habitat selection and abundance of young-of-year smallmouth bass in north temperate lakes
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Habitat Selection and Abundance ofYoung-of-Year Smallmouth Bass in NorthTemperate LakesPeter James Brown a & Michael Anthony Bozek aa U.S. Geological Survey, Wisconsin Cooperative FisheryResearch Unit , College of Natural Resources, University ofWisconsin–Stevens Point , Stevens Point, Wisconsin, 54481, USAPublished online: 09 Jan 2011.
To cite this article: Peter James Brown & Michael Anthony Bozek (2010) Habitat Selection andAbundance of Young-of-Year Smallmouth Bass in North Temperate Lakes, Transactions of theAmerican Fisheries Society, 139:4, 1247-1260, DOI: 10.1577/T09-049.1
To link to this article: http://dx.doi.org/10.1577/T09-049.1
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Habitat Selection and Abundance of Young-of-Year SmallmouthBass in North Temperate Lakes
PETER JAMES BROWN*1AND MICHAEL ANTHONY BOZEK
U.S. Geological Survey, Wisconsin Cooperative Fishery Research Unit, College of Natural Resources,University of Wisconsin–Stevens Point, Stevens Point, Wisconsin 54481, USA
Abstract.—Habitat use during early life history plays an important role in the ecology of smallmouth bass
Micropterus dolomieu in north temperate lakes. The highest levels of mortality occur during the first year of
life, and the habitat selected probably affects mortality. We used resource selection functions and abundance
data from two northern Wisconsin lakes to determine the habitats that influence the survival of smallmouth
bass. Coarse substrates were consistently important to both nesting locations and young-of-year smallmouth
bass. Young smallmouth bass used woody structure after swimming from their nests but disassociated
themselves from habitats with more complex woody structure by August. Nonwoody cobble areas offer
protection for young-of-year smallmouth bass without attracting predators, as woody habitats do. The decline
in the abundance of young-of-year smallmouth bass was best fit to an exponential decay function in woody
habitats, but in rock habitats it was linear. Habitat selection by young-of-year smallmouth bass shifts over
time, and the shift is linked to predation risk: woody habitats initially offer them an advantage with respect to
spawning but eventually provide their predators greater opportunities for ambush. This shift underscores the
importance of having a diversity of littoral habitats. This study provides the first quantifiable analyses
describing the habitat features selected by young-of-year smallmouth bass and links these descriptions to
population dynamics.
Habitat needs of young-of-the year smallmouth bass
Micropterus dolomieu have been well described when
fish are associated with nests, but descriptions are poor
after they leave the nest. Numerous studies have
provided descriptions of the habitat used by small-
mouth bass for nesting (Meehan 1911; Tester 1930;
Hubbs and Bailey 1938; Doan 1940; Webster 1945;
Pflieger 1966; Neves 1975; Schneider 1976; Lukas and
Orth 1995). This description of the spawning habitat
and chronology of spawning has been developed based
on general observations of the behavior of smallmouth
bass. Only recently has selection of nesting habitat
been quantified using comparisons between available
habitat and the habitat used for nesting. Bozek et al.
(2002) and Saunders et al. (2002) have provided a
more quantitative description of smallmouth bass
nesting habitat in north temperate lakes. However,
only general descriptions have been made of the habitat
used by young-of-year smallmouth bass after they
leave the nest (Okeyo and Hassler 1985; Bryan and
Scarnecchia 1992; Weaver et al. 1997; Brown et al.
2000). After yolk sack absorption, young-of-year
smallmouth bass remain proximal for several days,
while the male continues to defend the nest site for up
to 5 d (Hubbs and Bailey 1938; Ridgway 1988;
Wiegmann and Baylis 1995).
After swimming from the nest young-of-year small-
mouth bass are more difficult to track. Therefore,
indirect studies of littoral zone fish communities have
provided only general descriptions of the habitat used
by young-of-year smallmouth bass in lentic environ-
ments (Bryan and Scarnecchia 1992; Weaver et al.
1997; Brown et al. 2000). Young-of-year smallmouth
bass in lakes appear to use areas of shorelines that are
less complex (e.g., few macrophytes or woody
structure, Bryan and Scarnecchia 1992; Weaver et al.
1997). For example, young-of-year smallmouth bass
have been observed in higher densities associated with
sand and rock habitats compared with more structurally
complex woody habitats (Brown et al. 2000). The
habitat requirements of smallmouth bass during this
important life stage are poorly understood because no
studies have been specifically designed to describe the
habitat selected by young-of-year smallmouth bass in
lakes. Habitat selection, or the use of a specific habitat
type in greater proportion to its abundance, implies that
an animal is selecting an area for reasons other than
purely by chance (Johnson 1980; Manly et al. 1993;
Garshelis 2000).
Several approaches have been taken to model habitat
selection; however, logistic regression is ideal in this
case because it uses a binary response (presence or
absence) and continuous predictor variables (environ-
* Corresponding author: [email protected] Present address; Montana Cooperative Fishery Research
Unit, Department of Ecology, Montana State University,Bozeman, Montana 59717, USA.
