ieee transactions on cybernetics 1 bifurcation and...

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This article has been accepted for inclusion in a future issue of this journal. Content is final as presented, with the exception of pagination. IEEE TRANSACTIONS ON CYBERNETICS 1 Bifurcation and Oscillatory Dynamics of Delayed Cyclic Gene Networks Including Small RNAs Min Xiao, Member, IEEE, Wei Xing Zheng , Fellow, IEEE, and Guoping Jiang, Senior Member, IEEE Abstract—It has been demonstrated in a large number of experimental results that small RNAs (sRNAs) play a vital role in gene regulation processes. Thus, the gene regulation process is dominated by sRNAs in addition to messenger RNAs and proteins. However, the regulation mechanism of sRNAs is not well understood and there are few models considering the effect of sRNAs. So it is of realistic biological background to include sRNAs when modeling gene networks. In this paper, sRNAs are incorporated into the process of gene expression and a new dif- ferential equation model is put forward to describe cyclic genetic regulatory networks with sRNAs and multiple delays. We mainly investigate the stability and bifurcation criteria for two cases: 1) positive cyclic genetic regulatory networks and 2) negative cyclic genetic regulatory networks. For a positive cyclic genetic regulatory network, it is revealed that there may exist more than one equilibrium and the multistability can appear. Sufficient con- ditions are established for the delay-independent stability and fold bifurcations. It is found that the dynamics of positive cyclic gene networks has no bearing on time delays, but depends on the biochemical parameters, the Hill coefficient and the equilib- rium itself. For a negative cyclic genetic regulatory network, it is proved that there exists a unique equilibrium. Delay-dependent conditions for the stability are derived, and the existence of Hopf bifurcations is examined. Different from the delay-independent stability of positive gain networks, the stability of equilibrium is determined not only by the biochemical parameters, the Hill coefficient and the equilibrium itself, but also by the total delay. At last, three illustrative examples are provided to validate the major results. Index Terms—Bifurcation, cyclic gene networks, multiple delays, oscillations, stability. I. I NTRODUCTION R HYTHMIC phenomena play a crucial role to maintain various biological functions of living organisms and one of the best studied rhythmic phenomena so far is circadian Manuscript received August 31, 2017; accepted December 29, 2017. This work was supported in part by the National Natural Science Foundation of China under Grant 61573194, Grant 61374180, and Grant 61573096, in part by the Six Talent Peaks High Level Project of Jiangsu Province of China under Grant 2014-ZNDW-004, in part by the Science Foundation of Nanjing University of Posts and Telecommunications under Grant NY213095, and in part by the Australian Research Council under Grant DP120104986. This paper was recommended by Associate Editor M. Forti. M. Xiao and G. Jiang are with the College of Automation, Nanjing University of Posts and Telecommunications, Nanjing 210003, China (e-mail: [email protected]; [email protected]). W. X. Zheng is with the School of Computing, Engineering and Mathematics, Western Sydney University, Sydney, NSW 2751, Australia (e-mail: [email protected]). Color versions of one or more of the figures in this paper are available online at http://ieeexplore.ieee.org. Digital Object Identifier 10.1109/TCYB.2017.2789331 rhythms with a period of 24 h [1], [2]. It has long been sug- gested that circadian rhythms are produced by limit cycle oscillators at the molecular level from the genetic regula- tory feedback loops [3]. Besides periodic oscillators, the other important feature in the process of gene representation is the stable steady state [4]. Thus, it is desirable to explore the conditions of the stability and the existence of oscillations in gene networks. It should be noted that Hopf bifurcations can induce the transitions between stable states and periodic oscillations [5]. Therefore, apart from the stability and peri- odic oscillations, the investigation of Hopf bifurcations is also crucial for gene networks. Gene networks are composed of a great number of gene nodes, interrelating and interacting with each other. The study of dynamics of gene networks has become very important in describing the interaction mechanism between gene nodes in gene expression [6]–[8]. Hence, dynamical behaviors of gene networks have attracted growing atten- tion from many scholars and numerous results have been reported [9]–[23]. It has been confirmed by considerable experimental evi- dence that the cyclic structure is a general feature in genetic networks [24], [25]. In recent years, many scholars have probed the influence of the cyclic structure on the dynamics of stability, Hopf bifurcations as well as periodic oscillations in gene networks. For example, the asymptotical behaviors were extensively examined for a ring-structured genetic model with repression. It was found that multiple stable states may be coexistent if the number of genes is even, while periodic oscil- lations may exist if the number of genes is odd [26]. A cyclic repressilatory network model was designed and constructed in Escherichia coli [4]. This inhibition network contains three genes, namely, lacl, cl, and tetR, while every gene is repressed by its upstream node. It should be mentioned that the nega- tive cyclic gene network with three nodes generated oscillatory phenomena for the first time. The dynamical features of ring- structured gene networks with only positive loops [27] or K-repressive and K-inducible groups [28] were investigated by applying the theory of monotone dynamical systems. In [29], a class of ring-structured networks with n genes and time delays were discussed. The delay-independent stability of the equi- librium state was examined, and then the existence of Hopf bifurcations was determined. In [30], a class of 2n-dimensional gene networks with ring structure and mixed delays were con- sidered. The specific conditions to ensure the stability and Hopf bifurcations were deduced in positive and negative gain networks. In [31], a dual-ring genetic network with delays 2168-2267 c 2018 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.

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Page 1: IEEE TRANSACTIONS ON CYBERNETICS 1 Bifurcation and ...iotrobot.njupt.edu.cn/_upload/article/files/ca/67/145e...ferential equation model is put forward to describe cyclic genetic regulatory

This article has been accepted for inclusion in a future issue of this journal. Content is final as presented, with the exception of pagination.

IEEE TRANSACTIONS ON CYBERNETICS 1

Bifurcation and Oscillatory Dynamics of DelayedCyclic Gene Networks Including Small RNAs

Min Xiao, Member, IEEE, Wei Xing Zheng , Fellow, IEEE, and Guoping Jiang, Senior Member, IEEE

Abstract—It has been demonstrated in a large number ofexperimental results that small RNAs (sRNAs) play a vital rolein gene regulation processes. Thus, the gene regulation processis dominated by sRNAs in addition to messenger RNAs andproteins. However, the regulation mechanism of sRNAs is notwell understood and there are few models considering the effectof sRNAs. So it is of realistic biological background to includesRNAs when modeling gene networks. In this paper, sRNAs areincorporated into the process of gene expression and a new dif-ferential equation model is put forward to describe cyclic geneticregulatory networks with sRNAs and multiple delays. We mainlyinvestigate the stability and bifurcation criteria for two cases:1) positive cyclic genetic regulatory networks and 2) negativecyclic genetic regulatory networks. For a positive cyclic geneticregulatory network, it is revealed that there may exist more thanone equilibrium and the multistability can appear. Sufficient con-ditions are established for the delay-independent stability andfold bifurcations. It is found that the dynamics of positive cyclicgene networks has no bearing on time delays, but depends onthe biochemical parameters, the Hill coefficient and the equilib-rium itself. For a negative cyclic genetic regulatory network, it isproved that there exists a unique equilibrium. Delay-dependentconditions for the stability are derived, and the existence of Hopfbifurcations is examined. Different from the delay-independentstability of positive gain networks, the stability of equilibriumis determined not only by the biochemical parameters, the Hillcoefficient and the equilibrium itself, but also by the total delay.At last, three illustrative examples are provided to validate themajor results.

Index Terms—Bifurcation, cyclic gene networks, multipledelays, oscillations, stability.

I. INTRODUCTION

RHYTHMIC phenomena play a crucial role to maintainvarious biological functions of living organisms and one

of the best studied rhythmic phenomena so far is circadian

Manuscript received August 31, 2017; accepted December 29, 2017. Thiswork was supported in part by the National Natural Science Foundation ofChina under Grant 61573194, Grant 61374180, and Grant 61573096, in partby the Six Talent Peaks High Level Project of Jiangsu Province of Chinaunder Grant 2014-ZNDW-004, in part by the Science Foundation of NanjingUniversity of Posts and Telecommunications under Grant NY213095, and inpart by the Australian Research Council under Grant DP120104986. Thispaper was recommended by Associate Editor M. Forti.

