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High Dielectric Constant Capacitors for Power Electronic Systems* U. (Balu) Balachandran Argonne National Laboratory Team members at Argonne: B. Ma, M. Narayanan, and S. E. Dorris This presentation does not contain any proprietary, confidential, or otherwise restricted information *Work supported by the U.S. Department of Energy, Office of Vehicle Technologies Program. Project ID# ape_05_balachandran

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Page 1: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

High Dielectric Constant Capacitors for Power Electronic Systems*

U. (Balu) BalachandranArgonne National Laboratory

Team members at Argonne: B. Ma, M. Narayanan, and S. E. Dorris

This presentation does not contain any proprietary, confidential, or otherwise restricted information

*Work supported by the U.S. Department of Energy, Office of Vehicle Technologies Program.

Project ID# ape_05_balachandran

Page 2: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -2-

Overview

• Project start date: FY04• Project end date: FY12• Project continuation & direction

determined annually by DOE• Percent complete: 60

• Overall size and cost of invertersCapacitors are a significant fraction of the inverter volume (≈35%), weight (≈23%), and cost (≈23%).

• High-temperature operationThe performance and lifetime of presently available capacitors degrade rapidly with increasing temperature (coolant temperature of 105°C).• Total project funding

– DOE share: 100%• Funding received in FY08: $940K• Funding for FY09: $800K

Timeline

Budget

Barriers addressed

• Penn State University• Delphi Electronics• Project Lead: Argonne National

Laboratory

Partners

Page 3: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -3-

Objectives• Overall objective is to develop

technology for fabricating a range of new, high performance, economical, capacitors for power electronic systems in HEVs, PHEVs, and FCVs.

DC bus capacitors for inverters– (600 V, 2000 µF, <3 mΩ ESR, 250 A

ripple current,140°C, benign failure)

• Objective for FY08 was to fabricate and characterize high voltage capable dielectric films on base-metal foils (“film-on-foils”) that meet or exceed the needs of hybrid electric vehicle power inverters.

• Dielectrics films will have:– An operational temperature range of

-50°C to +140°C– 600 V DC bus capability– High k (>1000) and Eb (>3 MV/cm) to

meet weight & volume target

Page 4: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -4-

Relevance to Overall DOE Objectives of Petroleum DisplacementAdvanced inverters are essential for electric traction operations in HEVs, PHEVs, and FCVs.

Future availability of advanced high-temperature (together with lower cost, weight, & volume) inverters will advance the marketplace application of highly fuel efficient & environmentally beneficial hybrid vehicles.

Capacitors have direct impact on overall size, cost, & performance of inverters.

Capacitor development will reduce the size & increase the temperature of operation of one of the largest components in the inverter: the DC bus capacitor.

This project is developing dielectric films that has potential to reduce size, weight, and cost, concomitant with increased capacitance density & high temperature operation, for capacitors in inverters in HEVs, PHEVs, and FCVs.

Page 5: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -5-

Milestones2008

Q1 Q2 Q3 Q4

2009

Q1 Q2 Q3 Q4

PLZT/Ni film-on-foil dielectric development and characterization

High voltage breakdown, HALT, reliability, & benign failure study in collaboration with Penn State

Provide samples & test results/data to industrial partner and Penn State University for verification

Decision point: Either continue the two-pronged approach, i.e., PLZT/Ni and PLZT/Cu, or down-select one over the other.

Finalize processing steps: Polishing procedure, surface roughness, & defect density in the foil will be quantified. Defects in foils translate into defects in PLZT films.

PLZT/Cu film-on-foil dielectric development and characterization

Investigate graceful failure mode

Deliver samples

Deliver report

Deliver samples

Identify processing steps

Finalize processsteps

Fabricate 1” x 1” PLZT films with uniform properties

Deliver samples

Fabricate thicker PLZT

Procure components for reliability testing

Go/No-Go

Page 6: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -6-

Technical Approach• Develop ferroelectric (PLZT) dielectric films on base-metal foil (“film-on-

foil”) that are either stacked on or embedded directly into the printed wire board.

• Integration of base-metal (Ni, Cu) electrodes provides a significant cost advantage over noble metal electrodes that are used in conventional multilayer capacitors.