Received March 9, 2009; accepted January 1, 2010Published online July 7, 2010
1247
Transactions of the American Fisheries Society 139:1247–1260, 2010American Fisheries Society 2010DOI: 10.1577/T09-049.1
[Article]
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mental characteristics, Press and Wilson 1978; Manly
et al. 1993). Logistic regression has been widely used
in studies of wildlife (Mace et al. 1996; Carroll et al.
1999) and fish (Parsons and Hubert 1988; Belaud et al.
1989) to determine the probability of resource
selection. Multiple logistic regression has been used
in studies of the early life history of smallmouth bass to
determine nest site selection (Bozek et al. 2002) and
the relative quality of a nest site (Saunders et al. 2002).
Habitat selection studies are valuable for quantifying
the probability of presence at a given site and for
identifying important characteristics of the habitat
selected, but they do not provide a measure of the
habitat’s quality. Measuring fish abundance trends in
different habitat types describes how well a habitat
suits the most basic aspect of life history, survival.
Combining studies of habitat selection with studies
of abundance provides insights into the relationship
between habitat and survival. This study calculates the
probability of resource selection and describes how
habitat affects population dynamics of young-of-year
smallmouth bass. The specific objectives were to
describe habitat selection by both nesting and young-
of-year smallmouth bass and to assess survival at four
time steps during early life history.
Methods
Study site.—This study was conducted on two
northern Wisconsin lakes, Big Crooked Lake, Vilas
County, and Yawkey Lake, Oneida County. Both lakes
are oligotrophic (i.e., very clear; Secchi disc depth, .5
m), have limited angling access, and do not contain
largemouth bass Micropterus salmoides (i.e., no
competition for spawning habitat). Big Crooked Lake
is a 276-ha lake with a shoreline length of 8.1 km, a
broad littoral zone, and a maximum depth of 11.6 m.
The riparian area is a second-growth, northern mixed-
hardwood forest, and the littoral zone is dominated by
sand with smaller areas of rock and trace amounts of
wood. Big Crooked Lake is encompassed by land
owned by a private club, Dairymen’s, Inc. Cottage
development is limited (a lodge and several cabins) and
encompasses approximately 25% of the shoreline.
Smallmouth bass fishing is restricted to catch-and-
release angling only. The fish community includes 20
species, with smallmouth bass, walleye Sander vitreus,
muskellunge Esox masquinongy, northern pike Esoxlucius, yellow perch Perca flavescens, rock bass
Ambloplites rupestris, mimic shiner Notropis volucel-lus, and white sucker Catostomus commersonii being
most abundant.
FIGURE 1.—Habitat used by smallmouth bass and available habitat with respect to the characteristics included in multiple
logistic regression models for nesting smallmouth bass in Big Crooked and Yawkey lakes. Substrate size-classes are as follows: 1
¼ fine organic matter, 2¼ silt (,0.2 mm in diameter), 3¼ sand (0.2–6.3 mm), 4¼gravel (6.4–76.0 mm), 5¼ cobble (76.1–149.9
mm), 6 ¼ rubble (150.0–303.9 mm), 7 ¼ small boulder (304.0–609.9 mm), 8 ¼ large boulder (.609.9 mm), and 9 ¼ bedrock
(consolidated parent material). Wood size-classes are as follows: small (,25.0 mm in diameter), medium (25.0–50.8 mm in
diameter, ,1.0 m long), and large (�50.8 mm in diameter, �1.0 m long).
1248 BROWN AND BOZEK
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Yawkey Lake is a 39-ha lake with a shoreline length
of 2.9 km, a steeper littoral zone than Big Crooked
Lake, and a maximum depth of 21.3 m. The riparian
area is a second-growth, northern mixed-hardwood
forest and the littoral zone habitat is dominated by sand
with small areas of rock and areas of wood. Yawkey
Lake is developed with 37 homes, of which 10 are used
by year-round residents, encompassing 75% of the
shoreline. There is no public access to the lake and
angling was monitored through a mail survey that
reported five smallmouth bass removed from the lake
during this study. There are eight fish species in the
lake of which smallmouth bass, walleye, and northern
pike dominate the littoral zone fish community.
To meet our objectives we described two aspects of
the young-of-year smallmouth bass population in these
lakes: habitat selection and abundance. We compared
the habitat used to that which was available four times
during summer to describe resource selection. We used
lake-wide measures of abundance at the egg, fry, and
fall young-of-year ontogenetic stages to determine the
population decline in the lakes. Also, we used counts of
fish in fixed areas of different habitat types to measure
the decline in population relative to habitat type.
Habitat selection.—Probability of resource selection
was calculated at four points in young-of-year small-
mouth bass development. The probability of selection
was calculated by paring information from four surveys
of habitat used (i.e., nesting, June, July, and August) to
information from a single survey of habitat availability
(Manly et al. 1993).
