history & tragedies in clinical research
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8/2/2019 History & Tragedies in Clinical Research
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Historical Background Adulteration and misbranding of foods & drugs
have always been a problem in the U.S.
The problem increased by the late 19th C.
Drugs such as Quinine were cut with fillers to
increase profit
Sufferers of serious illnesses were sold worthless
drugs or therapies
Preservatives added to foods & drugs were useless
or worse toxic
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Harvey Washington Wiley, chief chemist concerned
about chemical preservatives, initiated "poison
squad" experiments
Healthy volunteers consumed varying amounts of
questionable food additives to determine their
impact on health
Officially designated the “Hygienic Table.”
Chemicals fed to the young men included borax,
salicylic, sulfurous, and benzoic acids, &
formaldehyde
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Wiley became convinced that chemical
preservatives should be used in food only when
necessary
That the burden of proving safety should fall on the
producer
That none should be used without informing the
consumer on the label
Wiley unified a variety of groups behind a federal
law to prohibit the adulteration and misbranding
of food and drugs
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No regulations for pharmaceutical products until
1906
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Food and Drugs Act of 1906 First nationwide consumer protection law made it
illegal to distribute misbranded or adulterated
foods, drinks and drugs across state lines
Offending products could be seized & condemned;
persons could be fined & jailed
Drugs had either to abide by standards of purity
and quality set forth in the UNITED STATES
PHARMACOPEIA & the NATIONAL FORMULARY
Presence & quantity of alcohol or certain narcotic
drugs had to be stated on proprietary labels
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Sulfanilamide Tragedy
A disaster in 1937 prompted Congress to act
A Tennessee drug company marketed a form of the
new sulfa wonder drug that would appeal topediatric patients, Elixir Sulfanilamide
The solvent in this untested product was diethylene
glycol
Over 100 people died, many of whom were children
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Elixir Sulfanilamide
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Food, Drug, and Cosmetic Act
in 1938• required pre-market review of safety in a New Drug
Application (NDA) and specified labelingrequirements
• It also began marking study drugs with the phrase, “forinvestigational use.”
• It also gave the FDA the authority to inspect sponsor
drug manufacturing plants and gave them moreenforcement power.
• The requirement of proving effectiveness was stillmissing.
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NAZI MEDICAL EXPERIMENTS• Nazi human experimentation was a series of
controversial medical experiments on large
numbers of prisoners by the German Nazi regime in
its concentration camps during World War II.
• Prisoners were coerced into participating: they did
not willingly volunteer and there was never
informed consent.
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Typically, the experiments resulted in death,
disfigurement or permanent disability.
At Auschwitz and other camps, under the direction
of Dr. Eduard Wirths, selected inmates weresubjected to various experiments which were
supposedly designed to help German military
personnel in combat situations, develop new
weapons, aid in the recovery of military personnelthat had been injured, and to advance the racialideology backed by the Third Reich
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Dr. Aribert Heim conducted similar medical
experiments at Mauthausen. After the war, these
crimes were tried at what became known as the
Doctors' Trial, and revulsion at the abusesperpetrated led to the development of the
Nuremberg Code of medical ethics.
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Nuremberg Code -1948• first formal statement on medical ethics
• 10 standards for physicians to conform to when
carrying out experiments on human participants.
• the result of judgment by an American military war
crimes tribunal conducting proceedings against 23
Nazi physicians and administrators for their willing
participation in war crimes and crimes against
humanity.
• The doctors had conducted medical experiments on
concentration camp prisoners who died or were
permanently affected as a result
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Nuremberg Code -1948 was developed in response to the judicial
condemnation of the acts of Nazi physicians, and
did not specifically address human subject research
in the context of the patient-physician relationship. Nuremberg Code establishes the need for
informed consent in human research
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Nuremberg Code -1948 Briefly the 10 standards of the Nuremberg Code:
Volunteers freely consent to participate
Researchers fully inform volunteers concerning
the study
Risks associated with the study are reduced
where possible
Researchers are responsible for protecting
participants against remote harms
Participants can withdraw from the study at any
time
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Nuremberg Code -1948 Qualified researchers conduct the study
Cessation of the study if adverse effects emerge
Society should benefit from study findings
Research on humans, should be based on
previous animal or other previous work
A research study should never begin if there is a
reason to believe that death or injury may result.