M. Xiao and G. Jiang are with the College of Automation, NanjingUniversity of Posts and Telecommunications, Nanjing 210003, China (e-mail:[email protected]; [email protected]).

W. X. Zheng is with the School of Computing, Engineering andMathematics, Western Sydney University, Sydney, NSW 2751, Australia(e-mail: [email protected]).

Color versions of one or more of the figures in this paper are availableonline at http://ieeexplore.ieee.org.

Digital Object Identifier 10.1109/TCYB.2017.2789331

rhythms with a period of 24 h [1], [2]. It has long been sug-gested that circadian rhythms are produced by limit cycleoscillators at the molecular level from the genetic regula-tory feedback loops [3]. Besides periodic oscillators, the otherimportant feature in the process of gene representation is thestable steady state [4]. Thus, it is desirable to explore theconditions of the stability and the existence of oscillationsin gene networks. It should be noted that Hopf bifurcationscan induce the transitions between stable states and periodicoscillations [5]. Therefore, apart from the stability and peri-odic oscillations, the investigation of Hopf bifurcations is alsocrucial for gene networks.

Gene networks are composed of a great number of genenodes, interrelating and interacting with each other. Thestudy of dynamics of gene networks has become veryimportant in describing the interaction mechanism betweengene nodes in gene expression [6]–[8]. Hence, dynamicalbehaviors of gene networks have attracted growing atten-tion from many scholars and numerous results have beenreported [9]–[23].

It has been confirmed by considerable experimental evi-dence that the cyclic structure is a general feature in geneticnetworks [24], [25]. In recent years, many scholars haveprobed the influence of the cyclic structure on the dynamics ofstability, Hopf bifurcations as well as periodic oscillations ingene networks. For example, the asymptotical behaviors wereextensively examined for a ring-structured genetic model withrepression. It was found that multiple stable states may becoexistent if the number of genes is even, while periodic oscil-lations may exist if the number of genes is odd [26]. A cyclicrepressilatory network model was designed and constructedin Escherichia coli [4]. This inhibition network contains threegenes, namely, lacl, cl, and tetR, while every gene is repressedby its upstream node. It should be mentioned that the nega-tive cyclic gene network with three nodes generated oscillatoryphenomena for the first time. The dynamical features of ring-structured gene networks with only positive loops [27] orK-repressive and K-inducible groups [28] were investigated byapplying the theory of monotone dynamical systems. In [29], aclass of ring-structured networks with n genes and time delayswere discussed. The delay-independent stability of the equi-librium state was examined, and then the existence of Hopfbifurcations was determined. In [30], a class of 2n-dimensionalgene networks with ring structure and mixed delays were con-sidered. The specific conditions to ensure the stability andHopf bifurcations were deduced in positive and negative gainnetworks. In [31], a dual-ring genetic network with delays

2168-2267 c© 2018 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.

Page 2: IEEE TRANSACTIONS ON CYBERNETICS 1 Bifurcation and ...iotrobot.njupt.edu.cn/_upload/article/files/ca/67/145e...ferential equation model is put forward to describe cyclic genetic regulatory

This article has been accepted for inclusion in a future issue of this journal. Content is final as presented, with the exception of pagination.

2 IEEE TRANSACTIONS ON CYBERNETICS

was put forward. The multistability and bifurcation analysiswas conducted. By applying control theoretic tools, a generalframework to formulate negative cyclic gene networks wasproposed, and some conditions that ensure the stability andoscillation existence were derived in [32] and [33].

It is noteworthy that in addition to the ring structure, thehub structure is also a common topology in intracellularnetworks [34], [35]. Different from the ring-structured networkmodels considered in the previous works, in [36], a class ofhub-structured gene network models of arbitrary dimensionwere put forward, and sufficient conditions for the stability andbifurcating oscillations were given using the Hopf bifurcationtheory.

In the last few years, it has been demonstrated by exper-imental evidence that RNAs play crucial roles in the reg-ulation and control of genetic events (see a recent reviewin [37]). A large quantity of RNA is transcribed from thegenome, of which only a small fraction is messenger RNAs(mRNAs) that will be translated into proteins. Many othersmall RNAs (sRNAs), microRNAs, or noncoding RNAs arealso transcribed, ranging in size over several orders of magni-tude from several kilobases down to around 20 nucleotides.These sRNAs appear to be dominant operation in a num-ber of genetic processes and are guardians of an organism’sgenome [38]–[41]. sRNAs play an important role in gene regu-lation processes, including the regulation of transcription andtranslation, the modification of chromatin structure, and theprocessing, modification and stability of RNA and proteinmolecules [42], [43]. Fig. 1 shows that produced in paral-lel with mRNAs, sRNAs play a number of roles involved inthe regulation of transcription and translation events. Hence,it is natural to assume that sRNAs will have a significantimpact on the dynamical performances of genetic networks.However, previous models of gene regulation processes in cellsinvolve only the interaction between mRNAs and proteins [4],[6]–[30], [32], [33], [36]. To better understand the regula-tion mechanism of sRNAs, this paper is to explore dynamicalbehaviors for cyclic gene networks mediated by sRNAs.

Although there have been some studies on Hopf bifurca-tions and oscillations for gene networks mediated by sRNAsin the past few years, it should be noticed that only thesimplified genetic network models with a few delays and afew nodes have been considered. For instance, sRNA wasincorporated into gene expression in [44] and the investi-gation on stability as well as Hopf bifurcations was carriedout for a single-gene model with sRNAs. But only two timedelays were considered in such simplified model. The effect ofsRNAs on dynamical behaviors was addressed in detail [45].The conditions that ensure the stability and existence ofHopf bifurcations were established for a two-gene networkmodel including four delays and sRNAs. A single-gene modelmediated by microRNA (sRNA) with time delays and reaction-diffusion terms was studied in [46]. Some conditions for localstability and Hopf bifurcations were derived, and the directionand stability of bifurcating oscillations were determined byapplying the normal form theory and center manifold reduc-tion. This paper will propose a class of n-gene network modelswith ring structure and sRNAs. Then the stability, oscillations

Fig. 1. sRNA regulation.

and Hopf bifurcations will be investigated for delayed cyclicgene networks with sRNAs.

Besides Hopf bifurcations, it has been proved that there alsoexist fold bifurcations in genetic regulatory networks withoutsRNAs [29], [30], [36]. A fold bifurcation is a local bifur-cation indicating that a dynamical system has the ability topresent the change of the number of equilibria. This can helpus to determine the number of equilibria by regulating the bio-chemical parameters for genetic regulatory networks. Differentfrom [29], [30], and [36], we will take the effect of sRNAsinto account and establish the existence condition of fold bifur-cations for cyclic genetic regulatory networks mediated bysRNAs in this paper.

This paper is arranged as follows. Section II introducesthe model under study, together with relevant notations.Section III discusses when positive equilibria are existent,and derives the characteristic equation around any equilibriumpoint. Section IV analyzes the stability and Hopf bifurca-tions of delayed cyclic gene networks including sRNAs.Section V provides three numerical examples to demonstratethe obtained results. Section VI illustrates general biologicalinsights. Lastly, Section VII concludes this paper.

