housing and mental health: a review of the evidence and a ... · housing and mental health 477...

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Journal of Social Issues, Vol. 59, No. 3, 2003, pp. 475--500 Housing and Mental Health: A Review of the Evidence and a Methodological and Conceptual Critique Gary W. Evans Cornell University Nancy M. Wells Cornell University Annie Moch University of Paris Despite the fact that people invest more financial, temporal, and psychological resources in their homes than in any other material entity, research on housing and mental health is remarkably underdeveloped. We critically review existing research on housing and mental health, considering housing type (e.g., single- family detached versus multiple dwelling), floor level, and housing quality (e.g., structural damage). We then discuss methodological and conceptual shortcomings of this literature and provide a theoretical framework for future research on housing quality and mental health. The first and second author shared equally in the development of this article. Correspondence concerning this article should be addressed to either Gary Evans, Departments of Design and Envi- ronmental Analysis and of Human Development, Cornell University, Ithaca, NY 14853-4401 [e-mail: [email protected]] or Nancy Wells, Department of Design and Environmental Analysis, Cornell Uni- versity, Ithaca, NY 14853-4401 [e-mail: [email protected]]. Preparation of this article was partially supported by Hatch Grants from the U.S. Department of Agriculture (NY 327407 and 327416), the National Institute of Child Health and Human Development (I F33 HD08473-01), the John D. and Catherine T. MacArthur Foundation Network on Socioeconomic Status and Health, the W. T. Grant Foundation, the Bronfenbrenner Life Course Center at Cornell University, the Rackham Graduate School Regents’ and the Seabury Foundation Fellowship at the University of Michigan, the Society for the Psychological Study of Social Issues, and the National Institute of Mental Health (T32MH19958-05). We thank Sherry Bartlett and Frank Becker for feedback on earlier drafts. 475 C 2003 The Society for the Psychological Study of Social Issues

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  • Journal of Social Issues, Vol. 59, No. 3, 2003, pp. 475--500

    Housing and Mental Health: A Review of the Evidenceand a Methodological and Conceptual Critique

    Gary W. Evans∗Cornell University

    Nancy M. Wells∗Cornell University

    Annie MochUniversity of Paris

    Despite the fact that people invest more financial, temporal, and psychologicalresources in their homes than in any other material entity, research on housingand mental health is remarkably underdeveloped. We critically review existingresearch on housing and mental health, considering housing type (e.g., single-family detached versus multiple dwelling), floor level, and housing quality (e.g.,structural damage). We then discuss methodological and conceptual shortcomingsof this literature and provide a theoretical framework for future research on housingquality and mental health.

    ∗The first and second author shared equally in the development of this article. Correspondenceconcerning this article should be addressed to either Gary Evans, Departments of Design and Envi-ronmental Analysis and of Human Development, Cornell University, Ithaca, NY 14853-4401 [e-mail:[email protected]] or Nancy Wells, Department of Design and Environmental Analysis, Cornell Uni-versity, Ithaca, NY 14853-4401 [e-mail: [email protected]].

    Preparation of this article was partially supported by Hatch Grants from the U.S. Department ofAgriculture (NY 327407 and 327416), the National Institute of Child Health and Human Development(I F33 HD08473-01), the John D. and Catherine T. MacArthur Foundation Network on SocioeconomicStatus and Health, the W. T. Grant Foundation, the Bronfenbrenner Life Course Center at CornellUniversity, the Rackham Graduate School Regents’ and the Seabury Foundation Fellowship at theUniversity of Michigan, the Society for the Psychological Study of Social Issues, and the NationalInstitute of Mental Health (T32MH19958-05). We thank Sherry Bartlett and Frank Becker for feedbackon earlier drafts.

    475

    C© 2003 The Society for the Psychological Study of Social Issues

  • 476 Evans, Wells, and Moch

    The home environment is of tremendous significance to human beings. Theresidential setting is where people typically spend most of their time (Robinson &Godbey, 1997); is the venue for contact with the most important members of one’ssocial network (Bronfenbrenner & Evans, 2000); and for most people, representstheir major financial and personal investment (Freeman, 1984, 1993). Given thesignificance of the residential environment to human beings, it is appropriate toask whether housing influences humans’ mental health.

    This article explores the relationship between housing and mental health.We first provide a review of the literature, restricting our focus to the immediateresidential space and omitting neighborhood characteristics as well as researchon noise and crowding that has been previously reviewed (Evans, 2001). We thenaddress conceptual issues relevant to housing and mental health research, with aparticular focus on moderators and mediators that may enhance our understandingof the processes underlying linkages between housing and mental health. Lastly,we briefly address the policy implications of this area of research.

    Research on Housing and Mental Health: A Review of the Literature

    Poor mental health encompasses negative affect, psychological distress, andpsychiatric disorder. A variety of housing characteristics may influence mentalhealth. Our literature review is organized by four categories: housing type (e.g.,single-family detached versus multiple dwelling units, low-rise versus high-risebuildings); floor level of dwelling; housing quality, housing type, and floor levelwith respect to children’s well-being; and overall housing quality (e.g., structuralquality, maintenance, and upkeep). The research related to each of these categoriesis summarized within a table. The studies listed within each table are organizedchronologically. For each study we briefly describe the design of the study andthe sample. We characterize the housing variable under examination and describethe mental health outcome measure(s) used. We indicate whenever reliability andvalidity data are available for the mental health measure. Finally, we describe anymain and interactive effects. In our descriptions corresponding to the tables, webriefly summarize the general findings or trends among the studies, mention possi-ble explanatory mechanisms (mediators), and highlight the salient methodologicalissues.

