how do we understand the behavior of others?: the agency system clark barrett ucla...

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How do we understand the behavior of others?: The agency system Clark Barrett UCLA [email protected]

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How do we understand the behavior of others?:

The agency system

Clark BarrettUCLA

[email protected]

Heider and Simmel (1944)

What is agency?

• Agency = the capacity to act in a goal-directed (intentional) way

• Humans use the “intentional stance” (Dennett 1987) to interpret and make predictions about behavior.

• Main question: What cognitive mechanisms allow us to do this?

Talk outline

• Research goal: searching for building blocks of the agency system

1. Perceptual templates / schemas

2. Conceptual schemas

3. Switching the system on and off

4. Interactions with other systems: agency and social cognition

• Concluding speculations

Why should you care?

(Why is the agency system important for culture, norms, and evolution?)

• A) A security guard fails to detect a terrorist 50 people die.

• B) A security guard throws a grenade into a plane full of passengers 50 people die.

• Perhaps understanding intentions gets you more than just looking at outcomes?

(Intentions in behavioral econ: Blount, McCabe)

Decomposing the agency system

[Ultimate] goal: a computational account

A “black box” account(non-computational)

Perceptual cues

Behavior predictions

INPUTS“Theory of mind”,

“Belief / desire reasoning”, “Intentional

stance”

OUTPUTS

Knowledge Judgments & Decisions

?What’s in here?

Inside the black box(a modular, or computational, account)

Perceptual cues

Predator-prey schema

Social Xch schema

Etc.Behavior prediction

s

INPUTS

Conceptual schemas

OUTPUTS

Scope restrictors / modifiers

John

Susan

Jim

Human

Dog

Lion

IndividualsTaxa

Processor (“ToMM”)

Knowledge

Perceptual

templates / schemas

Judgments &

Decisions

(AD, ID)

Inside the black box(a modular, or computational, account)

Perceptual cues

Predator-prey schema

Social Xch schema

Etc.Behavior prediction

s

INPUTS

Conceptual schemas

OUTPUTS

Scope restrictors

John

Susan

Jim

Human

Dog

Lion

IndividualsTaxa

Processor (“ToMM”)

Knowledge

Perceptual

templates / schemas

Judgments &

Decisions

Perceptual templates

• Achieving (many) goals entail certain kinds of motion: e.g., pursuit

• If intentions have motion signatures, “templates” can be made: detectors

• Does the mind contain such templates for detecting particular kinds of intentional behavior?

What basic motion schemas do people possess?

An experimental study of intentional motion perception

Todd, Barrett, Miller, & Blythe

An experimental study of intentional motion perception

Todd, Barrett, Miller, & Blythe

• Question: can people reliably use motion to infer the intentions of agents, and categorize them?

• Categories: Pursuit, court, lead / follow, guard, fight, play• Generated by German adults in game context, evaluated

by second set of judges (free descriptions, forced choice)

• Within categories, no two exemplars alike; must rely on abstract qualities to make judgment

6-category study: German adults

00.10.20.30.40.50.60.70.8

0.9P

erc

en

t s

ele

cte

d

True category

Selected category

German 3-5 yr olds

Chase

Fight

Lead

Play

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

Pe

rce

nt

se

lec

ted

True category

Selected category

• But:• Are Germans just communicating a culturally shared

schema to other Germans?• Or are these motion schemas universal?

Cross-cultural study: Shuar of Ecuador

Cross-cultural study: Shuar of Ecuador

4-category cross-cultural study

Categories Shuar German

Shuar adults, horticulturalists

N=23

Berlin college students

N=40

Berlin kindergarteners

age 3-5, N=36

Chase Apapéatin Verfolgen

Fight Mániatin Kämpfen

Lead Jintíatin Führen

Play Nakurústin Spielen

Shuar and German adults

chase

fight

lead

play

00.10.20.30.4

0.5

0.6

0.7

0.8

0.9

Percent selected

True category

Selected category

chase

fight

lead

play

Motion perception: summary

• There appear to exist motion schemas for particular kinds of intention

• The same templates are present across cultures

Conceptual schemas

Perceptual cues

Predator-prey schema

Social Xch schema

Etc.Behavior prediction

s

INPUTS

Conceptual schemas

OUTPUTS

Scope restrictors

John

Susan

Jim

Human

Dog

Lion

IndividualsTaxa

Processor (“ToMM”)

Knowledge

Perceptual

templates / schemas

Judgments &

Decisions

Perceptual cues

Predator-prey schema

Social Xch schema

Etc.Behavior prediction

s

INPUTS

Conceptual schemas

OUTPUTS

Scope restrictors

John

Susan

Jim

Human

Dog

Lion

IndividualsTaxa

Processor (“ToMM”)

Knowledge

Perceptual

templates / schemas

Judgments &

Decisions

Conceptual schemas

• Function: making inferences about particular kinds of intentional interaction.

