harold d vietor financial disclosure report for 2009

8/3/2019 Harold D Vietor Financial Disclosure Report for 2009

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, ~ o l o I .FINANCIAL DISCLOSURE R EPORT R e p o r t R * a * , i r e d b ~ , th e E , h i c ~in Government Act of 1978R~. 1/2010 FOR CALENDAR YEAR 2009 (5 u.s.c app. H 101-111)1. Person Reporting (l,st name, first, middle initial) 2. Court or Organization 3. Date of ReportVietor, Harold D. S.D. Iowa 4t21/20 l 0

4. Title (Article II1 judgea indicate active or senior status; 5a. Repo~ Type (check a~pfiate ~pe) 6. Reposing Periodma#s~m judg~ indicam ~11- or~ Nomination. Da~ 0110112009

1 ~31/20095b. ~ Amended

7. ~am~ or O~e Addr~ ~. ~ the bas~ of the infatuation ~atalnedmoflifieafloat per~la~g the~to, it485 U.S. Co~ous~ with appll~ble laws and re~lafiaas.123 E. Walnut S~tDes Moines, IA 50309 Re~ew~ag O~er Da~

I M P O R T A N T N O T E S : rRe i~tru~m aeeompany~g th~ fo~ m~t be foll~eg Complete ~l parts,checking the NO~ box foe eac~ pm where you have no e~abb ~formatlo~ ~ign on l~t pag~

I . P O S I T I O N S . tR e p o ~ a ~ ~ a ~ o.~; ,**p~ . ~-n oSa~.~ , , ,~ ,~ao~ ;NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY1.

t rnII. A G R E E M E N T S .[~ NO NE ( No reportable agreements.) ~ - - " ~ 0

DATE PARTIES AND TERMS "- J1,


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FINANCIAL DISCLOS URE REPO RT Nam e of Per son Repor t ing Date of ReportPage 2 of 6 Vtetor, t t a r o ld D . 4 / 2 1 / 2 0 1 0

IH . NO3I-INVESTMENT IN C OME. ~.o,t~ ~,dt~ia~ ,~ ~,ou~,; ~ ~ ~ ~-z4 o~ ~A. Fflers Non-Inv~ent Income

NONE ~o reportable non-inv~tment income.)~ SOURCE ~D TYPE ~COME(you~, not ~o~es)

I.

2,

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - lf ~ou were married during any portion of the reporting year, complele this sectio~(Dollar amount not required except far honoraria,)

[~ NON E ( /go reportable non-im~estm~t income.)D A T E SOURCE AND TYPE

1.

2.3.4.

IV . REIMBURSEMENTS - l ,~wo ~o ~ ~o ~ ,o~(Includ~ those to spouse and dependent children; see pp, 25-27 of f!l~ng instructions.)

NO NE ( No reportable reimbursements.)SQURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.3.4.5.


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IName of Person Reporting Date of ReportageN~CIAL3 o f 6 DISCLOSN ~PORT Ii e t o r , n~o ld D. ~1/2010V.~ NONE ~o repor~ble g~s.)

~ DESCRI~ION ~1.2.3.4.5.

[] N O N E ( N o reportable liabilities.)C R ED ITO R D ESCR IPTION VALUE CODE

1.2.

4o

5.


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Ia m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL D IS CL O SU R E R E PO R T[ Victor, Harold D.

Page 4 of 6 4 / 2 1 / 2 0 1 0

N O N E (No reportable income, ~sets, or tran~ctions.)A. B. C. D.Desc~ption of Asse~ In.me d~g G r o s s v a l u e a t e n d T~sacfions ~g ~o~ng ~

Pla~ "(X)~ ~ each ~t ~o~t [ T~ (e.g., Value Val~ T~e (e.g., [ Da~ J V alue Gain Identi~ ofCode 1 [ div., ~n~ buy~/sell~x~pt ~om p~ or disc~su~ ~ 2 Me~ buy, ~1t, m~d~ Co~ 2 ~ I(A-~ o r i a ~ ) ( J - P ) C~ 3 redempti~) ~ ( J - P ) ( A - H )[ ( Q -W ) _ ~)1. Vet~ans Adminis~ti~ In~nc~ Policy A Di~dend J W2. ~G ins~n~ policies A Dividend J W3. B~ke~ T~t (Acco~ & CDs) B Intcre~ L T4, ~o~ H ancock Inv~t T~t (mutual) A Dividend J T5. Hartford Income Shares Fund (mutual) A Dividend .I T6. V an Kampeu US M tg Fund (mutual) A Dividend J T7. Columbia Income Fund (m utual) A Dividend J T8. Merrill Lynch B ank Deposit Program, A Interest J T

9. Putnam V oyager Fund (mutual) A Dividend K T1 0 . Fidelity Adv G roup (mutual) A Dividend ~ J T

S . T . C a F . G a i n1 1 . Xcd E nergy, Inc. (common) A Dividend J T1 2 . Principal Financial G roup, Inc. (common) A Dividend J T1 3 . Blaekr0ck Basic (mutual) A Dividend K T1 4 . Blackrock G lobal Dynamic (mutual) A Dividend K T1 5 . Blackrock Fundamental (mutual) None J T

1 6 .

1 7 .

(~ ~ohmn ~) U = R ~ Y ~ u e V ~h~ W ~E~ted


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FINANCIAL DISCLOSURE REPORT NameofPerson Reporting DateofReport]3~1~ ~ O~ (~ Vietor, Harold D. ~/21/2010

V IH . ADDITIONAL INFORMAT ION OR EXPLANATIONS .

Part VII: Concerning Items 1 and 2 in Part VII, I rcpoV, iasurancc policy information because I receive the dividends in cash.


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FINANCIAL DIS CLOS URE REPO RT N ~ , ~ e o f ~ , ~ o . a ~ p o m n g O . t ~ o r R h e aPage 6 o f 6 V l e to r , H a r o l d D . 4 / 2 1 / 2 0 1 0

IX. CERTIFICATION.I certify that all information given above (including information pertaining tO my spouse and m inor or dependent children, if any) is

accurate, hue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employ ment and honoraria and the acceptance of gifts which have been repo rted are incompfiance w ith the provisions of 5 U.S.C. app. 501 e t. seq., 5 U.S,C. 7353, and Judicial Conference regulations.

NO TE : AN Y IND IV ID U AL WHO K N O WING L Y AN D WIL F U L L Y F AL SIF IE S OR F AIL S TO F IL E THIS RE PORT MA Y BE SU BJE C T TO C IV ILAN D CRIMINA L SAN CTIONS (5 U.S .C. app . 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on F inancial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E .W ashington, D.C. 20544

harold d vietor financial disclosure report for 2009

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