    Housing Type: Effects of Single-Family Detached Versus Multiple DwellingUnits and Low-Rise Versus High-Rise Buildings

    The studies presented in Table 1 examine mental health differences among res-idents of various housing types. Nearly all the studies suggest that multi-dwellinghousing is associated with adverse psychological health. In general, people livingin high-rises seem to have more mental health problems than those living in low-rises or houses. With the exception of Ineichen and Hooper (1974), the research

  • Housing and Mental Health 477Ta

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  • 478 Evans, Wells, and Moch

    Tabl

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    ors

    McC

    arth

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  • Housing and Mental Health 479E

    dwar

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    ,&

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    ards

    ,19

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    Not

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    ity;n

    .s.=

    nots

    igni

    fica

    nt.

  • 480 Evans, Wells, and Moch

    suggests that residents of single-family detached homes typically fare the best interms of mental health.

    Findings on mental health correlates of housing type raise important questionsabout what underlying mechanisms might explain these linkages. For example,adverse impacts of high-rise dwellings may be due to social isolation and lack ofaccess to play spaces for young children. A potential mediating variable that mightaccount for some of the relation between multiple dwelling units and well-being isstigmatization related to building appearance and/or fear of crime. In a later section,Mediating Processes, we discuss these and other possible underlying psychosocialprocesses that may explain how and why housing can impact psychological well-being in adults and children.

    Unfortunately, many of the studies in Table 1 are marred by weak researchdesigns, often lacking controls for confounding variables. For example, socio-economic status (SES) is correlated with both housing quality and mental health. Itmay relate also to housing tenure (e.g., owning versus renting) and neighborhoodquality. Substandard housing occurs more often in low-income neighborhoods.Recent work on neighborhood quality and mental health (Leventhal & Brooks-Gunn, 2000) illustrates neighborhood quality effects on mental health in children.Only Fanning (1967), McCarthy and Saegert (1979), and Wilcox and Holahan(1976) employ random assignment to building types, thereby avoiding potentialconfounds.

    A more subtle problem that plagues many studies of high-rise versus low-risehousing is that samples of high-rise apartment dwellers often include some peoplewho live on lower floors, thus potentially diluting the impacts of building height.This issue is addressed more directly in studies that compare residents living ondifferent floors as shown in Table 2.

    Floor Level of Dwelling

    Table 2 summarizes research examining mental health differences betweenpeople living on higher versus lower floors. Of the eight studies, six provideevidence of poorer mental health among residents of higher floor levels. Possibleexplanations for the adverse impacts of living on a higher floor include anxietyabout accidents and falls and difficulties with the development and maintenanceof social networks. These are discussed further below under Mediating Processes.

    Of the studies presented in Table 2, only Fanning (1967) employs randomassignment. Thus, the findings of most of the studies are threatened by a majorconfound—the self-selection bias. In other words, perhaps people with poor mentalhealth tend to choose to live on higher floors.

    Studies on floor level effects also ignore within-floor heterogeneity that couldcontribute to unexplained variance and lead to low effect estimates. For example,people may reside longer on some floors than on others. The duration of exposureto a particular housing characteristic such as floor level might contribute to the

  • Housing and Mental Health 481Ta

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  • 482 Evans, Wells, and Moch

    strength of mental health sequelae. As an illustration, Marsh, Gordon, Pantazis, andHeslop (1999) found that the strength of the negative association between housingquality and children’s well-being depended on years of exposure. Heterogeneity inpersonal characteristics with known mental health correlates such as gender or age(Caspi, 1998; Cohen, Kessler, & Gordon, 1995) are often unexamined in studiesof floor level and mental health.

    Housing Quality, Housing Type, and Floor Level: Children’s Well-Being

    The studies presented in Table 3 examine the impact of housing quality, hous-ing type, and floor level on children. Overall, these studies suggest more behavioralproblems and restricted play opportunities among high-rise-dwelling children.Richman (1974) is anomalous in her finding of no significant differences amongthe behavior of high-rise-, low-rise-, and house-dwelling children. In addition,Homel and Burns (1989) diverge from the other studies of floor level with theirfinding of no main effect. This study is unusual, however, in its operationalizationof higher floor level. While most floor level studies compare the first few floorsto several higher floors (e.g., see Table 2—Hannay, 1981 [1−4 v. 5+]; Richman,1977 [1−3 v. 4+]; Wilcox & Holahan, 1976 [1−5 v. 7−10]), Homel and Burnscompare the ground floor to the above-ground floors.

    Several mediating processes have been discussed with respect to housing andchildren’s psychological distress. These include parent–child interaction, child andadolescent monitoring and supervision, restricted play opportunities for youngerchildren, lack of contact with the natural environment, and safety concerns (seeMediating Processes, below, for more details).

    Gillis (1974) found that building type may be linked with juvenile delinquency.Since this study was conducted on the aggregate (census tract) level, caution iswarranted in assuming those living in multiple dwellings are the same individualsexhibiting juvenile delinquency. Furthermore, as with most of these studies, thedirection of causality is unclear. If the juvenile delinquents are living in multiunitdwellings, their families may have self-selected into housing type. Only Saegert(1982) avoids self-selection through random assignment to low-rise or high-risebuildings. Furthermore, several significant findings listed in Table 3 occur withcontrols for SES.

    Overall Quality of the Housing Environment

    Table 4 summarizes research examining the relationship between overall hous-ing quality and mental health. Operationalizations of housing quality include struc-tural deficiencies, cockroach and rodent infestation, dampness, and mold, as wellas housing dissatisfaction, neighborhood comparisons, and comparisons of “dif-ficult to rent” versus low-vacancy housing. All the studies summarized in Table 4suggest that housing quality is positively correlated with psychological well-being.