• May be many, e.g. :– Social exchange, – mating, – parent / offspring, – predator / prey, – kin altruism– Fiske: relational models

• Is there evidence for them?

Predator-prey schema

Pre-contact

Predator Mutual Preydetects prey detection detects predator

() ()Approach Wait / Flee Wait / Hide Hide / Ambush

Pursuit

KeyAgents Parameters predator knowledge relation prey action relation

death

Study of children’s inferences about predator-prey interactions

Barrett, Cosmides, & Tooby

• Shuar (N=28) and German (N=38) 3 to 5 year olds• Simulated predator-prey encounter with plastic models

(Jaguar / horse; Lion / zebra)• At each stage, children predict what will happen next• Also infer mental states of predator and prey

Example question: When the lion sees the zebra, what does the lion

want to do ?• Schema-consistent:

– Chase zebra– Catch zebra– Bite zebra– Eat zebra– Kill zebra

• Inconsistent:– Go away (N=1 german)– Eat grass (N=1 shuar)

• Rest DK or no response0

10

20

30

40

50

60

70

80

90

100

Ger

man

Shuar

Ger

man

Shuar

Ger

man

Shuar

Schema-inconsistent

Schema-consistent

3 yrs 4 yrs 5 yrs

Q: When the lion catches the zebra, what will happen?

• Schema-consistent: – Lion hurts zebra– Lion kills and / or eats

zebra• Inconsistent:

– German 3yr: "then he wants to go to the hospital" (not clear if lion or zebra

– German 3 yr: "lion climbs up to the window and falls down“

• But: Few unrealistic or “fantasy” answers

• German + Shuar similar: surprising on cultural view

0

10

20

30

40

50

60

70

80

90

100

Ger

man

y

Shuar

Ger

man

y

Shuar

Ger

man

y

Shuar

Schema-inconsistent

Schema-consistent

3 yrs 4 yrs 5 yrs

0

10

20

30

40

50

60

70

80

90

100

German Shuar German Shuar German Shuar

Consistent

No response

Fantasy

Folk-psychological

Irrelevant

Violation

3 yrs 4 yrs 5 yrs

Summary of responses on predator-prey questions

Predator-prey schema: Summary

• Predator-prey schema is present at an early age across cultures

• Leads to realistic inferences about predator and prey behavior

• Similar in very different cultures, uncontaminated by cultural inputs like fairy tales and cartoons

• Other schemas?

Perceptual cues

Predator-prey schema

Social Xch schema

Etc.Behavior prediction

s

INPUTS

Conceptual schemas

OUTPUTS

Scope restrictors

John

Susan

Jim

Human

Dog

Lion

IndividualsTaxa

Processor (“ToMM”)

Knowledge

Perceptual

templates / schemas

Judgments &

Decisions

Development of social exchange schema

Barrett, Keller, Takezawa, Wichary

• Examined children’s judgments of violations of bilateral social contracts

• And predictions of reactions of different parties to violations

• German 1st and 4th graders

Children’s judgments of contract violations

0

20

40

60

80

100

friend sibling neighbor mother

Perc

en

t ju

dg

ing

co

ntr

act

bro

ken

mutualcompliance

childviolates

otherviolates

mutual non-compliance

Predicted reactions of victim of contract violation

Anger in Simon when other violates

0

20

40

60

80

100

friend sibling neighbor mother

Pe

rce

nt

att

rib

uti

ng

an

ge

r

1st graders

4th graders

Predicted reactions of violator

Guilt to Simon when Simon violates

0

20

40

60

80

100

friend sibling neighbor mother

Pe

rce

nt

gu

ilt

att

rib

uti

on

s

1st grade4th grade

Social contract schema: Summary

• Even young children can identify contract violations• Ability to predict other’s reactions in social exchange

situations may be useful for moderating one’s own behavior

• Future research: what other schemas are there? When do they schemas develop? (e.g. mating?)

Switching the agency system on and off

Agency detection

• Some things are agents, and some are not• Agents require vigilance, and figuring out what

they are trying to do• Assuming everything is an agent entails costs• Selects for discrimination between agents and

non-agents

Agency detection activates appropriate inference systems

AGENT NON-AGENT

Activate agency system

Activate other object system

(e.g. substance)

Inferences licensed: can move, will react if touched, can hurt you… etc

Inferences licensed: can’t move, will not react if touched, can be subdivided into pieces that retain properties, etc…

Different patterns of inference:

What about dead things?

