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Indicate what you mean by root allomorphy Noam Faust, Université Paris 8 Roots V, June 2017

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Page 1: Indicate what you mean by root allomorphy · What [s the root ZOpen -past pátəx (suff) patx-a +past ptə́x-C imper. ptux (pl) ptux-un infinit. ptaxa prog bəptaxa Neo Aramaic -

Indicate what you mean by root allomorphy

Noam Faust, Université Paris 8

Roots V, June 2017

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What’s the root

‘Open’

-past patəx

(suff) patx-a

+past ptəx-C

imper. ptux

(pl) ptux-un

infinit. ptaxa

prog bəptaxa

Neo Aramaic - Christian Urmi (Khan 2016)

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What’s the root

‘Open’

-past patəx

(suff) patx-a

+past ptix-C

imper. ptux

(pl) ptux-un

infinit. ptaxa

prog bəptaxa

√ptx

Neo Aramaic - Christian Urmi (Khan 2016)

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What’s the root

‘Open’ ‘Pour’

-past patəx darə

(suff) patx-a darj-a

+past ptix-C dri-C

imper. ptux dri

(pl) ptux-un dri-mun

infinit. ptaxa draja

prog bəptaxa bədraja

√ptx ???

Neo Aramaic - Christian Urmi (Khan 2016)

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What’s the root

‘Open’ ‘Pour’

-past patəx darə

(suff) patx-a darj-a

+past ptix-C dri-C

imper. ptux dri

(pl) ptux-un dri-mun

infinit. ptaxa draja

prog bəptaxa bədraja

√ptx drj

Neo Aramaic - Christian Urmi (Khan 2016)

+ a rule: /j/ => ø in certain environments

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What’s the root

‘Open’ ‘Pour’ ‘Hear’

-past patəx darə sammə

(suff) patx-a darj-a samm-a

+past ptix-C dri-C smi-C

imper. ptux dri smi

(pl) ptux-un dri-mun smi-mun

infinit. ptaxa draja smaja

prog bəptaxa bədraja bəsmaja

√ptx drj ???

Neo Aramaic - Christian Urmi (Khan 2016)

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What’s the root

‘Open’ ‘Pour’ ‘Hear’

-past patəx darə sammə

(suff) patx-a darj-a samm-a

+past ptix-C dri-C smi-C

imper. ptux dri smi

(pl) ptux-un dri-mun smi-mun

infinit. ptaxa draja smaja

prog bəptaxa bədraja bəsmaja

√ptx drj ???

Neo Aramaic - Christian Urmi (Khan 2016)

Root Allomorphy: ‘hear’ √smm in the –past √smj elsewhere

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What’s the root

‘Hear’

sammə

samm-a

smi-C

smi

smi-mun

smaja

bəsmaja

???

Neo Aramaic - Christian Urmi (Khan 2016)

Root Allomorphy: ‘hear’ √smm in the –past √smj elsewhere

But then what is the root of ‘hear’? Is it a formless index?

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What’s the root

‘Hear’

sammə

samm-a

smi-C

smi

smi-mun

smaja

bəsmaja

???

Neo Aramaic - Christian Urmi (Khan 2016)

Root Allomorphy: ‘hear’ √smm in the –past √smj elsewhere

But then what is the root of ‘hear’? Is it a formless index? It can’t be…

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The formless index

/hɔrs/

√123

/mɛr/ in [+fem]

Following Harley 2014

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The phonological index

/s,m,j/ in [-past]

√123 √smø

/s,m,ø/

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The phonological index

/s,m,j/ in [-past]

√123 √smø

/s,m,ø/

formless index (Harley 2014)

Phonological index (Borer 2013, Faust 2015)

Stem consonants (Bat El 2003), surface root (Davis and Zawaydeh 2001)

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The phonological index

/s,m,j/ in [-past]

√123 √smø

/s,m,ø/

Phonological index (Borer 2013, Faust 2015): A common denominator of all surface forms, the input to more local UR formation. OK, but is it really necessary? I will show that it is.

