gregory k frizzell financial disclosure report for 2009

8/3/2019 Gregory K Frizzell Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/gregory-k-frizzell-financial-disclosure-report-for-2009 1/8

"I A o l O FINANCIAL DISCLOSURE REPORT R e ~ , t R e q u i r e d b y t h e £ t h i c sin Governm ent Act of 1978~ e v . t /2 0 1 0

FOR CALENDAR YEA R 2009 0 U . S . C a p p . § § t o l - l t t)

I . P e r s o n R e p o ~ n g ( l ~ s t name, f i rst , middle ini t ia l) 2 . C o u r t o r O r g a n i z a t i o n 3. Date of R e p o r t

Fdzzel l , Gregory K. Northern Distr ic t of Oklahoma 06/14/2010

4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s : 5 a . R e p o r t T ) g e ( c h e c k a p p r o p r i a t e ty p e ) 6 . R e p o r t in g P e r i o dm a g i s tr a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t im e )

1"~ Nomina t ion , D a t e 01/0112009

Dis~ct Judge - act ive ~[] Initial [] Annual [] Final to

1 2 1 3 1 / 2 0 0 9

5 b . [ ] Amen d ed R e p o ~

7 . Chambers o r O f fi c e A d d r e s s 8 . O u t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d l f l ca l i o n s p e r t a i n in g t h e r e t o , i t i s , in m y o p i n i o n , I n c o m p l i a n c e

Room 41 1 1.J.S. Coulihouse with applicable laws and regula t ions.

333 W est Four th StreetTulsa, Oklahoma 74103-3819

R e v ie w i n g O f f ic e r D a t e

I31PO R TANT N OT ES: The ins truc tions ac c ompanying th i s farm must be fo l lowe~ Com ple te a l l par t s ,ch eck in g t h e NO NE bo x fo r ea ch p a r t wh ere yo u h a ve n o rep o r ta b le in fo rma t io ~ S ig n o n l a s t p a g~

~-~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1 .



¯ FINANCIAL DISCLOSURE REPORT S,meot~*.o.a~po~g Date of Relmrt

o f 8 Frizzell, G re g o ry K . 0 6 /1 4 /2 0 1 0

I I I . N O N - IN V E S T M E N T I N C O M E . t R ~ p o , ~ , z i ~ ’ ~ i ~ a ,~ s p o u ~ : s e o p p . ~ z . n ~ * m ~ ~ .~

A. Filer’s Non-Investment Income

NONE ~o repor t ab le non- i nve s t m en t i ncom e . )

DATE SOU RCE AND TYPE ~~o~, not ~’s)

!.

2.

3.

4.

B . S p a u s e ’ s N o n - I n v e s t m e n t I n c o m e - t l’ ~ o u . ~ . e m a r r i e d d ~ a n g a , . y r o r o o n o / * w r e p o ~ g ~ a r , c o m p l ~ ~ s e c t ~ g

(Dollar ~o unt ~t required except for honor~)

~ NONE ~o reportable non-inv~tment income.)

D A T ~ ~Q~CE AND TYPE

1 .

2.

3.

4.

IV. REIMBURSEMENTS -( Inc ludes t ho se to s pouse and dependent chi ldren: see pp. 25.27 of f i l i ng instruc t ions.)

NONE (No r e p o r ta b l e r e i m b u r s e m e n t s .)

S O U R C E DA T ES LO CA T IO N PURPOSE ITEMS PAID OR PROVIDED

1 .

2.

3~

4.

5.



. F INANCIAL D IS CLO SURE REP O RT ~ , m ~ o f P ~ o ~ R , p o ~ t i~ g D , t e o r ~ , p o M

P a g e 3 o f 8 F r i z z e ll , G r e g o r y K . 06/14/2010

NONE ~o reportable g~s.)

1 .

2.

3.

4.

5.

[~] NONE (No reportable liabilities.)

C R E D I T O R DE S CRIPT ION V A L U E C O D E

I.

2.

3.

4.

5.



