in re: jackson township initiative -- brief to trial court -- nj appleseed pilc
TRANSCRIPT
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In the Matter of an Initiative Petition forthe Adoption of An Ordinance to Amendthe Jackson Township AdministrativeCode
Mayor and Township Council of JacksonTownship,
Petitioners
- and -
Nicolas Antonoff, Catherine V. Giancola,Richard F. Davidson, Raymond J.Cattonar, and Roger E. Downing,
Interested Parties
SUPERIOR COURT OF NEW JERSEYLAW DIVISIONOCEAN COUNTY
Docket No. OCN-L-1217-13
BRIEF OF INTERESTED PARTIES NICOLAS ANTONOFF, CATHERINE V.
GIANCOLA, RICHARD F. DAVIDSON, RAYMOND J. CATTONAR, AND ROGER E.
DOWNING, IN OPPOSITION TO PETITIONERS MOTION FOR SUMMARY
JUDGMENT AND IN SUPPORT OF CROSS-MOTION FOR SUMMARY
JUDGMENT
ZAZZALI, FAGELLA, NOWAK,
KLEINBAUM & FRIEDMANOne Riverfront Plaza, Suite 320Newark, New Jersey 07102(973) [email protected]
NEW JERSEY APPLESEEDPUBLIC INTEREST LAW CENTER, INC.744 Broad Street, Suite 1525Newark, New Jersey 07102(973) [email protected]
Co-counsel for Interested Parties NicolasAntonoff, Catherine V. Giancola, Richard F.Davidson, Raymond J. Cattonar, and Roger E.Downing
FLAVIO L. KOMUVES, ESQ.RENE STEINHAGEN, ESQ.On the Brief
mailto:[email protected]:[email protected]:[email protected]:[email protected]:[email protected]:[email protected] -
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TABLE OF CONTENTS
Page No.
SUMMARY OF THE ARGUMENT ............................................................................... 1
PROCEDURAL HISTORY, FACTUAL BACKGROUND, ANDRELEVANT STATUTORY FRAMEWORK ................................................................... 7
ARGUMENT
I. THE PETITION IS NOT RIPE FOR RESOLUTION, EITHERUNDER GENERAL PRINCIPLES OF JUSTICIABILITY, ORTHE DECLARATORY JUDGMENTS ACT. ...................................................... 12
II. IF THERE ARE ANY DEFECTS IN SUBSECTION C ORSUBPARAGRAPH D(9) OF THE ORDINANCE, THE ROBUSTSEVERABILITY CLAUSE IN THE PROPOSED ORDINANCEREQUIRES THE REMAINING UNCHALLENGED PORTIONSOF THE ORDINANCE TO BE PRESENTED TO THE VOTERS
AT THE BALLOT. .............................................................................................. 20
III. THE REFERENCE TO SECTION 3-87, CORRECT WHEN THEDRAFTING PROCESS OF THIS ORDINANCE BEGAN,CANNOT BE USED TO DEPRIVE THE JACKSONELECTORATE OF THE RIGHT TO VOTE ON THIS
ORDINANCE, AND SHOULD INSTEAD BE CORRECTEDUNDER THIS COURTS ELECTORAL SUPERVISORYPOWERS. ............................................................................................................ 22
IV. SUBSECTION C AND SUBPARAGRAPH D(9) OF THEPROPOSED ORDINANCE ARE VALID EXERCISES OFLOCAL MUNICIPAL POWER ........................................................................... 24
A. Subsection (C) of the Proposed Ordinance does not violatethe Open Public Meetings Act. ................................................................ 26
B. Subparagraph D(9) does not violate the Faulkner Act, theRules of Professional Conduct, or the Shared Services Act. ................... 29
CONCLUSION............................................................................................................... 32
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TABLE OF AUTHORITIES
CASES Page No(s).
Abbott Labs. v. Gardner,
387 U.S. 136 (1967) ................................................................................................... 13
Application of Fisher,80 N.J. Super. 523 (App. Div. 1963), aff'd, 43 N.J. 368 (1964) .............................. 23
Atlantic City Housing Action Coalition v. Deane,181 N.J. Super. 412 (Law Div. 1981) ....................................................................... 15
Califano v. Sanders,430 U.S. 99 (1977) ..................................................................................................... 13
City of Newark v. Benjamin,144 N.J. Super. 58 (Ch. Div.), affd o.b., 144 N.J. Super. 389 (App.Div. 1976), affd, 75 N.J. 311 (1978) ........................................................................ 14
Fanelli v. City of Trenton,135 N.J. 582 (1994) .............................................................................................. 24,25
Gormley v. Lan,181 N.J. Super. 7 (App. Div.), affd, 88 N.J. 26 (1981) ............................................ 24
Hamdan v. Rumsfeld,
548 U.S. 557 .............................................................................................................. 13
Hamilton Twp. Taxpayers Assn v. Warwick,180 N.J. Super. 243 (App. Div.), certif. denied, 88 N.J. 490 (1981) ................... 13,14
Hutton Park Gardens v. West Orange Town Council,68 N.J. 543 (1975) ..................................................................................................... 25
In re Ordinance 04-75,
192 N.J. 446 (2007) ................................................................................... 8,9,18,19,22
In re Ordinance 09-02,201 N.J. 349 (2010) ......................................................................................... 17,18,19
Indep. Realty Co. v. Twp. Of N. Bergen,376 N.J. Super. 295 (App. Div. 2005) ....................................................................... 19
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Inganamort v. Borough of Fort Lee,72 N.J. 412 (1977) ............................................................................................... 20,21
Janicky v. Point Bay Fuel,410 N.J. Super. 203 (App. Div. 2009) ....................................................................... 13
K. Hovnanian Cos. v. New Jersey Dept of Env. Prot.,379 N.J. Super. 1 (App. Div. 2005 ............................................................................ 13
Lawrence v. Schropf,174 N.J. Super. 624 (App. Div.), certif. denied, 85 N.J. 149 (1980) ................... 13,14
Lynch v. Town of West New York,115 N.J. Super. 1 (App. Div. 1971) ........................................................................... 15
McCrink v. West Orange,85 N.J. Super. 86 (App. Div. 1964) ........................................................................... 15
Narciso v. Worrick,176 N.J. Super. 315 (App. Div. 1980) ......................................................................... 8
Nat'l Fed'n of Indep. Bus. v. Sebelius,132 S. Ct. 2566 (2012) ............................................................................................... 20
New Orleans v. Dukes,427 U.S. 297 (1976) ................................................................................................... 25
OBoyle v. Longport,426 N.J. Super. 1 (App. Div. 2012) ........................................................................... 27
Paul Kimball Hosp. v. Brick Tp. Hosp.,86 N.J. 429 (1981) ..................................................................................................... 25
Pond Run Watershed Ass'n v. Twp. of Hamilton Zoning Bd. Of
Adjustment, 397 N.J. Super. 335 (App. Div. 2008) ............................................. 23,24
Quick Chek Food Stores v. Springfield Twp.,
83 N.J. 438 (1980) ..................................................................................................... 25
Ringwood Solid Waste Mgmt. Auth. v. Ringwood,131 N.J. Super. 61 (Law Div. 1974) ......................................................................... 13
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Roseff v. Byram Twp.,___ N.J. Super. ____ (App. Div. decided & approved forpublication Jul. 10, 2013) ......................................................................................... 15
Singer v. Twp. of Princeton,
373 N.J. Super. 10 (App. Div. 2004) .................................................................... 24,25
Sparta Twp. v. Spillane,125 N.J. Super. 519 (App. Div. 1973),certif. denied, 64 N.J. 493 (1974) ................................................................................ 8
State v. Gartland,149 N.J. 456 (1997) ................................................................................................... 13
State v. Harvey,176 N.J. 522 (2003) ................................................................................................... 13
State by McLean v. Lanza,27 N.J. 516 (1958) ..................................................................................................... 20
State Troopers Non-Commissioned Officers Ass'n of New Jersey v.
