how to set up a clinical network group
TRANSCRIPT
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How do you establish a sickle cell
disease network?
Michael R. DeBaun MD, MPH
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Outline
Silent Cerebral Infarct Trial as an example
Code of Federal Regulations (ICH)
Local Regulations Responsibilities of the Investigator
Serious Adverse Events Notebook setup/Manual of operations
Data quality assurance Chart preparation
Audit preparation
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Teachers Questions
Fall 1991
What is wrong with this child?
Can you tell me if this is going to happenagain?
What can you do to treat this child?
What can I do to help this child learn?
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Patient Case
Fall 1991ID: 8 y/o BF with SCA
Chief complaint: Forgetting
Informant: 3rd grade teacher
HPI: Pts teacher reports that patient is unable
to remember skills that were mastered three
months ago
Exam: Normal
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SLCH Sickle Cell Disease Stroke Team
1991- 2008
Neurologists: Tracy Glauser, Michael Noetzel
Psychologists: Susan Craft, Jeff Schatz and
Desiree White
Radiologist: Marilyn Siegel Neuroradiologist: Robert McKinstry
Hematologist: Allison King
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SLCH Stroke Group
Silent strokes are not detectable by neurologists
J Child Neurol 1995;10:88-92
Location and size of strokes and silent strokes
influences the magnitude of cognitive deficits
J Child Neuropsychol 1999; 5(2):92-103 J Child Neurol 2002;17:891-895
Working memory deficits are associated with silent
strokes
J Clin Exper Neuropsychol 2000; 22(2):257-264
Reversible posterior leukoencephalopathy is distinct
entity in SCD and is not necessarily a cerebral infarct
Blood 2002;101(2):415-419
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Evidence to Support the
Significance of Silent Strokes
Prevalent ~20% of students
Gradient in global IQ
Associated with poor school performance
Progressive neurological complications
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Funded 2003, N INDS
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Silent Cerebral Infarct Transfusion Trial:
Multi-Center Clinical Trial
Primary Hypothesis:
Prophylactic blood transfusion therapy inchildren with silent cerebral infarcts willresult in at least 86% reduction in the
proportion of patients with clinically evidentstrokes, new or progressive silent cerebralinfarcts
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SIT Trial Participating Sites
(n=25)
Clinical Sites
Imaging & Reading
Biorepository
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Perspective of the Study From of
View of the Student and Parents Two MRIs of the brain to detect silent stroke and
progression
Pediatric neurology evaluation-annually
Three cognitive tests performed over three yearsallowing augmentation of IEP
In the transfusion arm monthly blood transfusion for three years
In the observation arm visit to hematology clinic every three months for three
years
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Mar
-05
Jun-05
Sep-05
Dec-05
Mar
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Jun-06
Sep-06
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Jun-07
Sep-07
Dec-07
Mar
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Jun-08
Sep-08
Dec-08
Mar
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Jun-09
Sep-09
Nov-09
0
50
100
150
200
PatientsRand
omized
Number of Patients Randomized in SIT TrialProjected and Actual
Projected
Actual
Current: 138
5/20/08
Goal: 204
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Code of Federal Regulations ICH
guidelines
http://www.fda.gov/cder/guidance/iche3.pdf
International Conference on Harmonisation International ethical and scientific quality
standards for trials that involve the participation of
human subjects
Federal and institutional requirements
Sponsor requirements
http://www.fda.gov/cder/guidance/iche3.pdfhttp://www.fda.gov/cder/guidance/iche3.pdf -
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Local Regulations
HRPO website:
https://hrpo.wustl.edu
Screening Log
To help establish potential in screening for
eligible participants
Required by HRPO annually
https://hrpo.wustl.edu/https://hrpo.wustl.edu/ -
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Example of Federal vs Local
Regulations Local audit requirement
Source documents (paper copy) of all standard
care blood work should be attached to CaseReport form
No Federal requirement
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Responsibilities of the
Investigator Obtain Informed consent
Conduct Study
Manual of Operations Obtain and maintain appropriate training
Hire and supervise qualified staff
Report adverse events/Serious Adverse events
Maintain fiscal responsibility
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Additional responsibilities
Ensure all study staff have completed CITI
training (HRPO website)
Also training with respect to the protocolinvestigational procedures or products.
