gel-like behavior in amorphous protein dense phases: …
TRANSCRIPT
GEL-LIKE BEHAVIOR IN AMORPHOUS PROTEIN DENSE PHASES
PHASE BEHAVIOR NEUTRON SCATTERING
AND RHEOLOGY
by
Sai Prasad Ganesh
A thesis submitted to the Faculty of the University of Delaware in partial
fulfillment of the requirements for the degree of Master of Chemical Engineering
Summer 2019
copy 2019 Sai Prasad Ganesh
All Rights Reserved
GEL-LIKE BEHAVIOR IN AMORPHOUS PROTEIN DENSE PHASES
PHASE BEHAVIOR NEUTRON SCATTERING
AND RHEOLOGY
by
Sai Prasad Ganesh
Approved __________________________________________________________
Abraham M Lenhoff PhD
Professor in charge of thesis on behalf of the Advisory Committee
Approved __________________________________________________________
Norman J Wagner PhD
Professor in charge of thesis on behalf of the Advisory Committee
Approved __________________________________________________________
Eric M Furst PhD
Chair of the Department of Chemical and Biomolecular Engineering
Approved __________________________________________________________
Levi T Thompson PhD
Dean of the College of Engineering
Approved __________________________________________________________
Douglas J Doren PhD
Interim Vice Provost for Graduate and Professional Education and Dean
of the Graduate College
iv
ACKNOWLEDGMENTS
The lsquobehind the scenesrsquo when performing scientific research is often left out I
was able to work in the labs of two pioneers in their respective fields my advisors
professor Abraham Lenhoff and professor Norman Wagner They made me challenge
the way I think and helping me raise my own self-expectations I am still astounded by
their boundless knowledge and ability to correctly interpret experiments despite not
being there physically to perform them Furthermore I am thankful to the Department
of Chemical and Biomolecular Engineering for giving me the opportunity to pursue my
post-graduate education
On a professional note there are several people I want to thank for helping me
develop this thesis Firstly the members of the Wagner group and Lenhoff group for
helping me go through the nitty-gritty experimental plans and details I would like to
thank Julie Hipp for helping me collect the USANS data at ORNL as well as always
being available to answer any doubts I have I also owe gratitude to Dr Stijn Koshari
Yu Fan Lee and Ohnmar Khanal for helping me collect my SANS data I also would
like to thank Dr Daniel Greene I never got the chance to meet him in person but he
was extremely helpful during our phone conversations and email correspondence Dr
Ryan Murphy was also very helpful in helping me identify how to capture gelation
behavior of my system Professor Eric Furst and professor Christopher Roberts were
also helpful in giving me their insights on my project direction I would also like to
thank the national laboratories the NIST Center for Neutron Research (NCNR) and the
Oak Ridge National Lab (ORNL) for allowing our group to utilize their crucial
v
instrumentation for these experiments I would also like to thank Dr Yun Liu and Dr
Ken Littrell for helping me work on the neutron beams at NCNR and ORNL
respectively Their help was crucial in obtaining data presented in this thesis The
National Science Foundation and the NCNR have my eternal gratitude for funding my
attendance at the CHRNS Neutron Summer School which was useful in teaching me
how to operate the beams and interpret scattering data
On a personal note I have had the privilege of meeting some of the smartest yet
kindest individuals many of whom I have made friends with The lsquofamily packrsquo Brian
Esther Max Phillip and Zach have been a great group for me to confide in and have
fun with Vijesh Jordan Mukund Yi Praneet Arnav Arjita and Eric were people who
I made great friends with Gerald is truly a great friend and an even better human being
I was moved when he brought lunch from main street restaurants and spent time with
me when I was on crutches and bed-ridden while recovering from surgery There are
several more people Irsquod like to acknowledge but doing so would prevent me from ever
reaching the introduction of the thesis But they know who they are and they have my
eternal gratitude and friendship
Finally (and most importantly) I would like to acknowledge my family
consisting of my parents and my brother They are truly what matters to me in this world
above all else I had the misfortune of requiring two complicated knee surgeries which
left me learning how to walk again on two separate occasions I am thankful to my
advisors who were patient and very understanding of the situation I am deeply indebted
to my surgeon Dr Handling for doing his very best to fix what was described as an
lsquoextremely involved and complicatedrsquo injury Mike and Jared from UD physical therapy
were two awesome guys who truly cared about my recovery and gave me pointers on
vi
how to keep fit despite me being resigned to crutches for 5 months Finally I am most
thankful to my mother who was with me for months during my complicated recovery
She helped keep me on track and on a positive note she enjoyed her first snow
A portion of this research used resources at the Spallation Neutron Source a
DOE Office of Science User Facility operated by the Oak Ridge National Laboratory
This was done through the BL-1A USANS located at the SNS Oak Ridge National
Laboratory Oak Ridge TN We acknowledge the support of the National Institute of
Standards and Technology US Department of Commerce in providing the neutron
research facilities used in this work
vii
TABLE OF CONTENTS
LIST OF TABLES x LIST OF FIGURES xi NOMENCLATURE xvi ABSTRACT xix
Chapter
1 INTRODUCTION AND BACKGROUND 1
11 Protein-Protein Interactions 3 12 Salting-Out of Proteins 4
13 Protein Phase Diagram 8 14 Gelled Protein Phases 11
15 Neutron Scattering 17 16 Gelation Rheology 20 17 Thesis Objectives and Outline 22
2 PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT
RIBONUCLEASE A PROTEIN GELS 24
21 Introduction and Background 24
211 Oscillatory frequency sweep 27 212 Oscillation time tests 30
22 Materials and Methods 31
221 Chemicals and protein solutions 31 222 Measurement of phase diagram 32 223 Rheology data acquisition 32
23 Results and Discussion 33
231 Phase behavior of salted-out ribonuclease A 33
232 Oscillation time test 36 233 Frequency sweep 39 234 Qualifying gel behavior 43
235 Yielding behavior of ribonuclease A gel 44
24 Summary and Concluding Remarks 45
viii
3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
BIBLIOGRAPHY
[1] Nijenhuis K te (1997) Advances in Polymer Science Thermoreversible Networks
1301ndash12
[2] Nishinhari K (2009) Progress in Colloid and Polymer Science Some Thoughts
on The Definition of a Gel 13687ndash94 httpsdoiorg1010072882
[3] Almdal K Dyre J Hvidt S Kramer O (1993) Polymer Gels and Networks
Towards a phenomenological definition of the term ldquogelrdquo 15ndash17 (1)
httpsdoiorg1010160966-7822(93)90020-I
[4] Ferry JD (1948) Advances in Protein Chemistry Protein Gels 41ndash78
httpsdoiorg101016B978-0-08-100722-800020-6
[5] Kavanagh GM Ross-Murphy SB (1998) Progress in Polymer Science
Rheological characterisation of polymer gels 23533ndash562 (3)
httpsdoiorg101016S0079-6700(97)00047-6
[6] Gordon MB Kloxin CJ Wagner NJ (2016) Journal of Rheology The rheology
and microstructure of an aging thermoreversible colloidal gel 6123ndash34 (1)
httpsdoiorg10112214966039
[7] Linnes MP Ratner BD Giachelli CM (2007) Biomaterials A fibrinogen-based
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httpsdoiorg101016jbiomaterials200708020
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437ndash448 httpsdoiorg1010029781118523063ch22
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httpsdoiorg101016jeurpolymj201411024
[10] Lu PJ Zaccarelli E Ciulla F Schofield AB Sciortino F Weitz DA (2008)
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310ndash366 httpsdoiorg101007978-3-642-59116-7_7
91
[12] Alting AC Weijers M Hoog EHA De Pijpekamp AM Van De Cohen Stuart
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[13] Weigandt KM Pozzo DC Porcar L (2009) Soft Matter Structure of high density
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induced fibrillar protein networks 258599ndash8605 (15)
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[15] Greene DG (2016) Dissertation The Formation and Structure of Precipitated
Protein Phases
[16] Dumetz AC Chockla AM Kaler EW Lenhoff AM (2008) Biophysical Journal
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[18] Sarangapani PS Hudson SD Jones RL Douglas JF Pathak JA (2015)
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Protein Interactions
92
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Biophysica Acta (BBA) - Proteins and Proteomics Effects of pH on proteinndash
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implications for protein crystallization 161867ndash1877
httpsdoiorg101110ps072957907Ultimately
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[28] Marrink SJ Marčelja S (2001) Langmuir Potential of mean force computations
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httpsdoiorg101016jcocis201606012
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93
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between macromolecules and ions the Hofmeister series 10658ndash663 (6)
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[36] Xie WJ Gao YQ (2013) Journal of Physical Chemistry Letters A simple theory
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[38] Batchelor JD Olteanu A Tripathy A Pielak GJ (2004) Supporting Information
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[39] Gurau MC Lim SM Castellana ET Albertorio F Kataoka S Cremer PS (2004)
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[76] Deshpande AP (2018) PhysicsIitmAcin Techniques in oscillatory shear
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[77] Malvern Intruments Limited (2016) Whitepaper - A Basic Introduction to
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[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
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0302(02)74078-2
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Linear Mechanics Non-linear viscoelasticity of hagfish slime 46627ndash636 (4)
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5_6
[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
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Hydroxyalkyl Amide Rheological and Aging Properties 203032ndash3041 (8)
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[83] Paulsson M Dejmek P Vliet T Van (1990) Journal of Dairy Science
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[85] Keller PJ Cohen E Neurath H (1958) J Biol Chem The Proteins of Bovine
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98
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[89] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Protein Gel
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[90] Manley S Davidovitch B Davies NR Cipelletti L Bailey AE Christianson RJ
Gasser U Prasad V Segre PN Doherty MP Sankaran S Jankovsky AL Shiley
B Bowen J Eggers J Kurta C Lorik T Weitz DA (2005) Physical Review
Letters Time-dependent strength of colloidal gels 951ndash4 (4)
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[94] Krueger S Andrews AP Nossal R (1994) Biophysical Chemistry Small angle
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[96] Toh HS Compton RG (2015) ChemistryOpen ldquoNano-impactsrdquo An
Electrochemical Technique for Nanoparticle Sizing in Optically Opaque
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[97] Beaucage G Schaefer DW (1994) Journal of Non-Crystalline Solids Structural
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[98] Hammouda B (2010) Journal of Applied Crystallography A new Guinier-Porod
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[99] Guilbaud JB Saiani A (2011) Chemical Society Reviews Using small angle
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[100] Koshari SHS Wagner NJ Lenhoff AM (2015) Journal of Chromatography A
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[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
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[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
Uniform Random Suspension of Fibres 541754ndash1757
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[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
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[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
in poly(ethylene oxide) solutions 376932ndash6937 (18)
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Interface Science Fractal morphology and breakage of DLCA and RLCA
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[107] Georgalis Y Umbach P Raptis J Saenger W (1997) Acta Crystallographica
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scattering I Influence of concentration and nature of electrolytes 53691ndash702
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Journal of Applied Crystallography The 30 m Small-Angle Neutron Scattering
Instruments at the National Institute of Standards and Technology 31430ndash445
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SANS and USANS data using IGOR Pro
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[111] Garciacutea De La Torre J Huertas ML Carrasco B (2000) Biophysical Journal
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Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
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Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
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[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
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Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
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[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
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[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
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[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
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[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
722019 RightsLink Printable License
httpss100copyrightcomCustomerAdminPLFjspref=22272d39-3a94-46d5-8b29-66e7438cfd1a 16
ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
End Page 583
Type of Use reuse in a thesisdissertation
Portion figurestablesillustrations
Number offigurestablesillustrations
3
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
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INTRODUCTION1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
GENERAL TERMS2 Elsevier hereby grants you permission to reproduce the aforementioned material subject tothe terms and conditions indicated3 Acknowledgement If any part of the material to be used (for example figures) hasappeared in our publication with credit or acknowledgement to another source permissionmust also be sought from that source If such permission is not obtained then that materialmay not be included in your publicationcopies Suitable acknowledgement to the sourcemust be made either as a footnote or in a reference list at the end of your publication asfollowsReprinted from Publication title Vol edition number Author(s) Title of article title ofchapter Pages No Copyright (Year) with permission from Elsevier [OR APPLICABLESOCIETY COPYRIGHT OWNER] Also Lancet special credit - Reprinted from TheLancet Vol number Author(s) Title of article Pages No Copyright (Year) withpermission from Elsevier4 Reproduction of this material is confined to the purpose andor media for whichpermission is hereby given5 AlteringModifying Material Not Permitted However figures and illustrations may bealteredadapted minimally to serve your work Any other abbreviations additions deletionsandor any other alterations shall be made only with prior written authorization of ElsevierLtd (Please contact Elsevier at permissionselseviercom) No modifications can be madeto any Lancet figurestables and they must be reproduced in full6 If the permission fee for the requested use of our material is waived in this instanceplease be advised that your future requests for Elsevier materials may attract a fee7 Reservation of Rights Publisher reserves all rights not specifically granted in thecombination of (i) the license details provided by you and accepted in the course of thislicensing transaction (ii) these terms and conditions and (iii) CCCs Billing and Paymentterms and conditions8 License Contingent Upon Payment While you may exercise the rights licensedimmediately upon issuance of the license at the end of the licensing process for thetransaction provided that you have disclosed complete and accurate details of your proposeduse no license is finally effective unless and until full payment is received from you (eitherby publisher or by CCC) as provided in CCCs Billing and Payment terms and conditions Iffull payment is not received on a timely basis then any license preliminarily granted shall bedeemed automatically revoked and shall be void as if never granted Further in the eventthat you breach any of these terms and conditions or any of CCCs Billing and Paymentterms and conditions the license is automatically revoked and shall be void as if nevergranted Use of materials as described in a revoked license as well as any use of thematerials beyond the scope of an unrevoked license may constitute copyright infringementand publisher reserves the right to take any and all action to protect its copyright in thematerials9 Warranties Publisher makes no representations or warranties with respect to the licensedmaterial10 Indemnity You hereby indemnify and agree to hold harmless publisher and CCC andtheir respective officers directors employees and agents from and against any and allclaims arising out of your use of the licensed material other than as specifically authorizedpursuant to this license11 No Transfer of License This license is personal to you and may not be sublicensedassigned or transferred by you to any other person without publishers written permission
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
LIMITED LICENSEThe following terms and conditions apply only to specific license types15 Translation This permission is granted for non-exclusive world English rights onlyunless your license was granted for translation rights If you licensed translation rights youmay only translate this content into the languages you requested A professional translatormust perform all translations and reproduce the content word for word preserving theintegrity of the article16 Posting licensed content on any Website The following terms and conditions apply asfollows Licensing material from an Elsevier journal All content posted to the web site mustmaintain the copyright information line on the bottom of each image A hyper-text must beincluded to the Homepage of the journal from which you are licensing athttpwwwsciencedirectcomsciencejournalxxxxx or the Elsevier homepage for books athttpwwwelseviercom Central Storage This license does not include permission for ascanned version of the material to be stored in a central repository such as that provided byHeronXanEduLicensing material from an Elsevier book A hyper-text link must be included to the Elsevierhomepage at httpwwwelseviercom All content posted to the web site must maintain thecopyright information line on the bottom of each image
Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
immediatelyvia their non-commercial person homepage or blogby updating a preprint in arXiv or RePEc with the accepted manuscriptvia their research institute or institutional repository for internal institutionaluses or as part of an invitation-only research collaboration work-groupdirectly by providing copies to their students or to research collaborators fortheir personal usefor private scholarly sharing as part of an invitation-only work group oncommercial sites with which Elsevier has an agreement
After the embargo periodvia non-commercial hosting platforms such as their institutional repositoryvia commercial sites with which Elsevier has an agreement
In all cases accepted manuscripts should
link to the formal publication via its DOIbear a CC-BY-NC-ND license - this is easy to doif aggregated with other manuscripts for example in a repository or other site beshared in alignment with our hosting policy not be added to or enhanced in any way toappear more like or to substitute for the published journal article
Published journal article (JPA) A published journal article (PJA) is the definitive finalrecord of published research that appears or will appear in the journal and embodies allvalue-adding publishing activities including peer review co-ordination copy-editingformatting (if relevant) pagination and online enrichmentPolicies for sharing publishing journal articles differ for subscription and gold open accessarticlesSubscription Articles If you are an author please share a link to your article rather than thefull-text Millions of researchers have access to the formal publications on ScienceDirectand so links will help your users to find access cite and use the best available versionTheses and dissertations which contain embedded PJAs as part of the formal submission canbe posted publicly by the awarding institution with DOI links back to the formalpublications on ScienceDirectIf you are affiliated with a library that subscribes to ScienceDirect you have additionalprivate sharing rights for others research accessed under that agreement This includes usefor classroom teaching and internal training at the institution (including use in course packsand courseware programs) and inclusion of the article for grant funding purposesGold Open Access Articles May be shared according to the author-selected end-userlicense and should contain a CrossMark logo the end user license and a DOI link to theformal publication on ScienceDirectPlease refer to Elseviers posting policy for further information18 For book authors the following clauses are applicable in addition to the above Authors are permitted to place a brief summary of their work online only You are notallowed to download and post the published electronic version of your chapter nor may youscan the printed edition to create an electronic version Posting to a repository Authors arepermitted to post a summary of their chapter only in their institutions repository
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) andSpringer Nature (Springer Nature) consists of your license details and the terms andconditions provided by Springer Nature and Copyright Clearance Center
License Number 4620790630421
License date Jul 02 2019
Licensed Content Publisher Springer Nature
Licensed Content Publication Nature
Licensed Content Title Molecular nucleation mechanisms and control strategies for crystalpolymorph selection
Licensed Content Author Alexander E S Van Driessche Nani Van Gerven Paul H HBomans Rick R M Joosten Heiner Friedrich et al
Licensed Content Date Apr 4 2018
Licensed Content Volume 556
Licensed Content Issue 7699
Type of Use ThesisDissertation
Requestor type academicuniversity or research institute
Format print and electronic
Portion figurestablesillustrations
Number offigurestablesillustrations
2
High-res required no
Will you be translating no
Circulationdistribution 2001 to 5000
Author of this SpringerNature content
no
Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions Figure 5 a and b Extended Data Figure 1 d
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
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For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
For Advance Online Publication papersReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication) advanceonline publication day month year (doi 101038sj[JOURNAL ACRONYM])
For AdaptationsTranslationsAdaptedTranslated by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
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For Advance Online Publication papersReprinted by permission from The [the Licensor] on behalf of Cancer Research UK[Journal Publisher (eg NatureSpringerPalgrave)] [JOURNAL NAME][REFERENCE CITATION (Article name Author(s) Name) [COPYRIGHT] (yearof publication) advance online publication day month year (doi 101038sj[JOURNAL ACRONYM])
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Daniel G Greene 9 July 2019
17 Beech St Reading MA 01867
Reprint Permission Letter
I hereby grant Sai Prasad Ganesh permission to reproduce the material specified below for his
Masterrsquos Thesis
Content title
The formation and structure of precipitated protein phases
Content author Daniel
G Greene
Portion
Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
(2) Figure 419 Desmeared USAXS spectra of salted-out RNAse A
(3) Figure 53 TR-SANS of Ovalbumin gel beads
Type of use
Reuse in a thesis
Format
Both print and electronic
Title of the thesis
Gel-like Behavior in Amorphous Protein Dense Phases Phase Behavior Neutron
Scattering and Rheology
Signed
Daniel G Greene PhD
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 03 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4621620186197
License date Jul 03 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Polymer Gels and Networks
Licensed Content Title Towards a phenomenological definition of the term lsquogelrsquo
Licensed Content Author K AlmdalJ DyreS HvidtO Kramer
Licensed Content Date Jan 1 1993
Licensed Content Volume 1
Licensed Content Issue 1
Licensed Content Pages 13
Start Page 5
End Page 17
Type of Use reuse in a thesisdissertation
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Number offigurestablesillustrations
1
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Publisher of new work University of Delaware
Expected completion date Aug 2019
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
INTRODUCTION
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1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
GENERAL TERMS2 Elsevier hereby grants you permission to reproduce the aforementioned material subject tothe terms and conditions indicated3 Acknowledgement If any part of the material to be used (for example figures) hasappeared in our publication with credit or acknowledgement to another source permissionmust also be sought from that source If such permission is not obtained then that materialmay not be included in your publicationcopies Suitable acknowledgement to the sourcemust be made either as a footnote or in a reference list at the end of your publication asfollowsReprinted from Publication title Vol edition number Author(s) Title of article title ofchapter Pages No Copyright (Year) with permission from Elsevier [OR APPLICABLESOCIETY COPYRIGHT OWNER] Also Lancet special credit - Reprinted from TheLancet Vol number Author(s) Title of article Pages No Copyright (Year) withpermission from Elsevier4 Reproduction of this material is confined to the purpose andor media for whichpermission is hereby given5 AlteringModifying Material Not Permitted However figures and illustrations may bealteredadapted minimally to serve your work Any other abbreviations additions deletionsandor any other alterations shall be made only with prior written authorization of ElsevierLtd (Please contact Elsevier at permissionselseviercom) No modifications can be madeto any Lancet figurestables and they must be reproduced in full6 If the permission fee for the requested use of our material is waived in this instanceplease be advised that your future requests for Elsevier materials may attract a fee7 Reservation of Rights Publisher reserves all rights not specifically granted in thecombination of (i) the license details provided by you and accepted in the course of thislicensing transaction (ii) these terms and conditions and (iii) CCCs Billing and Paymentterms and conditions8 License Contingent Upon Payment While you may exercise the rights licensedimmediately upon issuance of the license at the end of the licensing process for thetransaction provided that you have disclosed complete and accurate details of your proposeduse no license is finally effective unless and until full payment is received from you (eitherby publisher or by CCC) as provided in CCCs Billing and Payment terms and conditions Iffull payment is not received on a timely basis then any license preliminarily granted shall bedeemed automatically revoked and shall be void as if never granted Further in the eventthat you breach any of these terms and conditions or any of CCCs Billing and Paymentterms and conditions the license is automatically revoked and shall be void as if nevergranted Use of materials as described in a revoked license as well as any use of thematerials beyond the scope of an unrevoked license may constitute copyright infringementand publisher reserves the right to take any and all action to protect its copyright in thematerials9 Warranties Publisher makes no representations or warranties with respect to the licensedmaterial10 Indemnity You hereby indemnify and agree to hold harmless publisher and CCC andtheir respective officers directors employees and agents from and against any and allclaims arising out of your use of the licensed material other than as specifically authorizedpursuant to this license11 No Transfer of License This license is personal to you and may not be sublicensedassigned or transferred by you to any other person without publishers written permission
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
LIMITED LICENSEThe following terms and conditions apply only to specific license types15 Translation This permission is granted for non-exclusive world English rights onlyunless your license was granted for translation rights If you licensed translation rights youmay only translate this content into the languages you requested A professional translatormust perform all translations and reproduce the content word for word preserving theintegrity of the article16 Posting licensed content on any Website The following terms and conditions apply asfollows Licensing material from an Elsevier journal All content posted to the web site mustmaintain the copyright information line on the bottom of each image A hyper-text must beincluded to the Homepage of the journal from which you are licensing athttpwwwsciencedirectcomsciencejournalxxxxx or the Elsevier homepage for books athttpwwwelseviercom Central Storage This license does not include permission for ascanned version of the material to be stored in a central repository such as that provided byHeronXanEduLicensing material from an Elsevier book A hyper-text link must be included to the Elsevierhomepage at httpwwwelseviercom All content posted to the web site must maintain thecopyright information line on the bottom of each image
Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
732019 RightsLink Printable License
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
immediatelyvia their non-commercial person homepage or blogby updating a preprint in arXiv or RePEc with the accepted manuscriptvia their research institute or institutional repository for internal institutionaluses or as part of an invitation-only research collaboration work-groupdirectly by providing copies to their students or to research collaborators fortheir personal usefor private scholarly sharing as part of an invitation-only work group oncommercial sites with which Elsevier has an agreement
After the embargo periodvia non-commercial hosting platforms such as their institutional repositoryvia commercial sites with which Elsevier has an agreement
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Jul 02 2019
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GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
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v110 Last updated September 2015Questions customercarecopyrightcom or +1-855-239-3415 (toll free in the US) or+1-978-646-2777
GEL-LIKE BEHAVIOR IN AMORPHOUS PROTEIN DENSE PHASES
PHASE BEHAVIOR NEUTRON SCATTERING
AND RHEOLOGY
by
Sai Prasad Ganesh
Approved __________________________________________________________
Abraham M Lenhoff PhD
Professor in charge of thesis on behalf of the Advisory Committee
Approved __________________________________________________________
Norman J Wagner PhD
Professor in charge of thesis on behalf of the Advisory Committee
Approved __________________________________________________________
Eric M Furst PhD
Chair of the Department of Chemical and Biomolecular Engineering
Approved __________________________________________________________
Levi T Thompson PhD
Dean of the College of Engineering
Approved __________________________________________________________
Douglas J Doren PhD
Interim Vice Provost for Graduate and Professional Education and Dean
of the Graduate College
iv
ACKNOWLEDGMENTS
The lsquobehind the scenesrsquo when performing scientific research is often left out I
was able to work in the labs of two pioneers in their respective fields my advisors
professor Abraham Lenhoff and professor Norman Wagner They made me challenge
the way I think and helping me raise my own self-expectations I am still astounded by
their boundless knowledge and ability to correctly interpret experiments despite not
being there physically to perform them Furthermore I am thankful to the Department
of Chemical and Biomolecular Engineering for giving me the opportunity to pursue my
post-graduate education
On a professional note there are several people I want to thank for helping me
develop this thesis Firstly the members of the Wagner group and Lenhoff group for
helping me go through the nitty-gritty experimental plans and details I would like to
thank Julie Hipp for helping me collect the USANS data at ORNL as well as always
being available to answer any doubts I have I also owe gratitude to Dr Stijn Koshari
Yu Fan Lee and Ohnmar Khanal for helping me collect my SANS data I also would
like to thank Dr Daniel Greene I never got the chance to meet him in person but he
was extremely helpful during our phone conversations and email correspondence Dr
Ryan Murphy was also very helpful in helping me identify how to capture gelation
behavior of my system Professor Eric Furst and professor Christopher Roberts were
also helpful in giving me their insights on my project direction I would also like to
thank the national laboratories the NIST Center for Neutron Research (NCNR) and the
Oak Ridge National Lab (ORNL) for allowing our group to utilize their crucial
v
instrumentation for these experiments I would also like to thank Dr Yun Liu and Dr
Ken Littrell for helping me work on the neutron beams at NCNR and ORNL
respectively Their help was crucial in obtaining data presented in this thesis The
National Science Foundation and the NCNR have my eternal gratitude for funding my
attendance at the CHRNS Neutron Summer School which was useful in teaching me
how to operate the beams and interpret scattering data
On a personal note I have had the privilege of meeting some of the smartest yet
kindest individuals many of whom I have made friends with The lsquofamily packrsquo Brian
Esther Max Phillip and Zach have been a great group for me to confide in and have
fun with Vijesh Jordan Mukund Yi Praneet Arnav Arjita and Eric were people who
I made great friends with Gerald is truly a great friend and an even better human being
I was moved when he brought lunch from main street restaurants and spent time with
me when I was on crutches and bed-ridden while recovering from surgery There are
several more people Irsquod like to acknowledge but doing so would prevent me from ever
