high-level group on key enabling technologies

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HIGH-LEVEL GROUP ON KEY ENABLING TECHNOLOGIES 11 Septembre 2013 Académie des Technologies Jean THERME, PRESIDENT Directeur délégué aux Energies renouvelables, CEA Directeur de la Recherche technologique, CEA

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Page 1: High-Level Group on Key Enabling Technologies

HIGH-LEVEL GROUP ON KEY ENABLING TECHNOLOGIES

11 Septembre 2013

Académie des Technologies

Jean THERME, PRESIDENT Directeur délégué aux Energies renouvelables, CEA Directeur de la Recherche technologique, CEA

Page 2: High-Level Group on Key Enabling Technologies

2 2

KETs are strategic for a competitive Europe

Strategic recommendations from the first High Level Group 2

3

Outline

The European strategy on KETs: much is done, much to do

1

4 Implementation recommendations from the new High Level Group

Page 3: High-Level Group on Key Enabling Technologies

3 3

( 2009 ) EC Communication on KETs

Vice-President Antonio Tajani, Commissioner for Industry & Entrepreneurship

• Highly-skilled employment

• Knowledge-intensive

• High R&D intensity

• Rapid innovation cycles

• High capital expenditure

Def. on Key Enabling Technologies

Political focus on KETs in Europe

Vice-President Kroes, Commissioner for Digital Agenda

Maire Geoghegan-Quinn, Commissioner for Research, Science and Innovation

Page 4: High-Level Group on Key Enabling Technologies

4

( 2010 ) Launching of HLG-KET (1)

( 2009 ) EC Communication on KETs

The elaboration of a European strategy on KETs

( 2011) HLG Strategic recommendations

Vice-President Antonio Tajani, Commissioner for Industry & Entrepreneurship

Page 5: High-Level Group on Key Enabling Technologies

Member States and Public Authorities representatives

HLG KET composition

RTO and Academic representatives

M. Therme, President of HLG KET, Deputy Director of Renewable Energies, Director of Technological Research, CEA

Mr. David WILLETS (Minister for Science and Innovation, United Kingdom) Mr Luc ROUSSEAU (General Director, Ministry of Industry, France) Mr Jochen HOMANN, (Staatssekretär, German Federal Ministry of Economics) Mr Richard PELLY (Chief Executive, European Investment Fund)

Prof. Erkki LEPPÄVUORI (President, VTT Technical Research Centre, Finland). Mr Jan MENGELERS (President, Netherlands Applied Scientific Research Org., TNO) Prof. Hans-Jörg BULLINGER (President, Fraunhofer-Gesellschaft) Prof. Luigi AMBROSIO (President, European Society for Biomaterials)

Mr Giorgio ANANIA (Chairman, Cube Optics) Dr André-Jacques AUBERTON-HERVE (CEO, SOITEC) Mr Peter BAUER (President, European Semiconductor Industry Association) Mr Andrea BENASSI (Secretary-General, European Association of Craft, Small and Medium-Sized Enterprises) Dr Daniel BERNARD (Scientific Vice-President, ARKEMA) Mr Carlo BOZOTTI (CEO, STMicroelectronics) Ms Anne DE GUIBERT (Research Director, Saft Group) Dr Spase DRAKUL (CEO, THYIA Tehnologije) Mr Javier EGUREN (CEO, NICOLAS-CORREA) Dr Winfried HOFFMANN (President, European Photovoltaic Industry Assoc.) Dr Andre KOLTERMANN (Group Vice-President, Süd-Chemie) Mr Jim O’HARA (General Manager, Intel Ireland) Mr J Richard PARKER (Director, Rolls Royce) Dr Wolfgang PLISCHKE (Board Member, BAYER AG) Mr Frank ROZELAAR (Non-executive Chairman, QinetiQ) Mr Gerald SCHOTMAN (Chief Technology Officer, Royal Dutch Shell) Dr Lars STRÖMBERG (Vice-President, Vattenfall AB) Mr Marc VAN SANDE (Chief Technology Officer and Vice-President, UMICORE).

