h.c. starck v. ningxia nonferrous metals smeltery
TRANSCRIPT
JS 44 (Rev. ) CIVIL COVER SHEETThe JS 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as providedby local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the use of the Clerk of Court for the purpose of initiatingthe civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)
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Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 1 of 29
UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA — DESIGNATION FORM to be used by counsel to indicate the category of the case for the purpose ofassignment to appropriate calendar.
Address of Plaintiff:
Address of Defendant: Place of Accident, Incident or Transaction:
(Use Reverse Side For Additional Space)
Does this civil action involve a nongovernmental corporate party with any parent corporation and any publicly held corporation owning 10% or more of its stock?
(Attach two copies of the Disclosure Statement Form in accordance with Fed.R.Civ.P. 7.1(a)) Yes9 No9
Does this case involve multidistrict litigation possibilities? Yes9 No9RELATED CASE, IF ANY:
Case Number: Judge Date Terminated:
Civil cases are deemed related when yes is answered to any of the following questions:
1. Is this case related to property included in an earlier numbered suit pending or within one year previously terminated action in this court?
Yes9 No92. Does this case involve the same issue of fact or grow out of the same transaction as a prior suit pending or within one year previously terminated action in this court?
Yes9 No93. Does this case involve the validity or infringement of a patent already in suit or any earlier numbered case pending or within one year previously
terminated action in this court? Yes9 No9
4. Is this case a second or successive habeas corpus, social security appeal, or pro se civil rights case filed by the same individual?
Yes9 No9
CIVIL: (Place U in ONE CATEGORY ONLY)
A. Federal Question Cases: B. Diversity Jurisdiction Cases:
1. 9 Indemnity Contract, Marine Contract, and All Other Contracts 1. 9 Insurance Contract and Other Contracts
2. 9 FELA 2. 9 Airplane Personal Injury
3. 9 Jones Act-Personal Injury 3. 9 Assault, Defamation
4. 9 Antitrust 4. 9 Marine Personal Injury
5. 9 Patent 5. 9 Motor Vehicle Personal Injury
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(Please specify)
ARBITRATION CERTIFICATION(Check Appropriate Category)
I, , counsel of record do hereby certify:
9 Pursuant to Local Civil Rule 53.2, Section 3(c)(2), that to the best of my knowledge and belief, the damages recoverable in this civil action case exceed the sum of
$150,000.00 exclusive of interest and costs;
9 Relief other than monetary damages is sought.
DATE:
Attorney-at-Law Attorney I.D.#
NOTE: A trial de novo will be a trial by jury only if there has been compliance with F.R.C.P. 38.
I certify that, to my knowledge, the within case is not related to any case now pending or within one year previously terminated action in this court
except as noted above.
DATE:
Attorney-at-Law Attorney I.D.#
CIV. 609 (5/2012)
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 2 of 29
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
CASE MANAGEMENT TRACK DESIGNATION FORM
H.C. STARCK GMBH, : CIVIL ACTION NO. _____________
:
v. :
:
NINGXIA NONFERROUS METALS :
SMELTERY, D/B/A NINGXIA ORIENT :
TANTALUM INDUSTRY CO., LTD. AND :
NINGXIA NONFERROUS METALS :
IMPORT AND EXPORT CORPORATION :
In accordance with the Civil Justice Expense and Delay Reduction Plan of this court, counsel for
plaintiff shall complete a Case Management Track Designation Form in all civil cases at the time of
filing the complaint and serve a copy on all defendants. (See § 1:03 of the plan set forth on the
reverse side of this form.) In the event that a defendant does not agree with the plaintiff regarding
said designation, that defendant shall, with its first appearance, submit to the clerk of court and serve
on the plaintiff and all other parties, a Case Management Track Designation Form specifying the
track to which that defendant believes the case should be assigned.
