[ieee 2011 8th ieee international symposium on diagnostics for electric machines, power electronics...
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Φ
Abstract – Development of portable devices for reliable
condition monitoring of induction machines has become the goal
of many researchers. In this context, the development of robust
algorithms for the automatic diagnosis of electromechanical
failures plays a crucial role. The conventional tool for the
diagnostic of most faults is based on the FFT of the steady-state
current. However, it implies significant drawbacks in industrial
applications in which the machine does not operate under ideal
stationary conditions (e.g. presence of pulsating load torques,
supply unbalances, noises…). In order to overcome some of
these problems, a novel transient-based methodology (Transient
Motor Current Signature Analysis, TMCSA) has been recently
proposed. The idea is to analyze the current demanded by the
machine under transient operation (e.g. during the startup) by
using proper Time Frequency Decomposition (TFD) tools in
order to identify the presence of specific patterns in the time-
frequency map caused by the characteristic evolutions of fault-
related components. However, despite the excellent results
hitherto obtained, the qualitative identification of the patterns
requires a certain user expertness, which implies difficulties for
the automation of the diagnosis. A new algorithm for the
automatic diagnostic of rotor bar failures is proposed in this
paper. It is based on the application of the Hilbert-Huang
Transform, sustained on the Empirical Mode Decomposition
process, for feature extraction, and the further application of
the Scale Transform (ST) for invariant feature selection. The
results prove the reliability of the algorithm and its generality to
automatically diagnose the fault in machines with rather
different sizes and load conditions.
Index Terms— AC Machine; Broken Rotor Bar; Condition
Monitoring; Diagnostics; Feature Extraction; Transient
Analysis; Hilbert-Huang Transform.
I. INTRODUCTION
HE development of algorithms for the automatic
diagnosis of different types of electromechanical failures
in induction machines has become the target of many recent
works. The ultimate objective is the implementation of these
algorithms in Digital Signal Processors (DSP’s) capable to
be incorporated in portable condition monitoring devices
This work was supported in part by ‘Ministerio de Educación’ within
the programs ‘Programa Nacional de Movilidad de Recursos Humanos del Plan Nacional de I+D+I 2008-2011’ and “Programa Nacional de proyectos de Investigación Fundamental”, project reference DPI2008-06583/DPI.
J. Antonino-Daviu M. Riera-Guasp and J. Roger-Folch are with Departmento de Ingeniería Eléctrica, Universitat Politècnica de València, Camino de Vera s/n, 46022 Valencia, SPAIN (e-mails: [email protected], [email protected], [email protected]).
S. Aviyente and E. Strangas are with the Department of Electrical and Computer Engineering, Michigan State University, East Lansing, MI, 48824, USA (e-mail: [email protected], [email protected]).
R.B. Pérez is with the Department of Nuclear Engineering, University of Tennessee, Knoxville, TN, USA (e-mail: [email protected]).
able to diagnose the condition of the machine without
interfering with its normal operation. Most of the current
diagnostic devices are based on the application of the
traditional MSA method, consisting of applying the FFT to
the steady-state current and the subsequent detection of
specific fault-related frequencies in the spectrum. However,
as stated in many works, this approach may not work well in
many industrial applications in which the machine does not
work under pure stationary conditions. For instance, when
diagnosing rotor bar failures or mixed eccentricities, load
torque oscillations or supply unbalances often introduce
components similar to fault-related ones [1]. This can lead to
false positive diagnostics of the aforementioned failures.
Moreover, this conventional method is not suitable for the
detection of rotor breakages under unloaded conditions [2].
In order to avoid these drawbacks, recent works have
proposed alternative techniques, based on the analysis of the
currents demanded by the machine during transient operation
(Transient Motor Current Signature Analysis [2-6]). More
specifically, most of these methods are focused on the
analysis of the stator startup current. The main idea
underlying this alternative diagnosis methodology consists of
tracking the characteristic transient evolutions of fault-
related components, using them as indicators of the presence
of the failure. For this purpose, time-frequency
0 0.2 0.4 0.6 0.8 1 1.20
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Time (s)
Spe
ed (r.p.
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(a)
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5
10
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40
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50
Time (s)
Fre
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(b) Fig. 1. Direct on-line startup transient of an unloaded 1.1 kW IM with p=2:
(a) Evolution of the speed, (b) Evolution of the frequency of theLSH.