II. MODEL DESCRIPTION AND NOTATION

Gene networks are often described by a differential equationmodel [24], [25]. In a ring-structured network with n genes,each gene contains products of mRNA, sRNA, and protein.It should be noted that the ith gene only receives informationfrom the previous gene with delay τpi−1. We can express suchnetwork by the following equations [29], [30], [44], [45]:

mi(t) = −cimi(t) − disi(t)mi(t) + gi(pi−1

(t − τpi−1

))

si(t) = ei − disi(t)mi(t) − fisi(t)

pi(t) = −bipi(t) + aimi(t − τmi) (1)

where i is the node number; when i = 1, let i − 1 = n. mi,si, and pi represent, respectively, the concentrations of mRNA,sRNA, and protein of node i. ci, fi, and bi denote, respectively,the degradation rates of mRNA, sRNA, and protein of node i.ai stands for the synthesis rate with which protein i is gener-ated by mRNA i in the ribosome. di denotes the paring rate ofsRNA i with mRNA i. ei represents the transcription rate ofsRNA i. All of the above parameters are positive. τpi and τmi

are known, respectively, as the discrete time delays for mRNAi and protein i. In addition, gi(·) is the positive function thatreflects the synthesis mechanism of mRNA i from protein i−1.

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XIAO et al.: BIFURCATION AND OSCILLATORY DYNAMICS OF DELAYED CYCLIC GENE NETWORKS INCLUDING sRNAs 3

In network (1), the third equation depicts the process oftranslation. In addition to the linear degradation of proteini, aimi(t − τmi) represents the linear translational activity ofmRNA i to protein i, which reflects the fact that one proteinis produced from one mRNA only in network (1). The firsttwo equations of network (1) describe the process of transcrip-tion. Besides the linear degradation of mRNA i and sRNA i,disi(t)mi(t) denotes the nonlinear degradation of mRNA i andsRNA i, which is induced by the association of two RNAs.Due to the ring structure of (1), the mRNA of node i is reg-ulated by the protein produced from the previous node i − 1indicated in the expression of gi(pi−1(t − τpi−1)). The protein,as a transcription factor, can directly promote the transcrip-tional process of mRNA by binding its activator to the mRNA’spromoters, while the transcriptional process of sRNA can beindirectly influenced by the protein through mRNA. sRNAsdirectly affect the level of mRNA transcription by accelerat-ing its degradation rates. This is achieved through binding ofsRNA by partial nucleotide sequence complementarity to itstarget mRNA sequences.

The function gi(pi−1(t)) stands for the repressor or activatoraction of protein i − 1 to mRNA i, and it can be expressed inthe following Hill form as:

gi(pi−1(t)) =

⎧⎪⎪⎪⎪⎪⎪⎨

⎪⎪⎪⎪⎪⎪⎩

αi(pi−1(t)/βi)hi

1 + (pi−1(t)/βi)hi

if gene i − 1 is an activator of gene iαi

1 + (pi−1(t)/βi)hi

if gene i − 1 is a repressor of gene i

where αi, βi are positive constants, and the Hill coefficienthi > 0 represents the degree of cooperativity. It is easy to seethat the activator function and repressor function are strictlyincreasing and strictly decreasing, respectively, and they areboth bounded.

Let νi be a class of structure variables, and denote νi = 1when gene i − 1 is an activator of gene i; otherwise, νi = 0.Then we can express gi(pi−1) in the unified form as follows:

gi(pi−1) = (−1)νiαiβhii

βhii + (pi−1)

hi+ νiαi. (2)

It is obvious that the total number ν of repressors in the wholecyclic network can be written as

ν = n −n∑

i=1

νi.

If ν is odd, then the cyclic genetic regulatory network is topo-logically the same as a negative gain network and it can becalled a negative cyclic gene network; if ν is even, then it canbe called a positive cyclic gene network [30].

Remark 1: Due to the complexity of bifurcation analysis,most of pioneering works have been only limited to low-dimensional models of genetic networks with a few nodes aswell as a few delays [21], [23], [47]–[49]. In this paper, wewill investigate the stability, oscillations, and Hopf bifurca-tions in a class of high-dimensional genetic networks with alarge number of nodes and multiple time delays.

Remark 2: The previous models of cyclic genetic regula-tory networks involve only the interaction between mRNAsand proteins of node i [4], [24]–[33], which can be expressedby the first and third equations of model (1), respectively. Thesecond equation of network (1) depicts the regulation processof sRNA of node i. The presence of sRNAs makes the ana-lytical work much harder since it not only makes the networkstructure more complex but also extends the dimension of thesystem from 2n to 3n. This paper will consider a class ofring-structured gene networks mediated by sRNAs.

III. EQUILIBRIUM AND CHARACTERISTIC EQUATION

A. Existence of Equilibria

Assume that network (1) has a possible equilibrium(M∗, S∗, P∗), where M∗ = (m∗

1, m∗2, . . . , m∗

n), S∗ =(s∗

1, s∗2, . . . , s∗

n) and P∗ = (p∗1, p∗

2, . . . , p∗n). An equilibrium is

the solution of the equations given below:

0 = −cim∗i − dis

∗i m∗

i + gi(p∗

i−1

)(3a)

0 = ei − dis∗i m∗

i − fis∗i (3b)

0 = −bip∗i + aim

∗i , i = 1, 2, . . . , n. (3c)

Substituting (3b) and (3c) into (3a) yields Fi(p∗i−1, p∗

i ) = 0,where

Fi(ξ, η) = bici

aiη + bidieiη

bidiη + aifi− gi(ξ). (4)

Lemma 1: There exist a neighborhood B of p∗i−1 in R, and

a unique function Fi : B → R such that

p∗i = Fi

(p∗

i−1

), Fi(ξ, Fi(ξ)) = 0, for all ξ ∈ B

and this function Fi is continuously differentiable with

dFi(ξ)

dξ= g′

i(ξ)

/[bici

ai+ aibidieifi

(bidiη + aifi)2

].

Proof: Calculating the partial derivative gives

∂Fi(ξ, η)

∂η

∣∣∣∣(

p∗i−1,p

∗i

) = bici

ai+ aibidieifi(bidip∗

i + aifi)2 > 0.

It can be seen by the implicit function theorem that thefunction Fi is continuously differentiable and satisfies thatp∗

i = Fi(p∗i−1) and Fi(ξ, Fi(ξ)) = 0. In addition,

dFi(ξ)

dξ= −∂Fi

∂ξ

/∂Fi

∂η

= g′i(ξ)

/[bici

ai+ aibidieifi

(bidiη + aifi)2

].

The conclusion follows.Theorem 1: There exists an odd number of positive equilib-

ria for the cyclic gene network (1). In particular, there exists aunique positive equilibrium for a negative cyclic gene network.

Proof: Let

(u) = u − Fn(Fn−1(· · · (F1(u))))

where the implicit function Fi(u) is as defined in Lemma 1.Each zero p∗

n of (u) determines an equilibrium ofnetwork (1).

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4 IEEE TRANSACTIONS ON CYBERNETICS

Notice that gi(u) is positive and bounded. It is straightfor-ward to obtain

(0) = −Fn(Fn−1(· · · (F1(0)))) < 0

(+∞) = limu→+∞

[u − Fn(Fn−1(· · · (F1(u))))

] = +∞.

So, for network (1), there is surely a positive number p∗n satis-

fying (p∗n) = 0, which together with geometric properties of

(u) implies that (u) has an odd number of positive zeroes.It follows from (2) that:

dgi(u)

du= (−1)1+νi hiαiβ

hii(

βhii + uhi

)2uhi−1 = (−1)1−νi hiαiβ

hii(

βhii + uhi

)2uhi−1.

Thus, sign(dgi(u)/du) = (−1)1−νi . Furthermore, fromLemma 1, we obtain

sign

(dFi(u)

du

)= sign

(dgi(u)

du

)= (−1)1−νi

sign

(dFn(Fn−1(· · · (F1(u))))

du

)=

n∏

i=1

(−1)1−νi = (−1)ν .

If ν is odd, then we have ′(u) > 0, which means that thefunction (u) is strictly increasing in [0,+∞). So, (u) hasa unique positive zero p∗

n. The conclusion follows.Remark 3: Theorem 1 reveals that cyclic gene networks

mediated by sRNAs may have more than one positive equi-librium. Furthermore, the number of positive equilibria mustbe odd.