SELECT ONE OF THE FOLLOWING CASE MANAGEMENT TRACKS:
(a) Habeas Corpus – Cases brought under 28 U.S.C. § 2241 through § 2255. ( )
(b) Social Security – Cases requesting review of a decision of the Secretary of Health
and Human Services denying plaintiff Social Security Benefits. ( )
(c) Arbitration – Cases required to be designated for arbitration under Local Civil Rule 53.2. ( )
(d) Asbestos – Cases involving claims for personal injury or property damage from
exposure to asbestos. ( )
(e) Special Management – Cases that do not fall into tracks (a) through (d) that are
commonly referred to as complex and that need special or intense management by
the court. (See reverse side of this form for a detailed explanation of special
management cases.) (X)
(f) Standard Management – Cases that do not fall into any one of the other tracks. ( )
September 28, 2012
David Newmann
Plaintiff H.C. Starck GmbH
Date
(267) 675-4610
Attorney-at-law
(267) 675-4601
Attorney for
Telephone FAX Number E-Mail Address
(Civ. 660) 10/02
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 3 of 29
Civil Justice Expense and Delay Reduction Plan
Section 1:03 - Assignment to a Management Track
(a) The clerk of court will assign cases to tracks (a) through (d) based on the initial pleading.
(b) In all cases not appropriate for assignment by the clerk of court to tracks (a) through (d), the
plaintiff shall submit to the clerk of court and serve with the complaint on all defendants a case management
track designation form specifying that the plaintiff believes the case requires Standard Management or Special
Management. In the event that a defendant does not agree with the plaintiff regarding said designation, that
defendant shall, with its first appearance, submit to the clerk of court and serve on the plaintiff and all other
parties, a case management track designation form specifying the track to which that defendant believes the
case should be assigned.
(c) The court may, on its own initiative or upon the request of any party, change the track
assignment of any case at any time.
(d) Nothing in this Plan is intended to abrogate or limit a judicial officer's authority in any case
pending before that judicial officer, to direct pretrial and trial proceedings that are more stringent than those
of the Plan and that are designed to accomplish cost and delay reduction.
(e) Nothing in this Plan is intended to supersede Local Civil Rules 40.1 and 72.1, or the
procedure for random assignment of Habeas Corpus and Social Security cases referred to magistrate judges of
the court.
SPECIAL MANAGEMENT CASE ASSIGNMENTS
(See §1.02 (e) Management Track Definitions of the
Civil Justice Expense and Delay Reduction Plan)
Special Management cases will usually include that class of cases commonly referred to as "complex
litigation" as that term has been used in the Manuals for Complex Litigation. The first manual was prepared
in 1969 and the Manual for Complex Litigation Second, MCL 2d was prepared in 1985. This term is
intended to include cases that present unusual problems and require extraordinary treatment. See §0.1 of the
first manual. Cases may require special or intense management by the court due to one or more of the
following factors: (1) large number of parties; (2) large number of claims or defenses; (3) complex factual
issues; (4) large volume of evidence; (5) problems locating or preserving evidence; (6) extensive discovery;
(7) exceptionally long time needed to prepare for disposition; (8) decision needed within an exceptionally
short time; and (9) need to decide preliminary issues before final disposition. It may include two or more
related cases. Complex litigation typically includes such cases as antitrust cases; cases involving a large
number of parties or an unincorporated association of large membership; cases involving requests for
injunctive relief affecting the operation of large business entities; patent cases; copyright and trademark cases;
common disaster cases such as those arising from aircraft crashes or marine disasters; actions brought by
individual stockholders; stockholder's derivative and stockholder's representative actions; class actions or
potential class actions; and other civil (and criminal) cases involving unusual multiplicity or complexity of
factual issues. See §0.22 of the first Manual for Complex Litigation and Manual for Complex Litigation
Second, Chapter 33.
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 4 of 29
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IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
H.C. STARCK GMBH,
Plaintiff,
v.
NINGXIA NONFERROUS METALS SMELTERY, D/B/A NINGXIA ORIENT
TANTALUM INDUSTRY CO., LTD. AND
NINGXIA NONFERROUS METALS IMPORT
AND EXPORT CORPORATION,
Defendant.