T
An EMD-based invariant feature extraction algorithm for rotor bar condition monitoring
Jose Antonino-Daviu, Selin Aviyente, Elias G. Strangas, Martin Riera-Guasp, Jose Roger-Folch and Rafael B. Pérez
978-1-4244-9303-6/11/$26.00 ©2011 IEEE
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decomposition (TFD) tools specially suited for the analysis
of signals with a time-varying frequency spectrum must be
used. The mentioned characteristic evolutions are reflected
then through specific patterns appearing in the time-
frequency maps resulting from the application of these tools.
In this context, diagnosis techniques based on the application
of TFD tools such as wavelet transforms (Discrete Wavelet
Transform (DWT) [2-5], Undecimated Discrete Wavelet
Transform (UDWT) [7], Continuous Wavelet transform
(CWT) [6,8,9], Wavelet Packets (WP)…), Hilbert
Transform (HT) [10], Hilbert-Huang Transforms (HHT) [11-
13] or Wigner-Ville (WVD) and Choi-Williams
Distributions (CWD) [14-16] have been proposed in recent
years.
The main constraint of some of these approaches relies
on the fact that the detection of the failure is merely based on
the qualitative identification of the fault-related patterns.
This is, the user in charge of the diagnostic must be capable
to interpret and recognize the corresponding time-frequency
patterns associated to each failure when looking at the time-
frequency maps resulting from the application of the
corresponding TFD tool. For instance, in the case of broken
rotor bars, the user should recognize in the time-frequency
map the Λ-shaped pattern caused by the evolution of the
Lower Sideband Harmonic (LSH) during the transient [2,3].
This is the most relevant component associated with that
failure and its frequency (fLSH) is given by (1) (f=supply
frequency and s=slip) [2]. This pattern is depicted in Figure
1 (b) for a simulated startup of a 1,1 kW machine with 2 pole
pairs and supply frequency f=50 Hz [2-3]. The evolution of
the speed is shown in Fig. 1 (a).
(1)
This identification task is not always easy, mainly taking
into consideration that this pattern could be partially polluted
by components created by other faults (eccentricities) or
phenomena (position dependent load torque oscillations).
This necessity of certain user expertness for the identification
of fault-related patterns implies difficulties when automating
the fault diagnosis process, which is crucial for the
implementation of the diagnostic algorithms in portable
condition monitoring devices. Despite several Artificial
Intelligence (AI)-based techniques (namely, neural networks,
fuzzy logic, genetic algorithms and others) have been
developed for overcoming this problem [17], none of them
has hitherto been proved to be enough general and reliable
for being implemented in real devices able to diagnose the
presence of rotor bar failures. The goal of this paper is to propose a novel scale-
invariant algorithm for the automatic diagnosis of rotor bar
failures in induction motors. The algorithm requires a
previous application of a specific TFD tool, able to generate
an image representation of the time-frequency map in which
the fault-related components evolve. In this work, the
Hilbert-Huang Transform (HHT) is proposed for achieving
this purpose; this tool is based on the Empirical Mode
Decomposition (EMD) process and it has been applied with
success to the diagnosis of failures in nuclear reactors [18].
The HHT leads to clear time-frequency images in which the
Λ-shaped pattern caused by the transient evolution of the
Lower Sideband Harmonic (LSH) is easily detectable.
However, since the width of the Λ-pattern is dependent on
the startup length (which, at the same time, depends on
parameters such as machine size, load conditions, driven
inertia or supply voltage), it becomes necessary a further
normalization of the HHT-based images in order to obtain a
uniform pattern, in the case of fault, regardless of the startup
conditions or machine size. For this purpose, the Scale
Transform (ST) is applied. This transform, commonly used
in the image processing field, enables to obtain scale-
invariant feature vectors corresponding to different images
with a high reliability. Final computation of 2-D correlation
coefficients between scale invariant vectors resulting from
the ST enables to reach an automatic diagnosis conclusion.
The method is applied to a wide range of signals
corresponding to several machines with different sizes (from
few kW to hundreds of kW), constructive characteristics and
loading conditions. The results included in this paper prove
the reliability of the tool for the automatic diagnosis, even in
cases in which the traditional method could lead to erroneous
conclusions.
II. EMPIRICAL MODE DECOMPOSITION (EMD)
During these previous decades, several tools for analysis
of signals with a time-varying frequency spectrum have
proliferated. Application of each one of these tools provides
a particular time-frequency representation of the analyzed
signal in which the time-evolution of characteristic fault-
Fig. 2. Basic scheme of EMD algorithm.
