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Cellulose Nanofibril-based HybridMaterials Eco-friendly design towards separation and packaging applications
Luis Valencia
Luis Valencia Cellu
lose Nan
ofibril-based Hybrid M
aterials
Doctoral Thesis in Materials Chemistry at Stockholm University, Sweden 2019
Department of Materials andEnvironmental Chemistry
ISBN 978-91-7797-927-2
Cellulose Nanofibril-based Hybrid MaterialsEco-friendly design towards separation and packaging applicationsLuis Valencia
Academic dissertation for the Degree of Doctor of Philosophy in Materials Chemistry atStockholm University to be publicly defended on Monday 9 December 2019 at 13.00 inMagnélisalen, Kemiska övningslaboratoriet, Svante Arrhenius väg 16 B.
AbstractNanocellulose has been lately considered as the “Holy-Grail” in the design of sustainable materials due to its bio-origin and an unprecedented combination of prominent features, including good mechanical properties, anisotropy andversatile surface chemistry. In addition, nanocellulose in the form of cellulose nanofibrils, can adopt variable structuresand morphologies depending on the processing technique, such as aerogels, films and monoliths.
However, there are limitations that hinder the implementation of cellulose nanofibrils in “real-life applications”, such asinherent interaction with bacteria and proteins, thus leading to surface-fouling; and loss of integrity due to water-inducedswelling. A way to overcome these challenges, and provide further functionality, is through hybridization strategies, atwhich the multiple components act synergistically towards specific properties and applications. In this thesis, the aim is topresent multiple strategies for the synthesis of novel cellulose nanofibril-based hybrid materials, in the form of 2D-filmsand 3D-foams, towards their employment for separation applications or active food packaging.
A novel strategy to surface-functionalize cellulose nanofibril-membranes is proposed via grafting zwitterionic polymerbrushes of poly (cysteine methacrylate). The modification can suppress the absorption of proteins in an 85%, as well asdecreasing the adhesion of bacteria in an 87%, while introducing antimicrobial properties, as demonstrated against S.aureus.
The spontaneous formation of functional metal oxide nanoparticles occurring in situ on cellulose nanofibrils-films duringthe adsorption of metal ions from water is investigated, which occurs without the additional use of chemicals or temperature.Notably, this process not only enables the upcycling of materials through multi-stage applications, but also provides a cost-effective method to prepare multifunctional hybrid materials with enhanced dye-removal/antimicrobial activity.
The processing of functional composite films from cellulose nanofibril-stabilized Pickering emulsions and theirsuitability to be used as active edible barriers was demonstrated. The presence of oil in the films fine-tuned the properties ofthe films, as well as acted as the medium to encapsulate bio-active hydrophobic compounds, providing further functionalitysuch as antioxidant and antimicrobial properties.
Anisotropic porous hybrid foams with ultra-high loading capacity of sorbents (e.g., zeolites and metal-organicframeworks) were produced via unidirectional freeze-casting method using cellulose nanofibrils/gelatin as templatematerial. The foams indeed exhibited ultra-high loading capacity of sorbent nanomaterials, a linear relationship betweensorbent content and CO2 adsorption capacity, and high CO2/N2 selectivity.
Keywords: Cellulose nanofibrils, hybrid materials, membranes, aerogels, separation, food packaging.
Stockholm 2019http://urn.kb.se/resolve?urn=urn:nbn:se:su:diva-175622
ISBN 978-91-7797-927-2ISBN 978-91-7797-928-9
Department of Materials and EnvironmentalChemistry (MMK)
Stockholm University, 106 91 Stockholm
CELLULOSE NANOFIBRIL-BASED HYBRID MATERIALS
Luis Valencia
Cellulose Nanofibril-basedHybrid Materials
Eco-friendly design towards separation and packaging applications
Luis Valencia
©Luis Valencia, Stockholm University 2019 ISBN print 978-91-7797-927-2ISBN PDF 978-91-7797-928-9 Printed in Sweden by Universitetsservice US-AB, Stockholm 2019
This thesis is dedicatedto those who never stopchallenging themselvesbeyond what theyalready know
Luis Valencia – PhD Thesis Stockholm University
Abstract
Nanocellulose has been lately considered as the “Holy-Grail” in the design of sustainable materials due
to its bio-origin and an unprecedented combination of prominent features, including good mechanical
properties, anisotropy and versatile surface chemistry. In addition, nanocellulose in the form of cellulose
nanofibrils, can adopt variable structures and morphologies depending on the processing technique, such
as aerogels, films and monoliths.
However, there are limitations that hinder the implementation of cellulose nanofibrils in “real-life
applications”, such as inherent interaction with bacteria and proteins, thus leading to surface-fouling;
and loss of integrity due to water-induced swelling. A way to overcome these challenges, and provide
further functionality, is through hybridization strategies, at which the multiple components act
synergistically towards specific properties and applications. In this thesis, the aim is to present multiple
strategies for the synthesis of novel cellulose nanofibril-based hybrid materials, in the form of 2D-films
and 3D-foams, towards their employment for separation applications or active food packaging.
A novel strategy to surface-functionalize cellulose nanofibril-membranes is proposed via grafting
zwitterionic polymer brushes of poly (cysteine methacrylate). The modification can suppress the
absorption of proteins in an 85%, as well as decreasing the adhesion of bacteria in an 87%, while
introducing antimicrobial properties, as demonstrated against S. aureus.
The spontaneous formation of functional metal oxide nanoparticles occurring in situ on cellulose
nanofibrils-films during the adsorption of metal ions from water is investigated, which occurs without
the additional use of chemicals or temperature. Notably, this process not only enables the upcycling of
materials through multi-stage applications, but also provides a cost-effective method to prepare
multifunctional hybrid materials with enhanced dye-removal/antimicrobial activity.
The processing of functional composite films from cellulose nanofibril-stabilized Pickering
emulsions and their suitability to be used as active edible barriers was demonstrated. The presence of
oil in the films fine-tuned the properties of the films, as well as acted as the medium to encapsulate bio-
active hydrophobic compounds, providing further functionality such as antioxidant and antimicrobial
properties.
Anisotropic porous hybrid foams with ultra-high loading capacity of sorbents (e.g., zeolites and
metal-organic frameworks) were produced via unidirectional freeze-casting method using cellulose
nanofibrils/gelatin as template material. The foams indeed exhibited ultra-high loading capacity of
sorbent nanomaterials, a linear relationship between sorbent content and CO2 adsorption capacity, and
high CO2/N2 selectivity.
Luis Valencia – PhD Thesis Stockholm University
List of publications
This thesis is written based on the following publications:
I. Fully bio-based zwitterionic membranes with superior antifouling and antibacterial
properties prepared via surface-initiated free-radical polymerization of poly (cysteine
methacrylate)
Luis Valencia, Sugam Kumar, Blanca Jalvo, Andreas Mautner, German Salazar-Alvarez and
Aji P. Mathew
J. Mat. Chem. A 2018, 6 (34), 16361-16370
I participated in the planning of the project, performed most of experiments and played a leading
role in the writing of the manuscript.
II. Unravelling the spontaneous formation of metal oxide nanoparticles on cellulose
nanofibrils films during adsorption of metal ions: A green alternative towards
multifunctional hybrid materials
Luis Valencia, Sugam Kumar, Emma Nomena, German Salazar-Alvarez and Aji P. Mathew
Submitted, J. Mat. Chem. A
I participated in the planning of the project, performed most of experiments and played a leading
role in the writing of the manuscript.
III. Biobased cellulose nanofibril-oil composite films for active edible barriers
Luis Valencia, Emma Nomena, Aji P. Mathew and Krassimir P. Velikov
ACS Applied Materials and Interfaces 2019, 11 (17) 16040-16047
I participated in the planning of the project, performed most of experiments (together with
Emma) and played a leading role in the writing of the manuscript.
IV. Biobased micro/meso/macro-porous hybrid foams with ultra-high zeolite loadings for
selective capture of carbon dioxide
Luis Valencia, Walter Rosas, Andrea Sanchez, Aji P. Mathew and Anders E. C. Palmqvist
ACS Applied Materials and Interfaces 2019, 11, 43, 40424-40431
I developed the research idea, performed most of the experiments and wrote most of the
manuscript.
V. Nanocellulose leaf-like zeolitic imidazolate framework (ZIF-L) foams for selective capture
of carbon dioxide
Luis Valencia and Hani Abdelhamid
Carbohydrate Polymers 2019, 213, 338-345
I developed the research idea, performed most of the experiments and wrote the manuscript.
Luis Valencia – PhD Thesis Stockholm University
Publications not included in this thesis
I. Nanocellulose/Graphene oxide layered membranes: Elucidating their behavior during
filtration of water and metal ions in real time
Luis Valencia, Susanna Monti, Sugam Kumar, Chuantao Zhu, Peng Liu, Shun Yu and Aji P.
Mathew
Nanoscale 2019, 10.1039/C9NR07116D
I participated in the experimental part and the writing of the manuscript.
II. Plasma-surface modification of cellulose nanocrystals: a green alternative towards
mechanical reinforcement of ABS
Andres Alanis, Josue Hernandez Valdes, Neira-Velazquez Maria Guadalupe, Ricardo, Lopez,
Aji P. Mathew, Ramon Diaz de Leon and Luis Valencia
RSC Advances 2019, 9 (30), 17417-17424
I developed the research idea, participated in the experimental part and played a leading role in
the writing of the manuscript.
III. Nanolignocellulose extracted from environmentally undesired Prosopis Juliflora
Luis Valencia, Vishnu Arumughan, Blanca Jalvo, Hanna Maria, Sabu Thomas and Aji P.
Mathew
ACS Omega 2019, 4 (2), 4330-4338
I participated in the experimental part and took a leading role in the writing of the manuscript.
IV. Multivalent ion-induced re-entrant transition of cellulose nanofibrils and its influence on
nanomaterials properties
Luis Valencia, Emma Nomena, Susanna Monti, Andrea Sanchez, Walter Rosas, Aji P. Mathew,
Sugam Kumar and Krassimir P. Velikov
Manuscript
I participated in the planning of the project, performed most of experiments and played a leading
role in the writing of the manuscript.
V. Recent progress on nanostructured three-dimensional composite materials for CO2
capture
Luis Valencia, Walter Rosas, Aji P. Mathew, Niklas Hedin and Anders E. C. Palmqvist
Manuscript
Review article. I play a leading role in the writing of the manuscript.