In May 2002, nests were located in the littoral zone
using three methods: (1) nests in water less than 1.0 m
deep were observed with polarized eye glasses from a
boat, (2) nests from 1.0 to 2.0 m deep were observed by
snorkeling or scuba diving, and (3) nests from 2.0 to
4.0 m deep were located by towing a scuba diver at
deeper depths (see Bozek et al. 2002; Saunders et al.
2002). No bass nests were located in water greater than
3.0 m deep during random surveys in these areas on
either lake, nor have smallmouth bass nests been
observed at these depths in similar surveys of proximal
lakes (Bozek et al. 2002; Saunders et al. 2002). Lakes
were searched for an entire day to avoid effects of light
angle, and lakes were visited in alternating days.
At each site where a nest was observed (i.e., used
site), a set of microhabitat characteristics was measured
within the nest rim or within a 1.0-m2 plot (for young-
of-year fish). For nests, depth, substrate percent
coverage, substrate embeddedness, percent coverage
of woody material, and distance to cover were
measured (Bozek et al. 2002; Saunders et al. 2002).
Depth was measured as the distance from the center of
the nest or 1-m2 plot to the water surface. Substrate was
classified using a modified Wentworth scale (Went-
worth 1922; Platts et al. 1983), as silt (,0.2 mm in
diameter), sand (0.2–6.3 mm), gravel (6.4–76.0 mm),
cobble (76.1–149.9 mm), rubble (150.0–303.9 mm),
small boulder (304.0–609.9 mm), large boulder
(.609.9 mm), and bedrock (consolidated parent
material). The percent coverage of each size-class
was visually estimated (Brown 2004). Substrates larger
than gravel were assigned an embeddedness code from
0 to 4 with a score of 0 indicating clean substrate with
no fine material (sand, silt) present in the top two layers
of the dominant larger substrates and a score of 4
indicating highly embedded substrates (Saunders 2001;
Brown 2004). Wood was divided into three size-
classes: small (,25.0 mm in diameter), medium (25.0–
50.8 mm in diameter, ,1.0 m long), and large (�50.8
mm in diameter, �1.0 m long, Brown 2004). The
percent coverage of each size-class was visually
estimated. In addition, the area within a 10-m radius
from the center of each nest was searched for protective
structure. Rocks larger than small boulder (�304 mm
diameter) and large pieces of woody structure (�50.8
mm in diameter, �1.0 m long) were considered to be
protective structures. The distance to structure items
was measured from the center of the nest to the closest
point on item.
After swim-up, the habitat used by young-of-year
smallmouth bass was quantified by a scuba diver along
random transects. Three post swim-up surveys were
conducted from 23 to 24 June, 21 to 23 July, and 20 to
23 August 2002. The amount of effort required to
survey the entire shoreline during these surveys was
time-prohibitive and, therefore, sampling was stratified
among six habitat types. In the littoral zone, four
habitat types were delineated: rock (sand–cobble
substrates with rock cover), wood (sand–silt substrates
with woody cover), sand (sand–silt substrates with no
cover), and macrophyte (sand substrates with macro-
phyte cover). In the pelagic zone, two habitat types
were delineated: deep bottom (bottom and transect 5.0–
10.0 m deep, silt substrate) and pelagic midwater
(bottom 10.0 m deep, transect 2.0 m deep). Each
habitat type was sampled proportional to its abundance
(i.e., length of time spent searching each habitat type
proportional to the area of shoreline covered by that
habitat type). Habitat use was evaluated by first
designating five random points in each habitat type
as start points. At each start point a scuba diver
searched along a compass bearing set 458 from
shoreline. To remain in the littoral zone the compass
bearing was changed by 908 when the diver reached 3-
m depth (�908 at the 3 m depth contour orþ908 at the
shoreline), making a zigzag through the littoral zone. In
pelagic areas, the diver searched from the randomly
SMALLMOUTH BASS IN NORTH TEMPERATE LAKES 1249
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determined point along a randomly determined com-
pass bearing for the appropriate time. The same
microhabitat characteristics measured at nest sites were
measured at each location where young of year
smallmouth bass were observed.
Available habitats for nesting and young-of-year
smallmouth bass were quantified along 100 randomly
placed transects around the shoreline. To select transect
locations the length of time to travel the entire lake
shoreline by boat was recorded in seconds and random
numbers were drawn that referred to the seconds
traveled from the start point. The lake was circumnav-
igated and transects were established when time
traveled equaled the random number. For each transect,
a 100-m tape measure was stretched perpendicular to
shore out to a depth of 3 m. Along this transect, the
same microhabitat measurements made at nest and
young-of-year bass sites were measured every other
meter.
Microhabitat measurements (independent variables)
were used to predict habitat use by smallmouth bass
(dependent variables) using logistic regression. Logis-
tic regression was used because the dependent variable
(site occupation) is binary (Cox and Snell 1989).
The �2 log likelihood statistic was used to test the
significance of each model. Lower values and higher
correct classification rates indicate improved fit
(Hosmer and Lemeshow 2000). Model building used
two steps. First, univariate models using each individ-
ual habitat characteristic were developed for nesting
and young-of-year smallmouth bass during June, July,
and August. Second, a multiple logistic regression
model was built from significant variables using
forward stepwise selection. At each step the Wald
chi-square statistic was used to determine significance
of including variables. Correct classification rates were
calculated to determine the predictive ability of each
model. If the number of used sites was less than 10% of
the number of available sites then correct classification
was calculated using a random subsample of the
available sites (available subsample size ¼ 10 3
number of used sites).