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The phonological index

√123 √smø /smø/

A split at this level is strong suppletion, go-went

A split at this level is weak suppletion, drive-drove

The two types of suppletion have been claimed to be cognitively identical (Paster 2015); we will see positive evidence that they aren’t.

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The phonological index

/s,m,j/ in [-past]

√123 √smø

/s,m,ø/

Phonological index (Borer 2013, Faust 2015): A common denominator of all surface forms, the input to more local UR formation.

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First case: Modern Hebrew Haplology

▪ Will illustrate the phonological Index as the input to more local UR formation.

▪ Will assume that affixes, like roots, have phonological indices. In line with work by Jean Lowenstamm from recent years.

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Basic Modern Hebrew nominal inflection

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Basic Modern Hebrew nominal inflection

Interesting asymmetry in possessive construction sus-xem ‘your(pl) horse’ sus-ej-xem ‘your(pl) horses’ sus-ot-ej-xem ‘your(pl) mares’

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Basic Modern Hebrew nominal inflection

Interesting asymetry in possessive construction sus-xem ‘your(pl) horse’ sus-ej-xem ‘your(pl) horses’ sus-ot-ej-xem ‘your(pl) mares’

possessed pl marked once

possessed pl marked twice

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Basic Modern Hebrew nominal inflection

Interesting asymetry in possessive construction sus-xem ‘your(pl) horse’ sus-ej-xem ‘your(pl) horses’ sus-ot-ej-xem ‘your(pl) mares’

*sus-im-ej-xem

*sus-at-ej-xem, *sus-ot-xem

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Basic Modern Hebrew nominal inflection

1) [plural] im /_ ]PhonWord

2) [plural] ej 3) [plural,gender] ot

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Basic Modern Hebrew nominal inflection

sus-xem ‘your(pl) horse’ sus-ej-xem ‘your(pl) horses’ sus-ot-ej-xem ‘your(pl) mares’

*sus-im-ej-xem

*sus-at-ej-xem, *sus-ot-xem

1) [plural] im /_ ]PhonWord

2) [plural] ej

3) [plural,gender] ot

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Basic Modern Hebrew nominal inflection

sus-xem ‘your(pl) horse’ sus-ej-xem ‘your(pl) horses’ sus-ot-ej-xem ‘your(pl) mares’

*sus-im-ej-xem

*sus-at-ej-xem, *sus-ot-xem

1) [plural] im /_ ]PhonWord

2) [plural] ej

3) [plural,gender] ot

*sus-ej-ej-xem

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Haplology in Modern Hebrew nominal inflection

sus-xem ‘your(pl) horse’ sus-ej-xem ‘your(pl) horses’ sus-ot-ej-xem ‘your(pl) mares’

*sus-im-ej-xem

*sus-at-ej-xem, *sus-ot-xem

1) [plural] im /_ ]PhonWord

2) [plural] ej

3) [plural,gender] ot

*sus-ej-ej-xem

Haplology, a cross-linguistically recognized problem

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Haplology in Modern Hebrew nominal inflection

sus-xem ‘your(pl) horse’ sus-ej-xem ‘your(pl) horses’ sus-ot-ej-xem ‘your(pl) mares’

*sus-im-ej-xem

*sus-at-ej-xem, *sus-ot-xem

1) [plural] im /_ ]PhonWord

2) [plural] ej

3) [plural,gender] ot

*sus-ej-ej-xem

Haplology: two adjacent overly similar exponents (a morphological OCP violation) e.g. Nevins (2012)

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Haplology in Modern Hebrew nominal inflection

Haplology is often resolved through deletion of one of the problematic exponents

French:

j’ai besoin de + un ami => j’ai besoin d’un ami

j’ai besoin de + une voiture => j’ai besoin d’une voitre

j’ai besoin de + des fonds => j’ai besoin de + des fonds

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Haplology in Modern Hebrew nominal inflection

