hsbc bank plc regulatory capital instruments - 31 december 2014 · 5,25% nachr. anleihe_____ 29...
TRANSCRIPT
HSBC Bank plc
Regulatory Capital Instruments
31 December 2014
This document is a disclosure document published as required by and solely for the purpose of compliance with Article 437(1) of Regulation (EU) No. 575/2013 (the "CRR") to provide a description of the main features of HSBC Bank plc’s capital instruments.
The information contained in this document has been compiled in accordance with the CRR, Commission Implementing Regulation (EU) No 1423/2013, Q&A published by the European Banking Authority and regulatory guidance published by the UK Prudential Regulatory Authority.
Disclosure in the required format has resulted in simplification and abbreviation of the features of the capital instruments described herein. The information contained in this document is not intended to be a comprehensive description of such instruments. No investor or prospective investor in any such instruments should rely upon the description contained in this document and HSBC Bank plc shall not be liable for any inaccuracy or misstatement contained in this document.
The full terms and conditions of certain instruments are accessible by links embedded in this document. The full terms and conditions of the remaining instruments, being HSBC Bank plc’s publicly issued instruments, are available via HSBC’s website (http://www.hsbc.com/investor-relations/fixed-income-securities) or by contacting Group Investor Relations ([email protected]).
Information with respect to any instrument in this document should not be used for investment advice and does not constitute an offer to sell or solicitation of an offer to buy any such instrument or any advice or recommendation with respect to such instrument. When making a decision about your investments, you should seek the advice of a professional financial advisor.
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HSBC Bank plc Regulatory Capital Instruments
ContentsInstrument PageOrdinary Shares_________________________________________________________________________________________ 4Preferred Ordinary Share_________________________________________________________________________________ 5Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2019 onwards)_____________________ 6Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2024 onwards)_____________________ 75.844% Non-cumulative Step-up Perpetual Preferred Securities___________________________________________________ 85.862% Non-cumulative Step-up Perpetual Preferred Securities___________________________________________________ 9Non-cumulative Third Dollar Preference Shares________________________________________________________________ 107.75% Non-cumulative Subordinated Notes 2040______________________________________________________________ 11Midcorp Limited Non-cumulative Redeemable Preference Shares_________________________________________________ 12Undated Floating Rate Primary Capital Notes__________________________________________________________________ 13Undated Floating Rate Primary Capital Notes__________________________________________________________________ 14Undated Floating Rate Primary Capital Notes (Series 3)__________________________________________________________ 154.75% Callable Subordinated Notes 2020_____________________________________________________________________ 16Callable Subordinated Floating Rate Notes 2020_______________________________________________________________ 175% Callable Subordinated Notes 2023________________________________________________________________________ 185.375% Callable Subordinated Step-up Notes 2030_____________________________________________________________ 197.65% Subordinated Notes 2025____________________________________________________________________________ 206.5% Subordinated Notes 2023_____________________________________________________________________________ 215.375% Subordinated Notes 2033___________________________________________________________________________ 226.25% Subordinated Notes 2041____________________________________________________________________________ 234.75% Subordinated Notes 2046____________________________________________________________________________ 24Subordinated Floating Rate Notes 2021______________________________________________________________________ 25Floating Rate Subordinated Loan 2021_______________________________________________________________________ 26Floating Rate Subordinated Loan 2023_______________________________________________________________________ 27Perpetual Subordinated Debt______________________________________________________________________________ 285,25% nachr. Anleihe_____________________________________________________________________________________ 295.18% Schuldscheindarlehen 2016__________________________________________________________________________ 304.31 % Schuldscheindarlehen 2016__________________________________________________________________________ 