Global Cleantech 100 2014

Facts and Figures

October 7, 2014

Sponsored by:

View the 2014 GCT100 on i3connect.com

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Contents

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1. Methodology Stats

2. Sectors and the GCT100

3. GCT100 Veterans

4. Top Companies by Region

5. Award Winners

6. Top Investors in the GCT100

7. Top Corporations in the GCT100

8. GCT100 Exits

Methodology Stats

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• 11,000 total inputs from market

participants, expert panel, 3rd party

awards and i3 data (18% increase

since 2013)

• 5995 distinct companies nominated

from 60 countries

• 84 expert panelists reviewed the

327 shortlisted companies

Which 100 companies will have the most significant market impact in the

next 5-10 years?

Sectors and the GCT100

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Sectors and the GCT100

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Select Sector Representation in 2014 Global Cleantech 100 by Paid-in-Capital/Revenue

GCT100 Veterans: 2010 - 2014

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Company Country Sector Description

Netherlands Biofuels &

Biochemicals

Developer of a process to convert biomass

into bio-based materials and fuels

United States Energy Efficiency Developer of intelligent LED-based lighting

systems for industrial facilities

United States Recycling & Waste

Developer of systems that maximize the

value of organic materials through the

production of renewable energy and soils,

mulches and natural fertilizers

United States Biofuels &

Bichemicals

Developer of a carbon capture and reuse

technology that transforms abundant

waste and low-cost resources into low

carbon fuel

United States Advanced

Materials

Producer of polymers and plastics made

from CO2 and other renewable materials

Canada Water &

Wastewater

Provider of solutions recovering

phosphorus and nitrogen from used water

streams and transforming them into

environmentally responsible fertilizer

GCT100 Companies by State in the USA

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2014 Top 10 Companies by Region

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North America Europe & Israel Asia Pacific

Alphabet Energy AlertMe Applied Solar

Technologies

Aquion Energy Avantium Attero Recycling*

ChargePoint Beta Renewables Biogill*

Clean Power Finance BlablaCar Ecoult*

Digital Lumens Green Biologics Hydrexia*

Enlighted Leosphere Jing-Jin Electric

(JJE)*

FRX Polymers LUXeXcel LP Amina

Genomatica Sonnenbatterie Memsys

LanzaTech TaKaDu PerPETual Global*

Liquid Light Ubitricity Scinor Technology

*denotes companies that are taken from the shortlist, outside of the Global 100 to make up the Asia-Pacific regional top 10

Top Companies by Region - Continued

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Award Winners

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Awarded to the highest ranked company in the list by region

North American

Company of the Year Europe and Israel

Company of the Year Asia Pacific

Company of the Year

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

Award Winners - Continued

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Early Stage Company of

the Year highest ranked early revenue

company

Rising Star of the Year

highest ranked new entrant

in the list

Continued Excellence

highest ranked company that has been

on the list at least 3 years in a row

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

Award Winners - Continued

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Graduate of the Year

most impressive exit of a

GCT100 alumnus company as

rated by the financial investors

in the expert panel

Financial Investor of the Year

the financial investor with the

highest percentage of their

qualifying cleantech portfolio

companies in the list

Corporate Investor of the Year

the corporate investment team with

the highest percentage of qualifying

cleantech portfolio companies on

the list

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

2014 Winner:

2013 Winner:

2012 Winner:

2011 Winner:

2014 Winner:

2013 Winner:

2012 Winner:

Not Awarded

2011 Winner:

Top Investors in the 2014 GCT100

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Investor

Portfolio

Companies

2014

Portfolio

Companies

2013

Change 2014 GCT100 Companies

15 19 -4

Aquion Energy, ChargePoint, Clean Power Finance, Enlighted,

eRecyclingCorps, Gridco Systems, Harvest Power, Kaiima Bio-

Agritech, OSIsoft, Proterra, Scinor Technology, Siluria

Technologies, Solidia Technologies, Transphorm, Uber

9 7 +2 ChargePoint, Enerkem, General Fusion, Ioxus, NexSteppe, Next

Step Living, OPXBIO, Sefaira, UtiliData

7 7 0 AlertMe, Genomatica, glo, Innovari, Liquid Light, Next Step Living,

Ostara Nutrient Recovery Technologies

6 5 +1 Enki Technology, Enlighted, FirstFuel Software, Gridco Systems,

Project Frog, Streetline

5 5 0 Aquion Energy, Genomatica, Siluria Technologies, Solidia

Technologies, Transphorm

5 4 +1 Enlighted, Genomatica, Kaiima Bio-Agritech, Oasys Water,

Renewable Funding

4 1 +3 AlertMe, General Fusion, LUXeXcel, Sefaira

4 3 +1 Axine Water Technologies, General Fusion, Liquid Light, The

NanoSteel Company

4 3 +1 Alphabet Energy, Clean Power Finance, Project Frog, Renewable

Funding

4 4 0 Aquion Energy, AutoGrid Systems, Sunrun, Transphorm

4 4 0 Ambri, LanzaTech, Varentec, View

4 4 0 Applied Solar Technologies India, Ioxus, Kaiima Bio-Agritech,

Organica Water

Note: As an aggregated global network, Chrysalix Global Network (CGN) has 8 companies in the 2014 Global Cleantech 100