Luis Valencia – PhD Thesis Stockholm University
Contents
1. Introduction 1
1.1. Nanocellulose: What and why? 1
1.2. Why hybridizing cellulose nanofibrils? 3
1.3. Scope of this thesis 3
2. Preparation of materials and characterization 4
2.1.Preparation of materials 4
2.1.1. Extraction of cellulose nanofibrils
2.1.2. TEMPO-oxidation of cellulose nanofibrils
2.1.3. Manufacturing of membranes
2.1.4. Grafting of poly (cysteine methacrylate)
2.1.5. Preparation of CNF-stabilized Pickering emulsions
2.1.6. Preparation of CNF-based oleofilms
2.1.7. In-situ growth of ZIF-L onto CNF
2.1.8. Fabrication of CNF-based foams
2.2.Characterization methods 5
2.2.1. Atomic force microscopy (AFM)
2.2.2. Scanning electron microscopy (SEM)
2.2.3. Small angle X-ray scattering (SAXS)
2.2.4. X-ray diffraction (XRD)
2.2.5. Surface ζ-potential
2.2.6. Fourier transform infrared spectroscopy (FTIR)
2.2.7. Ultraviolet-visible spectroscopy (UV-vis)
2.2.8. X-ray photoelectron spectroscopy (XPS)
2.2.9. Tensile/compression testing
2.2.10. CO2 adsorption studies
2.2.11. Quartz-crystal microbalance and dissipation (QCMD)
2.2.12. Antibacterial and antifouling activity
2.2.13. Dye-removal
2.2.14. Contact angle measurements
2.2.15. BET porosimetry
3. Cellulose nanofibril-based hybrid films for water purification 8
Luis Valencia – PhD Thesis Stockholm University
3.1. Paper I: Zwitterionic cellulose nanofibril-based membranes with superior
antifouling and antibacterial properties 8
3.1.1. Surface properties of the membranes 8
3.1.2. Antifouling performance of PCysMA-grafted membranes 10
3.2. Paper II: Hybrid films based on cellulose nanofibrils/metal oxide nanoparticles
formed spontaneously during adsorption of metal ions 11
3.2.1. Mechanism of formation of in situ growth Cu2O nanoparticles 12
3.2.2. Functionality of the resultant Cu2O@TOCNF hybrid films 13
4. Cellulose nanofibril-based films for active food packaging 15
4.1. Paper III: Cellulose nanofibrils-based oleofilms as active edible barriers 15
4.1.1. Physical properties of the CNF-based oleofilms 15
4.1.2. Encapsulation of bioactive compounds 18
5. Cellulose nanofibril-based hybrid foams for selective CO2 capture 20
5.1. Paper IV: Biobased foams with ultrahigh zeolite loadings for selective CO2
capture 20
5.1.1. Physical properties of the hybrid foams 21
5.1.2. CO2 adsorption capacity of the hybrid foams 22
5.2. Paper V: Biobased hybrid foams prepared by In-situ growth of ZIF-L towards
selective CO2 capture 24
5.2.1. Microstructure and performance of the hybrid foams 25
5.2.2. Capture capacity of CO2 and selectivity 26
6. Conclusions 27
7. Outlook 28
8. Sammanfattning 29
9. Acknowledgements 30
10. References 31
Luis Valencia – PhD Thesis Stockholm University
Abbreviations
AFM Atomic force microscopy
BC
BET
Bacterial cellulose
Brunauer-Emmett-Teller
BJH Barret-Joyner-Halenda
CIEL Center of International Environmental Law
CLSM Confocal laser scanning microscopy
CNCs Cellulose nanocrystals
CNFs Cellulose nanofibrils
CO2 Carbon dioxide
CysMA Cysteine methacrylate
DLS Dynamic light scattering
DMSO Dimethyl sulfoxide
DPPH
ECNF
2,2-diphenyl-1-picrylhydrazyl
Electron spun cellulose nanofibers
EDS Energy-dispersive X-ray spectroscopy
FDA Fluorescein diacetate
FTIR Fourier transform infrared spectroscopy
Hmim 2-methylimidazole
KPS Potassium persulfate
MB Methylene blue
MOFs Metal organic frameworks
MPS 3-Methacryloxypropyltrimethoxysilane
NaBr Sodium bromide
NaClO Sodium hypochlorite
NC Nanocellulose
PBS Phosphate-buffered saline
PI Propidium iodide
PCysMA Poly (cysteine methacrylate)
QCMD Quartz-crystal microbalance with dissipation monitoring
RSA Reduction in scavenging activity
SAXS Small angle X-ray scattering
SEM Scanning electron microscopy
SI-FRP Surface-initiated free-radical polymerization
STEM Scanning transmission electron microscopy
TEA Triethylamine
TEMPO 2, 2, 6, 6-tetramethylpiperidine-1-oxyl
TGA Thermogravimetric analysis
TOCNF Tempo-oxidized cellulose nanofibrils
UV-VIS Ultraviolet-visible spectroscopy
XPS X-Ray photoelectron spectroscopy
XRD X-ray diffraction
ZIF-L Zeolitic imadazolate framework L
𝜟D Dissipation change
𝜟f Frequency change
Luis Valencia – PhD Thesis Stockholm University
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1. Introduction
Nowadays, we are at the critical stage at which the environmental damage, occasioned by human
industrialization, is at the edge of being irreversible (at least during the human-age), being fossil-based
plastic industry one of the main contributors to this environmental catastrophe. The topic of fossil-based
plastics is indeed very controversial, considering that these ubiquitous products of the global economy
have actually contributed significantly to human development, making possible the evolution of
computers and most of lifesaving advances in medicine. In fact, both industry and people daily-life
strongly depend on petroleum-based plastics, in a way that annually around 400 million tons of plastics
are produced1.
However, why are petroleum-based plastics so dangerous for our environment? Basically the
combination of their non-renewability and almost non-biodegradability, together with the poor recycling
culture of our society is pretty much filling our environment with massive amount of plastic-waste, as
observed from the 8 million metric tons of plastic that wound up in the ocean every year2. In fact,
nowadays we can find plastics everywhere, not only in waterways and ecosystems, but also in animals
and even in our food (in the form of micro- and nanoplastics)3. Moreover, plastic industry is the fastest-
growing source of industrial green-house emissions (according the latest report from the Center of
International Environmental Law (CIEL)), and if the expansion of plastics continues as predicted, by
2050 the emissions due to plastic production alone will be the responsible for 10-13% of the total
“carbon budget” – which is indeed the amount of carbon dioxide that we can globally emit to remain
below a 1.5 ˚C rise in temperature.
For this reason, it is nowadays crucial to replace petroleum-based plastics as much and as fast as possible
with materials that are renewable and follow the principles of sustainability. In this context, bio-based
polymers, from different biomass sources, represent one of the most prominent alternatives. Among
them, nanocellulose, derived from the most abundant organic polymer on earth (cellulose), have
emerged during the last decades as a key sustainable alternative4.
.
1.1. Nanocellulose: what and why?
Cellulose is the most abundant renewable polymer in the biosphere with an estimated annual production
of 7.5 x 1010 tons5. The use of this “almost unlimited” polysaccharide goes back in time to the beginning
of the human civilization, as it has been used in the form of lumber, textile or cordage. Cellulose has
also been extensively used as raw material for paper, combustible, explosives and cellophane films.
In the early 50´s, Rånby et al. discovered that cellulose could be disintegrated via a top-down approach
into its elemental building-block units6, which would later be identified as “nanocellulose”. This
discovery would bring the possibility to use cellulose as feedstock in way more sophisticated
applications, as it would be realized that within the realm of nanomaterials, nanocellulose is an intriguing
material with great impact in several important applications due to its unique combination of features
such as outstanding mechanical properties, biodegradability, low cost, and tunable surface chemistry
that allows the tailoring of specific properties/applications5. Nanocellulose is already being used to
produce high-value products with low environmental impact such as food rheology modifiers or drug
excipients. It’s also noteworthy that nowadays nanocellulose can be already produced industrially at the
level of tons per day scale.
Luis Valencia – PhD Thesis Stockholm University
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Figure 1.1. Schematic representation of the extraction of nanocellulose, in the form of cellulose
nanofibrils (CNFs) and cellulose nanocrystals (CNCs) from biomass.
Nanocellulose is indeed a general term referring to both cellulose nanocrystals (CNCs) and cellulose
nanofibrils (CNFs), which vary in their structural properties, and the method used for their extraction
(see Figure 1.1) (Bacterial cellulose (BC) and electrospun cellulose nanofibers (ECNF) are also
considered nanocellulose but are much less common and therefore not discussed in this thesis). CNCs
are rigid (highly-crystalline) rod-like particles extracted by acid hydrolysis from cellulose, which exhibit
important properties with potential application in optoelectronics (as they form chiral nematic phases)
and as reinforcement additive of polymer composites7. CNFs, on the other hand, are soft and long chains
with high aspect ratios, ranging from five to fifty nanometers in diameter and micrometer-sized long.
CNFs consist of a bundle of individual nanofibrils entangled together and comprised of alternating
amorphous and crystalline cellulose domains. Different isolating methods can be used to extract CNF.
The most common technique is through mechanical treatments, i.e. microfluidization and grinding,
which breaks the interfibrillar cohesions without disintegrating or damaging the fibrils.8 Some
representative micrographs of CNFs are shown in Figure 1.2.
Cellulose nanofibrils offer several advantages for the preparation of nanomaterials. For instance, their
high aspect ratio allows easy preparation of nanomaterials (due to the robust network formed by vast
entanglement and short-range interactions), such as hydrogels with high gel-strength, and strong
materials upon drying. In this work we have exclusively used cellulose nanofibrils as building block for
the design of nanomaterials. Several applications of CNF have been proposed in the literature during
the last decades, for instance as paper coating9, in energy storage devices (as electrode binder or
electrolyte material)10 and substrate for supercapacitors11. Moreover, CNF is an excellent material to
prepare porous materials (2D-membranes/ 3D-foams) for separation applications (Paper I, II, IV and V)
and films for packaging applications (Paper III).
Figure 1.2. STEM (left) and AFM (right) micrographs of cellulose nanofibrils
Plant cells
Macrofibrers
Biomass
Cellulose
Nanofibrils
Cellulose
Nanocrystals
Luis Valencia – PhD Thesis Stockholm University
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1.1.2. TEMPO-oxidized cellulose nanofibrils (TOCNF)
A major impediment for commercializing CNFs is the elevated energy consumption during their
production, as they require several passes through high-pressure homogenizers12. As an alternative to
overcome this obstacle, Saito et al., proposed a pre-treatment process to oxidize cellulose nanofibrils
via TEMPO (2, 2, 6,6-tetramethylpiperdiine-1-oxyl) radical oxidation using sodium hypochlorite
(NaClO) and sodium bromide (NaBr)13. This pre-treatment allows the ease of disintegration of CNF at
lower energy cost, while yielding quasi-individual nanofibers (width 5-10 nm). TEMPO-mediated
oxidation occurs only at the surface level of the fibrils, introducing a combination of carboxyl/aldehyde
groups, which is the responsible for negatively charged CNF surface that result in repulsion of the
nanofibers (thus ease of defibrillation). Furthermore, the presence of these functional groups can also
provide other interesting properties, as shown in Paper II, IV and V.