B. Characteristic Equation

Let xi(t) = mi(t)− m∗i , yi(t) = si(t)− s∗

i and zi(t) = pi(t)−p∗

i . Then the linearized system of (1) around the equilibrium(M∗, S∗, P∗) takes the following form:

xi(t) = −(ci + dis∗i

)xi(t) − dim

∗i yi(t)

+ g′i

(p∗

i−1

)zi−1(t − τpi−1

)

yi(t) = −dis∗i xi(t) − (fi + dim

∗i

)yi(t)

zi(t) = aixi(t − τmi) − bizi(t). (5)

The characteristic equation of network (1) is given by

(λ) = det

⎝λIn + A E −N

D λIn + B 0−M 0 λIn + C

⎠ = 0 (6)

where In is an n × n identity matrix. And

A = diag(c1 + d1s∗

1, c2 + d2s∗2, . . . , cn + dns∗

n

)

B = diag(f1 + d1m∗

1, f2 + d2m∗2, . . . , fn + dnm∗

n

)

C = diag(b1, b2, . . . , bn)

D = diag(d1s∗

1, d2s∗2, . . . , dns∗

n

)

E = diag(d1m∗

1, d2m∗2, . . . , dnm∗

n

)

M = diag(a1e−λτm1 , a2e−λτm2 , . . . , ane−λτmn

)

are all n × n diagonal matrices. N = (nij) is an n × n matrix,where nij = g′

i(p∗i−1)e

−λτpi−1 if j = i − 1, and otherwise nij =0. Let C represents the set of all complex numbers. Then asolution λ of the characteristic equation (6) is in C. It can

be seen by the definition of (1) that n × n matrices λIn + A,In + B, λIn + C, D, E, and M are all diagonal. With somecalculation, (6) becomes

(λ) = det((λIn + A) − N(λIn + A)−1M − E(λIn + B)−1D

)

× det(λIn + B) × det(λIn + C)

=n∏

i=1

(λ + bi)[(

λ + fi + dim∗i

)(λ + ci + dis

∗i

)− d2i s∗

i m∗i

]

− e−λτn∏

i=1

ai(λ + fi + dim

∗i

)g′

i

(p∗

i−1

) = 0 (7)

where

τ =n∑

i=1

(τmi + τpi

).

Denote

L(λ) =n∏

i=1

(λ + bi)[(

λ + fi + dim∗i

)(λ + ci + dis

∗i

)− d2i s∗

i m∗i

]

Q(λ) =n∏

i=1

ai(λ + fi + dim

∗i

)g′

i

(p∗

i−1

).

Then (7) is expressible as

(λ) = L(λ) − Q(λ)e−λτ

= λ3n + l1λ3n−1 + · · · + l3n−1λ + l3n

−[q0λ

n + q1λn−1 + · · · + qn−1λ + qn

]e−λτ

= 0 (8)

where

l3n =n∏

i=1

bi(fici + fidis

∗i + cidim

∗i

)> 0

qn =n∏

i=1

ai(fi + dim

∗i

)g′

i

(p∗

i−1

).

Let

γ = l3n

qn=∏n

i=1 bi(fici + fidis∗

i + cidim∗i

)

∏ni=1 ai

(fi + dim∗

i

)g′

i

(p∗

i−1

)

be the product of biochemical parameters and the concentra-tion level of a certain equilibrium.

Remark 4: The distribution of roots of the characteristicequation is not dependent on each single delay, instead it reliesupon the total of multiple delays. Moreover, the characteris-tic equation is influenced by a multiplication of each functionbetween different gene nodes rather than a single function.Thus, the size of cyclic gene networks plays a vital role in thecharacteristic equation.

Remark 5: The sign of qn is related closely to the quantityof repressors instead of activators. Specifically, the sign of qn

is decided by the quantity of repressors in terms of whether itis odd or even.

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XIAO et al.: BIFURCATION AND OSCILLATORY DYNAMICS OF DELAYED CYCLIC GENE NETWORKS INCLUDING sRNAs 5

IV. STABILITY AND BIFURCATION ANALYSIS

As we know, the distribution of characteristic roots deter-mines whether equilibria in the cyclic gene network (1) involv-ing sRNAs are stable or not. The equilibrium of network (1) isasymptotically stable if the real parts of the roots of the char-acteristic equations are all negative, while the equilibrium ofnetwork (1) is unstable if there is at least one characteristic rootwhose real part is positive [50]. In general, network (1) maysuffer a loss of stability through two ways. Either the charac-teristic equation (7) has a pair of purely imaginary eigenvaluesλ = ±iω, or has a simple real eigenvalue λ = 0, with regardto certain value of the parameter. These two cases correspondto a Hopf bifurcation when λ = ±iω and a fold bifurcationwhen λ = 0, respectively [51].

A. Positive Cyclic Gene Networks

For a positive cyclic gene network, the total number ν ofrepressors is even and the network may have more than oneequilibrium. Note that qn > 0 and γ > 0.

Theorem 2: For the positive cyclic gene network (1), thefollowing results hold.

1) If γ < 1, then an arbitrary equilibrium of network (1)is unstable for any time delay τ ≥ 0.

2) If γ > 1, then an arbitrary equilibrium of network (1) islocally asymptotically stable for any time delay τ ≥ 0.

3) When γ = 1, network (1) undergoes a fold bifurcation.Proof: The value of γ decides the distribution of the

characteristic roots of (7).1) If γ < 1, then we have

(0) =n∏

i=1

bi

[(fi + dim

∗i

)(ci + dis

∗i

)− d2i m∗

i s∗i

]

−n∏

i=1

ai(fi + dim

∗i

)g′

i

(p∗

i−1

)

< 0.

Moreover, note that (+∞) = limλ→+∞ (λ) = +∞. Dueto the continuity of function (λ), there is at least a root λ0 >

0 satisfying (λ0) = 0 for any τ ≥ 0. Thus, the conclusionfollows.

2) Denote by C+ the open right-half of the complex planeand by C+ its closure. Obviously, we have two analyticfunctions L(λ) and Q(λ) in C+. Thus,

|G(λ)| = ∣∣Q(λ)e−λτ /L(λ)∣∣, ∀τ ≥ 0

is subharmonic in C+ [52]. Based on the theory on subhar-monic functions [52], we can get the supλ∈C+ |G(λ)| shownat the top of the next page.

Thus, if γ > 1, then we have

|G(λ)| ≤ supλ∈C+

|G(λ)| = 1

γ< 1.

For any λ ∈ C+ and for any τ ≥ 0

|(λ)| = ∣∣L(λ) − Q(λ)e−λτ∣∣ ≥ |L(λ)| − ∣∣Q(λ)e−λτ

∣∣ > 0

which implies that (7) has no roots with non-negative realparts. So the conclusion follows immediately.

3) It is clearly seen that the characteristic equation (7) hasa root λ = 0 when γ = 1. Hence, a fold bifurcation appearsin network (1), which completes the proof.

Remark 6: Theorem 2 indicates that the stability of posi-tive cyclic gene networks is delay-independent. The value ofγ consisting of the equilibrium itself and biochemical fac-tors decides whether an equilibrium has the local stability orinstability for a positive cyclic gene network.

B. Negative Cyclic Gene Networks

For a negative cyclic gene network, there is an odd totalnumber ν of repressors. A unique equilibrium is existent forthis type of genetic format, and qn < 0, γ < 0.

Let iω(ω > 0) be a root of (8). Then

LR + iLI − (QR + iQI)e−iωτ = 0 (10)

where LR = Re(L(iω)), QR = Re(Q(iω)), LI = Im(L(iω)),and QI = Im(Q(iω)). So the following relations hold:

QR(ω) cos(ωτ) − QI(ω) sin(ωτ) = LR(ω)

QR(ω) sin(ωτ) + QI(ω) cos(ωτ) = LI(ω). (11)

Hence, ω satisfies the following equation:

L2R(ω) + L2

I (ω) − Q2R(ω) − Q2

I (ω) = 0. (12)

Let

H(ω) = L2R(ω) + L2

I (ω) − Q2R(ω) − Q2

I (ω)

= ω6n + r2ω6n−2 + · · · + r6n−2ω

2 + r6n

where r6n = l23n − q2n. Denote

h(z) = z3n + r2z3n−1 + · · · + r6n−2z + r6n. (13)

Lemma 2: If −1 < γ < 0, then there exists at least onepositive root for (12).

