geolog c factors in dam and reservoir planning
TRANSCRIPT
The plann ing of dam and reservoir sites must in
c lude careful consideration o f the geologic environment .
Knowledge o f the princ ipal elements o f this environment
topography , hydrology , and geology contributes to the
success of a proj ect . Various conditions in bedrock and
unconsolidated depos i ts,such as di scontinuities and the
presence o f shale or cavernous limestone , lead to problems
in dam and reservoir construct ion and maintenance . Avai l
abi l ity of construction materials , the effect of the project on the area 's mineral resources , and the balance be
tween si te quality and budget , are economic aspects o f dam
and reservoir p lanning for which geologic considerations
are important .
I NTRODUCT I ON
As man strives to improve his environment , the deve lopment o f a
dam and reservoir is frequent ly planned to serve one or more purposes , such
as flood control , water supply , and water-based recreat ion . Dams and reser
vo irs must be bui lt on the surface of the earth and , in many instances , ,
with
natural earth materials . Therefore , one o f the first steps in planning such
a proj ect is the evaluat ion of geologic conditions to determine the suita
b i l i ty o f the s ite for the proposed proj ect . Thi s note provides a brief
di scuss ion of the princ ipal factors that mus t be cons idered in evaluating
the geologic setting o f dam and reservoir proj ects in I l l inoi s .
GEOLOG I C FACTORS
The geo logic condit ions that exist at and in the vic inity of everyproposed dam and reservoir should be known and understood by those reS pon
s ible for its planning and design . The principal elements that must be con
sidered are topography , hydrology , hydrogeology , and geology .
Topography
I n the geological sense , topography i s the configuration of the
land surface , and it inc ludes the location , s ize , and shape o f such physical
features as hi l ls , ridges , val leys,streams , and lakes . Topographic maps
show these features .
As a short dam is most economical to construct , the s ite selected
should be at a point where the val ley i s narrow . The val ley upstream should
have s ides high enough to contain the planned reservoir without necess itating
construction of smal l dams or dikes in low divides . The reservoir s ides
should be relatively steep so that a minimal area would be exposed by the
lowering o f the water surface during normal Operat ion of the reservo ir .
However , i f swimming is one of the water-based act ivit ies being planned ,
there must be an adequate depth of water in the vic ini ty of gent ly l ping
shores . Topographic relief and steepness of the S I O pes in the entire water
shed influence the rate at which water runs o ff the surface of the land ,
which is an important factor in both dam and spi l lway design . They are im
portant also bec ause they influence the potenti al rate of eros ion , the prob
able amount of s i ltat ion to be expected , and the adaptabi l ity of the project
to certain uses .
I f the proposed proj ect involves the maintenance of wi ldl i fe , the
topography of the s i te must insure a suffic ient depth and supply of water
throughout the dry season . The reservoir should be planned to avoid large
areas of water less than 4 feet deep because aquatic plants become a nui
sance in such shal low water , and water less than 2 feet deep becomes choked
with marsh plants . The latter condition also creates a mosquito problem .
A biologi st should be consulted on matters influenc ing the bio logical envi
ronment .
I nspection o f a topographic map coupled with reconnaissance of
the land often is suffic ient to est abli sh the general tapographic sui tabi l ity
of a proposed dam and reservoir s ite . This i s the first and eas iest step in
determining the feas ibi l ity of a proposed proj ect .
Hydrology and Hydrogeology
Hydrology is the sc ience relating to the water of the earth , i ts
distribut ion and i ts phenomena . To be success ful , a dam and reservoir pro
ject must have an adequate and cont inuous supply of water suitable for the
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intended uses of the reservoir . Hydrologic informat ion and investigation
wi l l be required in varying degree , depending upon the s ize of the proj ect .
The annual rainfall , the ratio of watershed area to reservoir area,and the
volume of stream flow at al l seasons of the year must be known . The study
of hydrogeology to determine whether ground water would contribute to the
reservoir or whether the reservoir would lose water to the ground-water
system is also essential . The reservoir capac i ty and maximum and minimum
reservoir yield also must be known so that commitments for water wi l l not
exceed the quantity of water avai lable .
