how to set up a clinical network group

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    How do you establish a sickle cell

    disease network?

    Michael R. DeBaun MD, MPH

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    Outline

    Silent Cerebral Infarct Trial as an example

    Code of Federal Regulations (ICH)

    Local Regulations Responsibilities of the Investigator

    Serious Adverse Events Notebook setup/Manual of operations

    Data quality assurance Chart preparation

    Audit preparation

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    Teachers Questions

    Fall 1991

    What is wrong with this child?

    Can you tell me if this is going to happenagain?

    What can you do to treat this child?

    What can I do to help this child learn?

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    Patient Case

    Fall 1991ID: 8 y/o BF with SCA

    Chief complaint: Forgetting

    Informant: 3rd grade teacher

    HPI: Pts teacher reports that patient is unable

    to remember skills that were mastered three

    months ago

    Exam: Normal

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    SLCH Sickle Cell Disease Stroke Team

    1991- 2008

    Neurologists: Tracy Glauser, Michael Noetzel

    Psychologists: Susan Craft, Jeff Schatz and

    Desiree White

    Radiologist: Marilyn Siegel Neuroradiologist: Robert McKinstry

    Hematologist: Allison King

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    SLCH Stroke Group

    Silent strokes are not detectable by neurologists

    J Child Neurol 1995;10:88-92

    Location and size of strokes and silent strokes

    influences the magnitude of cognitive deficits

    J Child Neuropsychol 1999; 5(2):92-103 J Child Neurol 2002;17:891-895

    Working memory deficits are associated with silent

    strokes

    J Clin Exper Neuropsychol 2000; 22(2):257-264

    Reversible posterior leukoencephalopathy is distinct

    entity in SCD and is not necessarily a cerebral infarct

    Blood 2002;101(2):415-419

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    Evidence to Support the

    Significance of Silent Strokes

    Prevalent ~20% of students

    Gradient in global IQ

    Associated with poor school performance

    Progressive neurological complications

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    Funded 2003, N INDS

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    Silent Cerebral Infarct Transfusion Trial:

    Multi-Center Clinical Trial

    Primary Hypothesis:

    Prophylactic blood transfusion therapy inchildren with silent cerebral infarcts willresult in at least 86% reduction in the

    proportion of patients with clinically evidentstrokes, new or progressive silent cerebralinfarcts

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    SIT Trial Participating Sites

    (n=25)

    Clinical Sites

    Imaging & Reading

    Biorepository

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    Perspective of the Study From of

    View of the Student and Parents Two MRIs of the brain to detect silent stroke and

    progression

    Pediatric neurology evaluation-annually

    Three cognitive tests performed over three yearsallowing augmentation of IEP

    In the transfusion arm monthly blood transfusion for three years

    In the observation arm visit to hematology clinic every three months for three

    years

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    Mar

    -05

    Jun-05

    Sep-05

    Dec-05

    Mar

    -06

    Jun-06

    Sep-06

    Dec-06

    Mar

    -07

    Jun-07

    Sep-07

    Dec-07

    Mar

    -08

    Jun-08

    Sep-08

    Dec-08

    Mar

    -09

    Jun-09

    Sep-09

    Nov-09

    0

    50

    100

    150

    200

    PatientsRand

    omized

    Number of Patients Randomized in SIT TrialProjected and Actual

    Projected

    Actual

    Current: 138

    5/20/08

    Goal: 204

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    Code of Federal Regulations ICH

    guidelines

    http://www.fda.gov/cder/guidance/iche3.pdf

    International Conference on Harmonisation International ethical and scientific quality

    standards for trials that involve the participation of

    human subjects

    Federal and institutional requirements

    Sponsor requirements

    http://www.fda.gov/cder/guidance/iche3.pdfhttp://www.fda.gov/cder/guidance/iche3.pdf
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    Local Regulations

    HRPO website:

    https://hrpo.wustl.edu

    Screening Log

    To help establish potential in screening for

    eligible participants

    Required by HRPO annually

    https://hrpo.wustl.edu/https://hrpo.wustl.edu/
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    Example of Federal vs Local

    Regulations Local audit requirement

    Source documents (paper copy) of all standard

    care blood work should be attached to CaseReport form

    No Federal requirement

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    Responsibilities of the

    Investigator Obtain Informed consent

    Conduct Study

    Manual of Operations Obtain and maintain appropriate training

    Hire and supervise qualified staff

    Report adverse events/Serious Adverse events

    Maintain fiscal responsibility

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    Additional responsibilities

    Ensure all study staff have completed CITI

    training (HRPO website)

    Also training with respect to the protocolinvestigational procedures or products.

