gsm p&o training material for special subject-handover algorithms - zte

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    GSM Handover Algorithms 

    ----Special Subject Training V1.4

    Suitable or sta !ith junior "#$ s%ill certiicates &lo!er than certiicate '''(

    'ssued b) GSM *et!or% "lanning # $ptimi+ation ,ept.

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    Internal Use Only▲

    Version introduction

    Version Date Writer Assessor Amendment record

    V1.0 2007-07-25

    Chen Chun Zheng Hao None

    V1.4 2009-03-12

    Fei Aiping Chang Haijie Explanaion o! "# i$ a%%e%.

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    Internal Use Only▲

    Training goals

    Get to know theories and classification

    of GSM handover;

    Get to know the various kinds of ZTEhandover algoriths!

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    ontents

    $vervie! o handover 

    lo! o handovers

    /asic handover algorithms

    Advanced handover algorithms

    'nter-s)stem handovers

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    Internal Use Only▲

    Aims o handovers

    BTS

    Servingcell

    Neighbour cell AFreq. A

    Neighbour cellBFreq. B

    Neighbour cell CFreq. C

    To ensure normal phone calls

    To improve call quality

    GSM handover belongs to system hard handover.

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    Internal Use Only▲

    Aims o handovers

    Retrieval handover—to

    retrieve the on-going calls;

    Marginal handover—to

    improve the on-going call;

    Intra-cell handover—to

    reduce interference in the

    cell; 

    Forced handover—to balance traffic dispersion

    in different cells;

    Directed retry—to improvethe call establishment rate. 

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    Internal Use Only▲

    Handover eatures

    Various algorithms

    Various algorithms can unction simultaneously;•Controlled by s!itches;•System ma"es handover decision automatically.

    Ordering oftarget cells

    •Static #riority;•$esource available%&';

    •Budget #o!er value.

    Automatic trafficbalance

    •(irected retry;•)raic load handover started by MSC;•*riority ad+ustment by traic load;

    •Force directed,shit handover; &&&

    Fast-fading handoveralgorithm 

    Unique penaltymechanism

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    Internal Use Only▲

    Application scenes or handovers ' ' scenes (

    Algorithms

    Scenes

    U"#$"

    interferencehandover

    U"#$"

    %ualityhandover 

    U"#$"

    levelhandover 

    "ong

    MS&'Sdistancehandover 

    U"

    fast&fadinghandover 

    Macro

    &icrohandover

    ('GT

    handover 

    Traffic

    loadhandoverstarted)y MS*

    *o&'**+

    handover 

    ,orced

    traffic&shifthandover 

    (athloss-T.&)asedconcentrichandover

    *I&)asedconcentrichandover

    urban -  -  -  -  - -  -

    ,enseurban

    -  -  -  -  - -  -  - -  - 

    suburb -  -  -  - 

    )he table is or reerence only

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    Internal Use Only▲

    Application scenes or handovers '' ' net!or%t)pes (Algorithms

    Scenes

    U"#$"interfer 

    encehandover 

    U"#$"%uality

    handover 

    U"#$"level

    handover 

    "ongMS&'S

    distancehandover 

    U"fast&

    fadinghandover 

    Macr o&

    icr ohandover

    ('GThandov

    er 

    Trafficload

    handoverstarted)yMS*

    *o&'**+handover 

    ,orcedtraffic&

    shifthandover 

    (athloss-T.&)asedconcentrichandover

    *I&)asedconcentrichandover

    ,ual-bandnet!or%

    -  -  -  - -  -  - 

    ,ouble-la)ernet!or%

    -  -  -  -  - -  -  - 

    $-/H -  -  -  -  -  - 

    0ong-distancecoverage

    -  -  -  -  -

    )he table is or reerence only

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    ontents

    $vervie! o handover 

    lo! o handover 

    /asic handover algorithms

    Advanced handover algorithms

    'nter-s)stem handover 

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    Internal Use Only▲

    $verall handover lo!

       *  r  o c  e  s  s

       o   

       M   $ 

    (ecisiono

    handover

    start

    Selectiono target

    cells

    /rderingo target

    cells

    Start ohandover

    *  e  n  a  l   t   y   

    s  t  r  a  t  e   g   y      o  r   

    h  a  n  d  o  v  e  r   

       a  i  l   u  r  e  

    /verall handover lo!/verall handover lo!