KET Industry representatives

Présentateur
Commentaires de présentation
Design et animations à peaufiner. Quid des photos, avec 32 membres, cela ferait beaucoup sur une même page..?
Page 6: High-Level Group on Key Enabling Technologies

6

Structure of the HLG

Stakeholders

European society

High Level Group 27 members

Commission

Sherpa Group 27 members

5 thematic working groups

+ One cross-cutting analysis

team on Advanced Manufacturing Systems

Page 7: High-Level Group on Key Enabling Technologies

7 7

Nanopowder for batteries

Led’s

Sensor

Lotus effect windscreen

Power MOSFET

Photonics

Microelectronics

Nanotechnologies

Biotechnologies

Advanced manufacturing

Advanced materials

Low carbon mobility

Societal challenge

Combining several key enabling technologies for advanced products KETs are strategic for a competitive Europe

Page 8: High-Level Group on Key Enabling Technologies

8 8

Life support device

Health

Societal challenge

Combining several key enabling technologies for advanced products

Photonics

Microelectronics

Nanotechnologies

Biotechnologies Advanced manufacturing

Advanced materials

KETs are strategic for a competitive Europe

Page 9: High-Level Group on Key Enabling Technologies

9 9

Combining several key enabling technologies for advanced products

Digital Society

Knowledge society

Societal challenges

Photonics

Nanoelectronics

Nanotechnologies

Advanced manufacturing

Advanced materials

Chip

substrate

Mems

Camera

Biotechnologies

Next ?

KETs are strategic for a competitive Europe

Page 10: High-Level Group on Key Enabling Technologies

10 10 10

KETs: -Advanced materials -Nanotechnologies -Biotechnologies

KETs: -Advanced manufactu- ring systems -Biotechnology

KETs: -Nanoelectronics -Photonics

From

KET

s to

fina

l pr

oduc

t

Material

Equipment

Component

Fro

m p

rodu

ct

to s

ocie

tal c

halle

nge

Product

Solutions & services

Societal challenges

Biomass

Bioisoprene

Car industry

Biobased

Synthesis rubber,

Adhesives, elastomers

Car tyres

Bio-pneus

Low carbon mobility (Climate change)

MOCVD Reactor

Lighting

GaN

LED

Lamp

Lighting

Efficient energy (Climate change)

Information & Communication technologies

Nano component (Low power)

Litho-scanner

SOI material

Nomadic communication

Knowledge society

Mobile phone

KETs are strategic all along EU value chains

Page 11: High-Level Group on Key Enabling Technologies

11 11

KETs are strategic for a competitive Europe

Strategic recommendations from the first High Level Group 2

3

Outline

The European strategy on KETs: much is done, much to do

1

4 Implementation recommendations from the new High Level Group

Page 12: High-Level Group on Key Enabling Technologies

A single KETs and fully-fledged

innovation policy at EU level.

A comprehensive strategic

approach to a KETs policy at EU

level. A combined financing to

promote R&D&I investments in

KETs.

Globally

competitive IP policy.

Education and skills.

HLG Strategic recommendations (June 2011)

Follow-up

HLG KET 1: 6 KEY PRIORITIES FOR 6 KETS

Page 13: High-Level Group on Key Enabling Technologies

HLG KETs 1st

prism

HLG KETs 2nd

prism

Mid-term report Final report

White beam light

A SINGLE AND INTEGRATED APPROACH TO KETS

13

Page 14: High-Level Group on Key Enabling Technologies

14

Market

Technological facilities

European ‘‘ three pillars bridge ’’to pass across the ‘‘valley of death’’

Knowledge

The valley of death

Anchor companies

Industrial consortia

Research & technology organisations

Tech

nolo

gica

l res

earc

h

Prod

uct d

evel

opm

ent

Com

petit

ive

man

ufac

turin

g

Globally competitive manufacturing facilities

Pilot deployment Pilot line

Page 15: High-Level Group on Key Enabling Technologies

Améliorer la capabilité

de la technologie

Financé par le public

Augmenter la capacité

de production

Financé par le privé

Compétitivité de la technologie

Compétitivité économique

Technologies - infrastructures nouvelles ou

existantes

How to improve European KETs competitiveness: two combined routes

Page 16: High-Level Group on Key Enabling Technologies

16

Example 2 : combining funding to address large scale pilot lines projects

Advanced materials

>100M€

Batteries

Micro and nanoelectronics

1B€

300 mm Nanoelectronics

Much is done…much to do!