315.29% Schuldscheindarlehen 2017__________________________________________________________________________ 325.33% Schuldscheindarlehen 2017__________________________________________________________________________ 334.36% Schuldscheindarlehen 2018__________________________________________________________________________ 344.42% Schuldscheindarlehen 2018__________________________________________________________________________ 355.36% Schuldscheindarlehen 2019__________________________________________________________________________ 365.35% Schuldscheindarlehen 2019__________________________________________________________________________ 375.43% Schuldscheindarlehen 2019__________________________________________________________________________ 385.35% Schuldscheindarlehen 2019__________________________________________________________________________ 395.36% Schuldscheindarlehen 2019__________________________________________________________________________ 404.1% Schuldscheindarlehen 2020___________________________________________________________________________ 414.77% Schuldscheindarlehen 2021__________________________________________________________________________ 424.50% Schuldscheindarlehen 2021__________________________________________________________________________ 435.5% Schuldscheindarlehen 2022___________________________________________________________________________ 445.5% Schuldscheindarlehen 2023___________________________________________________________________________ 454.21% Schuldscheindarlehen 2025__________________________________________________________________________ 464.21% Schuldscheindarlehen 2025__________________________________________________________________________ 475.5% Schuldscheindarlehen 2028___________________________________________________________________________ 48Namensgenussschein_____________________________________________________________________________________ 49Namensgenussschein_____________________________________________________________________________________ 50Namensgenussschein_____________________________________________________________________________________ 51Namensgenussschein_____________________________________________________________________________________ 52EUR16m, TSDI, TMO-0.25%, Perpetual_______________________________________________________________________ 53EUR15m, TSR, equity linked________________________________________________________________________________ 54EUR25m 5.9% Subordinated Bonds__________________________________________________________________________ 55Subordinated Floating Rate Loan 2015_______________________________________________________________________ 56Subordinated Floating Rate Loan 2016_______________________________________________________________________ 57Subordinated Floating Rate Loan 2016_______________________________________________________________________ 58Subordinated Floating Rate Loan 2018_______________________________________________________________________ 59Subordinated Floating Rate Loan 2021_______________________________________________________________________ 60
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Ordinary Shares
1 Issuer HSBC Bank plc
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
NA
3 Governing law(s) of the instrument English Law
4 Transitional CRR rules Common Equity Tier 1
5 Post-transitional CRR rules Common Equity Tier 16 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated Solo & Consolidated7 Instrument type (types to be specified by each jurisdiction) Ordinary Shares
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
GBP 21,099.0
9 Nominal amount of instrument (Currency in million) GBP 797.09a Issue price - 9b Redemption price - 10 Accounting classification Shareholders' Equity11 Original date of issuance Various12 Perpetual or dated Perpetual13 Original maturity date No Maturity14 Issuer call subject to prior supervisory approval NA15 Optional call date, contingent call dates and redemption amount NA
16 Subsequent call dates, if applicable NA
17 Fixed or floating dividend/coupon NA
18 Coupon rate and any related index NA
19 Existence of a dividend stopper No
20 aFully discretionary, partially discretionary or mandatory (in terms of timing) Fully discretionary
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
Fully discretionary
21 Existence of step up or other incentive to redeem No22 Noncumulative or cumulative Noncumulative23 Convertible or non-convertible Non-convertible
24 If convertible, conversion trigger (s) NA
25 If convertible, fully or partially NA26 If convertible, conversion rate NA27 If convertible, mandatory or optional conversion NA28 If convertible, specify instrument type convertible into NA29 If convertible, specify issuer of instrument it converts into NA30 Write-down features No
31 If write-down, write-down trigger(s) NA
32 If write-down, full or partial NA33 If write-down, permanent or temporary NA34 If temporary write-down, description of write-up mechanism NA