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    Internal Use Only▲

    hat is M23

    0. (1 ()2 #erormance3. 41 receive level5quality6. BS *o!er7. MS #o!er level8. )A9. (1 dynamic #o!er control

    41 M$ 

    (1 M$ 0. 41 ()2 #erormance3. (1 receive level5quality6. Ad+acent cell level7. 41 dynamic #o!er control

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    Internal Use Only▲

    M2 c)cle

    M/ is sent to 'TS in S.**+ U" direction; 0hen MS is in S$**+1 M/ cycle is 234s#tie;

    0hen MS is in T*+1 M/ cycle is 254s#tie!

    03)C:03)C: 03)C:03)C:0SACC:0SACC: 00 )*)*

    7

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    Internal Use Only▲

    "rocess o M2

    eatures

    Number o M$shall reach the

    average si=e o!indo!;

    )he ma> numbero missing M$ is

    ?eroAllo!ed;

    @hen #o!ercontrol is on

    #o!ercom#ensationshall be made to

    handover decisionthreshold.

    Consider ()2!eight;

    Measurement re#ort is the original data base or handover decision. ?2G0< #rocessado#ts roll average method !ith various !eights !hich can ensure smooth handover.

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    Internal Use Only▲

    The ma number o missing M2 - 5eroAllo!ed

    Su66ose Zero.llowed78M216"21

    Average7M21M286"28

    Average7M28M296"29

    M246"24

    M2:6"2:

    M2;6"2;

    M2

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    Internal Use Only▲

    Handover preprocess at /TS

    Su66ose +O(re6rocess is o6en and the value is 9!

    M$0

    M$3

    M$6

    M$7

    BSC

    "reprocess 2esult1

    "reprocess 2esult8

    :/*re#rocess

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    Internal Use Only▲

    "rocess o M2 at /S

    Su66ose window value721 :72M216"21

    Average7M21M286"28

    Average7M28M296"29

    Average7M29

    M246"24

    Average7M24

    *6" decision

    M2:6"2:

    M2;6"2;

    M2

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    Internal Use Only▲

    Selection o target cells

    Handover

    t)pes

    'ntra-cell

    handover 

    Macrocell normal T2@

    Macrocell special T2@

    $ther T2@ in microcell 

    'nter-cell

    handover 

    1 / Av20ev*ell&n( 2@0BV7M'*&n( >MA@&?C&MS7T@"27MA@&n(- "&n((( 

    8 / "/GT&n ( H$7MA2G'*&n(  

    9 / Av20ev*ell&n( av20ev,0 >H$7MA2G'*70BVB0&n(  

    4 / Av20ev*ell&n( av20ev,0 >

    H$7MA2G'*7DEA0&n( 

    condition 0 must be satisied

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    Internal Use Only▲

    Settings o cell la)er # priorit)

    ,unctions of cell layer structure More reasona)le control of traffic dis6ersion;

    *ontrol of traffic congestion;

    'acku6 of network ca6acity redundancy!

    Serial :andover causes :andover ty#es *riority Ater Tmicro

    /eore Tmicro

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    Internal Use Only▲Serial :andover causes :andover ty#es *riority Ater Tmicro

    overtimes/eore Tmicroovertimes

    8 !-"# Intra&cell Invalid Invalid

    9 $% interference Intra&cell Invalid Invalid

    < D% interference Intra&cell Invalid Invalid

    2 $% &uality Inter&cell 'ame layer- upper layer-lo(er layer  

    $pper layer ) same layer-lo(er layer  

    = D% &uality Inter&cell 'ame layer- upper layer-lo(er layer 

    $pper layer ) same layer-lo(er layer 

    > $% level Inter&cell 'ame layer- upper layer-lo(er layer 

    $pper layer ) same layer-lo(er layer 

    3 D% level Inter&cell 'ame layer- upper layer-lo(er layer  $pper layer ) same layer-lo(er layer 

    5 %ong distance Inter&cell 'ame layer- upper layer-lo(er layer 

    $pper layer ) same layer-lo(er layer 

    ? $% fast fading Inter&cell First search for related cells

    $pper layer ) same layer

    lo(er layer  

    Invalid

    84 *"+, Inter&cell .ccording to

    ()gt+o"ayer

    Sae layer& u66er layer 

    lower layer

    :o cells on sae layerand lower layerselected

    88 Macro-micro timehyteresis

    Inter&cell +andover to lower layer :o handover

    89 ,raffic Inter&cell .ccording toTraffic+o"ayr*tl Traffic+o,re *tl

    Invalid

    Algorithmsare related totheir layers

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    Internal Use Only▲

    "arameter-*cell0a)er 

    @:cell"ayerA is a atheatical array! Each eleent

    deterines the layer relation )etween the serving cell and its

    adBacent cells!