reaching the introduction of the thesis But they know who they are and they have my
eternal gratitude and friendship
Finally (and most importantly) I would like to acknowledge my family
consisting of my parents and my brother They are truly what matters to me in this world
above all else I had the misfortune of requiring two complicated knee surgeries which
left me learning how to walk again on two separate occasions I am thankful to my
advisors who were patient and very understanding of the situation I am deeply indebted
to my surgeon Dr Handling for doing his very best to fix what was described as an
lsquoextremely involved and complicatedrsquo injury Mike and Jared from UD physical therapy
were two awesome guys who truly cared about my recovery and gave me pointers on
vi
how to keep fit despite me being resigned to crutches for 5 months Finally I am most
thankful to my mother who was with me for months during my complicated recovery
She helped keep me on track and on a positive note she enjoyed her first snow
A portion of this research used resources at the Spallation Neutron Source a
DOE Office of Science User Facility operated by the Oak Ridge National Laboratory
This was done through the BL-1A USANS located at the SNS Oak Ridge National
Laboratory Oak Ridge TN We acknowledge the support of the National Institute of
Standards and Technology US Department of Commerce in providing the neutron
research facilities used in this work
vii
TABLE OF CONTENTS
LIST OF TABLES x LIST OF FIGURES xi NOMENCLATURE xvi ABSTRACT xix
Chapter
1 INTRODUCTION AND BACKGROUND 1
11 Protein-Protein Interactions 3 12 Salting-Out of Proteins 4
13 Protein Phase Diagram 8 14 Gelled Protein Phases 11
15 Neutron Scattering 17 16 Gelation Rheology 20 17 Thesis Objectives and Outline 22
2 PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT
RIBONUCLEASE A PROTEIN GELS 24
21 Introduction and Background 24
211 Oscillatory frequency sweep 27 212 Oscillation time tests 30
22 Materials and Methods 31
221 Chemicals and protein solutions 31 222 Measurement of phase diagram 32 223 Rheology data acquisition 32
23 Results and Discussion 33
231 Phase behavior of salted-out ribonuclease A 33
232 Oscillation time test 36 233 Frequency sweep 39 234 Qualifying gel behavior 43
235 Yielding behavior of ribonuclease A gel 44
24 Summary and Concluding Remarks 45
viii
3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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[18] Sarangapani PS Hudson SD Jones RL Douglas JF Pathak JA (2015)
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[26] Kunz W (2010) Current Opinion in Colloid and Interface Science Specific ion
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[27] Hofmeister F (1888) Arch Exp Pathol Pharmakol Zur Lehre yon der W irkung
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[29] Ninham BW Yaminsky V (2002) Langmuir Ion Binding and Ion
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[30] Alfridsson M Ninham B Wall S (2000) Langmuir Role of Co-ion specificity
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[32] Curtis RA Lue L (2006) Chemical Engineering Science A molecular approach
to bioseparations Protein-protein and protein-salt interactions 61907ndash923 (3)
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[35] Zhang Y Cremer PS (2006) Current Opinion in Chemical Biology Interactions
between macromolecules and ions the Hofmeister series 10658ndash663 (6)
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[36] Xie WJ Gao YQ (2013) Journal of Physical Chemistry Letters A simple theory
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[37] Omta AW Kropman MF Woutersen S Bakker HJ (2003) Science Negligible
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for Impact of Protein Denaturants and Stabilizers on Water Structure 1ndash10
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[39] Gurau MC Lim SM Castellana ET Albertorio F Kataoka S Cremer PS (2004)
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Sandler SI Lenhoff AM (2003) Proteins Structure Function and Genetics
Predictive crystallization of ribonuclease A via rapid screening of osmotic second
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[41] Finet S Skouri-Panet F Casselyn M Bonneteacute F Tardieu A (2004) Current
Opinion in Colloid and Interface Science The Hofmeister effect as seen by
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Journal Local Crystalline Structure in an Amorphous Protein Dense Phase
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[43] Piazza R (2004) Current Opinion in Colloid and Interface Science Protein
interactions and association An open challenge for colloid science 8515ndash522
(6) httpsdoiorg101016jcocis200401008
[44] Judge RA Johns MR White ET (1995) Biotechnology and Bioengineering
94
Protein purification by bulk crystallization The recovery of ovalbumin 48316ndash
323 (4) httpsdoiorg101002bit260480404
[45] Grover PK Ryall RL (2005) Chemical Reviews Critical Appraisal of Salting-Out
and Its Implications for Chemical and Biological Sciences 1051ndash10 (1)
httpsdoiorg101021cr030454p
[46] Martinez M Spitali M Norrant EL Bracewell DG (2018) Trends in
Biotechnology Precipitation as an Enabling Technology for the Intensification of
Biopharmaceutical Manufacture 01ndash4 (0)
httpsdoiorg101016jtibtech201809001
[47] To BCS Lenhoff AM (2007) Journal of Chromatography A Hydrophobic
interaction chromatography of proteins I The effects of protein and adsorbent
properties on retention and recovery 1141191ndash205 (2)
httpsdoiorg101016jchroma200612020
[48] Shepard CC Tiselius A (1949) Discussions of the Faraday Society The
chromatography of proteins The effect of salt concentration and pH on the
adsorption of proteins to silica gel 7275ndash285
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[49] Liu H Garde S Kumar S (2005) Journal of Chemical Physics Direct
determination of phase behavior of square-well fluids 1234ndash8 (17)
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[50] Lutsko JF Nicolis G (2005) Journal of Chemical Physics The effect of the range
of interaction on the phase diagram of a globular protein 122(24)
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[51] Foffi G McCullagh GD Lawlor A Zaccarelli E Dawson KA Sciortino F
Tartaglia P Pini D Stell G (2001) Physical Review E - Statistical Nonlinear
and Soft Matter Physics Phase equilibria and glass transition in colloidal systems
with short-ranged attractive interactions Application to protein crystallization
651ndash17 httpsdoiorg101103PhysRevE65031407
[52] Miller MA Frenkel D (2004) Journal of Chemical Physics Phase diagram of the
adhesive hard sphere fluid 121535ndash545 (1) httpsdoiorg10106311758693
[53] Pellicane G Costa D Caccamo C (2003) JOURNAL OF PHYSICS
CONDENSED MATTER Phase coexistence in a DLVO model of globular
protein solutions 15375ndash384
95
[54] Liu H Kumar SK Sciortino F (2007) Journal of Chemical Physics Vapor-liquid
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httpsdoiorg10106312768056
[55] Bianchi E Blaak R Likos CN (2011) Physical Chemistry Chemical Physics
Patchy colloids State of the art and perspectives 136397ndash6410 (14)
httpsdoiorg101039c0cp02296a
[56] McManus JJ Charbonneau P Zaccarelli E Asherie N (2016) Current Opinion in
Colloid and Interface Science The physics of protein self-assembly 2273ndash79
httpsdoiorg101016jcocis201602011
[57] Dumetz AC Chockla AM Kaler EW Lenhoff AM (2009) Crystal Growth amp
Design Comparative Effects of Salt Organic and Polymer Precipitants on
Protein Phase Behavior and Implications for Vapor Diffusion 9682ndash691 (2)
httpsdoiorg101021cg700956b
[58] Gibaud T Schurtenberger P (2009) Journal of Physics Condensed Matter A
closer look at arrested spinodal decomposition in protein solutions 21(32)
httpsdoiorg1010880953-89842132322201
[59] Driessche AES Van Gerven N Van Bomans PHH Joosten RRM Friedrich H
Gil-Carton D Sommerdijk NAJM Sleutel M (2018) Nature Molecular
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[60] Atha DH Ingham KC (1981) Journal of Biological Chemistry Mechanism of
precipitation of proteins by polyethylene glycols 25612108ndash12117 (23)
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sulfate and sodium chloride concentration on PEG protein liquid - liquid phase
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Research Small‐Angle X‐Ray Scattering Studies of Thermally‐Induced Globular
Protein Gels 16339ndash351 (4) httpsdoiorg101111j1399-
30111980tb02595x
[63] Lefebvre J Renard D Sanchez-Gimeno AC (1998) Rheologica Acta Structure
and rheology of heat-set gels of globular proteins I Bovine serum albumin gels
in isoelastic conditions 37345ndash357 (4) httpsdoiorg101007s003970050121
[64] Chodankar S Aswal VK Hassan PA Wagh AG (2010) Journal of
96
Macromolecular Science Part B Physics Effect of pH and protein concentration
on rheological and structural behavior of temperature-induced bovine serum
albumin gels 49658ndash668 (4) httpsdoiorg10108000222341003591500
[65] Malvern Instruments (2012) Annu Trans Nord Rheol Soc Understanding
Yield Stress 216 httpnordicrheologysocietyorgfiles20131019-Larsson-An-
Overview-of-Measurement-Techniques-for-Determination-of-Yield-Stresspdf
[66] Zimberlin JA Sanabria-Delong N Tew GN Crosby AJ (2007) Soft Matter
Cavitation rheology for soft materials 3763ndash767 (6)
httpsdoiorg101039b617050a
[67] Chung YM Simmons KL Gutowska A Jeong B (2002) Biomacromolecules
Sol-Gel transition temperature of PLGA-g-PEG aqueous solutions 3511ndash516
(3) httpsdoiorg101021bm0156431
[68] Shahin A Joshi YM (2010) Langmuir Irreversible aging dynamics and generic
phase behavior of aqueous suspensions of laponite 264219ndash4225 (6)
httpsdoiorg101021la9032749
[69] Zaccarelli E (2007) Journal of Physics Condensed Matter Colloidal gels
Equilibrium and non-equilibrium routes 19(32) httpsdoiorg1010880953-
89841932323101
[70] Trappe V Prasad V Cipelletti L Segre PN Weitz DA (2001) Nature Jamming
phase diagram for attractive particles 411772ndash775 (June 2001)
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[71] Russel WB Grant MC (1993) Physical Review E Volume-fraction dependence
of elastic moduli and transition temperatures for colloidal silica gels 472606ndash
2614 (4)
[72] Gao Y Kim J Helgeson ME (2015) Soft Matter Microdynamics and arrest of
coarsening during spinodal decomposition in thermoreversible colloidal gels
116360ndash6370 (32) httpsdoiorg101039c5sm00851d
[73] H T (2000) Journal of Physics Condensed Matter Viscoelastic phase
separation 12R207ndashR264 (15)
[74] Eberle APR Castantildeeda-Priego R Kim JM Wagner NJ (2012) Langmuir
Dynamical arrest percolation gelation and glass formation in model
nanoparticle dispersions with thermoreversible adhesive interactions 281866ndash
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97
[75] Park JD Ahn KH Lee SJ (2015) Soft Matter Structural change and dynamics of
colloidal gels under oscillatory shear flow 119262ndash9272 (48)
httpsdoiorg101039c5sm01651g
[76] Deshpande AP (2018) PhysicsIitmAcin Techniques in oscillatory shear
rheology 1ndash23 httpwwwphysicsiitmacin~compfluLect-notesabhijitpdf
[77] Malvern Intruments Limited (2016) Whitepaper - A Basic Introduction to
Rheology 9ndash19
[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
Milk Protein Gels 85281ndash294 (2) httpsdoiorg103168jdss0022-
0302(02)74078-2
[79] Ewoldt RH Winegard TM Fudge DS (2011) International Journal of Non-
Linear Mechanics Non-linear viscoelasticity of hagfish slime 46627ndash636 (4)
httpsdoiorg101016jijnonlinmec201010003
[80] Ewoldt RH Johnston MT Caretta LM (2014) Experimental Challenges of Shear
Rheology How to Avoid Bad Data httpsdoiorg101007978-1-4939-2065-
5_6
[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
Rheology 1ndash4 httpwwwtainstrumentscompdfliteratureRH081pdf
[82] Lescanne M Grondin P DrsquoAleacuteo A Fages F Pozzo J-L Monval OM Reinheimer
P Colin A (2004) Langmuir Thixotropic Organogels Based on a Simple N -
Hydroxyalkyl Amide Rheological and Aging Properties 203032ndash3041 (8)
httpsdoiorg101021la035219g
[83] Paulsson M Dejmek P Vliet T Van (1990) Journal of Dairy Science
Rheological Properties of Heat-Induced β-Lactoglobulin Gels 7345ndash53 (1)
httpsdoiorg103168jdss0022-0302(90)78644-4
[84] Zhang J Peng X Jonas A Jonas J (1995) Biochemistry NMR Study of the Cold
Heat and Pressure Unfolding of Ribonuclease A 348631ndash8641 (27)
httpsdoiorg101021bi00027a012
[85] Keller PJ Cohen E Neurath H (1958) J Biol Chem The Proteins of Bovine
Pancreatic Juice 233344ndash349 (2)
[86] Vaynberg KA Wagner NJ (2001) Journal of Rheology Rheology of
polyampholyte (gelatin)-stabilized colloidal dispersions The tertiary
98
electroviscous effect 45451ndash466 (2) httpsdoiorg10112211339247
[87] Firth BA (1976) Journal of Colloid And Interface Science Flow properties of
coagulated colloidal suspensions II Experimental properties of the flow curve
parameters 57257ndash265 (2) httpsdoiorg1010160021-9797(76)90201-0
[88] Poon WCK Haw MD (1997) Advances in Colloid and Interface Science
Mesoscopic structure formation in colloidal aggregation and gelation 7371ndash126
httpsdoiorg101016S0001-8686(97)90003-8
[89] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Protein Gel
Rheology 437ndash448 httpsdoiorg1010029781118523063ch22
[90] Manley S Davidovitch B Davies NR Cipelletti L Bailey AE Christianson RJ
Gasser U Prasad V Segre PN Doherty MP Sankaran S Jankovsky AL Shiley
B Bowen J Eggers J Kurta C Lorik T Weitz DA (2005) Physical Review
Letters Time-dependent strength of colloidal gels 951ndash4 (4)
httpsdoiorg101103PhysRevLett95048302
[91] Instruments TA TRIOS Software
[92] Schultz KM Furst EM (2012) Soft Matter Microrheology of biomaterial
hydrogelators 86198ndash6205 (23) httpsdoiorg101039c2sm25187f
[93] Hammouda B (2008) National Institute of Standards and Technology Center for
Neutron Research Probing Nanoscale Structures - The SANS Toolbox
httpsdoiorg101016jnano200710035
[94] Krueger S Andrews AP Nossal R (1994) Biophysical Chemistry Small angle
neutron scattering studies of structural characteristics of agarose gels 5385ndash94
(1ndash2) httpsdoiorg1010160301-4622(94)00079-4
[95] Windsor CG (1988) Journal of Applied Crystallography An introduction to
small-angle neutron scattering 21582ndash588 (6)
httpsdoiorg101107S0021889888008404
[96] Toh HS Compton RG (2015) ChemistryOpen ldquoNano-impactsrdquo An
Electrochemical Technique for Nanoparticle Sizing in Optically Opaque
Solutions 4261ndash263 (3) httpsdoiorg101002open201402161
[97] Beaucage G Schaefer DW (1994) Journal of Non-Crystalline Solids Structural
studies of complex systems using small-angle scattering a unified
Guinierpower-law approach 172ndash174797ndash805 (PART 2)
99
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[98] Hammouda B (2010) Journal of Applied Crystallography A new Guinier-Porod
model 43716ndash719 (4) httpsdoiorg101107S0021889810015773
[99] Guilbaud JB Saiani A (2011) Chemical Society Reviews Using small angle
scattering (SAS) to structurally characterise peptide and protein self-assembled
materials 401200ndash1210 (3) httpsdoiorg101039c0cs00105h
[100] Koshari SHS Wagner NJ Lenhoff AM (2015) Journal of Chromatography A
Characterization of lysozyme adsorption in cellulosic chromatographic materials
using small-angle neutron scattering 139945ndash52
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[101] Tabatabai AP Weigandt KM Blair DL (2017) Physical Review E Acid-induced
assembly of a reconstituted silk protein system 961ndash7 (2)
httpsdoiorg101103PhysRevE96022405
[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
(2017) Physical Chemistry Chemical Physics Thermally induced conformational
changes and protein-protein interactions of bovine serum albumin in aqueous
solution under different pH and ionic strengths as revealed by SAXS
measurements 1917143ndash17155 (26) httpsdoiorg101039c6cp08809k
[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
Uniform Random Suspension of Fibres 541754ndash1757
httpsdoiorg101039tf9585401754
[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
httpsdoiorg101016jchroma201310003
[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
in poly(ethylene oxide) solutions 376932ndash6937 (18)
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[106] Tang S Preece JM McFarlane CM Zhang Z (2000) Journal of Colloid and
Interface Science Fractal morphology and breakage of DLCA and RLCA
aggregates 221114ndash123 (1) httpsdoiorg101006jcis19996565
[107] Georgalis Y Umbach P Raptis J Saenger W (1997) Acta Crystallographica
Section D Biological Crystallography Lysozyme aggregation studied by light
scattering I Influence of concentration and nature of electrolytes 53691ndash702
100
(6) httpsdoiorg101107S0907444997006847
[108] Glinka CJ Barker JG Hammouda B Krueger S Moyer JJ Orts WJ (1998)
Journal of Applied Crystallography The 30 m Small-Angle Neutron Scattering
Instruments at the National Institute of Standards and Technology 31430ndash445
(3) httpsdoiorg101107S0021889897017020
[109] Kline SR (2006) Journal of Applied Crystallography Reduction and analysis of
SANS and USANS data using IGOR Pro
httpsdoiorg101107s0021889806035059
[110] The Sasview Project httpwwwsasvieworg
[111] Garciacutea De La Torre J Huertas ML Carrasco B (2000) Biophysical Journal
Calculation of hydrodynamic properties of globular proteins from their atomic-
level structure 78719ndash730 (2) httpsdoiorg101016S0006-3495(00)76630-6
[112] Tsuji Y Li X Shibayama M (2018) Gels Evaluation of Mesh Size in Model
Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
450 (2) httpsdoiorg103390gels4020050
[113] Zhao JK Gao CY Liu D (2010) Journal of Applied Crystallography The
extended Q -range small-angle neutron scattering diffractometer at the SNS
431068ndash1077 (5) httpsdoiorg101107s002188981002217x
[114] Jensen MH Toft KN David G Havelund S Peacuterez J Vestergaard B (2010)
Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
httpsdoiorg101107S0909049510030372
[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
httpsdoiorg10112214948427
[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
httpsdoiorg101039c1sm05340j
[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
httpsdoiorg101021ma501882d
[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
httpsdoiorg101016jcopbio201408001
[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
982909ndash2934 (9) httpsdoiorg101002jps21566
[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
End Page 583
Type of Use reuse in a thesisdissertation
Portion figurestablesillustrations
Number offigurestablesillustrations
3
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
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httpss100copyrightcomCustomerAdminPLFjspref=22272d39-3a94-46d5-8b29-66e7438cfd1a 26
INTRODUCTION1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
GENERAL TERMS2 Elsevier hereby grants you permission to reproduce the aforementioned material subject tothe terms and conditions indicated3 Acknowledgement If any part of the material to be used (for example figures) hasappeared in our publication with credit or acknowledgement to another source permissionmust also be sought from that source If such permission is not obtained then that materialmay not be included in your publicationcopies Suitable acknowledgement to the sourcemust be made either as a footnote or in a reference list at the end of your publication asfollowsReprinted from Publication title Vol edition number Author(s) Title of article title ofchapter Pages No Copyright (Year) with permission from Elsevier [OR APPLICABLESOCIETY COPYRIGHT OWNER] Also Lancet special credit - Reprinted from TheLancet Vol number Author(s) Title of article Pages No Copyright (Year) withpermission from Elsevier4 Reproduction of this material is confined to the purpose andor media for whichpermission is hereby given5 AlteringModifying Material Not Permitted However figures and illustrations may bealteredadapted minimally to serve your work Any other abbreviations additions deletionsandor any other alterations shall be made only with prior written authorization of ElsevierLtd (Please contact Elsevier at permissionselseviercom) No modifications can be madeto any Lancet figurestables and they must be reproduced in full6 If the permission fee for the requested use of our material is waived in this instanceplease be advised that your future requests for Elsevier materials may attract a fee7 Reservation of Rights Publisher reserves all rights not specifically granted in thecombination of (i) the license details provided by you and accepted in the course of thislicensing transaction (ii) these terms and conditions and (iii) CCCs Billing and Paymentterms and conditions8 License Contingent Upon Payment While you may exercise the rights licensedimmediately upon issuance of the license at the end of the licensing process for thetransaction provided that you have disclosed complete and accurate details of your proposeduse no license is finally effective unless and until full payment is received from you (eitherby publisher or by CCC) as provided in CCCs Billing and Payment terms and conditions Iffull payment is not received on a timely basis then any license preliminarily granted shall bedeemed automatically revoked and shall be void as if never granted Further in the eventthat you breach any of these terms and conditions or any of CCCs Billing and Paymentterms and conditions the license is automatically revoked and shall be void as if nevergranted Use of materials as described in a revoked license as well as any use of thematerials beyond the scope of an unrevoked license may constitute copyright infringementand publisher reserves the right to take any and all action to protect its copyright in thematerials9 Warranties Publisher makes no representations or warranties with respect to the licensedmaterial10 Indemnity You hereby indemnify and agree to hold harmless publisher and CCC andtheir respective officers directors employees and agents from and against any and allclaims arising out of your use of the licensed material other than as specifically authorizedpursuant to this license11 No Transfer of License This license is personal to you and may not be sublicensedassigned or transferred by you to any other person without publishers written permission
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
LIMITED LICENSEThe following terms and conditions apply only to specific license types15 Translation This permission is granted for non-exclusive world English rights onlyunless your license was granted for translation rights If you licensed translation rights youmay only translate this content into the languages you requested A professional translatormust perform all translations and reproduce the content word for word preserving theintegrity of the article16 Posting licensed content on any Website The following terms and conditions apply asfollows Licensing material from an Elsevier journal All content posted to the web site mustmaintain the copyright information line on the bottom of each image A hyper-text must beincluded to the Homepage of the journal from which you are licensing athttpwwwsciencedirectcomsciencejournalxxxxx or the Elsevier homepage for books athttpwwwelseviercom Central Storage This license does not include permission for ascanned version of the material to be stored in a central repository such as that provided byHeronXanEduLicensing material from an Elsevier book A hyper-text link must be included to the Elsevierhomepage at httpwwwelseviercom All content posted to the web site must maintain thecopyright information line on the bottom of each image
Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
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Content title
The formation and structure of precipitated protein phases
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GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
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In all cases accepted manuscripts should
link to the formal publication via its DOIbear a CC-BY-NC-ND license - this is easy to doif aggregated with other manuscripts for example in a repository or other site beshared in alignment with our hosting policy not be added to or enhanced in any way toappear more like or to substitute for the published journal article
Published journal article (JPA) A published journal article (PJA) is the definitive finalrecord of published research that appears or will appear in the journal and embodies allvalue-adding publishing activities including peer review co-ordination copy-editingformatting (if relevant) pagination and online enrichmentPolicies for sharing publishing journal articles differ for subscription and gold open accessarticlesSubscription Articles If you are an author please share a link to your article rather than thefull-text Millions of researchers have access to the formal publications on ScienceDirectand so links will help your users to find access cite and use the best available versionTheses and dissertations which contain embedded PJAs as part of the formal submission canbe posted publicly by the awarding institution with DOI links back to the formalpublications on ScienceDirectIf you are affiliated with a library that subscribes to ScienceDirect you have additionalprivate sharing rights for others research accessed under that agreement This includes usefor classroom teaching and internal training at the institution (including use in course packsand courseware programs) and inclusion of the article for grant funding purposesGold Open Access Articles May be shared according to the author-selected end-userlicense and should contain a CrossMark logo the end user license and a DOI link to theformal publication on ScienceDirectPlease refer to Elseviers posting policy for further information18 For book authors the following clauses are applicable in addition to the above Authors are permitted to place a brief summary of their work online only You are notallowed to download and post the published electronic version of your chapter nor may youscan the printed edition to create an electronic version Posting to a repository Authors arepermitted to post a summary of their chapter only in their institutions repository
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19 ThesisDissertation If your license is for use in a thesisdissertation your thesis may besubmitted to your institution in either print or electronic form Should your thesis bepublished commercially please reapply for permission These requirements includepermission for the Library and Archives of Canada to supply single copies on demand ofthe complete thesis and include permission for ProquestUMI to supply single copies ondemand of the complete thesis Should your thesis be published commercially pleasereapply for permission Theses and dissertations which contain embedded PJAs as part ofthe formal submission can be posted publicly by the awarding institution with DOI linksback to the formal publications on ScienceDirect Elsevier Open Access Terms and ConditionsYou can publish open access with Elsevier in hundreds of open access journals or in nearly2000 established subscription journals that support open access publishing Permitted thirdparty re-use of these open access articles is defined by the authors choice of CreativeCommons user license See our open access license policy for more informationTerms amp Conditions applicable to all Open Access articles published with ElsevierAny reuse of the article must not represent the author as endorsing the adaptation of thearticle nor should the article be modified in such a way as to damage the authors honour orreputation If any changes have been made such changes must be clearly indicatedThe author(s) must be appropriately credited and we ask that you include the end userlicense and a DOI link to the formal publication on ScienceDirectIf any part of the material to be used (for example figures) has appeared in our publicationwith credit or acknowledgement to another source it is the responsibility of the user toensure their reuse complies with the terms and conditions determined by the rights holderAdditional Terms amp Conditions applicable to each Creative Commons user licenseCC BY The CC-BY license allows users to copy to create extracts abstracts and newworks from the Article to alter and revise the Article and to make commercial use of theArticle (including reuse andor resale of the Article by commercial entities) provided theuser gives appropriate credit (with a link to the formal publication through the relevantDOI) provides a link to the license indicates if changes were made and the licensor is notrepresented as endorsing the use made of the work The full details of the license areavailable at httpcreativecommonsorglicensesby40CC BY NC SA The CC BY-NC-SA license allows users to copy to create extractsabstracts and new works from the Article to alter and revise the Article provided this is notdone for commercial purposes and that the user gives appropriate credit (with a link to theformal publication through the relevant DOI) provides a link to the license indicates ifchanges were made and the licensor is not represented as endorsing the use made of thework Further any new works must be made available on the same conditions The fulldetails of the license are available at httpcreativecommonsorglicensesby-nc-sa40CC BY NC ND The CC BY-NC-ND license allows users to copy and distribute the Articleprovided this is not done for commercial purposes and further does not permit distribution ofthe Article if it is changed or edited in any way and provided the user gives appropriatecredit (with a link to the formal publication through the relevant DOI) provides a link to thelicense and that the licensor is not represented as endorsing the use made of the work Thefull details of the license are available at httpcreativecommonsorglicensesby-nc-nd40Any commercial reuse of Open Access articles published with a CC BY NC SA or CC BYNC ND license requires permission from Elsevier and will be subject to a feeCommercial reuse includes
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
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Licensed Content Title Experimental Challenges of Shear Rheology How to Avoid BadData
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Author of this SpringerNature content
no
Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions figure 6
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Total 000 USD
Terms and Conditions
Springer Nature Customer Service Centre GmbHTerms and Conditions
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This agreement sets out the terms and conditions of the licence (the Licence) between youand Springer Nature Customer Service Centre GmbH (the Licensor) By clickingaccept and completing the transaction for the material (Licensed Material) you alsoconfirm your acceptance of these terms and conditions
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Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and JohnWiley and Sons (John Wiley and Sons) consists of your license details and the terms andconditions provided by John Wiley and Sons and Copyright Clearance Center
License Number 4620350056179
License date Jul 01 2019
Licensed Content Publisher John Wiley and Sons
Licensed Content Publication Wiley Books
Licensed Content Title Protein Gel Rheology
Licensed Content Author Katie Weigandt Danilo Pozzo
Licensed Content Date Mar 5 2013
Licensed Content Pages 12
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Requestor type UniversityAcademic
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Figure 5 and Figure 7
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Title of your thesis dissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
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v110 Last updated September 2015Questions customercarecopyrightcom or +1-855-239-3415 (toll free in the US) or+1-978-646-2777
Approved __________________________________________________________
Levi T Thompson PhD
Dean of the College of Engineering
Approved __________________________________________________________
Douglas J Doren PhD
Interim Vice Provost for Graduate and Professional Education and Dean
of the Graduate College
iv
ACKNOWLEDGMENTS
The lsquobehind the scenesrsquo when performing scientific research is often left out I
was able to work in the labs of two pioneers in their respective fields my advisors
professor Abraham Lenhoff and professor Norman Wagner They made me challenge
the way I think and helping me raise my own self-expectations I am still astounded by
their boundless knowledge and ability to correctly interpret experiments despite not
being there physically to perform them Furthermore I am thankful to the Department
of Chemical and Biomolecular Engineering for giving me the opportunity to pursue my
post-graduate education
On a professional note there are several people I want to thank for helping me
develop this thesis Firstly the members of the Wagner group and Lenhoff group for
helping me go through the nitty-gritty experimental plans and details I would like to
thank Julie Hipp for helping me collect the USANS data at ORNL as well as always
being available to answer any doubts I have I also owe gratitude to Dr Stijn Koshari
Yu Fan Lee and Ohnmar Khanal for helping me collect my SANS data I also would
like to thank Dr Daniel Greene I never got the chance to meet him in person but he
was extremely helpful during our phone conversations and email correspondence Dr
Ryan Murphy was also very helpful in helping me identify how to capture gelation
behavior of my system Professor Eric Furst and professor Christopher Roberts were
also helpful in giving me their insights on my project direction I would also like to
thank the national laboratories the NIST Center for Neutron Research (NCNR) and the
Oak Ridge National Lab (ORNL) for allowing our group to utilize their crucial
v
instrumentation for these experiments I would also like to thank Dr Yun Liu and Dr
Ken Littrell for helping me work on the neutron beams at NCNR and ORNL
respectively Their help was crucial in obtaining data presented in this thesis The
National Science Foundation and the NCNR have my eternal gratitude for funding my
attendance at the CHRNS Neutron Summer School which was useful in teaching me
how to operate the beams and interpret scattering data
On a personal note I have had the privilege of meeting some of the smartest yet
kindest individuals many of whom I have made friends with The lsquofamily packrsquo Brian
Esther Max Phillip and Zach have been a great group for me to confide in and have
fun with Vijesh Jordan Mukund Yi Praneet Arnav Arjita and Eric were people who
I made great friends with Gerald is truly a great friend and an even better human being
I was moved when he brought lunch from main street restaurants and spent time with
me when I was on crutches and bed-ridden while recovering from surgery There are
several more people Irsquod like to acknowledge but doing so would prevent me from ever
reaching the introduction of the thesis But they know who they are and they have my
eternal gratitude and friendship
Finally (and most importantly) I would like to acknowledge my family
consisting of my parents and my brother They are truly what matters to me in this world
above all else I had the misfortune of requiring two complicated knee surgeries which
left me learning how to walk again on two separate occasions I am thankful to my
advisors who were patient and very understanding of the situation I am deeply indebted
to my surgeon Dr Handling for doing his very best to fix what was described as an