The behavior of streams in the proj ec t watershed is important . I n
areas where vegetation is spar se , occasional short periods of high- intens i ty
rainfal l may produce flash floods with high peak discharges capable of co l
leeting a great quantity of soi l debri s and tran sporting it into the reser
voir . Run -off from large storms and flood flows must be estimated or meas
ured , as this informat ion is necessary for the proper des ign of the dam and
for the determination of S pi l lway capac ity .
Accumulation o f sediment may soon reduce the usefulness of a reser
voir and may ult imately destroy its capacity . In I l l inois , s i lt derived from
surfic ial deposits of loess becomes trapped in reservoi rs ' for this reason ,
a percentage o f reservoir capaci ty is al lotted to sediment s torage . Sediment
control is probably one of the most di fficult of soi l conservation problems
and requires the cooperation of al l land users in the drainage area tribu
tary to the reservoir . Where s i ltation is severe , it may be des irable or
even necessary to cons ider two reservoirs in series , the upstream one de
s igned to function as a sedimentat ion basin to prevent the rapid accumula
t ion of si lt in the down stream reservoir .
Turbidity of the proposed reservoir is another phase of hydrology
that should be considered . Too much turbidity , or suspended sediment , makes
a reservoir unsuitable for the propagat ion of des ired aquatic li fe or for
swimming . Pol lut ion of al l kinds must also be considered because it can be
detrimental to the recreational or industrial usefulness of the reservoir .
Sources and kinds of pol lut ion should be ascertained and control or regula
tory measures inc luded in the planning .
Whi le hydrology is properly an important factor in the evaluation
of a dam and reservoir proj ect ,the study of hydrologic factors is the work
of the spec ial ist in hydrology,espec ial ly in the planning of large proj ects .
G eology
I t has been said that construct ion of a dam and reservoir causes
more interference wi th natural condit ions than does any other civi l engi
neering Operation . Knowledge o f the geological s ituation is essent ial as a
bas is for sound engineering,espec ial ly in the investigation of dam and res
ervo ir s ites , for an error in geological interpretat ion or the fai lure to
discover some relatively minor geologic detai l may be cost ly and sometimes
hazardous .
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To j udge properly the feas i bi l i ty O f a proposed dam and reservoir
proj ect , it is necessary to know the kind , distribution , and success ion O f
the rocks and other geologic uni ts in the proj ect area , for the stabi l ity Of
the dam and the water-holding abi lity of the reservoir are direct ly related
to them . Facets Of geology that must be evaluated in determining the suita
b i l i ty of a proj ect s ite inc lude ( 1)the atti tudes of the units- that i s ,
whether they are flat lying or inc lined ' (2)the depth and extent of weath
ering ' (3)the presence and condition Of di scont inuit ies , such as Open or
c losed joints , faults , or solut ion channels ' (4)the presence O f layers of
sand or si lt and of old soi l zones . The engineering propert ies of the geo
logic units ' for example , their strength or abi l ity to bear the weight of
the dam , their reaction to alternate wett ing and drying , and thei r permea
b i l ity' are direct ly re lated to the kind Of rock or unconsolidated mat erial
involved and , therefore , to the geology .
Although the detai ls o f I l l inois geology are complex , most O f the
geologic units exposed at the surface be long to two general c lasses , sedi
mentary rocks and unconsolidated glac ial and al luvi al,or stream- laid , depos
i ts . Under confined condit ions nearly al l sedimentary rocks and many un
consolidated glac ial and al luvial depos its ,i f sound and unweathered , have
more than enough strength to support the weight of a dam .
Dams ite and reservoir problems general ly ari se from conditions
assoc iated with discont inuit ies in the bedrock and unconsol idated deposits
rather than from an inherent defic iency of the material . The characteris
t ics O f the sedimentary rocks and some condit ions that are commonly the
sources O f problems in dam and reservoir construct ion and maintenance are
described briefly below . I f the condi tions are known and understood , prob
lems can general ly be avoided by appropri ate des ign or by remedial treatment .
