stored grain pests. A very
consistent dosage maintained good control for all immigration rates, while an
inconsistent dosage failed to maintain control regardless of immigration rate. At
intermediate dosage consistency, immigration rate became a critical factor in whether
control was maintained or resistance emerged.
Previous studies have not represented the way that resistance is conferred by alleles at
two different loci, resulting in nine different genotypes with different levels of
resistance and thus different patterns of mortality from various dosages, and have not
parameterised these mortalities by genotype, dosage and duration relationships from
detailed experimental data in the way we have with this study.
Previous models of population dynamics or evolution of resistance to insecticides in
stored grain pests (e.g. Clift et al., 1997; Comins, 1986; Flinn and Hagstrum, 1990;
Flinn et al., 2004; Flinn et al., 1997; Longstaff, 1988; Sinclair and Alder, 1985) have not
included the level of biological and genetic detail and realism accounted for in this
research, although similarly detailed approaches have been employed to investigate the
evolution of resistance to Bt transgenic crops in insects in the field (Storer et al., 2003),
and to herbicides in weeds (Renton et al 2011). In both these cases, the high level of
biological, spatial and genetic detail was enabled by an individual-based approach
similar to that used here (Renton, 2012).
Furthermore, previous studies have not been able to represent the way that dosages vary
between individual beetles to present the spatial heterogeneity within the silo in the way
we have here in this study, and thus have not been able to predict the effects of such
heterogeneity in dose on population dynamics and the evolution of resistance over
multiple fumigations over a long time period.
I believe that these kinds of improved individual-based models, based on better data and
including more biological detail, will help us develop insights into the processes of the
evolution of phosphine resistance in R. dominica. Importantly, they will also allow us to
better evaluate the merits of various management tactics and strategies for suppressing
population numbers and delaying or avoiding the evolution of resistance.
83
The current model is parameterised for one particular species, the lesser grain borer and
its particular resistance patterns, but it is likely that many of the results could be
generalised to other stored-grain pest species, especially if their resistance patterns were
similar; the current model could be relatively easily modified to test the validity of such
generalisation and to develop species-specific recommendations when such
generalisation fails.
We conclude with some comments about the limitations of this study and
recommendations for further research. Temperature and relative humidity, and thus
growth and reproduction rates, are assumed to be constant in this study, but in reality
are likely to vary in both time and space; this could have implications for resistance
development which should be considered in future studies. There are a number of other
biological and operational factors that should also be considered. For example,
immigration of resistant insects, or susceptible insects, to the storage will influence the
proportion of the population carrying resistance alleles and insects moving within the
storage to escape the toxicant will influence the spatial distribution of resistance alleles.
Emigration may also be important if different genotypes emigrate at different rates.
Differences in fitness between resistant and susceptible insects have been identified
(Pimentel et al., 2007), but the effect of this phenomenon on long term control and
resistance frequency is not yet clear; fitness costs could be incorporated into the model
to address this issue. The spatially heterogeneous model was based on assumptions that
the fumigation dosage experienced by an individual beetle within a storage facility or
silo at any time is constant and thus does not account for the reality of changing
concentrations within grain storages over time. Further studies representing temporal
heterogeneity of dosage are needed to investigate what impacts such variability will
have on the short and long term efficacy of different control options and the
contribution of resistance alleles to further generations. Modelling predictions are only
as good on which they are based; one of the strengths of the modelling in this thesis was
the quality of the recently available data on resistance genetics and mortality levels of
the different genotypes. As new data becomes available, such as data on actual dosages
achieved across the spatial and temporal extent of the fumigation or the fitness costs of
the different resistance alleles, this could be incorporated into the model relatively
easily, thus further improving our understanding and predictions. In addition, if we are
aiming to preserve the useful life of phosphine then the model should be extended to
84
account for integrated pest management options such as alternative pesticides and non-
chemical treatments such as cooling, so that their impact on the development of
resistance can be investigated as well.
References
(1) Clift A., Herron G. and Terras M.A. (1997), DEMANIR, a simulation model of
insecticide resistance development and management. Mathematics and computers in
simulation 43, 243–250.
(2) Comins H.N. (1986), Tactics for resistance management using multiple pesticides.
Agriculture, Ecosystems & Environment, 16, 129–148.
(3) Flinn P.W. and Hagstrum D.W. (1990), Simulations comparing the effectiveness of
various stored-grain management practices used to control Rhyzopertha dominica
(Coleoptera: Bostrichidae). Environmental Entomology 19, 725–729.
(4) Flinn P.W., Hagstrum D.W., Reed C. and Phillips T.W. (2004), Simulation model of
Rhyzopertha dominica population dynamics in concrete grain bins. Journal of Stored
Products Research 40, 39–45.
(5) Flinn P.W., Hagstrum D.W. and Muir W.E. (1997), Effects of time of aeration, bin
size, and latitude on insect populations in stored wheat: a simulation study. Journal of
economic entomology 90, 646–651.
(6) Longstaff B.C. (1988), Temperature manipulation and the management of
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(11) Storer, N.P., Peck S.L., Gould, F., Van Duyn, J.W., Kennedy, G.G. (2003), Spatial
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86
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