gene-expression based classification of neuroblastoma patients using a customized...

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Gene-Expression Based Classification of Gene-Expression Based Classification of Neuroblastoma Patients Using a Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study André Oberthür, German Neuroblastoma Study Group, Group, Cologne Children‘s Hospital; Germany Cologne Children‘s Hospital; Germany University Children‘s Hospital of University Children‘s Hospital of Cologne Cologne Department of Pediatric Oncology Department of Pediatric Oncology J Clin Oncol. 2006 Nov J Clin Oncol. 2006 Nov 1;24(31):5070-8 1;24(31):5070-8

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Current stratifying markers Germany (NB2004) USA (COG) Japan Tumor Stage [INSS] Patients‘ Age at Dx Amplification of MYCN (2p24) Deletion of 1pHistology [INPC] DNA ploidy High Risk Intermediate Risk Low Risk (observation) Overall Survival >90% Overall Survival

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Page 1: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Gene-Expression Based Classification of Gene-Expression Based Classification of

Neuroblastoma Patients Using a Customized Neuroblastoma Patients Using a Customized

Oligonucleotide-MicroarrayOligonucleotide-Microarray

André Oberthür, German Neuroblastoma Study Group,André Oberthür, German Neuroblastoma Study Group,Cologne Children‘s Hospital; GermanyCologne Children‘s Hospital; Germany

University Children‘s Hospital of University Children‘s Hospital of CologneCologneDepartment of Pediatric OncologyDepartment of Pediatric Oncology

J Clin Oncol. 2006 Nov 1;24(31):5070-8J Clin Oncol. 2006 Nov 1;24(31):5070-8

Page 2: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

• • Tumor of the sympathetic nervous Tumor of the sympathetic nervous systemsystem

• • stage 1-3 (localised), 4 (disseminated), 4s (special)stage 1-3 (localised), 4 (disseminated), 4s (special)

• • 5-year- overall survival: 64%5-year- overall survival: 64%

• • mean age at diagnosis: 15 monthmean age at diagnosis: 15 month

• • Incidence ~ 1.2-1.4/100.000 children in Germany each yearIncidence ~ 1.2-1.4/100.000 children in Germany each year

• • most frequent solid extracranial tumor in childrenmost frequent solid extracranial tumor in children

NeuroblastomaNeuroblastoma

• • Spontaneous regression in > 10% of neuroblastomasSpontaneous regression in > 10% of neuroblastomas

Page 3: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Current stratifying markersCurrent stratifying markersGermanyGermany(NB2004)(NB2004)

USAUSA(COG)(COG)

JapanJapan

Tumor Stage [INSS]

Tumor Stage [INSS]

Tumor Stage [INSS]

Patients‘ Age at Dx

Patients‘ Age at Dx

Patients‘ Age at Dx

Amplification of MYCN (2p24)

Amplification of MYCN (2p24)

Amplification of MYCN (2p24)

Deletion of 1p Histology [INPC]

DNA ploidy

High RiskHigh RiskIntermediate Intermediate RiskRisk

Low Risk (observation)Low Risk (observation)

Overall Survival >90%Overall Survival >90% Overall Survival <40%Overall Survival <40%

Page 4: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Primary Goal of the studyPrimary Goal of the study

To identify a prognostic gene-expression based To identify a prognostic gene-expression based classifier that improves risk stratification of classifier that improves risk stratification of neuroblastoma patients.neuroblastoma patients.The study was performed as a combined marker discovery (first The study was performed as a combined marker discovery (first set, n=77) and validation (second set, n=174) study.set, n=77) and validation (second set, n=174) study.

As patients were not treated uniformly, but depending on their As patients were not treated uniformly, but depending on their risk group, prognosis was predicted for both treated and risk group, prognosis was predicted for both treated and untreated patients (heterogeneous treatment).untreated patients (heterogeneous treatment).

Clinical outcome measure: EFS, OS, Response to therapy, all Clinical outcome measure: EFS, OS, Response to therapy, all currently used markers (stage, age, cytogenetic markers etc.). currently used markers (stage, age, cytogenetic markers etc.). All data are availableAll data are availablefor each patient seperately.for each patient seperately.