New Jersey, 643 F. Supp. 2d 615 (D.N.J. 2009),aff'd, 399 F. App'x 752 (3d Cir. 2010) ................................................................. 25,26
Trade Waste Mgmt. Ass'n, Inc. v. Hughey,780 F.2d 221 (3d Cir. 1985) ...................................................................................... 20
United Prop. Owners Ass'n of Belmar v. Borough of Belmar,343 N.J. Super. 1 (App. Div. 2001) ...................................................................... 21,22
United States Railroad Retirement Board v. Fritz,449 U.S. 166 (1980) ................................................................................................... 26
Weiner v. Cnty. of Essex, 262 N.J. Super. 270 (Ch. Div. 1992) .................................. 20
STATUTES
Open Public Meetings Act, N.J.S.A. 10:4-6 et seq. ....................................................... 5
N.J.S.A. 10:4-12 ...................................................................................................... 26,27
N.J.S.A. 2A:16-53 ........................................................................................................ 19
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N.J.S.A. 18A:18A-11 ................................................................................................. 6,30
N.J.S.A. 18A:18A-12(a)................................................................................................ 31
N.J.S.A. 19:3-6 ............................................................................................................. 24
N.J.S.A. 40:14B48 ........................................................................................................ 8
N.J.S.A. 40:55D62(b) ................................................................................................... 8
Faulkner Act, N.J.S.A. 40:69A-1 et seq. ........................................................................ 7
N.J.S.A. 40:69A-29(a) .................................................................................................. 22
N.J.S.A. 40:69A-40 ................................................................................................. 31,32
N.J.S.A. 40:69A-184 ...................................................................................................... 7
N.J.S.A. 40:69A-186 ...................................................................................................... 7
N.J.S.A. 40:69A-186 to -195 .......................................................................................... 7
N.J.S.A. 40A:11-5(1)(a)(1) ........................................................................................... 27
N.J.S.A. 40A:65-1 ................................................................................................... 30,31
N.J.S.A. 40A:65-4(a)(2) ................................................................................................ 30
40A:65-7(a)(3) ............................................................................................................... 30
Open Public Records Act, N.J.S.A. 47:1A-1 et seq. .................................................. 5,27
OTHER SOURCES
ACPE Opinion 59, 87 N.J.L.J. 741 (Nov. 19, 1964) .................................................... 29
ACPE Opinion 707, 184 N.J.L.J. 1183 (Jun. 26, 2006) .............................................. 29
Gordon & Magleby,Pre-Election Judicial Review of Initiatives andReferendums, 64 NOTRE DAME L.REV. 298 (1989) ........................................... 12,13,18
RPC 2.1 ................................................................................................................. 31
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RPC 5.4(c) ................................................................................................................. 31
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SUMMARY OF THE ARGUMENT
Voters in Faulkner Act municipalities, like Jackson Township, enjoy a unique
right that voters in non-Faulkner municipalities do not possess. Through the
initiative rights granted by that law, they have the right to be lawmakers, and
adopt most of the ordinances that the mayor and council can pass, including
establishing and changing the structure of a department of municipal government.
Between January and September 2012, nearly 1,000 registered voters of
Jackson Township signed a petition in support of an ordinance that would
reorganize the Townships Department of Law. The supporters of the Ordinance,
relying on a November 2011 fiscal and policy analysis, identified a solution for
taxpayers that made more sense than the current structure for rendering legal
services to the municipality. In place of the existing system where all legal work is
outsourced to law firms and paid for on an hourly basis, the advocates of the
Ordinance found and determined that it would be wiser for Jackson Township tohave an in-house, salaried, attorney and paralegal, with the reserved ability to
outsource for additional work if necessary, and with adequate public disclosure of
the outsourcing. As permitted by applicable law, the drafters of the ordinance
further stipulated that the Jackson Board of Education (BOE), if both the municipal
attorney and the Jackson BOE agreed, and if there was no prohibition on
implementing the arrangement under the Rules ofProfessional Conduct or other
law regarding conflict of interest, could use the services of the Townships new law
department.
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There is no dispute over the form and sufficiency of the initiative petition
used by the Ordinances supporters. However, deeming two discrete subparts of the
ordinance to be unwise, and complaining about a supposedly flawed numerical
section reference (a problem the Petitioners themselves created), the Mayor and
Council have launched an attack on the Ordinance as a whole, arguing that this
proposal should be stopped before the voters have their say on the matter.
As an initial matter, the Court should dismiss the Mayor and Councils action
because it is unripe for judicial resolution. Simply stated, the Townships voters
may approve or reject the proposal at the November election. And there may or
may not be other contingencies that affect the challenged subparts of the
Ordinance. At this point, the proposal is just that: aproposal, which is within the
authority of the citizens to initiate, that may or may not get the support of a
majority of participating voters, and might or might not be implemented in the way
Petitioners forecast. There is no justiciable threat from an ordinance that maynever be enacted, and despite the fact that this Ordinance is not yet law, the
Petitioners ask this court to make rulings about its validity.
The rule Petitioners are advocating is a principle that anyone who might be
affected by some aspect or clause of any legislative proposal such as a bill pending
in the Legislature, an ordinance on first reading before a freeholder board or
municipal council or has some complaint about section references in such a
proposal, has the right to come to court and ask a judge to stop the proposal, before
it is even adopted. What Petitioners are effectively asking for is that the Court
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open the floodgates to issuing pure advisory opinions on legislative proposals that
might or might not become law, and expose the Court to endless, expedited requests
to rule on such proposals. This is not permissible. At this stage of the lawmaking
process, objections to discrete parts of a proposals substance are not cognizable,
either under general principles of justiciability and ripeness, or under the narrower
terms of the Declaratory Judgments Act, which permits courts to resolve real
disputes, while mandating they not rule on hypothetical questions or render
advisory opinions. At this stage of the process, this case should be dismissed.
Next, while the Petitioners acknowledge that the clear and unambiguous
intent of the Ordinance is to modify the Townships Department of Law, they claim
that today, Section 3-87 of the Township Code deals with the planning board, and
not the Department of Law. What Petitioners neglect to tell the Court is that when
the ordinance was first drafted between November 2011 and January 2012, the
Department of Law was indeed codified at Section 3-87. While the petition processwas well underway, the Township recodified or renumbered its ordinances,
switching the Law Department to Section 3-89, while assigning the Planning Board
to Section 3-87. Positing that form should prevail over substance, the Petitioners
say that a minor flaw in the form of a numerical cross-reference is far more
important than the undisputed substance of the actual Ordinance, and that this
should cause the entire Ordinance to be stricken. Rather than the Draconian
solution offered by the Petitioners, which they themselves caused through their
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renumbering decision, the Court should simply authorize and direct the
substitution of the more updated reference number.