Sources of Problems in Areas of Sedimentary Rocks
Discontinuit ies ' The princ ipal discont inuit ies in sedimentary
rocks are bedding planes,j oints ,
faults,and so lut ion openings .
'edding planes mark the upper and lower boundaries of each layer
of sediment and are present in al l sedimentary rocks . They may be c losely
or widely spaced , t ight ly c losed or Open , fresh or weathered . Thin layers
of c lay or soft shale may occur along a bedding plane , and i f the rocks and
bedding planes are inc l ined,these layers can become s liding surfaces that
create stabi lity problems .
Jo ints are fractures that cut across the bedding planes and tend
to cut the rock units into blocks . Joints may be vertical or inc lined , and
it i s common for more than one set o f subparal le l joints to be present .
Joints may be tight ly c losed or Open,and they offer avenues along which
surface weathering , inc luding solut ion , can penetrate the rock mass .
Faults are ruptures in the rock mass along which there has been
di fferent i al movement O f the rocks on Oppos ite s ides o f the rupture . Severe
fracturing of the rock commonly accompanies faulting , and a fault may be
marked by a zone O f fracturing rather than by a s ingle fracture . Faults
and the frac turing that accompanies them also afford avenues by which sur
face weathering and solut ion ac tivity can attack the rock . Fault zones
present a poss ible escape route for the reservoir water , and faults also indicata , in varying degree
,the hazard of cont inued or repeated movement .
F aults in the foundation and abutment rocks at a dams ite and i n a reser
voir area introduce problems of bearing strength , stabi lity , and water
tightness and , therefore , s ites that contain them should be avoided . S table
dams can be des igned for faulted foundat ions , but the cost O f the necessary
remedial treatment may be prohibit ive .
Solut ion cavit ies , as the name implies , are Openings developed in
the more so luble rocks by the solvent action of water . They are troublesome
discont inuit ies that fre'uent ly occur in l imes tone and related carbonate
rocks .
Openings made by underground mining are man-made discont inui ties .
Underground mining often is accompanied or fol lowed by subsidence of the
overlying rocks , produc ing frac tures which may reach the surface . I f a
proposed dam and reservo ir site i s located over a mined-out area , very care
ful considerat ion should be given to the possibi l i ty of leakage and of
whether the si te wi l l remain stable under the new conditions resulting from
construct ion of the proj ect . Trouble i s more likely in areas where mining
was shal low than where it was deep,and in connection with large projects
than with smal l . In some instances a dams ite can be stabi l i zed by plac ing
concrete in the port ion of the O ld mine Openings that lie direct ly beneath
it , but such corrective treatment i s expens ive . Smal l dri ft mines in hi l l
s ides , for which no records were kept and whose locations are not known ,
can be the cause of unexpected reservoir leakage in some areas O f I l linois .
Shale ' The term shale denotes a fine-grained sedimentary rock
composed largely O f c lay and s i lt and having a laminated or thinly layered
structure . The term i s also used to inc lude the nonlaminated c layey rocks ,
and many shale deposits are composed of both laminated and nonlaminated
uni ts . Shales vary widely in their propert ies ,the variat ions being c losely
related to such factors as c lay mineralogy,arrangement of mineral part ic les ,
environment O f depos it ion,and post-deposit ional hi story of the deposi t .
Some shales provide excellent foundations for dams,as they are rocks of low
permeabi l ity and may have strengths comparable to those of good concrete .
Sound shales present few dams ite problems and a minimum O f reservoir prob
lems .