• Ferroelectrics possess high dielectric constants, breakdown fields, and insulation resistance. With their ability to withstand high temperatures, they can tolerate high ripple currents at under-the-hood conditions.

• Stacked and/or embedded capacitors significantly reduce component footprint, improve device performance, provide greater design flexibility, achieve high degree of volumetric efficiency with less weight, and offer an economic advantage.

• Our approach focuses on fabricating films by chemical solution deposition, developing a fundamental understanding of processing effects on properties, and arriving at robust processing strategies.

Argonne’s project addresses the technology gap in an innovative manner

Page 7: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -7-

Uniqueness of Project and Impact(caps embedded directly into PWB – caps are “invisible”)

Basic ElementMetal foil coated with thinfilm PLZT dielectric

– PLZT/Ni Film-on-Foil– PLZT/Cu Film-on-Foil

ComponentStack on or embed coated foils directly into printed wire circuit board for power electronics in (P)HEV

AdvantagesReduces component footprintShortens interconnect lengthsReduces parasitic inductive losses & electromagnetic interference

metal foil (bottom electrode)

top electrode

dielectric film

Film-on-foilcapacitor

PWB Embedded capacitor with

interconnections

PWB

B (bottom electrode) T (top electrode)

Reliability is improved because the number & size of interconnections are reduced.Solder joints that are most susceptible to failure are no longer needed.

≈ 30 μm

3~4 mm

Page 8: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -8-

PLZT/Ni

Bias Field (kV/cm)

tan(δ)

ε r

Cap (pF)

Temperature (˚C)ε r

D-factor

Thickness ≈ 1.15 µm

Fabricated PLZT on Ni foils with k ≈1300 & DF ≈0.08 @ 25°C and ≈1800 & 0.06 @ 150°C; mean breakdown strength >6.0 MV/cm.

(measurements made on 250-500 μm top electrodes)

Accomplishments/Progress/Results

Page 9: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -9-

Accomplishments/Progress/Results (Cont.)Breakdown strength of PLZT on Ni foil – Weibull analysis

Test condition:

voltage: 200~1000V

step time: 0.5 sec

zero time: 1 sec

Film thickness: 1.15 μm

Electrode diameter: 250 μm

t

V

Higher Eb increases capacitance density and reduces dielectric layer thickness & cost of the capacitors for inverter applications.

Page 10: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -10-

-150

-100

-50

0

50

100

150

-5000 0 5000

P (μ

C/c

m2 )

E (kV/cm)

Energy density ≈170 J/cm3 was measured at 1000 V.

40

60

80

100

120

140

0 1000 2000 3000 4000 5000

P (μ

C/c

m2 )

Field E (kV/cm)

Area = 168,420 mJ/cm 3

Accomplishments/Progress/Results (Cont.)Polarization & Energy Density Measured on PLZT/Ni Foil

Film thickness ≈2.0 μmApplied voltage = ±1000 V Dielectric constant ≈ 1100 at zero-bias &

115 at 300 V; 65 at 1000 VEnergy density = 168.4 J/cm3

Electrode diameter = 250 μm

0

200

400

600

800

1000

1200

1400

1600

-5000 0 5000

Calculated from PE loopMeasured with HP4192A

Ral

ativ

e Pe

rmitt

ivity

E (kV/cm)

K =115 at 300V

K = 65 at 1000V

Page 11: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -11-

High-temperature measurement to predict capacitor life-time(preliminary measurement on ≈1.15 μm PLZT/Ni using 250 μm Pt electrode)

Accomplishments/Progress/Results (Cont.)

• Lifetime estimated by measuring time to failure vs. applied voltage as function of temperature.

• Mean time-to-failure (MTF), voltage acceleration factor (N), and activation energy (Ea) are obtained from reliability measurement.