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
Immediately subordinate to Additional Tier 1
36 Non-compliant transitioned features No
37 If yes, specify non-compliant features NA
Terms and Conditions Articles
HSBC Bank plc Regulatory Capital Instruments
44
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Preferred Ordinary Share
HSBC Bank plc
NA
English Law
Common Equity Tier 1
Common Equity Tier 1Solo & ConsolidatedOrdinary Shares
GBP 0.0
GBP 0.0 - - Shareholders' Equity16 September 1993PerpetualNo MaturityNANA
NA
NA
NA
No
Fully discretionary
Fully discretionary
NoNoncumulativeNon-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Additional Tier 1
No
NA
Articles
HSBC Bank plc Regulatory Capital Instruments
55
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2019 onwards) HSBC Bank plc
NA
English Law
Additional Tier 1
EligibleSolo & ConsolidatedAdditional Tier 1
GBP 1,095.5
GBP 1,095.5100 100 Shareholders' Equity19 December 2014PerpetualNo MaturityYes19 December 2019 - Redemption at ParOn any quarterly interest payment date after 19 December 2019Floating
3 month GBP LIBOR + 5.05%
No
Fully discretionary
Fully discretionary
No NoncumulativeNon-convertible
NA
NANANANANAYesEither Solo or Consolidated Common Equity Tier 1 Ratio of the issuer as of any date falls below 7.00%FullPermanentNone
Immediately subordinate to Tier 2
No
NA
AT1 issued in 2014 (Callable December 2019)
HSBC Bank plc Regulatory Capital Instruments
66
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Subordinated Additional Tier 1 Instrument issued 2014 (Callable December 2024 onwards) HSBC Bank plc
NA
English Law
Additional Tier 1
EligibleSolo & ConsolidatedAdditional Tier 1
GBP 1,100.0
GBP 1,100.0100 100 Shareholders' Equity19 December 2014PerpetualNo MaturityYes19 December 2024 - Redemption at ParOn any quarterly interest payment date after 19 December 2024Floating
3 month GBP LIBOR + 5.20%
No
Fully discretionary
Fully discretionary
No NoncumulativeNon-convertible
NA
NANANANANAYesEither Solo or Consolidated Common Equity Tier 1 Ratio of the issuer as of any date falls below 7.00%FullPermanentNone
Immediately subordinate to Tier 2
No
NA
AT1 issued in 2014 (Callable December 2024)
HSBC Bank plc Regulatory Capital Instruments
77
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.844% Non-cumulative Step-up Perpetual Preferred Securities
HSBC Bank Capital Funding (Sterling 1) L.P.
XS0179407910
Jersey Law (except English Law for Adjusted Distributable Reserves)
Additional Tier 1
IneligibleSolo & ConsolidatedPerpetual non-cumulative preference shares
GBP 700.0
GBP 700.0100 100 Liability - amortised cost05 November 2003Perpetual No MaturityYes05 November 2031 - Redemption at Par
On each distribution date thereafter
Fixed to floating5.844%From 05 November 2031 distribution rate changes from fixed 5.844% to 6 month GBP LIBOR plus 1.76%.Yes
Fully discretionary
Fully discretionary
YesNoncumulativeConvertibleContractual - Converts (i) on 5 Nov 2048 if still outstanding, (ii) if either Solo or Consolidated Total Capital Ratio of HSBC Bank plc falls below the minimum required by UK regulator, or (iiI) the Board of HSBC Bank plc expects (ii) to occur in the near future. Always convert fully1:1 Preference shareMandatoryAdditional Tier 1HSBC Bank plcNo
NA
NANANA
Immediately subordinate to Tier 2
YesDividend stopper. Step-up feature. Without Non- Viability Loss Absorption at Group level
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
88
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.862% Non-cumulative Step-up Perpetual Preferred Securities
HSBC Bank Capital Funding (Sterling 2) L.P.
XS0189704140
Jersey Law (except English Law for Adjusted Distributable Reserves)
Additional Tier 1
IneligibleSolo & ConsolidatedPerpetual non-cumulative preference shares
GBP 332.7
GBP 300.0100 100 Liability - fair value option 07 April 2004Perpetual No MaturityYes07 April 2020 - Redemption at Par
On each distribution date thereafter
Fixed to floating5.862%From 07 April 2020 distribution rate changes from fixed 5.862% to 6 month GBP LIBOR plus 1.85%.Yes
Fully discretionary
Fully discretionary
YesNoncumulativeConvertibleContractual - Converts (i) on 7 April 2019 if still outstanding, (ii) if either Solo or Consolidated Total Capital Ratio of HSBC Bank plc falls below the minimum required by UK regulator, or (iiI) the Board of HSBC Bank plc expects (ii) to occur in the near future. Always convert fully1:1 Preference shareMandatoryAdditional Tier 1HSBC Bank plcNo
NA
NANANA
Immediately subordinate to Tier 2
YesDividend stopper. Step-up feature. Without Non- Viability Loss Absorption at Group level
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
99
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Non-cumulative Third Dollar Preference Shares
HSBC Bank plc
NA
English Law
Additional Tier 1
IneligibleSolo & ConsolidatedPerpetual non-cumulative preference shares
GBP 430.7
GBP 0.0100 100 Shareholders' Equity22 July 2001Perpetual No MaturityYes26 July 2006 - Redemption at Par
Anytime after 26 July 2006 subject to 30 days notice.