Page 5: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

1. Construction of a customized neuroblastoma microarray1. Construction of a customized neuroblastoma microarraycomprises 10.263 pre-selected genes with biological or clinical relevancecomprises 10.263 pre-selected genes with biological or clinical relevance

Experimental SetupExperimental Setup

4. Dye-Flipped replicates 4. Dye-Flipped replicates (Agilent standard (Agilent standard protocol) protocol)

3. ”near” 3. ”near” ReferenceReferencevs. 1µg of mixed total RNA from 100 primary neuroblastomavs. 1µg of mixed total RNA from 100 primary neuroblastoma

2. Dual-Colour 2. Dual-Colour SystemSystem1 µg total RNA of 251 initial pre-treatment neuroblastoma1 µg total RNA of 251 initial pre-treatment neuroblastoma

502 gene-expression profiles from 251 neuroblastoma samples502 gene-expression profiles from 251 neuroblastoma samples

Page 6: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Pre-Hybridization QCPre-Hybridization QC1. Tissue QC1. Tissue QC

All samples were fresh-frozen tumor samples thatAll samples were fresh-frozen tumor samples thatwere assessed by a trained pathologist and onlywere assessed by a trained pathologist and onlysamples with a tumor content of >60% weresamples with a tumor content of >60% wereconsidered for the studyconsidered for the study

2. Total RNA QC2. Total RNA QCAll extracted total RNA samples were analyzedAll extracted total RNA samples were analyzedusing the 2100 Bioanalyzer and only samples withusing the 2100 Bioanalyzer and only samples witha RNA integrity number (RIN) >7.5 were includeda RNA integrity number (RIN) >7.5 were included

3. Labelled cRNA QC3. Labelled cRNA QCCy-Dye incorporation of all labelled cRNA samplesCy-Dye incorporation of all labelled cRNA sampleswas assessed using the NanoDrop ND-1000was assessed using the NanoDrop ND-1000spectro-photometer and only samples spectro-photometer and only samples with >10 pmol Cy-Dye/ug cRNA were usedwith >10 pmol Cy-Dye/ug cRNA were used

Page 7: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

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• Whiskers indicate the value Whiskers indicate the value closest to, but not exceeding, closest to, but not exceeding, 1.5 IQR from the median.1.5 IQR from the median.

• Red dots indicate outside Red dots indicate outside values.values.

• All values are shown for all All values are shown for all metrics.metrics.

• No intra-array reproducibility No intra-array reproducibility statistics are shown as these statistics are shown as these custom arrays did not custom arrays did not contain sufficient replicates contain sufficient replicates for that calculation.for that calculation.Pe

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Page 8: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Array QC metrics: Green Negative Control Array QC metrics: Green Negative Control MetricsMetrics

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Page 9: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Array QC metrics: Red Negative Control Array QC metrics: Red Negative Control MetricsMetrics

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Page 10: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Array QC metrics: Number of “Well Above Array QC metrics: Number of “Well Above Background” Features (non-controls)Background” Features (non-controls)

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Page 11: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Array QC metrics: Median Signals and Array QC metrics: Median Signals and Average Absolute Log RatioAverage Absolute Log Ratio

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Page 12: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Generation and Validation of the Generation and Validation of the classifier:classifier:

1.1. Generation of a gene-expression classifier Generation of a gene-expression classifier from a first set of 77 NB samples with from a first set of 77 NB samples with maximum divergent courses using the PAM maximum divergent courses using the PAM algorithmalgorithm

evaluation of classification accuracy by a complete, 10 times evaluation of classification accuracy by a complete, 10 times repeated 10-fold cross-validation (=100 predictive models)repeated 10-fold cross-validation (=100 predictive models)

2.2. Evaluation of the predictive power of the PAM Evaluation of the predictive power of the PAM classifier in an independent second set of 174 classifier in an independent second set of 174 NB samplesNB samples

Page 13: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Low RiskLow Risk

28x stage 1, 13x stage 2, 1x stage 3, 12x 28x stage 1, 13x stage 2, 1x stage 3, 12x stage 4Sstage 4S

>1000d event-free survival >1000d event-free survival without CTXwithout CTXn = 54 (non-aggressive n = 54 (non-aggressive phenotype)phenotype)

High RiskHigh Risk

1x stage 2, 2x stage 3, 19x stage 4, 1x stage 1x stage 2, 2x stage 3, 19x stage 4, 1x stage 4S4S

death of disease despite death of disease despite CTXCTXn = 23 (aggressive n = 23 (aggressive phenotype)phenotype)