  • Housing and Mental Health 483Ta

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  • 484 Evans, Wells, and MochTa

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    rel

    derl

    y)v.

    nonm

    over

    s:pr

    e-m

    ove,

    1ye

    arpo

    st-m

    ove,

    8ye

    ars

    post

    -mov

    e

    Hap

    pine

    ss,w

    orry

    ,op

    timis

    m,m

    oral

    eM

    over

    sre

    port

    edm

    ore

    happ

    ines

    s,le

    ssw

    orry

    ,gre

    ater

    sens

    eof

    optim

    ism

    ,and

    high

    erm

    oral

    eth

    anno

    nmov

    ers,

    1ye

    aran

    d8

    year

    sfo

    llow

    ing

    the

    mov

    e

    Duv

    all&

    Boo

    th,

    1978

    Tra

    ined

    rate

    rsas

    sess

    edin

    teri

    or&

    exte

    rior

    stru

    ctur

    alde

    fici

    enci

    es.

    Con

    trol

    led

    for

    educ

    atio

    n,ag

    e,et

    hnic

    ity&

    husb

    and’

    soc

    cupa

    tion

    522

    mar

    ried

    wom

    en<

    45ye

    ars

    wat

    leas

    t1

    child

    (Can

    ada)

    Perc

    eive

    dad

    equa

    cyof

    spac

    e&

    priv

    acy;

    stru

    ctur

    alde

    fici

    enci

    es;

    nons

    truc

    tura

    lde

    fici

    enci

    es(n

    oise

    ,co

    ld,p

    ests

    )

    Em

    otio

    nalw

    ell-

    bein

    g:(1

    )tr

    anqu

    ilize

    rus

    e&

    (2)

    psyc

    holo

    gica

    lsy

    mpt

    oms

    [RV

    ]

    Maj

    orst

    ruct

    ural

    defi

    cien

    cies

    (sag

    ging

    ,cra

    cked

    ,or

    brok

    enst

    ruct

    ural

    elem

    ents

    ),la

    ckof

    priv

    acy,

    and

    spac

    epr

    oble

    ms

    pred

    icte

    dm

    enta

    lhea

    lth

  • Housing and Mental Health 485

    Bro

    wn,

    Bro

    lchá

    in,

    and

    Har

    ris,

    1975

    Con

    trol

    led

    for

    SES

    Wom

    enag

    e18

    –65:

    114

    bein

    gtr

    eate

    dfo

    rde

    pres

    sion

    ;220

    rand

    omsa

    mpl

    e(E

    ngla

    nd)

    Hsg

    prob

    lem

    s(s

    elf-

    repo

    rt)–

    over

    crow

    ding

    ,ph

    ysic

    alsh

    ortc

    omin

    gs,

    nois

    e,in

    secu

    rete

    nure

    ,etc

    .

    “Psy

    chia

    tric

    scre

    enin

    g”de

    velo

    ped

    atIn

    stitu

    teof

    Psyc

    hiat

    ry,i

    nL

    ondo

    n[R

    V]

    Hig

    her

    rate

    sof

    depr

    essi

    onam

    ong

    wor

    king

    -cla

    ssw

    omen

    are

    rela

    ted

    tohs

    gpr

    oble

    ms

    such

    asov

    ercr

    owdi

    ng,p

    hysi

    cal

    shor

    tcom

    ings

    ,noi

    se,i

    nsec

    ure

    tenu

    re

    Kas

    l,W

    ill,W

    hite

    ,&

    Mar

    cuse

    ,19

    82

    Mat

    ched

    onSE

    San

    dot

    her

    fact

    ors

    337

    min

    ority

    ,lo

    w-i

    ncom

    ew

    omen

    wch

    ildre

    nin

    publ

    ichs

    g(U

    .S.)

    Hsg

    qual

    ity(m

    ixof

    self

    -rep

    ort&

    rate

    rite

    ms)

    Men

    talh

    ealth

    [RV

    ]H

    sgqu

    ality

    xne

    ighb

    orho

    odqu

    ality

    inte

    ract

    ion:

    wom

    enliv

    ing

    inpo

    orhs

    gw

    ithin

    dete

    rior

    ated

    neig

    hbor

    hood

    had

    poor

    erm

    enta

    lhe

    alth

    .Chi

    ldre

    n’s

    men

    tal

    heal

    th–n

    .s.

    Wiln

    er,W

    alkl

    ey,

    Pink

    erto

    n,&

    Tayb

    ack,

    1962

    Mat

    ched

    onm

    any

    fact

    ors

    incl

    udin

    gag

    e,re

    nt,

    occu

    patio

    nal

    stat

    us,a

    ndle

    ngth

    ofre

    side

    nce

    600

    blac

    kfa

    mili

    es—

    half

    mov

    eto

    publ

    ichs

    g;ha

    lfst

    ayin

    slum

    s(U

    .S.)

    Hsg

    qual

    ity:b

    ased

    onA

    m.P

    ublic

    Hea

    lthA

    ssoc

    .in

    stru

    men

    ts—

    self

    -re

    port

    &ra

    ter

    item

    s

    Psyc

    holo

    gica

    ldis

    tres

    s[R

    V];

    scho

    olpe

    rfor

    man

    ce(c

    hild

    )[R

    V]

    Smal

    lim

    prov

    emen

    tsin

    optim

    ism

    ,pe

    rson

    allif

    esa

    tisfa

    ctio

    n.L

    ess

    aggr

    essi

    onto

    war

    dsau

    thor

    ity.

    (Moo

    d&

    nerv

    ousn

    ess

    n.s.

    )C

    hild

    ren’

    ssc

    hool

    perf

    orm

    ance

    impr

    oved

    Zah

    ner,

    Kas

    l,W

    hite

    ,&W

    ill,

    1985

    Lon

    gitu

    dina

    l;co

    ntro

    lled

    for

    inco

    me,

    etc.

    337

    Bla

    ck&

    Lat

    ino

    wom

    en(U

    .S.)