Larger budget

Multilevel combined funding

Biotechnologies

Microalgal cultivation

50 M€

Présentateur
Commentaires de présentation
Inclure ligne pilote Bio (gernotz) Gabriel
Page 17: High-Level Group on Key Enabling Technologies

Manufacturing capacity competitiveness Technology competitiveness

Public driven Private driven

Combination of funding: 1st level

Combination of funding: 2nd level

Member States & Regions

European Commission Combination of funding:

3rd level

DG….. DG….. DG…..

Combining funding to address large scale pilot lines / pilot demonstration projects

Much is done…much to do!

Page 18: High-Level Group on Key Enabling Technologies

18

Combining funding mechanisms require adapted European State Aid framework

Page 19: High-Level Group on Key Enabling Technologies

Recommendation N°9:

• European IP Policy

Bayh Dole type regulation stimulating first exploitation mandatory in Europe

Industrial commitments

Private manufacturing investment

Spend in the EU

Jobs creation

SMEs support

Value chain reinforcement

Shared access to technological research facilities

Skills development

Competitiveness of EU regional innovation ecosystems

Green manufacturing facilities …

A win-win approach to ensure feedback at European level

Page 20: High-Level Group on Key Enabling Technologies

20 20

KETs are strategic for a competitive Europe

Strategic recommendations from the first High Level Group 2

3

Outline

The European strategy on KETs: much is done, much to do

1

4 Implementation recommendations from the new High Level Group

Page 21: High-Level Group on Key Enabling Technologies

21

Market

Technological facilities

Knowledge

Anchor companies

Industrial consortia

Research & technology organisations

Tech

nolo

gica

l res

earc

h

Prod

uct d

evel

opm

ent

Com

petit

ive

man

ufac

turin

g

Globally competitive manufacturing facilities

Pilot deployment Pilot line

Example 1: The ‘‘ three pillar bridge ’’to pass across the ‘‘valley of death’’

Much is done…much to do!

The valley of death

Présentateur
Commentaires de présentation
Animer A+B sur même slide Faire amener Final report + Bridge + ligne pilote + Airbus of chips + white paper (proposition) + calls ENIAC + 2 ème calls
Page 22: High-Level Group on Key Enabling Technologies

New research and innovation definition in future Horizon 2020 EU programme

•Research and Development actions: « research action means an action primarily consisting of systematic experimental and/or theoritical activities, fundamental and/or industrial research as well as technological and/or socio-economic development ». •Innovation actions: « innovation action means an action primarily consisting of activities such as prototyping, testing, demonstrating, experimental development, piloting, market replication, service innovation and/or non-technological innovation ». (TRL 5-8)

22

Much is done…

Máire Geoghegan-Quinn Commissioner for Research, Innovation and Science Much to do… Reflect TRL Scale in new regulations

Page 23: High-Level Group on Key Enabling Technologies

23

LE CAS DE LA JTI ECSEL

Page 24: High-Level Group on Key Enabling Technologies

LE CAS DU PPP BRIDGE2020.EU

Flagships projects mainly include Demonstrator activities corresponding to TRL levels 7-8. Flagships are the first units of value chains operating at an economically viable scale

Value chain demonstration projects contain mainly demonstrator activities corresponding to Technology Readiness Level (TRL) levels 4 to 6. 750 M€ (20%)

2,35 B€ (62%)

3,8 B€ total budget (1 B€ from EC, 2,8 B€ from private)

R&D projects include Research activities, which are focused on applied research to be performed based on R&D demands arising from the Value Chain demonstration projects 600 M€ (15%)

Page 25: High-Level Group on Key Enabling Technologies

25

Market

Technological facilities

Knowledge

Anchor companies

Industrial consortia

Research & technology organisations

Tech

nolo

gica

l res

earc

h

Prod

uct d

evel

opm

ent

Com

petit

ive

man

ufac

turin

g

Globally competitive manufacturing facilities

Pilot deployment Pilot line

Example 1 : Test bed on the ‘‘ three pillar bridge ’’to pass across the ‘‘valley of death’’ Much is done…much to do!