Proof: Obviously, if −1 < γ < 0, then we have that

H(0) = r6n =[

n∏

i=1

bi(fici + fidis

∗i + cidim

∗i

)]2

−[

n∏

i=1

ai(fi + dim

∗i

)g′

i

(p∗

i−1

)]2

< 0.

Considering the continuity of H(ω) and limω→+∞ H(ω) =+∞, there thus exists at least one positive root for (12).

Assume that there exist positive roots for (12). Without lossof generality, we suppose that for (12) there are at most 3npositive roots, denoted by ωk, k = 1, 2, . . . , 3n. From (11), wehave

cos(ωkτ) = LR(ωk)QR(ωk) + LI(ωk)QI(ωk)

Q2R(ωk) + Q2

I (ωk).

Thus, if we define

τ(k)j = 1

ωk

(

arccosLR(ωk)QR(ωk) + LI(ωk)QI(ωk)

Q2R(ωk) + Q2

I (ωk)+ 2jπ

)

(14)

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supλ∈C+

|G(λ)| = supω≥0

|G(iω)| = supω≥0

∣∣∣∣Q(iω)e−iωτ

L(iω)

∣∣∣∣

= supω≥0

∣∣∏ni=1 ai

(iω + fi + dim∗

i

)g′

i

(p∗

i−1

)∣∣∣∣∏n

i=1(iω + bi)[(

iω + fi + dim∗i

)(iω + ci + dis∗

i

)− d2i s∗

i m∗i

]∣∣

= supω≥0

∏ni=1 ai

√ω2 + (fi + dim∗

i

)2g′

i

(p∗

i−1

)

∏ni=1

√ω2 + b2

i

√ω4 +

[(fi + dim∗

i

)2 + (ci + dis∗i

)2 + 2d2i m∗

i s∗i

]ω2 + (fici + fidis∗

i + cidim∗i

)2

=∏n

i=1 ai(fi + dim∗

i

)g′

i

(p∗

i−1

)

∏ni=1 bi

(fici + fidis∗

i + cidim∗i

)

= 1

γ(9)

where j = 0, 1, . . . ; k = 1, 2, . . . , 3n, then there are a pair ofpurely imaginary roots ±iωk for (7) when τ = τ

(k)j . Denote

τ0 = τ(k0)0 = min

k∈{1,2,...,3n}{τ(k)0 }, ω0 = ωk0 . (15)

Next, we discuss (7) based on a result in [53].Lemma 3 [53]: Introduce the exponential polynomial

P(λ, e−λτ1 , . . . , e−λτm

)

= λn + p(0)1 λn−1 + · · · + p(0)

n−1λ + p(0)n

+[p(1)

1 λn−1 + · · · + p(1)n−1λ + p(1)

n

]e−λτ1 + · · ·

+[p(m)

1 λn−1 + · · · + p(m)n−1λ + p(m)

n

]e−λτm

where τi ≥ 0 (i = 1, 2, . . . , m), and p(i)j (i =

0, 1, . . . , m; j = 1, 2, . . . , n) are known coefficients. When(τ1, τ2, . . . , τm) changes, the total of the order of the zerosof P(λ, e−λτ1 , . . . , e−λτm) on C+ will vary only if there is azero occurring on or crossing the imaginary axis.

Suppose that (7) has the root λ(τ) = α(τ) + iω(τ) whichsatisfies α(τ

(k)j ) = 0 and ω(τ

(k)j ) = ωk. Then, we have the

transversality condition stated as follows.Lemma 4: If zk = ω2

k and h′(zk) �= 0, in which h(z) is asgiven in (13), then we have

[d(Reλ(τ))

]

τ=τ(k)j

�= 0

with the sign of [(d(Reλ(τ)))/dτ ]τ=τ

(k)j

being in agreement

with that of h′(zk).The proof of Lemma 4 follows the same steps as the proof

of [34, Lemma 2], and thus is skipped here.If τ = 0, then (7) turns into

(λ) = λ3n + u3n−1λ3n−1 + · · · + u1λ + u0 = 0 (16)

where u3n−1 = l1, u3n−2 = l2, . . . , un+1 = l2n−1, and un =l2n − q0, un−1 = l2n+1 − q1, . . . , u1 = l3n−1 − qn−1, u0 =l3n − qn.

Define T1, T2, T3, . . . , T3n as shown at the bottom of thenext page, where ui = 0 for i < 0.

Theorem 3: If −1 < γ < 0, h′(z0) > 0, ui > 0 (i =0, 1, . . . , 3n − 1), and Ti > 0 (i = 1, 2, . . . , 3n), then the

unique equilibrium (M∗, S∗, P∗) of the negative cyclic genenetwork (1) is locally asymptotically stable for τ ∈ [0, τ0), aHopf bifurcation occurs at the critical value τ = τ0, and theequilibrium becomes unstable when τ > τ0, with τ0 being asdefined in (15).

Proof: If all the coefficients, ui (i = 0, 1, . . . , 3n − 1) ofthe characteristic equation (16), and Ti (i = 1, 2, . . . , 3n) arepositive, then it follows from the Routh–Hurwitz criterion [54]that the real parts of the eigenvalues of (16) are all negative.That is to say, the real parts of the eigenvalues of (7) are allnegative when τ = 0. It is also evident from Lemma 2 thatif −1 < γ < 0, then (12) has at least one positive eigen-value. This implies that there exist purely imaginary roots±iωk for (7) when τ = τ

(k)j . Clearly, τ0 is the smallest value

of τ(k)j to ensure that there exist a pair of complex roots ±iω0

for (7) when τ = τ0. It can be seen from Lemma 3 that thenumber of the roots with positive real parts of (7) is the sameas the one of (16) when τ ∈ [0, τ0). Thus, the real parts of theroots of (7) are all negative when τ ∈ [0, τ0), which indicatesthat the equilibrium of network (1) is stable.

It is obvious from Lemma 4 that [(d(Reλ(τ)))/dτ ]τ=τ0 > 0if h′(z0) > 0. This implies that there exist at least a couple ofroots with positive real parts for (7) when τ > τ0. Therefore,the equilibrium of (1) is unstable.

From Lemma 4, the transversality condition of Hopfbifurcations is reached under the given conditions. Thereby,network (1) undergoes a Hopf bifurcation when τ = τ0.

Remark 7: Theorem 3 indicates that the stability of negativecyclic gene networks is delay-dependent.

V. NUMERICAL SIMULATIONS

Two specific cyclic networks with three gene nodes are pro-vided to verify the theoretical findings given in the precedingsections. One is a synthetic positive cyclic gene network [30],and the other is a synthetic negative cyclic gene network,which is called the “repressilator” [4], [25], [29]. Fig. 2 showsthe schematic of tri-node cyclic structure, where the sym-bol “→” stands for the activation of one node to another,while the symbol “�” means the inhibition of one node toanother.

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XIAO et al.: BIFURCATION AND OSCILLATORY DYNAMICS OF DELAYED CYCLIC GENE NETWORKS INCLUDING sRNAs 7

(a) (b)

Fig. 2. Schematic of tri-node ring structure. (a) Positive cyclic geneticregulatory network. (b) Negative cyclic genetic regulatory network.

Fig. 3. Fold bifurcation diagram of equilibria of the positive cyclic genenetwork (17) with c = 1, b = 0.2, a = 0.2, d = 0.3, e = 0.5, f = 0.6, h = 2and the transcription coefficient α as the bifurcation parameter.