-5

-4

-3

-2

-1

0

1

2

3

10 100 1000 104 105

100V120V150V

Wei

bull

Para

met

er, l

n(ln

(1/(1

-p))

tB (sec)

@ 100°C

102

103

104

105

106

107

108

20 40 60 80 100 300

0.1

1

10

102

103

104

0.2 0.4 0.6 0.8 1

Mea

n Ti

me

to F

ail (

sec)

Applied Voltage (V)

Mea

n Ti

me

to F

ail (

hr)

Applied Field (MV/cm)

N = ‐6.3@ 100°C

-5

-4

-3

-2

-1

0

1

2

3

1 10 100 1000 104

100ºC150ºC

Wei

bull

Para

met

er, l

n(ln

(1/(1

-p))

tB (sec)

@ 150 V bias

Page 12: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -12-

Breakdown Strength of PLZT film on Ni foil

Test condition:

applied voltage: 200~1000V

step time: 0.5 sec

zero time: 1 sec

Film thickness: 1.15 μm

Electrode diameter: 250 μm

t

V

0

2

4

6

8

10

12

2.3 2.8 3.3 3.8 4.3 4.8 5.3 5.8 6.3 6.8 7.3 7.8 8.3 8.8

2 23

0 01

0 0 0

2 21 1

11

Cou

nts

Breakdown Strength (MV/cm)

Breakdown Strength of PLZT (8/52/48)film on LNO/Ni (25 measurements)

Cap. with large defect Cap. with small defects

Our results show that it is possible to fabricate PLZT film-on-foil dielectric films with Eb >10 MV/cm.

• Controlling the defects through process optimization will yield PLZT films with very high breakdown field (Eb).

• Higher Eb will reduce dielectric layer thickness & cost of the caps for power inverter applications.

Accomplishments/Progress/Results (Cont.)

Page 13: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -13-

PLZT/Cu

Dielectric constant increased from ≈1100 to ≈1400 and loss factor decreased from 0.07 to 0.05 when temperature was increased from 25°C to 150°C.

Accomplishments/Progress/Results (Cont.)

0

200

400

600

800

1000

1200

0

0.1

0.2

0.3

0.4

0.5

-40 -30 -20 -10 0 10 20 30 40

ε r

Loss (tan δ)

Applied Field (kV/cm)

t ≈ 1µmEB ≈ 2.5 MV/cm

0

200

400

600

800

1000

1200

1400

1600

0

0.05

0.1

0.15

0.2

0.25

0.3

0 50 100 150 200

ε r

Loss (tan δ)

Temperature (°C)

-30

-20

-10

0

10

20

30

-50 0 50 100 150 200 250

TCC

(ΔC

/CR

T, %)

Temperature (°C)

X8R

Page 14: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -14-

Future Work• Optimize processing conditions to make 1” x 1” size capacitors

with uniform properties (minimize defects).– substrate polishing, drying of individual layers, pyrolysis and

crystallization temperatures, & room environment influence the properties of PLZT films.

– defects in the substrates translate into defects in the dielectric layers.

• Fabricate thicker films for high-voltage applications (600 V rating, up to 700 V transient in inverters).

• Characterize the dielectric properties as function of bias voltage and temperature, and reliability of film-on-foil dielectrics.

• Investigate benign failure in multilayer architecture (demonstrated benign failure mode in single layer film-on-foil dielectrics).

• Produce prototype film-on-foils for power inverters.

Page 15: High Dielectric Constant Capacitors for Power Electronic ... · High Dielectric Constant Capacitors for Power Electronic Systems* U. ... and arriving at robust processing strategies

2009 DOE Vehicle Technologies and Hydrogen Program Annual Merit Review & Peer Evaluation Meeting -15-

Summary

• Demonstrated dielectric films with k >1200, Eb ≈6.5 MV/cm, and Ileakage <10-8 A/cm2.

• Dielectric constant increased and loss factor slightly decreased when temperature increased from 25°C to 150°C, both causing ESR to decrease.

• Showed potential for film-on-foils with Eb >10 MV/cm; high Eb increases capacitance density and reduces amount and cost of capacitors in inverters.

• Measured energy density ≈170 J/cm3 in a ≈2 μm-thick PLZT film-on-foil.

• Demonstrated graceful failure by self-clearing method in single layer dielectric films.

• Film-on-foil dielectrics were thermally cycled (≈1000 cycles) between -50°C and +150°C with no measurable degradation in k.

• Thin ceramic dielectric on relatively thick Ni substrate is quite strain tolerant.

• A CRADA with Delphi was established to further develop and commercialize this technology.

• Over 30 publications and presentations have been made.

Developing dielectric films that has potential to reduce size, weight, and cost, concomitant with increased capacitance density & high temperature operation, for capacitors in inverters in electric vehicles.