lsquoextremely involved and complicatedrsquo injury Mike and Jared from UD physical therapy
were two awesome guys who truly cared about my recovery and gave me pointers on
vi
how to keep fit despite me being resigned to crutches for 5 months Finally I am most
thankful to my mother who was with me for months during my complicated recovery
She helped keep me on track and on a positive note she enjoyed her first snow
A portion of this research used resources at the Spallation Neutron Source a
DOE Office of Science User Facility operated by the Oak Ridge National Laboratory
This was done through the BL-1A USANS located at the SNS Oak Ridge National
Laboratory Oak Ridge TN We acknowledge the support of the National Institute of
Standards and Technology US Department of Commerce in providing the neutron
research facilities used in this work
vii
TABLE OF CONTENTS
LIST OF TABLES x LIST OF FIGURES xi NOMENCLATURE xvi ABSTRACT xix
Chapter
1 INTRODUCTION AND BACKGROUND 1
11 Protein-Protein Interactions 3 12 Salting-Out of Proteins 4
13 Protein Phase Diagram 8 14 Gelled Protein Phases 11
15 Neutron Scattering 17 16 Gelation Rheology 20 17 Thesis Objectives and Outline 22
2 PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT
RIBONUCLEASE A PROTEIN GELS 24
21 Introduction and Background 24
211 Oscillatory frequency sweep 27 212 Oscillation time tests 30
22 Materials and Methods 31
221 Chemicals and protein solutions 31 222 Measurement of phase diagram 32 223 Rheology data acquisition 32
23 Results and Discussion 33
231 Phase behavior of salted-out ribonuclease A 33
232 Oscillation time test 36 233 Frequency sweep 39 234 Qualifying gel behavior 43
235 Yielding behavior of ribonuclease A gel 44
24 Summary and Concluding Remarks 45
viii
3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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651ndash17 httpsdoiorg101103PhysRevE65031407
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CONDENSED MATTER Phase coexistence in a DLVO model of globular
protein solutions 15375ndash384
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[56] McManus JJ Charbonneau P Zaccarelli E Asherie N (2016) Current Opinion in
Colloid and Interface Science The physics of protein self-assembly 2273ndash79
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[57] Dumetz AC Chockla AM Kaler EW Lenhoff AM (2009) Crystal Growth amp
Design Comparative Effects of Salt Organic and Polymer Precipitants on
Protein Phase Behavior and Implications for Vapor Diffusion 9682ndash691 (2)
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[58] Gibaud T Schurtenberger P (2009) Journal of Physics Condensed Matter A
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and rheology of heat-set gels of globular proteins I Bovine serum albumin gels
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Macromolecular Science Part B Physics Effect of pH and protein concentration
on rheological and structural behavior of temperature-induced bovine serum
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Yield Stress 216 httpnordicrheologysocietyorgfiles20131019-Larsson-An-
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Cavitation rheology for soft materials 3763ndash767 (6)
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[67] Chung YM Simmons KL Gutowska A Jeong B (2002) Biomacromolecules
Sol-Gel transition temperature of PLGA-g-PEG aqueous solutions 3511ndash516
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[68] Shahin A Joshi YM (2010) Langmuir Irreversible aging dynamics and generic
phase behavior of aqueous suspensions of laponite 264219ndash4225 (6)
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89841932323101
[70] Trappe V Prasad V Cipelletti L Segre PN Weitz DA (2001) Nature Jamming
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[71] Russel WB Grant MC (1993) Physical Review E Volume-fraction dependence
of elastic moduli and transition temperatures for colloidal silica gels 472606ndash
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[72] Gao Y Kim J Helgeson ME (2015) Soft Matter Microdynamics and arrest of
coarsening during spinodal decomposition in thermoreversible colloidal gels
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[73] H T (2000) Journal of Physics Condensed Matter Viscoelastic phase
separation 12R207ndashR264 (15)
[74] Eberle APR Castantildeeda-Priego R Kim JM Wagner NJ (2012) Langmuir
Dynamical arrest percolation gelation and glass formation in model
nanoparticle dispersions with thermoreversible adhesive interactions 281866ndash
1878 (3) httpsdoiorg101021la2035054
97
[75] Park JD Ahn KH Lee SJ (2015) Soft Matter Structural change and dynamics of
colloidal gels under oscillatory shear flow 119262ndash9272 (48)
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[76] Deshpande AP (2018) PhysicsIitmAcin Techniques in oscillatory shear
rheology 1ndash23 httpwwwphysicsiitmacin~compfluLect-notesabhijitpdf
[77] Malvern Intruments Limited (2016) Whitepaper - A Basic Introduction to
Rheology 9ndash19
[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
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0302(02)74078-2
[79] Ewoldt RH Winegard TM Fudge DS (2011) International Journal of Non-
Linear Mechanics Non-linear viscoelasticity of hagfish slime 46627ndash636 (4)
httpsdoiorg101016jijnonlinmec201010003
[80] Ewoldt RH Johnston MT Caretta LM (2014) Experimental Challenges of Shear
Rheology How to Avoid Bad Data httpsdoiorg101007978-1-4939-2065-
5_6
[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
Rheology 1ndash4 httpwwwtainstrumentscompdfliteratureRH081pdf
[82] Lescanne M Grondin P DrsquoAleacuteo A Fages F Pozzo J-L Monval OM Reinheimer
P Colin A (2004) Langmuir Thixotropic Organogels Based on a Simple N -
Hydroxyalkyl Amide Rheological and Aging Properties 203032ndash3041 (8)
httpsdoiorg101021la035219g
[83] Paulsson M Dejmek P Vliet T Van (1990) Journal of Dairy Science
Rheological Properties of Heat-Induced β-Lactoglobulin Gels 7345ndash53 (1)
httpsdoiorg103168jdss0022-0302(90)78644-4
[84] Zhang J Peng X Jonas A Jonas J (1995) Biochemistry NMR Study of the Cold
Heat and Pressure Unfolding of Ribonuclease A 348631ndash8641 (27)
httpsdoiorg101021bi00027a012
[85] Keller PJ Cohen E Neurath H (1958) J Biol Chem The Proteins of Bovine
Pancreatic Juice 233344ndash349 (2)
[86] Vaynberg KA Wagner NJ (2001) Journal of Rheology Rheology of
polyampholyte (gelatin)-stabilized colloidal dispersions The tertiary
98
electroviscous effect 45451ndash466 (2) httpsdoiorg10112211339247
[87] Firth BA (1976) Journal of Colloid And Interface Science Flow properties of
coagulated colloidal suspensions II Experimental properties of the flow curve
parameters 57257ndash265 (2) httpsdoiorg1010160021-9797(76)90201-0
[88] Poon WCK Haw MD (1997) Advances in Colloid and Interface Science
Mesoscopic structure formation in colloidal aggregation and gelation 7371ndash126
httpsdoiorg101016S0001-8686(97)90003-8
[89] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Protein Gel
Rheology 437ndash448 httpsdoiorg1010029781118523063ch22
[90] Manley S Davidovitch B Davies NR Cipelletti L Bailey AE Christianson RJ
Gasser U Prasad V Segre PN Doherty MP Sankaran S Jankovsky AL Shiley
B Bowen J Eggers J Kurta C Lorik T Weitz DA (2005) Physical Review
Letters Time-dependent strength of colloidal gels 951ndash4 (4)
httpsdoiorg101103PhysRevLett95048302
[91] Instruments TA TRIOS Software
[92] Schultz KM Furst EM (2012) Soft Matter Microrheology of biomaterial
hydrogelators 86198ndash6205 (23) httpsdoiorg101039c2sm25187f
[93] Hammouda B (2008) National Institute of Standards and Technology Center for
Neutron Research Probing Nanoscale Structures - The SANS Toolbox
httpsdoiorg101016jnano200710035
[94] Krueger S Andrews AP Nossal R (1994) Biophysical Chemistry Small angle
neutron scattering studies of structural characteristics of agarose gels 5385ndash94
(1ndash2) httpsdoiorg1010160301-4622(94)00079-4
[95] Windsor CG (1988) Journal of Applied Crystallography An introduction to
small-angle neutron scattering 21582ndash588 (6)
httpsdoiorg101107S0021889888008404
[96] Toh HS Compton RG (2015) ChemistryOpen ldquoNano-impactsrdquo An
Electrochemical Technique for Nanoparticle Sizing in Optically Opaque
Solutions 4261ndash263 (3) httpsdoiorg101002open201402161
[97] Beaucage G Schaefer DW (1994) Journal of Non-Crystalline Solids Structural
studies of complex systems using small-angle scattering a unified
Guinierpower-law approach 172ndash174797ndash805 (PART 2)
99
httpsdoiorg1010160022-3093(94)90581-9
[98] Hammouda B (2010) Journal of Applied Crystallography A new Guinier-Porod
model 43716ndash719 (4) httpsdoiorg101107S0021889810015773
[99] Guilbaud JB Saiani A (2011) Chemical Society Reviews Using small angle
scattering (SAS) to structurally characterise peptide and protein self-assembled
materials 401200ndash1210 (3) httpsdoiorg101039c0cs00105h
[100] Koshari SHS Wagner NJ Lenhoff AM (2015) Journal of Chromatography A
Characterization of lysozyme adsorption in cellulosic chromatographic materials
using small-angle neutron scattering 139945ndash52
httpsdoiorg101016jchroma201504042
[101] Tabatabai AP Weigandt KM Blair DL (2017) Physical Review E Acid-induced
assembly of a reconstituted silk protein system 961ndash7 (2)
httpsdoiorg101103PhysRevE96022405
[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
(2017) Physical Chemistry Chemical Physics Thermally induced conformational
changes and protein-protein interactions of bovine serum albumin in aqueous
solution under different pH and ionic strengths as revealed by SAXS
measurements 1917143ndash17155 (26) httpsdoiorg101039c6cp08809k
[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
Uniform Random Suspension of Fibres 541754ndash1757
httpsdoiorg101039tf9585401754
[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
httpsdoiorg101016jchroma201310003
[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
in poly(ethylene oxide) solutions 376932ndash6937 (18)
httpsdoiorg101021ma049623d
[106] Tang S Preece JM McFarlane CM Zhang Z (2000) Journal of Colloid and
Interface Science Fractal morphology and breakage of DLCA and RLCA
aggregates 221114ndash123 (1) httpsdoiorg101006jcis19996565
[107] Georgalis Y Umbach P Raptis J Saenger W (1997) Acta Crystallographica
Section D Biological Crystallography Lysozyme aggregation studied by light
scattering I Influence of concentration and nature of electrolytes 53691ndash702
100
(6) httpsdoiorg101107S0907444997006847
[108] Glinka CJ Barker JG Hammouda B Krueger S Moyer JJ Orts WJ (1998)
Journal of Applied Crystallography The 30 m Small-Angle Neutron Scattering
Instruments at the National Institute of Standards and Technology 31430ndash445
(3) httpsdoiorg101107S0021889897017020
[109] Kline SR (2006) Journal of Applied Crystallography Reduction and analysis of
SANS and USANS data using IGOR Pro
httpsdoiorg101107s0021889806035059
[110] The Sasview Project httpwwwsasvieworg
[111] Garciacutea De La Torre J Huertas ML Carrasco B (2000) Biophysical Journal
Calculation of hydrodynamic properties of globular proteins from their atomic-
level structure 78719ndash730 (2) httpsdoiorg101016S0006-3495(00)76630-6
[112] Tsuji Y Li X Shibayama M (2018) Gels Evaluation of Mesh Size in Model
Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
450 (2) httpsdoiorg103390gels4020050
[113] Zhao JK Gao CY Liu D (2010) Journal of Applied Crystallography The
extended Q -range small-angle neutron scattering diffractometer at the SNS
431068ndash1077 (5) httpsdoiorg101107s002188981002217x
[114] Jensen MH Toft KN David G Havelund S Peacuterez J Vestergaard B (2010)
Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
httpsdoiorg101107S0909049510030372
[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
httpsdoiorg10112214948427
[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
httpsdoiorg101039c1sm05340j
[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
httpsdoiorg101021ma501882d
[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
httpsdoiorg101016jcopbio201408001
[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
982909ndash2934 (9) httpsdoiorg101002jps21566
[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
End Page 583
Type of Use reuse in a thesisdissertation
Portion figurestablesillustrations
Number offigurestablesillustrations
3
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
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INTRODUCTION1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
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link to the formal publication via its DOIbear a CC-BY-NC-ND license - this is easy to doif aggregated with other manuscripts for example in a repository or other site beshared in alignment with our hosting policy not be added to or enhanced in any way toappear more like or to substitute for the published journal article
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Posting or linking by commercial companies for use by customers of those companies 20 Other Conditions v19Questions customercarecopyrightcom or +1-855-239-3415 (toll free in the US) or+1-978-646-2777
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) andSpringer Nature (Springer Nature) consists of your license details and the terms andconditions provided by Springer Nature and Copyright Clearance Center
License Number 4620790630421
License date Jul 02 2019
Licensed Content Publisher Springer Nature
Licensed Content Publication Nature
Licensed Content Title Molecular nucleation mechanisms and control strategies for crystalpolymorph selection
Licensed Content Author Alexander E S Van Driessche Nani Van Gerven Paul H HBomans Rick R M Joosten Heiner Friedrich et al
Licensed Content Date Apr 4 2018
Licensed Content Volume 556
Licensed Content Issue 7699
Type of Use ThesisDissertation
Requestor type academicuniversity or research institute
Format print and electronic
Portion figurestablesillustrations
Number offigurestablesillustrations
2
High-res required no
Will you be translating no
Circulationdistribution 2001 to 5000
Author of this SpringerNature content
no
Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions Figure 5 a and b Extended Data Figure 1 d
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
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9 2 Licensee reserves the right to terminate the Licence in the event that payment is notreceived in full or if there has been a breach of this agreement by you
Appendix 1 mdash Acknowledgements
For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
For Advance Online Publication papersReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication) advanceonline publication day month year (doi 101038sj[JOURNAL ACRONYM])
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17 Beech St Reading MA 01867
Reprint Permission Letter
I hereby grant Sai Prasad Ganesh permission to reproduce the material specified below for his
Masterrsquos Thesis
Content title
The formation and structure of precipitated protein phases
Content author Daniel
G Greene
Portion
Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
(2) Figure 419 Desmeared USAXS spectra of salted-out RNAse A
(3) Figure 53 TR-SANS of Ovalbumin gel beads
Type of use
Reuse in a thesis
Format
Both print and electronic
Title of the thesis
Gel-like Behavior in Amorphous Protein Dense Phases Phase Behavior Neutron
Scattering and Rheology
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Daniel G Greene PhD
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Jul 03 2019
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License Number 4621620186197
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Licensed Content Publication Polymer Gels and Networks
Licensed Content Title Towards a phenomenological definition of the term lsquogelrsquo
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GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
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This Agreement between University of Delaware -- Sai Prasad Ganesh (You) andSpringer Nature (Springer Nature) consists of your license details and the terms andconditions provided by Springer Nature and Copyright Clearance Center
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Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions figure 6
Requestor Location University of Delaware155 Colburn Lab150 Academy St
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Total 000 USD
Terms and Conditions
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9 1 Licences will expire after the period shown in Clause 3 (above)
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Appendix 1 mdash Acknowledgements
For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
For Advance Online Publication papersReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication) advanceonline publication day month year (doi 101038sj[JOURNAL ACRONYM])
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For Advance Online Publication papersReprinted by permission from The [the Licensor] on behalf of Cancer Research UK[Journal Publisher (eg NatureSpringerPalgrave)] [JOURNAL NAME][REFERENCE CITATION (Article name Author(s) Name) [COPYRIGHT] (yearof publication) advance online publication day month year (doi 101038sj[JOURNAL ACRONYM])
For Book contentReprintedadapted by permission from [the Licensor] [Book Publisher (egPalgrave Macmillan Springer etc) [Book Title] by [Book author(s)][COPYRIGHT] (year of publication)
Other Conditions
Version 12
Questions customercarecopyrightcom or +1-855-239-3415 (toll free in the US) or+1-978-646-2777
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JOHN WILEY AND SONS LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and JohnWiley and Sons (John Wiley and Sons) consists of your license details and the terms andconditions provided by John Wiley and Sons and Copyright Clearance Center
License Number 4620350056179
License date Jul 01 2019
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Licensed Content Title Protein Gel Rheology
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Title of your thesis dissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Expected size (number ofpages)
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Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
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Total 000 USD
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iv
ACKNOWLEDGMENTS
The lsquobehind the scenesrsquo when performing scientific research is often left out I
was able to work in the labs of two pioneers in their respective fields my advisors
professor Abraham Lenhoff and professor Norman Wagner They made me challenge
the way I think and helping me raise my own self-expectations I am still astounded by
their boundless knowledge and ability to correctly interpret experiments despite not
being there physically to perform them Furthermore I am thankful to the Department
of Chemical and Biomolecular Engineering for giving me the opportunity to pursue my
post-graduate education
On a professional note there are several people I want to thank for helping me
develop this thesis Firstly the members of the Wagner group and Lenhoff group for
helping me go through the nitty-gritty experimental plans and details I would like to
thank Julie Hipp for helping me collect the USANS data at ORNL as well as always
being available to answer any doubts I have I also owe gratitude to Dr Stijn Koshari
Yu Fan Lee and Ohnmar Khanal for helping me collect my SANS data I also would
like to thank Dr Daniel Greene I never got the chance to meet him in person but he
was extremely helpful during our phone conversations and email correspondence Dr
Ryan Murphy was also very helpful in helping me identify how to capture gelation
behavior of my system Professor Eric Furst and professor Christopher Roberts were
also helpful in giving me their insights on my project direction I would also like to
thank the national laboratories the NIST Center for Neutron Research (NCNR) and the
Oak Ridge National Lab (ORNL) for allowing our group to utilize their crucial
v
instrumentation for these experiments I would also like to thank Dr Yun Liu and Dr
Ken Littrell for helping me work on the neutron beams at NCNR and ORNL
respectively Their help was crucial in obtaining data presented in this thesis The
National Science Foundation and the NCNR have my eternal gratitude for funding my
attendance at the CHRNS Neutron Summer School which was useful in teaching me
how to operate the beams and interpret scattering data
On a personal note I have had the privilege of meeting some of the smartest yet
kindest individuals many of whom I have made friends with The lsquofamily packrsquo Brian
Esther Max Phillip and Zach have been a great group for me to confide in and have
fun with Vijesh Jordan Mukund Yi Praneet Arnav Arjita and Eric were people who
I made great friends with Gerald is truly a great friend and an even better human being
I was moved when he brought lunch from main street restaurants and spent time with
me when I was on crutches and bed-ridden while recovering from surgery There are
several more people Irsquod like to acknowledge but doing so would prevent me from ever
reaching the introduction of the thesis But they know who they are and they have my
eternal gratitude and friendship
Finally (and most importantly) I would like to acknowledge my family
consisting of my parents and my brother They are truly what matters to me in this world
above all else I had the misfortune of requiring two complicated knee surgeries which
left me learning how to walk again on two separate occasions I am thankful to my
advisors who were patient and very understanding of the situation I am deeply indebted
to my surgeon Dr Handling for doing his very best to fix what was described as an
lsquoextremely involved and complicatedrsquo injury Mike and Jared from UD physical therapy
were two awesome guys who truly cared about my recovery and gave me pointers on
vi
how to keep fit despite me being resigned to crutches for 5 months Finally I am most
thankful to my mother who was with me for months during my complicated recovery
She helped keep me on track and on a positive note she enjoyed her first snow
A portion of this research used resources at the Spallation Neutron Source a
DOE Office of Science User Facility operated by the Oak Ridge National Laboratory
This was done through the BL-1A USANS located at the SNS Oak Ridge National
Laboratory Oak Ridge TN We acknowledge the support of the National Institute of
Standards and Technology US Department of Commerce in providing the neutron
research facilities used in this work
vii
TABLE OF CONTENTS
LIST OF TABLES x LIST OF FIGURES xi NOMENCLATURE xvi ABSTRACT xix
Chapter
1 INTRODUCTION AND BACKGROUND 1
11 Protein-Protein Interactions 3 12 Salting-Out of Proteins 4
13 Protein Phase Diagram 8 14 Gelled Protein Phases 11
15 Neutron Scattering 17 16 Gelation Rheology 20 17 Thesis Objectives and Outline 22
2 PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT
RIBONUCLEASE A PROTEIN GELS 24
21 Introduction and Background 24
211 Oscillatory frequency sweep 27 212 Oscillation time tests 30
22 Materials and Methods 31
221 Chemicals and protein solutions 31 222 Measurement of phase diagram 32 223 Rheology data acquisition 32
23 Results and Discussion 33
231 Phase behavior of salted-out ribonuclease A 33
232 Oscillation time test 36 233 Frequency sweep 39 234 Qualifying gel behavior 43
235 Yielding behavior of ribonuclease A gel 44
24 Summary and Concluding Remarks 45
viii
3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
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[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
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Characterization of lysozyme adsorption in cellulosic chromatographic materials
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[101] Tabatabai AP Weigandt KM Blair DL (2017) Physical Review E Acid-induced
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[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
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[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
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[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
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[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
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[108] Glinka CJ Barker JG Hammouda B Krueger S Moyer JJ Orts WJ (1998)
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[110] The Sasview Project httpwwwsasvieworg
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Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
450 (2) httpsdoiorg103390gels4020050
[113] Zhao JK Gao CY Liu D (2010) Journal of Applied Crystallography The
extended Q -range small-angle neutron scattering diffractometer at the SNS
431068ndash1077 (5) httpsdoiorg101107s002188981002217x
[114] Jensen MH Toft KN David G Havelund S Peacuterez J Vestergaard B (2010)
Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
httpsdoiorg101107S0909049510030372
[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
httpsdoiorg10112214948427
[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
httpsdoiorg101039c1sm05340j
[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
httpsdoiorg101021ma501882d
[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
httpsdoiorg101016jcopbio201408001
[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
982909ndash2934 (9) httpsdoiorg101002jps21566
[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
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License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
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Type of Use reuse in a thesisdissertation
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No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
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Licensed Content Title Molecular nucleation mechanisms and control strategies for crystalpolymorph selection
Licensed Content Author Alexander E S Van Driessche Nani Van Gerven Paul H HBomans Rick R M Joosten Heiner Friedrich et al
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Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
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NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
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For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
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Daniel G Greene 9 July 2019
17 Beech St Reading MA 01867
Reprint Permission Letter
I hereby grant Sai Prasad Ganesh permission to reproduce the material specified below for his
Masterrsquos Thesis
Content title
The formation and structure of precipitated protein phases
Content author Daniel
G Greene
Portion
Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
(2) Figure 419 Desmeared USAXS spectra of salted-out RNAse A
(3) Figure 53 TR-SANS of Ovalbumin gel beads
Type of use
Reuse in a thesis
Format
Both print and electronic
Title of the thesis
Gel-like Behavior in Amorphous Protein Dense Phases Phase Behavior Neutron
Scattering and Rheology
Signed
Daniel G Greene PhD
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Jul 03 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4621620186197
License date Jul 03 2019
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Licensed Content Publication Polymer Gels and Networks
Licensed Content Title Towards a phenomenological definition of the term lsquogelrsquo
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Will you be translating No
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Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Publisher of new work University of Delaware
Expected completion date Aug 2019
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
INTRODUCTION
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instrumentation for these experiments I would also like to thank Dr Yun Liu and Dr
Ken Littrell for helping me work on the neutron beams at NCNR and ORNL
respectively Their help was crucial in obtaining data presented in this thesis The
National Science Foundation and the NCNR have my eternal gratitude for funding my
attendance at the CHRNS Neutron Summer School which was useful in teaching me
how to operate the beams and interpret scattering data
On a personal note I have had the privilege of meeting some of the smartest yet
kindest individuals many of whom I have made friends with The lsquofamily packrsquo Brian
Esther Max Phillip and Zach have been a great group for me to confide in and have
fun with Vijesh Jordan Mukund Yi Praneet Arnav Arjita and Eric were people who
I made great friends with Gerald is truly a great friend and an even better human being
I was moved when he brought lunch from main street restaurants and spent time with
me when I was on crutches and bed-ridden while recovering from surgery There are
several more people Irsquod like to acknowledge but doing so would prevent me from ever
reaching the introduction of the thesis But they know who they are and they have my
eternal gratitude and friendship
Finally (and most importantly) I would like to acknowledge my family
consisting of my parents and my brother They are truly what matters to me in this world
above all else I had the misfortune of requiring two complicated knee surgeries which
left me learning how to walk again on two separate occasions I am thankful to my
advisors who were patient and very understanding of the situation I am deeply indebted
to my surgeon Dr Handling for doing his very best to fix what was described as an
lsquoextremely involved and complicatedrsquo injury Mike and Jared from UD physical therapy
were two awesome guys who truly cared about my recovery and gave me pointers on
vi
how to keep fit despite me being resigned to crutches for 5 months Finally I am most
thankful to my mother who was with me for months during my complicated recovery
She helped keep me on track and on a positive note she enjoyed her first snow
A portion of this research used resources at the Spallation Neutron Source a
DOE Office of Science User Facility operated by the Oak Ridge National Laboratory
This was done through the BL-1A USANS located at the SNS Oak Ridge National
Laboratory Oak Ridge TN We acknowledge the support of the National Institute of
Standards and Technology US Department of Commerce in providing the neutron
research facilities used in this work
vii
TABLE OF CONTENTS
LIST OF TABLES x LIST OF FIGURES xi NOMENCLATURE xvi ABSTRACT xix
Chapter
1 INTRODUCTION AND BACKGROUND 1
11 Protein-Protein Interactions 3 12 Salting-Out of Proteins 4
13 Protein Phase Diagram 8 14 Gelled Protein Phases 11
15 Neutron Scattering 17 16 Gelation Rheology 20 17 Thesis Objectives and Outline 22
2 PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT
RIBONUCLEASE A PROTEIN GELS 24
21 Introduction and Background 24
211 Oscillatory frequency sweep 27 212 Oscillation time tests 30
22 Materials and Methods 31
221 Chemicals and protein solutions 31 222 Measurement of phase diagram 32 223 Rheology data acquisition 32
23 Results and Discussion 33
231 Phase behavior of salted-out ribonuclease A 33
232 Oscillation time test 36 233 Frequency sweep 39 234 Qualifying gel behavior 43
235 Yielding behavior of ribonuclease A gel 44
24 Summary and Concluding Remarks 45
viii
3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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1301ndash12
[2] Nishinhari K (2009) Progress in Colloid and Polymer Science Some Thoughts
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[3] Almdal K Dyre J Hvidt S Kramer O (1993) Polymer Gels and Networks
Towards a phenomenological definition of the term ldquogelrdquo 15ndash17 (1)
httpsdoiorg1010160966-7822(93)90020-I
[4] Ferry JD (1948) Advances in Protein Chemistry Protein Gels 41ndash78
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[5] Kavanagh GM Ross-Murphy SB (1998) Progress in Polymer Science
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[6] Gordon MB Kloxin CJ Wagner NJ (2016) Journal of Rheology The rheology
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[7] Linnes MP Ratner BD Giachelli CM (2007) Biomaterials A fibrinogen-based
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httpsdoiorg101016jbiomaterials200708020
[8] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Methods and
Applications in Biotechnology and Materials Science Protein Gel Rheology
437ndash448 httpsdoiorg1010029781118523063ch22
[9] Caloacute E Khutoryanskiy V V (2015) Biomedical applications of hydrogels A
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httpsdoiorg101016jeurpolymj201411024
[10] Lu PJ Zaccarelli E Ciulla F Schofield AB Sciortino F Weitz DA (2008)
Nature Gelation of particles with short-range attraction 453499ndash503 (7194)
httpsdoiorg101038nature06931
[11] Zayas JF (1997) Functionality of Proteins in Food Gelling Properties of Proteins
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91
[12] Alting AC Weijers M Hoog EHA De Pijpekamp AM Van De Cohen Stuart
MA Hamer RJ Kruif CG De Visschers RW (2004) Journal of Agricultural and
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[13] Weigandt KM Pozzo DC Porcar L (2009) Soft Matter Structure of high density
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httpsdoiorg101039b906256d
[14] Corrigan AM Donald AM (2009) Langmuir Passive microrheology of solvent-
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[15] Greene DG (2016) Dissertation The Formation and Structure of Precipitated
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[16] Dumetz AC Chockla AM Kaler EW Lenhoff AM (2008) Biophysical Journal
Protein phase behavior in aqueous solutions Crystallization liquid-liquid phase
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httpsdoiorg101529biophysj107116152
[17] Cardinaux F Gibaud T Stradner A Schurtenberger P (2007) Physical Review
Letters Interplay between spinodal decomposition and glass formation in
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[18] Sarangapani PS Hudson SD Jones RL Douglas JF Pathak JA (2015)
Biophysical Journal Critical Examination of the Colloidal Particle Model of
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[19] Dumetz AC (2007) Dissertation Protein Interactions and Phase Behavior in
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[20] Dill KA (1990) Biochemistry Dominant forces in protein folding 297133ndash7155
(31) httpsdoiorg101021bi00483a001
[21] Wagner NJ Mewis J (2011) Colloidal Suspension Rheology
httpsdoiorghttpsdoiorg101017CBO9780511977978
[22] Quang LJ Sandler SI Lenho AM (2014) Anisotropic Contributions to Protein minus
Protein Interactions
92
[23] Dumetz AC Chockla AM Kaler EW Lenhoff AM (2008) Biochimica et
Biophysica Acta (BBA) - Proteins and Proteomics Effects of pH on proteinndash
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[24] Dumetz AC Snellinger-OrsquoBrien AM Kaler EW Lenhoff AM (2007) Protein
Science Patterns of protein ndash protein interactions in salt solutions and
implications for protein crystallization 161867ndash1877
httpsdoiorg101110ps072957907Ultimately
[25] Oss CJ van Good R J Chaudhury MK (1986) Journal of Protein Chemistry
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[26] Kunz W (2010) Current Opinion in Colloid and Interface Science Specific ion
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httpsdoiorg101016jcocis200911008
[27] Hofmeister F (1888) Arch Exp Pathol Pharmakol Zur Lehre yon der W irkung
tier Salze 251ndash30 httpsdoiorg101007BF01838161
[28] Marrink SJ Marčelja S (2001) Langmuir Potential of mean force computations
of ions approaching a surface 177929ndash7934 (25)