Proceeding, the Petitioners express their distaste for two provisions of the
Ordinance, one of which would increase governmental transparency and the other
of which offers the potential for additional savings for Jacksons property taxpayers.
But before addressing the substance of these complaints, Petitioners must first
vault two insurmountable obstacles. First, the Court has no ability to interfere with
legislation merely because it is allegedly unwise or undesirable. Local legislation
enjoys a presumption of validity, and those attacking it must meet a heavy burden
of showing its invalidity beyond a reasonable doubt. Petitioners complaints that
the proposal is unique (Pet. Brf. at 12), may cause potential awkward[ness] (id. at
14), might reallocate financial priorities (id. at 15), or lacks sufficient detail or
accountability (id. at 17), are political and policy arguments for a different audience:
the electorate that will ultimately decide whether this proposal goes forward. Theyare not cognizable in judicial proceedings.
The second obstacle Petitioners must overcome is the exceedingly broad
severability clause found in the Ordinance. In plain language, amplified by
statements of the citizen-legislators intent, the drafters and signers of the Initiative
clearly stated that should any part of the Ordinance be adjudged void or invalid,
they still wanted the remaining portions to stand. As such, even if the Court hears
and credits the Petitioners substantive arguments, the severability clause requires
that the remaining aspects of the Ordinance must still proceed to the ballot. In
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particular, the primary objective of the Ordinance, which is to move the townships
core legal activities from an outside, contracted-for counsel, to an in-house, salaried
function, is not even attacked by the Petitioners. Therefore, even if Subsection C
and/or Subparagraph D(9) (the two provisions they do attack) are problematic, the
severability clause saves the remaining parts of the Ordinance, and those
remaining parts must be submitted to the voters.
In any event, neither Subsection C nor Subparagraph D(9) are invalid.
Subsection C declares that before outside counsel is engaged, the municipal council
must be told of this engagement at a public meeting and the general reasons for it.
This provision covers contracts for professional legal services that otherwise do not
require council approval. Contrary to Petitioners hypotheticals, there is no
obligation to disclose privileged attorney-client information, litigation strategy,
bargaining positions or other confidential information, to satisfy such a disclosure
requirement. Rather, the council must simply be advised in a writing as to who isbeing engaged and why. Indeed, Petitioners reliance on the Open Public Meetings
Act for its attack on Subsection C is puzzling, because that law permits but does
not require limited confidentiality, for limited time periods for certain items of
municipal business. But neither payments to a vendor such as an outside counsel,
nor the approval of a contract with such a vendor, falls within any of the OPMAs
exceptions. On the contrary, under OPMA, the Open Public Records Act (OPRA),
and other law, citizens may request and receive financial information, legal billing,
and other information far more extensive than what Subsection C requires to be
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disclosed. The most that could be said about Subsection C is that it accelerates the
process of releasing public information that will be disclosed anyway. It certainly
does not require the precipitous disclosure of confidential matters, as Petitioners
contend.
As for Subparagraph D(9), the Petitioners objections are also misplaced.
Long-established professional ethics rulings state that when, as here, the board of
education is elected (and not appointed), the same person may serve as school board
and municipal attorney. Should any kind of conflict arise, the Ordinance, as well as
the RPCs, are clear that such person may not undertake both functions. As such,
there are no ethical prohibitions on the arrangement proposed by the Ordinance.
Moreover, while Petitioners spend a great deal of time discussing the intricacies of
the New Jersey shared services law, they overlook (1) a provision of that law saying
it does not apply where other legislation controls; and (2) the other legislation,
namely, the provisions of N.J.S.A. 18A:18A-11 et seq., which expressly allow thisarrangement.
In sum: this matter should not be in Court because it is unripe and seeks an
advisory opinion. If the court considers this matter, it can only judge the two
challenged portions on narrow grounds of invalidity, not on general concerns about
the wisdom or desirability of the ordinance. In any event, the two challenged
portions are completely lawful. Even if the Court disagrees and holds those two
challenged portions void, it must still apply the expansive severability clause and
only strike those portions, while allowing the balance to go to the ballot. Finally,
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the Court, as an exercise of supervision of the election process, should order the
replacement of references to section 3-87 with references to section 3-89, as was
originally known to, and intended by, all participants in this process.
PROCEDURAL HISTORY, FACTUAL BACKGROUND,
AND RELEVANT STATUTORY FRAMEWORK
In addition to the statements set forth in the Interested Parties Statement of
Undisputed Facts filed herewith, the Interested Parties provide the following
background factual information and legal framework of the laws surrounding
initiative and referendum.
Effective in July 2006, the voters of Jackson Township adopted the Mayor-
Council form of government under the Faulkner Act, N.J.S.A. 40:69A-1 et seq. In
adopting this form of government, the citizens of Jackson Township thus obtained
the power of initiative and referendum for local ordinances. Briefly stated, the
initiative power allows Jackson citizens to propose virtually any ordinance that is
within the power of its mayor and council to enact. N.J.S.A. 40:69A-184. The
statute lays out the rules about petition format, the submission to the clerk, the
formal presentation of the ordinance to the governing body and, if the governing
body rejects the proposal, how the matter is presented directly to the people at an
election. See N.J.S.A. 40:69A-186 to -195.
General supervision over the initiative and referendum process is exercised
by a five-member Committee of Petitioners, whose names appear on the petitions,
and who are the Interested Parties in this case. N.J.S.A. 40:69A-186 (Committee of
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Petitioners shall be regarded as responsible for the circulation and filing of the
petition and for its possible withdrawal as hereinafter provided).
A few narrow categories of ordinance are not subject to citizens initiative and
referendum powers. For example, ordinances making budget appropriations,
affecting zoning and planning, and regarding transfers of property for municipal
utility systems are beyond the scope of citizens lawmaking powers. See In re
Ordinance 04-75, 192 N.J. 446, 466 (2007) (budgets beyond the scope of referendum
powers); N.J.S.A. 40:55D62(b) (zoning and planning beyond the scope of
referendum powers); N.J.S.A. 40:14B48 (ordinance authorizing sale or transfer of
property to municipal authority for maintaining or operating utility system beyond
the scope of referendum powers).
However, it is beyond dispute that ordinances regulating the composition of
municipal departments and divisions are clearly within the power of citizens to
propose and adopt through the initiative process. See In re Ordinance 04-75, supra(ordinance regulating composition of, and authority within, city police department,
is a proper subject of referendum).
Even with the carve-outs for certain subjects described above, the courts have
repeatedly stated that initiative and referendum statutes are construed liberally, in
favor of public participation, because they are useful devices to encourage public
participation, and decrease public apathy and lethargy. Narciso v. Worrick, 176
N.J. Super. 315 (App. Div. 1980); Sparta Twp. v. Spillane, 125 N.J. Super. 519 (App.
Div. 1973), certif. denied, 64 N.J. 493 (1974).