Abundance.—In both study lakes, population esti-
mates were made for the egg, pre-swim-up young-of-
year fish, and fall young-of-year ontogenetic stages.
The number of smallmouth bass eggs and pre-swim-up
young-of-year bass were visually enumerated by means
of scuba gear and a 36-cm 3 36-cm grid divided into 6-
cm 3 6-cm units. The same diver conducted all
surveys. At each nest, the number of eggs or fry in each
individual grid square was estimated and then all grid
square estimates were summed for an overall estimate
of total abundance. The grid was moved when eggs or
fry covered areas greater than 36 cm2. Estimates of fry
abundance were standardized for stage of development
and were estimated while fry were oriented on the top
of the substrate immediately before they dispersed
(Hubbs and Bailey 1938; Saunders et al. 2002). The
relationship between actual abundance and estimated
abundance (determined by manually removing all
individuals) was determined on six nests not included
in the study (number of eggs¼ 1.1012x� 40.923, r2¼0.99; number of fry ¼ 0.7499x þ 83.496, r2 ¼ 0.98).
Estimates of egg and fry abundance for each study nest
were corrected with these regression equations. The
corrected estimates of egg and fry abundance within
each study lake were summed to determine the lake-
wide population. Proportion of fish surviving at nest
sites was calculated as the number of fry divided by the
number of eggs.
In the fall, young-of-year smallmouth bass abun-
dance was estimated by first capturing young-of-year
bass with a bag seine and marking each with an upper
caudal fin clip. Young-of-year smallmouth bass were
then recaptured by electrofishing within 1 week of
marking. The population was estimated using the
adjusted Petersen method (Ricker 1975); the 95%confidence interval for the population estimate was
calculated by the Seber method (Seber 1982; Hayes et
al. 2007). Survival from swim-up fry to fall young of
year was calculated as the number of young of year at
swim-up divided by the number of young-of-year fish
in the fall.
Abundance of young-of-year smallmouth bass was
measured within specific habitat types throughout the
period of May through August. Abundance of young-
of-year smallmouth bass was evaluated among differ-
ent habitat types using weekly surveys over fixed areas
in both the littoral and pelagic zones. Three 1-m 3 10-
m plots were delineated with nylon string and anchored
at the corners in each littoral zone habitat type: rock,
wood, sand, and macrophyte. Littoral zone plots were
set in water 1.0–2.0 m deep. Pelagic plots were marked
with buoys. All observations were made by a single
diver; plots within a lake were observed at the same
time on a weekly basis. Species and general age-class
(young-of-year fish , 10 cm and adult fish � 10 cm)
were recorded for all fish observed. Counts of fish from
each of three replicate plots were averaged weekly to
develop a relative measure of abundance within each
habitat type. Trends in abundance were modeled using
three potential regression equations. Models using a
straight line, exponential decay, and exponential decay
with asymptote were fit to abundance estimates in each
habitat type. Within habitat types, Akaike’s informa-
tion criterion (AIC) values were compared to determine
the best model for predicting young-of-year small-
mouth bass abundance throughout summer. Again, the
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most parsimonious model was chosen when models
were within 2 AIC units (Burnham and Anderson
2002).
Results
Physical habitat in the littoral zones of Big Crooked
and Yawkey lakes differed with respect to morphology
and cover. The littoral zone of Big Crooked Lake was
largely broad and flat compared with the relatively
steep shorelines of Yawkey Lake (Figure 1). Big
Crooked Lake had little large woody structure (no
woody structure was recorded on transects), while 5%of available sites in Yawkey Lake had large woody
structure present (Figure 1). Big Crooked Lake had
abundant rock cover while there were few pieces of
substrate larger than small boulders in Yawkey Lake.
Both lakes had large areas of continuous sand substrate
and smaller areas of mixed sand–gravel and sand–
cobble substrates (Figure 1).
Habitat Selection
For nests and young-of-year smallmouth bass,
univariate logistic regression models associated these
sites with coarse substrates (e.g., gravel) and low
embeddedness. Other variables significantly related to
occupied nest or young-of-year bass sites included
depth and cover associated variables (e.g., distance to
coarse wood).
Nesting smallmouth bass in Big Crooked Lake
selected deeper sites having more sand, gravel, and
cobble substrates (Table 1; Figure 1). Correct classi-
fication of the best model was 94% with 84%predicting nest presence and 96% predicting nest
absence (Table 1). In Yawkey Lake, nesting small-
mouth bass selected sites with more gravel substrate
and less embedded gravel (Table 1; Figure 1). Correct
classification of the best model was 95% with 55%predicting nest presence and 98% predicting nest
absence (Table 1). Between lakes, nesting smallmouth
bass in Big Crooked Lake selected sites based on depth
and coarse substrates and nesting smallmouth bass in
Yawkey Lake selected sites based on proximity to large
wood and coarse substrates.