The valley of death

Présentateur
Commentaires de présentation
Animer A+B sur même slide Faire amener Final report + Bridge + ligne pilote + Airbus of chips + white paper (proposition) + calls ENIAC + 2 ème calls
Page 26: High-Level Group on Key Enabling Technologies

Advanced manufacturing systems

Nan

o-

tech

nolo

gy

Mic

ro- &

na

noel

ectr

onic

s

Phot

onic

s

Adv

ance

d m

ater

ials

Biot

echn

olog

y

Much is done…

Vice-President Neelie Kroes, Commissioner for Digital Agenda

« We have to make sure we have a whole electronics ecosystem right here in Europe… "Airbus of Chips". European Nanoelectronics Forum 2012 /Munich

Example 2: Generalization of concept: ‘‘Test bed’’ call 6 for KETs Pilot Lines through JTI ENIAC

EC funding: 300 M€ (17%)

Global funding:

1800M€

Example 2: Continuity of action: ‘‘Test bed’’ call 7 for KETs Pilot Lines through JTI ENIAC

EC funding: 450 M€ (15%)

Infineon Villach (Pilotline on 300mm silicium pour la puissance)

SOITEC-Bernin (Pilotline on GaN)

ST Crolles (Pilotline 300mm on CMOS FDSOI)

ST Agrate (Pilotline on smart sensors and actuators MEMs)

ST Catania (Pilotline on smart systems)

ASML Veldhoven (Pilotline on 450 mm Equipment)

Page 27: High-Level Group on Key Enabling Technologies

2 - Extension of pilot lines activities to the six KETs and to multi-KETs activities

Much to do…

Toward the implementation of pilot lines / pilot demonstration activities based on ENIAC test bed experiment

1 –Two main limitations to overcome : • Pilot line CAPEX is not clearly eligible • EU funding rate (17,6% (Call 6) 15% (Call 7)) is limited for large scale pilot lines projects

DG CONNECT DG RTD ? DG REGIO Other DGs ?

3 - Allocate appropriate financing budget

Specific budget to be allocated

How to ensure PPPs include Pilot line / pilot demonstration activities covering TRL 7-8 ?

Page 28: High-Level Group on Key Enabling Technologies

Manufacturing capacity competitiveness Technology competitiveness

Public driven Private driven

Combination of funding: 1st level

Combination of funding: 2nd level

Member States & Regions

European Commission Combination of funding:

3rd level

DG….. DG….. DG…..

Combining funding to address large scale pilot lines / pilot demonstration projects

Much is done…much to do!

Page 29: High-Level Group on Key Enabling Technologies

Much is done…

New Structural Funds financial regulation allowing combination of EU funds on same projects

Johannes Hahn Commissioner for Regional Policy

Page 30: High-Level Group on Key Enabling Technologies

Much is done…

Vice-President Neelie Kroes, Commissioner for Digital Agenda

Máire Geoghegan-Quinn Commissioner for Research, Innovation and Science

Vice-President Antonio Tajani, Commissioner for Industry & Entrepreneurship

for KETs

Much to do…

30% on MultiKETs activities ? (2.2 B€) ? (To be confirmed)

Tackling Societal Challenges

− Health, demographic change and wellbeing − Food security and the bio-based economy − Secure, clean and efficient energy − Smart, green and integrated transport − Supply of raw materials − Resource efficiency and climate action − Inclusive, innovative and secure societies

Competitiveness Council agreement on the desirability to use European KET as building blocks to provide European societal challenge solutions

Complementarities with other activities in Horizon 2020 “The integration of enabling technologies in solutions for the societal challenges shall be supported together with the relevant challenges.’’

PART II INDUSTRIAL LEADERSHIP

1. LEADERSHIP IN ENABLING AND INDUSTRIAL TECHNOLOGIES

No concrete proposal on how to ensure an effective implementation Much to do…

Présentateur
Commentaires de présentation
A vérfier avec gabriel
Page 31: High-Level Group on Key Enabling Technologies

Much is done… Europe 2020 – KETs at the core of smart specialisation Regional Policy

Johannes Hahn Commissioner for Regional Policy

Budget 2014-2020

53Md€ Fore regions covered by the « Competitiveness

Objective »

3 priorities related to technological development

and innovation, including KETS

- How to ensure the engagement of regions ?