    The nu)er of cells in an array rests on :cell:u!

    *cell*um 1alue

    "eaning

    0 N un%e!ine%

    1 A"E he $eing ell an% i$ a%jaen ell$ ae onhe $a6e lae

    2 8E# a%jaen ell$ ae on he $eing ell:$ uplae

    3 ;lae

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    Internal Use Only▲

    0a)er parameter-Tmicro

    Ticro is started when

    the MS accesses into

    new channel;

    The layer selection

    6riority of target cells

    will )e affected1 if

    handover is started

    within the tie set on

    Ticro!

    $efault 54@5sA!

    Tmicro Time duration

    :? :s

    :1 :.1s

    F F

    8?? 8?s

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    Internal Use Only▲

    $rdering o target cells

    0a)er priorit) o

    candidate cells

    Static

    priorit)2esource

    available&

    (

    "o!er budget

    margin

    ,)namic

    priorit)

    ,)namic

    priorit)

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    Internal Use Only▲

    #andover decision

    eecution

    #andover failure/

    'tart #oFail*enal,ime

    *enalount01

    compare the difference bet(een ad2acent cell3s

     priority and the

    acceptable priority

    ,he punished cell o(ns

    the highest priority/

    *enalount4*enalount5

    6

    7

    7

    7

    omplete handover flo(

     8

    R%ev9n:4R%ev9n:-

    *enalty%ev!ffset ?*enaltyount4*enaltyount56

     8

     8

    #oFail*enal,ime

    overtimes

    'creen the target cell

    Relieve the target cell

    of penalty

    7

    N

    *enalty strategy o inter,cell handover ailure

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    Internal Use Only▲

    ,MaI#o overtimes

    #andover decision

    'tart intra-cell

    handover/

    'tart #oFail*enal,ime

    I#oount4

    7

    7

    !ther handover  8

    I#oount4I#oount56 ?

    ,MaI#o4

    I#oount4MaI#o

    'top starting intra-cellhandover 

    I#oount4MaI#o

    7

     8

    7

     8

    !ther handover

    re&uirements are satisfied/

    7

     8

     8

    *enalty strategy o intra,cell handover ailure

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    ontents

    $vervie! o handover 

    lo! o handover 

    /asic handover algorithms

    Advanced handover algorithms

    'nter-s)stem handover 

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    Internal Use Only▲

    E06,0 intererence handover 

    dle )C:available in cellD

    dle )C:available in cellD

    415(1intererence

    handoverintra,cellhandover

    415(1intererence

    handoverintra,cellhandover

    415(1 quality

    :andoverinter,cellhandover

    415(1 quality

    :andoverinter,cellhandover

    E

    N

    (ecision o handover start

    9n:InterfF

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    Internal Use Only▲

    E06,0 ualit) handover 

    (ecision o handover startAv2DualE0=HoElDualThs

    Av2Dual,0=Ho,lDualThs

    Selection o target cells

    1 / Av20ev*ell&n( 2@0BV7M'*&n( > MA@&?C&MS7T@"27MA@&n(- "&n(((

    8 / Av20ev*ell&n( Av20ev,0 > H$7MA2G'*7DEA0&n(

    )hat is0. Ad+acent cells level must be larger than the minimum receive level set or it;3. Ad+acent cells level shall be larger than the sum o quality handover

    threshold and the serving cells (1 level.

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    Internal Use Only▲

    E06,0 level handover 

      (ecision o handover startAv20evelE0=IHoEl0evThs

    Av20evel,0=I Ho,l0evThs

    Selection o target cells

    1 / Av20ev*ell&n( 2@0BV7M'*&n( > MA@&?C&MS7T@"27MA@&n(- "&n((( 

    8 / Av20ev*ell&n( Av20ev,0 > H$7MA2G'*70BVB0&n( 

    )hat is0. Ad+acent cells level must be larger than the minimum receive level set or it;3. Ad+acent cells level shall be larger than the sum o level handover threshold

    and the serving cells (1 level.