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As the Supreme Court recently explained, the citizens exercise of initiative
and referendum rights is a check on the exercise of local legislative power,
fostering citizen involvement in the political affairs of the community. We have
suggested that the referendum statute in the Faulkner Act should be liberally
construed and applied that principle to a referendum provision in the Home Rule
Act to promote the beneficial effects of voter participation. In re Ordinance 04-75,
192 N.J. at 459 (quotation omitted).
When citizens invoke their initiative powers under the Faulkner Act, they
effectively step into the shoes of the elected lawmakers of the municipality the
mayor and council. In doing so, these citizens assume both the rights and
responsibilities of the mayor and council. Among other things, therefore, these
citizen-lawmakers cannot pass any ordinance that would be unconstitutional or
ultra vires as beyond the power of the municipal government to adopt. On the other
hand, however, these citizen-lawmakers enjoy a presumption of validity with regardto their actions, just as elected lawmakers enjoy, and have the capacity to make any
legal proposal, using any drafting methods that elected lawmakers may use.
The Ordinance that is the subject of this petition had its genesis in a
November 2011 report authored by two members of the Committee of Petitioners,
Mr. Cattonar and Ms. Giancola. These citizens, concerned with the cost of legal
representation for Jackson Township and its Board of Education, and after
consulting a number of knowledgeable professionals, proposed an alternative to the
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current system, which was to move most of the legal work from outside firms to an
in-house attorney and paralegal. (Cattonar Cert., Exh. A).
Aside from monetary savings, the study concluded that the development of
institutional knowledge by in-house personnel would benefit the township
government and taxpayers. (Id.) The study also pointed out that in-house legal
departments are utilized, with great success, in at least two adjoining
municipalities, Toms River and Howell. (Id.)
As a further means of realizing monetary savings and other intangible
benefits for taxpayers, Cattonar and Giancola proposed an innovative solution that
would further allow the Jackson Board of Education to use the services of the
Townships in-house attorney. (Id.) The desirability of such an arrangement was
endorsed by both state and county officials. (Id.)
In November 2011, Cattonar obtained a copy of the then-existing provisions
of Section 3-87 of the Jackson Township Administrative Code from the municipalclerk, and confirmed that this section, dealing with the Department of Law, was in
effect as of November 2011. Moving forward, Cattonar and the Interested Parties
arranged for the drafting of the petition and ordinance that is the subject of this
litigation. By early January 2012, this process was completed, and signature-
gathering efforts began. (Cattonar Cert., 9-10).
By the end of April 2012, Cattonar himself had collected about 350
signatures, with additional signatures collected by other petition supporters. (Id.,
11).
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On or about May 8, 2012, unbeknownst to Cattonar or the Interested Parties
at the time, the Township renumbered its Administrative Code, moving the section
on the Law Department from Section 3-87 to 3-89. Cattonar and the Interested
Parties only learned of this recodification in connection with the initiation of the
present litigation in May 2013. (Cattonar Cert., 12-13).
Ultimately, Cattonar and the Interested Parties filed the initiative petition
with close to 1,000 signatures on or about August 29, 2012, with a supplementary
petition filed September 12, 2012. Of the approximately 1,000 signatures on the
combined petitions, 764 were deemed valid. This exceeded the legal threshold to
move the initiative process forward. (Starkey Cert., Exh. B).
In accordance with the Faulkner Act initiative procedure, the proposed
Ordinance was formally presented to the Jackson Township Council, which rejected
it at an October 2, 2012 meeting. By operation of law, the Ordinance was to be
voted upon at the next general election that was more than 40 days after that date.Since it was too late for the November 2012 general election, the Ordinance was
placed on the ballot for the November 2013 election.
Since then, almost eight months passed before the Council took any further
action on the matter. In May 2013, the Mayor and Council commenced the present
declaratory judgment action, seeking a judgment that no aspect of the proposed
Ordinance should be submitted to the voters at the November 2013 election, and
forcing the Interested Parties to defend their action before the campaign on the
Ordinance even began. After the Interested Parties filed a timely Answer, counsel
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for the Petitioners and the Interested Parties conferred with one another and with
the Court, and agreed that this matter could properly be resolved on cross-motions
for summary judgment. Accordingly, the Court entered a scheduling Order dated
July 19, 2013, and these papers are submitted pursuant to that Order.
ARGUMENT
I. THE PETITION IS NOT RIPE FOR RESOLUTION, EITHERUNDER GENERAL PRINCIPLES OF JUSTICIABILITY, OR THE
DECLARATORY JUDGMENTS ACT.
In a seminal work on judicial review of citizen initiatives before they are
considered by the voters, Professors James Gordon and David Magleby demonstrate
that [m]ost courts will not entertain a challenge to a measures substantive validity
before the election takes place. Gordon & Magleby,Pre-Election Judicial Review of
Initiatives and Referendums, 64 NOTRE DAME L.REV. 298, 303 (1989). According to
the authors, there is a material difference between a substantive challenge and a
challenge that is procedural or that is a jurisdictional or subject matter
challenge. Id. at 303, 315. Here, there is no question that the Petitioners challenge
falls into the substantive category. This is because the main thrust of Petitioners
challenge is that there are 2 subparts of the Ordinance that conflict with
paramount law, id. at 302, here, state statutes and court rules.
Regarding substantive challenges, Gordon and Magleby conclude that it is
generally improper for courts to adjudicate pre-election challenges to a measures
substantive validity. Such pre-election review involves issuing an advisory opinion,
violates ripeness requirements, undermines the policy of avoiding unnecessary
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constitutional questions, and constitutes unwarranted judicial interference with a
legislative process. Id. at 298. New Jersey adheres to each of these principlesa
prohibition on advisory opinions,1 a prohibition on deciding unripe cases,2 and a
prohibition on judicial interference with the legislative process.3
These problems, which arise when a court is asked to decide a pre-election
substantive challenge, do not exist when the challenge is in the nature of a
procedural challenge, or a jurisdictional/subject matter challenge, wherein a
party claims that the entirety of a proposed initiative or referendum is beyond the
scope of the people to decide.
Indeed, New Jersey courts have entertained precisely those kinds of pre-
election procedural and jurisdictional/subject matter challenges. Illustrative
examples of procedural challenges include Hamilton Twp. Taxpayers Assn v.
1Janicky v. Point Bay Fuel, 410 N.J. Super. 203, 208 (App. Div. 2009) (our courtswill not issue an advisory opinion if there is no genuine controversy between theparties, and for a question to be justiciable, there must be an actual dispute
between parties who have a sufficient stake in the outcome.) (quotation omitted);see also State v. Harvey, 176 N.J. 522, 528 (2003) (quoting State v. Gartland, 149N.J. 456, 464 (1997)) (resolving issues in the abstract is not a proper judicialfunction).2K. Hovnanian Cos. v. New Jersey Dept of Env. Prot., 379 N.J. Super. 1, 9-10 (App.Div. 2005). The basic rationale of the ripeness doctrine is to prevent the courts,through avoidance of premature adjudication, from entangling themselves inabstract disagreements. Abbott Labs. v. Gardner, 387 U.S. 136, 148 (1967),overruled on other grounds, Califano v. Sanders, 430 U.S. 99 (1977). Therefore,courts will not decide claims that are contingent [upon] future events that may notoccur as anticipated, or indeed may not occur at all. Hamdan v. Rumsfeld,548 U.S. 557, 720 (quotation omitted).3 Illustrative of this principle is Ringwood Solid Waste Mgmt. Auth. v. Ringwood,131 N.J. Super. 61 (Law Div. 1974), where the court refused to enjoin an ordinancebefore its second reading by a municipal council because of the general rule ofnoninterference by the judiciary with the legislative process.
