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Good Clinical Practice (GCP): how does a laboratory that supports a clinical trial ensure compliance with these Regulations 9th edition of Synevo Clinical Research Symposium. 17 th November 2017 Bucharest. Tim Stiles [email protected] Qualogy Training & Development

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Page 1: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Good Clinical Practice (GCP): how does a laboratory that supports a clinical trial

ensure compliance with these Regulations

9th edition of Synevo Clinical Research Symposium.17th November 2017

Bucharest.

Tim Stiles

[email protected]

Qualogy

Training & Development

Page 2: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Clinical Trial Laboratories

• Laboratories that support clinical trials and provide results from the analysis of clinical samples are numerous and varied.

These laboratories include:– Pharmaceutical companies;

– Hospital laboratories;

– Contract Research Central Laboratories;

– GLP Laboratories;

– Research laboratories.

Page 3: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Clinical Trial Laboratories

• Given that these results contribute significantly to the interpretation of a trial, what quality standards should we expect be present in the way the work is performed and the level of Good Clinical Practice (GCP) Compliance. How can we ensure the reliability and integrity of data produced from such laboratories and the degree to which patient safety is assured.

• The presentation examines the role of Good Clinical Laboratory Practice can play in ensure compliance with GCP.

Page 4: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Introduction• Good Clinical Practice Regulations (GCP) are

written into Law across Europe and the majority of other countries around the world.

• What are these GCP Regulations and how does GCP impact upon the “Quality System” of a Laboratory that assays samples from a clinical trial.

• What do we need to do in the laboratory to meet the challenge of GCP.

Qualogy

Training & Development

Page 5: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

GCP Guidelines

• ICH Good Clinical Practice Guidelines

– (ICH International committee on Harmonisation)

• An International ethical and scientific quality standard

• Standard for designing, conducting, recording and reporting trials

• Originally effective 1997

Page 6: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

ICH GCP Regulations

• Updated ICH Guideline for Good Clinical Practice E6(R2) Comes into effect June 2017)This guideline has been amended to encourage implementation of improved and more efficient approaches to clinical trial design, conduct, oversight, recording and reporting while continuing to ensure human subject protection and data integrity.

Page 7: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

ICH GCP Guidelines

• Designed to protect the involvement of Subjects/Patients in the Trial

• Adopted globally as the GCP standard

• ICH is not a receiving authority, nor an Inspectorate

• ICH also produces other guidance

Page 8: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

NEW European GCP Regulations

• Regulation (EU) No.536/2014 of the European Parliament and of the Council of 16th April 2014 on clinical trials on medicinal products for human use, and repealing Directive 2001/20/EC

Page 9: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

2.13 “Systems with procedures that assure the quality of every aspect of the trial should be implemented”.

8.2.12 Essential Documents: “Medical/Laboratory/Technical procedures/Tests

-certification or accreditation or established quality control and /or external quality assessment or other validation (where required)

Qualogy

Training & Development

What does ICH GCP say

about clinicaltrial laboratories

Page 10: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

A quality system which:Produces accurate and reliable results Satisfies the GCP regulations and expectationsEncompasses the entire process not just the laboratoryEnables the reconstruction of the systems and procedures.Protects the subjects rights and confidentiality

GCP does not define the standards laboratories should follow. GLP will not ensure compliance with GCP regulations

Qualogy

Training & Development

Expected standards in a

GCP clinical laboratory

Page 11: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Clinical Trial process

Clinical

Protocol

Regulatory

Approval

(Could be

more than

one)

Ethics approval

(Could be more

than one)

Investigator and

site selection

Patient

recruitment

Conduct

of the trial

Sample

collection

and assay

Data

management

Report

Archive

Submit report to

Receiving Authority

Production of

IMP to GMP

Page 12: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

GCLP is a quality system which when applied in the clinical laboratory should meet the

requirements of GCP.

GCLP is a standard which is now being adopted globally in all types of laboratories

that assay samples from clinical trials.

Qualogy

Training & Development

Good Clinical Laboratory

Practice (GCLP)

Page 13: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality
Page 14: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Reflection paper on guidance for laboratories that

perform the analysis or evaluation of clinical trials

samples.

2012

Page 15: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

15

Research and Discovery

Good Laboratory Practice (GLP)

Good Clinical Practice (GCP)

Good Manufacture Practice (GMP)

Pharmacovigilance (PV)

Good Distribution Practice (GDP)

RQA Good Clinical Laboratory Practice (GCLP)

EMA Reflection paper on clinical laboratories

ISO Standards9001:2015

1518917025

Page 16: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

16

Good Clinical Practice (GCP)

RQA Good Clinical Laboratory Practice (GCLP)

EMA Reflection paper

Discussion documentavailable

ISO Standards

ISO 9001:2015 Quality Management SystemsISO 15189 Medical Laboratories –Particular requirements for

Quality and CompetenceISO 17025 General requirements for the Competence of

Testing and Calibration Laboratories

Page 17: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Types of Laboratories that assayClinical Samples

• This includes the following types:

– Pharmaceutical companies;

– Hospital laboratories;

– Contract Research Central Laboratories (CROs);

• Central labs

• Specialised labs

– GLP Laboratories;

– Research laboratories.