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Thalidomide tragedy-
1957 to 1961 Thalidomide – the active ingredient of an hypnotic
agent which was sold in Germany
under the trademark Contergan – triggered a global
tragedy. & remains part of the corporate history of Grünenthal. Even now, after almost 50 years,
Thalidomide was developed by Grünenthal in
1954.
The substance had a sedative effect and was usedto promote sleep was prescribed to women in early
pregnancy to overcome the unpleasantness of
morning sickness
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Thalidomide tragedy-
1957 to 1961 Unlike other hypnotics of that period it was not
associated with dependency and
it appeared to be particularly well tolerated. In line
with the pharmacological and toxicologicalinvestigations carried out in rodents AT THAT TIME
THE STD.PRACTICE
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The deformities
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The culprit drug
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Thalidomide tragedy Thalidomide, the nightmare drug responsible for
over 10,000 human birth deformities and many
more-born throughout the world as\ phocomelics,
deformed, some with fin-like hands grown directly on the shoulders; with stunted or missing limbs;
deformed eyes and ears; ingrown genitals; absence
of a lung; a great many of them still-born or dying
shortly after birth; parents under shock, mothersgone insane, some driven to infanticide
is an Example Of Animal Research Misleading
Science. OR too little animal experimentation
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WHO TO BLAME? Thalidomide campaigners argue that the
thalidomide tragedy is not an example of an
animal-tested drug that proved disastrous for
humans, but of the dishonesty and sharppractices of the pharmaceutical industry.
An Observation that the animal tests carried out by
the inventor of the drug, the West German
pharmaceutical company Chemie Grünenthal, werevery superficial and incomplete, and their clinical
trials were hastily done and questionable
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What went wrong? Prior to the introduction of thalidomide Grünenthal
did not carry out animal tests specifically to
demonstrate teratogenic (malformation causing)
effects. The unacceptable truth unfolds that the human
birth deformities caused by thalidomide was the
result of misleading results from animal
experimentation as well as the dishonesty andruthless behavior of drug companies.
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What about Legal
aspect? thalidomide apologists defend that the thalidomide
tragedy could not have been predicted, mainly
because the drug had not been tested specifically
for birth defects before being marketed, as at thetime it wasn't required by law.
Adverse drug reaction of peripheral neuritis
revealing thalidomide's the toxic effects on the
nervous system of user reported in 1957, soon afterlaunching Contergan (thalidomide) in West
Germany
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Criminal Negligence the fact that despite thousands of cases of
peripheral neuritis and that a growing number of
cases of deformities were being reported the drug
firms resisted moves to withdrawal their products.
Also, the new animal tests could not duplicate the
deformities, company had no reason to remove the
drug. Only until the evidence was overwhelming didChemie Grünenthal finally take Contergan off the
market.
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Criminal Negligence Also, in other countries around the world including
Brazil, Italy, Japan, Sweden and Canada drugs
containing thalidomide were not withdrawn till
a year or longer after Grünenthal's withdrawal of the drug.
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Common side effect of
thalidomidesedation peripheral neuritis, drowsiness, mood
changes dizziness, tremor, Gastrointestinal
constipation, increase appetite, hypotension,
hypertension, bradycardia deep venous thrombosis,pruritus, skin rash, neutropenia, eosinophilia, dry
mouth, oedema, altered temperature sensitivity
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Could have been
prevented? Neither the original animal tests by Chemie
Grünenthal nor several European countries,
including England and Sweden, the licensees of
thalidomide carried out their own animal tests,independently from the German firm, show
indications of this unexpected and serious side-
effect.