Much to do…

Page 32: High-Level Group on Key Enabling Technologies

32

State Aids provision on the « project of common European interest » June 2011

Much is to do…

Vice-President and Commissioner for Competition, M. Almunia

& HLG-KET (Jean Therme & delegations)

Meeting Sept. 2011

We have the will, but no light for the way

Présentateur
Commentaires de présentation
Raccourcir l’animation (arrivée d’Almunia). There is a will, but there is a need of way to do…
Page 33: High-Level Group on Key Enabling Technologies

33 33

KETs are strategic for a competitive Europe

Strategic recommendations from the first High Level Group 2

3

Outline

The European strategy on KETs: much is done, much to do

1

4 Implementation recommendations from the new High Level Group

Page 34: High-Level Group on Key Enabling Technologies

34

( 2012) EC Communication on KETs ( 2012) EC Communication on

industrial policy including KETs

( July 2013) Status Implementation Report

The implementation of a European strategy on KETs

Vice-President Antonio Tajani, Commissioner for Industry & Entrepreneurship

2011

Johannes Hahn Commissioner for Regional Policy

Vice-President Kroes, Commissioner for Digital Agenda

Maire Geoghegan-Quinn, Commissioner for Research, Science and Innovation

Page 35: High-Level Group on Key Enabling Technologies

Cross-cutting and civil society representatives

HLG KET composition

KET representatives End-user representatives

PPP representatives

Ms. Spile, Novozymes, Vice President Novozymes Global R&D Strategy M. Nelson, CEO IQE, President EPIC M. Fava, Professor of Industrial & Environmental Biotechnology, DICAM, University of Bologna, Chair, European Federation of Biotechnology M. Van Sande, Umicore, Executive Vice President & CTO M. Eguren, Nicolas-Correa, CEO M. Sinnott, INTEL Ireland, General Manager M. Auberton-Hervé, SOITEC, CEO, Chairman of the SEMI European Advisory Board M. Uhl, EC Group, President and CEO , Professor at AGH University of Science and Technology Ms. Bastioli , CEO NOVAMONT

M. Botti, EADS, CTO, Member of the Executive Committee M. Engel, Vestas Wind Systems , President & CEO M. Hoheisel, Bosch, Member of the management board Robert Bosch GmbH M. Ambrosio, President European Society for Biomaterials M. Rimondi, CEO, Bellco, President Assobiomedica) Mr. Helmrich, CTO, Siemens AG

M. Mengelers, TNO, President, M. Neugebauer, FhG Fraunhofer Gesellschaft ,President M. Leppävuori, VTT, President and CEO M. Van den Hove, IMEC, CEO M. De Fontaine Vive, EIB, Vice-President Ms. Sourisse, Board Chairman Telecom-Paristech, Senior Vice President Thales Defence and Security Systems M. Bozotti, Chairman European Round Table (ERT), Chairman of ERT Societal changes and skills working group, President and CEO ST Microelectronics Ms. Rabmer-Koller, Chairman, Sustainable Development Committee UAPME Ms. Dely, Covenant of Mayor, Head of COM Office and Head of European Affairs Energy Cities Ms. Segol, General Secretary European Trade Union Confederation M. Baldock, Executive Director, Institute for European Environmental Policy (IEEP)

M. Desruelles, Chairman of E2BA (Energy Efficient Buildings Association), Bouygues, Executive Vice-President M. Mattucci, Chairman EFFRA (European Factories of the Future Research Association), Comau Group (CEO) M. Mertin, President & CEO Jenoptik AG M. Ploss, Representative of ENIAC PPP, CEO Infineon Technologies M. Wester, Representative of Green Cars PPP; CTO & Member of the Group Executive Council, Fiat Group; CEO, Maserati, Abarth & C., Alfa Romeo Automobiles M. Plischke, Representative of SUSCHEM ETP, Board Member BAYER AG M. Mensink, Representative of Bio-based industries PPP; Deputy Director General CEPI, Confederation of European Paper Industries M. Asch, representative of the SPIRE initiative, President EUnited and Deputy CEO Alfred Kärcher GmbH & Co. KG

M. Therme, President of HLG KET, Deputy Director of Renewable Energies, Director of Technological Research, CEA

Présentateur
Commentaires de présentation
Design et animations à peaufiner. Quid des photos, avec 32 membres, cela ferait beaucoup sur une même page..?
Page 36: High-Level Group on Key Enabling Technologies