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related frequency components can be tracked. Each TFD tool
provides particular advantages and drawbacks regarding the
tracking of fault-related components.
In this paper, the HHT is applied for the extraction of the
LSH caused by a broken bar. The main reason is that the
HHT is a cutting-edge tool enabling a clear extraction of the
transient evolution of low-frequency fault-related harmonics,
leading to clear image representations of the time-frequency
map with rather low computational requirements. Moreover,
the fault-related patterns are extracted in a twofold way;
through the characteristic waveforms raising in the intrinsic
mode functions (imf’s) resulting from the HHT or through
the 2-D time-frequency representations provided by the
Hilbert-Huang spectra of these imf’s [11].
The HHT was introduced by N.E. Huang [19-20] and it is
based on the decomposition of a signal in terms of empirical
modes and on their representation within the context of the
Complex Trace Method (CTM), formerly introduced by
Gabor [21]. In the case of multi-component, noise corrupted
signals the CTM fails because the Hilbert transform
processing of those noisy waves generates spurious
amplitudes at negative frequencies [18]. Huang [19-20]
developed a new signal analysis approach to avoid
generating unphysical results. In this approach, the Hilbert
transform is not directly applied to the signal itself but to
each of the members of an empirical decomposition of the
signal (named intrinsic mode functions (imf’s)).
The process to create the imf’s (known as “sifting”) is
simple [18]: provided a certain signal X(q) (q representing
either time or an spatial coordinate), a sequence of steps are
followed:
1. The local extrema of the data are identified and used to
create upper and lower envelopes which enclose the
signal completely.
2. From this envelope, a running mean is created.
3. By subtracting this “mean” from the data, one obtains a
new function, which must have the same number of zero
crossings and extrema (i.e. it exhibits symmetry across the
q-axis).
4. If the function so constructed does not satisfy this
criterion, then the “sifting” process continues until some
acceptable tolerance is reached [19].
5. The resulting q-series is the first ‘imf”, c1(q), and
contains the highest frequency oscillations found in the
data (the shortest time scales).
6. Imf1, is then subtracted from the original data, and this
difference is taken as if it were the original signal.
7. Then, the sifting process is applied again to the new
signal.
8. This procedure for finding modes, cj(q), continues until
the last mode, the residue Rn, is found. This will contain
the trend (i.e., the “time –varying” mean). Thus, the signal,
X(q), is given by the sum:
∑=
+=n
j
j RnqcqX1
)()( (2)
In [19], the completeness and orthogonality of the imf-
expansion are discussed in detail. Fig. 2 shows the basic
scheme of the EMD.
Further application of the Hilbert Transform (HT) to a given intrinsic mode function, imf, generates a q-frequency
plot, the Hilbert-Huang (HH) spectrum, H (ω, q), where ω is the instantaneous frequency [11]. On the other hand, the marginal spectrum can be also defined according to (3), where Q is the total data length [40];
qdqwHwhQ
∫ ⋅=
0),()( (3)
Whereas the HH spectrum offers a measure of the amplitude contribution for each frequency and time, the marginal spectrum (power spectral density) is a measure of the total amplitude (or energy) contribution from each frequency [22].
III. EMD-BASED PATTERN EXTRACTION
The HHT was applied to different startup current signals
corresponding to a 1,1 kW motor. The characteristics of the
tested motor are: Star connection, rated voltage (Un): 400V,
rated power (Pn): 1.1 kW, 2 pair of poles, primary rated
current (I1n): 2.7A, rated speed (nn): 1410 rpm and rated slip
(sn): 0.06. The number of rotor bars was 28. The motor was
directly coupled to a DC machine acting as a load.
Interchangeable rotors with different number of breakages
were considered. The breakages were forced in the
laboratory, drilling the holes in the selected bars.
Six transient data sets of induction machines stator current subject to different number of bar breakages and load conditions were analyzed (Table I). By applying the HHT, each data set was decomposed into two intrinsic mode functions (imf1 and imf2) and their respective HH spectra calculated. The reason for selecting two imf’s was to isolate all the frequency components below the fundamental frequency (i.e. the fault component fLSH) in one single imf (imf2). Then, imf1 would only reflect the evolution of the fundamental component.