After leaving the nest in June young-of-year small-
mouth bass in Big Crooked Lake select deeper sites
with less embedded gravel and cobble (Table 2; Figure
2). Correct classification of the best model was 88%with 85% predicting young-of-year bass presence and
92% predicting absence (Table 2). After leaving the
nest young-of-year smallmouth bass in Yawkey Lake
selected sites that were closer to rock and farther from
woody cover with more sand substrate, less embedded
gravel, and more medium and large woody structure
(Table 2; Figure 2). Correct classification of the best
model was 84% with 81% predicting young-of-year
bass presence and 87% predicting absence (Table 2).
Between lakes, medium and large woody structure was
positively associated with young-of-year smallmouth
bass presence in Yawkey Lake; however, woody
structure did not enter the best model for Big Crooked
Lake. After leaving the nest young-of-year smallmouth
bass in Big Crooked Lake selected sites based solely on
substrate characteristics rather than a combination of
substrate and cover characteristics as in Yawkey Lake.
This would be expected because there are few wooded
areas in Big Crooked Lake.
By July, young-of-year smallmouth bass in Big
Crooked Lake selected sites having less embedded
gravel and more small and medium woody structure
(Table 3; Figure 3). The correct classification rate of
the best model was 94% with 41% predicting young-
of-year bass presence and 99% predicting absence
TABLE 1.—Best multiple logistic regression models of smallmouth bass nest presence in Big Crooked and Yawkey lakes.
Correct classification rates were calculated using a subsample of available sites.
Variable Coefficient (SE) Wald v2 P
Correct classification
Overall Presence Absence
Big Crooked Lake
Model 116.23 ,0.0001 94.1 83.9 95.8Depth 1.002 (0.207) 23.42 ,0.0001Sand substrate (%) 0.183 (0.064) 8.15 0.0043Gravel substrate (%) 0.255 (0.065) 15.55 ,0.0001Cobble substrate (%) 0.224 (0.065) 11.98 0.0005Intercept �26.800 (6.468) 17.17 ,0.0001
Yawkey Lake
Model 76.38 ,0.0001 94.6 55.4 98.4Gravel substrate (%) 0.023 (0.008) 8.54 0.0038Embeddedness of gravel �0.854 (0.240) 12.72 0.0004Distance to large
woody structure (m)�0.545 (0.111) 24.15 ,0.0001
Intercept 0.111 (0.887) 0.02 0.90
SMALLMOUTH BASS IN NORTH TEMPERATE LAKES 1251
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TABLE 2.—Best multiple logistic regression models of young-of-year smallmouth bass presence in Big Crooked and Yawkey
lakes during June.
VariableCoefficient
(SE) Wald v2 P
Correct classification
Overall Presence Absence
Big Crooked Lake
Model 2030.91 ,0.0001 88.3 84.6 91.8Depth 0.690 (0.058) 142.97 ,0.0001Embeddedness of gravel �1.256 (0.046) 740.23 ,0.0001Embeddedness of cobble �0.513 (0.049) 112.49 ,0.0001Intercept 5.373 (0.171) 992.97 ,0.0001
Yawkey Lake
Model 579.65 ,0.0001 83.9 80.7 87.3Sand substrate (%) 0.019 (0.003) 57.73 ,0.0001Embeddedness of gravel �0.610 (0.060) 102.07 ,0.0001Medium woody structure (%) 0.326 (0.024) 180.02 ,0.0001Large woody structure (%) 0.378 (0.026) 219.41 ,0.0001Distance to large woody
structure (m) 0.222 (0.023) 95.45 ,0.0001Distance to rock .304 mm
in diameter (m) �0.194 (0.016) 148.50 ,0.0001Intercept �0.198 (0.315) 0.40 0.53
FIGURE 2.—Habitat used by smallmouth bass and available habitat with respect to the characteristics included in multiple
logistic regression models for smallmouth bass in Big Crooked and Yawkey lakes during June. Substrate and wood size-classes
are as described for Figure 1.
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(Table 3). In Yawkey Lake, young-of-year smallmouth
bass selected sites with more gravel substrate, less
embedded cobble, and more medium and large wood
(Table 3; Figure 3). Correct classification of the best
model was 88% with 27% predicting young-of-year
bass presence and 98% predicting absence (Table 3). In
both lakes, young-of-year smallmouth bass selected
sites based on a combination of coarse substrate
embeddedness and wood characteristics. Best models
for both lakes included two wood sizes with the
Yawkey Lake model including large wood rather than
small wood.
In August, young-of-year smallmouth bass in Big
Crooked Lake selected sites with less sand and gravel
substrates, more rubble substrates, and less embedded
gravel and cobble substrates (Table 4; Figure 4).
Correct classification of the best model was 95% with
66% predicting young-of-year bass presence and 98%
TABLE 3.—Best multiple logistic regression models of young-of-year smallmouth bass presence in Big Crooked and Yawkey
lakes during July.