    Delegate duties to qualified staff

    Support the safety monitoring process

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    Ethics protocol

    Arbitrary how detailed you want it to be.

    Should give overview of your study

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    Manual of Operations

    Very detailed protocol outlining each study

    procedure

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    Example of Ethics vs. MOP protocol details

    HRPO protocol states: Weight will be measured at baseline visit

    Manual of Operations states:

    Follow the steps below to measure the childs weight: The child will be barefoot or wearing thin socks

    and will wear light clothing, ideally a tee-shirt andshorts.

    Zero the scale

    The child will stand in the middle of the platformduring the measurements.

    Weight the child and record the value on the datacollection form.

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    Serious Adverse Events

    www.hhs.gov/ohrp/policy/AdvEvntGuid.htm

    Federal regulations refer to unanticipated

    problems involving risks to participants orothers (45 CFR 46.103(b)(5)).

    http://www.hhs.gov/ohrp/policy/AdvEvntGuid.htmhttp://www.hhs.gov/ohrp/policy/AdvEvntGuid.htm
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    Getting Started

    Manual of Operations

    IRB protocol

    Study forms/Data coordinating center

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    Definition of a Serious Adverse

    eventUnanticipated problems involving risks to

    participants are defined as untoward

    events that are serious, unexpected, andreasonably related to the research.

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    Serious

    An event is defined as being serious if the eventadversely alters the relationship between risks and

    benefits and includes events that either result in orrequire intervention to prevent:

    Inpatient hospitalization or prolongation of hospitalization

    Life-threatening reactions

    Result in persistent or significant disability/incapacity orpermanent harm or disability (either physical or psychological)

    Jeopardize the subject

    Congenital anomaly/birth defect in the offspring of researchparticipant

    Breach of confidentiality that may have a negative consequence

    Death

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    Unexpected

    An event is defined as being unexpected if

    the event exceeds the nature, severity, or

    frequency described in the protocol or theInvestigators Brochure

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    Reasonably Related An event is defined as reasonably related to

    the research if it is more likely to be caused

    by the research procedures than not.

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    Serious adverse events-Time line

    Death

    *Immediately

    Changes to the protocol made without HRPO approval to eliminate

    apparent immediate hazards to a participant*Within five (5)calendar days

    Life-threatening

    *Within seven (7) calendar days

    Occurring in a study with an investigational device

    *Within ten (10) working days

    All other events

    *Within fifteen (15) calendar days

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    Informed consent

    Assure HRPO stamp on every consent

    Future sample use

    Pregnancy box

    Time of consent

    Second parent line

    Minor Assent

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    Case Report Forms (CRF)

    Records and Reports

    The investigator should ensure the accuracy,

    completeness, legibility and timeliness of the datareported to the sponsor in the CRFs and in all

    required reports.

    Data reported on the CRF, which are derived from

    source documents, should be consistent with the

    source documents or the discrepancies should be

    explained.

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    Data Quality Assurance

    Eligibility/Exclusion criteria

    Window for visit completions

    Sample tracking

    Protocol compliance

    Document subject study enrollment in clinicchart

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    Data Quality tips

    Visit window

    Missed visit/incomplete visit forms

    Adverse Events/Serious Adverse events

    Protocol deviations

    HIPAA

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    Notebook #1

    All HRPO submitted and approved forms

    Amendments/correspondence

    Recruitment materials

    HRPO approved Case Report

    forms/questionnaires

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    Notebook #2

    Manual of Operations (MOP)

    Complete detailed protocol

    Very detailed regarding each study

    procedure

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    Notebook #3

    HRPO approved protocol Arbitrary how detailed you want to be

    HRPO approved consents Screening Log

    Lab CLIA, CAP certification, lab normals

    Adverse event reports

    Serious Adverse event reports HRPO requirements

    Establish no bias in study recruitment

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    Purpose of Audits

    Verify adherence to regulatory requirements forthe protection of human subjects

    Review compliance with protocol requirements

    Check the accuracy of submitted data versussource documents and medical records

    Learning experience for staff and Investigator

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    Summary

    Staff/subject relationship important to study

    success

    Keep the PI involved

    Keep a paper trail of all correspondences