Training Set:Training Set:77 patients with maximally divergent courses 77 patients with maximally divergent courses

of the disease of the disease

Training set Training set (n=77)(n=77)

Page 14: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

PAM combined with a complete, 10 times PAM combined with a complete, 10 times repeated 10-fold cross validation repeated 10-fold cross validation (= 100 predictive (= 100 predictive

models)models)

Estimated classification accuracy:Estimated classification accuracy:99%99%

Signature = all genes, included in > 65/100 predictive models (n=144)Signature = all genes, included in > 65/100 predictive models (n=144)Classifier = PAM algorithm + gene-expression values of 144 predictive Classifier = PAM algorithm + gene-expression values of 144 predictive

genesgenes

Page 15: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

40 x Stage 1 40 x Stage 1 2x MYCN-amplified 2x MYCN-amplified 32 x Stage 2 32 x Stage 2 1x MYCN-amplified1x MYCN-amplified36 x Stage 336 x Stage 3 9x MYCN-amplified9x MYCN-amplified48 x Stage 448 x Stage 4 9x MYCN-amplified9x MYCN-amplified18 x Stage 4S 18 x Stage 4S 2x MYCN-amplified2x MYCN-amplified

Outcome prediction by the PAM classifier compared toOutcome prediction by the PAM classifier compared torisk stratification according to the NB2004 studyrisk stratification according to the NB2004 study

High RiskMedium RiskLow Risk

n = 100n = 100 n = 13n = 13 n = 58n = 58

Test Set (n = 174): various clinical Test Set (n = 174): various clinical coursescourses

Page 16: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

EFS of neuroblastoma patients (n = 174) as EFS of neuroblastoma patients (n = 174) as predicted by NB2004 and by the PAM predicted by NB2004 and by the PAM

classifierclassifier

3-year EFS:3-year EFS: 0.87 0.870.03vs. 0.510.03vs. 0.510.070.07

3-year EFS:3-year EFS: 0.80 0.800.04 vs. 0.750.04 vs. 0.750.13 vs. 0.13 vs. 0.630.630.07 0.07

Similar Kaplan-Meier estimates were calculated for OS (data not shown)Similar Kaplan-Meier estimates were calculated for OS (data not shown)

Page 17: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Hierarchical Cluster analysis and current prognostic markersHierarchical Cluster analysis and current prognostic markers

Genes

Patie

nts

FavorableFavorable

UnfavorableUnfavorable

Intermediate riskIntermediate risk

or low riskor low risk

or high riskor high risk

Page 18: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

EFS of neuroblastoma NB2004 low-, EFS of neuroblastoma NB2004 low-, intermediate- and high-risk patients as intermediate- and high-risk patients as

predicted by the PAM classifierpredicted by the PAM classifier

Similar KM estimates were calculated for stratification by the USA (COG) Similar KM estimates were calculated for stratification by the USA (COG) andand

Japanese NB trial criteria (data not shown)Japanese NB trial criteria (data not shown)

3-year EFS:3-year EFS: 0.87 0.870.04 vs. 0.230.04 vs. 0.230.140.14

Low-risk

3-year EFS:3-year EFS: 1.00 vs. 0.57 1.00 vs. 0.570.190.19

Intermediate-risk

3-year EFS:3-year EFS: 0.80 0.800.11 vs. 0.560.11 vs. 0.560.090.09

High-risk

Page 19: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Multivariate Cox‘s regression analysis*Multivariate Cox‘s regression analysis*for the second set of 174 patientsfor the second set of 174 patients

Single Marker p-value Hazard Ratio [95% CI]Age (continuous) 0.159  

Stage (1-3, 4S vs. 4) 0.775  

MYCN (normal vs. amp) 0.299  

Status 1p (normal vs. del/imb) 0.658  

Shimada (F vs. UF) 0.044 2.385 [0.992-5.732]

PAM Classifier (F vs. UF)PAM Classifier (F vs. UF) 0.0070.007 3.389 [1.362-8.430]3.389 [1.362-8.430]