1.2. Why hybridizing cellulose nanofibrils?
Even though cellulose nanofibrils exhibit amazing properties and capabilities, there are several
challenges that actually limit their implementation in several applications for instance their inherent
interaction with bacteria and proteins (leading to surface fouling), loss of structural integrity due to
water-induced swelling, high flammability and poor compatibility with polymer matrixes. An efficient
strategy to overcome this, besides of providing further functionality, is through incorporation of other
sub-components such as poly(amino acids) (Paper I14), metal oxide nanoparticles (Paper II), oil (Paper
III), zeolites (Paper IV15) or metal organic frameworks (Paper V16).
An accepted definition of a hybrid (from the materials chemistry point of view), is a material that
comprises two or more components blended on the molecular scale involving chemical bonds among
them17. In this manner, the components act synergistically complementing each other, thus providing
new functionalities that the components by separated do not possess. The physical properties of the
hybrids essentially depend on i. The chemical composition of the phases (nanocellulose, metal organic
frameworks, zeolites, etc.), and ii. The type of interaction between the components that forms the hybrid
(chemically or physically crosslinked). Different hybridization strategies can be carried out depending
on the desired end-use, for instance to prevent cell-adhesion (Paper I), provide antimicrobial/antioxidant
properties (Paper II & III) , or to tailor specific functionalities, such as CO2 capture16 (paper IV & V).
1.3. Scope of this thesis
This thesis is motivated by the urgent demand to develop innovative and functional nanomaterials based
on natural resources, utilizing the advantageous properties of renewable materials. My overall aim is to
develop a platform of sustainable and highly-functional hybrid materials based on cellulose nanofibrils
towards functional applications, such as water purification, CO2 capture and food packaging. All
strategies were designed to be as eco-friendly as possible.
Several strategies are proposed to hybridize cellulose nanofibril materials (in the form of 2D-films and
3D-foams) via different techniques such as: i) surface-initiated free-radical polymerization (Paper I); ii)
in situ growth of metal-oxide nanoparticles or metal organic frameworks (Paper II & IV), or iii) inclusion
of subcomponents such as zeolites or oil (Paper III & V). The research work in this thesis covers the
whole spectra of preparing novel functional materials: processing of CNF-based structures, surface
modification, unravelling the intermediate pathways during hybridization by in situ techniques, and
evaluate the performance of the resultant materials in separation or packaging applications.
Luis Valencia – PhD Thesis Stockholm University
4
2. Preparation of materials and characterization
The material preparation and characterization are summarized in this chapter, and detailed information
is available in the corresponding articles in Paper I to V hereby attached.
2.1. Preparation of materials
Extraction of cellulose nanofibrils. The cellulose nanofibrils were extracted from
softwood fibers (Norwegian spruce, 95% cellulose, 4.5% hemicellulose and 0.1% lignin) as
provided by Domsjö Fabriker AB, Sweden. The cellulose fibers were mechanically
defibrillated via an ultrafine friction grinder (Masuko Supermasscolloider, model MKZA
10-15J Corp., Japan) at 1500 rpm, passing 7 times a 2 L suspension with 2 wt% fibers.
TEMPO-mediated oxidation of cellulose nanofibrils. TEMPO-oxidized cellulose
nanofibrils (TOCNF) were produced by subjecting the cellulose pulp to TEMPO-mediated
oxidation following the procedures reported from Isogai et al.,18. After the oxidation, the
pulp was subjected to mechanical defibrillation (5 passes) using a homogenizer (500 bar),
yielding TOCNF with an average diameter of 5-10 nm.
Preparation of CNF-stabilized Pickering emulsions. The Pickering emulsions were
prepared by suspending the CNFs (previously dispersed using a LM5-A Silverson
laboratory mixer (Silver, USA) with a 1 mm screen hole at 3500 rpm for 5 min), and after
oil addition they were emulsified using a microfluidizer MS110S (MF), Microfluidics Corp,
USA, operating at a pressure of 1200 bar.
Manufacturing of membranes. Membranes were prepared by vacuum filtration of a
mixture containing cellulose nanofibrils (1 wt%) and cellulose fibers (2 wt%) in a 1:0.12
ratio using a Buchner funnel with an area of 143 cm2. The membranes were then dried at
room temperature for 2 days under a load of 5 kg.
Preparation of CNF-based oleofilms. Certain amount of CNF-stabilized Pickering
emulsions was degassed to remove any bubbles, poured into Petri dishes and left to dry at
35 ˚C for 24 h.
Fabrication of CNF-based foams. Foams were prepared using the unidirectional freeze-
casting method: a suspension of (15g, 0.5wt%) TOCNF (or ZIF-L@TOCNF) was mixed
with gelatin via a high-speed disperser (5g, 4wt%), and the corresponding amount of sorbent
nanomaterial. Then, the suspensions were cooled at 4 ˚C for 1 h, degassed and freeze-casted
using Teflon molds sitting on a copper plate in contact with dry ice. Followed by freeze-
drying.
Grafting of poly (cysteine methacrylate). (1) Initiator immobilization: Three pre-
manufactured membranes (around 0.15g each) were submerged in a 20 mL solution of
cyclohexane contained in a glass vessel covered by a rubber septum under nitrogen
atmosphere. Then, 3-methacryloxypropyltrimethoxysilane (4 µmol) was injected into the
reaction system, together with n-propylamine (3.1 µmol). The mixture was then stirred for
24 h at 60 ˚C, and washed repeatedly with cycles of cyclohexane, ethanol and water, and
finally vacuum-dried. (2) Surface-initiated polymerization: Pre-synthesized cysteine
methacrylate was submerged in 50 mL water together with the modified membranes, and
0.11 µmol of KPS under nitrogen atmosphere. The mixture was stirred at 70 ˚C for 2 h, and
washed with ethanol and water repeatedly.
In-situ growth of ZIF-L onto cellulose nanofibrils. TOCNF (15g) was added into a 50
mL beaker, followed by the addition of zinc hexahydrate (0.49 mmol), TEA (0.8 mmol) and
2-methylimidazole (7.8 mmol). The mixture was stirred for 2 minutes and left for 1 h for
reaction and the resultant material was purified by washing repeatedly with deionized water
and filtering with filter paper to yield ZIF-L@TOCNF.
Luis Valencia – PhD Thesis Stockholm University
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2.2. Characterization methods
Atomic force microscopy (AFM). AFM micrographs were acquired using a Multimode V,
Veeco Instruments (Santa Barbara, CA, USA) in tapping mode. During the measurements,
the height, amplitude and phase images were recorded using the probe (Model: ScanAsyst-
air, Bruker) under Peak Force tapping mode. The collected data were processed via the
NanoScope Analysis 1.5 (Bruker) software.
Scanning electron microscopy (SEM). The morphology of the samples was analyzed
using a scanning electron microscope Jeol (JSM-7000, Japan) or TEM3000 (Hitachi, Japan)
at accelerating voltages from 5 to 15 kV. Prior imaging, the samples were coated by sputter
coating (JEOL, JFC-1200) with gold for 30 seconds.
Surface ζ-potential. The surface charge of the films was investigated as a function of pH
using a SurPASS electrokinetic analyzer (Anton Paar, Graz, Austria). The films were put in
an adjustable gap cell with a gap width of 100 𝝁m. An electrolyte solution of KCl (1
mmol/L) was pumped through the measuring cell and the pressure steadily increased to 300
mbar. The pH was controlled by titrating HCl and KOH (0.05 mol/L).
Fourier transform infrared spectroscopy (FTIR). Fourier-transform infrared spectra
were measured using attenuated total reflectance Fourier-transform infrared (ATR-FTIR,
Varian 610-IR, UK) in the range of 4000-390 cm-1.
FTIR mapping imaging. The measurements were performed using a Bruker FTIR
microscope HYPERION 3000, coupled to a research spectrometer, VERTEX 80. The
microscope was equipped with two types of detectors: a single element MCT-detector
(Mercury Cadmium Telluride) and a multi-element FPA-detector (Focal Plane Array). The
multi-element FPA-detector consists of 64 × 64 elements covering a sample area of 32 × 32
μm.
X-ray diffraction (XRD). Powder X-ray diffraction (PXRD) patterns were recorded using
a PANalytical X´Pert PRO X-ray system with current, tension, temperature and step size of
40 mA, 45 kV, 25 ˚C and 0.05 respectively.
Ultraviolet-visible spectroscopy (UV-VIS). The Ultraviolet-visible spectra were recorded
using a Thermo Scientific GENESYS UV-vis Spectrophotometer and using quartz cuvettes
for the measurements.
X-ray photoelectron spectroscopy (XPS). XPS analyses were carried out in an Axis Ultra
DLD electron spectrometer (Kratos Analytical Ltd., UK.) using a monochromatized A1 Kα
radiation source operating at 150 W and an energy of 20 eV for individual photoelectron
lines. The binding energies were referenced according to the C 1s peak at 284.6 eV and the
spectra were peak-fitted using a Shirley background subtraction and multiple Gaussian
distributions.
Tensile/compression testing. Tensile and compressive strength of samples were measured
using an Instron mechanical testing machine at a crosshead speed of 1 mm/min with a gauge
length of 20 mm. The measurements were carried out at 50% RH and 25 ˚C.
Contact angle. The wettability of the films was measured in static mode with a KSV
instrument, CAM 200, equipped with a Basler A602f camera. All measurements were
performed at a temperature of 23 ˚C and relative humidity of 40%.
BET porosimetry. The specific surface area and average pore diameter of the materials
were determined from N2 adsorption measurements using a Micromeritics ASAP 2000
instrument at 77 ˚K using BET and BJH models respectively.
Quartz-crystal microbalance with dissipation monitoring (QCMD). QCMD
measurements coupled with Nanoplasmonic Spectroscopy (NPS) were carried out using the
Insplorion Acoulyte (Insplorion AB, Göteborg, Sweden) attached to the QCMD E1 system,
Q-Sense AB. The measurements were done in sensors (provided by Insplorion and
Luis Valencia – PhD Thesis Stockholm University
6
containing gold nanodiscs of about 100 nm coated by a SiO2 layer on top) coated with a
monolayer of TOCNF. The flow rate of water during the measurements was 0.200 mL/min.
The real-time kinetics of adsorption was calculated considering that the rate of adsorption
is proportional to the difference in the saturation concentration (M0) and the instant value
of the adsorbed ions (M) at a time t, so that the exponential relation between the adsorbed
mass and time is as follows (Equation 1), where k (sec-1) is the growth constant. Further
details are given in Paper II.
𝑀(𝑡) = 𝑀0[1 − exp(−𝑘𝑡)] (1)
Small angle X-ray scattering. In-situ SAXS experiments were carried out at micro- and
nano-focus X-ray scattering (MiNaXS) beamline P03 at synchrotron source PETRA III,
DESY, Germany. The X-rays of wavelength (λ) 0.09 nm with a beam size of about 20 x 20
𝝁m2 were shot to the samples and the scattering patterns were recorded via a 2D-pixel
detector (Pilatus 300k). The sample-to-detector distance was of 1.5m. The measurements
were carried out in a custom-made vacuum filtration cell where a membrane is hermetically
sealed to filtrate aqueous solutions while perpendicularly shoot the X-ray beam. A
schematic representation of the experimental setup is shown in Figure 2.1. Specific details
regarding the SAXS data analysis can be found in Paper I & II.