Civil Action No. ______________
JURY TRIAL DEMANDED
COMPLAINT FOR PATENT INFRINGEMENT
Plaintiff H.C. Starck GmbH (“Starck”), for its Complaint against Defendant Ningxia
Nonferrous Metals Smeltery, d/b/a Ningxia Orient Tantalum Industry Co., Ltd. and Ningxia
Nonferrous Metals Import and Export Corporation (“Ningxia”), states and alleges the
following:
Introduction
1. This is an action for patent infringement and for an injunction against Defendant
Ningxia for infringement of United States Letters Patent No. 6,193,779 ("the Starck Patent"),
relating to methods for producing tantalum powder with particular characteristics suitable for use
in electrolytic capacitors. Plaintiff Starck also seeks increased damages for Ningxia’s willful
infringement of the Starck patent. This action arises under 35 U.S.C. §§ 271, 281-85 et seq.
The Parties
2. Plaintiff Starck is a German corporation, having a principal place of
business at Im Schleeke 78-91, 38642 Goslar, Germany. As part of its business, Starck is a
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 5 of 29
-2-
leading global supplier of refractory metals (that are resistant to heat and wear), including
tantalum powder.
3. On information and belief, Defendant Ningxia is a corporation organized under the
laws of the People’s Republic of China with its principal place of business in Shizuishan City,
Ningxia, China. On information and belief, as part of its business, Ningxia is a manufacturer and
importer into the United States of refractory metals, including tantalum powder.
Jurisdiction and Venue
4. This is an action arising under the patent laws of the United States, 35 U.S.C. §§
101 et seq. This Court has subject matter jurisdiction pursuant to 35 U.S.C. §271 et seq. and 28
U.S.C. §§ 1331 and 1338 because Ningxia has committed acts of patent infringement within the
United States and this judicial district.
5. This Court has personal jurisdiction over Ningxia. At a minimum, Ningxia has
delivered infringing products into the stream of commerce with the expectation that they will be
purchased by consumers in Pennsylvania, including consumers in the Eastern District of
Pennsylvania. On information and belief, Ningxia regularly and continuously transacts business
within this judicial district by importing, selling and/or offering for sale, inter alia, infringing
products; engages in other business related to such products; and/or otherwise has engaged in
persistent conduct in this judicial district. Ningxia has committed acts of patent infringement
within this judicial district, thereby causing injury to Plaintiff, and Ningxia otherwise is within
the jurisdiction of this Court.
6. Venue is proper in this judicial district under 28 U.S.C. §§ 1391 and 1400.
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 6 of 29
-3-
The Starck Patent
7. Starck is a world leader in the manufacture of high tech materials, including but not
limited to tantalum powder that extensively is used to make capacitors. Tantalum capacitors are
characterized by high electronic capacitance in small volume and reliability under extreme
conditions. Because of their size and weight advantage, tantalum capacitors are widely used in
electronic products, such as mobile communication devices, laptop computers, and automotive
electronics.
8. Starck's substantial investment in research and development is the driving force
behind its success and has resulted in a vast portfolio of patented innovations, including the
patent asserted in this Complaint.
9. On February 27, 2001, the United States Patent and Trademark Office issued the
Starck Patent, which is entitled "Tantalum Powder, Method for Producing Same Powder and
Sintered Anodes Obtained From It." A copy of the Starck Patent is attached hereto as Exhibit A.
10. Starck is the assignee of all rights, title, and interest in and to the Starck Patent,
including the right to license any of these aforementioned rights to third parties. Starck
possesses all rights of recovery under the Starck Patent, including the right to sue for
infringement and to recover damages.
11. The Starck Patent claims, inter alia, tantalum powders with specific properties
and processes for making such tantalum powders. The Starck Patent claims, inter alia, a
tantalum powder, which after sintering at a temperature between 1100 and 1300° C. for 10
minutes and forming at 16 volts has a specific charge of 120,000 to 180,000 µFV/g at a leakage
current of less than 2 nA/µFV.