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    Internal Use Only▲

    0ong /S-MS distance handover

    (ecision o handover start

    Av(istanceH(istance)hreshold%)A'

      Selection o target cells

    1 / Av20ev*ell&n( 2@0BV7M'*&n( > MA@&?C&MS7T@"27MA@&n(- "&n((( 

    )he only condition is that the ad+acent cells level is larger than the minimumreceive level set or it.

    $adioenvironment

    quality isnot

    regarded asdecision

    standard.

    $adioenvironment

    quality isnot

    regarded asdecision

    standard.

    A##lication range

    )his "ind o handover is usually used in net!or"s !ith long distance coverage.

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    Internal Use Only▲

    "/GT handover 

    (ecision o handover start

    Selection o target cells

    1 / AvRxLevNCell(n) > RXLEV_MIN(n) + MAX(0,(MS_TXPWR_MAX(n)- P(n)))

    2   / PBGT(n ) > !_MARGIN(n) )hat is

    0 / Ad+acent cells level shall be larger than the minimum receivelevel set or it;  3 / ts #o!er budget value shall be larger than the *BG)handover threshold set or ad+acent cell.

    Ma"e handover decision to each ad+acent cell in rotation;!hen an ad+acent cells *BG) value is higher than

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    Internal Use Only▲

    ,irected retr)-decision o handover start

    M' applies for ,#

    $sable ,#

    available/=ssignment success

    Force disconnetionB

    force handover and

    ordering attempt

    'uccessful force

    disconnetionB force

    handover and ordering

    Directed retrys(itch open or not

    Directed retry

    7es

    successful

    7es

     8o

    unsuccessful

    ,# occupancy failure

     8o

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    Internal Use Only▲

    ,irected retr) handover 

    It ha66ens in the 6rocess of calling access; It dynaically adBusts call traffic )etween cells;

    It can lower call loss rate;

    Selection of target cells ust fulfill condition 8!

    Get to "no! the lo! ointernal I e>ternal directed retry

    :o! to control356G handover #riorityD

    ts suggested that ordering #rocess be o#ened irstsince its eect is better than that o directed retry.

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    Internal Use Only▲

    "enalt) on directed retr) ailure

    No candidatecells ound

    Start thededicated timer

    Ater timere>#ires

    /rdercandidate cells

    :andoverE

    N %NH6 ailure'

    Failure dueto radio lin"

    #roblem(elete the

    attem#t cells

    3ndcandidate cell

    :andover

    E

    N %NH6 or )60#ires give u# directed retry'

    Candidatecells have no

    radioresources BSC e>ternal

    cells

    BSC internal

    cells

    3ndcandida

    te cell

    :andoverE

    Com#lete

    N

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    ontents

    $vervie! o handover 

    lo! o handover 

    /asic handover algorithms

    Advanced handover algorithms

    'nter-s)stem handover 

    O

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    Internal Use Only▲

    E0 ast ading handover 

    This is a kind of algorith for saving handover due to U" level

    decrease; It is fleDi)ly used in dense ur)an areas1 like icro&cells1 highways1

    corners and slo6es1 where in&tie outgoing handovers are needed;

    Selection of target cell shall fulfill condition 8;

    Given condition 8 is fulfilled1 handover to relevant cellsF is 6referred!

    M216"21

    M286"28

    M296"29

    M246"24

    *umber o consecutive

    handover decisions &*(

    (irectlyre#ort M$ to

    B)S

    * unavailable @

    I t l U O l ▲

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    Internal Use Only▲

    Macro-micro handover 

    Handover trigger conditionsJ measured values o adjacent

    cellKs signal strength is higher than thresholdC and this

    reaches certain consecutive times.

    Selection o target cellJ

    *ondition 8 is fulfilled; "ayer relation with neigh)or cell ' NcellLayer (  is

    "ower!

    Av20evE0&n(= MacroMicroHoThs

    Macrocell

    MicrocellMicroce

    ll

    Serving cellmacrocell

    )arget cellmicrocell

    ),

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    Internal Use Only▲

    Traic handover

    0hen the serving cell suffers fro congestion1 for MS which has

    esta)lished a call1 'S* will hand it over to an adBacent cellwhich can fulfill traffic handover conditions!

    Ad+ust call traic in dierent cells to reach traic balance.

    (ecision o handover start TH/us)"ercentTraicThs

    K>cluding congested )C:s;

    $egardless dynamic :$ anddynamic *()C:.