http://scholar.google.com/scholar_case?case=1251834070131661299&q=ripeness&hl=en&as_sdt=4,31&as_ylo=2009http://scholar.google.com/scholar_case?case=1251834070131661299&q=ripeness&hl=en&as_sdt=4,31&as_ylo=2009http://scholar.google.com/scholar_case?case=1251834070131661299&q=ripeness&hl=en&as_sdt=4,31&as_ylo=2009http://scholar.google.com/scholar_case?case=1251834070131661299&q=ripeness&hl=en&as_sdt=4,31&as_ylo=2009http://scholar.google.com/scholar_case?case=1251834070131661299&q=ripeness&hl=en&as_sdt=4,31&as_ylo=2009http://scholar.google.com/scholar_case?case=1251834070131661299&q=ripeness&hl=en&as_sdt=4,31&as_ylo=2009 -
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Warwick, 180 N.J. Super. 243 (App. Div.), certif. denied, 88 N.J. 490 (1981), where
the issue of the propriety of the petition form was litigated, and Lawrence v.
Schropf, 174 N.J. Super. 624 (App. Div.), certif. denied, 85 N.J. 149 (1980) where the
issue of the sufficiency of the number of signatures was decided by a tribunal before
the election.
Jurisdictional challenges, which are also concededly proper before an
election, have also been entertained by New Jersey courts.
City of Newark v. Benjamin, 144 N.J. Super. 58 (Ch. Div.), affd o.b., 144 N.J.
Super. 389 (App. Div. 1976), affd, 75 N.J. 311 (1978), the case principally relied
upon by Petitioners, falls squarely into the category of jurisdictional challenges
that a court can properly address before an election. Benjamin dealt with an
ordinance that proposed a civilian police review board for the City of Newark. The
Court found that even assuming arguendo that a municipality could adopt some
kind of civilian police review board, the actual ordinance on the topic proposed inthat initiative petition would not only violate state law, but in some aspects was
pre-empted by state law. In particular, it was not capable of any saving or
narrowing construction, and as such, was void in its entirety on its face. Id. at 67.
No part of the ordinance, and no application of the ordinance, was within the
authority of the local council and thus permissible. As a result of the complete
invalidity of the ordinance, the Court felt it was appropriate to deviate from
acknowledged ripeness, advisory opinion, and separation of powers doctrines and
issue a ruling on the ordinances merits.
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The same is true in McCrink v. West Orange, 85 N.J. Super. 86 (App. Div.
1964). There, the Court found that the initiative on salaries proposed by petition
was a proposal that not even the municipal government could enact. There was no
part of the ordinance, or saving construction, that could be applied and as a result,
it was on its face, defective. Id. at 91.
Similarly, Lynch v. Town of West New York, 115 N.J. Super. 1 (App. Div.
1971) was an effort to change, by ordinance, the length of the terms of municipal
officials, a matter that was pre-empted by state legislation fixing the terms. Once
again, there was no valid part of the proposal, or saving construction; it was
inherently invalid in its entirety. Id. at 6.
Jurisdictional challenges to an initiative or referendum are also cognizable
before the election when the proposal is for something that is within the scope of
municipal powers, but beyond the scope of the citizens initiative or referendum
powers.InAtlantic City Housing Action Coalition v. Deane, 181 N.J. Super. 412 (Law
Div. 1981), the Court properly considered a pre-election challenge to an ordinance
on the grounds that while the municipal council was competent to pass an
ordinance regarding redevelopment projects, it was not a proper subject for a
referendum.
More recently, Roseff v. Byram Twp., ___ N.J. Super. ____ (App. Div. decided
& approved for publication Jul. 10, 2013), held that a budget ordinance, validly
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passed by the Council, and relating to cost-of-living adjustments in the municipal
budget, was not subject to challenge by referendum.
What each of the foregoing jurisdictional/subject matter cases have in
common with one another is that in each of them, courts intervened before the
election to stop an initiative or referendum that was invalid in its entirety, lacking
any valid portions or saving construction. In each of these matters, it was not
simply a case of initiative or referendum advocates engaging in innovative
lawmaking, but rather, their proposals werejurisdictionally flawed.
The litigation before this Court, however is not the type of procedural or
jurisdictional challenge to an initiative of the kind discussed above. Rather, this
is a substantive challenge. Specifically, the Petitioners here assert that two
subparts of the ordinance relating to public disclosure of the scope of outside
counsels work, and the offer to the Jackson Board of Education to receive services
from the municipal attorneyare defective. Thus, none of the foregoing cases helpthe Petitioners cause here. The core of the proposal before the Court is to require
Jackson Township to engage a qualified, salaried, in-house attorney, in place of
hourly billing arrangements now in place with other firms. Section 1 of the
ordinance alone has 4 subsections and nine subparagraphs. The specific complaints
of the Petitioners are limited to one of those four subsections and one of those nine
subparagraphs. Petitioners therefore cannot credibly allege that the ordinance is
defective on its face or in its entirety.
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Research has not revealed any New Jersey case where a court, in derogation
of the generally-applicable principles regarding ripeness, advisory opinions, and
separation of powers, has interfered with a legislative proposal that, as here, is only
alleged to be partially invalid. Every time such an exception to that rule has been
articulated it is because the ordinance was alleged to be void in its entirety, because
the people lacked jurisdiction to adopt or repeal such an ordinance at the ballot box.
In fact, the Supreme Court, if confronted with the issue of whether
substantive challenges are allowed in New Jersey, would likely say that the
answer is no, consistent with the majority view articulated in the Gordon and
Magleby article. Support for this is found in In re Ordinance 09-02, 201 N.J. 349,
352-53 (2010) where the Court proclaimed:
The Legislature has conferred on the voters of Faulkner Actmunicipalities, such as Trenton, the power of referendum, the right to
test a challenged ordinance in the crucible of the democratic process.The referendum power is one of the key provisions of the Faulkner Act.
It is an exercise in democracy that profoundly affects the relationshipbetween the citizens and their government by affording the people thelast word if they choose to take a stand against the wisdom of anordinance that the government has enacted. Thus, [w]hen a
referendum petition is properly filed, the voters have the final say inapproving or rejecting an ordinance at the ballot box.
Id. at 358-59 (citation omitted). This was a ringing endorsement of citizen
involvement in the political affairs of the community. Id. at 359-60. In addition,
by saying that the voters not a trial court acting on a declaratory judgment
petitionwould have the final say, after a petition is properly filed, id., that can
be read as a rejection of pre-election judicial review of the substance of an initiative,
while allowing procedural challenges. In addition, just three years earlier, when
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the Court decided the In re Ordinance 04-75 case, that decision represented a sea
change in judicial thinking about the initiative and referendum laws. Previously,
courts had disallowed initiatives relating to administrative matters while
permitting initiative addressing legislative matters. The Court swept away that
distinction, abrogating no less that 7 prior cases that had placed jurisdictional
limits on what kinds of ordinances could be tested at the ballot box. Put simply, the
unmistakable consequence ofIn re Ordinance 04-75and In re Ordinance 09-02has
been an expansion of the rights and remedies available to citizens who want to
engage in local lawmaking.