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[29] Ninham BW Yaminsky V (2002) Langmuir Ion Binding and Ion
Specificity The Hofmeister Effect and Onsager and Lifshitz Theories 132097ndash
2108 (7) httpsdoiorg101021la960974y
[30] Alfridsson M Ninham B Wall S (2000) Langmuir Role of Co-ion specificity
and dissolved atmospheric gas in colloid interaction 1610087ndash10091 (26)
httpsdoiorg101021la000841j
[31] Zavitsas AA (2016) Current Opinion in Colloid and Interface Science Some
opinions of an innocent bystander regarding the Hofmeister series 2372ndash81
httpsdoiorg101016jcocis201606012
[32] Curtis RA Lue L (2006) Chemical Engineering Science A molecular approach
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[33] Collins KD (2004) Methods Ions from the Hofmeister series and osmolytes
Effects on proteins in solution and in the crystallization process 34300ndash311 (3)
httpsdoiorg101016jymeth200403021
93
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[35] Zhang Y Cremer PS (2006) Current Opinion in Chemical Biology Interactions
between macromolecules and ions the Hofmeister series 10658ndash663 (6)
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[36] Xie WJ Gao YQ (2013) Journal of Physical Chemistry Letters A simple theory
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[38] Batchelor JD Olteanu A Tripathy A Pielak GJ (2004) Supporting Information
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[39] Gurau MC Lim SM Castellana ET Albertorio F Kataoka S Cremer PS (2004)
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[40] Tessier PM Johnson HR Pazhianur R Berger BW Prentice JL Bahnson BJ
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protein solutions 15375ndash384
95
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Macromolecular Science Part B Physics Effect of pH and protein concentration
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[76] Deshpande AP (2018) PhysicsIitmAcin Techniques in oscillatory shear
rheology 1ndash23 httpwwwphysicsiitmacin~compfluLect-notesabhijitpdf
[77] Malvern Intruments Limited (2016) Whitepaper - A Basic Introduction to
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[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
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0302(02)74078-2
[79] Ewoldt RH Winegard TM Fudge DS (2011) International Journal of Non-
Linear Mechanics Non-linear viscoelasticity of hagfish slime 46627ndash636 (4)
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[80] Ewoldt RH Johnston MT Caretta LM (2014) Experimental Challenges of Shear
Rheology How to Avoid Bad Data httpsdoiorg101007978-1-4939-2065-
5_6
[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
Rheology 1ndash4 httpwwwtainstrumentscompdfliteratureRH081pdf
[82] Lescanne M Grondin P DrsquoAleacuteo A Fages F Pozzo J-L Monval OM Reinheimer
P Colin A (2004) Langmuir Thixotropic Organogels Based on a Simple N -
Hydroxyalkyl Amide Rheological and Aging Properties 203032ndash3041 (8)
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[83] Paulsson M Dejmek P Vliet T Van (1990) Journal of Dairy Science
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[84] Zhang J Peng X Jonas A Jonas J (1995) Biochemistry NMR Study of the Cold
Heat and Pressure Unfolding of Ribonuclease A 348631ndash8641 (27)
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[85] Keller PJ Cohen E Neurath H (1958) J Biol Chem The Proteins of Bovine
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98
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[87] Firth BA (1976) Journal of Colloid And Interface Science Flow properties of
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[89] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Protein Gel
Rheology 437ndash448 httpsdoiorg1010029781118523063ch22
[90] Manley S Davidovitch B Davies NR Cipelletti L Bailey AE Christianson RJ
Gasser U Prasad V Segre PN Doherty MP Sankaran S Jankovsky AL Shiley
B Bowen J Eggers J Kurta C Lorik T Weitz DA (2005) Physical Review
Letters Time-dependent strength of colloidal gels 951ndash4 (4)
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[94] Krueger S Andrews AP Nossal R (1994) Biophysical Chemistry Small angle
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Electrochemical Technique for Nanoparticle Sizing in Optically Opaque
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[97] Beaucage G Schaefer DW (1994) Journal of Non-Crystalline Solids Structural
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[98] Hammouda B (2010) Journal of Applied Crystallography A new Guinier-Porod
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[99] Guilbaud JB Saiani A (2011) Chemical Society Reviews Using small angle
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[100] Koshari SHS Wagner NJ Lenhoff AM (2015) Journal of Chromatography A
Characterization of lysozyme adsorption in cellulosic chromatographic materials
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[101] Tabatabai AP Weigandt KM Blair DL (2017) Physical Review E Acid-induced
assembly of a reconstituted silk protein system 961ndash7 (2)
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[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
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[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
Uniform Random Suspension of Fibres 541754ndash1757
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[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
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[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
in poly(ethylene oxide) solutions 376932ndash6937 (18)
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Interface Science Fractal morphology and breakage of DLCA and RLCA
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[107] Georgalis Y Umbach P Raptis J Saenger W (1997) Acta Crystallographica
Section D Biological Crystallography Lysozyme aggregation studied by light
scattering I Influence of concentration and nature of electrolytes 53691ndash702
100
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[108] Glinka CJ Barker JG Hammouda B Krueger S Moyer JJ Orts WJ (1998)
Journal of Applied Crystallography The 30 m Small-Angle Neutron Scattering
Instruments at the National Institute of Standards and Technology 31430ndash445
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[109] Kline SR (2006) Journal of Applied Crystallography Reduction and analysis of
SANS and USANS data using IGOR Pro
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[110] The Sasview Project httpwwwsasvieworg
[111] Garciacutea De La Torre J Huertas ML Carrasco B (2000) Biophysical Journal
Calculation of hydrodynamic properties of globular proteins from their atomic-
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[112] Tsuji Y Li X Shibayama M (2018) Gels Evaluation of Mesh Size in Model
Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
450 (2) httpsdoiorg103390gels4020050
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Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
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[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
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[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
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[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
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[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
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[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
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[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
722019 RightsLink Printable License
httpss100copyrightcomCustomerAdminPLFjspref=22272d39-3a94-46d5-8b29-66e7438cfd1a 16
ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
End Page 583
Type of Use reuse in a thesisdissertation
Portion figurestablesillustrations
Number offigurestablesillustrations
3
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
722019 RightsLink Printable License
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INTRODUCTION1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
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LIMITED LICENSEThe following terms and conditions apply only to specific license types15 Translation This permission is granted for non-exclusive world English rights onlyunless your license was granted for translation rights If you licensed translation rights youmay only translate this content into the languages you requested A professional translatormust perform all translations and reproduce the content word for word preserving theintegrity of the article16 Posting licensed content on any Website The following terms and conditions apply asfollows Licensing material from an Elsevier journal All content posted to the web site mustmaintain the copyright information line on the bottom of each image A hyper-text must beincluded to the Homepage of the journal from which you are licensing athttpwwwsciencedirectcomsciencejournalxxxxx or the Elsevier homepage for books athttpwwwelseviercom Central Storage This license does not include permission for ascanned version of the material to be stored in a central repository such as that provided byHeronXanEduLicensing material from an Elsevier book A hyper-text link must be included to the Elsevierhomepage at httpwwwelseviercom All content posted to the web site must maintain thecopyright information line on the bottom of each image
Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
immediatelyvia their non-commercial person homepage or blogby updating a preprint in arXiv or RePEc with the accepted manuscriptvia their research institute or institutional repository for internal institutionaluses or as part of an invitation-only research collaboration work-groupdirectly by providing copies to their students or to research collaborators fortheir personal usefor private scholarly sharing as part of an invitation-only work group oncommercial sites with which Elsevier has an agreement
After the embargo periodvia non-commercial hosting platforms such as their institutional repositoryvia commercial sites with which Elsevier has an agreement
In all cases accepted manuscripts should
link to the formal publication via its DOIbear a CC-BY-NC-ND license - this is easy to doif aggregated with other manuscripts for example in a repository or other site beshared in alignment with our hosting policy not be added to or enhanced in any way toappear more like or to substitute for the published journal article
Published journal article (JPA) A published journal article (PJA) is the definitive finalrecord of published research that appears or will appear in the journal and embodies allvalue-adding publishing activities including peer review co-ordination copy-editingformatting (if relevant) pagination and online enrichmentPolicies for sharing publishing journal articles differ for subscription and gold open accessarticlesSubscription Articles If you are an author please share a link to your article rather than thefull-text Millions of researchers have access to the formal publications on ScienceDirectand so links will help your users to find access cite and use the best available versionTheses and dissertations which contain embedded PJAs as part of the formal submission canbe posted publicly by the awarding institution with DOI links back to the formalpublications on ScienceDirectIf you are affiliated with a library that subscribes to ScienceDirect you have additionalprivate sharing rights for others research accessed under that agreement This includes usefor classroom teaching and internal training at the institution (including use in course packsand courseware programs) and inclusion of the article for grant funding purposesGold Open Access Articles May be shared according to the author-selected end-userlicense and should contain a CrossMark logo the end user license and a DOI link to theformal publication on ScienceDirectPlease refer to Elseviers posting policy for further information18 For book authors the following clauses are applicable in addition to the above Authors are permitted to place a brief summary of their work online only You are notallowed to download and post the published electronic version of your chapter nor may youscan the printed edition to create an electronic version Posting to a repository Authors arepermitted to post a summary of their chapter only in their institutions repository
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) andSpringer Nature (Springer Nature) consists of your license details and the terms andconditions provided by Springer Nature and Copyright Clearance Center
License Number 4620790630421
License date Jul 02 2019
Licensed Content Publisher Springer Nature
Licensed Content Publication Nature
Licensed Content Title Molecular nucleation mechanisms and control strategies for crystalpolymorph selection
Licensed Content Author Alexander E S Van Driessche Nani Van Gerven Paul H HBomans Rick R M Joosten Heiner Friedrich et al
Licensed Content Date Apr 4 2018
Licensed Content Volume 556
Licensed Content Issue 7699
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Requestor type academicuniversity or research institute
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Portion figurestablesillustrations
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High-res required no
Will you be translating no
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Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions Figure 5 a and b Extended Data Figure 1 d
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
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For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
For Advance Online Publication papersReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication) advanceonline publication day month year (doi 101038sj[JOURNAL ACRONYM])
For AdaptationsTranslationsAdaptedTranslated by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
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Daniel G Greene 9 July 2019
17 Beech St Reading MA 01867
Reprint Permission Letter
I hereby grant Sai Prasad Ganesh permission to reproduce the material specified below for his
Masterrsquos Thesis
Content title
The formation and structure of precipitated protein phases
Content author Daniel
G Greene
Portion
Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
(2) Figure 419 Desmeared USAXS spectra of salted-out RNAse A
(3) Figure 53 TR-SANS of Ovalbumin gel beads
Type of use
Reuse in a thesis
Format
Both print and electronic
Title of the thesis
Gel-like Behavior in Amorphous Protein Dense Phases Phase Behavior Neutron
Scattering and Rheology
Signed
Daniel G Greene PhD
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 03 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4621620186197
License date Jul 03 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Polymer Gels and Networks
Licensed Content Title Towards a phenomenological definition of the term lsquogelrsquo
Licensed Content Author K AlmdalJ DyreS HvidtO Kramer
Licensed Content Date Jan 1 1993
Licensed Content Volume 1
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Start Page 5
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Type of Use reuse in a thesisdissertation
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No
Will you be translating No
Original figure numbers Figure 1
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Publisher of new work University of Delaware
Expected completion date Aug 2019
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
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INTRODUCTION
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1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
GENERAL TERMS2 Elsevier hereby grants you permission to reproduce the aforementioned material subject tothe terms and conditions indicated3 Acknowledgement If any part of the material to be used (for example figures) hasappeared in our publication with credit or acknowledgement to another source permissionmust also be sought from that source If such permission is not obtained then that materialmay not be included in your publicationcopies Suitable acknowledgement to the sourcemust be made either as a footnote or in a reference list at the end of your publication asfollowsReprinted from Publication title Vol edition number Author(s) Title of article title ofchapter Pages No Copyright (Year) with permission from Elsevier [OR APPLICABLESOCIETY COPYRIGHT OWNER] Also Lancet special credit - Reprinted from TheLancet Vol number Author(s) Title of article Pages No Copyright (Year) withpermission from Elsevier4 Reproduction of this material is confined to the purpose andor media for whichpermission is hereby given5 AlteringModifying Material Not Permitted However figures and illustrations may bealteredadapted minimally to serve your work Any other abbreviations additions deletionsandor any other alterations shall be made only with prior written authorization of ElsevierLtd (Please contact Elsevier at permissionselseviercom) No modifications can be madeto any Lancet figurestables and they must be reproduced in full6 If the permission fee for the requested use of our material is waived in this instanceplease be advised that your future requests for Elsevier materials may attract a fee7 Reservation of Rights Publisher reserves all rights not specifically granted in thecombination of (i) the license details provided by you and accepted in the course of thislicensing transaction (ii) these terms and conditions and (iii) CCCs Billing and Paymentterms and conditions8 License Contingent Upon Payment While you may exercise the rights licensedimmediately upon issuance of the license at the end of the licensing process for thetransaction provided that you have disclosed complete and accurate details of your proposeduse no license is finally effective unless and until full payment is received from you (eitherby publisher or by CCC) as provided in CCCs Billing and Payment terms and conditions Iffull payment is not received on a timely basis then any license preliminarily granted shall bedeemed automatically revoked and shall be void as if never granted Further in the eventthat you breach any of these terms and conditions or any of CCCs Billing and Paymentterms and conditions the license is automatically revoked and shall be void as if nevergranted Use of materials as described in a revoked license as well as any use of thematerials beyond the scope of an unrevoked license may constitute copyright infringementand publisher reserves the right to take any and all action to protect its copyright in thematerials9 Warranties Publisher makes no representations or warranties with respect to the licensedmaterial10 Indemnity You hereby indemnify and agree to hold harmless publisher and CCC andtheir respective officers directors employees and agents from and against any and allclaims arising out of your use of the licensed material other than as specifically authorizedpursuant to this license11 No Transfer of License This license is personal to you and may not be sublicensedassigned or transferred by you to any other person without publishers written permission
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
LIMITED LICENSEThe following terms and conditions apply only to specific license types15 Translation This permission is granted for non-exclusive world English rights onlyunless your license was granted for translation rights If you licensed translation rights youmay only translate this content into the languages you requested A professional translatormust perform all translations and reproduce the content word for word preserving theintegrity of the article16 Posting licensed content on any Website The following terms and conditions apply asfollows Licensing material from an Elsevier journal All content posted to the web site mustmaintain the copyright information line on the bottom of each image A hyper-text must beincluded to the Homepage of the journal from which you are licensing athttpwwwsciencedirectcomsciencejournalxxxxx or the Elsevier homepage for books athttpwwwelseviercom Central Storage This license does not include permission for ascanned version of the material to be stored in a central repository such as that provided byHeronXanEduLicensing material from an Elsevier book A hyper-text link must be included to the Elsevierhomepage at httpwwwelseviercom All content posted to the web site must maintain thecopyright information line on the bottom of each image
Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
732019 RightsLink Printable License
httpss100copyrightcomCustomerAdminPLFjspref=e88f647d-4f72-4a7a-bc15-8bc667f7d5a9 46
version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
immediatelyvia their non-commercial person homepage or blogby updating a preprint in arXiv or RePEc with the accepted manuscriptvia their research institute or institutional repository for internal institutionaluses or as part of an invitation-only research collaboration work-groupdirectly by providing copies to their students or to research collaborators fortheir personal usefor private scholarly sharing as part of an invitation-only work group oncommercial sites with which Elsevier has an agreement
After the embargo periodvia non-commercial hosting platforms such as their institutional repositoryvia commercial sites with which Elsevier has an agreement
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how to keep fit despite me being resigned to crutches for 5 months Finally I am most
thankful to my mother who was with me for months during my complicated recovery
She helped keep me on track and on a positive note she enjoyed her first snow
A portion of this research used resources at the Spallation Neutron Source a
DOE Office of Science User Facility operated by the Oak Ridge National Laboratory
This was done through the BL-1A USANS located at the SNS Oak Ridge National
Laboratory Oak Ridge TN We acknowledge the support of the National Institute of
Standards and Technology US Department of Commerce in providing the neutron
research facilities used in this work
vii
TABLE OF CONTENTS
LIST OF TABLES x LIST OF FIGURES xi NOMENCLATURE xvi ABSTRACT xix
Chapter
1 INTRODUCTION AND BACKGROUND 1
11 Protein-Protein Interactions 3 12 Salting-Out of Proteins 4
13 Protein Phase Diagram 8 14 Gelled Protein Phases 11
15 Neutron Scattering 17 16 Gelation Rheology 20 17 Thesis Objectives and Outline 22
2 PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT
RIBONUCLEASE A PROTEIN GELS 24
21 Introduction and Background 24
211 Oscillatory frequency sweep 27 212 Oscillation time tests 30
22 Materials and Methods 31
221 Chemicals and protein solutions 31 222 Measurement of phase diagram 32 223 Rheology data acquisition 32
23 Results and Discussion 33
231 Phase behavior of salted-out ribonuclease A 33
232 Oscillation time test 36 233 Frequency sweep 39 234 Qualifying gel behavior 43
235 Yielding behavior of ribonuclease A gel 44
24 Summary and Concluding Remarks 45
viii
3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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[39] Gurau MC Lim SM Castellana ET Albertorio F Kataoka S Cremer PS (2004)
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Predictive crystallization of ribonuclease A via rapid screening of osmotic second
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[41] Finet S Skouri-Panet F Casselyn M Bonneteacute F Tardieu A (2004) Current
Opinion in Colloid and Interface Science The Hofmeister effect as seen by
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94
Protein purification by bulk crystallization The recovery of ovalbumin 48316ndash
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[46] Martinez M Spitali M Norrant EL Bracewell DG (2018) Trends in
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Biopharmaceutical Manufacture 01ndash4 (0)
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[47] To BCS Lenhoff AM (2007) Journal of Chromatography A Hydrophobic
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[48] Shepard CC Tiselius A (1949) Discussions of the Faraday Society The
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[49] Liu H Garde S Kumar S (2005) Journal of Chemical Physics Direct
determination of phase behavior of square-well fluids 1234ndash8 (17)
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[50] Lutsko JF Nicolis G (2005) Journal of Chemical Physics The effect of the range
of interaction on the phase diagram of a globular protein 122(24)
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[51] Foffi G McCullagh GD Lawlor A Zaccarelli E Dawson KA Sciortino F
Tartaglia P Pini D Stell G (2001) Physical Review E - Statistical Nonlinear
and Soft Matter Physics Phase equilibria and glass transition in colloidal systems
with short-ranged attractive interactions Application to protein crystallization
651ndash17 httpsdoiorg101103PhysRevE65031407
[52] Miller MA Frenkel D (2004) Journal of Chemical Physics Phase diagram of the
adhesive hard sphere fluid 121535ndash545 (1) httpsdoiorg10106311758693
[53] Pellicane G Costa D Caccamo C (2003) JOURNAL OF PHYSICS
CONDENSED MATTER Phase coexistence in a DLVO model of globular
protein solutions 15375ndash384
95
[54] Liu H Kumar SK Sciortino F (2007) Journal of Chemical Physics Vapor-liquid
coexistence of patchy models Relevance to protein phase behavior 127(8)
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[55] Bianchi E Blaak R Likos CN (2011) Physical Chemistry Chemical Physics
Patchy colloids State of the art and perspectives 136397ndash6410 (14)
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[56] McManus JJ Charbonneau P Zaccarelli E Asherie N (2016) Current Opinion in
Colloid and Interface Science The physics of protein self-assembly 2273ndash79
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[57] Dumetz AC Chockla AM Kaler EW Lenhoff AM (2009) Crystal Growth amp
Design Comparative Effects of Salt Organic and Polymer Precipitants on
Protein Phase Behavior and Implications for Vapor Diffusion 9682ndash691 (2)
httpsdoiorg101021cg700956b
[58] Gibaud T Schurtenberger P (2009) Journal of Physics Condensed Matter A
closer look at arrested spinodal decomposition in protein solutions 21(32)
httpsdoiorg1010880953-89842132322201
[59] Driessche AES Van Gerven N Van Bomans PHH Joosten RRM Friedrich H
Gil-Carton D Sommerdijk NAJM Sleutel M (2018) Nature Molecular
nucleation mechanisms and control strategies for crystal polymorph selection
55689ndash94 (7699) httpsdoiorg101038nature25971
[60] Atha DH Ingham KC (1981) Journal of Biological Chemistry Mechanism of
precipitation of proteins by polyethylene glycols 25612108ndash12117 (23)
[61] Dumetz C Lewus RA Lenhoff AM Kaler EW (2008) Effects of ammonium
sulfate and sodium chloride concentration on PEG protein liquid - liquid phase
separation 10345ndash10351 (30)
[62] Clark AH TUFFNELL CD (1980) International Journal of Peptide and Protein
Research Small‐Angle X‐Ray Scattering Studies of Thermally‐Induced Globular
Protein Gels 16339ndash351 (4) httpsdoiorg101111j1399-
30111980tb02595x
[63] Lefebvre J Renard D Sanchez-Gimeno AC (1998) Rheologica Acta Structure
and rheology of heat-set gels of globular proteins I Bovine serum albumin gels
in isoelastic conditions 37345ndash357 (4) httpsdoiorg101007s003970050121
[64] Chodankar S Aswal VK Hassan PA Wagh AG (2010) Journal of
96
Macromolecular Science Part B Physics Effect of pH and protein concentration
on rheological and structural behavior of temperature-induced bovine serum
albumin gels 49658ndash668 (4) httpsdoiorg10108000222341003591500
[65] Malvern Instruments (2012) Annu Trans Nord Rheol Soc Understanding
Yield Stress 216 httpnordicrheologysocietyorgfiles20131019-Larsson-An-
Overview-of-Measurement-Techniques-for-Determination-of-Yield-Stresspdf
[66] Zimberlin JA Sanabria-Delong N Tew GN Crosby AJ (2007) Soft Matter
Cavitation rheology for soft materials 3763ndash767 (6)
httpsdoiorg101039b617050a
[67] Chung YM Simmons KL Gutowska A Jeong B (2002) Biomacromolecules
Sol-Gel transition temperature of PLGA-g-PEG aqueous solutions 3511ndash516
(3) httpsdoiorg101021bm0156431
[68] Shahin A Joshi YM (2010) Langmuir Irreversible aging dynamics and generic
phase behavior of aqueous suspensions of laponite 264219ndash4225 (6)
httpsdoiorg101021la9032749
[69] Zaccarelli E (2007) Journal of Physics Condensed Matter Colloidal gels
Equilibrium and non-equilibrium routes 19(32) httpsdoiorg1010880953-
89841932323101
[70] Trappe V Prasad V Cipelletti L Segre PN Weitz DA (2001) Nature Jamming
phase diagram for attractive particles 411772ndash775 (June 2001)
httpsdoiorg10103835081021
[71] Russel WB Grant MC (1993) Physical Review E Volume-fraction dependence
of elastic moduli and transition temperatures for colloidal silica gels 472606ndash
2614 (4)
[72] Gao Y Kim J Helgeson ME (2015) Soft Matter Microdynamics and arrest of
coarsening during spinodal decomposition in thermoreversible colloidal gels
116360ndash6370 (32) httpsdoiorg101039c5sm00851d
[73] H T (2000) Journal of Physics Condensed Matter Viscoelastic phase
separation 12R207ndashR264 (15)
[74] Eberle APR Castantildeeda-Priego R Kim JM Wagner NJ (2012) Langmuir
Dynamical arrest percolation gelation and glass formation in model
nanoparticle dispersions with thermoreversible adhesive interactions 281866ndash
1878 (3) httpsdoiorg101021la2035054
97
[75] Park JD Ahn KH Lee SJ (2015) Soft Matter Structural change and dynamics of
colloidal gels under oscillatory shear flow 119262ndash9272 (48)
httpsdoiorg101039c5sm01651g
[76] Deshpande AP (2018) PhysicsIitmAcin Techniques in oscillatory shear
rheology 1ndash23 httpwwwphysicsiitmacin~compfluLect-notesabhijitpdf
[77] Malvern Intruments Limited (2016) Whitepaper - A Basic Introduction to
Rheology 9ndash19
[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
Milk Protein Gels 85281ndash294 (2) httpsdoiorg103168jdss0022-
0302(02)74078-2
[79] Ewoldt RH Winegard TM Fudge DS (2011) International Journal of Non-
Linear Mechanics Non-linear viscoelasticity of hagfish slime 46627ndash636 (4)
httpsdoiorg101016jijnonlinmec201010003
[80] Ewoldt RH Johnston MT Caretta LM (2014) Experimental Challenges of Shear
Rheology How to Avoid Bad Data httpsdoiorg101007978-1-4939-2065-
5_6
[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
Rheology 1ndash4 httpwwwtainstrumentscompdfliteratureRH081pdf
[82] Lescanne M Grondin P DrsquoAleacuteo A Fages F Pozzo J-L Monval OM Reinheimer
P Colin A (2004) Langmuir Thixotropic Organogels Based on a Simple N -
Hydroxyalkyl Amide Rheological and Aging Properties 203032ndash3041 (8)
httpsdoiorg101021la035219g
[83] Paulsson M Dejmek P Vliet T Van (1990) Journal of Dairy Science
Rheological Properties of Heat-Induced β-Lactoglobulin Gels 7345ndash53 (1)
httpsdoiorg103168jdss0022-0302(90)78644-4
[84] Zhang J Peng X Jonas A Jonas J (1995) Biochemistry NMR Study of the Cold
Heat and Pressure Unfolding of Ribonuclease A 348631ndash8641 (27)
httpsdoiorg101021bi00027a012
[85] Keller PJ Cohen E Neurath H (1958) J Biol Chem The Proteins of Bovine
Pancreatic Juice 233344ndash349 (2)
[86] Vaynberg KA Wagner NJ (2001) Journal of Rheology Rheology of
polyampholyte (gelatin)-stabilized colloidal dispersions The tertiary
98
electroviscous effect 45451ndash466 (2) httpsdoiorg10112211339247
[87] Firth BA (1976) Journal of Colloid And Interface Science Flow properties of
coagulated colloidal suspensions II Experimental properties of the flow curve
parameters 57257ndash265 (2) httpsdoiorg1010160021-9797(76)90201-0
[88] Poon WCK Haw MD (1997) Advances in Colloid and Interface Science
Mesoscopic structure formation in colloidal aggregation and gelation 7371ndash126
httpsdoiorg101016S0001-8686(97)90003-8
[89] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Protein Gel
Rheology 437ndash448 httpsdoiorg1010029781118523063ch22
[90] Manley S Davidovitch B Davies NR Cipelletti L Bailey AE Christianson RJ
Gasser U Prasad V Segre PN Doherty MP Sankaran S Jankovsky AL Shiley
B Bowen J Eggers J Kurta C Lorik T Weitz DA (2005) Physical Review
Letters Time-dependent strength of colloidal gels 951ndash4 (4)
httpsdoiorg101103PhysRevLett95048302
[91] Instruments TA TRIOS Software
[92] Schultz KM Furst EM (2012) Soft Matter Microrheology of biomaterial
hydrogelators 86198ndash6205 (23) httpsdoiorg101039c2sm25187f
[93] Hammouda B (2008) National Institute of Standards and Technology Center for
Neutron Research Probing Nanoscale Structures - The SANS Toolbox
httpsdoiorg101016jnano200710035
[94] Krueger S Andrews AP Nossal R (1994) Biophysical Chemistry Small angle
neutron scattering studies of structural characteristics of agarose gels 5385ndash94
(1ndash2) httpsdoiorg1010160301-4622(94)00079-4
[95] Windsor CG (1988) Journal of Applied Crystallography An introduction to
small-angle neutron scattering 21582ndash588 (6)
httpsdoiorg101107S0021889888008404
[96] Toh HS Compton RG (2015) ChemistryOpen ldquoNano-impactsrdquo An
Electrochemical Technique for Nanoparticle Sizing in Optically Opaque
Solutions 4261ndash263 (3) httpsdoiorg101002open201402161
[97] Beaucage G Schaefer DW (1994) Journal of Non-Crystalline Solids Structural
studies of complex systems using small-angle scattering a unified
Guinierpower-law approach 172ndash174797ndash805 (PART 2)
99
httpsdoiorg1010160022-3093(94)90581-9
[98] Hammouda B (2010) Journal of Applied Crystallography A new Guinier-Porod
model 43716ndash719 (4) httpsdoiorg101107S0021889810015773
[99] Guilbaud JB Saiani A (2011) Chemical Society Reviews Using small angle
scattering (SAS) to structurally characterise peptide and protein self-assembled
materials 401200ndash1210 (3) httpsdoiorg101039c0cs00105h
[100] Koshari SHS Wagner NJ Lenhoff AM (2015) Journal of Chromatography A
Characterization of lysozyme adsorption in cellulosic chromatographic materials
using small-angle neutron scattering 139945ndash52
httpsdoiorg101016jchroma201504042
[101] Tabatabai AP Weigandt KM Blair DL (2017) Physical Review E Acid-induced
assembly of a reconstituted silk protein system 961ndash7 (2)
httpsdoiorg101103PhysRevE96022405
[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
(2017) Physical Chemistry Chemical Physics Thermally induced conformational
changes and protein-protein interactions of bovine serum albumin in aqueous
solution under different pH and ionic strengths as revealed by SAXS
measurements 1917143ndash17155 (26) httpsdoiorg101039c6cp08809k
[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
Uniform Random Suspension of Fibres 541754ndash1757
httpsdoiorg101039tf9585401754
[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
httpsdoiorg101016jchroma201310003
[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
in poly(ethylene oxide) solutions 376932ndash6937 (18)
httpsdoiorg101021ma049623d
[106] Tang S Preece JM McFarlane CM Zhang Z (2000) Journal of Colloid and
Interface Science Fractal morphology and breakage of DLCA and RLCA
aggregates 221114ndash123 (1) httpsdoiorg101006jcis19996565
[107] Georgalis Y Umbach P Raptis J Saenger W (1997) Acta Crystallographica
Section D Biological Crystallography Lysozyme aggregation studied by light
scattering I Influence of concentration and nature of electrolytes 53691ndash702
100
(6) httpsdoiorg101107S0907444997006847
[108] Glinka CJ Barker JG Hammouda B Krueger S Moyer JJ Orts WJ (1998)
Journal of Applied Crystallography The 30 m Small-Angle Neutron Scattering
Instruments at the National Institute of Standards and Technology 31430ndash445
(3) httpsdoiorg101107S0021889897017020
[109] Kline SR (2006) Journal of Applied Crystallography Reduction and analysis of