TABLE I. ANALYZED DATA SETS
SET MACHINE CONDITION
q1 q2 q3 q4 q5 q6
two broken bars , unloaded two broken bars , loaded
one broken bar , unloaded one broken bar , loaded
healthy , unloaded healthy , loaded
The HH spectra of the second intrinsic modes (imf2) for the six data sets are shown in Fig. 3. Inspection of Fig. 3
reveals that the Λ-shaped pattern caused by the evolution of the LSH associated with the broken bar failure clearly appears in the faulty cases (Fig 3 (a) to (d)) whereas it is not present for healthy condition. The evolution of that pattern is quite characteristic; as the startup progresses, there is a first stretch in which the frequency decreases from f=50 Hz to 0 Hz and a second one in which the frequency increases again up to near 50 Hz. In addition, the color of the spectra informs
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about the amplitude of the LSH at each time; higher amplitude is detected during the second stretch. This characteristic pattern found in the HHT current spectra of the faulty machines fits perfectly the theoretical waveform of the LSH [2,3], confirming that the HHT (and the EMD) is a suitable approach for diagnosing rotor asymmetries, since it enables a clear extraction and detection of the LSH produced by the fault [11]. As observed when comparing Fig. 3 (a) with Fig. 3 (b) and Fig. 3 (c) with Fig. 3 (d), although the pattern is present in all faulty cases, it has different width depending on the length of the startup (i.e. wider for the loaded IM and narrower for the unloaded). This makes difficult the direct comparison between images in order to determine if there is a fault. In order words, if the 2-D correlation coefficient is computed between images, a very low value would be obtained between unloaded and loaded cases even if both of them correspond to faulty condition. Therefore, it becomes necessary to standardize the patterns, this is, to obtain invariant features from two images differing in scale. For this purpose the scale transform will be used.
IV. INVARIANT FEATURES: THE SCALE
TRANSFORM
The Mellin transform (MT) of a certain function f(t)
represents that function in terms of scale. The scale can be
interpreted, as the frequency, as a physical characteristic of
the signal [23]. The MT of f(t) is defined as (4) [23, 24].
(4)
The scale transform (ST) is a particular case of the MT in
which s=-jc+1/2 with c∈ℜ. Therefore, the ST of f(t) can be
defined as [24, 25]:
(5)
Or, equivalently, it can be interpreted as the Fourier
transform of the function [24,25].
(6)
Note that the exponential sampling converts a scale factor
in the t variable onto a translation in scale, whereas the
Fourier transform in (6) converts the translation onto a phase
factor [24]. Therefore, given two signals f(t) and h(t)
normalized to the same energy and differing only in scale,
the magnitudes of their respective ST will be the same; their
ST will only differ in a phase factor [23, 24]. Hence:
(7)
This property of the ST is known as scale invariance and
enables the direct comparison between signals or functions in
which the scale is not consistent, provided that they have
similar energies.
Time (s)
Fre
quen
cy (
Hz)
g p
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 20
20
40
60
80
100
0.2 0.4 0.6 0.8 1 1.2 1.4
(a)
Time (s)
Fre
quen
cy (
Hz)
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 20
20
40
60
80
100
0.2 0.4 0.6 0.8 1 1.2
(b)
Time (s)
Fre
quen
cy (
Hz)
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 20
20
40
60
80
100
0.2 0.4 0.6 0.8 1 1.2 1.4
(c)
Time (s)
Fre
quen
cy (
Hz)
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 20
20
40
60
80
100
0.5 1 1.5 2 2.5
(d)
∫∞
−
=0
)·ln·(
·)·(··2
1)( dtt
etfcD
tcj
f π
2
)()(t
t
k eeftf ⋅=
∫∞
−=0
·· ·)·(··2
1)( dtetfcD tcj
kf π
)()( cDcD hf =
∫∞
−=0
1·)·()( dtttfsF s
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V. SCALE-INVARIANT FEATURE EXTRACTION
AND CORRELATION RESULTS
ST was applied to the HH spectra images resulting from
the application of the HHT in order to extract scale invariant
features. The ST enables a direct comparison between
images regardless of the length of the transient.
After this, the 2-D correlation coefficient was computed
between the resulting scale invariant feature matrices. The 2-
D correlation coefficient between 2 matrices A and B (with
the same size) is given by (8).
, (8)
where and are the means of the values in A
and B, respectively.