Haplology is often resolved through deletion of one of the problematic exponents

French:

j’ai besoin de + un ami => j’ai besoin d’un ami

j’ai besoin de + une voiture => j’ai besoin d’une voitre

j’ai besoin de + des fonds => j’ai besoin de + des fonds

So in Hebrew, one can imagine that there is always double marking, except that haplological deletion applies in the masculine but not in the feminine /sus-ej-ej-xem/ /sus-ot-ej-xem/

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Haplology in Modern Hebrew nominal inflection

Haplology is often resolved through deletion of one of the problematic exponents

French:

j’ai besoin de + un ami => j’ai besoin d’un ami

j’ai besoin de + une voiture => j’ai besoin d’une voitre

j’ai besoin de + des fonds => j’ai besoin de + des fonds

So in Hebrew, one can imagine that there is always double marking, except that haplological deletion applies in the masculine but not in the feminine /sus-ej-ej-xem/ /sus-ot-ej-xem/

OK, but 1) why is there double marking to begin with? And 2) what does this have to do with phonological indices?

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Haplology in Modern Hebrew nominal inflection

There is a specific set of inflectional suffixes for possessed plural nouns.

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Haplology in Modern Hebrew nominal inflection

Most can be constructed by adding -ej- and the singular possessive, e.g. -ej+xem => [ejxem]…

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Haplology in Modern Hebrew nominal inflection

Yet the base need not be plural to employ this set.

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Haplology in Modern Hebrew nominal inflection

Conclusion: -ej is part of the possessive pronominal complex, it is not the plural marker of the base.

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Haplology in Modern Hebrew nominal inflection

In other words, it marks agreement in number on the suffix, not the plurality of the noun.

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Haplology in Modern Hebrew nominal inflection

For possessive markers to show agreement in number is not so strange. Here is an example from Nuer (my own field work)

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Haplology in Modern Hebrew nominal inflection

Since the noun is itself plural, its plurality will also be exponed; and haplology will arise in the masculine plural, but not in the feminine plural.

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Haplology in Modern Hebrew nominal inflection

Since the noun is itself plural, its plurality will also be exponed; and haplology will arise in the masculine plural, but not in the feminine plural.

This explains why there is double marking. But what does all this have to do with phonological indices?

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Haplology in Modern Hebrew nominal inflection

Recall that the haplology here is motivated by phonological similarity, i.e. similarity of URs.

/sus/+/ej/+/ej/+/xem/ => [sus-ej-xem]

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Haplology in Modern Hebrew nominal inflection

Most can be constructed by adding -ej- and the singular possessive, e.g. -ej+xem => [ejxem]…

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Haplology in Modern Hebrew nominal inflection

Importantly, at least for the 3pl [-av], this is less straightforward: -ej+o =>??? [av]

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Haplology in Modern Hebrew nominal inflection

Suppose /av/ was a portmanteau for the basic plurality of the noun and the 3ms.poss. One would expect no haplology in this cases:

/sus/+/ej/+/av/ => *[susejav] (correct: [susav])

cf.

/sus/+/ej/+/ej/+/xem/ => [sus-ej-xem]

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Haplology in Modern Hebrew nominal inflection

It must therefore be assumed that [av] starts out as /ej/+3.msg.poss

/sus/+/ej/+/ej/+3ms.poss => [susav]

cf.

/sus/+/ej/+/ej/+2mpl.poss => *[sus-ej-xem]

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Haplology in Modern Hebrew nominal inflection

It must therefore be assumed that [av] starts out as /ej/+3.msg.poss

/sus/+/ej/+/ej/+3ms.poss => [susav]

cf.

/sus/+/ej/+/ej/+2mpl.poss => *[sus-ej-xem]

At the point of insertion of /ej/, haplology arises and the first plural exponent - disappears. Only “subsequently” does the sequence /ej/+ 3ms.poss become transformed into /av/.

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Haplology in Modern Hebrew nominal inflection

It must therefore be assumed that [av] starts out as /ej/+3.msg.poss

/sus/+/ej/+/ej/+3ms.poss => [susav]

cf.