Example 1: Consider the following positive cyclic genenetwork with three nodes depicted in Fig. 2(a):

m1(t) = −cm1(t) − ds1(t)m1(t) + α

1 + ph3

(t − τp3

)

m2(t) = −cm2(t) − ds2(t)m2(t) + α

1 + ph1

(t − τp1

)

m3(t) = −cm3(t) − ds3(t)m3(t) + αph2

(t − τp2

)

1 + ph2

(t − τp2

)

si(t) = e − dsi(t)mi(t) − fsi(t)

pi(t) = −bpi(t) + ami(t − τmi), i = 1, 2, 3. (17)

In this positive cyclic gene network, ci = c, di = d, ei = e,fi = f , bi = b, ai = a, hi = h, and αi = α, i = 1, 2, 3.From Theorem 1, it is known that the positive tri-gene cyclicnetwork (17) has more than one positive equilibrium, and theremust be an odd number of equilibria.

It should be mentioned that the existence of fold bifurca-tions was examined for positive cyclic gene networks withoutsRNAs in [29], [30], and [36]. We will illustrate that the foldbifurcation may also occur in positive cyclic gene networkswith sRNAs. Take c = 1, b = 0.2, a = 0.2, d = 0.3, e = 0.5,

f = 0.6, h = 2 and choose the transcription coefficient α

as the bifurcation parameter. Fig. 3 displays the fold bifur-cation diagram of equilibria in terms of the parameter α fornetwork (17), in which blue solid curves stand for the stableconcentration of protein p1, while red dashed-dotted curvesstand for the unstable concentration of protein p1.

Fig. 3 illustrates the effect of the transcription coefficient α

on the equilibrium of protein p1. For small values of α, only astable positive equilibrium exists, and the equilibrium concen-tration of protein p1 is increasing with α. When α increasesand passes through the critical value α0 = 2.3195, a fold bifur-cation will appear. Meanwhile, three positive equilibria emergefor the positive tri-gene cyclic network (17), with two stableequilibria and one unstable equilibrium, for sufficiently bigvalues of α. It should be pointed out that the maximum numberof equilibria for positive cyclic gene networks depends on thesize of networks (the number of gene nodes). The greater thesize of the network is, the higher chance there occur multipleequilibria. Each equilibrium may have different stability fea-tures, and the multistability occurs for positive gene cyclicnetworks.

Let α = 2 < α0, and all the other parameters arefixed. A positive equilibrium (M∗, S∗, P∗) uniquely existsfor network (17), where m∗

1 = 1.6291, m∗2 = 0.4547,

m∗3 = 0.2811, s∗

1 = 0.4592, s∗2 = 0.679, s∗

3 = 0.7306,p∗

1 = 1.6291, p∗2 = 0.4547, p∗

3 = 0.2811. It followsthat the parameter γ for the equilibrium (M∗, S∗, P∗) isγ = 2.3864 > 1. By Theorem 2, the unique equilibrium(M∗, S∗, P∗) of network (17) is delay-independently stable.Dynamical trajectories under different initial conditions withrandom values eventually approach the positive equilibrium(M∗, S∗, P∗), which can be observed in Fig. 4.

When α = 2.5 > α0, there are three positive equilibria fornetwork (17)(

M1∗, S1∗, P1∗) = (2.0757, 0.3894, 0.2698, 0.4089, 0.6975

0.7343, 2.0757, 0.3894, 0.2698)(M2∗, S2∗, P2∗) = (0.593, 1.6254, 1.592, 0.6428, 0.4597

0.464, 0.593, 1.6254, 1.592)(M3∗, S3∗, P3∗) = (1.2832, 0.8015, 0.8311, 0.5076, 0.5949

0.5887, 1.2832, 0.8015, 0.8311)

where (Mi∗, Si∗, Pi∗) = (mi∗1 , mi∗

2 , mi∗3 , si∗

1 , si∗2 , si∗

3 , pi∗1 , pi∗

2 ,pi∗

3 ), i = 1, 2, 3. For these three equilibria, the parame-ters γ are γ1 = 2.2476 > 1, γ2 = 2.0841 > 1, andγ3 = 0.707 < 1, respectively. By Theorem 2, the equi-libria (M1∗, S1∗, P1∗) and (M2∗, S2∗, P2∗) of network (17)are locally delay-independently stable, while the equilibrium(M3∗, S3∗, P3∗) is unstable. Different initial conditions deter-mine the ultimate convergence of network (17) to which

T1 = u3n−1, T2 =∣∣∣∣u3n−1 1u3n−3 u3n−2

∣∣∣∣, T3 =

∣∣∣∣∣∣

u3n−1 1 0u3n−3 u3n−2 u3n−1u3n−5 u3n−4 u3n−3

∣∣∣∣∣∣, . . . , T3n =

∣∣∣∣∣∣∣

u3n−1 · · · 0...

. . ....

0 · · · u0

∣∣∣∣∣∣∣

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Fig. 4. Waveform plots of the positive cyclic gene network (17) withc = 1, b = 0.2, a = 0.2, d = 0.3, e = 0.5, f = 0.6, h = 2, τp1 = τp2 =τp3 = 2, τm1 = τm2 = τm3 = 3, and α = 2 < α0. Network (17) haslocal delay-independent stability around the equilibrium (M∗, S∗, P∗). Initialconditions are (M0, S0, P0) = i × (ζ1, ζ2, . . . , ζ9), i = 1, 2, . . . , 50, whereζj(i = 1, 2, . . . , 9) are the random numbers between 0 and 1.

equilibrium, (M1∗, S1∗, P1∗) or (M2∗, S2∗, P2∗). Under differ-ent initial conditions with random values, the tri-gene positivecyclic network (17) presents the phenomenon of bistability asillustrated in Fig. 5. The trajectories of network (17) with dif-ferent initial conditions converge to either (M1∗, S1∗, P1∗) or(M2∗, S2∗, P2∗).

Example 2: Consider the negative cyclic gene network(repressilator) with three nodes illustrated in Fig. 2(b)

mi(t) = −cmi(t) − dsi(t)mi(t) + α

1 + phi−1

(t − τpi−1

)

si(t) = e − dsi(t)mi(t) − fsi(t)

pi(t) = −bpi(t) + ami(t − τmi), i = 1, 2, 3. (18)

The repressilator network (18) is cyclically symmetrical,where ci = c, di = d, ei = e, fi = f , bi = b, ai = a,

Fig. 5. Waveform plots of the positive cyclic genetic regulatory network (17)with c = 1, b = 0.2, a = 0.2, d = 0.3, e = 0.5, f = 0.6, h = 2,τp1 = τp2 = τp3 = 2, τm1 = τm2 = τm3 = 3, and α = 2.5 > α0.Network (17) has local delay-independent stability around the equilibria(M1∗, S1∗, P1∗) and (M2∗, S2∗, P2∗). Initial conditions are (M0, S0, P0) =i×(ζ1, ζ2, . . . , ζ9), i = 1, 2, . . . , 50, where ζj(i = 1, 2, . . . , 9) are the randomnumbers between 0 and 1.

hi = h, and αi = α, i = 1, 2, 3. According to Theorem 1, wecan see that a positive equilibrium (M∗, S∗, P∗) is uniquelyexistent for the repressilator network (18) and it satisfies thatm∗

1 = m∗2 = m∗

3, s∗1 = s∗

2 = s∗3, and p∗

1 = p∗2 = p∗

3.We choose the total delay τ as the bifurcation parameter

and take c = 2, b = 2.5, d = 1, e = 1, f = 0.5, a = 1, h = 2,and α = 10. Next, we explore the Hopf bifurcation in therepressilatory network (18). In this case, for network (18),there exists a unique positive equilibrium given by(M∗, S∗, P∗) = (2.2987, 2.2987, 2.2987, 0.3573, 0.3573

0.3573, 0.9195, 0.9195, 0.9195).