    Roa

    ch&

    rode

    ntin

    fest

    atio

    nPs

    ycho

    logi

    cal

    sym

    ptom

    s[R

    V]

    Rat

    infe

    stat

    ion

    was

    cons

    iste

    ntly

    asso

    ciat

    edw

    ithpo

    ores

    tmen

    tal

    heal

    thB

    yrne

    ,Har

    riso

    n,K

    eith

    ley,

    &M

    cCar

    thy,

    1986

    Mat

    ched

    onSE

    S38

    3ho

    useh

    olds

    inco

    unci

    lhsg

    (Eng

    land

    )

    “Dif

    ficu

    ltto

    let”

    (i.e

    .,hi

    gher

    vaca

    ncy

    rate

    s,lo

    nger

    tofi

    ndte

    nant

    s,m

    ore

    tran

    sfer

    requ

    ests

    )v.

    othe

    rco

    unci

    lhsg

    Psyc

    holo

    gica

    ldis

    tres

    s[R

    V]—

    (e.g

    .,an

    xiet

    y,de

    pres

    sion

    ,ye

    s/no

    ques

    tions

    )

    “Dif

    ficu

    ltto

    let”

    hsg

    asso

    ciat

    edw

    ithm

    ore

    psyc

    holo

    gica

    ldis

    tres

    s(e

    xcep

    tfor

    adul

    tsov

    erag

    e65

    )

    (con

    tinu

    ed)

  • 486 Evans, Wells, and Moch

    Tabl

    e4.

    (Con

    tinu

    ed)

    Aut

    hor(

    s)D

    esig

    n/N

    otes

    Part

    icip

    ants

    Inde

    pend

    entV

    aria

    ble

    Out

    com

    eB

    asic

    Res

    ult

    Elto

    n&

    Pack

    er,

    1986

    Ran

    dom

    lyas

    sign

    edto

    mov

    eor

    stay

    .N

    osi

    gnif

    ican

    tbe

    twee

    n-gr

    oups

    diff

    eren

    cein

    sym

    ptom

    spr

    ior

    tom

    ove

    56re

    ques

    ted

    relo

    catio

    nfr

    omco

    unci

    lhsg

    due

    tom

    enta

    lhea

    lth:2

    8st

    ay,2

    8m

    ove

    (Eng

    land

    )

    Poor

    hsg

    v.be

    tter

    hsg.

    (Hsg

    qual

    ityno

    tac

    tual

    lym

    easu

    red.

    Subj

    ects

    attr

    ibut

    edm

    enta

    lhea

    lthdi

    ffic

    ultie

    sto

    nois

    e,st

    ruct

    ural

    prob

    lem

    s,cr

    owdi

    ng,e

    tc.)

    Anx

    iety

    &de

    pres

    sion

    [RV

    ]H

    ighl

    ysi

    gnif

    ican

    tim

    prov

    emen

    tin

    depr

    essi

    onan

    dan

    xiet

    ysy

    mpt

    oms

    1–3

    mon

    ths

    follo

    win

    gm

    ove,

    and

    stab

    lech

    ange

    s1

    year

    late

    r

    Elto

    n&

    Pack

    er,

    1987

    Mat

    ched

    onse

    x,ag

    e,an

    dSE

    S41

    who

    mov

    edfr

    omco

    unci

    lhsg

    due

    tom

    enta

    lhea

    lthv.

    11w

    hom

    oved

    for

    othe

    rre

    ason

    s(E

    ngla

    nd)

    Poor

    hsg

    v.be

    tter

    hsg

    (with

    diff

    eren

    tre

    ason

    sfo

    rre

    loca

    tion)

    Anx

    iety

    &de

    pres

    sion

    [RV

    ]Im

    prov

    emen

    tsin

    sym

    ptom

    sof

    anxi

    ety

    and

    depr

    essi

    onfo

    rbo

    thpe

    ople

    who

    mov

    edfr

    omco

    unci

    lhs

    gdu

    eto

    men

    talh

    ealth

    and

    peop

    lew

    hom

    oved

    for

    othe

    rre

    ason

    s

    Bir

    tchn

    ell,

    Mas

    ters

    ,&D

    eahl

    ,198

    8

    No

    cont

    rols

    for

    SES

    (alth

    ough

    mor

    ede

    pres

    sed

    wom

    enw

    ere

    poor

    )

    408

    wom

    en(E

    ngla

    nd)

    Inte

    rior

    hsg

    qual

    ityD

    epre

    ssio

    nR

    esid

    entia

    lqua

    lity

    was

    sign

    ific

    antly

    low

    erfo

    rde

    pres

    sed

    than

    for

    nond

    epre

    ssed

    peop

    le

    Bla

    ckm

    an,

    Eva

    son,

    Mel

    augh

    ,&W

    oods

    ,198

    9

    Stat

    istic

    ally

    cont

    rolle

    dfo

    rpr

    opor

    tion

    ofch

    ildre

    n<

    age

    5an

    dpr

    opor

    tion

    ofsi

    ngle

    pare

    nts

    (SE

    Sno

    tco

    ntro

    lled)

    1317

    adul

    ts,8

    74ch

    ildre

    nin

    two

    hsg

    area

    s(N

    orth

    ern

    Irel

    and)

    Com

    pare

    dtw

    oar

    eas

    ofpu

    blic

    hsg:

    poor

    erqu

    ality

    v.be

    tter

    Men

    talh

    ealth

    —se

    lf-r

    epor

    tG

    reat

    erin

    cide

    nce

    ofm

    enta

    lhea

    lthpr

    oble

    ms

    inpo

    orhs

    gfo

    rbo

    thad

    ults

    and

    child

    ren

  • Housing and Mental Health 487H

    unt,

    1990

    599

    hous

    ehol

    dsw

    child

    unde

    rag

    e16

    —ad

    ults

    (80%

    fem

    ale)

    and

    child

    ren

    (Eng

    land

    &Sc

    otla

    nd)