SANS and USANS data using IGOR Pro
httpsdoiorg101107s0021889806035059
[110] The Sasview Project httpwwwsasvieworg
[111] Garciacutea De La Torre J Huertas ML Carrasco B (2000) Biophysical Journal
Calculation of hydrodynamic properties of globular proteins from their atomic-
level structure 78719ndash730 (2) httpsdoiorg101016S0006-3495(00)76630-6
[112] Tsuji Y Li X Shibayama M (2018) Gels Evaluation of Mesh Size in Model
Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
450 (2) httpsdoiorg103390gels4020050
[113] Zhao JK Gao CY Liu D (2010) Journal of Applied Crystallography The
extended Q -range small-angle neutron scattering diffractometer at the SNS
431068ndash1077 (5) httpsdoiorg101107s002188981002217x
[114] Jensen MH Toft KN David G Havelund S Peacuterez J Vestergaard B (2010)
Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
httpsdoiorg101107S0909049510030372
[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
httpsdoiorg10112214948427
[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
httpsdoiorg101039c1sm05340j
[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
httpsdoiorg101021ma501882d
[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
httpsdoiorg101016jcopbio201408001
[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
982909ndash2934 (9) httpsdoiorg101002jps21566
[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
722019 RightsLink Printable License
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
End Page 583
Type of Use reuse in a thesisdissertation
Portion figurestablesillustrations
Number offigurestablesillustrations
3
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
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INTRODUCTION1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
GENERAL TERMS2 Elsevier hereby grants you permission to reproduce the aforementioned material subject tothe terms and conditions indicated3 Acknowledgement If any part of the material to be used (for example figures) hasappeared in our publication with credit or acknowledgement to another source permissionmust also be sought from that source If such permission is not obtained then that materialmay not be included in your publicationcopies Suitable acknowledgement to the sourcemust be made either as a footnote or in a reference list at the end of your publication asfollowsReprinted from Publication title Vol edition number Author(s) Title of article title ofchapter Pages No Copyright (Year) with permission from Elsevier [OR APPLICABLESOCIETY COPYRIGHT OWNER] Also Lancet special credit - Reprinted from TheLancet Vol number Author(s) Title of article Pages No Copyright (Year) withpermission from Elsevier4 Reproduction of this material is confined to the purpose andor media for whichpermission is hereby given5 AlteringModifying Material Not Permitted However figures and illustrations may bealteredadapted minimally to serve your work Any other abbreviations additions deletionsandor any other alterations shall be made only with prior written authorization of ElsevierLtd (Please contact Elsevier at permissionselseviercom) No modifications can be madeto any Lancet figurestables and they must be reproduced in full6 If the permission fee for the requested use of our material is waived in this instanceplease be advised that your future requests for Elsevier materials may attract a fee7 Reservation of Rights Publisher reserves all rights not specifically granted in thecombination of (i) the license details provided by you and accepted in the course of thislicensing transaction (ii) these terms and conditions and (iii) CCCs Billing and Paymentterms and conditions8 License Contingent Upon Payment While you may exercise the rights licensedimmediately upon issuance of the license at the end of the licensing process for thetransaction provided that you have disclosed complete and accurate details of your proposeduse no license is finally effective unless and until full payment is received from you (eitherby publisher or by CCC) as provided in CCCs Billing and Payment terms and conditions Iffull payment is not received on a timely basis then any license preliminarily granted shall bedeemed automatically revoked and shall be void as if never granted Further in the eventthat you breach any of these terms and conditions or any of CCCs Billing and Paymentterms and conditions the license is automatically revoked and shall be void as if nevergranted Use of materials as described in a revoked license as well as any use of thematerials beyond the scope of an unrevoked license may constitute copyright infringementand publisher reserves the right to take any and all action to protect its copyright in thematerials9 Warranties Publisher makes no representations or warranties with respect to the licensedmaterial10 Indemnity You hereby indemnify and agree to hold harmless publisher and CCC andtheir respective officers directors employees and agents from and against any and allclaims arising out of your use of the licensed material other than as specifically authorizedpursuant to this license11 No Transfer of License This license is personal to you and may not be sublicensedassigned or transferred by you to any other person without publishers written permission
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
LIMITED LICENSEThe following terms and conditions apply only to specific license types15 Translation This permission is granted for non-exclusive world English rights onlyunless your license was granted for translation rights If you licensed translation rights youmay only translate this content into the languages you requested A professional translatormust perform all translations and reproduce the content word for word preserving theintegrity of the article16 Posting licensed content on any Website The following terms and conditions apply asfollows Licensing material from an Elsevier journal All content posted to the web site mustmaintain the copyright information line on the bottom of each image A hyper-text must beincluded to the Homepage of the journal from which you are licensing athttpwwwsciencedirectcomsciencejournalxxxxx or the Elsevier homepage for books athttpwwwelseviercom Central Storage This license does not include permission for ascanned version of the material to be stored in a central repository such as that provided byHeronXanEduLicensing material from an Elsevier book A hyper-text link must be included to the Elsevierhomepage at httpwwwelseviercom All content posted to the web site must maintain thecopyright information line on the bottom of each image
Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
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link to the formal publication via its DOIbear a CC-BY-NC-ND license - this is easy to doif aggregated with other manuscripts for example in a repository or other site beshared in alignment with our hosting policy not be added to or enhanced in any way toappear more like or to substitute for the published journal article
Published journal article (JPA) A published journal article (PJA) is the definitive finalrecord of published research that appears or will appear in the journal and embodies allvalue-adding publishing activities including peer review co-ordination copy-editingformatting (if relevant) pagination and online enrichmentPolicies for sharing publishing journal articles differ for subscription and gold open accessarticlesSubscription Articles If you are an author please share a link to your article rather than thefull-text Millions of researchers have access to the formal publications on ScienceDirectand so links will help your users to find access cite and use the best available versionTheses and dissertations which contain embedded PJAs as part of the formal submission canbe posted publicly by the awarding institution with DOI links back to the formalpublications on ScienceDirectIf you are affiliated with a library that subscribes to ScienceDirect you have additionalprivate sharing rights for others research accessed under that agreement This includes usefor classroom teaching and internal training at the institution (including use in course packsand courseware programs) and inclusion of the article for grant funding purposesGold Open Access Articles May be shared according to the author-selected end-userlicense and should contain a CrossMark logo the end user license and a DOI link to theformal publication on ScienceDirectPlease refer to Elseviers posting policy for further information18 For book authors the following clauses are applicable in addition to the above Authors are permitted to place a brief summary of their work online only You are notallowed to download and post the published electronic version of your chapter nor may youscan the printed edition to create an electronic version Posting to a repository Authors arepermitted to post a summary of their chapter only in their institutions repository
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19 ThesisDissertation If your license is for use in a thesisdissertation your thesis may besubmitted to your institution in either print or electronic form Should your thesis bepublished commercially please reapply for permission These requirements includepermission for the Library and Archives of Canada to supply single copies on demand ofthe complete thesis and include permission for ProquestUMI to supply single copies ondemand of the complete thesis Should your thesis be published commercially pleasereapply for permission Theses and dissertations which contain embedded PJAs as part ofthe formal submission can be posted publicly by the awarding institution with DOI linksback to the formal publications on ScienceDirect Elsevier Open Access Terms and ConditionsYou can publish open access with Elsevier in hundreds of open access journals or in nearly2000 established subscription journals that support open access publishing Permitted thirdparty re-use of these open access articles is defined by the authors choice of CreativeCommons user license See our open access license policy for more informationTerms amp Conditions applicable to all Open Access articles published with ElsevierAny reuse of the article must not represent the author as endorsing the adaptation of thearticle nor should the article be modified in such a way as to damage the authors honour orreputation If any changes have been made such changes must be clearly indicatedThe author(s) must be appropriately credited and we ask that you include the end userlicense and a DOI link to the formal publication on ScienceDirectIf any part of the material to be used (for example figures) has appeared in our publicationwith credit or acknowledgement to another source it is the responsibility of the user toensure their reuse complies with the terms and conditions determined by the rights holderAdditional Terms amp Conditions applicable to each Creative Commons user licenseCC BY The CC-BY license allows users to copy to create extracts abstracts and newworks from the Article to alter and revise the Article and to make commercial use of theArticle (including reuse andor resale of the Article by commercial entities) provided theuser gives appropriate credit (with a link to the formal publication through the relevantDOI) provides a link to the license indicates if changes were made and the licensor is notrepresented as endorsing the use made of the work The full details of the license areavailable at httpcreativecommonsorglicensesby40CC BY NC SA The CC BY-NC-SA license allows users to copy to create extractsabstracts and new works from the Article to alter and revise the Article provided this is notdone for commercial purposes and that the user gives appropriate credit (with a link to theformal publication through the relevant DOI) provides a link to the license indicates ifchanges were made and the licensor is not represented as endorsing the use made of thework Further any new works must be made available on the same conditions The fulldetails of the license are available at httpcreativecommonsorglicensesby-nc-sa40CC BY NC ND The CC BY-NC-ND license allows users to copy and distribute the Articleprovided this is not done for commercial purposes and further does not permit distribution ofthe Article if it is changed or edited in any way and provided the user gives appropriatecredit (with a link to the formal publication through the relevant DOI) provides a link to thelicense and that the licensor is not represented as endorsing the use made of the work Thefull details of the license are available at httpcreativecommonsorglicensesby-nc-nd40Any commercial reuse of Open Access articles published with a CC BY NC SA or CC BYNC ND license requires permission from Elsevier and will be subject to a feeCommercial reuse includes
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For Advance Online Publication papersReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication) advanceonline publication day month year (doi 101038sj[JOURNAL ACRONYM])
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Content title
The formation and structure of precipitated protein phases
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Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
(2) Figure 419 Desmeared USAXS spectra of salted-out RNAse A
(3) Figure 53 TR-SANS of Ovalbumin gel beads
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Licensed Content Publication Polymer Gels and Networks
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GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
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Licensed Content Title Experimental Challenges of Shear Rheology How to Avoid BadData
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Author of this SpringerNature content
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Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions figure 6
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Total 000 USD
Terms and Conditions
Springer Nature Customer Service Centre GmbHTerms and Conditions
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This agreement sets out the terms and conditions of the licence (the Licence) between youand Springer Nature Customer Service Centre GmbH (the Licensor) By clickingaccept and completing the transaction for the material (Licensed Material) you alsoconfirm your acceptance of these terms and conditions
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9 1 Licences will expire after the period shown in Clause 3 (above)
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Appendix 1 mdash Acknowledgements
For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
For Advance Online Publication papersReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication) advanceonline publication day month year (doi 101038sj[JOURNAL ACRONYM])
For AdaptationsTranslationsAdaptedTranslated by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
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Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and JohnWiley and Sons (John Wiley and Sons) consists of your license details and the terms andconditions provided by John Wiley and Sons and Copyright Clearance Center
License Number 4620350056179
License date Jul 01 2019
Licensed Content Publisher John Wiley and Sons
Licensed Content Publication Wiley Books
Licensed Content Title Protein Gel Rheology
Licensed Content Author Katie Weigandt Danilo Pozzo
Licensed Content Date Mar 5 2013
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Figure 5 and Figure 7
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GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
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v110 Last updated September 2015Questions customercarecopyrightcom or +1-855-239-3415 (toll free in the US) or+1-978-646-2777
vii
TABLE OF CONTENTS
LIST OF TABLES x LIST OF FIGURES xi NOMENCLATURE xvi ABSTRACT xix
Chapter
1 INTRODUCTION AND BACKGROUND 1
11 Protein-Protein Interactions 3 12 Salting-Out of Proteins 4
13 Protein Phase Diagram 8 14 Gelled Protein Phases 11
15 Neutron Scattering 17 16 Gelation Rheology 20 17 Thesis Objectives and Outline 22
2 PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT
RIBONUCLEASE A PROTEIN GELS 24
21 Introduction and Background 24
211 Oscillatory frequency sweep 27 212 Oscillation time tests 30
22 Materials and Methods 31
221 Chemicals and protein solutions 31 222 Measurement of phase diagram 32 223 Rheology data acquisition 32
23 Results and Discussion 33
231 Phase behavior of salted-out ribonuclease A 33
232 Oscillation time test 36 233 Frequency sweep 39 234 Qualifying gel behavior 43
235 Yielding behavior of ribonuclease A gel 44
24 Summary and Concluding Remarks 45
viii
3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
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[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
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[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
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[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
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[113] Zhao JK Gao CY Liu D (2010) Journal of Applied Crystallography The
extended Q -range small-angle neutron scattering diffractometer at the SNS
431068ndash1077 (5) httpsdoiorg101107s002188981002217x
[114] Jensen MH Toft KN David G Havelund S Peacuterez J Vestergaard B (2010)
Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
httpsdoiorg101107S0909049510030372
[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
httpsdoiorg10112214948427
[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
httpsdoiorg101039c1sm05340j
[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
httpsdoiorg101021ma501882d
[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
httpsdoiorg101016jcopbio201408001
[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
982909ndash2934 (9) httpsdoiorg101002jps21566
[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
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License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
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Type of Use reuse in a thesisdissertation
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Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
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Licensed Content Title Molecular nucleation mechanisms and control strategies for crystalpolymorph selection
Licensed Content Author Alexander E S Van Driessche Nani Van Gerven Paul H HBomans Rick R M Joosten Heiner Friedrich et al
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Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
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NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
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For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
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Daniel G Greene 9 July 2019
17 Beech St Reading MA 01867
Reprint Permission Letter
I hereby grant Sai Prasad Ganesh permission to reproduce the material specified below for his
Masterrsquos Thesis
Content title
The formation and structure of precipitated protein phases
Content author Daniel
G Greene
Portion
Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
(2) Figure 419 Desmeared USAXS spectra of salted-out RNAse A
(3) Figure 53 TR-SANS of Ovalbumin gel beads
Type of use
Reuse in a thesis
Format
Both print and electronic
Title of the thesis
Gel-like Behavior in Amorphous Protein Dense Phases Phase Behavior Neutron
Scattering and Rheology
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Daniel G Greene PhD
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Jul 03 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4621620186197
License date Jul 03 2019
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Licensed Content Publication Polymer Gels and Networks
Licensed Content Title Towards a phenomenological definition of the term lsquogelrsquo
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Will you be translating No
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Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Publisher of new work University of Delaware
Expected completion date Aug 2019
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
INTRODUCTION
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3 STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS
NEUTRON SCATTERING AND MICROSCOPY 47
31 Introduction and Background 47
311 Selected empirical structural models 49
3111 Guinierrsquos law and Guinier-Porod model (GP model) 49 3112 Correlation length model 51
3113 Mass fractal flocs - power law 51
312 Microscopy and USAXS of ribonuclease A in ammonium
sulfate at pH 70 53
32 Materials and Methods 57
3211 Optical microscopy of ribonuclease A gel 57 3212 TR-SANS and static SANS 57
3213 USANS 58
33 Results and Discussion 58
331 Microscopy of ribonuclease A samples 58
332 TR-SANS of ribonuclease A gels 59
3321 Initial data set 62
3322 Behavior at longer times 65 3323 Relating mechanical properties to structural
properties 72 3324 Limitations of the TR-SANS experiment 73
333 SANS-USANS of ribonuclease A gel 76
34 Summary and Concluding Remarks 81
4 CONCLUSIONS AND FUTURE WORK 82
41 Conclusions 82 42 Future Directions 83
421 Microrheology experiments 83 422 Cavitational rheology 85
423 DLS 86 424 Alternative precipitants 88 425 Change in protein-protein interactions due to gelation 88
ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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[8] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Methods and
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[10] Lu PJ Zaccarelli E Ciulla F Schofield AB Sciortino F Weitz DA (2008)
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[18] Sarangapani PS Hudson SD Jones RL Douglas JF Pathak JA (2015)
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[24] Dumetz AC Snellinger-OrsquoBrien AM Kaler EW Lenhoff AM (2007) Protein
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[26] Kunz W (2010) Current Opinion in Colloid and Interface Science Specific ion
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[27] Hofmeister F (1888) Arch Exp Pathol Pharmakol Zur Lehre yon der W irkung
tier Salze 251ndash30 httpsdoiorg101007BF01838161
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[29] Ninham BW Yaminsky V (2002) Langmuir Ion Binding and Ion
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[30] Alfridsson M Ninham B Wall S (2000) Langmuir Role of Co-ion specificity
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[32] Curtis RA Lue L (2006) Chemical Engineering Science A molecular approach
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httpsdoiorg101016jcbpa200609020
[36] Xie WJ Gao YQ (2013) Journal of Physical Chemistry Letters A simple theory
for the hofmeister series 44247ndash4252 (24) httpsdoiorg101021jz402072g
[37] Omta AW Kropman MF Woutersen S Bakker HJ (2003) Science Negligible
effect of ions on the hydrogen-bond structure in liquid water 301347ndash349
(5631) httpsdoiorg101126science1084801
[38] Batchelor JD Olteanu A Tripathy A Pielak GJ (2004) Supporting Information
for Impact of Protein Denaturants and Stabilizers on Water Structure 1ndash10
(25)
[39] Gurau MC Lim SM Castellana ET Albertorio F Kataoka S Cremer PS (2004)
Journal of the American Chemical Society On the mechanism of the Hofmeister
effect 12610522ndash10523 (34) httpsdoiorg101021ja047715c
[40] Tessier PM Johnson HR Pazhianur R Berger BW Prentice JL Bahnson BJ
Sandler SI Lenhoff AM (2003) Proteins Structure Function and Genetics
Predictive crystallization of ribonuclease A via rapid screening of osmotic second
virial coefficients 50303ndash311 (2) httpsdoiorg101002prot10249
[41] Finet S Skouri-Panet F Casselyn M Bonneteacute F Tardieu A (2004) Current
Opinion in Colloid and Interface Science The Hofmeister effect as seen by
SAXS in protein solutions 9112ndash116 (1ndash2)
httpsdoiorg101016jcocis200405014
[42] Greene DG Modla S Wagner NJ Sandler SI Lenhoff AM (2015) Biophysical
Journal Local Crystalline Structure in an Amorphous Protein Dense Phase
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[43] Piazza R (2004) Current Opinion in Colloid and Interface Science Protein
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94
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[45] Grover PK Ryall RL (2005) Chemical Reviews Critical Appraisal of Salting-Out
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[46] Martinez M Spitali M Norrant EL Bracewell DG (2018) Trends in
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[47] To BCS Lenhoff AM (2007) Journal of Chromatography A Hydrophobic
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[48] Shepard CC Tiselius A (1949) Discussions of the Faraday Society The
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[50] Lutsko JF Nicolis G (2005) Journal of Chemical Physics The effect of the range
of interaction on the phase diagram of a globular protein 122(24)
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[51] Foffi G McCullagh GD Lawlor A Zaccarelli E Dawson KA Sciortino F
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and Soft Matter Physics Phase equilibria and glass transition in colloidal systems
with short-ranged attractive interactions Application to protein crystallization
651ndash17 httpsdoiorg101103PhysRevE65031407
[52] Miller MA Frenkel D (2004) Journal of Chemical Physics Phase diagram of the
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[53] Pellicane G Costa D Caccamo C (2003) JOURNAL OF PHYSICS
CONDENSED MATTER Phase coexistence in a DLVO model of globular
protein solutions 15375ndash384
95
[54] Liu H Kumar SK Sciortino F (2007) Journal of Chemical Physics Vapor-liquid
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[55] Bianchi E Blaak R Likos CN (2011) Physical Chemistry Chemical Physics
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[56] McManus JJ Charbonneau P Zaccarelli E Asherie N (2016) Current Opinion in
Colloid and Interface Science The physics of protein self-assembly 2273ndash79
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[57] Dumetz AC Chockla AM Kaler EW Lenhoff AM (2009) Crystal Growth amp
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Protein Phase Behavior and Implications for Vapor Diffusion 9682ndash691 (2)
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[58] Gibaud T Schurtenberger P (2009) Journal of Physics Condensed Matter A
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Gil-Carton D Sommerdijk NAJM Sleutel M (2018) Nature Molecular
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[60] Atha DH Ingham KC (1981) Journal of Biological Chemistry Mechanism of
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Research Small‐Angle X‐Ray Scattering Studies of Thermally‐Induced Globular
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[63] Lefebvre J Renard D Sanchez-Gimeno AC (1998) Rheologica Acta Structure
and rheology of heat-set gels of globular proteins I Bovine serum albumin gels
in isoelastic conditions 37345ndash357 (4) httpsdoiorg101007s003970050121
[64] Chodankar S Aswal VK Hassan PA Wagh AG (2010) Journal of
96
Macromolecular Science Part B Physics Effect of pH and protein concentration
on rheological and structural behavior of temperature-induced bovine serum
albumin gels 49658ndash668 (4) httpsdoiorg10108000222341003591500
[65] Malvern Instruments (2012) Annu Trans Nord Rheol Soc Understanding
Yield Stress 216 httpnordicrheologysocietyorgfiles20131019-Larsson-An-
Overview-of-Measurement-Techniques-for-Determination-of-Yield-Stresspdf
[66] Zimberlin JA Sanabria-Delong N Tew GN Crosby AJ (2007) Soft Matter
Cavitation rheology for soft materials 3763ndash767 (6)
httpsdoiorg101039b617050a
[67] Chung YM Simmons KL Gutowska A Jeong B (2002) Biomacromolecules
Sol-Gel transition temperature of PLGA-g-PEG aqueous solutions 3511ndash516
(3) httpsdoiorg101021bm0156431
[68] Shahin A Joshi YM (2010) Langmuir Irreversible aging dynamics and generic
phase behavior of aqueous suspensions of laponite 264219ndash4225 (6)
httpsdoiorg101021la9032749
[69] Zaccarelli E (2007) Journal of Physics Condensed Matter Colloidal gels
Equilibrium and non-equilibrium routes 19(32) httpsdoiorg1010880953-
89841932323101
[70] Trappe V Prasad V Cipelletti L Segre PN Weitz DA (2001) Nature Jamming
phase diagram for attractive particles 411772ndash775 (June 2001)
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[71] Russel WB Grant MC (1993) Physical Review E Volume-fraction dependence
of elastic moduli and transition temperatures for colloidal silica gels 472606ndash
2614 (4)
[72] Gao Y Kim J Helgeson ME (2015) Soft Matter Microdynamics and arrest of
coarsening during spinodal decomposition in thermoreversible colloidal gels
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[73] H T (2000) Journal of Physics Condensed Matter Viscoelastic phase
separation 12R207ndashR264 (15)
[74] Eberle APR Castantildeeda-Priego R Kim JM Wagner NJ (2012) Langmuir
Dynamical arrest percolation gelation and glass formation in model
nanoparticle dispersions with thermoreversible adhesive interactions 281866ndash
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97
[75] Park JD Ahn KH Lee SJ (2015) Soft Matter Structural change and dynamics of
colloidal gels under oscillatory shear flow 119262ndash9272 (48)
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[76] Deshpande AP (2018) PhysicsIitmAcin Techniques in oscillatory shear
rheology 1ndash23 httpwwwphysicsiitmacin~compfluLect-notesabhijitpdf
[77] Malvern Intruments Limited (2016) Whitepaper - A Basic Introduction to
Rheology 9ndash19
[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
Milk Protein Gels 85281ndash294 (2) httpsdoiorg103168jdss0022-
0302(02)74078-2
[79] Ewoldt RH Winegard TM Fudge DS (2011) International Journal of Non-
Linear Mechanics Non-linear viscoelasticity of hagfish slime 46627ndash636 (4)
httpsdoiorg101016jijnonlinmec201010003
[80] Ewoldt RH Johnston MT Caretta LM (2014) Experimental Challenges of Shear
Rheology How to Avoid Bad Data httpsdoiorg101007978-1-4939-2065-
5_6
[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
Rheology 1ndash4 httpwwwtainstrumentscompdfliteratureRH081pdf
[82] Lescanne M Grondin P DrsquoAleacuteo A Fages F Pozzo J-L Monval OM Reinheimer
P Colin A (2004) Langmuir Thixotropic Organogels Based on a Simple N -
Hydroxyalkyl Amide Rheological and Aging Properties 203032ndash3041 (8)
httpsdoiorg101021la035219g
[83] Paulsson M Dejmek P Vliet T Van (1990) Journal of Dairy Science
Rheological Properties of Heat-Induced β-Lactoglobulin Gels 7345ndash53 (1)
httpsdoiorg103168jdss0022-0302(90)78644-4
[84] Zhang J Peng X Jonas A Jonas J (1995) Biochemistry NMR Study of the Cold
Heat and Pressure Unfolding of Ribonuclease A 348631ndash8641 (27)
httpsdoiorg101021bi00027a012
[85] Keller PJ Cohen E Neurath H (1958) J Biol Chem The Proteins of Bovine
Pancreatic Juice 233344ndash349 (2)
[86] Vaynberg KA Wagner NJ (2001) Journal of Rheology Rheology of
polyampholyte (gelatin)-stabilized colloidal dispersions The tertiary
98
electroviscous effect 45451ndash466 (2) httpsdoiorg10112211339247
[87] Firth BA (1976) Journal of Colloid And Interface Science Flow properties of
coagulated colloidal suspensions II Experimental properties of the flow curve
parameters 57257ndash265 (2) httpsdoiorg1010160021-9797(76)90201-0
[88] Poon WCK Haw MD (1997) Advances in Colloid and Interface Science
Mesoscopic structure formation in colloidal aggregation and gelation 7371ndash126
httpsdoiorg101016S0001-8686(97)90003-8
[89] Weigandt K Pozzo D (2013) Proteins in Solution and at Interfaces Protein Gel
Rheology 437ndash448 httpsdoiorg1010029781118523063ch22
[90] Manley S Davidovitch B Davies NR Cipelletti L Bailey AE Christianson RJ
Gasser U Prasad V Segre PN Doherty MP Sankaran S Jankovsky AL Shiley
B Bowen J Eggers J Kurta C Lorik T Weitz DA (2005) Physical Review
Letters Time-dependent strength of colloidal gels 951ndash4 (4)
httpsdoiorg101103PhysRevLett95048302
[91] Instruments TA TRIOS Software
[92] Schultz KM Furst EM (2012) Soft Matter Microrheology of biomaterial
hydrogelators 86198ndash6205 (23) httpsdoiorg101039c2sm25187f
[93] Hammouda B (2008) National Institute of Standards and Technology Center for
Neutron Research Probing Nanoscale Structures - The SANS Toolbox
httpsdoiorg101016jnano200710035
[94] Krueger S Andrews AP Nossal R (1994) Biophysical Chemistry Small angle
neutron scattering studies of structural characteristics of agarose gels 5385ndash94
(1ndash2) httpsdoiorg1010160301-4622(94)00079-4
[95] Windsor CG (1988) Journal of Applied Crystallography An introduction to
small-angle neutron scattering 21582ndash588 (6)
httpsdoiorg101107S0021889888008404
[96] Toh HS Compton RG (2015) ChemistryOpen ldquoNano-impactsrdquo An
Electrochemical Technique for Nanoparticle Sizing in Optically Opaque
Solutions 4261ndash263 (3) httpsdoiorg101002open201402161
[97] Beaucage G Schaefer DW (1994) Journal of Non-Crystalline Solids Structural
studies of complex systems using small-angle scattering a unified
Guinierpower-law approach 172ndash174797ndash805 (PART 2)
99
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[98] Hammouda B (2010) Journal of Applied Crystallography A new Guinier-Porod
model 43716ndash719 (4) httpsdoiorg101107S0021889810015773
[99] Guilbaud JB Saiani A (2011) Chemical Society Reviews Using small angle
scattering (SAS) to structurally characterise peptide and protein self-assembled
materials 401200ndash1210 (3) httpsdoiorg101039c0cs00105h
[100] Koshari SHS Wagner NJ Lenhoff AM (2015) Journal of Chromatography A
Characterization of lysozyme adsorption in cellulosic chromatographic materials
using small-angle neutron scattering 139945ndash52
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[101] Tabatabai AP Weigandt KM Blair DL (2017) Physical Review E Acid-induced
assembly of a reconstituted silk protein system 961ndash7 (2)
httpsdoiorg101103PhysRevE96022405
[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
(2017) Physical Chemistry Chemical Physics Thermally induced conformational
changes and protein-protein interactions of bovine serum albumin in aqueous
solution under different pH and ionic strengths as revealed by SAXS
measurements 1917143ndash17155 (26) httpsdoiorg101039c6cp08809k
[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
Uniform Random Suspension of Fibres 541754ndash1757
httpsdoiorg101039tf9585401754
[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
httpsdoiorg101016jchroma201310003
[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
in poly(ethylene oxide) solutions 376932ndash6937 (18)
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[106] Tang S Preece JM McFarlane CM Zhang Z (2000) Journal of Colloid and
Interface Science Fractal morphology and breakage of DLCA and RLCA
aggregates 221114ndash123 (1) httpsdoiorg101006jcis19996565
[107] Georgalis Y Umbach P Raptis J Saenger W (1997) Acta Crystallographica
Section D Biological Crystallography Lysozyme aggregation studied by light
scattering I Influence of concentration and nature of electrolytes 53691ndash702
100
(6) httpsdoiorg101107S0907444997006847
[108] Glinka CJ Barker JG Hammouda B Krueger S Moyer JJ Orts WJ (1998)
Journal of Applied Crystallography The 30 m Small-Angle Neutron Scattering
Instruments at the National Institute of Standards and Technology 31430ndash445
(3) httpsdoiorg101107S0021889897017020
[109] Kline SR (2006) Journal of Applied Crystallography Reduction and analysis of
SANS and USANS data using IGOR Pro
httpsdoiorg101107s0021889806035059