By calculation, the real parts of the roots of (16) are allnegative. So the repressilator network (18) has local stabil-ity when τ = ∑3

i=1(τmi + τpi) = 0. It should be mentioned

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Fig. 6. Waveform plots of the negative cyclic genetic regulatory network (18)with c = 2, b = 2.5, d = 1, e = 1, f = 0.5, a = 1, h = 2, α = 10, and theinitial condition (M0, S0, P0) = i × (ζ1, ζ2, . . . , ζ9), i = 1, 2, . . . , 50, whereζj(i = 1, 2, . . . , 9) are the random numbers between 0 and 1. Network (18)is asymptotically stable at the unique equilibrium (M∗, S∗, P∗), where τ =∑3

i=1(τmi + τpi) = 2.1 < τ0 = 2.2496.

that network (18) is not locally delay-independently stable,but is delay-dependently stable. It can be calculated thatγ = −0.8725 ∈ (−1, 0), which satisfies the condition stated inLemma 2. Then there is the positive root ω0 = 0.4405 for (12),which is also unique. From (14), the critical value is given byτ0 = 2.2496. It can be seen from Theorem 3 that network (18)is locally stable at the equilibrium (M∗, S∗, P∗) for τ ∈ [0, τ0),but unstable for τ ∈ (τ0,+∞). Figs. 6 and 7 illustrate the tran-sition between the stable equilibrium and periodic oscillationas the total delay τ varies. The trajectories of (18) convergeto (M∗, S∗, P∗) when τ = 2.1 < τ0 as shown in Fig. 6. AHopf bifurcation occurs for network (18) when τ = τ0. Theoscillator trajectories of (18) are displayed when τ = 2.6 > τ0in Fig. 7. It can be found from Fig. 8 that the amplitudes ofoscillators increase evidently with the total delay τ .

Fig. 7. Waveform plots of the negative cyclic genetic regulatory network (18)with c = 2, b = 2.5, d = 1, e = 1, f = 0.5, a = 1, h = 2, α = 10, and theinitial condition (M0, S0, P0) = (ζ1, ζ2, . . . , ζ9), where ζj(i = 1, 2, . . . , 9)

are the random numbers between 0 and 1. The periodic oscillations occur,where τ =∑3

i=1(τmi + τpi) = 2.6 > τ0 = 2.2496.

Example 3: In this example, we apply our theoreticalresults to large-scale cyclic networks consisting of a largenumber of genes and study the effect of the network size (thenumber of genes) on the dynamics of cyclic gene regulatorynetworks. Consider the following general high-dimensionalnegative cyclic gene network with n genes:

mi(t) = −cmi(t) − dsi(t)mi(t) + α

1 + phi−1

(t − τp

)

si(t) = e − dsi(t)mi(t) − fsi(t)

pi(t) = −μpi(t) + μmi(t − τm), i = 1, 2, . . . , n (19)

where n is an odd number. To investigate the essentialdynamical properties of large-scale cyclic genetic regulatorynetworks, we make a simplification that ci = c, di = d, ei = e,

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Fig. 8. Waveform plots of the negative cyclic genetic regulatory network (18)with c = 2, b = 2.5, d = 1, e = 1, f = 0.5, a = 1, h = 2, α = 10, and theinitial condition (M0, S0, P0) = (ζ1, ζ2, . . . , ζ9), where ζj(i = 1, 2, . . . , 9)

are the random numbers between 0 and 1. The large-amplitude oscillationsoccur, where τ =∑3

i=1(τmi + τpi) = 3.7 > τ0 = 2.2496.

fi = f , ai = bi = μ, hi = h, αi = α, τmi = τm, andτpi = τp, i = 1, 2, . . . , n in (1). Noted that such a simplifica-tion is natural and standard for exploring qualitative propertiesof biochemical systems [4], [55], [56]. It can be seen thatnetwork (19) considered in this example is a generalization ofthe repressilator network with n = 3 genes [4], the pentila-tor network with n = 5 genes [55], and the negative cyclicnetwork with n = 7 genes [32]. However, the network modelin the previous literatures did not consider the function effectof sRNAs in gene regulation processes.

We set the parameters as follows: c = 1, μ = 1, e =0.5, d = 0.6, f = 0.25, h = 2, and α = 2. The num-ber of genes is n = 9. The unique positive equilibriumof network (19) is then calculated as (M∗, S∗, P∗), wherem∗

i = 0.8393, s∗i = 0.6635 and p∗

i = 0.8393, i = 1, 2, . . . , 9.

Fig. 9. Waveform plots of the negative cyclic gene regulatory network (19)with n = 9, c = 1, μ = 1, e = 0.5, d = 0.6, f = 0.25, h = 2, α = 2, and theinitial condition (M0, S0, P0) = (ζ1, ζ2, . . . , ζ9), where ζj(i = 1, 2, . . . , 9)

are the random numbers between 0 and 1. Network (19) is asymptoticallystable at the unique equilibrium (M∗, S∗, P∗), where τ = 9 × (τm + τp) =1.8 < τ0 = 8.2858.

Note that the condition γ = −0.8306 ∈ (−1, 0) in Lemma 2is reached. Therefore, we know that (12) has at least one posi-tive root. By calculation, one can find that the unique positivesolution of (12) is ω0 = 0.113. Thus, the critical value definedin (14) is τ0 = 8.2858. According to Theorem 3, we can seethat the positive equilibrium (M∗, S∗, P∗) of the negative cyclicgenetic network (19) with n = 9 is asymptotically stable whenτ < τ0 = 8.2858 and unstable when τ > τ0. A Hopf bifur-cation occurs, i.e., a periodic oscillation bifurcates from thepositive equilibrium (M∗, S∗, P∗) when τ crosses through thecritical values as shown in Figs. 9 and 10.

VI. BIOLOGICAL INSIGHTS

In this section, from a biological viewpoint, we reveal theeffects of parameters and structures on the dynamics of genetic

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XIAO et al.: BIFURCATION AND OSCILLATORY DYNAMICS OF DELAYED CYCLIC GENE NETWORKS INCLUDING sRNAs 11

Fig. 10. Waveform plots of the negative cyclic gene regulatory network (19)with n = 9, c = 1, μ = 1, e = 0.5, d = 0.6, f = 0.25, h = 2, α = 2, and theinitial condition (M0, S0, P0) = (ζ1, ζ2, . . . , ζ9), where ζj(i = 1, 2, . . . , 9)

are the random numbers between 0 and 1. The periodic oscillations occur,where τ = 9 × (τm + τp) = 8.46 > τ0 = 8.2858.

regulatory networks with sRNAs. This provides a guidelinefor the design of experiments and the construction of geneoscillators.

A. Existence of Equilibria

The analytic conditions of Theorem 1 indicate that cyclicgenetic regulatory networks including sRNAs tend to have anodd number of equilibria.

The parameter ν is an original quantity that denotes thenumber of repressors, and it plays important roles for notonly the existence of equilibria but also the profiles of bifurca-tions. In practice, when ν is odd, the cyclic genetic regulatorynetwork with sRNAs has a unique equilibrium; when ν iseven, the cyclic genetic regulatory network with sRNAs has

TABLE IVALUES OF ω0 AND τ0 FOR (19) WITH c = 1, μ = 1, e = 0.5, d = 0.6,

f = 0.25, h = 2, α = 2 AND DIFFERENT VALUES OF

n: n = 1, 3, 5, 7, AND 9

an odd number of equilibria and there may be more than oneequilibrium.

The number of genes, n, represents the size of genenetworks, which has an important influence on the number ofequilibria and dynamical behaviors of positive cyclic geneticnetworks with sRNAs. The parameter n is associated with thedegree of nonlinearity (·). A large n means the high non-linearity. In particular, a large n implies more equilibria forpositive cyclic genetic networks with sRNAs.

The large Hill coefficient, hi, indicates the high nonlinear-ity of gi(·). The gene networks with a relatively large Hillcoefficient are more likely to have more equilibria.

B. Fold Bifurcation

The parameter γ is a synthetic quantity proposed in thispaper, which has a significant impact on the stability and foldbifurcation of positive cyclic gene networks with sRNAs. Itcan be concluded from Theorem 2 that the large γ actuallyimplies a more stable equilibrium.

The positive cyclic genetic network mediated by sRNAsmay have more equilibria as the parameters n and hi get larger.This means that the positive network consisting of a largenumber of genes and bigger Hill coefficients are more likelyto generate fold bifurcations.