Page 18: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Key Elements

The following are some of the key elements of GCLP which must be addressed by your quality systems:

– Informed Patient/Subject consent

– Patent Confidentiality

– Patent safety

– Expedited reporting

– Serious breach of GCP

– Study Blinding

Page 19: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Definitions

• The specific use of terms, such as "Analytical Plan" and “Analytical Project Manager”, are intended to identify specific documents, individuals or activities. The use of such terms is not mandatory but the activities or responsibilities associated with a specific item, as defined within the guidance, should be followed and adherence is expected.

Page 20: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Laboratory Facilities

• Those areas of the laboratory which are operated in accordance with GCLP should be clearly identified and documented.

• The laboratory should be of suitable size, construction and location to meet the requirements of the trial and minimise any disturbances that might interfere with the validity of the trial or its results.

Page 21: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Organisation and Personnel

Defined responsibilities for:

• Laboratory Management

• Analytical Project Manager

• Laboratory Staff

Page 22: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Standard Operating Procedures

• A laboratory should have documented Standard Operating Procedures approved by Laboratory Management that are intended to ensure the quality and integrity of the work performed and the data generated.

• Standard Operating Procedures should be periodically reviewed to ensure that they remain current and up to date.

Page 23: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLPEquipment

• Equipment used in the analysis of trial samples and operation of the laboratory should be suitably located and of appropriate design and adequate capacity.

• Equipment used should be periodically inspected, cleaned, maintained, and calibrated.

• Calibration and maintenance frequency will be determined by Laboratory Management and should be designed to ensure that all equipment remains fit for purpose.

Page 24: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Analytical Plan• For each trial a written analytical plan should be

produced by the laboratory prior to initiation of the work.

• The analytical plan should describe the work to be performed by the laboratory and be available to the staff .

• This plan should be an exact reflection of the requirements of the clinical protocol and only include work that is covered by the informed consent given by the trial subjects.

• This plan should be agreed by the dated signature of the Analytical Project Manager and Sponsor.

Page 25: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Trial Samples

• Procedures for the receipt, handling, storage, retrieval and management of trial samples should be designed to prevent mix-ups and maintain their integrity.

• Samples should be transported in such a way that their integrity and viability remains unaffected.

• Trial samples should be checked on receipt to confirm their identification. Records of identity, source, date of arrival, and condition on arrival should be maintained.

Page 26: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Logistics (Sample kit preparation)

• When a laboratory prepares sample kits or materials used for the collection of trial samples, the systems used for the preparation, distribution, sample collection and return of such materials to the laboratory must be documented and the systems and procedures used should be validated.

Page 27: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Conduct of the work

• The work should be conducted in accordance with the clinical protocol and the analytical plan.

• Method validation

• Repeat analysis

• Additionalwork

Page 28: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Sub-Contracting

• No analytical or other study related work should be subcontracted by the laboratory without the prior approval of the Sponsor.

Page 29: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Reporting Results

• It is acceptable to report analytical results in a number of different ways.

• The analytical plan or Laboratory SOPs should indicate the type of reporting mechanism to be followed and the time scale for issue. Regardless of how data is reported it must be complete and accurately reflect the results obtained and the raw data.

Page 30: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Quality Control

• The laboratory should operate appropriate Quality Control (QC) procedures to ensure the quality and accuracy of all aspects of the work performed and reported.

• Documenting and trending of QC sample results to indicate drift in the analytical performance should be maintained where appropriate.

Page 31: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Quality Audit

• Independent auditing of the laboratory should be conducted to assure patient safety, patient confidentiality, data integrity and compliance with GCP. This includes confirmation that the clinical protocol, analytical plan, SOPs and these guidelines are being complied with.

Page 32: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLP

Storage and Retention (Archive Facilities)

• Records need to be retained for the reconstruction of the laboratory work.

• Space should be provided for the safe and secure archive storage of data, reports, samples and specimens.

Page 33: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Content of GCLPPatient safety

• The need to expedite reporting of results or events that could adversely impact on patient safety.

Patent confidentiality

• Procedures for the handling of trial samples, collection of data and reporting of results should be designed to maintain subject confidentiality

Blinding of samples

• The laboratory should be aware of any blinding and unblinding conditions that apply to a trial and take care not to inadvertently un-blind a trial.

Patient Safety

• The safety of trial subjects takes precedence over any other aspect of the trial.

Serious Breach of GCP

• No laboratory events has occurred on the study/trial that could be classed as a serious breaches of GCP prompting reporting to the Sponsor.

Page 34: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

GCLP Simplicity

• GCLP is written in a language that can be easily understood.

• Too often we assume greater understanding in Regulatory requirements than actually exists.

• Many of the laboratories have little experience of regulatory expectation

• In the end we need to comply with the GCP Regulations

• GCLP is a Quality System that can be easily applied and understood

Page 35: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

▪ GCLP Accreditation Scheme operated by Qualogy Ltd.

▪ Assessment of laboratories GCLP Compliance

▪ Scheme operates globally

▪ Provides independent assessment of you quality system.

▪ www.qualogy.co.uk

.

Qualogy

Training & Development

GCLP Accreditation Schemes

Page 36: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality

Thank you

Any questions Please

Page 37: Good Clinical Practice (GCP) · PDF fileGood Clinical Practice (GCP): ... ISO 9001:2015 Quality Management Systems ISO 15189 Medical Laboratories –Particular requirements for Quality