Some shales are subj ect to deformation under the applic at ion or
removal o f load , but thi s problem i s more critical for large dams than for
smal l . 'edding planes,vertical or horizontal joints , and faults , along
any O f which there may be thin veneers o f soft c lay , are examples of dis
cont inuities that reduce the res istance o f shale to s l iding and shear . I f
Open , these di scontinuities may also act as avenues O f leakage . Perhaps
the most common problem with shale as foundation rock i s its rapid datari
orat ion when subj ec ted to alternate wett ing and drying while exposed during
construction . Thi s can general ly be prevented by coat ing the surface to
Sandstone- Sandstones are rocks composed of sand grains held
together by some sort Of cement ing agent . Whi le sandstones generally havesufficient strength to support the weight of a dam , crumbly and poorly
cemented ones may permit suffic ient seepage to be troublesome ' thi s , how
ever , can general ly be overcome by remedi al treatment . Sandstones are
frequently interstrati fied with shale , and seepage through the sandstone
beds may lubricate the shale-sandstone contact and reduce i ts res istance
to s liding . The princ ipal problems with sandstones s tem from the fact that
they generally are cut by many joints . I t is not unusual for joint blocks
o f sandstone to creep down the s ide Of a val ley , in which case deep strip
ping O f the abutment material may be necessary . Open joints in the abut
ments below the level Of the reservoir may be grouted by inj ec ting a cement
s lurry , that is , a mixture Of cement and water . I f the jo ints are wide ,
they may be backfi l led with concrete to prevent excess ive leakage . Jointed
or permeable sands tone beneath a dam foundation must be grouted to reduce
undesirable upli ft effects . I n I l l inois , sandstone usual ly makes a sati s
factory foundation and abutment rock ,as undes irable condit ions commonly
can be corrected with a reasonable amount Of foundat ion treatment .
Limes tone ' Limestones and related carbonate rocks vary widely in
their suitabi l ity as foundat ions for dams and reservoirs . Thick-bedded and
undeformed limestones that are relatively free of solut ion cavities make
excel lent dam foundations and reservoir basins ' but thin-bedded , deformed ,
and cavernous limestones present serious problems that may be so extens ive
as to make corrective measures impracticable . The major problems with l ime
stones result from their solubi lity . Solubi li ty in the sense of changes
that may occur during or after construction is of l itt le or no importance ,
but the effects of solut ion act ivity that Operated through past geo logic
periods are O f tremendous importance and must be determined in evaluating
the suitabi l ity Of a dam and reservoir s ite .
Limestones and related carbonate rocks involved in a dam and res
ervo ir proj ect almost invariably contain solut ion cavities . They may be
thin cavit ies a long bedding planes and joints,or large caverns . They may
be open or water-fi l led conduits, or be partial ly or completely fi l led with
sediment . The s ize , form,abundance
,depth ,
and complexity Of the inter
connected system Of cavit ies depend upon the detai ls Of the local geologic
structure and the presence O f interstrati fied layers o f inso luble or imper
meable materials . S inkholes are depress ions in the land surface in a lime
stone region that are connected wi th underground passages formed by solution .
The presence of s inkholes in an area i s a warning that cavernous limestones
are present and that extreme caut ion must be exerc ised in selec ting dam and
reservoir s i tes .
Wi th proper remedial treatment a stable dam can be designed and
cons tructed on cavernous limestone,but the cost may be very high . Small
cavit ies in the foundat ion and abutments general ly can be sealed by first
washing them out with air and water under high pressure and then grout ing
them with a s lurry Of cement or other suitable material . Large cavit ies
may have to be mined out and backfi l led with concrete . Reservoirs should
be reasonably watertight , and cavernous limestone in the reservoir basin
may provide many avenues for the escape Of water . The problem of excessive
leakage from the reservoir may prove to be insurmountable because it is not
practicable to search out and seal O ff al l solution channels in a cavernous
limestone basin . Proj ect s ites that contain cavernous limes tone are gen
erally abandoned in favor of s i tes that offer better foundat ion condit ions
because of the cost and di fficulty of accompli shing effect ive remedial
treatment .
Large areas in extreme southern I l linois have been affected by
fault ing , and many of the faults involve limestones that are known to be
cavernous . The combina tion of faulting and cavernous limestones makes it
very di fficult to find satis factory sites for dams and reservoirs in thi s
area .