/sus/+/ej/+/ej/+2mpl.poss => *[sus-ej-xem]

In other words, ej has to be phonologically present even though it will end up being replaced by -av.

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The phonological index

√im /_]PHonWd

PL /ej/

√ej

/a/ /3ms.poss/

formless index (Harley 2014)

two phonological indices, strong suppletion

two URs, weak suppletion

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The phonological index

√im /_]PHonWd

PL /ej/

√ej

/a/ /3ms.poss/

formless index (Harley 2014)

two phonological indices, strong suppletion

two URs, weak suppletion

Plural has two suppletive exponents, one of which has two suppletive URs

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The phonological index

√im /_]PHonWd

PL /ej/

√ej

/a/ /3ms.poss/

formless index (Harley 2014)

two phonological indices, strong suppletion

two URs, weak suppletion

Root ≠ UR Root = the form initially inserted = The phonological index

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Second case: Phonological Indices in weak verbs in Qaraqosh Modern Hebrew

▪ Another case in which the input to a non-phonological rule must be phonologically specified is found in the Neo-Aramaic variety of Qaraqosh (Khan 2002)

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

From the infinitive and 3fmsg, one may conclude the « root » of ‘put’ is √drj.

‘Open’ ‘Put’

-infinitive pθax-a draj-a

3msg paθɪx darɪ

3fmsg paθx-a darj-a

3pl paθx-i dar-e

1pl paθx-ax dar-ax

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

This /j/ would - disappear in the unsuffixed form (word finally; phonological): darɪ - appear before an [a]-initial suffix: (darj-a) - Somehow give [e] in contact with –i in 3pl (long /i/ => [e])

‘Open’ ‘Put’

-infinitive pθax-a draj-a

3msg paθɪx darɪ

3fmsg paθx-a darj-a

3pl paθx-i dar-e

1pl paθx-ax dar-ax

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

But the 1pl suffix is also [a]-initial…

‘Open’ ‘Put’

-infinitive pθax-a draj-a

3msg paθɪx darɪ

3fmsg paθx-a darj-a

3pl paθx-i dar-e

1pl paθx-ax dar-ax

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

But the 1pl suffix is also [a]-initial…

‘Open’ ‘Put’

-infinitive pθax-a draj-a

3msg paθɪx darɪ

3fmsg paθx-a darj-a

3pl paθx-i dar-e

1pl paθx-ax dar-ax

The disappearance of /j/ from the stem in the 1pl is not phonological

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

But the 1pl suffix is also [a]-initial…

‘Open’ ‘Put’

-infinitive pθax-a draj-a

3msg paθɪx darɪ

3fmsg paθx-a darj-a

3pl paθx-i dar-e

1pl paθx-ax dar-ax

The disappearance of /j/ from the stem in the 1pl is not phonological

So maybe it’s strong suppletion

d,r,j

√234 d,r / 1pl

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

So maybe it’s strong suppletion

d,r,j

√234 d,r / 1pl

▪ Under this view the disappearance of /j/ in the 1pl is not the disappearance of any /j/. ▪ It has nothing to do with the appearance of /j/ elsewhere

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

So maybe it’s strong suppletion

d,r,j

√234 d,r / 1pl

▪ Under this view the disappearance of /j/ in the 1pl is not the disappearance of any /j/. ▪ It has nothing to do with the appearance of /j/ elsewhere

But this misses the point that all roots with third /j/ behave in this manner.

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

So maybe it’s strong suppletion

d,r,j

√234 d,r / 1pl

▪ Under this view the disappearance of /j/ in the 1pl is not the disappearance of any /j/. ▪ It has nothing to do with the appearance of /j/ elsewhere

But this misses the point that all roots with third /j/ abehave in this manner. Again, the input to the non

phonological rule must be state in phonological terms

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

d,r,j

√234 d,r / 1pl

d,r,j

√234 √drj d,r / 1pl

Again, the input to the non phonological rule must be state in phonological terms

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Weak roots in Qaraqosh

Neo Aramaic - Qaraqosh (Khan 2002)

d,r,j

√234 d,r / 1pl

d,r,j

√234 √drj d,r / 1pl

Again, the input to the non phonological rule must be state in phonological terms

formless index

Phonological index Stem consonants

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

• If one proposes an additional level of representation, one must be able to show that it is referenced by grammatical processes.