The computation of the 2-D correlation coefficient (ρ)
between two scale invariant feature matrices (resulting from
applying the ST to the 2-D images) corresponding to faulty
cases should lead to a value of ρ close to 1 (which indicates
maximum correlation). This should occur regardless of the
duration of the startup, since the application of the ST allows
discarding the effects of the scaling in the patterns (i.e. it
enables to obtain scale invariant features from the images).
On the other hand, application of the 2-D correlation
coefficient between faulty and healthy cases would lead to
lower values of ρ . Theoretically, these values should be very
low, since the Λ-shaped patterns do not appear in the healthy
machine. Nonetheless, by now, computation of ρ between
faulty and healthy matrices does not lead to so low values,
probably because a certain influence of the border effects
remains which increases the ‘similarity’ between faulty and
healthy-related matrices. Table II shows the results of
computing the 2-D correlation coefficient between the scale-
invariant feature matrices, corresponding to different faulty
and healthy cases for the 1,1 kW motor directly coupled to
the DC load (machine 1). These matrices result from
applying the ST to the HH spectra images described in the
section III. In the table, ‘BB’ denotes ‘broken bar’, u is
‘unloaded’ and ‘l’ loaded. The healthy cases are colored in
red.
TABLE II 2-D CORRELATION COEFFICIENTS BETWEEN INVARIANT FEATURE MATRICES
Table II shows the high correlation between faulty cases,
regardless of the load condition. Moreover, the correlation is
higher when the degree of failure is similar (highest values
between 2BB-l and 2BB-u and between 1BB-l and 1BB-u).
On the other hand, the correlation with respect the healthy
condition leads to much lower values.
Several additional tests were performed by coupling the
1,1 kW IM to another load by using a different coupling
system (based on pulleys and straps) (machine 2). The idea
was to analyze the correlation between the scale invariant
features in this case and those obtained for the previous one
in order to see if the new operation conditions of the machine
influence the robustness of the diagnostic algorithm. Table
III shows the correlation coefficients obtained when
comparing different faulty conditions for both machines.
High correlation was again observed between faulty cases
whereas low between faulty and healthy ones, including a
case in which the machine was healthy but supplied through
a fluctuating voltage (Heal_vble_U), a fact which could
make the diagnosis difficult.
TABLE III 2-D CORRELATION COEFFICIENTS BETWEEN MACHINES 1 AND 2
Machine1 → 2BB-u 2BB-l 1BB-u 1BB-l healthy-u
Machine 2
↓2BB-l 0.9244 0.9351 0.9012 0.9044 0.6223
Time (s)
Fre
quen
cy (
Hz)
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 20
20
40
60
80
100
0.5 1 1.5 2 2.5 3
(e)
Time (s)
Fre
quen
cy (
Hz)
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 20
20
40
60
80
100
0.2 0.4 0.6 0.8 1 1.2
(f) Fig. 3. HH spectrum resulting from the application of the HHT to the six
data sets: (a) q1, (b) q2, (c) q3, (d) q4, (e) q5 and (f) q6
2BB-u 2BB-l 1BB-u 1BB-l healthy-u
2BB-u 1 0.9455 0.9311 0.9101 0.5776
2BB-l 1 0.9422 0.9445 0.5802
1BB-u 1 0.9512 0.6001
1BB-l 1 0.5599
healthy-u 1
∑∑ ∑∑
∑∑
−−
−−
=
m n m n
mnmn
m n
mnmn
BBAA
BBAA
))()·()((
))·((
22ρ
A B
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2BB-u 0.9340 0.9301 0.9288 0.9112 0.6004
Heal_vble_U 0.6555 0.6677 0.6211 0.6445 0.8976
Heal-l 0.5889 0.5777 0.6204 0.6011 0.9020
Finally, in order to prove the generality of the method, 2-D
correlation coefficients were computed between the feature
matrices for the machine 1 cases and those obtained with
large size motors operating in mining installations and whose
faulty conditions were known. These data were kindly
provided by [26]. Table IV shows these results, also very
satisfactory (highest correlations between similar faulty
conditions). This table is very illustrative since it shows how,
given a certain motor with an initially unknown condition (let
us say the 320 kW motor in Table IV), direct correlation
between the feature matrices for that motor and the feature
matrices corresponding to different healthy and faulty
conditions of a reference motor (let us say the 1,1 kW motor
(machine 1) of Table IV would automatically indicate if the
diagnosed machine is healthy or faulty (according to Table
IV the 320 kW motor will have broken rotor bars, since the
correlation coefficients in faulty cases are much higher. This
was confirmed after direct observation). This same method
could be applied to diagnose the condition of any other
machine regardless its size. This is due to the potential
provided by the Scale Transform (ST).