Name of Person Reporting Date of Report

PageFII~’NCIAL4 of 8 DISCLOSU RE REPORT [ Frizzell, Gregory K.0 6 / 1 4 / 2 0 1 0

VII. INVESTMENTS and TRU STS - ~,~o,~, ~o, , ,~o,~ a ~ d ~ , ~ ~ o ~

NONE ~o reportable income, ~se~, or tra~actions)

A. I n ~ B - ~ d n g m ~ d C. D.

~c~tion of~G ~ v a l u e a t ~ d T~ctio~ ~g ~o~( i n c l ud i ng ~ g ~ e ~ ) r~ng ~ of r~g pe~

(0 (2) (D (2) ~) (2) (3) (4)~l (~ )

Pl~ "(~" ~ ~ch m~t [~ou n t [ T~ e ( e , g . , V alue V alue T~e (e.g. , D~ e Value Gain [ Idmtiv of

exce l ~m p r io r ~sc losure C ~ e I I div., ~ C~2 M~ ~y, ~lI , m~ ~e 2 [ ~e I~ b~e r /~ l l e r(A-H) o r i n t . ) ( J - P ) ~ 3 ~ption) ( J - P ) [ (A-~ ( i f p r i v a t e

(Q-~~

~n)

I. JP M org~ C h~e B ~k A c c ou n ~ A Inter~t K T

2. Coven~ t F~e ra l Cre~ t Union Accoun~ A In~rest L T

3. Cust~ i a l S&P Index Un i t T~st - B (SPY) A Dividend J T

4. Custod i a l S&P Index Un i t T~s t - H (SPY) A Div idend J T

5. ~s t~ i a l S&P I n d ex Un i t T~ t - R ( SP Y ) A Div idend J T

6. C ~ o d i f l S & P I n d e x U n i t T ~ t - D ( S P ~ A D i ~ d e n d J T

7. Custod i a l S&P Index U ni t T~ t - E (SPY) A Dividend J T

8. C~todi f l S&P Index U ni t T~ t - J (SPY) A Dividend J T

9. UB S C~ h fund A cco un t A Interest J T

1 0 . OXY ~mmon St~k A Dividend K T

1 1 . VZCommon S~k A Div idend K T

1 2 . U B S B ~ k U S A D e p o s i t A cc o s t A Interest J ¯ T

1 3 . IAR Comm on S tock A Divide~ J T

1 4 . ~GNCommon Stock None So ld 09/23/09 J

1 5 . B N [ Co m m o n S t ~ k A Div idend So l d 09/23/09 K D

1 6 . CSCOCommonSt~k None So l d 09~3/09 J

1 7 . ~C Common Stock A D i ~ d e n d So l d 09/23/09 J A



’ FINANCIAL DIS CLOS U RE REPORT ~ . m o o f P e r s o n R e p o r t in g D a t e o f R e p o r t

of 8 Fr i77e l l , Grego ry K. 06/14/2010

VII. IN V E S TM E N TS an d TR U S T S -~, ~at,,,

NONE ~o reportable income, assets, or tra~actions.)

A. B. C. D.~fipfi~ of~ In~e d~ng G~s s v a l ~ ~ ~d T~sact~ during ~o~ng p~

( i nc lud~g ~s t a~ l s ) ~g ~ of ~aing ~dod

(D (2 ) 0) I (2) (D (2) (3) (4) (5 )

P~ "~)" ~ ~h ~t ~ount I T~ (e.g., V~ue! Value T~ ( e .g ., Date I Va~e [ G~n ldm t iv o fexert ~ prior ~tos~ C~ e 1 I d iv . , ~ t ,

(A-~ o r i n t . ) ( J - P )

~ (Q-~ [ ~ion)

1 8 . SGU Co--on St~k None So ld 07~4109 J

1 9 . WGL Comm on Stock A Dividend Sold 09/23/09 J A

20. QQQQ Closed end fund ( i ndex un i t t ru s l) A Div idend So ld 09/25/09 J

2 I . SPY Closed end fund (inde x unit t rust) A Dividend Sold 09/25/09 J A

22. US Trea sury Strips (ZC LGC) None J T

23. INTC Comm on S tock A Div idend J T

24. PFE Comm on S tock A Div idend J T

25. PPH Exchange Tr aded Fund (pr ey . desc r , a s A Div idend J Tcommon s tock)

26. TR V C o m m o n S t o ck A Div idend J T

27 . All ianceBernstein Lg Cap Grow lh (APGCX’ None J T

28 . M e r ri ll Ly n ch B a nk U S A R AS P a cc ou nt A Interest K T

29. Mer r il l Lynch Re t ir emen t Res e rve s a ccoun t A Interest J T

30 . American Funds EuroPacific A (AEPGX) A Dividend J T

3 I. Columb i a Acorn Fund (ACRNX) A Div idend J T

32. J a nu s Sm a l l Ca p V a l u e F und ( JSCV X ) A Div idend J T

33 . Amcr ie ,~n Century Vis ta (TW VAX) None J T

34 . Dreyfus P rem ier New Leader s Fund A A Div idend J T(DNL DX)