Figure 2.1. Schematic representation of experimental setup used for the synchrotron-
based small angle X-ray scattering measurements
Antibacterial and antifouling activity. The antibacterial properties were assessed against
Staphylococcus aureus or E.coli. The antifouling capability was studied via biofilm
formation or by elucidating the protein adsorption using a solution of bovine serum albumin
(BSA). Fluorescein diacetate (FDA) was used to quantify the biofilm formation. The
fluorescence was measured with a fluorometer Fluoroskan Ascent FL. 200 mL of FDA
(0.02% (w/w) in DMSO) were spread over the entire surface of the samples. After 15 min
of pre-incubation at 25 ˚C, FDA was excited at 485 nm and its emission recorded at 538
nm. The visualization of the bacterial cells and biofilms was performed by CLSM after 24
h inoculation using a Leica Microsystems Confocal SP5 fluorescence microscope. Viable
and non-viable bacteria were tracked using a Live/Dead BacLight Bacterial Viability Kit.
For the staining of the membrane, the surface of the samples was covered with 30 mL of
stain (0.5:1 mixture of SYTO 9 and PI in DMSO). For green fluorescence (SYTO 9, intact
cells), excitation was performed at 488 nm and emission recorded at 500– 575 nm. For red
Luis Valencia – PhD Thesis Stockholm University
7
fluorescence (PI, dead cells), the excitation/ emission wavelengths were 561 nm and 570–
620 nm, respectively. For matrix visualization, the biofilms were stained with 200 mL of
FilmTracer SYPRO Ruby per film, incubated in the dark for 30 min at room temperature,
and rinsed with distilled water. For matrix staining, the excitation/emission wavelengths
were 450 nm and 610 nm, respectively. Biofilm formation was also visualized by SEM.
BSA adsorption was performed using PBS solution as a buffer. The proteins were dissolved
in 0.01 M PBS solution at a concentration of 1 mg/mL and were quantified and visualized
using a Qubit Protein Assay Kit in a fluorometer/luminometer, Fluoroskan Ascent FL, and
with a Leica Microsystems Confocal SP5 fluorescence microscope, respectively. For BSA
characterization, the excitation/emission wavelengths were 485 nm and 592 nm,
respectively. Further details are given in Paper I, II & III.
Dye-removal. The capacity of the materials to remove dyes from aqueous solutions was
determined using methylene blue (MB) as reference system. For the measurements, a
known amount of dye was incorporated into a glass vial containing the sample to evaluate.
The dye solution was measured using UV-vis spectroscopy at determined times of
irradiation. The efficiency of dye removal was calculated using equation 2. Further details
are given in Paper II.
%𝑑𝑦𝑒𝑟𝑒𝑚𝑜𝑣𝑎𝑙 =𝐴0 − 𝐴𝑡
𝐴0× 100 (2)
CO2 adsorption studies. The CO2 adsorption studies were carried out by two methods: i)
Volumetric gas sorption analysis using a Micromeritics ASAP 2020 adsorption analyzer.
For the measurements all the samples were evacuated at 100 ˚C for 10 h before the analyses.
ii) Thermogravimetric gas adsorption analyses were carried out in a TA instruments
Discovery thermobalance using LABLINE 5.5 CO2, 5.0 N2 gases. The CO2 adsorption was
estimated by the weight difference when switching from N2 to CO2 atmosphere, using a
flow of 100 ml/min. Further details are given in Paper IV & V.
Luis Valencia – PhD Thesis Stockholm University
8
3. Cellulose nanofibrils-based hybrid films for water
purification
A prominent application of cellulose nanofibrils is in the fabrication of 2D porous films for purification
of water19–23. CNFs are excellent building blocks for membrane technology due to the ease of
processability by simple methods such as vacuum filtration where the properties can easily be tuned by
calibrating the aspect ratio of the fibrils, thickness of the film or carefully controlling the processing
method, as different pressure/drying stage yield different morphology and architecture24. However,
some challenges need to be overcome in order to implement CNF-based membranes in applications.
One of the main drawbacks of CNF-based membranes is the adsorption of proteins and adhesion of cells
to the cellulose surface, which happens inherently and leads to an exponential flux loss and subsequent
membrane failure. Moreover, neat CNF-based membranes also lack functionality to efficiently remove
pollutants from water streams. A way to improve the performance of CNF-based membranes and
overcome the aforementioned issues is through hybridization with other functional sub-components. In
this chapter we introduce two different strategies to improve CNF-based membranes for water
purification: i. a novel strategy to graft zwitterionic aminoacid-based polymer brushes via surface-
initiated polymer grafting of poly (cysteine methacrylate) and ii. The in situ growth of metal oxide
nanoparticles from CNF films, which we demonstrate to happen spontaneously during the adsorption of
metal ions from aqueous solutions.
3.1. Paper I: Zwitterionic cellulose nanofibril-based membranes with
superior antibacterial and antifouling properties
One of the main impediments for cellulose nanofibrils to be used in membrane technology applications
is the non-specific adsorption of proteins and unwanted adhesion of cells (referred to as fouling) which
leads to dramatic flux-loss and subsequent membrane failure. To overcome this, we proposed a cost-
effective strategy that consists in the grafting of amino-acid based zwitterionic polymer brushes from
cellulosic membranes. The method consists of two stages: 1) the immobilization of a free-radical
initiator via a sylilation reaction, and 2) the surface-initiated free-radical polymerization (SI-FRP) of
cysteine methacrylate (CysMA). Our proposed method allows to homogenously insert brushes of
poly(aminoacids) on surface of membranes, and without the need of the typically required (toxic) metal-
based catalysts. Two different modified membranes with different grafting density were synthesized and
denoted as ZM-1 and ZM-2 (ZM-2 with the highest grafting yield). The method is schematically
represented in Figure 3.1.
Figure 3.1. Conceptual schematic representation of the surface-initiated polymer grafting of P(CysMA) on CNF-
based membranes. (Reprinted with permission14)
3.1.1. Surface properties of the membranes
Upon grafting of PCysMA, the modified-membranes exhibit zwitterionic behavior, which signifies that
at acidic pH the amine groups on the surface are protonated and ionized yielding positive zeta potential
Luis Valencia – PhD Thesis Stockholm University
9
values, while a negatively charged surface is shown at basic pH. On the other hand, both functional
groups were ionized at pH 5.3, at which the zeta potential is zero, which is very close to the isoelectric
point of cysteine (5.07). The pH dependence of the surface charge of the modified- and unmodified
membranes is shown in Figure 3.2. It’s worth to mention that this isoelectric point is very close to the
pH of human skin, around 5.5, which suggests a prominent potential to use this approach in wound
dressing applications.
Figure 3.2. Streaming potential of the PCysMA-grafted zwitterionic membranes.
The successful grafting of PCysMA on the membranes was demonstrated by FTIR spectroscopy and
mapping. The resultant spectra are shown in Figure 3.3a. PCysMA grafted-membranes exhibit an
additional IR signal between 1700 and 1760 cm−1 which correspond to the characteristic stretching
vibration of C O from PCysMA. ZM-2 display a higher peak intensity confirming the expected higher
grafting yield. Moreover, the homogenous distribution of the polymer brushes on the surface was
demonstrated via FTIR mapping of ZM-2 (Figure 3.3b). The results display three different regions on
the membrane, shown in different colors, which indeed solely indicate the different surface roughness
of the membranes, as in each of the different spots the peak corresponding to the carboxyl group of
PCysMA at 1700 cm−1 is present. These observations demonstrate the efficiency of the proposed grafting
technique that yields a rather homogeneous grafting density throughout the surface of the membrane.
The modification was further proved by X-ray photoelectron spectroscopy and shown in Paper I.
Figure 3.3. FTIR spectra and mapping of PCysMA-grafted membranes (mapped area = 32 x 32 𝝁m). (Reprinted
with permission14)
b)
a)
Luis Valencia – PhD Thesis Stockholm University
10
3.1.2. Antifouling performance of PCysMA-grafted membranes
Zwitterionic polymers have repeatedly demonstrated the capacity to inhibit fouling formation on
surfaces in an efficient manner25–27. The mechanism of zwitterionic polymer brushes to prevent protein
adsorption arise from the combination of different factors, including solvation effect, conformational
entropy and their electrical neutrality (pH dependent)26,28. We evaluated the antifouling performance of
the PCysMA-grafted membranes, and the results are shown in Figure 3.4. From the CLSM images
(Figure 3.4j-l), it can be observed that upon grafting of PCysMA, the modified membranes exhibit a
significant improvement in suppressing the protein adsorption. More specifically the relative
fluorescence decreased from 70.3 (unmodified membrane) up to 11.2, so that the protein adsorption
reduced in 84% (for ZM-2).
In addition, we studied the inhibition of biofouling formation on the surface of the PCysMA-grafted
membranes. The SEM and CLSM micrographs (Figure 3.4a-i) show the growth, adhesion and viability
of S. aureus on the surface of the membranes before and after modification. The SEM micrographs were
completely in agreement with the ones obtained with FilmTracer SYPRO Ruby biofilm matrix staining,
where in both cases the biofilm formation was significantly suppressed after modification. The relative
quantification of S. aureus biofilm formation, based on its metabolic activity, was reduced by 86.92%
in ZM-2, compared to the unmodified one. In addition, our zwitterionic membranes also exhibit
antimicrobial properties, as suggested by the significant decrement in viability of the cells that adhere
to the surface (Figure 3.4g–i). This is shown by the reduction of cells and by the fact that the few
remaining ones were clearly PI-marked as non-viable ones (in red). The ZM-2 membrane display the
better performance in terms of preventing abiotic fouling and biofouling, which suggests the significant
influence of grafting density over antifouling performance.
Figure 3.4. Biofilm formation of S. aureus after 24 h of bacterial incubation shown by SEM (a-c) and CLSM
micrographs (d-i); Qubit Protein Assay Kit showing the BSA adsorption (j-l) on the surface of the unmodified
and PCysMA-grafted membranes using: (d-f) FilmTracer SYPRO Ruby biofilm matrix staining. (g-i) live/dead
double staining cell viability staining. (Reprinted with permission14)
Luis Valencia – PhD Thesis Stockholm University
11
3.2. Paper II: Hybrid films based on cellulose nanofibrils/metal oxide
nanoparticles formed spontaneously during adsorption of metal ions
Nanocellulose is known to promote the in situ growth of different nanoparticles, acting as a universal
substraste16,29,30. The mineralization of metal oxide nanoparticles is of special interest, as they are an
important class of semiconductors with a wide range of applications, such as adsorption, electronics,
sensors and catalysis. Even though the hybridization of cellulose nanofibrils with metal oxide
nanoparticles has been achieved before31–36, the current processes require hazardous chemical reduction
methods or hydrothermal procedures34,37. In this work, we demonstrate the ability of TEMPO-oxidized
cellulose nanofibrils (TOCNF) to spontaneously grow metal oxide nanoparticles in situ during the
adsorption of transition metal ions. Although this phenomenon seem to be universal for different metal
ions (Cu2+, Ag+ and Fe3+), most part of this work was dedicated to study the formation of copper oxide
nanoparticles (Cu2O) after its interaction with Cu(NO3)2 aqueous solutions at different concentrations.