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 7 of 29
-4-
12. On information and belief, Ningxia, together with others in active concert or
participation with Ningxia, has offered for sale, sold and imported and is continuing to offer for
sale, sell, and import into the United States infringing tantalum products that fall within the
scope of at least one claim of the Starck patent. On information and belief, Ningxia has offered
for sale, sold and/or imported tantalum powder, which after sintering at a temperature between
1100 and 1300° C. for 10 minutes and forming at 16 volts has a specific charge of 120,000 to
180,000 µFV/g at a leakage current of less than 2 nA/µFV. A copy of the Special Invoice for
Exported Commodities listing Ningxia Nonferrous Metals Import and Export Corporation as the
seller to a third party in Norristown, Pennsylvania, including a Quality Control Report indicating
the specifications of the imported tantalum powder, is attached hereto as Exhibit B. An additional
invoice listing Ningxia Nonferrous Metals Import and Export Corporation as the shipper to
Norristown, Pennsylvania also is attached hereto as Exhibit C.
Count I – Infringement of U.S. Patent No. 6,193,779
13. Starck realleges and incorporates herein by reference the allegations of numbered
paragraphs 1 through 12 above as if fully restated herein.
14. Ningxia has infringed and/or induced the infringement of and/or contributed to the
infringement of the Starck Patent and is continuing to infringe and/or induce the infringement of
and/or contribute to the infringement of the Starck Patent by importing, making, using, offering
for sale, and/or selling in the United States, or by intending that others, in active concert and/or
participation with Ningxia, import, make, use, offer for sale, and/or sell in the United States,
tantalum products covered by the Starck Patent.
15. Starck is entitled to recover from Ningxia the damages sustained by Starck as a
result of Ningxia's wrongful acts.
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 8 of 29
-5-
16. On information and belief, Ningxia's infringement of the Starck Patent is with
knowledge of the Starck Patent and is both willful and deliberate.
17. As a result of Ningxia's acts as charged in this Complaint, Starck has suffered and
will continue to suffer irreparable harm, for which there is no adequate remedy at law, unless
Ningxia is enjoined by this Court.
WHEREFORE, Starck prays for the following relief and judgment against Ningxia:
A. Entering an Order adjudging that Ningxia is infringing the Starck Patent;
B. Entering an Order adjudging that infringement by Ningxia of the Starck Patent
was willful, and that the continued infringement by Ningxia is willful;
C. Entering an order preliminarily and permanently enjoining Ningxia, its officers,
directors, principals, agents, attorneys, employees, successors and assigns, and all
others acting in privity or in concert with them, from any acts of infringement of
the Starck Patent;
D. Awarding Starck damages in an amount adequate to compensate for the
infringement by Ningxia of the Starck Patent, but in no event less than a
reasonable royalty under 35 U.S.C. § 284;
E. Entering an order trebling any and all damages awarded by reason of the willful
infringement by Ningxia of the Starck Patent, pursuant to 35 U.S.C. §284;
F. Entering an order awarding Starck interest on the damages awarded and its costs
pursuant to 35 U.S.C. §284;
G. Declaring this an exceptional case and awarding Starck its costs, expenses, and
reasonable attorneys’ fees pursuant to 35 U.S.C. §285 and all other applicable
statutes, rules, and common law; and
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 9 of 29
-6-
H. Awarding Starck such other and further relief as the Court may deem just and
proper.
JURY DEMAND
Starck hereby demands trial by jury on all issues in its Complaint so triable.