In the face of this liberalization of the rules that attend local lawmaking, it is
legitimate to ask whether the Supreme Court would countenance pre-suit
substantive challenges to initiatives. The Interested Parties believe the answer is
no. A lawsuit to strike an initiative or referendum from a ballot is one of the
deadliest weapons in the arsenal of the measures political opponents. With
increasing frequency, opponents of ballot proposals are finding the weapon
irresistible and are suing to stop elections. Gordon & Magleby, supra, 64 NOTRE
DAME L.REV. at 298. As is true of this case, the citizens have had to take the time
and expend efforts to engage counsel and resist the declaratory judgment action.
By any measure, such suits discourage initiative and referendum efforts. It is
unlikely that the Supreme Court, in the face of evidence that pre-election challenges
to an ordinances substantive validity hurt the initiative process, would allow such
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challenges after the kinds of rulings it made in In re Ordinance 04-75 and In re
Ordinance 09-02.
Aside from general principles of justiciability, the text and case law of the
Declaratory Judgments Act also counsels that the Court should abstain from
deciding the issue presented here. First, the voters might reject the proposal at the
ballot box (making any rulings on the ordinance moot). There are also other
contingencies and uncertainties that would also place any court ruling made here
into the realm of advisory opinions. For example, if the Jackson BOE declines to
exercise the rights given it by subparagraph D(9) of the Ordinance, many of the
objections raised by the Petitioners will be avoided.
The Declaratory Judgments Act, by its text, allows actions to determine
rights and relations under private documents such as deeds, wills, contracts, as well
as under public laws a statute, municipal ordinance, contract or franchise.
N.J.S.A. 2A:16-53. While the Act is proper to test the validity of an ordinance, it
mentions nothing about a proposed ordinance, as is the case here. Therefore,
textually, there is no basis for this Court to issue a ruling under the Act. In any
event, until the Ordinance passes, and until the parties with rights under it are
about to exercise those rights, all the Petitioners have done here is to present
hypothetical issues, not actual controversies. While this suit could certainly be
renewed after the Ordinance passes, at this point, it should be dismissed as
premature. Indep. Realty Co. v. Twp. Of N. Bergen, 376 N.J. Super. 295, 302 (App.
Div. 2005) (declaratory judgment is not an appropriate way to discern the rights or
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status of parties upon a state of facts that are future, contingent, and uncertain);
Weiner v. Cnty. of Essex, 262 N.J. Super. 270, 280 (Ch. Div. 1992) (The Declaratory
Judgments Act cannot be used to decide or declare the rights or status of parties
upon a state of facts which are future, contingent and uncertain).
II. IF THERE ARE ANY DEFECTS IN SUBSECTION C ORSUBPARAGRAPH D(9) OF THE ORDINANCE, THE ROBUST
SEVERABILITY CLAUSE IN THE PROPOSED ORDINANCE
REQUIRES THE REMAINING UNCHALLENGED PORTIONS OF
THE ORDINANCE TO BE PRESENTED TO THE VOTERS AT THE
BALLOT.
The drafters of the initiative petition at issue here included within it a
particularly robust severability clause. As an initial matter, there is no doubt that
a severability clause is a proper tool for a lawmaker to use, whether that lawmaker
is a citizen or an elected official. To that end, the courts have repeatedly
acknowledged and enforced severability clauses in statutes and ordinances. See
Inganamort v. Borough of Fort Lee, 72 N.J. 412, 421-22 (1977) (severability of rent
control ordinance); State by McLean v. Lanza, 27 N.J. 516, 527 (1958) (severability
of condemnation statute); Trade Waste Mgmt. Ass'n, Inc. v. Hughey, 780 F.2d 221,
231 (3d Cir. 1985) (severability of waste-control statute); see also Nat'l Fed'n of
Indep. Bus. v. Sebelius, 132 S. Ct. 2566, 2607 (2012) (severability of parts of
Obamacare).
Inganamort is particularly instructive in this matter. In that case, the
ordinance at issue contained a garden-variety severability clause that read as
follows: If any provisions of this ordinance or the application of such provision to
any person or circumstances is declared invalid, such invalidity shall not effect
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other provisions or applications of this act which can be given effect and, to this end,
the provisions of this act are declared to be severable. 72 N.J. at 421-22. The
Court observed that an express severability clause like this one was enforceable.
Even if the language of such a clause had been vaguer, the Court explained that the
case for such a clauses enforceability is substantially bolstered when there is
contemporaneous evidence of legislative intent of severability. Id. at 422.
The severability clause in this ordinance now before the Court is more than
just boilerplate, but rather, affirmatively states the intentions of the petitions
drafters, its signers, and its voters, that they wanted the ordinance to proceed even
if it was struck down in part. The clause reads:
The provisions of this Ordinance are severable. If any part of thisOrdinance, or application of this ordinance, shall be ruled illegal,unconstitutional or void, the remaining parts of this ordinance shall beunaffected by such ruling. Every person signing an initiative petition
proposing this ordinance, and every person voting to approve this
Ordinance, would have signed the petition and/or voted to approve this
ordinance notwithstanding the possibility that one or more parts ofthis Ordinance or applications of this Ordinance might be ruled illegal,unconstitutional or void.
(Starkey Cert., Exh. A. p. 4) (emphasis added). The intent of the citizen lawmakers
here, simply put, could not be clearer. They want this Ordinance to stand even if it
is partially invalidated.
A final inquiry into the severability of an ordinance is also performed by
studying whether the ordinance, without any invalidated portions, is still cohesive
enough to stand alone and form a complete act within itself. Inganamort, 72
N.J. at 422-23 (citations omitted); accord, United Prop. Owners Ass'n of Belmar v.
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Borough of Belmar, 343 N.J. Super. 1, 39 (App. Div. 2001) (We will enforce
severability where the invalid portion is independent and the remaining portion
forms a complete act within itself. Such is the case here, as the remaining
provisions present a viable legislative action, constitutionally sound, and capable of
lawful enforcement.) (citations omitted).
Here, even if Subsection C and Subparagraph D(9) were stricken, the
Ordinance would still terminate the Townships exclusive reliance on outside law
firms for its legal services, replacing them with a salaried, in-house staff rendering
most legal services to the Township. It should be beyond dispute that the citizens
have the right to vote at least on that aspect or the proposal, reorganizing a
municipal department and establishing or altering positions and employment.
N.J.S.A. 40:69A-29(a); In re Ordinance 04-75, supra. And, given the expansive text
of the severability clause in the petition that nearly 1,000 Jackson residents signed,
it should be beyond dispute that their specific intent and desire was to vote on atleast that aspect of the ordinance.
III. THE REFERENCE TO SECTION 3-87, CORRECT WHEN THEDRAFTING PROCESS OF THIS ORDINANCE BEGAN, CANNOT
BE USED TO DEPRIVE THE JACKSON ELECTORATE OF THE
RIGHT TO VOTE ON THIS ORDINANCE, AND SHOULD INSTEAD
BE CORRECTED UNDER THIS COURTS ELECTORAL
SUPERVISORY POWERS.