VariableCoefficient
(SE) Wald v2 P
Correct classification
Overall Presence Absence
Big Crooked Lake
Model 322.08 ,0.0001 93.9a 41.2a 99.1a
Embeddedness of gravel �1.132 (0.066) 296.04 ,0.0001Small woody structure (%) 0.045 (0.006) 059.33 ,0.0001Medium woody structure (%) 1.616 (0.455) 12.61 0.0004Intercept 1.239 (0.230) 29.01 ,0.0001
Yawkey Lake
Model 183.77 ,0.0001 88.0 26.6 98.1Gravel substrate (%) 0.015 (0.003) 26.20 ,0.0001Embeddedness of cobble �0.381 (0.055) 48.18 ,0.0001Medium woody structure (%) 0.188 (0.025) 55.45 ,0.0001Large woody structure (%) 0.081 (0.025) 34.91 ,0.0001Intercept �0.727 (0.257) 7.98 0.0047
a Correct classification rates were calculated from a subsample of available sites.
FIGURE 3.—Habitat used by smallmouth bass and available habitat with respect to the characteristics included in multiple
logistic regression models for smallmouth bass in Big Crooked and Yawkey lakes during July. Substrate and wood size-classes
are as described for Figure 1.
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predicting absence (Table 4). In Yawkey Lake, young-
of-year smallmouth bass selected sites that were farther
from large woody structures with less sand and less
embedded gravel substrates (Table 4; Figure 4).
Correct classification of the best model was 93% with
55% predicting young-of-year bass presence, and 97%
predicting absence (Table 4). Between lakes, young-of-
year smallmouth bass selected sites based on the
presence of less-embedded substrates. In Yawkey
Lake, where wood was abundant, young-of-year bass
selected sites farther from coarse woody structure than
they did in Big Crooked Lake.
Abundance
Survival of young-of-year smallmouth bass at nest
sites was much higher than survival in the littoral zone
TABLE 4.—Best multiple logistic regression models of young-of-year smallmouth bass presence in Big Crooked and Yawkey
lakes during August.
VariableCoefficient
(SE) Wald v2 P
Correct classification
Overall Presence Absence
Big Crooked Lake
Model 376.51 ,0.0001 95.3a 66.0a 98.2a
Substrate (%) �0.013 (0.004) 9.26 0.0023Gravel substrate (%) �0.045 (0.007) 42.13 ,0.0001Rubble substrate (%) 0.053 (0.009) 34.04 ,0.0001Embeddedness of gravel �1.528 (0.134) 129.09 ,0.0001Embeddedness of cobble �0.351 (0.088) 15.94 ,0.0001Intercept 5.230 (0.605) 74.79 ,0.0001
Yawkey Lake
Model 238.74 ,0.0001 93.2 55.1 97.0Sand substrate (%) �0.022 (0.004) 39.16 ,0.0001Embeddedness of gravel �0.731 (0.077) 90.75 ,0.0001Distance to large
woody structure (m)0.296 (0.052) 31.91 ,0.0001
Intercept �1.541 (0.576) 7.15 0.0075
a Correct classification rates were calculated from a subsample of available sites.
FIGURE 4.—Habitat used by smallmouth bass and available habitat with respect to the characteristics included in multiple
logistic regression models for smallmouth bass in Big Crooked and Yawkey lakes during August. Substrate and wood size-
classes are as described for Figure 1.
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in both study lakes (Table 5). Survival was 44.6% in
Big Crooked Lake and 37.5% in Yawkey Lake from
the time eggs were laid to the time young-of-year bass
swam from the nest (Table 5). After leaving the nest
survival declined further with only 2.4% of the
smallmouth bass that swam away from Big Crooked
Lake nests and only 6.3% of the smallmouth bass that
swam away from Yawkey Lake nests surviving to fall
(Table 5; Figure 5).
A decline in abundance of young-of-year small-
mouth bass was evident along fixed plots in both lakes
(Figure 6). While abundance was highest in all habitat
types as young-of-year bass swam from their nests,
abundance declined through summer at different rates
in different habitat types. In both lakes, young-of-year
smallmouth bass used woody habitats and rock
habitats, but were not observed in open sand,
macrophyte, or pelagic areas throughout the summer.
Abundance of young-of-year smallmouth bass dropped
rapidly in woody habitats and steadily in rock habitats
(Figure 6). A straight line best described the decline in
young-of-year bass abundance in rock habitats while an
exponential decay function best fit the decline in
young-of-year bass in woody habitats (Table 6). Of
particular importance, the drop in abundance of young-
of-year smallmouth bass in woody habitats occurred at
the same time that adult smallmouth bass, yellow
perch, muskellunge, and walleyes were first observed
in woody habitats (Figure 6).
Discussion
The results of this study provide evidence that the
abundance of smallmouth bass is strongly influenced
during early life history and that habitat plays an
important role in this process. Resource selection
models show young-of-year smallmouth bass increas-
ingly select rock habitats and disassociate themselves
from woody habitats. Concurrent abundance measures
show an exponential decline in abundance in woody
habitats and slower linear decline in rock habitats.