    Hsg

    cond

    ition

    sas

    sess

    edby

    two

    surv

    eyor

    s:da

    mpn

    ess,

    mol

    d,co

    ld,n

    oisy

    ,poo

    rre

    pair

    ,ove

    rcro

    wde

    d

    Em

    otio

    nald

    istr

    ess

    (Adu

    lts:b

    adne

    rves

    ,fe

    elin

    glo

    w,

    head

    ache

    s,G

    HQ

    scor

    e.C

    hild

    ren:

    irri

    tabi

    lity,

    tem

    per

    tant

    rum

    s,un

    happ

    ines

    s,be

    d-w

    ettin

    g)

    Am

    ong

    both

    adul

    tsan

    dch

    ildre

    n,pe

    rcen

    tage

    ofpe

    ople

    repo

    rtin

    gsy

    mpt

    oms

    ofps

    ycho

    logi

    cal

    dist

    ress

    ispo

    sitiv

    ely

    corr

    elat

    edw

    ithth

    enu

    mbe

    rof

    hsg

    prob

    lem

    s

    Hun

    t&M

    cKen

    na,

    1992

    Con

    trol

    led

    for

    age

    752

    adul

    tsin

    thre

    ear

    eas

    ofhs

    g(E

    ngla

    nd)

    Com

    pare

    dth

    ree

    area

    sof

    publ

    ichs

    gw

    ithva

    ryin

    gde

    gree

    ofph

    ysic

    alim

    prov

    emen

    ts

    Anx

    iety

    &de

    pres

    sion

    [RV

    ]Fo

    rpe

    ople

    over

    age

    64,g

    reat

    erin

    cide

    nce

    ofde

    pres

    sion

    and

    anxi

    ety

    amon

    gth

    ose

    who

    lived

    inun

    impr

    oved

    hsg

    vers

    usbe

    tter

    hsg

    Saito

    ,Iw

    ata,

    Hos

    okaw

    a,&

    Ohi

    ,199

    3

    Con

    trol

    led

    for

    inte

    rnal

    dens

    ity,

    floo

    rle

    vel,

    age,

    empl

    oym

    ent

    stat

    us

    444

    wom

    en(J

    apan

    )D

    issa

    tisfa

    ctio

    nor

    perc

    eive

    dhs

    gpr

    oble

    ms

    Psyc

    holo

    gica

    lhea

    lth[R

    V]

    Poor

    erps

    ycho

    logi

    calh

    ealth

    foun

    dam

    ong

    thos

    ew

    ho(a

    )w

    ere

    diss

    atis

    fied

    with

    hous

    eor

    room

    arra

    ngem

    ent,

    (b)

    perc

    eive

    dho

    use

    asin

    adeq

    uate

    for

    child

    ren,

    etc.

    Smith

    ,Sm

    ith,

    Kea

    rns,

    &A

    bbot

    t,19

    93

    Stat

    istic

    ally

    cont

    rolle

    dfo

    rso

    cial

    clas

    s,lo

    catio

    n,et

    hnic

    ity

    279

    hous

    ehol

    dsin

    inad

    equa

    tehs

    g(A

    ustr

    alia

    )

    Two

    hsg

    stre

    ssor

    (sel

    f-re

    port

    )sc

    ales

    :di

    scom

    fort

    and

    phys

    ical

    cond

    ition

    [R]

    Psyc

    holo

    gica

    ldis

    tres

    s[R

    V]

    Perc

    eive

    dhs

    gdi

    scom

    fort

    pred

    icts

    psyc

    holo

    gica

    ldis

    tres

    s.So

    cial

    supp

    ortm

    oder

    ates

    inlo

    wor

    med

    ium

    hsg

    disc

    omfo

    rt,b

    utno

    tin

    high

    Hal

    pern

    ,199

    5N

    osi

    gnif

    ican

    tbe

    twee

    n-gr

    oups

    diff

    eren

    ces

    insy

    mpt

    oms

    prio

    rto

    rem

    odel

    ing

    117

    low

    -inc

    ome,

    fem

    ale

    head

    sof

    hous

    ehol

    d.H

    alf

    rem

    odel

    edto

    impr

    ove

    hsg,

    half

    did

    not(

    Eng

    land

    )

    Pre–

    post

    hsg

    impr

    ovem

    ents

    (e.g

    .,re

    plac

    edfr

    ontp

    orch

    &do

    or,m

    oder

    nize

    dki

    tche

    n&

    bath

    ,pr

    ovid

    edce

    ntra

    lhe

    atin

    g)

    Anx

    iety

    &de

    pres

    sion

    [RV

    ]Sy

    mpt

    oms

    ofbo

    than

    xiet

    yan

    dde

    pres

    sion

    decr

    ease

    din

    inte

    rven

    tion

    grou

    p.N

    och

    ange

    inco

    ntro

    lgro

    up

    (con

    tinu

    ed)

  • 488 Evans, Wells, and Moch

    Tabl

    e4.