Fixed
7.5%
Yes
Fully discretionary
Fully discretionary
NoNoncumulativeNon-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Tier 2
Yes
Without Non- Viability Loss Absorption Clauses
Third USD Preference Shares
HSBC Bank plc Regulatory Capital Instruments
1010
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
7.75% Non-cumulative Subordinated Notes 2040
HSBC Bank plc
NA
English and French Law
Additional Tier 1
IneligibleSolo & ConsolidatedAdditional Tier 1
GBP 701.4
EUR 900.0100 100 Liability - amortised cost31 October 2000Dated31 October 2040Yes31 October 2010 - Redemption at Par
Any Interest Payment Date after 31 October 2010
Fixed
7.75%
No
Mandatory
Mandatory
YesNoncumulativeNon-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Tier 2
Yes
Without Non- Viability Loss Absorption Clauses
EUR900 7.75% Subordinated (Due in 2040)
HSBC Bank plc Regulatory Capital Instruments
1111
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Midcorp Limited Non-cumulative Redeemable Preference Shares
Midcorp Limited
NA
English Law
Additional Tier 1
IneligibleConsolidatedPerpetual non-cumulative preference shares
GBP 150.0
GBP 150.0100 100 Non-controlling interest in consolidated subsidiary07 December 2005Perpetual No MaturityYes15 December 2010 - Redemption at Par
Anytime after 15 December 2010 subject to 21 days notice.
Floating1 year GBP LIBOR + 1.30% The 1 year GBP LIBOR rate used to calculate the dividend shall be fixed on the preceding 15 December of each yearNo
Fully discretionary
Fully discretionary
NoNoncumulativeNon-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Tier 2
Yes
Without Non- Viability Loss Absorption Clauses
Midcorp GBP150m Preference Shares
HSBC Bank plc Regulatory Capital Instruments
1212
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Floating Rate Primary Capital Notes
HSBC Bank plc
GB0005902332
English Law
Tier 2
Tier 2Solo & ConsolidatedPerpetual debt instruments
GBP 481.2
USD 750.0100 100 Liability - amortised cost19 June 1985Perpetual No MaturityYes01 June 1990 - Redemption at Par
On each distribution date thereafter
Floating
6 month USD LIBOR + 0.25%, subject to minimum of 0.68750%
No
Partially discretionaryBank is not obligated to pay the interest if no dividend has been declared or paid on any class of bank's share capital during applicable interest period
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to any other Tier 2 Capital instruments
No
NA
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
1313
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Floating Rate Primary Capital Notes
HSBC Bank plc
XS0015190423
English Law
Tier 2
Tier 2Solo & ConsolidatedPerpetual debt instruments
GBP 320.8
USD 500.0100 100 Liability - amortised cost18 November 1985Perpetual No MaturityYes01 September 1990 - Redemption at Par
On each distribution date thereafter
Floating
6 month LIBOR + 0.25%, subject to minimum of 0.75%
No
Partially discretionaryBank is not obligated to pay the interest if no dividend has been declared or paid on any class of bank's share capital during applicable interest period
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to any other Tier 2 Capital instruments
No
NA
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
1414
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Undated Floating Rate Primary Capital Notes (Series 3)
HSBC Bank plc
GB0005903413
English Law
Tier 2
Tier 2Solo & ConsolidatedPerpetual debt instruments
GBP 192.5
USD 300.0100 100 Liability - amortised cost11 December 1986Perpetual No MaturityYes01 June 1992 - Redemption at Par
On each distribution date thereafter
Floating
6 month LIBOR + 0.10%, subject to minimum of 0.6%
No
Partially discretionaryBank is not obligated to pay the interest if no dividend has been declared or paid on any class of bank's share capital during applicable interest period
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to any other Tier 2 Capital instruments
No
NA
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
1515
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.75% Callable Subordinated Notes 2020
HSBC Bank plc
XS0230339417
English Law
Tier 2
IneligibleSolo & ConsolidatedTier 2
GBP 512.5
GBP 500.099.18 100 Liability - fair value option 29 September 2005Dated29 September 2020Yes29 September 2015 -Redemption at Par
On each distribution date thereafter
Fixed to floating4.75%From 29 September 2015 interest rate changes from fixed 4.75% to 3 month GBP LIBOR + 0.82%.No
Mandatory
Mandatory
YesCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
Yes
Step-up feature.