Death as the cessation of agencyBarrett and Behne

• Hypothesis:

• Agency detection system contains a “remapping” routine

AGENT SUBSTANCE

COW STEAK

Activate agency system

Activate substance system

ALIVE DEAD

Different inference patterns

Deactivate agency system, activate substance system

Cross-cultural test of cessation of agency hypothesis

• 3 to 5 year old German and Shuar children• Sleep vs death: Animals and people• Target questions:

– Can it move?– If you touched it, could it move?– Could it hurt you?– If you made a noise, could it know you were there?– Could it be afraid?

• Sleep / death is a strong test

Patterns of inference for sleep vs death

0

0.2

0.4

0.6

0.8

1

3 4 5 3 4 5 3 4 5 3 4 5 3 4 5

Per

cen

t ye

s

Sleep

Death

0

0.2

0.4

0.6

0.8

1

3 4 5 3 4 5 3 4 5 3 4 5 3 4 5

Per

cen

t ye

s

Sleep

Death

Move? If touched?

Hurt you?Detect you?

Be afraid?GERMAN

SHUAR

Mean # correct responses by population and age

0

1

2

3

4

5

6

7

8

9

10

3 4 5 3 4 5

Nu

mb

er c

orr

ect (

of 1

0)

Human condition

Animal condition

German Shuar

Cessation of agency: summary

• Agency inferences can be switched on and off for a particular object

• This aspect of agency detection present by age 4 or earlier

• Same developmental trajectory across cultures: suggests core feature of agency system

Agency and social cognition

Is a norm violated if it is violated by mistake?

Intentions and social contract violation

• Cosmides (1989: social contracts are agreements to exchange benefits

• Cheating = accepting benefit without paying cost

• But:

Suppose you agree to give your friend $1000 if he will give you his car next week. However, his car is stolen. Has he cheated you?

Perhaps intentions are an important part of social contracts.

Social contract Wason

Social contract rule:

“If you give me your watch, then I will give you $10”

Watch no watch $10 $5

P ~p q ~q

About 75% of people pick violation cards

Manipulating intent, incentive, ability

• Cover story manipulated so that potential violator either had:

1. Intent to violate, or violated by mistake

2. Incentive to violate, or no incentive

3. Ability to violate, or no ability (except at random)

• How do the presence or absence of these factors affect subject’s vigilance for cheaters (card turning patterns)?

Benefit / Intent / Ability: You supervise four women who volunteered to help out at the local Board of

Education. Your volunteers were supposed to follow certain rules for assigning students from various towns to the appropriate school district. Each volunteer is the mother of a teenager who is about to enter high school, and each processed her own child’s documents. You overheard that some of your volunteers intended to break the rules when it came to assigning their own children to a school. Here is the situation:

Although both communities are equally prosperous, the parents in Dover City have always cared about the quality of their schools, including Dover High, and have been willing to pay for it. In contrast, the parents in the neighboring town of Hanover have never wanted to spend the money, and have opposed any taxes to improve Hanover High. The Board of Education created this rule: “If a student is to be assigned to Dover High School, then that student must live in Dover City.”

A. Dover High School B. Dover CityC. Hanover High School D. town of Hanover

Operationalizing intent

Without intent

• Benefit / Ability

• You supervise four women who volunteered to help out at the local Board of Education. Your volunteers were supposed to follow certain rules for assigning students from various towns to the appropriate school district. Each volunteer is the mother of a teenager who is about to enter high school, and each processed her own child’s documents. You know your volunteers are honest, but you suspect that they may have made some innocent mistakes: they may have broken the rules for assigning each child to a particular school...

Operationalizing incentive, ability

• Incentive: parents sort their own students into schools, or only students of others

• Ability: students names are written on sheet, or students identified only by code numbers

~20%

Agency and social contracts: summary

• Vigilance for cheating affected ~ 20% for each factor• Additive

• The difference between intentional and accidental violation of norms may be important in many other contexts as well: killing, politeness, fairness, etc..

Conclusion

Summary of findings

• The agency system is not a single “ability,” but is comprised of many components

• Perceptual templates for identifying agents and specific intentions of agents

• Conceptual schemas for reasoning about intentions: provide the content for theory of mind

• Agency system can be turned on and off• Agency system can influence social attribution and

decision making processes

Perceptual cues

Behavior predictions

INPUTS“Theory of mind”,

“Belief / desire reasoning”, “Intentional

stance”

OUTPUTS

Knowledge Judgments & Decisions

?What’s in here?

Eventually, we will need a fully computational account…

(Which might or might not look something like this.)

Perceptual cues

Predator-prey schema

Social Xch schema

Etc.Behavior prediction

s

INPUTS

Conceptual schemas

OUTPUTS

Scope restrictors

John

Susan

Jim

Human

Dog

Lion

IndividualsTaxa

Processor (“ToMM”)

Knowledge

Perceptual

templates / schemas

Judgments &

Decisions

Understanding the agency system might have many implications for understanding social evolution.

How important is the ability to understand intent for the evolution of cooperation,

norms, etc?

The end