    (Con

    tinu

    ed)

    Aut

    hor(

    s)D

    esig

    n/N

    otes

    Part

    icip

    ants

    Inde

    pend

    entV

    aria

    ble

    Out

    com

    eB

    asic

    Res

    ult

    Hop

    ton

    &H

    unt,

    1996

    Con

    trol

    led

    for

    SES

    451

    hous

    ehol

    ds(S

    cotla

    nd)

    Dam

    pnes

    s(c

    heck

    list

    of6

    prob

    lem

    sas

    soci

    ated

    wda

    mpn

    ess)

    Em

    otio

    nald

    istr

    ess

    [RV

    ]D

    ampn

    ess

    was

    sign

    ific

    antly

    asso

    ciat

    edw

    ithpo

    orer

    men

    tal

    heal

    th

    LeC

    lair

    &In

    nes,

    1997

    Agg

    rega

    tele

    vel/

    ecol

    ogic

    alst

    udy

    Chi

    ldre

    nan

    dad

    oles

    cent

    s(C

    anad

    a)

    Hsg

    qual

    ity(p

    erce

    ntof

    dwel

    ling

    units

    inba

    dre

    pair

    with

    ince

    nsus

    trac

    t)

    Ref

    erra

    lsto

    child

    ren’

    sce

    nter

    for

    moo

    d/co

    nduc

    t/str

    ess-

    rela

    ted

    diso

    rder

    s[V

    ]

    Hsg

    qual

    itybe

    stpr

    edic

    tsm

    ood/

    cond

    uct/s

    tres

    sre

    ferr

    als

    (onl

    yot

    her

    sign

    ific

    antp

    redi

    ctor

    was

    soci

    alcl

    ass)

    Payn

    e,19

    97N

    oco

    ntro

    lfor

    SES

    orin

    com

    e12

    66ad

    ults

    (U.K

    .)H

    sgqu

    ality

    (goo

    d,ad

    equa

    te,o

    rpo

    or)

    Isol

    atio

    n,de

    pres

    sion

    ,w

    orri

    esT

    hose

    livin

    gin

    hsg

    ina

    “poo

    rst

    ate

    ofre

    pair

    ”ar

    efo

    urtim

    esas

    likel

    yto

    expe

    rien

    ceis

    olat

    ion,

    depr

    essi

    on,&

    wor

    ries

    than

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  • 490 Evans, Wells, and Moch

    Various characteristics of housing quality may influence psychosocial pro-cesses that in turn can affect mental health. Some of these mediating processesare identity and self-esteem, anxiety about structural hazards, worry and lack ofcontrol over maintenance and management practices, and fear of crime. These arediscussed in detail under Mediating Processes.

    Unfortunately, a variety of factors render the majority of results on housingquality and mental health inconclusive. First, the independent variables are oftensubjectively defined or based on self-report. For instance, in Hopton and Hunt(1996), dampness is subjectively assessed; in Brown, Brolcháin, and Harris (1975),Duvall and Booth (1978), Smith, Smith, Kearns, and Abbott (1993), and Obasanjo(1998), housing problems are based on self-report. This is particularly problematicwhen the dependent variable is also based on self-report (which psychologicalwell-being often is) because some of the covariance between housing quality andmental health may be created by the overlap in method.

    In several studies, differences between housing conditions are presumed, butnot explicitly measured. As an example, in Elton and Packer’s (1986, 1987) studiesof relocation, housing quality is not actually measured. While it seems reasonable toaccept that housing quality improved following the move to new housing, measuredchanges in housing conditions would provide stronger evidence. A recent studyemployed a more detailed, quantitative measurement of housing quality completedby trained raters before and after people moved (Evans, Wells, Chan, & Saltzman,2000).

    Many housing scales consist of dichotomous items (e.g., present/absent) and/ora small number of items. Both of these features attenuate estimates of associa-tion (Ghiselli, Campbell, & Zedeck, 1981). Christenson, Carp, Cranz, and Wiley(1992), in a reanalysis of housing quality and residential satisfaction data, demon-strated significantly larger correlations when multiitem scales were employed in-stead of single-item indicators. Furthermore, as documented in Tables 1−4, manystudies have used mental health measures of unknown reliability. This too attenu-ates estimates of covariation (Ghiselli et al., 1981).

    Insufficient variability in housing quality underestimates covariation withmental health outcomes (Ghiselli et al., 1981). Variability in housing quality isrestricted when public housing samples or institutional housing (e.g., college dor-mitories, military housing, prison housing) samples are relied on (cf. Marsh et al.,1999).

    Conceptual Issues

    Two conceptual issues permeate research on housing and mental health: mod-eration and mediation. Nearly all studies have examined the main effects of housingcharacteristics on mental health without taking into account other variables thatmight moderate the relation between housing and mental health. Secondly, few

  • Housing and Mental Health 491

    studies examine what underlying psychosocial processes (i.e., mediators) mightexplain how and why housing can affect mental health.

    Moderating/Processes

    Housing researchers have generally not incorporated moderating constructs(interaction effects) that may amplify or attenuate the impacts of housing onmental health (Freeman, 1993; Gifford, in press; Lawrence, 1993). A few ofthe studies on high-rise living (see Tables 1 and 2) reveal that women stayingat home with young children may be particularly susceptible to the ill effects ofhigh-rise living. This subgroup may be especially vulnerable because of socialisolation caused in part by their inability to let their children play outside. Re-search from China provides anecdotal reports of parental anxiety among high-risedwellers due to a lack of play spaces for children that parents can easily monitor(Levi, Ekblad, Changhui, & Yueqin, 1991). In Hong Kong, high-rise housing wasfound to be associated with psychological distress but only among apartmentsshared by multiple family units (Mitchell, 1971). Boys may be more vulnerableto suboptimal housing than girls (Saegert, 1982), and the age of children maymake a difference as well. Young adolescents may be more sensitive to hous-ing quality than their older counterparts. Obasanjo (1998) attributed this to thegreater opportunities available to older adolescents to escape from their immediateresidence.