Follow-up

In June 2011, the first High-Level Group on KETs proposed a set of

strategic recommendations to further develop and deploy KETs

in Europe

6 key axes

11 strategic recommendations

Strategic recommendations of the first High-Level Group on KETs

36

Page 37: High-Level Group on Key Enabling Technologies

Follow-up KETs enablers to support

European competitiveness and jobs

Reindustrializing Europe by KETs Innovation

Today, the second High-Level Group on KETs

proposes a set of implementation recommendations

to reindustrialize Europe through KETs enabled innovation

2 key axes

10 Implementation recommendations

In June 2011, the first High-Level Group on KETs proposed a set of

strategic recommendations to further develop and deploy

KETs in Europe

6 key axes

11 strategic recommendations

Implementation recommendations of the second High-Level Group on KETs

37

Page 38: High-Level Group on Key Enabling Technologies

Follow-up KETs enablers to support

European competitiveness and jobs

Reindustrializing Europe by KETs Innovation

June 2011

38

Page 39: High-Level Group on Key Enabling Technologies

Technological facilities

Tech

nolo

gica

l res

earc

h

Prod

uct d

evel

opm

ent

Pilot deployment Pilot line

Com

petit

ive

man

ufac

turin

g

Globally competitive manufacturing facilities June 2011

Strategic recommendations from the first High-Level Group on KETs

39

Page 40: High-Level Group on Key Enabling Technologies

Implementing multi-KETs activities

Implementing pilot lines (including demonstrators)

Implementing effective solutions for combined funding mechanisms

Ensuring a global level playing field for KETs R&D&I and investment activities

Reinforcing KETs SMEs and small & mid-cap innovation capacity

Accelerate development of KETs human capital and skills to stimulate long term innovation

Anchoring globally competitive manufacturing in Europe

Leverage societal challenges to stimulate European KETs market and supply

Protect and exploit European funded intellectual assets

Promote KETs policies at national and regional level

Technological facilities

Tech

nolo

gica

l res

earc

h

Prod

uct d

evel

opm

ent

Pilot deployment Pilot line

Com

petit

ive

man

ufac

turin

g

Globally competitive manufacturing facilities

Market Knowledge

July 2013

Implementation recommendations from the second High-Level Group on KETs

40

Page 41: High-Level Group on Key Enabling Technologies

41

Page 42: High-Level Group on Key Enabling Technologies

Pilots Lines

② Implementing multi-KETs activities

③ Implementing effective solutions for combined

funding mechanisms

① Implementing pilot lines (including

demonstrators)

④ Ensuring a global level playing field for KETs R&D&I

and investment activities

SMEs Manufacturing

MultiKETs activities

Cross-cutting issues

⑥ Anchoring globally competitive manufacturing in Europe

⑤ Reinforcing KETs SMEs and small & mid-cap innovation capacity

⑩ Promote KETs policies at

national and regional level

⑦ Accelerate development of KETs

human capital and skills to stimulate

long term innovation

⑧ Protect and exploit European

funded intellectual

assets

⑨ Leverage societal challenges to stimulate European KETs market

and supply

10 implementation recommendations

42

Page 43: High-Level Group on Key Enabling Technologies

43

If you do not believe in us ,

please, believe in the US !

Page 44: High-Level Group on Key Enabling Technologies

Back up

Page 45: High-Level Group on Key Enabling Technologies

Pilot Lines

Vice-President Neelie Kroes, Commissioner for Digital Agenda

ENIAC Call, KETs Pilot Line

The High Level Group recommends that the European Commission as well as Member States and regions stimulate the reindustrialisation of Europe by accelerating product development and manufacturing capabilities in Europe and, supporting the implementation of industrial pilot lines (including demonstrators), in all KETs and in strategic industrial sectors and value chains, with the strong commitment of industry.

Recommendation 1: Implementing pilot lines (including demonstrators)

45

Page 46: High-Level Group on Key Enabling Technologies

46

Johannes Hahn Commissioner for Regional Policy

The High Level Group recommends the Commission, Member States and regions to ensure that their funding instruments provide a workable solution allowing to cumulate different funding sources (H2020, ESIF, COSME, EIB, ESF, etc.) via combined funding mechanisms, in line with the short competitive and industrial timeframe constraints. In particular industrial pilot line projects with significant capital investment, require exploiting the possibilities offered by Articles 55, 60, 87 of the proposed Common Provisions Regulation for Cohesion Policy, in the context of the Smart Specialisation strategy.