TABLE IV 2-D CORR. COEFF. BETWEEN MACHINE 1 AND LARGE MOTORS
Machine1 → 2BB-u 2BB-l 1BB-u 1BB-l healthy-u
320kW motor with BB
0.8499 0.8467 0.8542 0.8676 0.5454
850/450 kW motor with BB
0.8233 0.8455 0.8467 0.8562 0.5162
850/450 kW healthy motor
0.4642 0.4145 0.4954 0.4877 0.9087
VI. CONCLUSION
This work proposes a new algorithm for the automatic
diagnostic or rotor bar failures in IM. This approach is based
on the extraction of fault-related patterns from the original
startup current signals by applying the HHT. These
characteristic patterns are represented as images when
considering the HH spectrum of the imf’s resulting from the
HHT. Subsequent application of the scale transform enables
to eliminate the influence of the loading conditions or of the
machine size on the length of the resulting patterns, taking
advantage of the scale invariant nature of this transform.
Finally, computation of the 2-D correlation coefficient with
respect a reference Λ-pattern enables to diagnose the
condition of the machine.
The developed algorithm enables, known the patterns
corresponding to different faulty cases of a machine
considered as a reference, to automatically find out the
condition of any machine regardless of its size or operating
conditions.
Unlike other methods, this technique does not require
speed measurement. A single phase current, which can be
measured in a non-invasive way, is enough for its
application. The results obtained with machines from few
kW up to hundreds of kW confirm the validity and generality
of the approach. At this stage the algorithm has been applied
to detect the presence or absence of the failure. Further
research will enable to specify the exact degree of failure in
the machine (2, 3, 4 bars…) based on the energy of imfs.
VII. REFERENCES
[1] R.R. Schoen and T.G. Habetler. “Evaluation and Implementation of a System to Eliminate Arbitrary Load Effects in Current-Based Monitoring of Induction Machines,” IEEE Trans. on Ind. Appl., vol. 33, no. 6, pp. 1571-1577, Nov/Dec 1997.
[2] J. Antonino-Daviu, M. Riera-Guasp, J. Roger-Folch and M.P. Molina, “Validation of a New Method for the Diagnosis of Rotor bar Failures via Wavelet Transformation in Industrial Induction Machines,” IEEE Trans. on Ind. Appl., vol. 42, no. 4, Jul/Aug 2006, pp. 990-996.
[3] M. Riera-Guasp, J. A. Antonino-Daviu, M. Pineda-Sanchez, R. Puche-Panadero, J. Perez, "A General Approach for the Transient Detection of Slip-Dependent Fault Components Based on the Discrete Wavelet Transform." IEEE Trans. Ind. Elec., vol. 55, 2008, pp. 4167-4180.
[4] S.H. Kia, H. Henao and G.A. Capolino, “Diagnosis of Broken-Bar Fault in Induction Machines Using Discrete Wavelet Transform Without Slip Estimation,” IEEE Trans. on Ind. Appl., Vol. 45, No. 4, July/August 2009, pp. 1395-1404.
[5] A.Ordaz-Moreno, R.Romero-Troncoso, J.A.Vite-frías, J.Riviera- Gillen, A.García-Pérez, “Automatic online diagnostic algorithm for broken-bar detection on induction motors based on Discrete Wavelet Transform for FPGA implementation”, IEEE Transactions on Industrial Electronics, , vol.55, no.5, pp.2193-2200, May. 2008.
[6] J. Cusido, L. Romeral, J.A. Ortega, J.A. Rosero, A. Garcia Espinosa, "Fault Detection in Induction Machines Using Power Spectral Density in Wavelet Decomposition," IEEE Transactions on Industrial Electronics, vol.55, no.2, pp.633-643, Feb. 2008
[7] W. G. Zanardelli, E. G. Strangas, and S. Aviyente, "Identification of Intermittent Electrical and Mechanical Faults in Permanent-Magnet AC Drives Based on Time-Frequency Analysis," IEEE Trans. Ind. Appl., vol. 43, pp. 971-980, 2007.
[8] F. Briz, M.W. Degnert, P. Garcia, D. Bragado, “Broken rotor bar detection in line-fed induction machines using complex wavelet analysis of startup transients,” IEEE Transactions on Industry Applications, Vol. 44, No. 3, May-June 2008, pp. 760-768.