The circumstances under which the Ordinance came to list Section 3-87 as
the section of the Administrative Code it was amending have already been
explained in some detail. Briefly stated, when the Interested Parties began work on
the Ordinance in November 2011, the Codes provisions about the Department of
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Law appeared at Section 3-87. In May 2012, which was in the midst of the
petitioning process, the township council renumbered the Code and in so doing,
moved the material about the Department of Law to Section 3-89. The Interested
Parties, although they have no evidence this was done intentionally to thwart their
petition, were nevertheless not apprised of this change, and did not learn about it
until the instant litigation was filed.
The Interested Parties, therefore, began the petitioning process with the
correct reference in their documentation. The only reason that any error
subsequently arose was due to the Petitioners decision to renumber the
Administrative Code. There is not even a suggestion that there was an error that is
chargeable to the Interested Parties.
Moreover, there has never been any confusion that the objective of the
petition and the ordinance was to reform the Department of Law, and had nothing
to do with the Planning Board.It is a well-settled principled that the courts should not set aside legislation
for immaterial trivialities. Application of Fisher, 80 N.J. Super. 523, 531 (App.
Div. 1963), aff'd, 43 N.J. 368 (1964). Yet, that is precisely what the Petitioners are
asking this Court to do: disregard almost 1,000 signatures, collected with months of
citizens effort, all because there is a reference to section of the Administrative Code
that was correct when the ordinance was drafted, and that has become incorrect due
to action of the Petitioners. What is effectively a typographical, rather than a
substantive error, cannot invalidate an otherwise proper submission. See Pond Run
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Watershed Ass'n v. Twp. of Hamilton Zoning Bd. of Adjustment , 397 N.J. Super.
335, 349 (App. Div. 2008) (inconsequential typographical error did not affect
validity of notice to property owners, even where zoning applicant was solely
responsible for the error).
This is not to suggest that the Jackson electorate should be left without a
remedy because of the reference to Section 3-87. Rather, the remedy should simply
be something other than invalidation of the entire proposal.
The Interested Parties respectfully suggest that under N.J.S.A. 19:3-6 and
Gormley v. Lan, 181 N.J. Super. 7 (App. Div.), affd, 88 N.J. 26 (1981), the Court has
the inherent authority to modify the reference to section 3-87 and correct it to
section 3-89. They respectfully request that the Court do so here.
IV. SUBSECTION C AND SUBPARAGRAPH D(9) OF THE PROPOSEDORDINANCE ARE VALID EXERCISES OF LOCAL MUNICIPAL
POWER.
Before delving into the analysis of the validity of Subsection C andSubparagraph D(9), some observations about the scope of judicial review of
municipal ordinances are in order. Although the rules discussed below were
announced in the context of adopted ordinances, these principles are at least as
valid, if not more valid in the situation being addressed here, which is a proposed
ordinance.
First, there is a strong presumption in favor of the validity of legislation,
including municipal ordinances. Fanelli v. City of Trenton, 135 N.J. 582, 589
(1994); Singer v. Twp. of Princeton, 373 N.J. Super. 10, 19-20 (App. Div. 2004). The
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party questioning the validity of the legislation bears a heavy burden of proof and
persuasion in order to overcome that validity. Fanelli, 135 N.J. at 289; Singer, 373
N.J. Super. at 19. The presumption is not overcome, and a legislative enactment
will not be declared void unless the proofs of its invalidity are so manifest as to
leave no room for reasonable doubt. Singer, 373 N.J. Super. at 20 (citing Paul
Kimball Hosp. v. Brick Tp. Hosp., 86 N.J. 429, 447 (1981) (other citations omitted)).
Moreover, ordinances are presumed valid and reasonable. Hutton Park
Gardens v. West Orange Town Council, 68 N.J. 543, 564 (1975). The underlying
policy and wisdom of ordinances are the responsibility of those who draft and adopt
them and if any state of facts may reasonably be conceived to justify the ordinance,
it will not be set aside. Quick Chek Food Stores v. Springfield Twp., 83 N.J. 438,
447 (1980) (citing Hutton Park Gardens, 68 N.J. at 564-565).
The fact that there may be alternative or better approaches to adopt does
not invalidate an ordinance. Singer, 373 N.J. Super. at 24; see alsoState Troopers
Non-Commissioned Officers Ass'n of New Jersey v. New Jersey, 643 F. Supp. 2d 615,
624-25 (D.N.J. 2009), aff'd, 399 F. App'x 752 (3d Cir. 2010). Likewise, judicial
review of an ordinance or proposed ordinance is not a license for courts to judge the
wisdom, fairness, or logic of legislative choices, even if at best they can be described
as ill-advised, improvident decisions. Id. at 625 (quotations omitted). The judiciary
[may not] sit as a superlegislature to judge the wisdom or desirability of legislative
policy determinations made in areas that neither affect fundamental rights nor
proceed along suspect lines. Id. (quoting New Orleans v. Dukes, 427 U.S. 297, 303
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(1976)). Once a court finds there is a credible reason for a legislative action, the
law must be upheld.Id. (citing United States Railroad Retirement Board v. Fritz,
449 U.S. 166, 179 (1980) (other citations omitted)).
The Ordinance Study (Cattonar Cert., Exh. A), shows there are ample,
credible reasons for this legislation and in most respects, this ends the inquiry.
Petitioners general complaints about the uniqueness of some aspects of the
proposal, the chance it might generate potential awkward[ness], is financially
unwise, or lacks sufficient detail or accountability (Pet. Brf. at 12-17) are not
cognizable reasons to overturn the proposal. Nor are the specific objections
sufficient to eliminate Subsection C or Subparagraph D(9), as now discussed.
A. Subsection (C) of the Proposed Ordinance does not violate the Open PublicMeetings Act.
As an initial matter, there are no confidentiality obligations under the Open
Public Meetings Act as Petitioners claim. That statute permits but does not
require a municipal governing body to act in executive session when one of the
exceptions of N.J.S.A. 10:4-12(b) applies. By its terms, the statute says that [a]
public body may exclude the public only from that portion of a meeting where an
exception applies. Id. (emphasis added).
If Petitioners argument is really that they should be allowed to discuss (but
not award) a contract in executive session, or discuss litigation in executive session,
see N.J.S.A. 10:4-12(b)(7), the Interested Parties have no quarrel with that
assertion, and do not assert that the Ordinance would change their ability to do so.
But to the extent the Interested Parties are claiming that the Township or its
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agents should have a right to engage outside counsel without disclosing the fact of
the engagement, and its reasons, they are correct in saying that the Proposed
Ordinance would reinforce the existing prohibitions on that practice.
Specifically, under N.J.S.A. 40A:11-5(1)(a)(1), Jackson Township is already
obligated to, in each instance when it awards work to an outside firm in excess of
the State bid threshold, to state supporting reasons for its action in the resolution
awarding each contract and to also have printed in the official newspaper, a notice
stating the nature, duration, service and amount of the contract, and that the
resolution and contract are on file and available for public inspection in the office of
the clerk. Id. (emphasis added).
Moreover, the vote on the resolution to award of work to an outside firm
cannot be done in executive session, even if discussions of such award can take
place there. N.J.S.A. 10:4-12(a). In addition, not only the contract, but also detailed
legal bills and payment vouchers are disclosable to the public under the OpenPublic Records Act, N.J.S.A. 47:1A-1 et seq., both for bills under and over the State
bid threshold. SeeOBoyle v. Longport, 426 N.J. Super. 1 (App. Div. 2012). Indeed,
such disclosures are highlighted extensively at pp. 11-15 of the Ordinance Study.