If the tests had predicted peripheral neuritis and if the firms acted upon the results in a responsible
manner, the drug would not have been released in
the first place and a major disaster would have
been avoided
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FDA stand Based on peripheral neuritis symptoms in adults
Lady Officer of the Food and Drug Administration,
wasn't satisfied that the drug would be safe to take
during pregnancy. rejected the drug firm'sapplication to market Kevadon (thalidomide) in the
United States,.
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Obstetrician Dr William McBride, first warned
against thalidomide in 1961, has called on doctors
to study children of victims and report back to
determine the scale of the tragedy. Concern raised about second generation victims in
Germany, Japan and Bolivia as well as Britain.
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The court case
1968 - 1970 The proceedings, which were held before the Grand
Criminal Court of the Landgericht Aachen, became
the longest and most costly case in German legal
history up to that time.
It was recognized that the employees of Grünenthal
had adequately tested the sedative and hypnotic
drug in accordance with the guidelines then in
force. After the first detailed, justified suspicion that
thalidomide might be responsible for producing
deformities in the unborn child, Grünenthal had
reacted within 12 days and had withdrawn its
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The consequences Comprehensive medical act 1976
an amendment to the Medicines Act of the Federal
Republic of Germany in 1964, the comprehensive
Medicines Act of 1976
Act made it compulsory for new medicines to
undergo astringent licensing and assessment
procedure.
Since that time companies have to submit to theregulatory authorities extensive experimental
results
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The consequences confirming the efficacy, safety and sufficient
quality of medicinal products before a medicine
can be licensed for sale for the first time.
Special tests to detect any risk of malformationhave become standard practice.
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Kefauver-Harris Drug
Amendment The earlier law (the Federal Food, Drug, and
Cosmetic Act of 1938) was passed in response to a
tragic error made in formulating a cough syrup for
children
In the USA, proof of efficacy of pharmaceuticals was
required for the first time with the passage of the
Kefauver- Harris Drug Amendment
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Kefauver-Harris
Amendments
(1962) Efficacy as well as safety must be demonstrated in
studies before a drug is marketed
First US law requiring researchers
to:
– Inform subjects of experimental nature of a drug
– Obtain consent before starting the trial.
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research1966rewrite:
– Consent required except in cases of emergency or
experimental therapeutic treatment with children or
similar situations
– Documentation of consent in writing Inform
subjects that they may receive a placebo
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Tuskegee Institute
Syphilis Study 1932 Study the natural course of untreated
syphilis:
– Was originally scheduled to end after assessing
what health effects had occurred
– In the beginning, there was no intent to deny
anyone treatment on a lonTgu-
stkeegremebInasstiitsute,
399 African-American men matched against 201uninfected subjects (controls)
Men were not informed about their disease
Were not informed that the research would not
benefit them
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Tuskegee Institute
Syphilis Study they did not receive the proper treatment needed to
cure their illness. In exchange for taking part in the
study, the men received free medical exams, free
meals, and burial insurance.
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Syphilis Study
• 1943- penicillin accepted as treatment for syphilis
1951- Penicillin was widely available but was
withheld from the subjects.
Subjects were never given the choice about
continuing once penicillin became available
1972- Study exposed. Public outcry
March 1973- Study Stopped
1997- President Clinton apologizes to subjects and
their families
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What changed unethical
researchEstablishing Proof of Efficiency
In the 1960s and 1970s, governments began to
require that clinical trials be performed to establish
that drugs worked before they could be marketedby the pharmaceutical industry.
Establishing Proof of Safety
One of the main catalysts that led to this
development was the tragedy of infants being bornwith deformities to women who took the drug
thalidomide during pregnancy in the late 1950s
and early 1960s
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Summary Catalyst Event
Sulfanilamide Tragedy
Nazi Physicians Trial
Thalidomide Tragedy
Syphilis Study
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Tragedies changed the
practices Regulatory Milestone
Food, Drug, and Cosmetic Act
Nuremberg Code
Kefauver-Harris Amendments
National Research Act