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
1616
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Callable Subordinated Floating Rate Notes 2020
HSBC Bank plc
XS0230370339
English Law
Tier 2
IneligibleSolo & ConsolidatedTier 2
GBP 387.0
EUR 500.099.73 100 Liability - fair value option 30 September 2005Dated30 September 2020Yes30 September 2015 -Redemption at Par
On each distribution date thereafter
Floating3 mth EURIBOR + 0.3%From 30 September 2015 interest margin over 3 month EURIBOR changes from 0.3% to 0.8%.No
Mandatory
Mandatory
YesCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
Yes
Step-up feature.
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
1717
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5% Callable Subordinated Notes 2023
HSBC Bank plc
XS0164876517
English Law
Tier 2
IneligibleSolo & ConsolidatedTier 2
GBP 379.7
GBP 350.099.09 100 Liability - fair value option 20 March 2003Dated20 March 2023Yes20 March 2018 - Redemption at Par
NA
Fixed to floating5%From 20 March 2018 interest rate changes from fixed 5% to gross redemption yield of then prevailing 5 year UK Gilt + 1.8%.No
Mandatory
Mandatory
YesCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
Yes
Step-up feature.
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
1818
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.375% Callable Subordinated Step-up Notes 2030
HSBC Bank plc
XS0204377310
English Law
Tier 2
IneligibleSolo & ConsolidatedTier 2
GBP 421.8
GBP 350.099.05 100 Liability - fair value option 04 November 2004Dated04 November 2030Yes04 November 2025 - Redemption at Par
On each distribution date thereafter
Fixed to floating5.375%From 04 November 2025 interest rate changes from fixed 5.375% to 3 month GBP LIBOR + 1.5%.No
Mandatory
Mandatory
YesCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
Yes
Step-up feature.
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
1919
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
7.65% Subordinated Notes 2025
HSBC Bank plc
US597433AC57
New York Law (except English Law for subordination provisions)
Tier 2
IneligibleSolo & ConsolidatedTier 2
GBP 264.5
USD 299.99299.83 100 Liability - fair value option 10 May 1995Dated01 May 2025Yes01 May 2007 - Redemption at Par
NA
Fixed
7.65%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
YesHolders had a one-off right to accelerate the scheduled payment of principal. Without Non- Viability Loss Absorption at Group level
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
2020
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
6.5% Subordinated Notes 2023
HSBC Bank plc
XS0088317853
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 299.1
GBP 300.099.083% and 101.132% for 1998 and 2000 issue respectively100 Liability - amortised cost07 July 1998 and 30 November 2000Dated07 July 2023YesTax and Regulatory event / Par
NA
Fixed
6.5%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
2121
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.375% Subordinated Notes 2033
HSBC Bank plc
XS0174470764
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 629.7
GBP 500.098.83 100 Liability - fair value option 22 August 2003Dated22 August 2033YesTax and Regulatory event / Par
NA
Fixed
5.375%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
2222
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
6.25% Subordinated Notes 2041
HSBC Bank plc
XS0120514335
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 223.8
GBP 225.099.043% and 102.328% for 2000 and 2001 issue respectively100 Liability - amortised cost30 November 2000 and 23 February 2001Dated30 January 2041YesTax and Regulatory event / Par
NA
Fixed
6.25%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
2323
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.75% Subordinated Notes 2046
HSBC Bank plc
XS0247840969
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 593.0
GBP 600.098.51 100 Liability - amortised cost24 March 2006Dated24 March 2046YesTax and Regulatory event / Par
NA
Fixed
4.75%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
Please see HSBC's website
HSBC Bank plc Regulatory Capital Instruments
2424
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Subordinated Floating Rate Notes 2021
HSBC Bank plc
NA
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 288.7
USD 450.00100 100 Liability - amortised cost11 February 2011Dated11 February 2021NoNA
NA
Floating
3 month USD LIBOR + 1.86%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
USD450m Subordinated Floating (Due in 2021)
HSBC Bank plc Regulatory Capital Instruments
2525
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Floating Rate Subordinated Loan 2021
HSBC Bank plc
NA
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 930.3
USD 1,450.00100 100 Liability - amortised cost11 February 2011Dated11 February 2021NoNA
NA
Floating
3 month USD LIBOR + 1.86%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
USD1,450m Floating Rate (Due 2021)