The existence of the formed nanoparticles on TOCNF was demonstrated using microscopy, X-ray
diffraction (XRD) and X-ray photoelectron spectroscopy (XPS), and the results are shown in Figure 3.5.
Figure 3.5. In situ growth Cu2O@TOCNF nanoparticles. (a-b) AFM micrographs revealing the surface
topography of TOCNF film after adsorption of metal ions (phase images) (c) Crystalline phase of Cu2O
nanoparticles revealed by XRD. (d) High-resolution Cu2p3 XPS spectra of Cu2O@TOCNF hybrid film.
The presence of the nanoparticles embedded on the surface of the TOCNF films, denominated upon
hybridization as Cu2O@TOCNF was demonstrated by AFM (See Figure 3.4a-b). The nanoparticles
exhibit a diameter of about 26 nm (bigger aggregates of size >100 nm can also be observed at lower
magnifications). The presence of the nanoparticles was further corroborated by XRD (Figure 3.5c)
where the resultant pattern display the characteristic diffraction peaks at 35 and 60˚ corresponding to
the (1 1 1) and (2 2 0) planes respectively of the standard cubic cuprite structure of copper38. However,
the Cu2O diffraction peaks were greatly overshadowed by the predominant peaks of cellulose I
polymorph39. The oxidation state of the Cu2O nanoparticles was also confirmed via high-resolution
Cu2p3 XPS spectra (Figure 3.5d), where two sharp peaks could be observed at 934.5 and 954.5 eV,
attributed to Cu 2p3/2 and 2p1/2 respectively40. The almost undistinguishable satellite features of Cu2p (at
943 eV, marked in fig 3.5d with black arrows) demonstrate the oxidation state of the nanoparticles to
correspond to Cu(I) oxide, considering that Cu (II) shows very remarked signals.
930 940 950 9600
360
720
1080
1440
1800
Inte
nsi
ty (
cps)
B.E. (eV)
Cu2p1/2 and Cu23/2
Cu2p1/2
Cu2p3/2
20 30 40 50 60 700
3800
7600
11400
15200
19000
34,5 36,0
3250
3900
59 60 611200
1800
2400
Inte
nsi
ty (
a.u
.)
2q
JCPDS 78-2076
(111) (220)
200 nm
200 µm
a b
c d
Luis Valencia – PhD Thesis Stockholm University
12
3.2.1. Mechanism of formation of in situ growth Cu2O nanoparticles
Through combining a series of cutting-edge in situ techniques (i.e., Quartz-crystal microbalance with
dissipation monitoring, UV-vis spectroscopy, and synchrotron-based small angle X-ray scattering) we
unraveled the structural evolution of the Cu2O@TOCNF nanoparticles during formation. These methods
allow us to propose a plausible mechanism of the intermediate pathways of assembly and the results are
shown in Figure 3.6. A schematic representation of the in situ growth of Cu2O nanoparticles is presented
in the Figures 3.6a-c.
Figure 3.6. (a-c) Conceptual schematic illustration of adsorption of metal ions on TOCNF (a), reduction of
copper ions to Cu(I) by aldehyde groups on TOCNF (b) and growth of copper oxide nanoclusters (c). (d) QCMD
analysis during copper ions adsorption (Cu[NO3]2, 800 mg/L). (e) Adsorbed mass as a function of time time at
different metal ion concentrations (determined by Sauerbrey equation, employing third overtone). (f) UV-vis
spectra of TOCNF at different times (using 400 mg/L of copper nitrate solution. (g) 3-dimensional plots [I(Q)
vs. Q vs. time] and (g) 2-dimensional [I(Q) vs. Q] plots during drying of TOCNF films after copper adsorption.
(h) Size evolution of the Cu2O nanoparticles during drying.
i) Adsorption of Cu2+ ions. The adsorption of metal ions on TOCNF first occurs due to the interaction
between the negatively charged carboxyl groups of TOCNF and the positively charged metal ions
(Figure 3.6a). The carboxyl groups act as anchor groups via electrostatic interactions and covalent
bonding41. To demonstrate the adsorption of copper ions on TOCNF in real time, we carried out QCMD
measurements, where the frequency shift is directly proportional to the adsorbed mass onto
nanocellulose (calculated using the Sauerbrey equation). In this way, the adsorbed Cu2+ ions at different
metal salt concentration can be estimated, as well as gather information regarding the real-time kinetics
of adsorption (Figure 3.6d-e). The results in Figure 3.6e show the efficient and rapid adsorption of the
0,00 33,33 66,67 100,00 133,33 166,67-1680
-1400
-1120
-840
-560
-280
0
-100
0
100
200
300
400
500
600
700
Df
(Hz)
Time (min)
F3
F5
F7
D3
D5
D7
DD
(1
0-6
)
0 500 1000 1500 2000 25000
700
1400
2100
2800
3500
Adso
rbed
mas
s (n
g/c
m2)
Time (sec)
100 mg/L
200 mg/L
400 mg/L
800 mg/L
a
c d e
b
f g
Ab
sorb
ance
330300270240210
Wavelength (nm)
4
5
3
2
1
0
h
0 100 200 300 400 500
8
12
16
20
Pa
rtic
le S
ize
(nm
)
Time (sec)
Luis Valencia – PhD Thesis Stockholm University
13
copper ions onto TOCNF showing a similar growth constant (k) at all low metal salt concentrations,
however an abrupt increase is observed for 800 mg∙L-1, at which a significantly faster rate of ion
adsorption is observed compared to the other concentrations. Nevertheless, the saturation value linearly
increases as a function of metal salt concentration, attributable to the shifting equilibrium between the
carboxyl groups of TOCNF and metal ions in solution.
ii) Growth of nanoclusters. The adsorbed Cu2+ ions are converted into nanoclusters presumably by
reduction from the aldehyde groups present on TOCNF, to form Cu+. It’s worth to mention that this
reaction between aldehyde groups and Cu2+ typically requires elevated temperatures, and the fact that
the phenomena reported herein happen at standard room conditions indeed suggest that the anchoring
of the Cu2+ ions by the carboxyl groups of TOCNF can significantly promote the reduction reaction,
probably by converging the ions with the aldehydes, therefore increasing the collision probability. It’s
worth to mention that nanocellulose have previously shown the potential to catalyze other chemical
reactions42,43. Moreover, after reduction, the high concentration of metal monomers end-up in
coalescence leading to nanoclusters (metal monomers tend to bind to other metal atoms forming higher-
mers due to their instability). This phenomenon was verified using UV-vis spectroscopy (Figure 3.6f)
of a TOCNF film during adsorption of Cu2+ ions. The results exhibit the gradual formation of a spectral
feature in the wavelength range of 240 nm. Furthermore, the UV-absorbance increases exponentially as
a function of time, together with the appearance of a shoulder at longer wavelengths that indeed suggests
the growth of the nanoclusters and their increase in population. The size of the nanoclusters were found
to be in the range between 2-5 nm, as estimated by the QCMD measurements.
iii) Coalescence and growth of nanoparticles. The nanoclusters, formed upon reduction of copper
ions, rapidly oxidize and self-aggregate mainly via van der Waals forces 44, to then crystallize and form
primarily Cu2O nanoparticles. This suggests the capacity of TOCNF to stabilize the nanoparticles from
subsequent oxidation and to partially prevent coagulation.
We tracked the in situ growth of the nanoparticles in real-time via synchrotron-based SAXS
experiments, elucidating the structural transformations of the films during adsorption of copper ions
from Cu(NO3)2 solution (100 mg∙L-1) using a custom-built low vacuum filtration cell where the copper
salt solution is vacuum filtered through a cellulosic membrane, while shooting the X-rays
perpendicularly. The growth of the nanoparticles is mainly observed during the drying of the already
wet film (after filtration of the metal salt solution) and the SAXS data is presented in Figure 3.6g-h. The
[I(Q) vs. Q vs. time] SAXS spectra show an evident change in scattering that evolves as a function of
time, extended up to the low Q region, with typical features of the form factor governed scattering. The
data were also fitted by combining the contributions from wet cellulose film and nanoparticles. From
this, it was possible to estimate an approximate of the time-variation in nanoparticle diameters, as shown
in Figure 3.6h. The nanoparticles grow gradually as a function of drying time, and the sizes are in the
range of 10-20 nm after drying, which are consistent the AFM micrographs (Figure 3.5a).
3.2.2. Functionality of the resultant hybrid Cu2O@TOCNF hybrid films
The functionality of the formed Cu2O@TOCNF hybrids, resulting from adsorption of Cu2+ ions and
subsequent formation of nanoparticles, was studied in terms of dye-removal capacity from aqueous
solutions and antimicrobial properties, elucidating their performance upon mineralization. The results
are shown in Figure 3.7.
Luis Valencia – PhD Thesis Stockholm University
14
Figure 3.7. (a) UV-vis spectra of MB in the presence of hybrid film under UV-light irradiation. (b) Removal (%)
of MB (20 ppm) during UV-light irradiation. (c) TOCNF film inoculated with E. coli and (d) L. innocua. (e)
Cu2O@TOCNF hybrid film inoculated with E. coli and (f) L. innocua. Scale bar 100 μm.
The ability of Cu2O@TOCNF to remove dyes from aqueous solutions was studied under UV-light
irradiation (MB was chosen as model system), considering that Cu2O nanoparticles can adsorb dyes as
well as photo-catalyze their degradation45–47. The results, shown in Figure 3.7a-b, illustrate the dye-
removal (%) as a function of time, which proves that the presence of Cu2O@TOCNF led to almost
complete MB disappearance from the aqueous solution after 8 min. The presence of Cu2O nanoparticles
increase the dye removal capacity of TOCNF in nearly 60%.
On the other hand, the antibacterial properties of Cu2O@TOCNF films were studied against Gram-
negative (E. coli) and Gram-positive (L. innocua) bacteria. Cu2O nanoparticles exhibit excellent
antibacterial properties due to the possible disruption of biochemical processes inside the bacterial cells 48–50. The antibacterial properties were determined using the Live/Dead Cell Double Staining Kit, and
visualized in the confocal microscope, the results are shown in Figure 3.7c-f. It can be clearly observed
that the number of dead cells (in red) is much higher than the number of live cells (in green) for
Cu2O@TOCNF hybrid membranes. No significant difference was observed between Gram-positive and
Gram-negative bacteria. This clearly demonstrates that the growth of Cu2O nanoparticles provides
significant antibacterial properties against both classes of bacteria. Our insights demonstrate the ease of
preparation of multi-functional hybrid materials upon simply adsorption of metal ions, and introduce a
multi-stage use of nanocellulose-based materials via upcycling the materials after use.