    In addition to personal variables, the social and physical context in whichhousing is located may alter its impacts on human beings. Multiple-story build-ings located in low-income neighborhoods might affect people differently thansimilarly designed houses located in a different place (Gifford, in press). Poorerquality housing is more strongly related to psychological symptoms in adults whenthe housing is located in more deteriorated neighborhoods (Kasl, Will, White, &Marcuse, 1982; McCarthy, Byrne, Harrison, & Keithley, 1985). Public housingfamilies randomly relocated to scattered site public housing in middle-class subur-ban neighborhoods showed more improvements in mental health relative to similarfamilies with improved housing quality who relocated to low-income neighbor-hoods (Katz, Kling, & Liebman, 2000; Leventhal & Brooks-Gunn, in press). Also,there is evidence that young boys in these families engaged in less antisocial be-havior (Katz et al., 2000; Ludwig, Duncan, & Hirschfield, 2001). The effects ofcrowding on psychological distress after controlling for SES are elevated by in-adequate housing (Evans, Lercher, & Kofler, 2002). The negative psychologicalimpacts of residential crowding are amplified among families living on upper floorlevels (Hassan, 1976; Mitchell, 1971). Children living in more crowded or noisierhomes suffer fewer ill effects if they have a room where they can spend time alone(Evans, Kliewer, & Martin, 1991; Wachs & Gruen, 1982).

  • 492 Evans, Wells, and Moch

    Mediating Processes

    An important avenue for understanding housing and mental health is devel-opment of a preliminary taxonomy of psychosocial processes that might accountfor linkages between housing and psychological well-being.

    Identity. Symbolically, both structural quality and maintenance of the homeprovide feedback to residents about quality in their environment and are oftenprimary factors in how others view the residents (Kearns, Hiscock, Ellaway, &Macintyre, 2000). Residents of public housing, for example, feel stigmatized bythe larger community and may internalize others’ negative perceptions of them(Halpern, 1995). Others such as prospective employers, the police, and schoolauthorities may react negatively, as well, to the stigma attached to living in housingprojects, bad neighborhoods, and so on (Rosenbaum, Reynolds, & Deluca, 2002).Failure to reside in a place consonant with one’s ideals might influence self-esteem.The house is a symbol of self, reflecting both inwardly and outwardly who we are,what we have accomplished, and what we stand for (Becker, 1977; Cooper-Marcus,1995; Freeman, 1984; Halpern, 1995).

    Insecurity. Poor housing quality often means more hassles with maintenance andin some cases dependence upon people in bureaucratic organizations (e.g., publichousing authority) who can be quite difficult to interact with. For low-incomepeople, not only is substandard housing more likely, but high rates of involuntaryrelocation frequently occur (Evans & Kantrowitz, 2002). Bartlett (1998) providesqualitative evidence for the potentially psychologically injurious impacts of highmobility among children. Mobility is also a principal component of instability,which has been linked to poorer socioemotional development in young children(Bronfenbrenner & Evans, 2000). In addition, less secure housing tenure is asso-ciated with poor health. For example, Macintyre, Ellaway, Der, Ford, and Hunt(1988) found that renters had worse physical health than owners even after statis-tically controlling for income.

    Concerns about safety and hygiene (falls, burns, infestation, garbage, waste),especially if children are present, could reasonably engender considerable anxietyand worry (Wells & Evans, 2003b). Housing research on the elderly suggests thatphysical hazards related to falls in particular (step design, flooring materials, light-ing) are of major concern (Wells & Evans, 1996). Several hazards are potentiallymore dangerous in high-rise buildings including fires, earthquakes, structural de-fects, and falls (especially for children) from windows/balconies (Freeman, 1993).Residences may be sited on land unsuitable for housing where landslides, flooding,fires, and major storms are more likely to occur (Bartlett, 1999).

    The physical environment can affect actual rates of crime as well as fearof crime. Spaces that are hard to visually survey (low visual access), insecure

  • Housing and Mental Health 493

    entryways, lighting, level of incivilities, or an ambiance of lack of caring (vandal-ism, graffiti, disrepair), plus streets and entryways that are easily and anonymouslypassable all contribute to crime (Newman, 1972; Taylor & Harrell, 1996).

    Social support. Fanning (1967) proposed that women staying at home and re-siding in high-rise buildings experienced a high degree of isolation and lonelinessdue to the high-rise buildings’ verticality and lack of garden/play space—bothcharacteristics that could deter social interaction. Several of the studies summa-rized in Tables 1 and 2 indicate that women in high-rise housing report moreloneliness and less social contact with their neighbors partly due to a lack ofproximity to communal gathering places. Physical proximity to other living unitsas well as doorway orientation to high-use pathways and interaction nodes (e.g.,mailboxes) affect social interaction patterns as well (Festinger, Schacter, & Back,1950). Porches, balconies, outdoor gardens, terraces, and patios increase visualexposure and access to neighbors and thus elevate social contact.

    In a series of studies, Baum and his colleagues (Baum, Gatchel, Aiello, &Thompson, 1981; Baum & Valins, 1977; Baum & Valins, 1979) demonstratedthat the design of multi-dwelling housing influenced social support. Residents ofdouble-loaded corridors experience less social support in comparison to those insuite-designed college dormitories. Manifesting not only in questionnaires but alsoin actual behaviors outside the dormitory environment and at two different sites, theresults are quite robust. Residents of long corridors, for example, sat farther awayand interacted less with a confederate in a waiting room in comparison to studentswho lived in suites. They also acted less cooperatively in a group gaming situationand manifested more helplessness in their game-playing strategies. The resultsof these studies are particularly persuasive because the residents were randomlyassigned to their dormitories.

    More instrumental forms of social support may be influenced by housingconditions as well. Housing location can affect access to neighbors with moreknowledge about jobs, school teachers with information about college, and asso-ciations with youth actively planning to attend college (Rosenbaum et al., 2002).