[110] The Sasview Project httpwwwsasvieworg
[111] Garciacutea De La Torre J Huertas ML Carrasco B (2000) Biophysical Journal
Calculation of hydrodynamic properties of globular proteins from their atomic-
level structure 78719ndash730 (2) httpsdoiorg101016S0006-3495(00)76630-6
[112] Tsuji Y Li X Shibayama M (2018) Gels Evaluation of Mesh Size in Model
Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
450 (2) httpsdoiorg103390gels4020050
[113] Zhao JK Gao CY Liu D (2010) Journal of Applied Crystallography The
extended Q -range small-angle neutron scattering diffractometer at the SNS
431068ndash1077 (5) httpsdoiorg101107s002188981002217x
[114] Jensen MH Toft KN David G Havelund S Peacuterez J Vestergaard B (2010)
Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
httpsdoiorg101107S0909049510030372
[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
httpsdoiorg10112214948427
[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
httpsdoiorg101039c1sm05340j
[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
httpsdoiorg101021ma501882d
[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
httpsdoiorg101016jcopbio201408001
[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
982909ndash2934 (9) httpsdoiorg101002jps21566
[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
End Page 583
Type of Use reuse in a thesisdissertation
Portion figurestablesillustrations
Number offigurestablesillustrations
3
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
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INTRODUCTION1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
GENERAL TERMS2 Elsevier hereby grants you permission to reproduce the aforementioned material subject tothe terms and conditions indicated3 Acknowledgement If any part of the material to be used (for example figures) hasappeared in our publication with credit or acknowledgement to another source permissionmust also be sought from that source If such permission is not obtained then that materialmay not be included in your publicationcopies Suitable acknowledgement to the sourcemust be made either as a footnote or in a reference list at the end of your publication asfollowsReprinted from Publication title Vol edition number Author(s) Title of article title ofchapter Pages No Copyright (Year) with permission from Elsevier [OR APPLICABLESOCIETY COPYRIGHT OWNER] Also Lancet special credit - Reprinted from TheLancet Vol number Author(s) Title of article Pages No Copyright (Year) withpermission from Elsevier4 Reproduction of this material is confined to the purpose andor media for whichpermission is hereby given5 AlteringModifying Material Not Permitted However figures and illustrations may bealteredadapted minimally to serve your work Any other abbreviations additions deletionsandor any other alterations shall be made only with prior written authorization of ElsevierLtd (Please contact Elsevier at permissionselseviercom) No modifications can be madeto any Lancet figurestables and they must be reproduced in full6 If the permission fee for the requested use of our material is waived in this instanceplease be advised that your future requests for Elsevier materials may attract a fee7 Reservation of Rights Publisher reserves all rights not specifically granted in thecombination of (i) the license details provided by you and accepted in the course of thislicensing transaction (ii) these terms and conditions and (iii) CCCs Billing and Paymentterms and conditions8 License Contingent Upon Payment While you may exercise the rights licensedimmediately upon issuance of the license at the end of the licensing process for thetransaction provided that you have disclosed complete and accurate details of your proposeduse no license is finally effective unless and until full payment is received from you (eitherby publisher or by CCC) as provided in CCCs Billing and Payment terms and conditions Iffull payment is not received on a timely basis then any license preliminarily granted shall bedeemed automatically revoked and shall be void as if never granted Further in the eventthat you breach any of these terms and conditions or any of CCCs Billing and Paymentterms and conditions the license is automatically revoked and shall be void as if nevergranted Use of materials as described in a revoked license as well as any use of thematerials beyond the scope of an unrevoked license may constitute copyright infringementand publisher reserves the right to take any and all action to protect its copyright in thematerials9 Warranties Publisher makes no representations or warranties with respect to the licensedmaterial10 Indemnity You hereby indemnify and agree to hold harmless publisher and CCC andtheir respective officers directors employees and agents from and against any and allclaims arising out of your use of the licensed material other than as specifically authorizedpursuant to this license11 No Transfer of License This license is personal to you and may not be sublicensedassigned or transferred by you to any other person without publishers written permission
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
LIMITED LICENSEThe following terms and conditions apply only to specific license types15 Translation This permission is granted for non-exclusive world English rights onlyunless your license was granted for translation rights If you licensed translation rights youmay only translate this content into the languages you requested A professional translatormust perform all translations and reproduce the content word for word preserving theintegrity of the article16 Posting licensed content on any Website The following terms and conditions apply asfollows Licensing material from an Elsevier journal All content posted to the web site mustmaintain the copyright information line on the bottom of each image A hyper-text must beincluded to the Homepage of the journal from which you are licensing athttpwwwsciencedirectcomsciencejournalxxxxx or the Elsevier homepage for books athttpwwwelseviercom Central Storage This license does not include permission for ascanned version of the material to be stored in a central repository such as that provided byHeronXanEduLicensing material from an Elsevier book A hyper-text link must be included to the Elsevierhomepage at httpwwwelseviercom All content posted to the web site must maintain thecopyright information line on the bottom of each image
Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
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After the embargo periodvia non-commercial hosting platforms such as their institutional repositoryvia commercial sites with which Elsevier has an agreement
In all cases accepted manuscripts should
link to the formal publication via its DOIbear a CC-BY-NC-ND license - this is easy to doif aggregated with other manuscripts for example in a repository or other site beshared in alignment with our hosting policy not be added to or enhanced in any way toappear more like or to substitute for the published journal article
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Content title
The formation and structure of precipitated protein phases
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Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
(2) Figure 419 Desmeared USAXS spectra of salted-out RNAse A
(3) Figure 53 TR-SANS of Ovalbumin gel beads
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Licensed Content Publication Polymer Gels and Networks
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GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
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Posting licensed content on Electronic reserve In addition to the above the followingclauses are applicable The web site must be password-protected and made available only tobona fide students registered on a relevant course This permission is granted for 1 year onlyYou may obtain a new license for future website posting17 For journal authors the following clauses are applicable in addition to the abovePreprintsA preprint is an authors own write-up of research results and analysis it has not been peer-reviewed nor has it had any other value added to it by a publisher (such as formattingcopyright technical enhancement etc)Authors can share their preprints anywhere at any time Preprints should not be added to orenhanced in any way in order to appear more like or to substitute for the final versions ofarticles however authors can update their preprints on arXiv or RePEc with their AcceptedAuthor Manuscript (see below)If accepted for publication we encourage authors to link from the preprint to their formalpublication via its DOI Millions of researchers have access to the formal publications onScienceDirect and so links will help users to find access cite and use the best available
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
immediatelyvia their non-commercial person homepage or blogby updating a preprint in arXiv or RePEc with the accepted manuscriptvia their research institute or institutional repository for internal institutionaluses or as part of an invitation-only research collaboration work-groupdirectly by providing copies to their students or to research collaborators fortheir personal usefor private scholarly sharing as part of an invitation-only work group oncommercial sites with which Elsevier has an agreement
After the embargo periodvia non-commercial hosting platforms such as their institutional repositoryvia commercial sites with which Elsevier has an agreement
In all cases accepted manuscripts should
link to the formal publication via its DOIbear a CC-BY-NC-ND license - this is easy to doif aggregated with other manuscripts for example in a repository or other site beshared in alignment with our hosting policy not be added to or enhanced in any way toappear more like or to substitute for the published journal article
Published journal article (JPA) A published journal article (PJA) is the definitive finalrecord of published research that appears or will appear in the journal and embodies allvalue-adding publishing activities including peer review co-ordination copy-editingformatting (if relevant) pagination and online enrichmentPolicies for sharing publishing journal articles differ for subscription and gold open accessarticlesSubscription Articles If you are an author please share a link to your article rather than thefull-text Millions of researchers have access to the formal publications on ScienceDirectand so links will help your users to find access cite and use the best available versionTheses and dissertations which contain embedded PJAs as part of the formal submission canbe posted publicly by the awarding institution with DOI links back to the formalpublications on ScienceDirectIf you are affiliated with a library that subscribes to ScienceDirect you have additionalprivate sharing rights for others research accessed under that agreement This includes usefor classroom teaching and internal training at the institution (including use in course packsand courseware programs) and inclusion of the article for grant funding purposesGold Open Access Articles May be shared according to the author-selected end-userlicense and should contain a CrossMark logo the end user license and a DOI link to theformal publication on ScienceDirectPlease refer to Elseviers posting policy for further information18 For book authors the following clauses are applicable in addition to the above Authors are permitted to place a brief summary of their work online only You are notallowed to download and post the published electronic version of your chapter nor may youscan the printed edition to create an electronic version Posting to a repository Authors arepermitted to post a summary of their chapter only in their institutions repository
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19 ThesisDissertation If your license is for use in a thesisdissertation your thesis may besubmitted to your institution in either print or electronic form Should your thesis bepublished commercially please reapply for permission These requirements includepermission for the Library and Archives of Canada to supply single copies on demand ofthe complete thesis and include permission for ProquestUMI to supply single copies ondemand of the complete thesis Should your thesis be published commercially pleasereapply for permission Theses and dissertations which contain embedded PJAs as part ofthe formal submission can be posted publicly by the awarding institution with DOI linksback to the formal publications on ScienceDirect Elsevier Open Access Terms and ConditionsYou can publish open access with Elsevier in hundreds of open access journals or in nearly2000 established subscription journals that support open access publishing Permitted thirdparty re-use of these open access articles is defined by the authors choice of CreativeCommons user license See our open access license policy for more informationTerms amp Conditions applicable to all Open Access articles published with ElsevierAny reuse of the article must not represent the author as endorsing the adaptation of thearticle nor should the article be modified in such a way as to damage the authors honour orreputation If any changes have been made such changes must be clearly indicatedThe author(s) must be appropriately credited and we ask that you include the end userlicense and a DOI link to the formal publication on ScienceDirectIf any part of the material to be used (for example figures) has appeared in our publicationwith credit or acknowledgement to another source it is the responsibility of the user toensure their reuse complies with the terms and conditions determined by the rights holderAdditional Terms amp Conditions applicable to each Creative Commons user licenseCC BY The CC-BY license allows users to copy to create extracts abstracts and newworks from the Article to alter and revise the Article and to make commercial use of theArticle (including reuse andor resale of the Article by commercial entities) provided theuser gives appropriate credit (with a link to the formal publication through the relevantDOI) provides a link to the license indicates if changes were made and the licensor is notrepresented as endorsing the use made of the work The full details of the license areavailable at httpcreativecommonsorglicensesby40CC BY NC SA The CC BY-NC-SA license allows users to copy to create extractsabstracts and new works from the Article to alter and revise the Article provided this is notdone for commercial purposes and that the user gives appropriate credit (with a link to theformal publication through the relevant DOI) provides a link to the license indicates ifchanges were made and the licensor is not represented as endorsing the use made of thework Further any new works must be made available on the same conditions The fulldetails of the license are available at httpcreativecommonsorglicensesby-nc-sa40CC BY NC ND The CC BY-NC-ND license allows users to copy and distribute the Articleprovided this is not done for commercial purposes and further does not permit distribution ofthe Article if it is changed or edited in any way and provided the user gives appropriatecredit (with a link to the formal publication through the relevant DOI) provides a link to thelicense and that the licensor is not represented as endorsing the use made of the work Thefull details of the license are available at httpcreativecommonsorglicensesby-nc-nd40Any commercial reuse of Open Access articles published with a CC BY NC SA or CC BYNC ND license requires permission from Elsevier and will be subject to a feeCommercial reuse includes
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Posting or linking by commercial companies for use by customers of those companies 20 Other Conditions v19Questions customercarecopyrightcom or +1-855-239-3415 (toll free in the US) or+1-978-646-2777
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
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Licensed Content Title Experimental Challenges of Shear Rheology How to Avoid BadData
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Author of this SpringerNature content
no
Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions figure 6
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Total 000 USD
Terms and Conditions
Springer Nature Customer Service Centre GmbHTerms and Conditions
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License Number 4620350056179
License date Jul 01 2019
Licensed Content Publisher John Wiley and Sons
Licensed Content Publication Wiley Books
Licensed Content Title Protein Gel Rheology
Licensed Content Author Katie Weigandt Danilo Pozzo
Licensed Content Date Mar 5 2013
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GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
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ix
BIBLIOGRAPHY 90
Appendix
A REPRINT PERMISSION LETTERS 103
x
LIST OF TABLES
Table 120784 120783 Rheological parameters used to calculate parameters for the low-torque
limit (equation 25) and instrument inertial limit (equation 28) 41
Table 120785 120783 Times for SANS measurements along with the order of SDD The time
at the end of the run corresponds to the cumulative time at which the
scattering for the measurement ended and the new measurement began
62
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values 68
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values 69
xi
LIST OF FIGURES
Figure 120783 120783 Protein phase diagram for general protein and precipitant adapted from
calculations based on a short-ranged attractive Yukawa potential [51]
F S correspond to fluid and solids respectively G L correspond to gas
and liquid respectively The solid lines correspond to the F S and G L
phase separations The dashed line is the spinodal and solid circles are
the gelation line computed from mode-coupling theory [51] Reprinted
with permission from [16] 10
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads grow
larger with time and correspond to a protein-rich phase while the
supernatant is protein-poor Reprinted with permission from [16] 13
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to an
isotropic depletion attraction Gel behavior was verified by dynamic
light scattering (DLS) Adapted from Van Driessche et al and reprinted
with permission from [59] 15
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right The
dotted lines follow the same color code as the single points indicating
the phase boundaries in PEG1500 Ceavg indicates the solubility line
PEG1000 6wv contains only 1222 crystals that are on the order of 1
mm while 7 wv contains tiny rods of P21212 crystals that are
dispersed in a gel phase Furthermore 8 wv PEG1000 yields the
presence of a kinetically-arrested gel phase Reprinted with permission
from [59] 16
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the development
of a nanocrystalline peak Reprinted with permission from [15] 19
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument at
25degC using a parallel plate geometry Reprinted with permission from
[42] 21
xii
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt et
al The low-torque limit and instrument inertia effects are calculated
from equations 25 and 28 respectively Reprinted with permission
from [79] 28
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis is
inverted in order to represent a measure of dimensionless temperature
[16 51] 35
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red arrow
points to the gel-like phase that adheres to walls of the Eppendorf tube
upon inversion 36
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of the
gel which becomes more rigid over time Tan(δ) was calculated using
equation 26 The plateau G(ω) increases to ~ 1200 Pa after 3 hours
37
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII and
inactive factor XIII during the gelation process The plateau modulus is
reached after roughly 2000 seconds in fibril gels with inactive factor
XIII which is faster than ribonuclease A gelation Reprinted with
permission from [89] 38
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging behavior
seen in colloidal silica gels [6 90] 39
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and 22
M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its negligible
value The grey area shows data susceptible to instrumentation error or
low torque limits of the rheometer Tan(δ) is not affected by instrument
limits 40
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt and
Pozzo [8] The frequency sweep data appear qualitatively similar to
Figure 27 but the plateau moduli appear to be an order of magnitude
lower than for the ribonuclease A gel Reprinted with permission from
[8] 42
xiii
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel shows
minimal hysteresis The lsquo1rsquo denotes frequency in the forward direction
from 001 rads to 10 rads while lsquo2rsquo denotes the sweep applied in the
reverse direction 43
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein concentration
in 16 M ammonium sulfate in 5 mM phosphate buffer at pH 70 after
1 day Reprinted with permission from [16] 53
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22 M
ammonium sulfate in 5 mM phosphate buffer at pH 70 from Greene
The images show the presence of largely amorphous structures on the
micron scale Reprinted with permission from [15] 55
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M 21 M
and 22 M ammonium sulfate in pH 70 The data were fitted to the
correlation length model (equation 38) (solid lines) Reprinted with
permission from [15] 56
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates 59
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region 61
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law fits
show two distinct regimes with the low-Q region showing a slope of
21 (black) and the mid-Q region showing a slope of 14 (blue) 64
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in 22
M ammonium sulfate at pD 70 GP model fits are shown for the low-
Q (red) and mid-Q regions (blue) 65
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 with the time and are referred by the time at
the end of the scan The dashed lines are fits to the data using the GP
model The vertical dashed black line indicates the different ranges of
the independent GP models used to fit the data 66
xiv
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of the
scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data 67
Figure 120785 120783120782Oscillation time test of ribonuclease A gel (figure 24) overlaid with Rg
from the low-Q and mid-Q regions Throughout experimentation the
Rg of the mid-Q region is close to a value of 15 Å which is close to the
hydrodynamic radius of ribonuclease A (14 Å) The Rg of the low-Q
region decreases from 88 Å to 75 Å (grey box) and then remains
constant throughout the rest of the data aquisition This reduction of Rg
is seen by the development of the broad peak which is indicative of gel
hardening 70
Figure 120785 120783120783Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the low-
Q and mid-Q regions 72
Figure 120785 120783120784Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-m
SDD (low-Q region) scan times for the first three data sets (green red
and blue rectangles respectively) are overlaid The width of each
rectangle is ~300 seconds The sharp lines signify the end points of the
individual scans 75
Figure 120785 120783120785USANS data of 40 mgmL ribonuclease A in 18 M ammonium sulfate
in 5 mM sodium phosphate at pD 70 The GP model was used to fit
SANS spectra data and parameters were used to extrapolate the
predicted intensity into the USANS regime (grey box) Both the
predicted and the actual USANS data show the absence of scattering
above background 77
Figure 120785 120783120786USANS data of sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The dashed line is a fit to the data using the GP
model 78
xv
Figure 120785 120783120787SANS data for sample prepared from 40 mgmL ribonuclease A in 22
M ammonium sulfate The model fits are indicated by the dashed lines
The correlation length model is used to fit data from 0001 Å -1 to 003
Å -1 while the GP model is used to fit data from 003 Å -1 to 008 Å -1
The grey box highlights the Q-range not accessible by TR-SANS due
to the use of 13 m SDD instead of 153 m with lens The blue box
highlights the sharp uptick in I(Q) which correspond to scattering from
clusters captured by the correlation length model 80
xvi
NOMENCLATURE
Cryo-TEM Cryogenic transmission electron microscopy
DLCA Diffusion limited cluster aggregation
DWS Diffusion wave spectroscopy
DLS Dynamic Light Scattering
df Fractal dimension
119863 Gap height (microm) or diffusion coefficient
EQ-SANS Extended Q-range small-angle neutron scattering
11986411198881198981 Extinction coefficient
E Youngrsquos modulus
F Fluid
119865120574 Strain constant
119865120591 Stress constant (119875119886
119873119898)
G Complex modulus (Pa)
1198922(120591) Electric field correlation function
119866 Gas
GSER Generalized Stokes Einstein relation
GI Glucose Isomerase
GP Guinier-Porod
1198921(120591) Intensity correlation function
G (ω) Loss modulus (Pa)
119866119898119894119899 Minimum modulus measurable by configuration (Pa)
G (ω) Storage modulus (Pa)
119868 Geometry inertia (Nms2)
xvii
kB Boltzmann constant (m2 kg s-2 K-1)
119871 Liquid
LLPS Liquid-Liquid Phase Separation
m Porod exponent
MPT Multiple particle tracking
Pc Critical pressure
P Fitting parameter
pI Isoelectric point
PEG Polyethylene Glycol
Q Scattering wave vector (Åminus1)
r Inner radius of needle (m)
119877119892 Radius of gyration (Å)
RLCA Rate limited cluster aggregation
s Dimensionality parameter
SDD Sample-to-detector distance (m)
SAOS Small amplitude oscillatory shear
SANS Small-angle neutron scattering
SAXS Small-Angle X-ray Scattering
119878 Solid
T Dimensionless temperature
119879119894119899119890119903119905119894119886 Inertial torque (Nm)
119879119898119886119905119890119903119894119886119897 Material torque (Nm)
119879119898119894119899 Minimum torque (Nm)
t Time (seconds)
xviii
TR-SANS Time-resolved small-angle neutron scattering
T Torque (Nm) or Temperature (K)
USALS Ultra-small-angle light scattering
USANS Ultra-small-angle neutron scattering
VSFS Vibrational sum frequency spectroscopy
1205740 Amplitude
ω Angular frequency (second-1)
ε Characteristic length (m)
ξel Characteristic length of elastic bob (m)
120585 Correlation length (Å)
Γ Decay rate
120588119890119897 Density of solution (
119896119892
1198983)
1205790 Displacement (rad)
120588 Density of solution (119892
1198981198713)
∆1199032 (120591) Mean-squared displacement (units)
δ Phase angle
γ Surface tension
Φ Volume fraction
β Zero decay function value
xix
ABSTRACT
Protein dense phases are ubiquitous in pharmaceutical downstream processing
and crystallization screens Identifying the various dense phases that exist for different
proteins and precipitants is of significant interest with several theoretical and
experimental papers published that study the various aggregation boundaries and phase
behavior mechanisms that exist due to competition between various equilibrium and
non-equilibrium driving forces A protein phase diagram with dense phases such as
dense liquids gels crystals and precipitates can be obtained upon the addition of a
precipitant or due to temperature or pH changes for a suitable set of samples Of the
dense phases discussed the primary interest lies in gels which are materials that are
composed primarily of liquids but exhibit solid-like mechanical properties due to the
individual proteins interacting and aggregating to form an interconnected structure
The goal of this project is to prepare gels of globular protein that arise from
dense phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70)
and measure their structural and mechanical properties To our knowledge there have
been studies that show gelation due to low temperature quenches in lysozyme as well
as gelation of proteins due to heating However there are very limited studies of the
physical and structural properties of salted-out protein gel phases Additionally not all
combinations of proteins and precipitants lead to the formation of a gel phase To
address these challenges we conducted a screening test involving a phase behavior
study to identify the protein the precipitant and the associated concentrations that lead
to an apparent gel phase For a combination of ribonuclease A and ammonium sulfate
in 5 mM phosphate buffer in D2O at pD 70 two distinct types of behavior are seen (1)
a clear liquid corresponding to a single-phase viscous liquid that does not show gel-like
xx
behavior (2) an opaque gel-phase that appears near the aggregation boundary of
ribonuclease A that is attributed to spinodal decomposition and that adheres to the tube
wall upon inversion
Following this different small-amplitude oscillatory shear (SAOS) bulk-
rheology experiments utilizing a cone-and-plate geometry were performed on the gel-
phase (1) an oscillation time test for 104 seconds allowing for gel formation (2) a
frequency sweep that showed a predominant storage modulus (G(ω) gt G(ω)) that
confirms the presence of a gel phase
Obtaining the structural properties of the gel is a challenge due to the opacity
Thus a combination of small-angle neutron scattering (SANS) and ultra-small-angle
neutron scattering (USANS) was used to study and characterize this system Firstly TR-
SANS (time-resolved small-angle neutron scattering) was performed for a duration of
104 seconds corresponding to the time scale used for the oscillation time test TR-SANS
show two distinct regions of structural evolution a low-Q region and a mid-Q region
that show broad-peak evolution and monomer-monomer level interactions respectively
SANS and USANS data for the gel formulation are fit utilizing shape independent
structural models that show the presence of gel network USANS data show the absence
of any structure for the single-phase liquid indicating that the gelation behavior
evidenced in rheological studies for the lsquogel phasersquo are characteristic of higher-order
structures that give rise to a system spanning gel
To conclude a combination of phase behavior studies neutron scattering and
bulk-rheology can provide an adequate framework for identifying a gel phase that exists
for salted-out proteins and obtaining its structural and mechanical properties
Implications from this study could provide insight on discovering and characterizing
xxi
more such protein-salt combinations that display a gel phase for which further research
is necessary
1
INTRODUCTION AND BACKGROUND
Nijenhuis famously commented ldquoA gel is a gel as long as one cannot prove that
it is not a gelrdquo [1] Nishinhari [2] agreed that this statement while not to be taken in a
literal sense encapsulates the struggle to accurately capture the definition of what a gel
is The literature includes numerous journal articles that review the material properties
that characterize a lsquogelrsquo [2ndash4] Almdal et al proposed that gels should behave solid-like
to humans ie a relaxation time on the order of seconds and the gel should exhibit no
flow under its own weight The authors arrived at a conclusion that a gel should satisfy
two conditions
1 A gel is a soft solid or solid-like material of two or more components of
which liquid is predominant
2 Solid-like gels are characterized by the absence of an equilibrium modulus
by a storage modulus G(ω) that exhibits a pronounced plateau extending to
times at least of the order of seconds and by a loss modulus G(ω) that is
considerably smaller than G(ω) in the plateau region [3]
The authors conceded that the upper limits of the moduli magnitudes may be unspecified
due to the variety of materials that exist in different scientific fields For example weak
biopolymers might not behave as a lsquogelrsquo to materials scientists who work with cement
2
While gel phases exist in a variety of interesting soft matter from polymers [5]
to nanoparticle systems [6] they are also exhibited in various biological molecules in
the form of protein gels where the solid component is protein and the liquid component
is an aqueous solution [4] Protein gels in vivo exist in the form of biological gels that
are hydrated and porous to allow transport of enzymes and small molecules involved in
biological processes For example blood clots which have a high water content are
made of a system-spanning protein fiber network of fibrinogen [7] Protein gels are
typically formed because of environmental triggers associated with the presence of
enzymes as well as salt pH or temperature changes which cause individual proteins to
interact and aggregate to form an interconnected structure Protein gels have inspired
scientists to create biopolymers that mimic their physiological properties for various
medical applications such as contact lenses cell and drug delivery systems and tissue
engineering [7ndash9] In addition to purely biological systems gelation is used in the food
industry among several others [10] to manufacture commonly-consumed items such
as comminuted meat fruit jellies and bread doughs [11]
Protein gelation mechanisms are often classified based on their mechanism of
self-assembly depending on protein-protein interactions chemical gelation occurs due
to the formation of permanent networks of covalent bonds while physical gelation is
driven predominantly by van der Waalsrsquo forces hydrogen bonding or hydrophobic
interactions The thermal gelation of egg-white is due to the expo sure of hydrophobic
residues which triggers physical gelation A well-known process used to gel proteins in
food systems at ambient temperature is the cold-gelation process which involves
heating and denaturing the protein [12] Hydrogels have the propensity to form
interconnected gel networks as they are formed by natural or synthetic hydrophilic
3
polymers [13] Previous research has shown that for typical globular proteins gelation
is an occurrence due to denaturation either through temperature changes [14] or through
the addition of a denaturing solvent such as n-propyl alcohol at a very high concentration
(~50) This denatures individual protein molecules and causes the production of long-
chain molecules which associate to form a system-spanning gel network [4] On the
other hand an admixture of salts such as ammonium sulfate can lead to the formation
of protein dense phases [15] without protein denaturation Dumetz et al demonstrated
that salting-out of high-density protein solutions can cause a metastable liquid-liquid
phase separation (LLPS) to a solid-fluid equilibrium because of the screening of long-
ranged electrostatic protein interactions Additionally kinetically-trapped phases such
as arrested glasses and gels may form within this liquid-liquid co-existence region [16]
The goal of this project is to discover gels of globular protein that arise from dense
phases salted-out at ambient conditions (room temperature (~23ordmC) and pH 70) and
measure their structural and mechanical properties Previous studies show gelation due
to low temperature quenches in lysozyme [17] as well as gelation of proteins due to
heating [12] However to our knowledge studies of the mechanical and structural
properties of salted-out protein gel phases at ambient conditions have been very limited
We aim to do this utilizing a combination of phase behavior studies to understand the
conditions that lead to a gelled phase neutron scattering to probe the structure of the
sample microscopy to provide a microscale structural understanding of the protein and
rheology to obtain mechanical properties and prove gelation