0 3 6 9 12
0
20
40
60
80
100
dy
e re
mo
va
l -
%
Time (min)
Cu2O@TOCNF
TOCNF
MB
400 500 600 7000,0
0,5
1,0
1,5
2,0
2,5
3,0
Ab
sorb
an
ceWavelength (nm)
t = 0
t = 3 min
t = 4 min
t = 5 min
t = 6 min
t = 7 min
t = 8 min
t = 13 min
c
e f
d
a b
Luis Valencia – PhD Thesis Stockholm University
15
4. Cellulose nanofibril-based oleofilms for active food
packaging
Owing to the urgent impetus to replace petroleum-based packaging materials, during the last decades,
extensive research effort has been destined to reduce packaging-waste by using bio-based materials from
renewable sources.51 Nanocellulose, especially in the form of nanofibrils, has emerged as a key
alternative for packaging purposes due to its outstanding mechanical properties, biodegradability,
transparency, low cost and renewable nature.52 Several approaches for nanocellulose-based packaging
materials have been developed during the last years, nevertheless, developing a functional packaging
material with no need of chemical modifications or additives that increment the environmental impact,
remains still a challenge.52
4.1. Paper III: Cellulose nanofibrils-based oleofilms as active edible
barriers
An emerging method to prepare novel biomaterials is the use of nanocellulose-stabilized Pickering-
emulsions as building block for different materials (e.g. foams and microcapsules). Pickering emulsions
are emulsions stabilized by (nano) particles that adsorb in the interface between the two phases.
Nanocellulose, due to its amphiphilicity, shows the capacity to stabilize emulsions, and taking advantage
of this, herein we report for the first time the production of CNF-based oleofilms. We studied the
properties of the resultant oleofilms and highlight their potential as active food packaging materials. The
preparation of the oleofilms was carried out by simply solvent evaporation of the emulsions (with
variable oil-content) in a Petri dish. The conceptual schematics of the preparation process of the
oleofilms is presented in Figure 4.1. The stability of the emulsions is explained by depletion effects of
the non-adsorbing CNF due to their amphiphilic nature. Soybean oil was selected as oil phase, as it is
food-grade and it contains well-known nutritional and antioxidant properties, owing to the high
concentrations of genistein, vitamin E, essential fatty acids and lecithin which are typically present in
this vegetable oil. 53,54
Figure 4.1. Conceptual schematic illustration of the preparation of CNF-based oleofilms with low or high oil-
content. (Reprinted with permission55)
4.1.1. Physical properties of the CNF-based oleofilms
Luis Valencia – PhD Thesis Stockholm University
16
The influence of the oil-content over the microstructure of the oleofilms was studied by scanning
electron microscopy and the results are shown in Figure 4.2. From the micrographs, it is observable that
a rigid layer of nanofibrils appears on the surface of the oleofilms (Figure 4.2a-d), while the oil phase
remain mainly present between layers of nanofibrils, which forms what it appears as a multi-layered
“sandwich-like” structure. This layered structure can be observed at the highest oil concentrations,
where multiple layers of oil and nanocellulose can be appreciated (Figure 4.2e-h). The micrographs also
demonstrate the homogeneity and smoothness of the oleofilms surface, which does not display any
apparent pores or cracks (Figure 4.2a-d).
Figure 4.2. SEM micrographs of the cellulose nanofibril-based oleofilms with variable oil-content (a-d). CNF
amount was constant in all samples (0.5 wt. %). (Reprinted with permission55)
The resultant oleofilms are indeed transparent (as illustrated in Figure 4.3a), and flexible, which are
properties required for food packaging application. The macroscopic properties of the oleofilms were
analyzed to elucidate the influence of oil in the performance of the films. The transparency of the films
was studied by UV-vis spectroscopy (Figure 4.3b) and the results demonstrate that the transparency
decreases upon incorporation of oil, which is because of the higher refractive index of oil compared to
air and water which surround the nanofibrils in pristine CNF films. The transparency further decreases
as a function of oil-content, which is explained merely by the increase in thickness of the oleofilms, as
proved by the linear increase in mass attenuation coefficient in Figure 4.3b (inlet). The oleofilms also
display enhanced absorptivity at wavelengths below 300 nm (see Figure 4.3c) at the highest oil
concentrations, which arises from the UVB and UVC-blocking potential of soybean oil. This property
is important in food-packaging related applications considering that UV light may generate fat auto-
oxidation, degradation of vitamins and off-flavors development.
Luis Valencia – PhD Thesis Stockholm University
17
Figure 4.3. Physical properties of CNF-based oleofilms: (a) photograph of oleofilms (87 wt % oil); (b) optical
transmission at the visible-wavelength range and mass attenuation coefficient of at λ = 700 nm; (c) optical
transmission in the UV-spectral range; (d) experimental and fitted dynamic contact angle of oleofilms; (f–e)
uniaxial tensile properties and (g–i) thermal properties of oleofilms with different oil contents. (Reprinted with
permission55)
The hydrophobicity of the oleofilms increases as a function of oil-content (Figure 4.3d), demonstrating
the presence of oil on the surface of the oleofilms which suggest the improvement in water-resistance
of the materials. The mechanical properties of the films (measured from uniaxial tensile testing, Figure
4.3e) also display direct dependence on the oil-content, as the material become more and more ductile
upon oil incorporation. This behavior suggest that the film can adsorb higher amount of energy before
rupture, which is an important property for an adequate design of packaging-destined films. The thermal
degradation profile, measured by thermogravimetric analysis (TGA) (Figure 4.3g-i), evidence that the
thermal stability of the oleofilms enhances gradually in the presence of oil, owing to the higher thermal
stability of the soybean oil phase, compared to nanocellulose. The TGA results also illustrate the lower
moisture uptake upon incorporation of oil (seen in the %-weight loss at 100 ˚C), which is essential for
food packaging applications, as adsorbed water promotes bacterial-growth.
Moreover, as shown in Figure 4.4, the oleofilms are furthermore easily re-dispersable. By re-submerging
them in water and only 2 minutes of being submitted to a sonication bath, the films are return back to
the original emulsion form, which indeed suggests the edibility of the films, as they should rapidly
disintegrate once ingested, besides of also proving their high-degree of environmental friendliness.
Reference
16 wt% oil
33 wt% oil
50 wt% oil
66 wt% oil
<
83 wt% oil
87 wt% oil
a) b) c)
d) e)216 243 270 297 324
0
12
24
36
48
60
%-T
ransm
issio
n
Wavelenght (nm)
SB3
SB2
SB1
CNF
SB7
SB4
f)
0 20 40 60 80 100
3,36
3,78
4,20
4,62
5,04
Str
ain
at
failu
re (
%)
Oil content (wt.-%)
48 72 96 120 14488
90
92
94
96
98
100
Temperature (oC)
Weig
ht -%
288 312 336 360 38440
50
60
70
80
90
Temperature (oC)
Weig
ht -%
288 312 336 360 38440
50
60
70
80
90
Temperature (oC)
We
igh
t -%
288 312 336 360 38440
50
60
70
80
90
Temperature (oC)
Weig
ht -%
g) h) i)
Wavelength (nm)
0 1 2 3 4 50
20
40
60
80
100
120
140
160S
tress (
MP
a)
Strain (%)
Reference
33 wt.-% oil
66 wt.-% oil
83 wt.-% oil
87 wt.-% oil
100 200 300 400 5000
20
40
60
80
100
Temperature (oC)
We
igh
t -%
Oil content (wt%)0 13 26 39 52
30
45
60
75
90
Time (sec)
Conta
ct a
ngle
()
0 wt% oil
16 wt% oil
50 wt% oil
66 wt% oil
87 wt% oil
0 20 40 60 80 10040
45
50
55
60
65
10 20 30 40 50 60 70 80 9052
54
56
58
60
62
Att
enu
atio
n c
oef
. (c
m2/g
)
Oil content (wt%)
μ (
cm2
/g)
Oil wt-%
Luis Valencia – PhD Thesis Stockholm University
18
Figure 4.4. Re-dispersability of the oleofilms in water after 2 min of sonication. (Reprinted with permission55)
4.1.2. Encapsulation of bioactive compounds
Taking advantage of the presence of oil in the oleofilms, we encapsulated a hydrophobic bioactive
compound in order to introduce additional functionalities to the materials. For this, we selected
Curcumin (diferuoyl methane), which is a major component of Curcuma longa, also known as turmeric,
as a model system. Curcumin possess efficient antioxidant properties, as well as in vitro antimicrobial
potential against a wide range of microorganisms including fungi56, as well as several Gram-positive
and Gram-negative bacteria57.
Figure 4.5. Curcumin-containing oleofilms: a) Photograph of curcumin-loaded oleofilm (left side); (b-e) Radical
scavenging activity evaluated by DPPH method. (b-d) UV-vis spectra of DPPH in the presence of oleofilms: b)
Reference, c) oleofilm with 50 wt% oil content and d) oleofilm with 86 wt% oil content. (e) RSA as a function of
oil-content of curcumin-loaded oleofilms. (Rendered with permission55)
Luis Valencia – PhD Thesis Stockholm University
19
After curcumin incorporation, the oleofilms exhibit a homogenous yellow tone which suggests an
efficient distribution of curcumin within the oil-phase of the materials (Figure 4.5a). The improvement
in antioxidant activity of the oleofilms after incorporation of curcumin was assessed using the method
based on the scavenging of the DPPH radical molecule, at which the antioxidant activity is calculated
by following the decrease in the absorbance band at 517 nm (see Figure 4.5b-d), which is the maximum
absorbance band of DPPH ethanolic solution. The results clearly show a significant increase in
antioxidant properties of the curcumin-containing oleofilms, which increments as a function of oil
content, as observed in the Figure 4.5e.
Curcumin is an ideal candidate for inhibition of pathogen growth in food packaging due to its
antibacterial and antifungal properties58. We assessed the effect of the presence of curcumin on the
antimicrobial properties of the films against E. Coli, a common food born pathogen (using Live/Dead
double staining method and CLSM). The results (Figure 4.6) suggest that the bacteria growth and
viability is significantly inhibited upon addition of curcumin, even at low concentrations.