C. Hopf Bifurcation

As a result of cyclic structure, the total delay τ plays a keyrole rather than the individual delays among each gene. Thelarge n and τ mean that the cyclic network has a large delay inthe loop. This coincides with the intuition that the closed-loopnetwork with a large loop delay tends to become unstable.

Table I shows the effect of the number of genes on thevalues of ω0 and τ0. It is obvious that the critical valueτ0 decreases clearly with the number n of genes increasing,implying that the value of τ0 is sensitive to the change ofthe number of genes. We can conclude from Table I that thenetworks consisting of a large number of genes are difficult tomaintain stable in the presence of a larger total delay, and aremore likely to have a Hopf bifurcation when the total delay τ

varies. This also means that the networks with a large numberof genes tend to have periodic oscillations.

Moreover, Figs. 11 and 12 reflect the effect of τ on theamplitude and frequency of pi(t) for the negative cyclic generegulatory network (19) with n = 9, respectively. To be spe-cific, the amplitude increases with the delay τ , while thefrequency gets smaller with the delay τ becoming bigger. This

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Fig. 11. Amplitude of pi(t) depending on τ for the negative cyclic generegulatory network (19) with n = 9, c = 1, μ = 1, e = 0.5, d = 0.6, f =0.25, h = 2, and α = 2.

Fig. 12. Frequency of pi(t) depending on τ for the negative cyclic generegulatory network (19) with n = 9, c = 1, μ = 1, e = 0.5, d = 0.6, f =0.25, h = 2, and α = 2.

suggests that one may choose the appropriate value of τ toobtain the desired oscillation of the Hopf bifurcation.

VII. CONCLUSION

It has been proved by experiments that sRNAs take a sig-nificant role in gene regulation processes. Thus, it is veryimportant to introduce sRNAs to regulate gene expressionsin real gene networks. In this paper, sRNAs have been incor-porated into a new dynamical model for cyclic gene networks,which is described by high-dimensional delay differentialequations. The existence of equilibria has been verified and thestability and bifurcations have been investigated by analyzingthe distribution of characteristic roots. It has been demon-strated that the dynamics of cyclic gene networks mainlydepends on the number of repressors, the multiplication offunctions, and the sum of delays.

For a positive cyclic gene network with an even number ofrepressors, more than one equilibrium probably exists, and thevalue of γ composed of the Hill coefficient, the biochemicalparameters, and the equilibrium itself decides the stability of

each equilibrium. Moreover, the stability of the equilibrium isdelay-independent. When the positive cyclic gene network hasmore than one equilibrium, the multistability may occur.

For a negative cyclic gene network with an odd numberof repressors, there exists a unique equilibrium. Unlike thedelay-independent stability of positive cyclic gene networks,the stability of the equilibrium is delay-dependent for neg-ative cyclic gene networks. Therefore, the stability of theequilibrium is decided not only by the biochemical param-eters, the Hill coefficient and the equilibrium itself, but alsoby multiple delays. The total delay can switch the negativecyclic gene networks between the stable states and unstablestates and a Hopf bifurcation may occur when the stability ofthe equilibrium changes.

Moreover, some biological insights have been derived. Withincreasing the number of genes, the critical value of the totaldelay decreases clearly. Furthermore, the amplitude of bifur-cating oscillations grows apparently along the total delay,while the frequency of oscillations decreases with the increaseof the total delay. These insights can be a useful guid-ance in constructing synthetic gene circuits and designingexperiments.

It is worth noting that the global stability of the equilib-rium and stability of periodic oscillations are very importantfor gene networks which are not involved in this paper. Thus,our future work will be devoted to the global stability analy-sis and the direction and stability of the bifurcating periodicoscillations for gene networks.

ACKNOWLEDGMENT

The authors wish to express their appreciation to theAssociate Editor and the four anonymous reviewers for theirvaluable comments and suggestions that helped to improve thequality of this paper considerably.

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Min Xiao (M’11) received the B.S. degree in math-ematics and the M.S. degree in fundamental math-ematics from Nanjing Normal University, Nanjing,China, in 1998 and 2001, respectively, and thePh.D. degree in applied mathematics from SoutheastUniversity, Nanjing, in 2007.

He was a Post-Doctoral Researcher or a VisitingResearcher with Southeast University, the CityUniversity of Hong Kong, Hong Kong, and WesternSydney University, Sydney, NSW, Australia. Heis currently a Professor with the College of

Automation, Nanjing University of Posts and Telecommunications, Nanjing.His current research interests include memristor-based neural networks,genetic regulatory networks, fractional order systems, networked controlsystems, control of bifurcation, and smart networks of power.

Wei Xing Zheng (M’93–SM’98–F’14) receivedthe Ph.D. degree in electrical engineering fromSoutheast University, Nanjing, China, in 1989.

Over the years, he has held various fac-ulty/research/visiting positions with SoutheastUniversity, the Imperial College of Science,Technology and Medicine, London, U.K., theUniversity of Western Australia, Perth, WA,Australia, the Curtin University of Technology,Perth, the Munich University of Technology,Munich, Germany, the University of Virginia,

Charlottesville, VA, USA, and the University of California at Davis, Davis,CA, USA. He currently holds the rank of a Full Professor with WesternSydney University, Sydney, NSW, Australia.

Dr. Zheng was a recipient of the Highly Cited Researcher Awardby Clarivate-Analytics (formerly, Thomson Reuters) in 2015, 2016, and2017, and the 2017 Vice-Chancellor’s Award for Excellence in Research(Researcher of the Year) at Western Sydney University. He served asan Associate Editor for the IEEE TRANSACTIONS ON CIRCUITS AND

SYSTEMS—PART I: FUNDAMENTAL THEORY AND APPLICATIONS, theIEEE TRANSACTIONS ON AUTOMATIC CONTROL, the IEEE SIGNAL

PROCESSING LETTERS, the IEEE TRANSACTIONS ON CIRCUITS AND

SYSTEMS—PART II: EXPRESS BRIEFS, and the IEEE TRANSACTIONS ON

FUZZY SYSTEMS, and a Guest Editor for the IEEE TRANSACTIONS ON

CIRCUITS AND SYSTEMS—PART I: REGULAR PAPERS. He is currentlyan Associate Editor of AUTOMATICA, the IEEE TRANSACTIONS ON

AUTOMATIC CONTROL (the second term), the IEEE TRANSACTIONS

ON CYBERNETICS, the IEEE TRANSACTIONS ON NEURAL NETWORKS

AND LEARNING SYSTEMS, the IEEE TRANSACTIONS ON CONTROL OF

NETWORK SYSTEMS, and other scholarly journals. He has also served asthe Chair of IEEE Circuits and Systems Society’s Technical Committee onNeural Systems and Applications and as the Chair of IEEE Circuits andSystems Society’s Technical Committee on Blind Signal Processing.

Guoping Jiang (M’03–SM’16) received the B.E.degree in electrical engineering from HohaiUniversity, Nanjing, China, in 1988 and the Ph.D.degree in control theory and engineering fromSoutheast University, Nanjing, in 1997.

He is currently the Vice-President and aProfessor with the Nanjing University of Posts andTelecommunications (NUPT), Nanjing, where hewas with the Department of Electronic Engineering,from 1997 to 2005, first as a Lecturer, then anAssociate Professor, and a Professor. From 2001 to

2005, he visited the Department of Electronic Engineering, City Universityof Hong Kong, Hong Kong, as a Research Fellow. In 2003, he visited theSchool of QMMS, University of Western Sydney, Sydney, NSW, Australia,as a Visiting Fellow. He became the Dean of the College of Automation,the Dean of the School of Graduate, and the Vice President of NUPT in2005, 2007, and 2012, respectively. He has authored or co-authored over 200published academic articles. His current research interests include chaos syn-chronization and control and complex dynamical networks.

Prof. Jiang was a recipient of the Academic Leader for the Youthful andMiddle-Aged Scholars Award from Jiangsu, China, in 2002, and the NewCentury Excellent Talents Award of Ministry of Education, China, in 2006.