Pilot Lines

Common Provision on Structural Funds

Article 55 (Combined funding)

Recommendation 3: Implementing effective solutions for combined funding mechanisms

Page 47: High-Level Group on Key Enabling Technologies

47

Máire Geoghegan-Quinn, Commissioner for Research, Innovation and Science

Pilot Lines

COM(2013) 494/2 “Public-private partnerships in Horizon 2020: a powerful tool to deliver on

innovation and growth in Europe”

The High Level Group recommends the Commission, Member States and regions to ensure that their funding instruments provide a workable solution allowing to cumulate different funding sources (H2020, ESIF, COSME, EIB, ESF, etc.) via combined funding mechanisms, in line with the short competitive and industrial timeframe constraints. In particular industrial pilot line projects with significant capital investment, require exploiting the possibilities offered by Articles 55, 60, 87 of the proposed Common Provisions Regulation for Cohesion Policy, in the context of the Smart Specialisation strategy.

Recommendation 3: Implementing effective solutions for combined funding mechanisms

Page 48: High-Level Group on Key Enabling Technologies

48

Máire Geoghegan-Quinn, Commissioner for Research, Innovation and Science

The High Level Group recommends that the European Commission dedicates EC support for multi- KETs to pilot lines (including demonstrators) in the TRL range 5 to 8. The High Level Group identified test cases of multi-KETs pilot lines of high industrial interest and significant capital investment that could be carried out with support of the Commission, Membe r States and regions. The High Level Group recommends to strengthen coordination and links including joint calls between PPPs and other initiatives of the different pillars of Horizon 2020, to invest into pilot lines.

Pilot Lines

MultiKETs activities

“ …while the bulk of financing will be allocated to individual technologies, a significant amount (around 30%) will be earmarked for research and innovation linked to two or more KETs”. (HLG KET Kick-Off meeting, Berlaymont, 27th February 2013)

Recommendation 2: Implementing multi-KETs activities

Page 49: High-Level Group on Key Enabling Technologies

49

The High Level Group, in the context of the ongoing modernization process for State Aids, recommends that for KETs-related projects the European Commission accelerates the notification procedure, proactively facilitates that relevant KETs-related projects qualify as Project of Common European Interest, and renders the matching clause under R&D&I Framework operational. The High Level Group recommends that bilateral and multilateral trade negotiations should be used by the EU and Member States to address the transparency of third countries’ State Aids.

Vice-President Joaquín Almunia, Commissioner for Competition

The Treaty on the Functionning of the European Union

Recommendation 4: Ensuring a global level playing field for KETs R&D&I and investment activities

Pilot Lines

Page 50: High-Level Group on Key Enabling Technologies

MultiKETs activities

Considering the vital role of SMEs and small & mid-cap companies in job creation and innovation in the European Union, and their difficulties to install or have access to pilot line or early stage prototyping facilities, due to limited resources, business size and financial capacities, the High Level Group recommends the European Commission to proactively support specific actions to promote and enable pan European access to a set of KET technology platforms to accelerate the entry to the market of early stage KET based prototypes enabled by SMEs in alignment with European supply chain.

Vice-President Antonio Tajani, Commissioner for for Industry & Entrepreneurship

Pilots Lines SMEs

Communication [COM (2012) 582 final]: "A Stronger European Industry for Growth and Economic Recovery ─ Industrial Policy

Communication update " (10 October 2012).

Recommendation 5: Reinforcing the KETs innovation capacity of SMEs and small & mid-caps

Page 51: High-Level Group on Key Enabling Technologies

Signature of the MoU (27th February 2013, Berlaymont)

Vice-President Antonio Tajani, Commissioner for for Industry & Entrepreneurship, Johannes Hahn Commissioner for Regional Policy, Philippe de Fontaine Vive Curtaz Vice President of EIB

Memorandum of Understanding between the European Commission and the European

Investment Bank, 27th February 2013, Berlaymont

Manufacturing SMEs

MultiKETs activities

Pilots Lines

The High Level Group recommends that the European Commission puts in place the appropriate political, financial and regulatory environment which will allow the European Union to both attract and maintain globally competitive manufacturing activities in Europe. The EIB should continue to exploit the possibilities of the Memorandum of Understanding signed with the European Commission, as well as of the increased funding volume for KETs related projects, resulting from the EIB capital increase of €10 billion.