    Selection o target cell

    Condition 0  PBGT(n) > TrafficLevThs

    I t l U O l ▲

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    Internal Use Only▲

    MS-started traic load handover

    ItCs started )y MS*; Select at ost :uOfMS calls;

    +andover fro high loaded cells to low loaded ones!

    nter,BSC load ad+ustment;No data coniguration needed at radio side.

    Note*recondition or this handover algorithm MSC starts theunction and BSC su##orts load re#ort.

    Currently no manuacturer ma"es this unction o#en. DDDDD

    I t l U O l ▲

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    Internal Use Only▲

    orced directed-shit handover 

    eatures

    The last eans to adBust traffic; Mainly used in *O&'**+ cells;

     .66lica)le

    scenes?44M8544M cell of the

    sae direction;

    Target cell ust )e

    forced firected shift

    handover cell!

    Internal Use Only▲

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    Internal Use Only▲

    orced directed-shit handover strateg)

    (ecision o handover start

    "ath0oss&n(I=Ma0ossThs

    TA&n(I=MaTAThs 

    Ma>)A)hs96 Ma>1oss)hs 08<

    /nlybased

    on*athloss

    /nlybased

    on)A

    Selection o target cell

      *BG) value must be larger than the dierence bet!een *BG)threshold and Ma>Force:o(i;

    4sable resource in target cell must be larger than :oForce$es)hs;

    )arget cell must be the one or dorced directed,shit handover.

    Internal Use Only▲

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    Internal Use Only▲

    omparison bet!een orced directed-shit handover and

    other t)pes o handover 

    ompared!ith "/GT

    handover 

    Usually they are valid at the sae tie1 )ut ('GTs 6riority is higher

    than that of forced directed&shift handover;

    The MaD"ev$iff of forced directed&shift handover ust )e saller

    than the value of reverse ('GT1 or (ing6ong handover will )e resulted!

    ompared

    !ithdirected

    retr)

    ,orced directed&shift is the handover )etween two T*+s during call

    6rocess;$irected retry is carried out when a66lying for T*+ during call

    access! 

    ompared

    !ith traic

    handover 

    $ifferent trigger conditions @forced directed&shift handover is

    triggered )y MS1 traffic handover is triggered )y 'S*!A

    $ifferent handover flows!

    Internal Use Only▲

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    Internal Use Only▲

    o-/H handover-subcell

    )he irst subcell

    )he second subcell

    o-/H

    Conigurationo subcell

    Conigurationo subcell

    arriers in different

    fre&uency bands belong to

    different subcells;

    ,he first subcell is

    configured (ith "#.

    o-channel cell

    oncentric circle

    advance technology;

    'ubcells are allo(ed to

    maCe po(er controlrespectively.

    Internal Use Only▲

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    Internal Use Only▲

    o-/H handover trigger decision

    (ecision o

    handovertrigg

    er

    Based on#athloss

    I)A

    Based on C5

    too small#athloss

    I)A

    too large#athloss

    I)A

    C5 good

    C5 bad

    *ath1ossL*ath1ossMin

    And )AL SubCell)AMin 

    *ath1ossH *ath1ossMa>/r )AH SubCell)AMa>

    C5H GoodCi)hs

    C5L BadCi)hs

    )hesecondsubcell

    )heirst

    subcell

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    ontents

    $vervie! o handover 

    lo! o handover 

    /asic handover algorithms

    Advanced handover algorithms

    'nter-s)stem handover 

    Internal Use Only▲

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    $ptions o inter-s)stem &8G-EMTS6T,( handover strateg)

    Han%o1e4 o

    3A

    p4e!e44e%

    Han%o1e4 o 3A

    N

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    Internal Use Only▲

    ,escription o inter-s)stem &8G-EMTS6T,( handover strateg)

    9G cell

    preerre

    d

    8G cell

    preerred

    9G cell

    inhibited

    'nter-s)stem handover is inhibitedL handover algorithms are the

    same as those o 8G. 

    6G handover decision

    Valid decision Start 6G handover no more attem#t to 3G;

    Null decision 3G handover decision I selection o target cell;

    3G:andover decision

    Valid decisionSaving handover

    Null decision 6G handover decision I selection o target cell;

    Select a 6G cell as candidate

    try it i there is no usable radioresource available in 3G cell;

    Non,saving handover 6G cells are not or candidates;

    Internal Use Only▲

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    Internal Use Only▲

    DuestionsJ

    (lease si6ly descri)e the relation )etween layer

    and 6riority in handover algoriths;

    (lease enuerate radio 6araeters of 9&

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