• This will now be shown for Modern Hebrew.

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

√vrk √vr? √vr? √vr?

Three types of V-final bases

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

√vrk √vrʔ √frʕ √fry

Traditional distinction; on the surface, still V-final bases.

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

√vrk √vrʔ √frʕ √fry

Traditional distinction; on the surface, still V-final bases.

Yet only one triggers allomorphy of the 3fmsg suffix

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

√vrk √vrʔ √frʕ √fry

The trigger of allomorphy cannot be the phonological identity of the stem: - 3msg (b,c,d) all end in a vowel - 3fmsg (a,d) end in a consonant.

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

√vrk √vrʔ √frʕ √fry

Phonological index, /y/ is not part of UR

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

√vrk √vrʔ √frʕ √fry

-a

3fmsg -ta / √QTy

Phonological index, /y/ is not part of UR

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Third case: the phonological index as a trigger

of allomorphy in Modern Hebrew

Trigger

Target

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More on the phonological Index

• In my paper on this issue (from 2016), I show further that the UR level is distinct from the Phonological Index, in that

- there are cases in which the UR, not the index, is a trigger of allomorphy.

- there are cases in which the UR, not the index, is a target of allomorphy (phonological optimization).

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Last casse in Christian Urmi

▪ Khan (2016) points out what he sees as a problem for a root-based account of the language.

▪ Some verbal entries are emphatic, others aren’t => Emphaticity is not a feature of the template.

[xˁaˁdˁəˁrˁ] ‘go around’ vs. [naʃek] ‘kiss’

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Last case in Christian Urmi

▪ Khan (2016) points out what he sees as a problem for a root-based account of the language.

▪ Some verbal entries are emphatic, others aren’t => Emphaticity is not a feature of the template.

[xˁaˁdˁəˁrˁ] ‘go around’ vs. [naʃek] ‘kiss’

Emphaticity does not emanate from one consonant of the root (like could be claimed for Arabic), but rather it is a feature of the root (as in e.g. Tashlhiyt Berber)

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Last case in Christian Urmi

▪ Khan (2016) points out what he sees as a problem for a root-based account of the language.

▪ Yet some verbs are plain, while the corresponding equi-rooted nouns are emphatic

[kavər] ‘bury’ vs. [kˁoˁrˁaˁ] ‘grave’

[javvəb] ‘answer’ vs. [jˁuˁvvˁaˁbˁ] ‘ an answer’

Emphaticity does not emanate from one consonant of the root (like could be claimed for Arabic), but rather it is a feature of the root (as in e.g. Tashlhiyt Berber)

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Not a problem if one accept the phonological index

{j,vv,b}

√234 √j-vv-b {j,vv,b}ˁ / _]v

formless index

Phonological index Stem consonants

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Some conclusions

• A level of representation that is both

– stated phonologically,

– The input to non-phonological modification

Is necessary

▪ This is the level of the phonological index.

▪ Often, this is the “root level”.

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Some conclusions

• The phonological index is a phonological form associated with a formless index.

• It is automatically inserted when the formless index is (except for strong suppletion).

• It is regarded here as a storage label rather than as being associated with any structure or meaning in particular.

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Some conclusions for Semitic

• We’ve seen that the phonological index has internal structure: it is tripartite.

• All of the cases of root allomorphy we have seen, and all of those I’ve encountered, concerned only one of these parts:

– “if the index has /j/ in the third position then that /j/ will be delivered to the phonology as ø.”

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Some conclusions for Semitic

– “if the index has /j/ in the third position then that /j/ will be delivered to the phonology as ø.”

• The first and second parts of the root remain unaffected.

