how to claim your biotech- based invention deborah reynolds detailee, tcps1600 571-272-0734...

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Page 1: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

How to Claim your Biotech-Based Invention

Deborah Reynolds

Detailee, TCPS1600

571-272-0734

[email protected]

Page 2: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

How to Claim your Biotech-Based Invention

• DNA or protein inventions (with a focus on utility)

• Antisense nucleic acid inventions

Page 3: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

What is the Invention?

• The famous quote from Brenner v. Manson, 383 U.S. 519 (1966):

– “[A] patent is not a hunting license. It is not a reward for the search, but compensation for its successful conclusion.”

Page 4: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Claim Analysis

• Consider the following claim:

An isolated and purified nucleic acid comprising SEQ ID NO 1.

Page 5: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Question

• What does the application disclose?• Full Open Reading Frame (ORF)

• Application further asserts that the encoded protein is a member of a family of proteins that is already known based upon amino acid sequence homology (i.e. comparison of entire sequence or determination of a consensus sequence).

Page 6: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

The Protein

• Two possibilities– The search may support the assignment

of the protein to a particular family, or may be inconclusive.

– The search may reveal that the protein more likely belongs to a family other than that asserted in the application.

Page 7: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Example

• Example:– Applicant asserts that the protein is an interleukin

receptor because it is 85% identical at the amino acid level with other IL-receptors.

– A search confirms the asserted identity and that the next closest match is a 50% identity to beta-actin.

– No reason to doubt assertion that the protein is an IL-receptor.

Page 8: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Example

• Utility– Is there a well-established utility for IL-receptors?

• No. Different receptors would have different functions and the artisan would have to determine such.

Page 9: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Example

Is the utility specific?

Maybe. The use would be particular to a general class of receptors, but the limited amount of information present would apply equally to all IL-receptors.

Page 10: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Example

• Is the utility substantial?– No. The artisan would need to prepare,

isolate, and analyze the protein in order to determine its function and use. Therefore, the invention is not in readily available form.

Page 11: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Example

• In the absence of an alternative utility that meets the requirements of 35 U.S.C. §101, with these facts, the claimed invention would be rejected under 35 U.S.C. §101 as failing to have patentable utility.

Page 12: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Example

• Is there an alternative utility?– Probe?

• It is possible that the DNA encoding the protein would have utility as a probe. However, the probe must have a specific, substantial and credible utility under 35 U.S.C. 101.

Page 13: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Key Theme for Antisense Patent Examining

• Structure-Function Relationships– Antisense Oligo +

– Target Nucleic Acid +

– Delivery Scheme +

– Cell Type +

– Organism =

– Modulation of Target and/or Therapy

Page 14: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

“Enablement” Requirement• Commonly cited unpredictable factors for antisense:

– predicting target accessibility• target folding/structure• antisense/target protein interactions• lack of correlation between in vitro and in vivo

– efficient delivery to cells and cell targeting for specific disorders– oligo affinity/stability in vivo– “modulation” of target

• inhibition• up-regulation

– in vitro (cell culture) results generally in vivo success – animal model shown is not art recognized

Page 15: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Gene Walk Conclusions

• Probability of finding functional antisense oligo is high.– A broad claim to “An isolated antisense oligonucleotide that

inhibits the expression of gene X” may be enabled by providing the sequence for gene X and gene walk data (no magic number)

• Predictability of any single antisense being effective is low– claim to specific antisense oligonucleotide may require evidence

of function

• The current state of predictability for antisense may support that breadth/scope claimed is enabled– but this may also raise prior art issues depending on what was

known at the time of filing

Page 16: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Obviousness

• Broad antisense claims to known genes would be considered obvious if the prior art suggested inhibiting the gene and the gene sequence was known.

• The current knowledge and level of skill in the art is high such that one of ordinary skill in the art would expect at least an antisense against every known gene (i.e. at mRNA initiation site), absent evidence to the contrary.

• Narrow claims to specific antisense oligos may be free of the art, when there would be no motivation to modify the prior art to achieve the specific antisense sequence claimed.

Page 17: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Recommendations

• Claim functional antisense oligos by specific sequence.

• List results of “gene walk”– showing activity of each oligo

– “gene walk” data may provide a representative number of species to enable/describe a broad generic claim, but there is no magic number

Page 18: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Recommendations

• Provide objective evidence that in vitro results are representative of in vivo applicability.

• Respond to examiner-cited unpredictable factors with objective evidence to the contrary.

• Expert opinions are more favorably viewed when supported using objective evidence.

• Provide objective evidence that a particular animal model is generally accepted as representative of disease or methods of treating, particularly for humans.

• Objective evidence includes arguments, case law, journal articles, and experimental data and comparisons commensurate with the disclosure as filed.

Page 19: How to Claim your Biotech- Based Invention Deborah Reynolds Detailee, TCPS1600 571-272-0734 Deborah.Reynolds@uspto.gov

Questions?

Deborah Reynolds

Detailee, TCPS1600

571-272-0734

[email protected]