Subsection C of the Ordinance is entirely consistent with these existing
disclosure requirements. It holds that any attempt to engage an outside firm
whether above the bid threshold amount or below for legal advice shall not be
effective until disclosure of the engagement is made in writing to the Municipal
Council at a public meeting.
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It is difficult to comprehend how a simple disclosure of who is being hired as
outside counsel, and the general reasons why, would breach any confidentiality
obligations. Certainly, nothing in the text of the ordinance requires the disclosure
of negotiating positions, litigations strategy and the like, as Petitioners imagine.
(Pet. Brf. at 11). While requiring disclosure of the identity of outside counsel, and
the purpose of the representation (for example, it might list a specific case name or
specific project), it does not require disclosing things like settlement ranges, the
timing of a qualified immunity motion, or other sensitive information. The identity
of counsel and the purpose of retention suffice.4
At bottom, Subsection C is a reaffirmance and extension of what is already
established law in New Jersey: that the names of vendors and the amounts they are
paid must be disclosed, and that contracts and legal bills (which by definition will
show who is performing the work and why) are public documents subject to
disclosure under OPRA. To be sure, Subsection C will make this informationavailable for public consumption more quickly, and in so doing, increase
accountability and transparency. But in their papers, the Petitioners have not
proven that requiring quicker disclosure of what is otherwise public information, is
an impermissible subject of local legislative action. Subsection C, thus, does not
violate or conflict with any state laws cited to this Court, and as such, cannot be
4 To the extent that privacy concerns of individual employees targeted withpotential disciplinary action are truly legitimate, the answer to Petitioners claims
is simple: under those narrow circumstances, the purpose of the disclosure will
recite that it is an employee disciplinary matter, while omitting the name. Since nospecifics are illustrated in Petitioners papers, this explanation will have to suffice.
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stricken from the Ordinance. Indeed, it is entirely consistent with state law
concerning disclosure of professional legal contracts.
B. Subparagraph D(9) does not violate the Faulkner Act, the Rules ofProfessional Conduct, or the Shared Services Act.
Since at least the 2004 abolition of the appearance of impropriety standard
in New Jerseys attorney ethics laws, it has been well-nigh indisputable that the
same person, without running afoul of ethics restrictions, may serve both a
municipal government and an elected board of education in the same municipality.
See ACPE Opinion 707, 184 N.J.L.J. 1183 (Jun. 26, 2006); ACPE Opinion 59, 87
N.J.L.J. 741 (Nov. 19, 1964). In the case of an actual conflict, that attorney cannot
serve either client on that matter, but as Opinion 707 indicates, instances of actual
conflict are very rare, generally being limited to the circumstances where a school
budget is rejected by the voters. (And since Jackson BOE elections are now held in
November, meaning there is no vote on the current expense budget, an instance of
actual conflict is highly unlikely).
It is thus too late to argue that, as a general matter, simultaneous service as
municipal and board of education attorney violates any applicable ethics provisions.
And, while the Petitioners posit instances where a conflict may occur, they fail to
illustrate any such problem concretely and with specificity. In the absence of such
evidence, Petitioners have not carried their burden of showing the invalidity of
Subparagraph D(9) by any evidentiary standard, much less the beyond a
reasonable doubt that they must meet as challengers here.
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Petitioners argument under the Shared Services Law, N.J.S.A. 40A:65-1,
fares no better. The Shared Services Law provides the general framework for
agreements between different local government entities, but provides an exemption
from that law when there is other enabling legislation. Specifically, N.J.S.A.
40A:65-4(a)(2) provides that agreements regarding shared services that are
otherwise regulated by statute, rule, or regulation are specifically excluded from . . .
40A:65-1 et [seq.].
Here, N.J.S.A. 18A:18A-11 is the statute that otherwise regulate[s] a
cooperative arrangement between a school board and its municipality. Pursuant to
that statute: The boards of education of two or more districts may provide jointly
by agreement for the provision and performance of goods and services for their
respective districts, or one or more boards of education may provide for such
provision or performance of goods or services by joint agreement with the governing
body of any municipality or county (emphasis added). An arrangement such asthat provided for by Subparagraph D(9), if accepted by the BOE, is completely
lawful under N.J.S.A. 18A:18A-11, and can be implemented in way that is much
more flexible than the Shared Services Law; the shared-service provisions of Title
18A do not contain an allocation-of-cost requirement that is analogous to N.J.S.A.
40A:65-7(a)(3). As such, the voters of Jackson Township may, if they wish, assume
the burdens of the BOEs legal representation. While Petitioners are certainly free
to disagree with that choice, it is not a violation of the applicable law, and as such,
they may not use it as a basis from stopping the adoption of Subparagraph D(9). In
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any event, the Shared Services Law and N.J.S.A. 18A:18A-12(a) both contemplate
that a resolutionnot an ordinancemay be necessary to iron out further details
and specifics of the agreement. The possibility that further resolutions may be
necessary or desirable to implement the will expressed in the Proposed Ordinance,
however, cannot be taken seriously as a bar to the Proposed Ordinance itself.
As for the argument about N.J.S.A. 40:69A-40 (regarding the powers of a
mayor to oversee and supervise municipal department heads), the undersigned
counsel, candidly, do not understand it. First, unless the mayor is herself an
attorney, RPC 2.1 and 5.4(c) limits the ability of a supervisory mayor to limit the
attorneys exercise of professional judgment. Thus, N.J.S.A. 40:69A-40 is not the
absolute rule Petitioners make it seem to be.
Furthermore, it is a matter of public record that the incumbent Director of
Law for Jackson Township is a member of a private law firm. See Jackson Twp.
Res. 002R-13 (Jan. 1, 2013). Presumably, this private law firm has other clients,including other government entities. Yet, there seems to be no problem with that
attorney being a Jackson Township department head, subject to the direction and
control of the mayor (Pet. Brf. at 13) while simultaneously serving a number of
other public and private clients, taking direction and control from those other
public and private clients at the same time. (Id. at 14). Evidently, this
arrangement is not objectionable to the Township. Thus, an analogous
arrangement the one contemplated by Subparagraph D(9), where the Director of
Law is a township employee, but also has another client (the BOE) is likewise not
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prohibited under any principled or consistent reading of N.J.S.A. 40:69A-40. In
fact, the change of the relationship from contractual to that of employer-employee
may actually increase the mayors amount of oversight, not decrease it as
Petitioners contend.
In any event, no principled reading ofN.J.S.A. 40:69A-40 bars the people of
Jackson Township from offering the assistance that is inherent in the adoption of
Subparagraph D(9). As such, it should remain part of the Ordinance.
CONCLUSION
For the foregoing reasons, the Court should deny the Petitioners motion for
summary judgment, grant the Interested Parties motion for summary judgment,
dismiss the Complaint, and direct that any references to Section 3-87 in the
ordinance, question, and interpretive statement be modified to Section 3-89.
Respectfully submitted,
ZAZZALI, FAGELLA, NOWAK,KLEINBAUM & FRIEDMAN
By: ________________________________FLAVIO L. KOMUVES
NEW JERSEY APPLESEEDPUBLIC INTEREST LAW CENTER, INC.
By: ________________________________RENE STEINHAGEN
Dated: August 1, 2013