• Indeed, root allomorphy in Semitic seems to concern only one (or two) of the three elements in the root, but individually.

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Some conclusions for Semitic

– “if the index has /j/ in the third position then that /j/ will be delivered to the phonology as ø.”

• The first and second parts of the root remain unaffected.

• Indeed, root allomorphy in Semitic seems to concern only one (or two) of the three elements in the root, but individually.

• This is quite different from the root allomorphy in destroy/ destruct

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Some conclusions for Semitic

• This is quite different from the root allomorphy in destroy/ destruct.

• While for such cases it is possible to say that weak suppletion = strong suppletion, since there is no sense in which /-str-/ is a unit, in Semitic, every element in the root is a separate target for statements of “root” allomorphy.

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Some conclusions for Semitic

• And if every element in the root is a separate target for statements of “root” allomorphy

then

• replacing one is different from replacing everything, and weak suppletion cannot be like strong suppletion.

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Some conclusions for Semitic

• Indeed, it seems like the matching of a phonological identity and a position within the phonological index can function like a class marker, encoding sets of non-phonological alternations

• Every element in the root is in that sense a morpheme, every element is like [siːv]/[sɛpt] in deceive, perceive, conceive.

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Some conclusions for Semitic

• Indeed, it seems like the matching of a phonological identity and a position within the phonological index can function like a class marker, encoding sets of non-phonological alternations

• Every element in the root is in that sense a morpheme, every element is like [siːv]/[sɛpt] in deceive, perceive, conceive.

the root as a whole?

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A general conclusion

• It seems that the analogy between roots in Semitic and roots in other languages is therefore incomplete, because Semitic roots have internal structure

Or

Semitic roots are morphologically complex

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References • Bobaljik, Jonathan David. 2000. The ins and outs of contextual allomorphy. In University of

Maryland working papers in linguistics, ed. Kleanthes K. Grohmann and Caro Struijke, 35–71. Linguistics Department, University of Maryland.

• Borer, Hagit. 2013. Taking Form: Structuring Sense Volume III. Oxford: Oxford University Press • Faust, Noam. 2015. A novel, combined approach to Semitic word-formation.” Journal of Semitic

Studies. • Faust, Noam. 2016. Weak radicals, weak suppletion, and phonological indices in Semitic.

Morphology. 26, no3-4, pp. 379-397. • Harley, Heidi. 2014. On the identity of roots. Theoretical Linguistics 40: 225-276. • Khan, Geoffrey. 2002. The Neo-Aramaic Dialect of Qaraqosh. Brill, Leiden. • Khan, Geoffrey. 2009. The Jewish Neo-Aramaic Dialect of Sanandaj. Georgias Press: Piscataway. • Khan, Geoffrey. 2016. The Neo-Aramaic Dialect of the Assyrian Christians of Urmi. Brill, Leiden. • Lowenstamm, Jean. 2011. The phonological pattern of phi-features in the perfective paradigm of

Moroccan Arabic. Brill’s Annual of Afroasiatic Language and Linguistics 3, 140-201. • Lowenstamm, Jean. 2014. Derivational affixes as roots: Phasal spellout meets English stress shift. In

Alexiadou, Artemis, Borer, Hagit & Florian Schafer (eds.), The Syntax of Roots and the Roots of Syntax. Oxford: Oxford University Press. 230–258.

• Nevins, Andrew 2011a. Phonologically conditioned allomorph selection. In van Oostendorp, Marc, Ewen, Colin, Hume, Elizabeth & Keren Rice (eds.). The Blackwell Companion to Phonology. New York: Wiley-Blackwell. 2357-2382.

• Nevins, Andrew. 2012. Haplological dissimilation at distinct stages of exponence. In Trommer, Jochen (ed.), The Phonology and Morphology of Exponence. Oxford: Oxford University Press. 84-116.

• Paster, Mary. 2014. Allomorphy. In Lieber, Rochelle & Pavel Štekauer (eds.), The Oxford handbook of derivational morphology. Oxford: Oxford University Press.