Figure 4.6. CSLM overlay images of showing the viability of E. coli 24 hours after inoculation. Live cells are in
green and dead ones in red. Oleofilm without curcumin (a) was used as reference sample. Oleofilms with
curcumin, which oil concentrations are respectively: 16 wt.-% (b), 25 wt.-% (c), 50 wt.-% (d), 66 wt.-% and 87
wt.-% (f). Scale bar 250 µm. (Reprinted with permission55)
Luis Valencia – PhD Thesis Stockholm University
20
5. Cellulose nanofibril-based hybrid foams for selective
CO2 capture
Due to the alarming rate at which the concentration of CO2 is increasing in the atmosphere and its
influence over the undergoing global climate change59, there is a critical need to develop new
technologies to reduce industrial CO2 emissions. These technologies must be inexpensive while
following the principles of sustainability. Porous sorbent materials, such as zeolites60 and metal organic
frameworks (MOFs)61, have are prominent alternatives to solve this problem. Nevertheless, there are
still several challenges with common sorbents that need to be overcome prior to their large-scale
utilization, such as their poor processability into desired shapes considering that they are commonly in
powdered crystalline state and the use of binders normally leads to pore blockage.
The use of bio-based foams, which can act as support sorbent materials, appears as a key alternative
towards the industrial implementation of sorbents for CO2 capture; considering their super-porous
structure, biodegradability, low cost and extremely low densities 20. In this chapter, we introduce two
different strategies to prepare cellulose nanofibrils/gelatin-based hybrid foams loaded with sorbent
materials for selective capture of CO2: i. a hybrid foam which exhibits the highest loading capacity of
zeolite (silicalite-1) ever reported in the literature and ii. A hybrid foam prepared by in situ growth of
leaf-like ZIF-L nanoparticles.
5.1. Paper IV: Biobased foams with ultra-high zeolite loadings for
selective CO2 capture We developed hybrid foams that can support ultra-high loadings of sorbent nanomaterials; in this case,
silicalite-1 was used as model system. The matrix of the foams consist of gelatin and TOCNF. For the
preparation, a gelatin suspension is first mixed with TOCNF (previously mixed with silicalite-1), to then
be homogenized and cooled down for 1 hour, as it is known that gelatin undergoes a first order thermo-
reversible gelation transition at low temperatures, recovering partially the collagen triple-helix structure
by disorder-order rearrangements62,63. TOCNF are embedded in the gelatin matrix, forming a strong
network, which is further reinforced by electrostatic interactions (see Figure 5.1). The resultant gel, after
the cooling stage, is then submitted to unidirectional freezing-casting, to obtain the resultant hybrid
foams. A schematic representation of the hybrid foams´ composition is presented in Figure 5.1. EDX
analysis also demonstrate the homogenous distribution of the silicalite-1 embedded in the
TOCNF/gelatin matrix.
Figure 5.1. Conceptual schematic illustration of the network between gelatin/TOCNF and silicalite-1 and the
EDS mapping showing the components distribution in the hybrid foam. (Reprinted with permission15)
TOCNF
C O SiN
Gelatin
Silicalite-1
Luis Valencia – PhD Thesis Stockholm University
21
5.1.1. Physical properties of the hybrid foams The hybrid foams display the conventional honeycomb pore structure, which is composed of macropores
(pore diameter > 50 nm) of about 40 µm (see Figure 5.2) resulting from the unidirectional freeze-casting
process at which an anisotropic tubular pore structure is formed. The cell walls of the foams are
interconnected with each other through mesopores64 (not observable in the SEM images), which is
believed to improve the gas diffusion through the foam. The presence of the zeolite in the foams appear
as aggregates at high concentrations, however they did not apparently alter the anisotropic structure of
the foams.
Figure 5.2. SEM micrographs of hybrid foams with different mass fractions of silicalite-1. Right column
corresponds to cross-sectional micrographs. (Reprinted with permission15)
The influence of silicalite-1 content on the pore structure of hybrid foams was studied by BET, and the
corresponding specific surface areas, pore volumes and size distributions are presented in Figure 5.3.
The presence of silicalite-1 lead to significant increase of the porosity and specific surface area of the
foams (see Figure 5.3a-c), which exhibited a quasi-linear relationship between the specific surface area
and the zeolite content. The results confirm that the zeolite particles can be accommodated within the
foam walls without significant pore blockage and therefore the specific surface area increases by
incrementing the amount of silicalite-1 in the foams. The presence of the silicalite-1 introduced
Ref
eren
ce3
3 w
t%5
0 w
t%8
0 w
t%90
wt%
100 µm 50 µm
50 µm
50 µm
50 µm
50 µm
100 µm
100 µm
100 µm
100 µm
150 µm
150 µm
150 µm
150 µm
150 µm
Luis Valencia – PhD Thesis Stockholm University
22
microporosity (pore diameter < 2 nm), as it can be observed in the pore size distributions (see Figure
5.3d) where a steep increase and a peak are found below 10 Å and at 25 Å, respectively.
Figure 5.3. (a) Specific pore volume; (b) specific microporous surface area; (c) specific surface area; and (d)
pore size distribution in the hybrid foams. (Reprinted with permission15)
5.1.2. CO2 adsorption capacity of the hybrid foams
The application of the hybrid foams for the selective capture of CO2 was investigated and the results
are shown in Figure 5.4a. The presence of silicalite-1 significantly increases the specific adsorption
capacity of CO2, increasing linearly as a function of zeolite content (see Figure 5.4b). The introduction
of zeolite lead to a significant increase of the porosity and specific surface area of the foams (see Figure
5.4c), which has a strong effect on the number of CO2 molecules that can be adsorbed within the
framework as shown in Figure 5.4a.
The silicalite-1 content and the CO2 adsorption capacity exhibit a linear relationship (see Figure 5.4b),
which confirms that the porous support composed of gelatin/cellulose nanofibrils does not significantly
block the pores of the zeolites or limit the diffusion of the gas molecules to the zeolite particles. The
accessibility of gas molecules to the pores of the zeolites is attributed to the foam porosity and pore
interconnectivity.
The adsorption of N2, also measured by volumetric gas adsorption (see Figure 5.4c-d), was
significantly lower than CO2 adsorption. This suggests a potential application of the hybrid foams for
gas separation of methane-rich gases and hydrogen fuels. The low degree of N2 adsorption is likely a
result of the low polarizability of the N2 molecule65.
10 20 30 40 50 60 70 800,000
0,002
0,004
0,006
0,008
Reference
50 wt% zeolite
75 wt% zeolite
85 wt% zeolite
Po
re V
olu
me
(cm
³/g
·Å)
Pore Width (Å)
33 wt% zeolite
Silicalite-1
0 20 40 60 80 100
0
50
100
150
200
250
Mic
rop
oro
us
are
a (
m2/g
)
Zeolite content (wt%)
a)
c) d)
b)
8.0
6.0
4.0
2.0
0.0
x 10-3
0 20 40 60 80 100
0
50
100
150
200
250
300
350
400
450
Su
rfa
ce a
rea
(m
2/g
)
Zeolite content (wt%)
0 20 40 60 80 1000,00
0,05
0,10
0,15
0,20
0,25
Po
re v
olu
me
(mL
/g)
Zeolite content (wt%)
0.25
0.20
0.15
0.10
0.05
0.00
Luis Valencia – PhD Thesis Stockholm University
23
Figure 5.4. a) CO2 adsorption isotherm and b) CO2 capture capacity of hybrid foams as a function of zeolite
content. C) CO2 and N2 adsorption of the foam consisting of 85wt-% silicalite-1; d) amount of CO2 and N2
adsorbed at 1 bar absolute pressure. (Reprinted with permission15)
The reusability and long-term usage of the hybrid foams for CO2 capture was studied by means of
gravimetric adsorption measurement, by subjecting them to repeated CO2/N2 adsorption/desorption
cycles in a TGA instrument at room temperature monitoring the weight-% variation (Figure 5.5a). The
apparent CO2/N2 selectivity was studied by comparing the gravimetric response of CO2 and N2
adsorption, respectively (Figure 5.5b). Overall, the reusability of the foams is extremely efficient, as
only a minor decrease in adsorption capacity could be observed even after 6 cycles. Regarding the
selectivity, it linearly increases as a function of zeolite content, attributed to the higher affinity of
silicalite-1 for CO2 molecules compared to N2.
0 100 200 300 400 500 600 700 8000,0
0,2
0,4
0,6
0,8
1,0
1,2
1,4
Am
ou
nt
ad
sorb
ed (
mm
ol/
g)
Absolute Pressure (mmHg)
CO2
N2
0 33 50 66 75 85
0,0
0,5
1,0
1,5
Am
ou
nt
ad
sorb
ed (
mm
ol/
g)
CO2
N2
Materials
0 20 40 60 80 1000,0
0,2
0,4
0,6
0,8
1,0
1,2
1,4
CO
2 c
ap
ture
(m
mol/
g)
Zeolite content (%)
0 150 300 450 600 7500,0
0,3
0,6
0,9
1,2
1,5
Absolute Pressure (mmHg)
66 wt% zeolite
75 wt% zeolite
Silicalite-1
CO
2 A
dso
rbed
(m
mo
l/g
)
85 wt% zeolite
Reference
50 wt% zeolite
b)
c) d)
Ref.
33 wt%50 wt%
66 wt%75 wt%
85 wt%
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
a)1.5
1.2
0.9
0.6
0.3
0.014 28 42 56 70
0,0000
0,0016
0,0032
0,0048
0,0064
0,0080
Reference
50 wt% zeolite
75 wt% zeolite
85 wt% zeolite
Po
re V
olu
me
(cm
³/g·Å
)
Pore Width Range (Å)
33 wt% zeolite
Silicalite-1
1.4
1.2
1.0
0.8
0.6
0.4
0.2
0.0
1.5
1.0
0.5
0.0
Zeolite content (wt-%)
Zeolite content (wt-%)
Luis Valencia – PhD Thesis Stockholm University
24
Figure 5.5. Gravimetric gas adsorption measurements of the hybrid foams: (a) CO2/N2 adsorption cycles
measured by TGA. (b) Adsorption selectivity of foams with variable zeolite content. (Reprinted with
permission15)
5.2. Paper V: Biobased hybrid foams prepared by in situ growth of ZIF-
L towards selective CO2 capture
Metal organic frameworks are highly-functional porous nanomaterials with high-porosity degree and
high surface area. Some MOFs have the suitable pore size/shape to selectively accommodate CO2
molecules, such as ZIF-L, which make them an attractive alternative towards the development of high-
performance adsorbent materials. In this work, we utilize the versatility of cellulose nanofibrils to be
surface modified by in situ growth of ZIF-L. Then, the modified nanofibrils were mixed with gelatin,
with which they form a strong network (as shown in the previous sub-chapter), which upon freeze-
drying can be translated into robust porous foams with the capacity to selectively capture of CO2.
Figure 5.6. Schematic representation of the preparation of ZIF-L@ CNF/gelatin hybrid foams. (Reprinted with
permission16)
The schematic representation of the method used for the synthesis of the hybrid foams is presented in
Figure 5.6. Three different foams with different ZIF-L content were prepared (MF-1 < MF-2 < MF-3).