[9] S. Rajagopalan, J.M. Aller, J.A. Restrepo, T.G. Habetler and R.G. Harley, “Analytic-Wavelet-Ridge-Based Detection of Dynamic Eccentricity in Brushless Direct Current (BLDC) Motors Functioning Under Dynamic Operating Conditions”, IEEE Transactions on Industrial Electronics, vol. 54, no. 3, pp. 1410-1419, June 2007.
[10] R. Puche-Panadero, J. Pons-Llinares, J. Roger-Folch and M. Pineda-Sánchez, “Diagnosis of eccentricity based on the Hilbert Transform of the Startup Current”, proc of SDEMPED 2009, Cargese (France), September 2009.
[11] J.A. Antonino-Daviu, M. Riera-Guasp, M. Pineda-Sánchez, R.B. Pérez, “A Critical Comparison Between DWT and Hilbert–Huang-Based Methods for the Diagnosis of Rotor Bar Failures in Induction Machines”, IEEE Transactions on Industry Applications, Volume 45, Issue 5, Sept.-oct. 2009 Page(s):1794 – 1803.
[12] Z.K. Peng, P.W. Tse, F.L. Chu, “A Comparison Study of Improved Hilbert-Huang Transform and Wavelet Transform: Application to Fault Diagnosis for Rolling Bearing”, Mechanical Systems and Signal Processing, Elsevier, Vol. 19, 2005, pp. 974-988.
[13] V.K. Rai, A.R. Mohanty, “Bearing Fault Diagnosis using FFT of intrinsic mode functions in Hilbert-Huang transform,” Mechanical Systems and Signal Processing, Elsevier, Vol. 21, No. 6, August 2007, pp. 2607-2615.
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[14] M. Blodt, D. Bonacci, J. Regnier, M. Chabert, and J. Faucher, "On-Line Monitoring of Mechanical Faults in Variable-Speed Induction Motor Drives Using the Wigner Distribution," IEEE Trans. Ind. Electron., vol. 55, pp. 522-533, 2008.
[15] S. Rajagopalan, J.M. Aller, J.A. Restrepo, T.G. Habetler, R.G. Harley, "Detection of Rotor Faults in Brushless DC Motors Operating Under Nonstationary Conditions," IEEE Transactions on Industry Applications, vol.42, no.6, pp.1464-1477, Nov-Dec. 2006.
[16] V. Climente-Alarcón, J.A. Antonino-Daviu M.Riera-Guasp, R. Puche, L. Escobar-Moreira, P. Jover-Rodriguez, A. Arkkio, “Diagnosis of stator short-circuits through Wigner-Ville transient-based analysis”, in Proc. of 35th Annual Conference of the IEEE Industrial Electronics Society, IECON 2009, Porto (Portugal), November 2009.
[17] F. Filippetti, G. Franceschini, C. Tassoni, P. Vas, “Recent developments of induction motor drives fault diagnosis using AI techniques“, IEEE Trans. on Ind. Electronics, Vol. 47, No. 5, October 2000, pp 994-1004.
[18] C. Charlton-Perez, R.B. Perez, V. Protopopescu and B.A. Worley, “Detection of unusual events and trends in complex non-stationary data streams”, Annals of Nuclear Energy, Vol. 38, No. 2-3. Feb. 2011, pp.489-510
[19] N.E. Huang, S.S.P Shen, Hilbert-Huang Transform and its Applications. World Scientific Publishing, 2005.
[20] N.E. Huang , Z. Shen, S.R. Long, M.C. Wu, H.H. Shih, Q.Zheng N.C. Yen,C.C. Tung and H.H. Liu, “The Empirical Mode Decomposition and the Hilbert Spectrum for Nonlinear and Nonstationary Time Series Analysis”, Proc. Royal Society of London, A, vol. 454, pp. 903-995, 1998.
[21] D. Gabor, “Theory of Communication,” J. IEE, vol. 93, no. 26, pp. 429-457, November 1946.
[22] D. Yu, J. Cheng and Y. Yang, ”Application of EMD method and Hilbert spectrum to the fault diagnosis of roller bearings”, Mechanical Systems and Signal Processing, Elsevier, Vol. 19, 2005, pp. 258-270.
[23] A. De Sena and D. Rocchesso, “A Fast Mellin and Scale Transform”, EURASIP Journal on Adv. in Sign. Proc,. Vol 2007, Art. ID 89170.