HSBC Bank plc Regulatory Capital Instruments
2626
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Floating Rate Subordinated Loan 2023
HSBC Bank plc
NA
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 506.6
EUR 650.0100 100 Liability - amortised cost12 December 2013Dated12 December 2023Yes12 December 2018 - Redemption at Par
NA
Floating3 month EURIBOR + 2.03%
No
Mandatory
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
EUR650m Floating Rate (Due 2023)
HSBC Bank plc Regulatory Capital Instruments
2727
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Perpetual Subordinated Debt
HSBC Bank plc
NA
English Law
Tier 2
Tier 2Solo & ConsolidatedTier 2
GBP 1,836.4
USD 2,862.42100 100 Liability - amortised cost28 March 2011PerpetualNo MaturityYes29 March 2016 - Redemption at Par
NA
Floating
USD LIBOR + 2.68%
No
Partially discretionary
Mandatory
NoCumulative Convertible
PONV - UK PRA - Statutory
May convert fully or partiallyNAOptionalCommon Equity Tier 1HSBC Bank plcYes
PONV - UK PRA - Statutory
May be written down partiallyPermanentNA
Immediately subordinate to Senior Creditors
No
NA
USD2,862mm Floating Rate (Perpetual)
HSBC Bank plc Regulatory Capital Instruments
2828
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5,25% nachr. Anleihe
HSBC Trinkaus & Burkhardt AG
DE000A0AMEY5
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.2
EUR 5.099.33 100 Liability - amortised cost09 February 2004Dated18 February 2019NoNA
NA
Fixed
5.25%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG EUR5m (Due 2019)
HSBC Bank plc Regulatory Capital Instruments
2929
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.18% Schuldscheindarlehen 2016
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 2.4
EUR 10.0100 100 Liability - amortised cost08 July 2004Dated13 July 2016NoNA
NA
Fixed
5.18%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3030
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.31 % Schuldscheindarlehen 2016
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.0
EUR 10.2100 100 Liability - amortised cost13 November 2006Dated16 November 2016NoNA
NA
Fixed
4.31%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3131
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.29% Schuldscheindarlehen 2017
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.8
EUR 10.0100 100 Liability - amortised cost14 June 2007Dated19 June 2017NoNA
NA
Fixed
5.29%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3232
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.33% Schuldscheindarlehen 2017
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 7.7
EUR 20.0100 100 Liability - amortised cost19 June 2007Dated19 June 2017NoNA
NA
Fixed
5.33%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3333
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.36% Schuldscheindarlehen 2018
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 6.0
EUR 10.0100 100 Liability - amortised cost13 November 2006Dated16 November 2018NoNA
NA
Fixed
4.36%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3434
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.42% Schuldscheindarlehen 2018
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.0
EUR 5.0100 100 Liability - amortised cost17 November 2006Dated22 November 2018NoNA
NA
Fixed
4.42%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3535
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.36% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.2
EUR 5.0100 100 Liability - amortised cost09 February 2004Dated12 February 2019NoNA
NA
Fixed
5.36%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3636
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.35% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.2
EUR 5.0100 100 Liability - amortised cost09 February 2004Dated25 February 2019NoNA
NA
Fixed
5.35%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3737
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.43% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.2
EUR 5.0100 100 Liability - amortised cost06 February 2004Dated25 February 2019NoNA
NA
Fixed
5.43%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3838
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.35% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.2
EUR 5.0100 100 Liability - amortised cost06 February 2004Dated25 February 2019NoNA
NA
Fixed
5.35%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
3939
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.36% Schuldscheindarlehen 2019
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 2.0
EUR 3.0100 100 Liability - amortised cost22 April 2004Dated26 April 2019NoNA
NA
Fixed
5.36%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4040
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.1% Schuldscheindarlehen 2020
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 15.6
EUR 20.0100 100 Liability - amortised cost01 June 2005Dated22 June 2020NoNA
NA
Fixed
4.10%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4141