DATED: September 28, 2012 Respectfully Submitted,
HOGAN LOVELLS US LLP
By: __________________________ David Newmann (PA#82401)
1835 Market Street, 29th Floor
Philadelphia, PA 19103
Tel: (267) 675-4610
Attorneys for Plaintiff H.C. Starck GmbH
OF COUNSEL:
Steven P. Hollman
Columbia Square
555 Thirteenth Street, NW
Washington, DC 20004
Tel: (202) 637-5672
Arlene L. Chow
Hogan Lovells US LLP
875 Third Avenue
New York, NY 10022
Tel: (212) 918-3000
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 10 of 29
❑ NINGXIA HUI A lREGION CHINA
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FTW150K—AP1101
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Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 23 of 29
PACKING LIST
TO:M/S ADMAT INC INVOICE NO.:TN11023
2650 Eisenhower Avenue, Suite 103A Norristown, DATE:SEP.09, 2011
Norristown, Pennsylvania 19403 United States P/0 NO.: 219355r
Customs's Classification No.:81032011.00
MARK & NO.:N/M
TANTALUM POWDER
CASE NO. LOT NO. N.W. G.W. (Lb) (Lb)
01--01 FTW150K-AP1101 4.40 6.40
Subtotal
4.40 6.40
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PACKED IN 1 CARTONS
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 24 of 29
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i Issuing Carrier's Agent Name and City
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ORIGINAL 3 (FOR SHIPPER) A
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 26 of 29
SHIP TO CUSTOMER ID : 1127
ADMAT INC. 2650 EISENHOWER AVE SUITE 103A NORRISTOWN, PA 19403 TEL : 610-783-5513 FAX : 610-783-0453
FLT NO CA-985/15
P.O.L. i ETD . BEIJING CAPITAL I 09-15-2011
P.O.D. / ETA : PHOENIX SKY HARBOR/09-19-2011
F. DEST. 1 ETA PHOENIX SKY HARBOR 109-19-2011
COMMODITY : TANTALUM POWDER
PKGS : 1 PC
KGS / LBS 7.50 116.53
CBM I CFT
CNTR. NO.
OTY
45_00
75.00
105.011
102.00
30.00
100.110
RATE
'27
Jul 09 1208:18a ADMAT INC
610-783-0453
p.1
ZAKLEE INTERNATIONAL CORP. PO Box 181 Folcroft, PA 19032 U.S.A. TEL: 610-534 0255 FAX: 610-534 0532 EMAIL: [email protected] WEB: www.zaklee.net
IN %."-0 -0 01-klE
132237 Sep-26-2011
INVOICE . j Er. D2:-.-k7lE
i Sep-26-2011
L TO
ADMAT INC. 12650 EISENHOWER AVE.
SUITE 103A NORRISTOWN, PA 19403
I TEL : 610-783-5513 FAX : 610-783-0453 ATIN HONGJU CHANG
OUR REF. NO Z-110181
YOUR REF_ NO
MAINE NO : 999-14833525
HAWB NO
SHIPPER
CONSIGNEE
NOTIFY . ADMAT INC.
CARRIER : AIR CHINA
CaTrier13ooldi
17^-_--.SCRPT:ON OF CHARGES
HANDLING CHARGE
AIRLINE IMPORT SERVICE CHARGE
CUSTOMS CLEARANCE FEE
US CUSTOM COLLECTION
MESS ENGER/CES FEE
TRUCKING CHARGE
: NINGXIA NONFERROUS METALS IMPAEXP. CORP.
: ADMAT INC.
TOTAL DUE
457.00
0.00
TH.:3
USD
457.00
DELIVERED 9120
RE l'AP, K : * This invoice is due and payable upon presentation. AL Please return one copy of this invoice with your remittance. LA Interest of 2% per month will be charged on overdue accounts..