Trial p-value Hazard Ratio [95% CI]German NB trial (LR vs. IR vs. HR) 0.646  

Japanese trial (LR vs. IR vs. HR) 0.518  

USA trial (LR vs. IR vs. HR)USA trial (LR vs. IR vs. HR) 0.3500.350   

PAM Classifier (F vs. UF)PAM Classifier (F vs. UF) <0.0001<0.0001 4.953 [2.563-9.572]4.953 [2.563-9.572]

*Cox’s proportional hazards regression model based on EFS was applied*Cox’s proportional hazards regression model based on EFS was appliedfitted into a stepwise-backward selectionfitted into a stepwise-backward selection of parameters of parameters

Page 20: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

1 .Gene-expression based classification allows 1 .Gene-expression based classification allows for a more accurate risk estimation of for a more accurate risk estimation of neuroblastoma patients than current neuroblastoma patients than current stratification systems.stratification systems.

ConclusionsConclusions

2 . The optimal integration of gene-expression 2 . The optimal integration of gene-expression based classification into clinical trials has yet based classification into clinical trials has yet to be determined.to be determined.

Page 21: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

- Validation of the Validation of the classifier in an independent classifier in an independent international set of neuroblastoma patients international set of neuroblastoma patients ((„ „ „third“ set):„third“ set):

~ ~ 200-250 samples from international cooperating 200-250 samples from international cooperating partners partners Start: Jan/Feb 2007 Start: Jan/Feb 2007

- Evaluation of the gene signature in a set of Evaluation of the gene signature in a set of treated tumorstreated tumors

~ ~ 60 samples60 samples

- „„Prospective“ evaluation of the PAM classifierProspective“ evaluation of the PAM classifier~ ~ 60 initial pretreatment samples/year, start 10/200460 initial pretreatment samples/year, start 10/2004 for a period of 3 years for a period of 3 years

Ongoing researchOngoing research

Page 22: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Matthias FischerMatthias Fischer11 Frank WestermannFrank Westermann22 Benedikt BrorsBenedikt Brors22

Frank BertholdFrank Berthold11 Manfred SchwabManfred Schwab22 Patrick Patrick WarnatWarnat22

Yvonne KahlertYvonne Kahlert11 Rainer KönigRainer König22

Karen ErnestusKaren Ernestus11 Stefan HaasStefan Haas22

Barbara HeroBarbara Hero11 Roland EilsRoland Eils22

Rüdiger SpitzRüdiger Spitz11

André OberthürAndré Oberthür11

11Department of Pediatric Oncology, University of CologneDepartment of Pediatric Oncology, University of Cologne22German Cancer Research Center, HeidelbergGerman Cancer Research Center, Heidelberg

Many Thanks to:Many Thanks to:

Supported by:Supported by: Deutsche Krebshilfe Deutsche Krebshilfe NGFN2 (BMBF)NGFN2 (BMBF)Fördergesellschaft Kinderkrebs Neuroblastom-Forschung e.V. Fördergesellschaft Kinderkrebs Neuroblastom-Forschung e.V.

Page 23: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Biplots of uncentered PCA of all 251 Biplots of uncentered PCA of all 251 tumor samplestumor samples

PCA 1PCA 1

PCA

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Page 24: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

Biplots of centered PCA of all 251 tumor Biplots of centered PCA of all 251 tumor samplessamples

NB2004 High-RiskNB2004 Intermediate-RiskNB2004 Low-Risk+

PCA 1PCA 1 PCA 1PCA 1 PCA 2PCA 2

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Page 25: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

PCA 1PCA 1 PCA 1PCA 1 PCA 2PCA 2

PCA 3PCA 3PCA 2PCA 2 PCA 3PCA 3

Uncentered Principal Component Analysis – Groups coloured accordingUncentered Principal Component Analysis – Groups coloured accordingto the German Neuroblastoma Trial NB2004 risk groupsto the German Neuroblastoma Trial NB2004 risk groups

Page 26: Gene-Expression Based Classification of Neuroblastoma Patients Using a Customized Oligonucleotide-Microarray André Oberthür, German Neuroblastoma Study

PCA 1PCA 1 PCA 1PCA 1 PCA 2PCA 2

PCA 3PCA 3PCA 2PCA 2 PCA 3PCA 3

Uncentered Principal Component Analysis – Groups colored according to Uncentered Principal Component Analysis – Groups colored according to identified PAM 144 gene-classifier for NB patientsidentified PAM 144 gene-classifier for NB patients