I . Income G, in Coder : A ’e$ 1,11~) ~ less B ~,1,~) I - ~2~

2. Value ~ J ~ 15.~ ~ I~ K

(See Colu~ CI md D3) N =$250.001 - ~5~.~ O

3. V~ M¢~ Code* Q -A~ R

(~ Colu~ C2) U -~kV~ V ~ W=~ti~



FI~d~ICIAL DISCLOSUI~E REPORT N . ~ ,. o t P . r $ o , a e p n a l * t a.teorR,p,a

of 8 F r t z .z e U , G r e g o r y K . 06/14/2010

V I I. IN V E S T M E N T S a n d T R U S T S -,,.,=e, , ,a u ~ t , u ~ , m o , , , o , ,c ~ , m ~ o , , o / , . . .. . ~ dtptndtnt children" sting. JMO o/f!ling i~tr,ctlo~)

N O N E ~ o reportable income, ~sets, or W~actions,)

A. B. ~ C. ~ D.D~Hpfion of A~~ Incom~ d ~ng G~o~ v~u¢ a t e~ ] T~fio~ ~fing r~g~g p~(includ~g ~st ~) r~ng ~fi~ . ofr~ng

0) (~) t[ 0) (2) 0)(2) I O) ~ O)h~ "~" afl~ ~h ~set A m o u n t T~ ( e .g .. [ Value Value T~ {g. , D a t e [ V a ~ e ~ G ~ n I d m f iW o f

exempt ~m pr io r d i~c~s~ C ~ e I div. , r~t, [ C~e 2 M¢~ buy, sell, ~ ~e 2 [ ~ I ~ b~/~ller( A - H ) o c i n t . )

I (J’P) C~e 3 r~p~n) ( J - P ) iI

( i f p f i v a m

........ ~ (Q’~ ~ ~ _ ~fi~)

35 . American ~nm~ In.me & ~ F~d A D i f i d en d J T(BIG~)

36 . BGI S&P 500 S tock F~d (W FSPX) A Div idend J T

37 . T. Rowe P r ice Blue Chip Growth Fund A Dividend J T

38 . T. Rowe P r i ce Bal~ccd Incom e (RPBAX) A Div idend J T

39. T. Rowe Pr ic e Spec t rum Income (RPSIX) A Dividend J T

40. Massachuse t t s M utual Whol e Li f e Pai d -up None K Tpolicy



¯ ’FI~:kNCIAL DISCLOSURE REPORT S . m e o f P e r s o n Repor t ing DateofReport

P a g e 7 o f 8 Friz.zet l , Gregory K . 06/1412010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

None



FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

Pa g e 8 o f 8 F r i z z e l l , G r e g o r y K .0 6 / 1 4 1 2 0 1 0

IX. CERTIFICATION.

! ce r t i fy tha t a l l i n fo rma t ion g iven above ( i nc lud ing in fo rma t ion pe r t a in ing to m y spouse and mino r o r de penden t ch i l d ren , i f any} i saccura t e , t rue , and com ple t e to the be s t o f m y know ledge and be l i e f , and tha t any Info rma t ion no t r epo r t ed was w i thhe ld because i t me t app l i cab l e s t a tu to ryprovl s lon~ pe rmi t t i ng non-d i sc lo sure .

I furthe r ce r t i fy tha t e a rned incom e f rom out s ide em ploymen t and hono ra r i a and the accep t an ce o f g i f ts wh ich have been rep o r t ed a re i ncnm pl i ance w i th the p rovi s |ons o f 5 U .S .C. app . § 501 e t . seq., 5 U .S .C. § 7353 , and Jud ic i a l Confe rence regula t ions .

N O TE : A N Y I N D IV I D UA L W H O K N O W I N G L Y A N D W I L F UL L Y F A L SIF IE S O R F A L L S TO F I L E TH I S RE PO RT I ~ A Y B E SUB JE CT TO CI V I LAND CRIMINAL SANCTIONS (5 U.S .C. app . § 104)

FILING INSTRUCTIONS

M ai l si gned o r i g i na l a nd 3 a d d i t i ona l cop i e s to :

C o m m i tt e e o n F i n a n c i a l D is c l o s u reAdm in i s t ra t i v e Of f ic e o f t h e U n i t e d S t a t e s Cour t sSui t e 2-301O ne C o l u mb u s C i r c le , N . E .W ash ing ton , D.C . 20544

gregory k frizzell financial disclosure report for 2009

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