Top Corporations in the 2014 GCT100

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Corporate Headquarter

Total Known

Number of

Engagements

2014 GCT100 Portfolio

Companies

2014 GCT100 Disclosed Partner

Companies

United States 21 Ioxus*, Project Frog, Skyonic*,

SolarEdge, Stem, Sungevity,

View

C3 Energy, Desalitech, Enlighted,

FilterBoxx, Harvest Power, Ioxus,

Leosphere, memsys, Project Frog,

Skyonic, Stem, Sungevity, SunRun

SunRun, Varentec

Germany

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BuildingIQ, ChargePoint,

LanzaTech, QBotix

Aquion Energy, LanzaTech, Lucid,

Organica Water, Scinor Technology,

Space-Time Insight, Streetline

United States 9 Clean Power Finance,

RelayRides, Transphorm, Uber

AlertMe, ChargePoint, Clean Power

Finance, Lucid, Space-Time Insight

United Kingdom 7 Liquid Light, Skyonic, Solidia

Technologies, Verdezyne

Avantium, SolarEdge, Sungevity

Germany 6 AutoGrid Systems, FirstFuel

Software, QBotix, Sungevity

Electrochaea, Sungevity

France 6

AutoGrid Systems, BuildingIQ,

ChargePoint, OSIsoft, LP Amina,

TaKaDu

United States 6 Enerkem, Genomatica, Harvest

Power

Enerkem, Genomatica, Harvest Power

Netherlands 5 Novomer, Verdezyne Elevance, Genomatica, Novomer

United States 5

Proterra, RelayRides, The

NanoSteel Company

ChargePoint, RelayRides

United Kingdom 5

Global Water FATHOM, i2O Water,

Ostara, Space-Time Insight, TaKaDu

*denotes joint venture investments with Energy Technology Ventures (the joint fund between GE, Conoco Philips, NRG Energy)

Positive Exits from GCT100 | 2013-14

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Company Sector

Year in the

GCT100 Date Amount Acquirer Key VC/PE Backers

Acquis

itio

ns

Energy

Efficiency

2009 2010

2012 2013

Aug

2013 $350M

Samsung Ventures, TechnoStart, TechFund Europe, KfW Mittelstandsbank,

eCAPITAL Entrepreneurial Partners, Omnes Capital, CDP Capital, KfW

Bankengruppe, Dresden Fonds, CDC Entreprises

Energy

Efficiency 2010 2011

Oct

2013 Undisclosed

KPCB, Nth Power, Energy Technology Ventures, Focus Ventures, Navitas

Capital, Jafco Ventures, ITOCHU Technology Ventures, Marlin Equity

Partners

Energy

Efficiency 2012 2013

Jan

2014 $3,200M

Intertrust, Shasta Ventures, Generation Investment Management, Lightspeed

Venture Partners, Google Ventures, KPCB

Water &

wastewater

2009 2010

2011 2012

2013

Apr

2014 $200M

Oak Investment Partners, Rusheen Capital Partners, Khosla Ventures, PCG

Asset Management, CalPERS, BASF Venture Capital, Total Energy Ventures,

Keytone Ventures, Capital Dynamics

Smart Grid 2010 2012

May

2014 Undisclosed

BankInvest New Energy Solutions (NES Partners), DONG Energy

Merg

er

Water &

Wastewater

2011

2012

Feb

2014 Merger

XPV Capital Corporation, Seacor Holdings, Teijin, KPCB, Miller Environmental

Group, True North Venture Partners

IPO

lis

ted

Agriculture &

Food 2012 2013

Aug

2013 $57M NASDAQ

Calvert Investments, Clean Pacific Ventures, Contrarian Group, Mitsui Global

Investment, One Earth Capital, Saffron Hill Ventures, Stuart Mill Venture

Partners, Syngenta Ventures, Wavepoint Ventures

Fuel Cells &

Hydrogen

2010 2011

2012

Mar

2014 $44M

Euronext

Paris

Sofinnova Partners, Gimv, Amundi, Emertec, AREVA, CDC Entreprises

Energy

Efficiency

2010 2011

2012 2013

Apr

2014 $116M NYSE

New Enterprise Associates (NEA), KPCB, Accel Partners, MHS Capital

Partners, New Cycle Capital

Energy

Efficiency 2013

Jul

2014 $10M

Alternext

Paris

Aster Capital, Bpifrance, CM-CIC Capital Privé, Sudinnova

Positive Exits from GCT100 | 2010-13

IPOs ACQUISITIONS

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Distressed Exits from GCT100 | 2010-14

BANKRUPTCIES ACQUISITIONS

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WANXIANG GROUP

ACQUIRER GCT100 COMPANY

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