Young-of-year smallmouth bass abundance unques-
tionably drops through the summer. But the behavior,
TABLE 5.—Numbers of young-of-year smallmouth bass in Big Crooked and Yawkey lakes at three life stages. Egg and fry
counts are absolute censuses. Fall estimates are 95% confidence intervals around the means. Survival values are not means, so
that confidence intervals could be calculated for them.
Lake Egg countPre swim-up
fry countFall young-of-year
estimateEgg
survivalYoung-of-year
survival
Big Crooked 329,621 147,124 3,456 6 2,865 44.6% 2.4%Yawkey 177,461 66,626 4,177 6 933 37.5% 6.3%
FIGURE 5.—Abundance of young-of-year smallmouth bass in Big Crooked (open circles) and Yawkey lakes (solid circles)
from nesting to August in 2002.
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and more specifically the resource selection, of young-
of-year bass has not been linked to abundance during
this time. Linking resource selection functions to
measures of abundance we demonstrated the key role
habitat plays in structuring year-class strength, and
hypothesized mechanisms explaining this decline.
Studies that incorporate bioenergetics and predation
risk would provide detail to our understanding of this
decline.
Nesting habitat features for smallmouth bass have
been studied in detail (Meehan 1911; Hubbs and Bailey
1938; Doan 1940; Pflieger 1966; Neves 1975; Bozek et
FIGURE 6.—Abundance of young-of-year smallmouth bass and presence of predators by habitat type in fixed plot surveys.
Young-of-year bass are represented by circles and predators by diamonds; open symbols represent rock habitats and filled
symbols woody habitats.
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al. 2002; Saunders et al. 2002). Previous descriptions
are of habitat preference; this study quantifies habitat
selection. While this study provides a model that can
predict the probability of nest or young-of-year small-
mouth bass presence, it is important to put the
mechanisms influencing survival into context. Survival
while young-of-year bass were on nests was 44.6% in
Big Crooked Lake and 37.5% in Yawkey Lake. The
amount of gravel at a site was a consistent predictor of
nest site presence in both Big Crooked Lake and
Yawkey Lake. Moreover, the embeddedness of gravel
and the amount of sand and cobble were variables that
predicted the presence of nest sites. Smallmouth bass
eggs are adhesive and are deposited on the surface of
substrates in the center of nests (Scott and Crossman
1973). This position, combined with continuous
fanning by the parental male, provides less opportunity
for fine sediments (e.g., silt) to occlude gas exchange
across the egg membrane (Eipper 1975). Additionally,
initial adhesion to substrates prevents eggs from
grouping together, limiting transfer of fungus growth,
which may occur as a result of egg mortality and can
spread through the entire egg mass (Webster 1945).
Selection of coarse nesting substrates with clean
interstices improves survival.
Structure adjacent to the nest is thought to help in
nest defense by providing fewer directions from which
a nest can be attacked. Previous studies have described
the presence of wood or boulder cover immediately
adjacent to nests (Beeman 1924; Hubbs and Bailey
1938; Saunders et al. 2002), and Hoff (1991) showed
that adjacent cover increased survival of smallmouth
bass on nests.
Water depth helped predict nest presence in Big
Cooked Lake, but not in Yawkey Lake. Variability in
nest depths between lakes may help explain the
contribution of depth into models. Nests in Yawkey
Lake were distributed more evenly between depths of
0–3 m while nests in Big Crooked Lake were more
often in slightly deeper water (1–3 m). Nests may not
have been built in the shallowest water (,1 m) in Big
Crooked Lake because the large fetch may create
extreme wave action that affects shallow nests.
Yawkey Lake, with a smaller fetch, is less conducive
to wave development and, therefore, less wave action
affects the nests.
Habitat plays an important role in survival on nests,
but parental protection probably plays the most
important role in survival. Parental protection lasts
from the time eggs are laid until several days after
young-of-year fish swim from the nest. Hubbs and
Bailey (1938) cited protection as the single most
important aspect of the smallmouth bass life cycle.
Survival on nests is lower if protection of the nest or
school stops even temporally (Ridgway and Shuter
1997).
Survival of young-of-year smallmouth bass from
nesting to fall was 2.4% in Big Crooked Lake and
6.3% in Yawkey Lake (Figure 5). Because of this low
survival rate, the period after young-of-year bass leave
the nest and before winter is probably the most
important factor in structuring populations of small-
mouth bass. Initially, young-of-year smallmouth bass
habitat selection was similar to nest-site selection and
may be characterized by coarse substrates and forms of
cover such as boulders or large woody structure.
However, 11 d after the last fry swam from their nests
the abundance of young-of-year smallmouth bass over
woody areas decreased dramatically in both lakes
(Figure 6). Parental protection was observed to last for
1 to 2 weeks after swim-up, which is similar to the
findings of Ridgway (1988). As parental protection
ended smallmouth bass abundance showed an expo-
nential decline in woody habitats and a linear decline in
rock habitats. While we did not quantify predation risk,
the difference in the shape of these declines suggests
TABLE 6.—Models of the abundance of young-of-year smallmouth bass (N) in rock and wood habitats through time (t). Model
coefficients (b) are not equivalent among models.