11 Protein-Protein Interactions
Proteins are polyampholytes meaning they can be thought of as charged
polymers containing both acidic and basic functional groups with concentration- and
4
pH-dependent conformations [18] Protein interactions comprise several different
contributions such as van der Waals interactions salt bridges electrostatic forces
hydration effects hydrogen binding hydrodynamic forces and ion binding [19 20] The
size of protein monomers lies near the lower limit of the colloidal particle size range
generally considered to be on the order of microm to nm [21] However due to their complex
nature protein molecules behave differently from simple spherical colloidal particles in
solution due to their anisotropy which is a consequence of their non-spherical shape
rough local topography and heterogeneous surface functionality [22] Furthermore it
is found that protein-protein interactions can be altered depending on the pH [23] and
the ionic strength of the solution[24] among other factors At high ionic strengths the
solubility of many globular proteins is reduced and solutions become insoluble in a
phenomenon called lsquosalting-outrsquo [25]
12 Salting-Out of Proteins
Salting-out of proteins lead to the presence of dense phases such as arrested gels
glasses precipitates and LLPSs [19] Specifically it was found that the anions and
cations that form the salt were able to induce this effect uniquely [26] and the dense
phases and salting-out ability exhibited by a protein could potentially differ based on
the salt-added [24] The salting-out ability of anions was determined by Hofmeister in
1888 [27] by conducting precipitation measurements on ovalbumin an acidic protein
(pI ~46) The order of this series is 11987811987442minus gt 1198671198751198744
2minus gt 119874119860119888minus gt 119888119894119905minus gt 119874119867minus gt 119862119897minus gt 119861119903minus
gt 1198621198971198743minus gt 1198611198654
minus gt 119878119862119873minus gt 1198751198656minus while for cations the salting-out ability varies as 119873(1198621198673)
4+ gt 1198731198674
+ gt 119862119904+ gt 119877119887+ gt 119870+ gt 119873119886+ gt 119871119894+ gt 1198721198922+ gt 1198621198862+[26]
5
Several hypotheses have been postulated for the specific ion effects that give
rise to the Hofmeister series including water structuring [28] dispersion forces between
ions [29] and the impact of dissolved gases [30] Hofmeister initially proposed that the
effect was due to the ions that had water-withdrawing abilities [31] and these ions were
initially classified based on their ability to disrupt water structuring (chaotropes) or
promote it (kosmotropes) Kosmotropes are ions that have high charge density which
results in structuring of water around themselves and they are seen experimentally to
be stronger salting-out agents [32] Chaotropes are ions that have low charge density
and disrupt the hydrogen-bonding structure of water and they are found to be weak
salting-out agents Collins [33] considered that the differences in the behavior of
kosmotropes and chaotropes is due to their differences in charge density and ion size
Ions are treated as spheres with the charge concentrated at the center and kosmotropes
bind strongly to water due to their smaller size Salting-out appears to result from
interfacial effects of strongly-hydrated anions near the protein surface Strongly-
hydrated cations on the other hand are thought to increase protein solubility by
interacting with polar surface groups of the protein Strongly-hydrated anions such as
sulfates compete for water molecules in the second hydration layer of the protein This
makes water unable to effectively reach the first hydration layer to solvate the protein
surface rendering the bulk solution a weaker solvent [33] On average 57 of the
surface of a soluble globular protein is non-polar [34] and for these regions the nearby
strongly-hydrated anions raise the surface tension of the solvent [33] This in turn
encourages minimization of these non-polar surface regions and therefore reduces the
accessible surface area causing a screening effect whereby protein-protein attractions
are favored and formed resulting in potential aggregation
6
Despite numerous studies that support the individual ionrsquos abilities to act as
kosmotropes and chaotropes the mechanistic basis for the Hofmeister series is still
debated [35 36] Zhang and Cremer [35] cast doubt on whether water structure-making
and -breaking are the basis for the Hofmeister series and the series is due to direct ion-
protein interactions They cited evidence from dynamic measurements of water
molecules using mid-infrared pump-probe spectroscopy which showed that the
rotational dynamics of water molecules outside the first hydration shell of the ion is not
influenced by both kosmotropic and chaotropic ions and that the presence of these ions
does not disrupt the hydrogen-bond network in bulk water [37] Furthermore they cited
a study on the thermodynamic analysis of water structure in the presence of 17 protein
stabilizers and denaturants that suggested that a solutersquos impact on water structure had
no effect on protein stability [38] The third source of evidence they use was a study
that applied vibrational sum frequency spectroscopy (VSFS) on the airwater interface
of an octadecylamine monolayer spread on various sodium salt solutions VSFS is
sensitive to alkyl chain conformation of the monolayer and the technique captures the
propensity of a given anionrsquos ability to induce gauche effects onto the monolayer at
constant temperature and pressure The authors collected VSFS data at the monolayers
spread on D2O subphases and found that the anionrsquos ability to disorder the alkyl chain
followed the Hofmeister series However when they collected interfacial water data on
the airmonolayerwater interface they found a significant deviation from the
Hofmeister series in the way the anions affected water structure This discrepancy the
authors inferred argues against the idea that the Hofmeister effect is due to the ionrsquos
ability to lsquomakersquo or lsquobreakrsquo water structure [35 39] These papers led the authors to
7
discount the effect of ions on bulk water properties in a counter to Collinss argument
and to state that ion-protein interactions are the main cause for the order of the series
The original Hofmeister series measurements were conducted on ovalbumin (pI
~46) an acidic protein For proteins with isoelectric point (pI) greater than the pH
tested the inverse Hofmeister series is followed [40] Small angle x-ray scattering
(SAXS) studies by Finet et al on lysozyme α-crystallin γ-crystallin and ATCase and
brome mosaic virus revealed
1 The addition of salt screens electrostatic interactions between protein
molecules while inducing a short-ranged attractive potential that becomes
stronger with decreasing temperature
2 Macromolecules studied at pH lower than the pI follow the reverse
Hofmeister series while studies at pH values higher than the pI follow the
Hofmeister series
3 Individual ion effects are much less pronounced and sometimes disappears
at pH values near the pI
4 Salting-out ability is affected by the ion valency at 50 mM MgCl2 had the
same effect as NaCl at 10 times the concentration (500 mM)
5 Larger proteins exhibited weaker monovalent salt induced attractions [41]
Furthermore the characteristics of dense phases formed by salting-out proteins
depend strongly on solution conditions In the work of Greene et al nanocrystalline
regions of ovalbumin monomers precipitated with ammonium sulfate were seen only
for salt concentrations between 24 M and 28 M [42] Nanocrystallinity was also
captured using SAXS for ribonuclease A precipitated with ammonium sulfate at pH 40
However such crystallinity was not seen at pH 70 for otherwise the same solution
8
conditions [15] reflecting the customary susceptibility of protein solution properties to
changes in pH [43]
With these findings it is apparent that the molecular understanding of salting-
out of proteins is still under debate Additionally it is important to understand that
salting-out involves a complex interplay among several factors that affect solution
conditions solution pH protein type precipitant type pI of protein All these need to
be considered in the context of arriving at a dense protein phase Moreover the dense-
phase behavior exhibited in salting-out are specific to each solution condition and not
necessary reproducible among different combinations of proteins precipitants and salts
[15 16]
Salting-out does not severely affect the properties of RNA DNA and proteins
which has resulted in the technique being used routinely for isolation of proteins [44]
and in industries such as the pharmaceutical industry [45] Salting-out of proteins leads
to insolubilization [25] and has been used for low-value product purification due to its
cost-efficiency [46] Furthermore the high salt concentrations that lead to
insolubilization occur during hydrophobic interaction chromatography (HIC) or
lsquosalting-outrsquo chromatography [47 48] HIC is typically used for purifying antibodies
recombinant proteins and plasmid DNA Given the widespread use of the principle of
salting-out of proteins finding a gel-phase and understanding both the structural and the
mechanical properties would be of interest from both a fundamental research point of
view as well as from an industrial perspective
13 Protein Phase Diagram
The protein phase diagram provides one perspective on the effect of a precipitant on a
protein solution The structure of the phase diagram for proteins can be interpreted
9
within the framework of the theoretical phase diagram for colloids interacting via short-
ranged attraction Numerous studies have treated proteins as spheres within an implicit
solvent with these spheres interacting through an isotropic pair potential [22] with
potentials such as the square-well [49] modified Lennard-Jones [50] Yukawa [51]
adhesive hard sphere [52] and DLVO [53] being used However given the anisotropy
of individual protein molecules these models are a simplistic representation of actual
interactions Phase boundaries are experimentally broader than described by isotropic
models [54] Thus more elaborate models such as those with highly-attractive patches
on the spheres have been proposed to seek a more accurate depiction of protein phase
diagrams [22 54ndash56] Nevertheless within the context of this thesis we explain the
phase diagram of proteins using an isotropic Yukawa potential (Figure 11) [16 51]
The phase behavior exhibited by proteins depends on solution conditions Phase
separation is typically induced by adding a precipitant or by inducing a temperature or
a pH change which in turn alters the strength of protein-protein attractions Here the
dimensionless temperature T = kbTε and Φ is the volume fraction Since a decrease in
temperature gives rise to increased colloidal attraction in the theoretical model a
decrease in T is treated as corresponding to an increase in salt concentration for the
case of salting-out The gelation line computed using mode coupling theory (MCT) [51]
represents a dynamically-arrested state The intersection of the binodal and the gelation
line yields a gas-liquid phase separation (protein-poor supernatant and protein-rich
aggregates) The region of the gelation line above the binodal corresponds to a phase-
separated liquid that yields a liquid-liquid phase separation (LLPS) into protein-rich and
protein-poor phases At T values below the binodal LLPS does not occur and thus the
10
gel can be viewed as a frustrated liquid with the dense-phase concentration being the
gelation line intersection with the supernatant-gel line [16]
Figure 120783 120783
Protein phase diagram for general protein and precipitant adapted
from calculations based on a short-ranged attractive Yukawa
potential [51] F S correspond to fluid and solids respectively G
L correspond to gas and liquid respectively The solid lines
correspond to the F S and G L phase separations The dashed line
is the spinodal and solid circles are the gelation line computed
from mode-coupling theory [51] Reprinted with permission from
[16]
11
The work of Dumetz et al [16 23 57] mapped out phase boundaries as a function
of temperature and pH and utilized several different precipitants The phase boundaries
qualitatively resembled each other and an increase in salt concentration was found to be
equivalent to the effect of a temperature drop for a given protein concentrations This
shows that the origin of physical attraction does not determine the form of the phase
diagram and that protein solutions follow the general qualitative trend of the colloidal
phase diagram Likewise the co-existence curve for protein salting-out follows a similar
trend with lower salt concentrations required at higher protein concentration to arrive
at the phase transition [19]
14 Gelled Protein Phases
The protein phase diagram for a globular protein modeled as a simple attractive
colloid (hard sphere with an isotropic attractive interaction) displays the presence of an
attractive spinodal gel (Figure 12) [56] Schurtenberger et al [17 58] explored the
phase behavior of concentrated lysozyme solutions as a function of volume fraction and
quench temperature Quenching to 15degC on the phase diagram revealed that this
temperature corresponded to an arrested tie line and solutions quenched to this final
temperature displayed a classic spinodal decomposition including the formation of a
transient bicontinuous network with protein-rich and protein-poor regions Utilizing
ultra-small-angle light scattering (USALS) that covered a Q-range of 01 μm-1 to 2 μm-
1 coupled with video microscopy performed in phase-contrast mode the authors were
able to obtain a characteristic length ε based on the intensity of the USALS peak They
found that ε scaled with time t as t13 [17 58] For temperatures below 15 ordmC an
lsquoarrested spinodal gelrsquo was formed where the characteristic length is independent of
12
time Frequency sweep confirmed the gel-identity for a protein solution with volume
fraction Φ = 015 [17] The sample was pre-heated to exceed the liquid-liquid
coexistence temperature in order to form a single-phase solution Subsequently
temperature quenching gave rise to spinodal decomposition leading to a quasi-
equilibrium when two distinct phases were formed with only the lower protein-dense
phase used for rheological experiments [17]
Although the results above provide examples of how protein gels are formed and
can be characterized there is not a definitive way to identify solution conditions that
will yield a protein gel The anisotropy of protein molecular shape and interactions
coupled with the sensitivity of solution behavior to different buffer and salt
formulations makes finding the gelation curve challenging In the context of salting-
out the phase behavior and location of the gelation line have been measured in some
cases [15 16] It was also suggested in this work that the trend in protein concentration
in the dense phase as a function of salt concentration can aid differentiation between
LLPS and gelation For the former the protein concentration in the dense phase is
expected to increase with increasing salt concentration while it is expected to decrease
along the gelation line Dumetz et al [16] reported a gel phase for lysozyme between
08 M and 16 M sodium chloride at pH 70 but did not report the macroscopic
appearance of the protein solution For ovalbumin gelation was seen as gel beads that
grew with time (Figure 12) [16]
Therefore while the protein phase diagram can help point to a gel phase it is an
idealized representation of protein solution behavior and primarily qualitative
information is readily obtained from it in the absence of extensive phase behavior
measurements Indeed it is not possible to conclude in the absence of such
13
measurements whether a gelled phase can be formed at all from a given protein and
precipitant Furthermore the goal of this thesis is to find a system-spanning gelled
phase where the entire solution behaves like a gel as opposed to a phase-separated gel
such as the ovalbumin gel beads shown in Figure 12
Figure 120783 120784 Growth of ovalbumin gel beads at 187 mgmL 22 M ammonium
sulfate 5 mM ammonium phosphate at pH 7 23 degC The gel beads
grow larger with time and correspond to a protein-rich phase while
the supernatant is protein-poor Reprinted with permission from
[16]
14
Van Driessche et al [59] obtained a gel from formulations glucose isomerase
(GI) with PEG1000 at ambient conditions (Figure 14) PEG is non-denaturating [60]
and has a wider crystallization range than salts [19 61] Crystals formed within the gel
in different space groups depending on the concentration of the protein and precipitant
(Figure 15) The crystals that formed were found to be linked to the gradual dissolution
of the gel phase At higher concentrations of PEG1000 (8 wv) and for protein
concentrations of 20 mgmL to 70 mgmL only gel phases were seen without crystals
which the authors attributed to an isotropic depletion attraction that yields a dynamically
arrested gel phase which was verified by dynamic light scattering (DLS) [59]
15
Figure 120783 120785 Image showing GIPEG hydrogel formed with 86 mgml GI and 7
(wv) PEG1500 The authors contend the gel phase occurs due to
an isotropic depletion attraction Gel behavior was verified by
dynamic light scattering (DLS) Adapted from Van Driessche et al
and reprinted with permission from [59]
16
Figure 120783 120786 GIPEG1000 phase diagram with microscopy images on the right
The dotted lines follow the same color code as the single points
indicating the phase boundaries in PEG1500 Ceavg indicates the
solubility line PEG1000 6wv contains only 1222 crystals that
are on the order of 1 mm while 7 wv contains tiny rods of P21212
crystals that are dispersed in a gel phase Furthermore 8 wv
PEG1000 yields the presence of a kinetically-arrested gel phase
Reprinted with permission from [59]
17
15 Neutron Scattering
Small-angle neutron scattering is a powerful technique that can non-invasively
probe the internal structure of a salted-out protein sample at ambient conditions to yield
structural information [42] The use of a combination of small angle neutron scattering
(SANS) and ultra-small-angle neutron scattering (USANS) by Greene et al showed a
novel and unexpected result whereby presumed amorphous protein dense of ovalbumin
are found to be hierarchically structured with a regular nanocrystal building block that
self-assembles into a structured gel that is microscopically amorphous [42]
Additionally the work of Weigandt et al studied fibrin hydrogel networks in D2O at
concentrations mirroring blood clots in vivo by utilizing a combination of SANS
USANS and bulk rheology For a given sample the complementary length scales
probed by the techniques allowed the authors to obtain information of the internal
structures and the radial dimensions of fibers using SANS They also characterized
larger features such as the fractal dimension of the network (df) and the correlation
length (ξ) over which the fractal structure persists [13] Furthermore studies on heat-set
gelation of proteins using SAXS [62] and SANS [63] have yielded structural features
such as df ξ and lsquobuilding blockrsquo sizes of the gels [64]
Time-resolved small-angle neutron scattering (TR-SANS) is a useful technique
to study kinetic pathways and structural changes in salted-out proteins [15] Dumetz et
al showed the existence of ovalbumin gel-beads (Figure 12) that grew with time [16]
The existence of this gel bead was seen between the first and second aggregation
boundaries of ovalbumin in D2O [42] Greene conducted TR-SANS on ovalbumin gel
beads which showed the formation of nanocrystals that appeared ~30 minutes after
18
experimentation (Figure 15) [15] Interestingly nucleation of ovalbumin gel beads
(Figure 12) is seen at 20 minutes with the appearance of tiny lsquospecklesrsquo that go on to
form gel beads with time Thus a combination of SANS USANS and TR-SANS can
provide meaningful structural information on the nanoscale
19
Figure 120783 120787 TR-SANS of ovalbumin gel beads (40 mgmL) in 22 M ammonium
sulfate pD 70 in D2O Inset and high-Q region shows the
development of a nanocrystalline peak Reprinted with permission
from [15]
20
16 Gelation Rheology
Complex fluids that exhibit yield flow behavior can be divided into two types
viscoelastic solids and gels Below the yield stress these fluids deform elastically while
above the yield stress liquid flow is seen The difference therein lies in the flow above
the yield stress gels behave like viscoelastic liquids while viscoelastic solids behave
like viscous fluids Ideally gels exhibit a predominant plateau in the frequency sweep
regime with G(ω) exceeds G(ω) while viscoelastic liquids appear to yield in the
frequency range where G(ω) exceeds G(ω) and display an apparent yield stress or
critical stress [65] Almdal et al contended that a 139 (ww) solution of polystyrene
in di(2-ethylhexyl) phthalate behaves like a gel (Figure 16) since (1) the dispersed
phase is solid while the solvent is liquid (2) G(ω) exhibits a plateau extending to
frequencies lower than 1 rads which corresponds to times longer than 1 second and
G(ω) is larger than G(ω) in this region and therefore behaves solid-like in lsquoreal timersquo
[3]
21
Figure 120783 120788 Log-log plot of G(ω) and G(ω) versus angular frequency ω for a
139 (ww) solution of polystyrene in di-(2-ethylhexyl) phthalate
Measurements were made on a Rheometrics RMS 800 instrument
at 25degC using a parallel plate geometry Reprinted with permission
from [42]
Bulk rheological studies are time-intensive and require a large amount of material
in order to conduct tests [66] Due to the limitations of using expensive globular
proteins a screening test that involves placing protein solutions upside down in a test
tube [67] in order to screen protein samples can be used However the inversion test
does not confirm gel behavior but can indicate solid-like behavior in the solution and
22
can be implemented as an easy and reliable screening test prior to bulk rheological
experiments
17 Thesis Objectives and Outline
The rheological study of a system spanning salted-out gelled protein phase at
ambient conditions has to the knowledge of the author not been investigated before
This thesis shows the formation of an opaque gel-like material that corresponds to the
aggregation boundary of ribonuclease A precipitated by using ammonium sulfate in a
deuterated buffer As such this study shows rheological evidence of the gelation along
with SANSTR-SANSUSANS data that captures the kinetics and structure of the
system spanning gel
Small amplitude oscillatory shear (SAOS) rheology is used to characterize the
mechanical properties of the protein gel Given that globular proteins do not have the
propensity to naturally aggregate to form a system spanning gel the gelled sample
obtained behaves like a weak physical gel that irreversibly ages This feature occurs in
certain colloidal gel systems and has been seen for laponite suspensions with salt (NaCl)
[68] The evolving or aging of the gel was captured using an oscillation time sweep at a
strain that was within the linear viscoelastic region of the gel A frequency sweep is then
performed to then capture the gelation of the system
The sample preparation the phase behavior methodology and the rheological
protocol are presented in chapter 2 This is necessary to screen for the protein gel phase
and prove gel behavior of the sample and obtain associated mechanical properties In
Chapter 3 the structural properties of the ribonuclease A protein gel are analyzed
Optical microscopy images of the gel sample are complemented with SANS and
USANS measurements of the gelled protein system Additionally time-resolved small-
23
angle neutron scattering (TR-SANS) data was collected for freshly prepared
ribonuclease A gel phase and shows corresponding structural development on the
nanoscale Finally conclusions and future directions are included in chapter 4
24
PHASE BEHAVIOR AND RHEOLOGY OF SALTED-OUT RIBONUCLEASE
A PROTEIN GELS
21 Introduction and Background
Gelation causes solid-like behavior to occur for a variety of complex fluids and
typically arises when particles aggregate to form mesoscopic clusters and networks
often as a result of irreversible aggregation that is a result of the formation of physical
andor chemical bonds [10] Several mechanisms and models have been postulated for
gelation such as diffusion-limited cluster aggregation (DLCA) [69] kinetic arrest
jamming [70] arrested spinodal decomposition [58] and percolation [71] Lu et al
showed that gelation of a colloidal system composed of polymethylmethacrylate
spheres of radius 560 nm occurs due to an equilibrium phase separation [10] Spinodal
decomposition is a non-equilibrium de-mixing process in which a homogeneous fluid
instantaneously de-mixes when quenched into a thermodynamically-unstable
coexistence region This can result in a bi-continuous structure with domains that grow
with time [72] However in systems in which the kinetics of formation of one or both
phases are quenched the spinodal decomposition can be arrested with vitrification of
the bi-continuous structure over observable time frames [72 73] A similar mechanism
was seen in the work of Schurtenberger et al on temperature-quenched lysozyme gels
where an initial spinodal decomposition of lysozyme gels is arrested once the dense
phase enters an attractive glassy state [17 58]
A possible explanation for different gelation mechanisms could be the nature of
the attraction which could dictate specific pathways For example adhesive hard
spheres gel before phase transitions occur [74] while in depletion systems gelation
arises due to arrested spinodal decompositions [10 58 59]
25
While these mechanisms can help identify gel formation mechanisms we are
primarily interested in identifying a protein-precipitant combination that demonstrates
system-spanning gel behavior As previously mentioned gel-like behavior is screened
by using an lsquoinversion-testrsquo If a salted-out protein solution displays strong adhesion to
an Eppendorf tube upon inversion it is selected for bulk-rheological experimentation to
confirm gelation and obtain mechanical properties
To identify gelation SAOS rheology was performed during the phase transition
and aging In SAOS rheology the gel retains its rigid network structure and oscillates
with small structural fluctuations leading to the elastic stress showing a linear
viscoelastic response [75] This means that the gel maintains its structure without
appreciable structural changes and the observed linear behavior is a consequence of the
rigid network structure [75]
In a strain-controlled rheometer the sample is subjected to applied sinusoidal
strain
120574 = 1205740 119904119894119899 120596119905 (2 1)
with the strain represented as a function of the amplitude 1205740 angular frequency 120596 and
time t The linear response of the material to the applied strain takes the form of a
sinusoidal shear stress that also varies with time but lags the applied strain by δ and is
represented as
120590 = 120590119900 119904119894119899(120596119905 + 120575) (2 2)
26
where 120575 is the phase angle The stress response based on the applied strain can quantify
material behavior and this response can be decomposed into strain and stress
amplitudes namely the loss modulus G(ω) and the storage modulus G(ω) which
also vary sinusoidally G(ω) corresponds to viscous dissipation while G(ω) is the
elastic response to deformation The stress response can be decomposed into
contributions from G(ω) and G(ω) [76] in the form of
120590 = 119866prime(120596) 119904119894119899 120596119905 + 119866primeprime(120596) 119888119900119904 120596119905 (2 3)
For stress-controlled SAOS rheology which is used in this thesis the sample is
loaded onto a Peltier plate and the upper plate oscillates back and forth at a given stress
amplitude and frequency Thus an oscillating torque is applied via the upper plate from
which the angular displacement is measured and resulting strain can be calculated The
ratio of the applied stress to the measured strain gives the complex modulus (G) which
is a measure of material stiffness or deformation resistance For a purely elastic material
the maximum stress occurs at the maximum strain thus the applied stress and measured
strain are in phase For a purely viscous material the maximum stress and strain are out
of phase by 120587
2 radians The phase angle of a viscoelastic medium is between 0 and
120587
2 [77]
with 120587
4 representing a characteristic boundary between a solid-like and a liquid-like
material which could signify a sol-gel transition or network formationbreakdown
Since the solid contribution arises when the stress and strain are in-phase and the liquid
contribution arises when they are out-of-phase the moduli may be represented with the
viscous dissipation 119866primeprime(120596) = 119866lowast 119904119894119899 120575 and the solid-like response 119866prime(120596) = 119866lowast cos δ
We can then arrive at a relation relationship among δ G G(ω) and G(ω)
27
119905119886119899(120575) =119866primeprime(120596)
119866prime(120596) (2 4)
where tan(δ) is the loss tangent If tan(δ) is greater than 1 liquid behavior dominates
and if tan(δ) is less than one the material behaves more like a solid [77] Tan(δ) is an
important parameter that reflects bond relaxation in gels and has been used to
characterize complex gels [78]
211 Oscillatory frequency sweep
An oscillatory frequency sweep is a necessary test to confirm that a material has
the properties of a gel [23] In SAOS rheology the time dependence can be evaluated
by varying the frequency of the applied stress (or strain) Higher frequencies correspond
to shorter time scales while longer time scales are probed by lower frequencies For a
gel-like material G(ω) gt G(ω) and the moduli are parallel or close to parallel as a
function of frequency which results in a value of δ that is close to constant with a value
between 0deg and 45deg [77] While a frequency sweep can confirm the gel behavior on a
variety of colloidal gels [6] biomaterials are softer and instrumentational errors can
significantly affect data collected The plateau value of G(ω) can vary from 01 Pa for
hagfish gels [79] to G(ω) ~ 100 Pa for 3 mgmL fibrin gels [8] and rennet-induced milk
gelation [78] to G(ω) ~ 104 Pa for fibrin gels that have cofactor factor XIII activity [8]
Given that biomaterials can be weak rheological experiments need to be carefully
implemented and interpreted to rule out non-material effects Typically good
rheological measurements show data along with corresponding experimental and
instrumentational limits For frequency sweeps the limitations are (1) low-torque
28
effects (2) instrument inertia effects (3) sample inertia effects and when these
calculations (Figure 21) are overlaid it validates the rheological data and can flag
deceptive features that could be falsely attributed to the sample tested [80]
Figure 120784 120783 Low-torque and instrument inertia limits shown for oscillatory
frequency sweep of hagfish gel based on data obtained from Ewoldt
et al The low-torque limit and instrument inertia effects are
calculated from equations 25 and 28 respectively Reprinted with
permission from [79]
For a frequency sweep experiment the low-torque limit can be calculated based
on the minimum measurable viscoelastic moduli
119866119898119894119899 =119865120591119879119898119894119899
1205740 (25)
29
where Gmin refers to either G(ω) or G(ω) 119865120591 is the stress constant 1205740 is the amplitude
used for the frequency sweep and Tmin is the minimum torque an instrument can
measure as specified by the manufacturer In this thesis we utilize a cone-and-plate
geometry and thus 119865120591 = 3(2πR3) where R is the cone radius
For oscillatory shear the material torque Tmaterial should exceed the instrument-
inertia torque which is a function of ω displacement 1205790 and instrument inertia I
119879119898119886119905119890119903119894119886119897 gt 119879119894119899119890119903119905119894119886 (2 6)
By substituting in their dependent variables
1198661205740
119865120591gt 11986812057901205962 (2 7)
where 1205740
1205790 is the strain constant 119865120574 By substituting this into equation 27 we can arrive
at a relation for the minimum measurable moduli for which no inertial effects exist
119866 gt 119868119865120591
1198651205741205962
(2 8)
These effects are seen in higher-frequency measurements given the quadratic relation
between 120596 and Gmin [80]
30
212 Oscillation time tests
Samples undergoing rheological tests may undergo micro- or macro-structural
changes with time An oscillatory time sweep can provide information on changes in
mechanical properties during structural evolution or aging By selecting an amplitude
within the linear viscoelastic region along with a corresponding frequency at a
temperature of interest mechanical properties of the sample can be recorded as a
function of time [81] Given that gelation may arise as a result of phase equilibrium or
arrested spinodal decompositions where bicontinuous networks are formed samples
may display gelation due to aging This has been seen in different complex fluids such
as laponite gels [68] and thermoreversible organogels [82] Weigandt and Pozzo [8]
showed that fibrin gels display time-dependent gelation owing to activation by the
trigger enzyme thrombin In milk gelation can occur due to several factors such as
acidification heating or addition of the enzyme rennet [78] Oscillation time tests have
been used to show the dynamic nature of milk gelation upon the addition of rennet [78]
Heat-induced β-lactoglobulin gels also display aging behavior including as a function
of pH temperature and concentration despite different stiffness values shown by gels
as functions of these variables the aging process proceeded very similarly after 20
minutes with G increasing constantly [83] Therefore the incorporation of an
oscillation time test and a frequency sweep is necessary to capture aging of salted-out
proteins and proving gelation respectively
31
22 Materials and Methods
221 Chemicals and protein solutions
Chromatographically-purified lyophilized ribonuclease A from bovine
pancreas (LS003433) was purchased from Worthington Biochemical Corporation
Lakewood NJ) Ribonuclease A is a single-domain protein that catalyzes the cleavage
of single-stranded RNA It contains 124 amino acid residues and has a molecular weight
(MW) of 137 kDa It is used as a model protein for protein folding due its small size
stability and native structure [84] Ribonuclease A has a pI of 96 and a charge of +4e
at pH 70 At pH values between 65 and 80 it shows attractive interactions at low ionic
strength and repulsive interactions at high ionic strength [40]
Monobasic sodium phosphate (S 369-500) sodium hydroxide (SS410-4) and
ammonium sulfate (A702-3) were purchased from Fisher Scientific (Pittsburgh PA)
Deuterium oxide (DLM-6-PK) was purchased from Cambridge Isotope Laboratories
Inc (Tewksbury MA)
Solutions were prepared by dissolving ribonuclease A in 5 mM sodium
phosphate buffer at pD 70 and concentrated using a 3 kDa MWCO Amicon
ultracentrifugal filter from Millipore Concentrated samples were diluted with buffer
and re-concentrated three times before filtration using a 022 microm filter Solution
concentrations were determined using UV absorbance (Thermo Scientific Nanodrop
2000) at 280 nm based on an extinction coefficient 11986411198881198981 = 714 [15 16 85] Ten microL of
protein solution were diluted by a factor of 10 using the buffer for concentration