    Parenting. Parenting is a key link in understanding housing quality and chil-dren’s well-being (Bartlett, 1997; Freeman, 1993). Parental practices in responseto inadequate housing might include more restrictive, rigid control over chil-dren’s activities. Stewart (1970) documented widespread restrictions on play ac-tivities plus inadequate play spaces for children among families living in high-riseapartment complexes (see also Table 3). Bartlett (1998) uncovered qualitative ev-idence that inaccessibility to outdoor play was an important contributor to a pre-school child’s distress. Furthermore, in an intensive analysis of 20 urban families,Huttenmoser (1995) documented that 4-year-olds who could not play indepen-dently outdoors, primarily because of traffic-related safety, had more strained

  • 494 Evans, Wells, and Moch

    relations with their parents, had fewer playmates, and manifested poorer socio-emotional development (see also Oda, Taniguchi, Wen, & Higurashi, 1989). Lackof access to green, outdoor spaces can undermine the support of both children’splay and their access to adults (Taylor, Wiley, Kuo, & Sullivan, 1998). Inability tospend time in natural areas may also be associated with poor cognitive function-ing (Kaplan & Kaplan, 1989; Wells, 2000) or psychological well-being (Wells &Evans, 2003a).

    Parental self-esteem and confidence as well as feelings of self-efficacy mightbe impacted by chronic, intractable housing problems. Social withdrawal in re-sponse to uncontrollable social interaction is a typical coping strategy. Parents withinadequate privacy may be less able or willing to socially engage their children.Both crowding (Bradley & Caldwell, 1987; Evans, Maxwell, & Hart, 1999) andnoise (Wachs & Camli, 1991) are negatively associated with parental responsive-ness to young children.

    Control. Home is a place that reflects identity and provides security andmaximum control. Good housing offers protection not only from the elements butalso from negative social conditions. It is a primary territory where we can regulateinterpersonal contact (Altman, 1975). Poor housing quality reduces behavioraloptions, diminishes mastery, and contributes to a general sense of helplessness.Evans, Saltzman, and Cooperman (2001) found that housing quality was inverselyrelated to learned helplessness among third through fifth graders, independentof income. Residents of public housing who relocated to middle-class suburbanneighborhoods with federal financial assistance reported marked elevations infeelings of self-efficacy and mastery in comparison to other public housing tenantswho relocated to low-income neighborhoods (Rosenbaum et al., 2002).

    Size and quality of space can restrict flexibility, disallowing multiple usesof space, particularly important when amount of space is limited. Difficulties inregulating social interaction, inability to control and regulate access to space, andlack of jurisdiction over the immediate public environment might all contributeto feelings of low self-efficacy. Yancey (1971) and Newman (1972) both pro-vide valuable insight with respect to the design of public housing complexes andcrime. According to Yancey’s (1971) research, the provision of transition spacesfrom public to private areas reduces residents’ feelings of isolation and their fearof public spaces. Newman’s (1972) work suggests that building height, complexsize, the number of occupants sharing an entrance, and the building footprint canbe influential in the incidence of crime. Larger, high-rise buildings with manypeople sharing entrances and designs that make it difficult to monitor entrywaysare associated across multiple sites with higher levels of crime.

    The arrangement of rooms within a home can influence occupants’ ability tocontrol social interaction. Depth (number of interconnecting spaces) and perme-ability (number of interconnecting routes) influence social stimulation (Hillier &Hanson, 1984). Adults in crowded homes, for example, suffer less psychological

  • Housing and Mental Health 495

    distress when the housing unit has greater depth (Evans, Lepore, & Schroeder,1996).

    The duration of residency as well as frequency of moves can both affect mas-tery (Fried, 1972; Hiscock, Macintyre, Kearns, & Ellaway, this issue; Smith, 1990).Personalization opportunities contribute to a sense of control (Vinsel, Brown,Altman, & Foss, 1980). Appropriate size and scale of the environment affordthe ability to reach, maneuver, and manipulate various residential spaces and el-ements. Children, the elderly, and individuals with physical disabilities may beespecially sensitive to size and scale. As an example, consider the height of doorhandles, dexterity requirements for their use, and the necessary force to operate adoor once unlatched.

    Policy Implications

    Some preliminary policy implications can be drawn from our review of thehousing and mental health literature. Foremost, sufficient evidence exists to claimthat housing does matter for psychological health. This is particularly true for low-income families with young children. Second, high-rise, multiple-family dwellingsare inimical to families with preschool children. This appears to occur because oftwo factors: (a) social isolation of mothers and (b) inadequate play opportunitiesfor children. When economic policies require construction of such housing, effortsshould be made to reduce the height and overall size of such structures. Particularattention should be paid to spaces to support neighboring and informal contactwith other residents and for adequate play spaces for children. As we discussedabove under Social support, several lines of evidence converge on characteristicsof housing design that can facilitate or inhibit the formation and maintenance ofsocial ties.

    Within the home, the provision of spaces where children can escape from over-crowding and other chaotic living conditions may attenuate impacts of suboptimalhousing conditions. Noise, unwanted social interaction, and constant interrup-tion all contribute to instability and unpredictability in young children’s lives(Bronfenbrenner & Evans, 2000). The role of housing and neighborhood quality incumulative risk exposure among low-income children is not adequately appreci-ated (Evans & Kantrowitz, 2002). Given current demographic trends, much moreattention is called for on mental health of the elderly in relation to housing andneighborhood characteristics as well (Administration on Aging, 2000; Markham& Gilderbloom, 1998).

    Research funds should be focused on more rigorous evaluations of housingimprovements for low-income families. Random clinical trials, prospective lon-gitudinal designs, and consideration of multiple levels of analysis (neighborhood,building, housing unit) with hierarchical linear modeling (HLM) and other suit-able analytic techniques are needed (Bryk & Raudenbush, 1992). Such researchneeds to incorporate better instruments to assess housing quality to measure salient,

  • 496 Evans, Wells, and Moch

    underlying psychosocial processes (e.g., parenting) that may convey housing ef-fects on mental health (e.g., Evans et al., 2000). Use of standardized mental healthscales, appropriate for nonclinical populations, is recommended.

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