Model type Model r2Log
likelihoodAkaike information
criterion
Rock habitat
Linear Nt¼ b
0þ b
1t 0.84 �51.58 109.88
Exponential decay Nt¼ N
0� e�b
1t 0.87 �55.03 116.06
Exponential decaywith asymptote N
t¼ b
0þ N
0� e�b
1t 0.87 �54.98 117.97
Wood habitat
Linear Nt¼ b
0þ b
1t 0.77 �66.85 139.70
Exponential decay Nt¼ N
0� e�b
1t 0.84 �63.06 132.05
Exponential decaywith asymptote N
t¼ b
0þ N
0� e�b
1t 0.85 �62.52 133.03
SMALLMOUTH BASS IN NORTH TEMPERATE LAKES 1257
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different predation risk in each habitat. We propose two
explanations for these differences; either predators are
more easily able to take young-of-year smallmouth
bass in woody habitats or young-of-year bass are more
easily able to avoid predators in rock habitats.
The first hypothesis (predator advantage) is support-
ed by several studies of predator–prey dynamics in
complex habitats. Newbrey et al. (2005) showed a
significant positive relationship between complexity of
large woody structure and abundance of large pisci-
vores. Further, Rodgers and Bergersen (1999) were
able to attract largemouth bass and northern pike to
artificial fishing structures. Savino and Stein (1989)
found that predator–prey encounter rates increased as
complexity increased. However, in the most complex
habitats (i.e., 1,000 stems/m2) prey were able to avoid
predators. Woody habitats in our study lakes were
characterized by low branching complexity and
probably provided a predatory advantage.
The second hypothesis (young-of-year fish avoid-
ance) is supported by direct study of young-of-year
smallmouth bass behavior. Previous studies have
shown that young-of-year smallmouth bass do not
necessarily prefer habitat that is structurally complex
(e.g., macrophytes) compared with habitats that
provide less cover (e.g., gravel and cobble). Young-
of-year smallmouth bass have been observed in sand
and rock habitats, completely segregated from adult
fish in Little Moose Lake, New York (Brown et al.
2000). Likewise, young-of-year smallmouth bass have
been observed in areas with lower macrophyte
complexity (Weaver et al. 1997) and areas where
macrophytes were removed from littoral zones leaving
only sand and gravel (Bryan and Scarnecchia 1992).
Because large predators are attracted to structurally
complex habitats and smallmouth bass select less
complex habitats, we suspect both of these factors
caused the differences observed in young-of-year
smallmouth bass abundance.
In this study, the abundance of young-of-year
smallmouth bass declined rapidly in complex habitats
and young-of-year smallmouth bass became less likely
to select complex habitats as they got older. These are
significant findings as large woody material in lakes is
positively correlated with fish abundance (Emery 1973;
Hubert and Lackey 1980; Newbrey et al. 2005) and are
often added to lakes to increase production (Hoff 1991;
Hunt and Annett 2002). Hoff (1991) increased the
survival of young-of-year smallmouth bass on nests by
adding woody structures that provided overhead cover
to parental males. Similarly, Hunt and Annett (2002)
found largemouth bass using supplemented woody
structure and natural woody structure equally for
spawning, and further, recommended that woody
structure be added to lakes to increase production.
Highly complex habitats offer protection to young-of-
year smallmouth bass in the form of escape refuge
(e.g., Savino and Stein 1989). However, highly
complex habitats become less complex rapidly and
these areas also concentrate predators (Newbrey et al.
2005). Therefore, lower young-of-year bass survival
would be expected in woody habitats where adult fish
congregate if the habitat is not complex. The
combination of habitat selection analyses and trends
in abundance show that areas of low habitat complexity
(i.e., sparse, slightly embedded gravel and cobble) are
important to young-of-year smallmouth bass.
The results of this research provide two important
findings with respect to north temperate lakes: (1)
young-of-year smallmouth bass survival on nests may
benefit from the proximity to large wood, but large
woody structure may not be beneficial to all life stages
of smallmouth bass; and (2) the abundance of habitat
that allows young-of-year bass to avoid predation
through summer is probably critical in shaping small-
mouth bass populations.
This study quantified resource selection probabilities
for young-of-year smallmouth bass and showed that
selection is linked to that survival. Moreover, these
changes may be related to differences in predation risk
within different habitats. It is clear that different habitat
types are important to smallmouth bass at different
times. Therefore, a diversity of habitats is important to
smallmouth bass populations and is probably important
to the ecology of lake systems. More importantly, the
functional differences in habitats and the role these
differences play in structuring populations underscores
the importance of maintaining diverse habitats in lake
littoral zones.
Acknowledgments
Melinda Brown, Case Brown, Pat Short, Rory
Saunders, Brian Achuff, Ben Torrinson, Matt Catalano,
Melissa Goerlitz, and Laura Rosenfield provided field
assistance. Mention of trade names is for information
purposes only and does not imply endorsement by the
U.S. Government.
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