ThPnk for using our service Tina
Z.4KLEE-11NTERNAT!-'N CORP,
PRI= PAR En BY
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 28 of 29
610-783-0453 p.2 Jul 09 12 08:18a ADMAT INC
Page 1 of 1
PAPERLESS
FormAPauved OMB No. 1651-0022 EW: 03-31-2012
DEPARTMENT OF HOME LAND SECURITY U.S. Customs and Border Protection
ENTRY SUMMARY
1. Filer CodeiEntry No.
334 2768432-0 2_ Entry Type
ABM 01 AB 3. Summary Date
9128/11 647 9128/11 Surety Na
891 5. Bond Type
8 6. Pod Code
2605 7. Entry Date
9/16/11 if-import Dale
9/15/11 8. Importing Gamer
CA 9. Mock of Transport
40 1(1 Country at Origin
CN 12. B/L or AWIThlo.
99914883525 13. tAanufecturer ID
CNNINNON119NIN 14. Exporting Country
CN 15. Export Date
9115/11 16. I.T. No.
99914883525 17. a . bate
9/15/11 18. !Abasing-00os 10. Foreign Port of Lading 20. U.S. Pert of Unlading
2801 21. Location of Coeds/G.0. No
V045 I FLT 0985 1 22. Consignee No. I SAME
23. Im porter Na 23-290438800
24. Reference No. ADMAT
25. Ultimate Consignee Name and Address
City State PA Dp
26. InADWriVemd Name and 13.4dress 2650 EISENHOWER AVENUE SUITE 103
aly NORRISTOWN State PA Zip 19403-00I I
27. 28. anti f Merchandise 32,
A. Entered Value B. CHGS C. Relationship
33. A. ursus Rate 13. AD/CVD Rate C. IRC Rate a Visa No.
34. Duty and L.R. Tax Dollars Cents Line
No.
29. A. HTSOS No. B. AD/CVD Case Na
A Gross Weight B. Manifest Oty.
31. Net quantity in
FITSUS Units
001
Mfst Qty: 1 CTNS Invoice 001
TANTALUM ART,UNWRGHT,OF PC 8103.20.0030 4 2.0.01(Gi
Merchandise Processing Fee(499)
Inv Value : $3080 Ent Value : $3080
(TN1023)
3080 01500
Not Related
2.5%
0.21%
77_00
6.47
Mu Fee Summmy for Block 39 499 2 5. . 0 0
•
35. Total Entered Value CBP USE ONLY TOTALS
S 3,080 A_ 1.10 CODE B. Ascertained Duty 37. Duty
77.00 Total Other Fees
$ 25.00 REASON CODE C. Ascatained Tax 38. Tax
0.00 i 35. DECLARATION OF IMPORTER OF RECORD (OWNER OR PURCHASER) OR AUTHORIZED AGENT
D. Ascertained Other 39. Other 25.00
i declare that I am the ID Importer ammo] and that the accrual owner.. rorrehmer_ or ennsienm for CRP ouroosam is as shown above. OR [3] Maker
Ascertained Total r/1W 40. Total 102.03
or purchaser or neat thentut. I ðer declare that thee merchandise 21 was obtained puisurat to a purchase or agreement to purchase and that the pritcs ad forth in the nivel= an true, OR. D was not obtained puiscant to a purchase or agreement to purchase and the sratenxsus an the invoices as to value orpiee ate tote to the best of my knowledge and belief I also declare that ihe ststemexas in the documents herein filed fully 4fisetoce to the heat of my imowledge and belief theme prices, values, quantities, rebates, drawbac3s, fees. commissions, and royalties and are amend correct, and that all goods or services provided to theseller of the merchandise either ficeor at reduced cost are fully disclosed. twill immediately famish to the appropriate CRP ofEcer any hereemation abevrina_a different statement of Eias. 41. DECLARANT NAME
TITLE
SIGNATURE
DATE JOHN A STEER CO, ATTY-1N-FACT
CATHY SIGDA
09/16/11 43. Braker/Importer File No.
2768432
CBP Form 7501 (06/09)
42. Broker/Filer Information (Name. address, phone number) JOHN A STEER CO 408 ELMWOOD AVE ELMWOOD COURT ONE SHARON HILL, PA 19079 610 237 0800
Case 2:12-cv-05562-CDJ Document 1 Filed 09/28/12 Page 29 of 29