Sources of Problems in Areas of Unconsolidated Depos its
More than three- fourths o f the surface of I l linois has been
altered by glac iat ion . Some of the results of glac iat ion are buried bed
rock val leys , changed drainage systems,val leys deeply fi l led with glaci al
and recent alluvium , and extensive deposits of clayey ti l l , loess or wind
blown si lt , outwash sands and gravels,and water-depos ited s i lts . In gla
c ia l terranes, condi tions and earth materials vary within short distances ,
necess itat ing detai led Observation of surface features and careful subsur
face investigation of proposed dam and reservoir s ites . Knowledge of the
preglac ial , glac ial , and postglac ial hi story of a locality i s he lpful in
the preliminary evaluation of s i tes in that i t permits a general predict ion
O f the kinds o f condit ions that may be encountered .
C layey ti ll i s widespread in I l linois and makes excel lent founds
t ions and abutments for dams of moderate s ize . However , depos its of perme
able sand and gravel commonly occur within and between depos its O f ti l l ,
providing avenues Of poss ible leakage . Such permeable depos its in the abut
ments or beneath the foundat ion are general ly amenable to treatment , but
thi s increases construct ion costs .
A common damsite s ituation is one in which the abutments cons ist
of glac ial t i l l a heterogeneous mixture of sand,s i lt , c lay , and peb
bles and the val ley is fi l led with glac ial and recent al luvium . I t is
important to ascertain in cons iderable detai l the character , s ize , shape ,
and locat ion of the lenses and strata that make up the val ley fi l l in order
to make adequate provis ions for a foundat ion that wi l l be stable under the
proj ected load and for the negation Of the effects of percolat ing water and
hydrostat ic pressure .
Depos its Of s i lt frequent ly are the c ause of s tabi l ity problems
at dam and reservoir si tes in glac ial and al luvi al terranes . S i lt partic les
are smal ler than fine sand grains and larger than c lay partic les , and they
lack the property Of cohesiveness,or st icking together . When deposits of
s i lt become water- logged , they lose strength and are easi ly deformed under
load . S i lt depos its are common in the glac ial and recent al luvium that
Avai labi li ty of Construction Materials
The di stance that construction materials must be hauled appre
ciab ly affects the cost of a project . Fer this reason suitable construe
t ion materials should be avai lable near the project . Durable stone to
protect exposed s lopes , crushed stone for concrete aggregate , granular ma
terials for the pervious fi lters , and impervious material for the embank
ment are re'uired in some degree for al l earth dams . C layey ti l l makes an
excel lent embankment materia l and is wide ly avai lable . Weathered loess al so
may be used i f better materi al i s not avai lable .IOrganic soi l , watery si lt ,
and peat must be discarded . The locat ions O f potential depos its of suitable
construction materi als should be noted in the preliminary phase of damsite
investigation . I f there is a 'uestion of the suitabi lity or avai labi lityO f construct ion materi als
,potentia l deposits should be exp lored and tested
during the detai led invest igat ion of the damsite . In I l l inoi s , materi als
suitable for construction are usual ly avai lable near the damsite .
E ffect O f Proj ec t on. Mineral Industri es
Another economic-geologic e lemen t that is important in the consid
aration of a proposed dam and reservoir proj ect is the effect the project
might have on exist ing or potent ial insta l lations of the extractive mineral
industries , such as oi l wel ls , mines,gravel pi ts
,or 'uarries . The proj ect
may f lood a quarry , a gravel pit,or a mine
,making cont inued operation of
the installat ion impossible . It may cover al l or part O f an Oi l field ,
forc ing abandonment of produc ing wel ls . The impact of such an occurrence
on the economy of the area and of the state must be weighed careful ly against
the benefits to be derived from the dam and reservoir proj ect . I f the net
effect is adverse , it may be desirable to de lay the project unti l such t ime
as the natural resources have been depleted and the installations shut down .