[24] E. J. Zalubas, W. J. Williams, “Discrete scale transform for signal analysis,” Proc. ICASSP '95, vol. 3, pp. 1557–1560, Detroit, May 1995.
[25] L. Cohen, “The Scale Representation”, IEEE Trans. Signal. Proc, vol. 41, 3275-3292, Dec. 1993.
[26] Database of registered currents: In possession of the Chair of Electrical Machines of the AGH University of Science and Technology, Krakow.
VIII. BIOGRAPHIES
Jose Antonino-Daviu (S’04/M’08) received his M.S. and Ph. D. degrees in Electrical Engineering, both from the Universitat Politècnica de València, in 2000 and 2006, respectively. He was working for IBM during 2 years, being involved in several international projects. Currently, he is Associate Professor in the Department of Electrical Engineering of the mentioned University, where he develops his docent and research work. He has been invited professor in Helsinki University of Technology (Finland) in 2005 and 2007 and in Michigan State University (USA) in 2010. He has over 60 publications between international journals, conferences and books. His primary research interests are condition monitoring of electric machines, wavelet theory and its application to fault diagnosis and design and optimization of electrical installations and systems.
Selin Aviyente received her B.S. degree with high honors in electrical and electronics engineering from Bogazici University, Istanbul in 1997. She received her M.S. and Ph.D. degrees, both in Electrical Engineering: Systems, from the University of Michigan, Ann Arbor, in 1999 and 2002, respectively. In August 2002, she joined the Department of Electrical and Computer Engineering at Michigan State University where she is currently an associate professor. Her research focuses on the theory and applications of statistical signal processing, in particular non-stationary signal analysis. She is interested in developing methods for efficient signal representation,
detection and classification. She has published over 80 refereed journal articles and conference proceedings on time-frequency analysis, signal detection and classification. She is the recipient of 2005 Withrow Teaching Excellence Award and 2008 NSF CAREER Award.
Elias Strangas received the Dipl. Eng. degree in electrical engineering from the National Technical University of Greece, Athens, Greece, in 1975 and the Ph.D. degree from the University of Pittsburgh, Pittsburgh, PA, in 1980. He was with Schneider Electric (ELVIM), Athens, from 1981 to 1983 and the University of Missouri, Rolla, from 1983 to 1986. Since 1986, he has been with the Department of Electrical and Computer Engineering, Michigan State University, East Lansing, MI, where he heads the Electrical Machines and Drives Laboratory. His research interests include the design and control of electrical machines and drives, finite-element methods for electromagnetics, and fault prognosis and mitigation of electrical drive systems.
M. Riera-Guasp (M’95) received his M.Sc. degree in industrial engineering and his Ph.D. degree in electrical engineering from the Universitat Politècnica de València (Spain) in 1981 and 1987, respectively. Currently he is an associate professor in the Department of Electrical Engineering of the Universidad Politécnica de Valencia. His research interests include condition monitoring of electrical machines, applications of the wavelet theory to electrical engineering, and efficiency in electric power applications.
Jose Roger-Folch obtained his M.Sc. degree in Electrical Engineering in 1970 from the Polytechnic University of Cataluña and his Ph.D in 1980 from the Universitat Politècnica de València, Spain. From 1971 to 1978 he worked in the Electrical Industry as Project Engineer. Since 1978, he joined the Universitat Politècnica de València and he is currently Professor of Electrical Installations and Machines. His main research areas are the Numerical Methods (F.E.M. and others) applied to the Design and Maintenance of Electrical Machines and Equipments.
Rafael B. Pérez is Master in Chemistry from University of Valencia (1951), Master in Nuclear Engineering from MIT (Massachusets Institute of Technology) (1958) and PhD in Physics from University of Madrid (1961). He has worked for: Spanish Air Force Meteorology Officer (1948-1955); Junta de Energia Nuclear (Spain) (1955-1961); Associate Professor of Nuclear Engineering University of Florida (1961-1967); Senior Research Scientist Oak Ridge National Laboratory (ORNL) (1967-1980), Full Professor of Nuclear Engineering University of Tennessee (UTK) (1980 - 1997). Presently, he is Emeritus Professor of UTK He has over 200 reviewed papers on signal analysis, nuclear reactor dynamics, quantum mechanics and neutron cross section theory. He is Fellow of the American Nuclear Society (ANS); in 1999 he was awarded with the ANS Wigner Prize.
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