0 33 50 66 85 100
0
5
10
15
20
25
30
35
CO
2/N
2
Zeolite content (wt%)
a)
b)0 20 40 60 80 100 120
0
1
2
3
4
5
6
Wei
gh
t-%
Time (min)
Reference
33 wt% zeolite
66 wt% zeolite
75 wt% zeolite
85 wt% zeolite
Silicalite-1
Luis Valencia – PhD Thesis Stockholm University
25
The successful modification was confirmed by X-ray diffraction (XRD) which shows the appearance of
the diffraction peaks corresponding to the highly crystalline ZIF-L material (Figure 5.7)
Figure 5.7. XRD pattern for TOCNF, MF-1, MF-2 and MF-3. (Reprinted with permission16)
5.2.1. Microstructure and performance of the hybrid foams Scanning electron microscopy confirmed the formation of anisotropic foams containing macropores,
which arise due to the ice crystal formation during the unidirectional freeze casting process used to
manufacture the foams (Figure 5.8a), besides of the mesopores (pore diameter between 2-50 nm)
interconnecting the cell walls. The SEM images also reveal the presence of white particles that refer to
ZIF-L (as confirmed by EDS mapping, Figure 5.8c-d). The foams were ultralight but mechanically
robust, as they were able to withstand the pressure of 500g (Figure 5.8b).
Figure 5.8. (a) SEM micrographs showing the microstructure of the anisotropic hybrid foams. (b) Photographs
of the foam on a stigma of a flower and 500g object on the top of the hybrid foam. (c-d) EDS mapping of zinc at
the top and edge of the foams. (Reprinted with permission16)
Luis Valencia – PhD Thesis Stockholm University
26
5.2.2. Capture capacity of CO2 and selectivity ZIF-L crystals have a large zero-dimensional pore or cavity with dimensions of 9.4 Å × 7.0 Å × 5.3 Å,
where the cushion-shaped cavities of ZIF-L ensure higher selectivity for CO2 adsorption. The CO2
sorption take place via a gate opening mechanism66. These cavities offer flexible adsorption compared
to the tetrahedral structure of other ZIFs.
The influence of in situ growth ZIF-L crystals over the capture of CO2 and its selectivity was studied.
The results are shown in summarized in Figure 5.9. It can be observed that upon growth of ZIF-L, an
important increase in CO2 sorption capacity, reaching almost the value for pure ZIF-L crystals in the
case of the highest loading (MF-3). The N2-adsorption-desorption capacity of the foams was studied
where it was observed that the adsorption capacity of the foams was reduced significantly upon
incorporation of ZIF-L (Figure 5.9a). This behavior is due to the fact that, ZIF-L, in comparison to ZIF-
8, present far lower porosity, although exhibit superior CO2 adsorption capacity due to the cushion-
shaped cavities that ideally accommodate CO2 molecules, which makes it a promising alternative for
gas separation (Figure 5.9b).
Figure 5.9. (a) CO2 adsorption and desorption cycles at 100 mL/min flow rate. (b) CO2/N2 apparent selectivity
of hybrid foams. (Reprinted with permission16)
Luis Valencia – PhD Thesis Stockholm University
27
6. Conclusions
This thesis contributes to the development of functional nanomaterials based on natural resources, taking
advantage of the outstanding properties of cellulose nanofibrils and hybridizing with other
subcomponents to provide further functionality. The methods here presented introduce innovative eco-
friendly approaches to tackle current environmental problems to ensure sustainability via water
purification, gas separation and creating biodegradable active food packaging.
A novel surface modification technique of cellulosic films was introduced by surface-
grafting an amino acid based polymer (PCysMA). The insertion of the dense polymer brushes led to an
important enhancement of the antifouling performance of the films, as well as introducing important
antimicrobial properties. Additionally, we mechanistically demonstrated the capacity of carboxylated
cellulose nanofibrils films to spontaneously form metal oxide nanoparticles during the adsorption of
ions from water, and how important properties such as dye-removal from water and antimicrobial
properties are introduced. Moreover, a novel method to examine the structure evolution of films in
operando was developed, by means of synchrotron-based SAXS.
A straightforward strategy to develop highly-mechanically stable hybrid foams
consisting of gelatin and cellulose nanofibrils was introduced. The robust structure of the foams allows
the ultra-high loading of sorbent nanomaterials, such as zeolites or metal-organic frameworks, which
provide high and selective CO2 adsorption capacity.
Lastly, the development of nanocellulose-based oleofilms was first introduced by using
oil-in-water CNF-stabilized Pickering emulsions as building blocks. Moreover, this approach allow us
to encapsulate bioactive hydrophobic compounds which can potentially increase the storage life of food
by introducing antioxidant and antimicrobial properties.
Luis Valencia – PhD Thesis Stockholm University
28
7. Outlook
The proposed surface-initiated polymer grafting technique of cellulosic films here introduced could be
exploited in several applications. There are a wide-range of polymers that could be grafted, each of
which would yield different properties. Furthermore, the method here developed to understand the
structural transformations and formation of nanoparticles in operando could be used to study
mineralization of different inorganic materials in organic matrixes. Nevertheless, there is still a lack of
theoretical understanding (e.g., how the reduction of the metal monomers occur) and therefore in situ
spectroscopic studies and computational simulations could be a great contribution.
The hybrid foams with ultra-high loading capacity could be exploited for diverse applications via the
uptake of different nanoparticles. For instance catalysis or separation of gases other than CO2. Moreover,
the potential of these foams at high gas flux should be tested prior their implementation in large-scale
applications.
Different types of oil-phases could be used to prepare CNF-based oleofilms. UV-curable oil, for
instance, could produce ultra-strong materials. Additionally, multiple hydrophobic compounds could be
encapsulated towards different applications such as drug-delivery.
Luis Valencia – PhD Thesis Stockholm University
29
8. Sammanfattning
Nanocellulosa har under senare tid setts som en universiell källa för utvecklandet av hållbara material
på grund av dess bio-ursprung och en kombination av framträdande särdrag, bl.a. goda mekaniska
egenskaper, anisotropi och mångsidig ytkemi. Därtill kan nanocellulosa, i form av nanofibriller, anta
varierande strukturer och morfologier beroende på framställningsteknik, såsom aerogeler, filmer eller
monoliter.
Begränsningar finns dock som hindrar införandet av nanofibriller av cellulosa i
tillämpningar i ”verkliga livet”, som växelverkan med bakterier och proteiner, vilket kan leda till
nedsmutsade ytor, eller vattenorsakat svällande. Ett sätt att bemästra dessa utmaningar, och införa
ytterliggare funktionalitet, är genom hybridiseringsstrategier, där ett flertal komponenter samverkar för
att få särskilda egenskaper och tillämpningar. Denna avhandling har som mål att lägga fram flera olika
strategierer för syntes av nya nanofibrillbaserade hybridmaterial av cellulosa, i form av 2D filmer eller
fast 3D skum, riktade mot deras användning i uthålliga tillämpningar som vattenrening, adsorption av
CO2 och aktiva ätbara barriärer.
En ny metodik för funktionalisering av ytor hos nanofibrillmembran av cellulosa föreslås,
innefattande en beläggning med zwitterjoniska polymerborstar av polycystinmetaakrylat.
Modifikationen kan undertrycka absorption av protein upp till 85%, såväl som minska vidhäftningen av
bakterier upp till 87%, samtidigt som antibakteriella egenskaper införs, vilket har visats mot S. Aureus.
Den spontana bildningen in situ av funktionella nanopartiklar av metalloxider på
nanofibrillfilmer av cellulose, utan ytterliggare användning av kemikalier eller temperatur, har
undersökts. Noterbart är att denna process inte bara möjliggör återbruk genom flerstegstillämpningar,
utan ger också en kostnadseffektiv metod för framställning av multifunktionella hybridmaterial med
förbättrade färgborttagnings/antimikrobiella aktiviteter.
Framställning av funktionella kompositfilmer från nanofibrillstabiliserade
Pickeringemulsioner av cellulosa, och deras lämplighet för användning som aktiva ätbara barriärer, har
demonstrerats. Olja i filmerna finjusterade deras egenskaper och verkade också som ett medium för
inkapsling av bioaktiva hydrofoba föreningar, vilket gav ytterliggare funktionalitet som antioxidantiva
och antibakteriella egenskaper.
Anisotropa porösa fasta hybridskum med ultrahög upptagningskapacitet av adsorbenter
(t. ex. zeoliter och metallorganiska ramverk) tillverkades genom en enkelriktad frysgjutningmetod och
användning av cellulosananofibriller/gelatin som templatmaterial. De fasta skummen uppvisade
verkligen ultrahöga upptagningskapaciteter för nanomaterialadsorbenter, med ett linjärt samband mellan
adsorbentinnehåll och adsorptionskapacitet för CO2 och en hög CO2/N2 selektivitet.
Luis Valencia – PhD Thesis Stockholm University
30
9. Acknowledgements
I first want to thank my supervisor Prof. Aji Mathew for all the support and trust during the last 3 years.
It was a great decision to have joined your group, I have learnt enormously during this time! I also want
to thank Prof. Krassimir Velikov, who not only mentored me during my industrial internship, but also
taught me a lot (perhaps without realizing) about good leadership and project management.
I want to thank my co-supervisor Prof. Lennart Bergström for the mentoring during the last years. I have
learnt a lot from you. Also thank Prof. German Salazar for your support and trust during the last years.
It´s nice to see that is possible to be an academic person and remain cheerful and simple.
More importantly, I want to thank my great friends and colleagues Dimitrios, Andrea, Blanca, Pierre
and Jinqin. I am very lucky to have met you guys, you are fantastic. Also, I want to thank my good
friend, mentor, collaborator etc., Sugam Kumar, nothing in this thesis would have been the same if I
hadn’t met you.
I also thank Walter Rosas, Susana Monti and Emma Nomena, I have really enjoyed working with you,
and I consider you my friends. You´re awesome.
I would like to thank Prof. Niklas Hedin, Prof. Jiayin, Prof. Mats, Jekabs, Kjell, Zoltan, Cheuk-Wai and
Mirva thanks a lot for all the support during this time. Also my colleagues in MMK, Sahar, Chuantao,
Natalia, Martin, Vera, Atefe, Konstantin, Yingxin, Vahid, Xia, Valentina, and everyone else in the
department. And my Unilever friends Roland and Braulio, it´s been fantastic to spend some time with
you.
I would to thank my MULTIMAT friends: Deniz, Peter, Hanglong, Paula, Remco, Pallahbi and Gerardo.
It has been fantastic to meet you and have a lot of fun together.
Finally, I want to thank my lovely family and dear friends Biyu, Armando and Rishab for all your
support, love and trust. Also I want to thank Denis, nothing would be the same without you.
The European Comission project MULTIMAT (H2020-MSCA-ITN-2014, Grant No. 676045) is
acknowledged for the financial support provided during my doctoral studies.
Luis Valencia – PhD Thesis Stockholm University
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