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.77% Schuldscheindarlehen 2021
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 23.4
EUR 30.0100 100 Liability - amortised cost04 May 2006Dated10 May 2021NoNA
NA
Fixed
4.77%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4242
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.50% Schuldscheindarlehen 2021
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 7.8
EUR 10.0100 100 Liability - amortised cost02 October 2006Dated11 October 2021NoNA
NA
Fixed
4.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4343
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.5% Schuldscheindarlehen 2022
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 7.8
EUR 10.088.24 100 Liability - amortised cost23 May 2002Dated27 June 2022NoNA
NA
Fixed
5.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4444
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.5% Schuldscheindarlehen 2023
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 7.8
EUR 10.087.87 100 Liability - amortised cost23 May 2002Dated27 June 2023NoNA
NA
Fixed
5.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4545
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.21% Schuldscheindarlehen 2025
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 7.8
EUR 10.0100 100 Liability - amortised cost06 July 2005Dated07 July 2025NoNA
NA
Fixed
4.21%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4646
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
4.21% Schuldscheindarlehen 2025
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 3.9
EUR 5.0100 100 Liability - amortised cost06 July 2005Dated08 July 2025NoNA
NA
Fixed
4.21%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4747
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
5.5% Schuldscheindarlehen 2028
HSBC Trinkaus & Burkhardt AG
Private Placement
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 7.8
EUR 10.086.53 100 Liability - amortised cost23 May 2002Dated27 June 2028NoNA
NA
Fixed
5.50%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4848
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249144
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 1.9
EUR 6.0100 100 Liability - amortised cost22 September 2006Dated31 December 2016YesTax and Regulatory event / Par
NA
Fixed
4.77%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
4949
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249151
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 1.6
EUR 5.0100 100 Liability - amortised cost22 September 2006Dated31 December 2016YesTax and Regulatory event / Par
NA
Fixed
4.78%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
5050
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249136
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 28.8
EUR 37.0100 100 Liability - amortised cost22 September 2006Dated31 December 2020YesTax and Regulatory event / Par
NA
Fixed
4.91%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
5151
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Namensgenussschein
HSBC Trinkaus & Burkhardt AG
XF0004249177
German Law
Tier 2
IneligibleConsolidatedTier 2
GBP 40.5
EUR 52.0100 100 Liability - amortised cost25 September 2006Dated31 December 2020YesTax and Regulatory event / Par
NA
Fixed
4.89%
NoPartially discretionaryIf remaining maturity is > 2 years:- No interest shall be paid if core capital ratio does not fulfil the regulatory minimum requirementIf remaining maturity is < 2 years:- No interest shall be paid if total capital ratio does not fulfil the regulatory minimum requirement
Mandatory
NoCumulative Non-convertible
NA
NANANANANAYes
Triggered by a P&L loss under German GAAP.
PartialTemporaryAccumulated profits used for write-up
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Trinkaus & Burkhardt AG Subordinated
HSBC Bank plc Regulatory Capital Instruments
5252
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
EUR16m, TSDI, TMO-0.25%, Perpetual
HSBC France
FR0000585333
French Law
Tier 2
IneligibleConsolidatedTier 2
GBP 12.6
EUR 16.0100 100 Liability - amortised cost22 July 1985Perpetual No MaturityNoNA
NA
Floating
TEC10 (TMO has been replaced by TEC10 + 0.25% i.e. 10y constant maturity French government bond)
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to all other Tier 2 Capital instruments
Yes
Without Non- Viability Loss Absorption at Group level
HSBC France EUR16m TSDI TMO 0.25% Perpetual
HSBC Bank plc Regulatory Capital Instruments
5353
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
EUR15m, TSR, equity linked
HSBC France
Private placement
French Law
Tier 2
IneligibleConsolidatedTier 2
GBP 2.3
EUR 15.0100 100 Liability - fair value option 15 December 2000Dated15 December 2015NoNA
NA
Floating
3mth Euribor + 0.40%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC France EUR15m TSR Equity Linked
HSBC Bank plc Regulatory Capital Instruments
5454
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