On the other hand, O i l wel l s or coal mines may be located in the
reservoir area in such positions that drainage from them may adverse ly
affect the quality of the reservoir water . Thi s problem must also be con
sidered and regulatory measures inc luded in the planning .
The presence in the reservoir area O f minera l resource reserves
that may be recoverable in the future presents another problem . Such re
serves should not be rendered unrecoverable by the project and thereby lost
to the economy . Conversely,development of a proj ect in an area coul d be
O f material ass istance in hastening the development O f nearby natural re
sources .
'alance 'etween S ite 'ua li ty and 'udget
I f a dam and reservoir proj ect i s to be bui lt , the antic ipated
benefits , of course , should exceed the est imated cost . Among the many consid
erations in determining the benefit-to-cost ratio are the estimated cost of
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foundation preparation , of remedial treatment Of the foundation and abut
ments , and the contingency that cost ly problems Of stabi l ity or leakage may
develop during or after construct ion and require addit ional treatment . At
nearly a l l s ites unexpected foundation or reservoir condit ions are encoun
terad that require special treatment , and i t i s customary to provide for
thi s in the budget . I t i s always prudent and general ly necessary to select
a project s ite whose foundation and reservoir problems can be handled wi thin
the framework of the expected construc tion and maintenance budget . That i s
to say , s ite qual ity and budget should be in balance . In many instances ,
s ites with cost ly foundat ion and/or reservoir problems can be eliminated by
eva luation of the geologic condit ions early in the consideration of the
proposed project .
CONCLUD I NG STATEMENT
Evaluation of the geologic environment i s an important early step
in the consideration of a proposed dam and reservoir proj ect . Ass istance in
the select ion O f a suitable proj ect s i te i s one of the most useful services
provided by the geologist . I f poss ible , more than one s ite should be eval
uated so that the best s ite can be selected for the project . I n many instances ,
the I l l inoi s State Geological Survey can provide from information already
avai lable a general idea of the geologic conditions at proposed s ites in 1 1
l inois . I n such a preliminary evaluation,facts and problems can be pointed
out that may eliminate from cons iderat ion the Obvious ly unsuitable s i tes and
focus attent ion on the sites worthy of detai led investigat ion .
ENV IRONMENTAL GEOLOGY NOTES SER I E S
Con tro l led Dri l l ing Program in Northeastern I l linois' J . E . Hackett
and G . M . Hughes . Apri l 19 65 .
Data from Con tro lled Dri l ling P rogram in DuPage Coun ty,I l linois
Jean I . Larsen and C . R . Lund . May 1965 .
Activit ies in E nvironmen ta l Geo logy in Northeastern I l l inois
Jean I . Larsen and J . E . Hackett . June 196 5 .
Geo logica l and Geophys ica l Investigations for a Ground-Water Supply
at Macomb ,I l linois' Keros Cartwright and D . A . Stephenson . Ju ly 19 65 ,
Prob lems in Providing Minera l s for an Expanding Popu lation
H . E . Risser . July 19 65 .
Da ta from Con trol led Dri l l ing Program in Kane,Kenda l l
,and DeKalb
Coun ties ,I l l inois' C . R . Lund . October 19 65 .
Data from Con tro l led Dri l l ing Program in McHenry Coun ty ,I l l ino is
C . R . Lund . November 196 5 .
An Appl ication O f Geo logic I n format ion to Land Use in the Chicago
Metropoli tan Region ' J . E . Hackett . January 19 66 .
Data from Control led Dri l ling Program in Lake Coun ty and the Northern
Part o f Cook Coun ty ,I l l in ois' C . R . Lund . March 19 66 .
Data from Controlled Dri l ling Program in Wi l l and Southern Cook
Coun ties,I l l inois' C . R . Lund . May 19 66 .
Ground-Water Supplies A long the In terstate Highway System in I l linois
Keros Cartwright . June 196 6 .
E ffects O f a Soap ,a Detergent , and a Water So ftener on the P last ici ty
o f Earth Ma teria ls' w. Arthur White and Shir ley M . 'remser .
August 19 66 .