Recommendation 6: Anchoring globally competitive manufacturing in Europe

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Manufacturing

Cross-cutting issues

The High Level Group recommends that the European Commission, Member States and regions, address the current KET skills deficit in a comprehensive and integrated manner across all technical levels and in the different KETs domains. A Europe wide education and training plan should be put in place. The weak support of individual excellence in KET related technological research should be addressed by increasing up to 15% the share of ERC budget dedicated on this thematic. A KIC on Advanced KETs-enabled Manufacturing should be launched in 2014. The European Social Fund should be mobilized to improve KETs employment and job opportunities in European regions, in particular amongst Europe’s young talent pool. Finally, it should ensure a pool of skilled technologists on strategic multi-KETs fields through its Future and Emerging Technologies Programme (FET).

SMEs

MultiKETs activities

Pilots Lines

Recommendation 7: Accelerate development of KETs human capital and skills to stimulate long term innovation

Future and Emerging technologies (FET)

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The diffusion and exploitation of European generated IPRs outside Europe is accelerating

0 1 2 3 4 5 6 7

2010

2011

2012

Average growth of license and patent revenues from outside Europe (%)

Innovation Union Scoreboard 2013

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The High Level Group recommends that the European Commission develops and includes provisions in grant agreements for European innovation projects closer to the market, requiring an exploitation plan demonstrating a clear return on investment for the European economy. In the case of technological transfer, first exploitation (under reasonable circumstances) of IP arising from European public funded R&D&I should be made in Europe. The High Level Group also recommends the European Commission to ensure that technology transfer of European Commission public funded Intellectual assets receives specific attention in bilateral trade agreements in a spirit of reciprocity. Cross-cutting

issues

Manufacturing SMEs

MultiKETs activities

Pilots Lines

Recommendation 8: Protect and exploit European funded intellectual assets

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Policies on European Societal Challenges, in particular, in pillar 3 of Horizon2020, should address the development and use of European KETs bulding blocks as an integral part of the product solutions. The High Level Group recommends the Commission to ensure strong engagement of KETs industries/value chains in implementation and in relevant advisory groups dealing with societal challenges programmes. Benefit-risk approaches based on dedicated applications/uses of technologies must be integral element in the Societal Challenges programme to bridge the public request for innovative and at the same time safe processes and products.

Máire Geoghegan-Quinn, Commissioner for Research, Innovation and Science

Cross-cutting issues

Manufacturing SMEs

MultiKETs activities

Pilots Lines

Recommendation 9: Leverage societal challenges to stimulate European KETs market and supply

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Cross-cutting issues

The High Level Group recommends that the European Commission makes full use of Smart Specialisation to promote KETs in EU Member States and regions and to monitor the uptake of KETs in connection with their research and innovation strategies. In this context, the European Commission is invited to prepare an annual report mapping the regional and national development and deployment of KETs, including across the full TRL scale. The Member States and Regions are asked to provide relevant data to facilitate this task. The High Level Group also recommends Managing Authorities in charge of operational programmes to fully exploit the opportunities offered by KETs in the policy mixes implemented to attain the objectives set out in their Smart Specialisation strategies, including via an entrepreneurial discovery process involving also industrial ecosystems.

Manufacturing SMEs

MultiKETs activities

Pilots Lines

Recommendation 10: Promote KETs policies at national and regional level

Photonics

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Methodology

HLG KET

Mid-term meeting

February, the 9th 2011

June, the 28th 2011

Final report

1 - Recommendations

2 - Follow-up

HLG KET

Final meeting

1 - A single and integrated approach to KETs

2 - The three pillar bridge to pass across the valley of death

3 - Combining funding for competitiveness

4 - Stakeholder commitments for a win-win approach

Mid-term report

4 proposals

Phase 2 Transversal analysis

Q1 Q2 2011

HLG KET

kick-off meeting

July, the 13th 2010

Phase 1 Vertical analysis

Q3 Q4 2010

1.1 - HLG KETs timeline