Delegate duties to qualified staff
Support the safety monitoring process
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Ethics protocol
Arbitrary how detailed you want it to be.
Should give overview of your study
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Manual of Operations
Very detailed protocol outlining each study
procedure
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Example of Ethics vs. MOP protocol details
HRPO protocol states: Weight will be measured at baseline visit
Manual of Operations states:
Follow the steps below to measure the childs weight: The child will be barefoot or wearing thin socks
and will wear light clothing, ideally a tee-shirt andshorts.
Zero the scale
The child will stand in the middle of the platformduring the measurements.
Weight the child and record the value on the datacollection form.
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Serious Adverse Events
www.hhs.gov/ohrp/policy/AdvEvntGuid.htm
Federal regulations refer to unanticipated
problems involving risks to participants orothers (45 CFR 46.103(b)(5)).
http://www.hhs.gov/ohrp/policy/AdvEvntGuid.htmhttp://www.hhs.gov/ohrp/policy/AdvEvntGuid.htm -
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Getting Started
Manual of Operations
IRB protocol
Study forms/Data coordinating center
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Definition of a Serious Adverse
eventUnanticipated problems involving risks to
participants are defined as untoward
events that are serious, unexpected, andreasonably related to the research.
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Serious
An event is defined as being serious if the eventadversely alters the relationship between risks and
benefits and includes events that either result in orrequire intervention to prevent:
Inpatient hospitalization or prolongation of hospitalization
Life-threatening reactions
Result in persistent or significant disability/incapacity orpermanent harm or disability (either physical or psychological)
Jeopardize the subject
Congenital anomaly/birth defect in the offspring of researchparticipant
Breach of confidentiality that may have a negative consequence
Death
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Unexpected
An event is defined as being unexpected if
the event exceeds the nature, severity, or
frequency described in the protocol or theInvestigators Brochure
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Reasonably Related An event is defined as reasonably related to
the research if it is more likely to be caused
by the research procedures than not.
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Serious adverse events-Time line
Death
*Immediately
Changes to the protocol made without HRPO approval to eliminate
apparent immediate hazards to a participant*Within five (5)calendar days
Life-threatening
*Within seven (7) calendar days
Occurring in a study with an investigational device
*Within ten (10) working days
All other events
*Within fifteen (15) calendar days
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Informed consent
Assure HRPO stamp on every consent
Future sample use
Pregnancy box
Time of consent
Second parent line
Minor Assent
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Case Report Forms (CRF)
Records and Reports
The investigator should ensure the accuracy,
completeness, legibility and timeliness of the datareported to the sponsor in the CRFs and in all
required reports.
Data reported on the CRF, which are derived from
source documents, should be consistent with the
source documents or the discrepancies should be
explained.
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Data Quality Assurance
Eligibility/Exclusion criteria
Window for visit completions
Sample tracking
Protocol compliance
Document subject study enrollment in clinicchart
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Data Quality tips
Visit window
Missed visit/incomplete visit forms
Adverse Events/Serious Adverse events
Protocol deviations
HIPAA
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Notebook #1
All HRPO submitted and approved forms
Amendments/correspondence
Recruitment materials
HRPO approved Case Report
forms/questionnaires
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Notebook #2
Manual of Operations (MOP)
Complete detailed protocol
Very detailed regarding each study
procedure
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Notebook #3
HRPO approved protocol Arbitrary how detailed you want to be
HRPO approved consents Screening Log
Lab CLIA, CAP certification, lab normals
Adverse event reports
Serious Adverse event reports HRPO requirements
Establish no bias in study recruitment
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Purpose of Audits
Verify adherence to regulatory requirements forthe protection of human subjects
Review compliance with protocol requirements
Check the accuracy of submitted data versussource documents and medical records
Learning experience for staff and Investigator
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Summary
Staff/subject relationship important to study
success
Keep the PI involved
Keep a paper trail of all correspondences