EUR25m 5.9% Subordinated Bonds
HSBC Bank Malta
MT0000031238
Maltese Law
Tier 2
IneligibleConsolidatedTier 2
GBP 17.6
EUR 30.0100 100 Liability - amortised cost07 October 2008Dated07 October 2018YesTax and Regulatory event / Par
NA
Fixed
5.90%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to Senior Creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Bank Malta 5.9% Subordinated (Due in 2018)
HSBC Bank plc Regulatory Capital Instruments
5555
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Subordinated Floating Rate Loan 2015
HSBC Private Bank (UK) Limited
NA
English Law
Tier 2
IneligibleConsolidatedTier 2
GBP 2.7
GBP 15.0100 100 Liability - amortised cost30 November 2005Dated30 November 2015Yes30 November 2010 - Redemption at Par
On any semi-annual interest payment date after 30 November 2010
Floating
6 month GBP LIBOR + 0.45%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to senior creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Private Bank GBP15m Subordinated (Due in 2015)
HSBC Bank plc Regulatory Capital Instruments
5656
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Subordinated Floating Rate Loan 2016
HSBC Private Bank (UK) Limited
NA
English Law
Tier 2
IneligibleConsolidatedTier 2
GBP 9.7
GBP 35.0100 100 Liability - amortised cost22 May 2006Dated22 May 2016Yes22 May 2011 - Redemption at Par
On any semi-annual interest payment date after 22 May 2011
Floating
6 month GBP LIBOR + 0.45%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to senior creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Private Bank GBP35m Subordinated (Due in 2016)
HSBC Bank plc Regulatory Capital Instruments
5757
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Subordinated Floating Rate Loan 2016
HSBC Private Bank (UK) Limited
NA
English Law
Tier 2
IneligibleConsolidatedTier 2
GBP 7.1
USD 30.0100 100 Liability - amortised cost30 October 2006Dated30 October 2016Yes30 October 2011 - Redemption at Par
On any semi-annual interest payment date after 30 October 2011
Floating
6 month USD LIBOR + 0.45%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to senior creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Private Bank USD30m Subordinated (Due in 2016)
HSBC Bank plc Regulatory Capital Instruments
5858
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Subordinated Floating Rate Loan 2018
HSBC Private Bank (UK) Limited
NA
English Law
Tier 2
IneligibleConsolidatedTier 2
GBP 16.3
USD 40.0100 100 Liability - amortised cost06 March 2008Dated06 March 2018Yes06 March 2013 - Redemption at Par
On any semi-annual interest payment date after 06 March 2013
Floating
6 month USD LIBOR + 1.50%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to senior creditors
Yes
Without Non- Viability Loss Absorption at Group level
HSBC Private Bank USD40m Subordinated (Due in 2018)
HSBC Bank plc Regulatory Capital Instruments
5959
1 Issuer
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)
3 Governing law(s) of the instrument
4 Transitional CRR rules
5 Post-transitional CRR rules 6 Eligible at solo / (sub-) consolidated/ solo & (sub-) consolidated7 Instrument type (types to be specified by each jurisdiction)
8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date)
9 Nominal amount of instrument (Currency in million)9a Issue price9b Redemption price10 Accounting classification 11 Original date of issuance 12 Perpetual or dated 13 Original maturity date 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount
16 Subsequent call dates, if applicable
17 Fixed or floating dividend/coupon
18 Coupon rate and any related index
19 Existence of a dividend stopper
20 aFully discretionary, partially discretionary or mandatory (in terms of timing)
20 b Fully discretionary, partially discretionary or mandatory (in terms of amount)
21 Existence of step up or other incentive to redeem 22 Noncumulative or cumulative 23 Convertible or non-convertible
24 If convertible, conversion trigger (s)
25 If convertible, fully or partially 26 If convertible, conversion rate 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into 30 Write-down features
31 If write-down, write-down trigger(s)
32 If write-down, full or partial 33 If write-down, permanent or temporary 34 If temporary write-down, description of write-up mechanism
35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)
36 Non-compliant transitioned features
37 If yes, specify non-compliant features
Terms and Conditions
Subordinated Floating Rate Loan 2021
Marks and Spencer Financial Services plc
NA
English Law
Tier 2
IneligibleConsolidatedTier 2
GBP 94.0
GBP 94.0100 100 Liability - amortised cost07 November 2011Dated10 November 2021NoNA
NA
Floating
3 month GBP LIBOR + 3.65%
No
Mandatory
Mandatory
NoCumulative Non-convertible
NA
NANANANANANo
NA
NANANA
Immediately subordinate to senior creditors
Yes
Without Non- Viability Loss Absorption at Group level
Marks & Spencer GBP94m Floating (Due in 2021)
HSBC Bank plc Regulatory Capital Instruments
6060