measurements in a vial The final protein solution concentrations were calculated to be
in the range of 180-225 mgml
32
A concentrated stock solution of ammonium sulfate at 315 M was prepared and
adjusted to pD 70 in 5 mM sodium phosphate buffer before filtration through a 022
microm filter and lyophilized once prior to experimentation The hydrogen-deuterium
exchange was calculated to be 40
222 Measurement of phase diagram
The phase diagram for ribonuclease A in D2O was determined by means of
visual inspection and microscopy Samples of volume 60 microL were prepared in an
Eppendorf tube by mixing concentrated salt solution buffer and concentrated
ribonuclease A solution in order Solutions were then handled carefully to prevent
bubble formation and were mixed to ensure uniform solution concentration Samples
were left at room temperature and visually inspected over the course of 24 hours to
determine if they displayed gel-like behavior Gel-like behavior was noted by strong
adhesion to the Eppendorf tube upon inversion
223 Rheology data acquisition
Rheological data were obtained using a stress-controlled DHR-3 rheometer (TA
Instruments) controlled by TRIOS software using a cone-and-plate tool (diameter 40
mm 0035 rad) with a gap height of 56 microm
The sample was prepared in a glass vial by adding in order calculated amounts
of salt solution buffer and protein totaling 1 ml of solution Each solution was mixed
carefully to prevent localized salt or protein gradients and a vortex mixer was used at
very low shear rates for 5 seconds to ensure good mixing The solution was poured
directly onto the Peltier plate before it gelled To avoid sample drying a low-viscosity
mineral oil was applied using a pipette on the air-liquid interface in order to isolate the
33
sample following the protocol of Vaynberg et al [86] The sample was surrounded by
the oil in the form of a pool which was then pipetted and cleaned away using Kimberly-
Clark Kimtech Science wipes leaving a thin layer of oil on the interface Care was taken
not to allow oil onto the cone-and-plate geometry itself which may affect inertial
rotation calculations A solvent trap was applied to prevent further evaporation Prior
inversion tests revealed that the solution becomes more rigid over time The samples
were subjected to 01 strain oscillations at a frequency of 628 rads for a calculated
amount of time in order to ensure that gel formation had reached completion Following
this the linear moduli of the solution (G(ω) and G(ω)) were measured from a
frequency sweep (001 rads to 10 rads) at a fixed strain of 01
23 Results and Discussion
231 Phase behavior of salted-out ribonuclease A
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O is shown in Figure 22 The aggregation boundary
appears qualitatively similar to that previously reported [15 16] with the salt
concentration decreasing with increasing protein concentration The error bars are
calculated from differences in protein concentration from the absorbance
measurements The protein concentration of the final formulation was varied between
20 mgmL and 100 mgmL with the goal of finding a gel-like material which was
assessed by an inversion test (Figure 23) Stronger gel-like behavior was noted at salt
concentrations slightly above the aggregation boundary
Gel-like behavior was also correlated with the appearance of a white opaque
solution that was interpreted as a possible spinodal decomposition by Dumetz et al in a
34
similar ribonuclease A preparation in H2O containing ammonium sulfate in 5 mM
sodium phosphate buffer at pH 70 [16] At low volume fraction Φ increasing the
interparticle attraction (equivalent to increasing salt concentrations) can lead to floc
formation When the solution components are not density matched flocs can either
sediment or cream leading to gel formation at low particle concentrations [21] that
exhibit delayed settling and are shear sensitive [87] This form of gelation which arises
from phase separation has been previously seen for colloid-polymer mixtures and is
termed as lsquodynamic percolationrsquo [21 88]
Despite gel-like behavior over a range of solution compositions in Figure 22
for bulk rheological characterization only gels prepared at 40 mgmL and 22 M
ammonium sulfate were selected since such gels displayed stronger gel-like behavior
than 20 mgmL and were readily prepared at a relatively low protein concentration
35
Figure 120784 120784 Protein phase diagram for ribonuclease A and ammonium sulfate in
D2O and 5 mM phosphate buffer pD 70 A gel-like phase exists
beyond the first aggregation boundary The salt concentration axis
is inverted in order to represent a measure of dimensionless
temperature [16 51]
20 40 60 80 100 12030
25
20
15
10 Gel-like phase
Single phase
Salt c
oncentr
ation (
M)
Protein concentration (mgmL)
36
Figure 120784 120785 (A) Clear viscous liquid corresponding to liquid phase (B) Red
arrow points to the gel-like phase that adheres to walls of the
Eppendorf tube upon inversion
232 Oscillation time test
Initial tests of the ribonuclease A gel-like phase revealed that the gel properties
developed gradually and not instantaneously Rheological measurements showed that
any pre-shear or conditioning irreversibly broke down the gel A stress-controlled
rheometer with a 40 mm cone-and-plate geometry (2deg cone angle) was used to apply
small amplitude oscillations of 01 strain at a frequency of 1 Hz (628 rads) Thus
aging behavior was captured by an oscillation time test (Figure 24) which showed the
emergence of a plateau where G(ω) gt G(ω) Initially tan(δ) decreases from 070 to
020 after an hour before attaining a value of 016 corresponding to the plateau G(ω)
after 3 hours (104 seconds) Ribonuclease A gelation is slower than that of fibrin gels
which display a G(ω) modulus within 2000 seconds (Figure 35) [8] but faster than
rennet-induced milk gels which take ~2x104 seconds [78]
The oscillation time test data show that the behavior is qualitatively similar to
that of fibrin gels (Figure 25) seen by Weigandt and Pozzo [89] The plateau G(ω) for
B A
37
both gels (ribonuclease A and 20 mgmL fibrin with inactive factor XIII) is roughly the
same [8] Ribonuclease A gel is stiffer than other biomaterials such as low-concentration
fibrin and β-lactoglobulin heat-set gels [83] On the other hand the plateau G(ω) is
roughly an order of magnitude lower than that of temperature-quenched lysozyme gels
formulated at Φ = 015 [17] and that of fibrin gels with active factor XIII [89]
Figure 120784 120786 Oscillation time test for ribonuclease A gel captures the aging of
the gel which becomes more rigid over time Tan(δ) was calculated
using equation 26 The plateau G(ω) increases to ~ 1200 Pa after
3 hours
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Oscillation time test of ribonuclease A
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
Tan(d)
g = 01 w = 628 rads
38
At long time behavior we find that G ~ t04 (Figure 26) a characteristic of
colloidal silica gel aging which shows this scaling behavior independent of Φ [6 90]
However given that rheological parameters are only obtained for one sample in the
protein phase diagram we are unable to confirm if this relationship is independent of Φ
for the ribonuclease A gel
Figure 120784 120787 G(ω) and G(ω) of 20 mgmL fibrin gels with active factor XIII
and inactive factor XIII during the gelation process The plateau
modulus is reached after roughly 2000 seconds in fibril gels with
inactive factor XIII which is faster than ribonuclease A gelation
Reprinted with permission from [89]
39
233 Frequency sweep
Following the oscillation time test a frequency sweep was conducted for the
ribonuclease A gel from 001 rads to 10 rads (Figure 27) For the given amplitude
strain (01) the frequency range was chosen to avoid inertial effects at higher
frequencies Sample inertial effects were calculated but deemed negligible for the
sample tested and is not shown in the figure
05 10 15 20 25 30 35 40 45
05
10
15
20
25
30
35
log
10G
(w
) (log
10(P
a))
log10(t) (log10(seconds))
04
Figure 120784 120788 At long times G ~ t04 this result is in agreement with aging
behavior seen in colloidal silica gels [6 90]
40
Figure 120784 120789 Frequency sweep of gel formed from 40 mgmL ribonuclease A and
22 M ammonium sulfate The low-torque limit was calculated from
equation 25 while the instrument inertial limit was calculated from
equation 28 The sample inertial limit is not plotted due to its
negligible value The grey area shows data susceptible to
instrumentation error or low torque limits of the rheometer Tan(δ)
is not affected by instrument limits
10-3 10-2 10-1 100 101 10210-4
10-3
10-2
10-1
100
101
102
103
104
Low Torque Limit
G ~ 003 Pa
Instrument Inertia Limit
G(w)
G(w)
Tan(d)
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
g = 01
Frequency sweep of ribonuclease A
41
Correspondingly equations 25 and 28 were used to calculate the low-torque
limit modul and the instrument inertial limit respectively using the parameter values
that are provided in table 21 119865120591 119865120574 I and D were obtained using Trios software [91]
for the particular geometry used 1205740 was determined from the experimental amplitude
to perform the frequency measurement while Tmin was based on the manufacturerrsquos
specifications
Weigandt and Pozzo showed that fibrin forms gels in dilute conditions spanning
2ndash40 mgmL [8] However these kinds of proteins have the propensity to form gel
networks unlike gels formed from globular proteins The frequency sweep (Figure 28)
Parameter Notation Value Units
Geometry inertia I 256E-06 Nms2
Stress constant 119865120591 597E+04 119875119886
119873119898
Strain constant 119865120574 290E+01 1
119903119886119889
Amplitude 1205740 100E-03 None
Minimum torque 119879119898119894119899 500E-10 Nm
Minimum
modulus limit 119866119898119894119899 298E-02 Pa
Gap height D 56E+01 microm
Table 120784 120783 Rheological parameters used to calculate parameters for the low-
torque limit (equation 25) and instrument inertial limit (equation
28)
42
of 3 mgmL fibrin appears qualitatively similar to the frequency sweep of salted-out
ribonuclease A (Figure 24) Furthermore frequency sweeps in both directions (forward
and backward) for the ribonuclease A gel (Figure 29) show minimal hysteresis over the
range of frequencies tested showing reproducibility of data
Figure 120784 120790 Frequency sweep of a 3 mgmL fibrin gel obtained from Weigandt
and Pozzo [8] The frequency sweep data appear qualitatively
similar to Figure 27 but the plateau moduli appear to be an order
of magnitude lower than for the ribonuclease A gel Reprinted with
permission from [8]
43
234 Qualifying gel behavior
For the oscillation time test the phase angle initially starts at 60ordm and reduces to
9deg at the end of the test while for the frequency sweep the value decreases from 16deg at
001 rads to 9ordm at 10 rads Since the phase angle lt 90⁰ we can further conclude that
there are no instrument inertial effects that could potentially disqualify the data For the
oscillation time test (Figure 24) tan(δ) initially attains a value of 070 before decreasing
10-3 10-2 10-1 100 101 102100
1000
g = 01 Forward and backward frequency sweep of ribonuclease A
G(
w)
G(
w)
(Pa)
Angular frequency (w) (rads)
G1(w)
G1(w)
G2(w)
G2(w)
Figure 120784 120791 Forward and backward frequency sweep of ribonuclease A gel
shows minimal hysteresis The lsquo1rsquo denotes frequency in the forward
direction from 001 rads to 10 rads while lsquo2rsquo denotes the sweep
applied in the reverse direction
44
to 016 at the end of the test while for the frequency sweep tan(δ) is 016 at 10 rads and
increases to 03 at 001 rads This suggests largely solid-like behavior throughout
experimentation Since tan(δ) is lt 1 the sample does not show a sol-gel transition as
seen for other colloidal solutions [67 92] The gelation criteria of Almdal et al [3]
require
(1) A predominantly liquid solvent with a solid dispersed in it This condition is
met since the protein solution is predominantly phosphate buffer in D2O and the
dispersed solute is the protein at a volume fraction Φ ~ 0035 [19]
(2) Solid-like gels are characterized by the absence of an equilibrium modulus
and G(ω) gt G(ω) extending to times at least of the order of seconds This criterion is
satisfied by the frequency sweep as the frequencies tested extend to the order of seconds
and the material exhibits a predominantly solid characteristic Almdal et alrsquos criteria
for gelation are met for ribonuclease A
Nishinari [2] argues from a rheological perspective a gel would show 120575 lt 01
for a frequency range of 10-3 rads to 102
rads which this sample does not satisfy [2]
However Ahmdal et alrsquos definition might be better suited to characterize a lsquogelrsquo since
the second criteria argues that a gel is a solution that is solid-like to humans ie shows
solid-like characteristics on the order of seconds
235 Yielding behavior of ribonuclease A gel
Yield stress experiments were attempted in the form of creep tests where a stress
was applied and a strain was measured Stresses were applied for 30 seconds with no
preconditioning steps at very low values up to 025 Pa The measured strain values were
less than 005 after 30 seconds for 025 Pa However this measured strain did not
reach a plateau value at this time point which suggests that further tests are required to
45
measure the yield stress An additional challenge posed by this system is that the gel
structure showed no recovery after the application of a pre-shear followed by a
conditioning step This suggests that the gel is irreversibly destroyed meaning that a
fresh sample must be loaded into the rheometer for further tests
24 Summary and Concluding Remarks
The phase diagram for ribonuclease A in 5 mM sodium phosphate pD 70 and
deuterated ammonium sulfate in D2O was mapped and the aggregation boundary
revealed a qualitatively similar behavior to other protein phase diagrams Gel-like
phases which were screened via an inversion test by utilizing an Eppendorf tube are
determined to correspond to a spinodal decomposition of ribonuclease A solution Due
to the limited amount of protein solution only one formulation (40 mgmL ribonuclease
A and 22 M ammonium sulfate) from the phase diagram was used for bulk rheological
experimentation The sample displayed aging behavior captured with an oscillation test
and consequent frequency sweeps performed showed minimal hysteresis and
successfully met the gelation criteria of Almdal et al [3] It is also seen that the
ribonuclease A gel exhibits time-independent aging behavior which scales G ~ t04 at
long time scales similar to what is seen for colloidal silica gels [6 90] Nevertheless
the origin and the mechanism of the gelation characteristics are not known Furthermore
since only one formulation is used for bulk rheology associated relationships from
varying two variables namely the protein- and the salt-concentrations along the
aggregation boundary are not known Therefore we are unable to comment on how the
two concentration variables affect the mechanical properties of ribonuclease A gels
For systems that display curved aggregation boundaries in the phase diagram
structure property relationships have been derived as a function of the quench depths of
46
the attractive force (salt concentration) [15 58] Consequently future experiments can
be performed by using the same rheological protocol performed in this thesis on
different gel formulations as a function of the protein concentration and the relative
quench depth in the aggregation boundary Of interest would be the relationship
displayed between G and t for data obtained from the oscillation time test and whether
the protein gels would display the same aging behavior at long times regardless of
protein and salt concentrations For the frequency sweep the plateau G(ω) can be
plotted as a function of either the quench depth or the protein concentration These
experiments while highly time- and protein- intensive may provide additional insight
into this interesting soft matter
47
STRUCTURE OF SALTED-OUT RIBONUCLEASE A GELS NEUTRON
SCATTERING AND MICROSCOPY
31 Introduction and Background
SANS and USANS are well-established experimental tools that together can
reveal the microstructure on length scales in the range of 1 nm to 1 microm They can provide
valuable information such as the shape the size the structure and the interactions
within a system [93] Importantly it is a tool that allows probing of heterogeneities as
well as the static and the dynamic structural features of a system [94] Neutrons can
penetrate most materials and are unlike X-rays which due to their strong electric field
can ionize atoms All these mean that these methods can be used to probe samples with
minimal disruption [95] which is necessary for sensitive systems such as salted-out
proteins A combination of SANS USANS and TR-SANS on salted-out ovalbumin
complemented cryo-TEM measurements and provided information on structural
features at accurate length scales [42]
The protein phase that corresponds to a gel phase of ribonuclease A is optically
opaque therefore laser-dependent techniques such as DLS and static light scattering
(SLS) are unable to provide structural information due to scattering or absorption of
light [96] Furthermore the oscillation time test (Figure 24) shows irreversible aging
dynamics of the ribonuclease A protein gel Therefore we utilize TR-SANS to better
understand the structural changes that occur at the nanoscale and mesoscale which could
provide insight on gel formation kinetics To capture the static structure of ribonuclease
A gel we utilize a combination of SANS and USANS These together yield the static
and dynamic structural information at the length scales lt 1 microm This is complemented
48
by optical microscopy of the ribonuclease A gel which provides images on a length
scale larger than SANSUSANS regime
In SANS the intensity of neutrons is collected as a function of their deflections
from the incident beam with the deflection angle defined as 2θ Typically SANS data
are reported as a function of the momentum transfer vector or scattering vector Q
119876 = 4120587
120582119904119894119899 120579 (3 1)
where 120582 is the wavelength of the neutrons Q has dimensions of inverse length and is
typically represented in units of nm-1 or Åminus1 [42] Based on the Bragg law relation this
is directly related to the real length scale L by
119871 = 2120587
119876 (3 2)
The measured intensity I(Q) (count s-1) is the count rate of neutrons at a certain
Q or deflection I(Q) provides information on the sample structure at a given length
scale and models that capture structural properties are fit to this variable Complex
fluids typically display SANS data that are featureless and are a challenge to
morphologists [97 98] due to structural parameters that can often vary in the mesoscale
Heuristics dictate that these data sets can be empirically fit to shape independent models
that capture gross structural features
49
311 Selected empirical structural models
3111 Guinierrsquos law and Guinier-Porod model (GP model)
The Guinier regime probes long range order that dominates the low-Q region
Guinierrsquos law has been used to quantify the fiber cross-section sizes in fibrin gels [13]
the long range orders in peptide gels [99] and the pore size distributions in
chromatographic resins in solution [100] Additionally it has been used to characterize
structural features of the aggregation boundary of ribonuclease A protein dense phase
[15] Guinierrsquos law [98] can be generalized as
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) (3 3)
where G is the scaling factor A dimensionality parameter s has the values 0 for 3-
dimensional globular objects 1 for rods and 2 for lamellae In addition to the Guinier
regime systems typically show several structural features for a given SANS spectra
[97] The Porod regime in the high-Q region captures scattering from sharp interfaces
and mass fractals [93] By combining the Guinier and Porod regimes we attain the
generalized (Gunier-Porod) GP model which is given as [98 100]
119868(119876) =119866
119876119904 119890119909119901 (
minus11987621198771198922
3 minus 119904) 119891119900119903 119876 le 1198761 (3 4)
119868(119876) =119863
119876119898119891119900119903 119876 gt 1198761 (3 5)
where
1198761 =1
119877119892(
(119898 minus 119904)(3 minus 119904)
2)
12
(3 6)
50
and
119863 = 119866119890119909119901 (minus1198761119877119892
2
3) 1198761
119889 = 119866119890119909119901 (minus1198762119877119892
2
3 minus 119904) 1198761
119889minus119904 (3 7)
This model is generalized since it accounts for non-spherical scattering objects such as
roads or lamellae In the GP model m is the Porod exponent while D and G are the
Porod and Guinier scale factors respectively The fractal dimensions of the
microstructure on short and long real-space length scales are captured by s and m
respectively Rg is attained from the Q-value of the inflection point Q1 which lies
between the two fractal regions Therefore s and m capture the fractal dimension at real
length scales greater than and smaller than Rg respectively The GP model has been
used for analyzing aggregates of acidified silk proteins of varying turbidity [101] and
capturing the formation of larger order aggregates upon thermally-inducing
conformational changes in bovine serum albumin solutions [102] Koshari et al used a
GP model fit for neat cellulosic S HyperCel (Pall Corporation) particles which gave
one characteristic Rg of 35 Å [100] This corresponds very well with pore sizes observed
for the same particles determined via inverse size-exclusion chromatography by Angelo
et al who reported a mean pore radius of 44 Å while the Ogston model [103] yielded
a mean pore radius of 36 plusmn 4 Å [104] However while salted-out protein does not
resemble a chromatographic resin these findings show that SANS and GP model can
be used in a variety of complex fluids and can characterize the microstructure at length
scales agreeable with alternative techniques
51
3112 Correlation length model
Phase behavior experimentation for ribonuclease A yielded a gel phase which
arises as a result of phase separation One such model that accounts for aggregates in a
phase separated solution is the correlation length model that was developed to quantify
clusters formed in water- poly(ethylene oxide) systems [105]
119868(119876) =119860
119876119898+
119861
1 + (119876120585)119899 (3 8)
The first term describes Porod scattering from polymer clusters that are typically
larger in scale while the second term is a Lorentzian function that describes scattering
from polymer chains A and B are scaling factors while 120585 is the correlation length and
n and m are power-law exponents Typically these models are used when SANS data
exhibits broad peaks The breadth of the peaks is due to instrument effects and
characteristic length scales of structural features [15]
3113 Mass fractal flocs - power law
Gelation can occur due to percolation of flocs in a system with strongly attractive
forces The aggregates that form these flocs can be modeled as fractals which are self-
similar structures on a length scale that can vary from a few molecules to the size of a
floc [21] In real space the density distribution within the cluster is derived as
120588(119903)~ 119898(119903)
119903119889= 119903119889119891minus119889 (3 9)
where r is the distance in real space In reciprocal space upon taking the Fourier
transform equation 39 scales as Q-df which produces a straight line of slope -df on a
52
logarithmic plot Typically df attains a value between 1 to 3 where 1 corresponds to
rod-like structures while 3 corresponds to a very compact dense phase
There are two well-known regimes [106] which differ based on the aggregation
mechanism of constituent particles When every collision successfully yields the
formation of a permanent bond diffusion-limited cluster aggregation (DLCA) occurs
(df ~ 21) The other limiting regime is reaction-limited colloidal aggregation (RLCA)
(df ~ 18) when not every collision successfully forms a permanent bond [21]
The power law regime is a characteristic of several complex fluids [10 88 106]
For salted out proteins prior to Greene [15] most studies of the microstructures of
salted-out proteins were limited to lysozyme [15 107] The presence of power law
regimes has been seen in salted-out protein solutions Georgalis et al utilized a
combination of DLS and SLS to measure the flocculation rate of lysozyme due to the
addition of two salts sodium chloride and ammonium sulfate [107] The value of df of
salted-out flocs was found to be 18 when sodium chloride was added characteristic of
DLCA When ammonium sulfate was added df varied depending on the salt
concentration Initially it was 18 at 0125 M before decreasing to 15 at 05 M For a
concentration of 14 M df increased to 22 which lies above the RLCA regime The
authors attributed the initial decrease to clusters becoming larger but more tenuous as
collisions started to occur at the floc periphery The later increase in df was attributed to
cluster percolation a characteristic of RLCA and the onset of a gelation transition
[24107] At pH 40 a protein-precipitant system of ribonuclease A and ammonium
sulfate shows the presence of nanocrystalline spherulites with df = 24 plusmn 01 and a
characteristic peak at Q = 008 Å-1 [15]
53
312 Microscopy and USAXS of ribonuclease A in ammonium sulfate at pH 70
Studies by Dumetz et al [16] observed phase behavior by optical microscopy of
ribonuclease A with a 16 M ammonium sulfate solution for a range of protein
concentrations Images collected 1 day after preparation are shown in Figure 31 for
nine samples in order of increasing protein concentration The authors interpreted the
6th and 7th wells as corresponding to fractal-like aggregates while the 8th and 9th wells
showed the presence of a second-aggregation boundary (Figure 31) [16]
Figure 120785 120783 Phase behavior of ribonuclease A as a function of protein
concentration in 16 M ammonium sulfate in 5 mM phosphate
buffer at pH 70 after 1 day Reprinted with permission from [16]
54
Greene performed cryo-TEM and USAXS on the same system [15] At pH 70
the phase observed beyond the aggregation boundary has a different microstructure
Largely amorphous precipitates are seen in the cryo-TEM images (Figure 32) and the
USAXS spectra showed the emergence of a broad peak at the low-Q region Correlation
lengths from USAXS and cryo-TEM were determined and excellent agreement was
seen independent of the instrument used For 20 mgmL of ribonuclease A a GP model
was fitted to the low-Q region yielding parameter values Rg = 278 plusmn 20 nm and the
dimensionality parameter s of 8 times 10-7 plusmn 02 suggesting a globular characteristic for the
object The authors contend a lack of a fractal-like network due to the absence of a
power-law decay with the presence of a large broad peak in the mid-Q region For 40
mgmL ribonuclease A a correlation length model fit (Figure 33) was performed and
since no characteristic fractal dimension could be extracted Greene argued that the
aggregates were not fractal in nature as suggested in the work of Dumetz et al [16]
55
Figure 120785 120784 TEM images of ribonuclease A at 20 mgmL salted-out in 22
M ammonium sulfate in 5 mM phosphate buffer at pH 70 from
Greene The images show the presence of largely amorphous
structures on the micron scale Reprinted with permission from
[15]
56
Figure 120785 120785 USAXS data for 40 mgmL ribonuclease A salted-out in 20 M
21 M and 22 M ammonium sulfate in pH 70 The data were
fitted to the correlation length model (equation 38) (solid
lines) Reprinted with permission from [15]
57
32 Materials and Methods
3211 Optical microscopy of ribonuclease A gel
Microscopy of the gelled phase was documented using a Leitz Laborlux S
microscope equipped with a universal digital coupler (Mel Sobel Microscopes
Hicksville NY) and a Nikon Coolpix 8700 Digital camera (Nikon Tokyo Japan) Ten
microL of the protein solution was transferred onto a glass slide on which a coverslip was
placed This was loaded into the microscope for observation
3212 TR-SANS and static SANS
Measurements were carried out on the NGB30 SANS instrument [108] at the
National Center for Neutron Research (NCNR) National Institute for Standards and
Technology (NIST) Gaithersburg MD For static SANS the sample was prepared 3
hours prior to experimentation All SANS samples were loaded into demountable
titanium cells with a thickness (path length) of 1 mm and performed in a 10-cell sample
holder at 25 C
Three different sample-to-detector distances (SDDs) were used and the amount
of time for each configuration was based on achieving adequate neutron counts
bull high-119876 1 m SDD with 6 Aring neutrons for 106 counts
bull intermediate-119876 4 m SDD with 6 Aring neutrons for 3x105 s counts
bull low-119876 13 m SDD with 6 Aring neutrons or 153 m SDD with lenses with 8 Aring
neutrons for 105 counts
These measurements together yield a Q-range of 0001 Aring-1 lt Q lt 06 Aring-1 with a
wavelength spread Δλλ of 015
For the TR-SANS study the low-Q the mid-Q and the high-Q SDDs were 13
m 4 m and 1 m respectively For the first and the second-last scan (6th scan) the
58
transmission files for 13 m and 4 m were calculated for a period of 3 minutes For
scattering the count time was 5 minutes for 4 m and 1 m SDD and 10 minutes for 13 m
SSD
Standard data reduction procedures were followed using IGOR Pro to obtain
corrected and radially-averaged SANS macroscopic scattering cross-sections [109] The
radially averaged data were fit using the SasView software package [110]
3213 USANS
USANS data were collected at the Oak Ridge National Laboratoryrsquos Spallation
Neutron Source (SNS) to provide access to length scales on the order of 100 nm to 1
microm Samples were loaded into banjo cells with a path length of 2 mm The samples were
prepared and then loaded into the banjo cells using a syringe 3 hours prior to
experimetnation The time taken to collect one spectrum was roughly 8 hours The raw
data were reduced using the Mantid framework to compute I(Q) For the samples run a
background run was taken using an unloaded banjo cell The analytical solutions were
calculated using the SasView software package [110]
33 Results and Discussion
331 Microscopy of ribonuclease A samples
Optical microscopy of ribonuclease A at 40 mgmL and 22 M ammonium
sulfate in D2O at pD 70 showed the presence of amorphous aggregates on the micron
scale (Figure 34) similar to phase behavior data studied by Greene[15] However the
protocol utilized a pipette to transfer the sample to a glass slide on which a cover slip
was placed which could have sheared the gel and affected the structure observed While
59
utilizing a well-plate with paraffin oil may have been a better option to preserve the gel
structure the magnification would have been lower than what was possible utilizing a
glass slide and coverslip This would prevent subtle features from being observed due
to the lower resolution
332 TR-SANS of ribonuclease A gels
TR-SANS was performed to develop an understanding of the ribonuclease A
gelation kinetics at the nanoscale and mesoscale The data span a period of 3 hours
(~104 seconds) which corresponds to the time scale of ribonuclease A gel hardening
observed by rheological measurements (Figure 24) The protein solution was
formulated transferred immediately into the titanium cell and used for measurements
in the configurations discussed in section 3222 During this time 7 total scans that
Figure 120785 120786 Optical microscopy of ribonuclease A gel at 40 mgmL and 22 M
ammonium sulfate which shows the presence of micron-sized
aggregates
100 microm
60
capture the nanoscale structural evolution were obtained (Figure 35) The time at the
end of each data set acquisition along with the order of the SDD are given (Table 31)
The development of a broad peak is seen in the low-Q and mid-Q regions which
corresponds to USAXS results seen for this combination of protein and precipitant at
this solution condition in H2O [15] For Q gt 008 Å-1 the spectra showed no discernable
changes The data sets were fitted to independent GP models for the low-Q (0004ndash003
Å-1) and mid-Q regions (003ndash008 Å-1) [110]
61
Figure 120785 120787 TR-SANS data for sample with 40 mgmL ribonuclease A in 22 M
ammonium sulfate at pD 70 The data show distinct patterns of
evolution with time in the low-Q (red box) and mid-Q (blue box)
regions Inset shows a magnified image of the mid-Q region
62
3321 Initial data set
The first scan could be fit using the power-law (Figure 36) and the GP model
(Figure 37) However the GP model fits are much better at capturing the emergence of
a broad peak in the low-Q and mid-Q region In the low-Q region the power-law fit
yields a slope of 21 which is consistent with RLCA kinetics which could reflect the
formation of compact clusters [88 107] which percolate to form a gel structure The
mid-Q region yields a slope of 14 which is lower than the value expected for DLCA
(df ~18) The low fractal dimension indicates a more open network which means larger
Scan SDD 1 (m) SDD 2 (m) SDD 3 (m) Time at the end of
scan (seconds)
1 13 4 1 1920
2 1 4 13 3300
3 13 4 1 4680
4 1 4 13 6060
5 13 4 1 7440
6 1 4 13 9240
7 13 4 1 10620
Table 120785 120783 Times for SANS measurements along with the order of SDD The
time at the end of the run corresponds to the cumulative time at
which the scattering for the measurement ended and the new
measurement began
63
floc sizes for a given mass However a closer comparison of the residuals (not shown)
reveals that the GP model provides a better fit due to the lower χ2 Rg values of 88 and
13 were obtained from fitting for the low-Q and mid-Q regions respectively The
mid-Q Rg is similar to the hydrodynamic radius of ribonuclease A (14 Å) [111] which
suggests that this broad peak captures the protein monomer
The power law and GP model are different interpretations of the mesoscale
structural evolution of the ribonuclease A gel Based on literature observing an RLCA
in the low-Q region is an indication of gel percolation as seen in lysozyme floc [107]
However the low-Q region develops a broad peak in further timescales If the initial
scan were fit to the GP model the peak observed is weakly protruding as opposed to
later time scales indicative of initial broad peak formation
64
10-3 10-2 10-110-1
100
101
102
103
Q-14
I(Q
) (c
m-1
)
Q(Aring-1)
Q-21 ~RCLA
Figure 120785 120788 TR-SANS data of initial data set for sample with 40 mgmL
ribonuclease A in 22 M ammonium sulfate at pD 70 Power-law
fits show two distinct regimes with the low-Q region showing a
slope of 21 (black) and the mid-Q region showing a slope of 14
(blue)
65
3322 Behavior at longer times
GP model fits were performed for the six additional data sets (Figure 38 and
Figure 39) For the low-Q region Rg was found to be close to 75 Å (Table 32) for all
scans while for the mid-Q region (Table 33) Rg remains close to the hydrodynamic
radius of ribonuclease A for all scans and therefore little changed from the value for
the initial data set (Figure 38 and Figure 39)
10-3 10-2 10-110-2
10-1
100
101
102
Rg ~ 12 Aring
Rg ~ 88 Aring
I(Q
) (c
m-1
)
Q (Aring-1)
Figure 120785 120789 TR-SANS data of initial data set with 40 mgmL ribonuclease A in
22 M ammonium sulfate at pD 70 GP model fits are shown for
the low-Q (red) and mid-Q regions (blue)
66
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
1920 seconds
3300 seconds
4680 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120790 TR-SANS data from scans 2-4 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been
shifted vertically by a factor of 10 with the time and are referred by
the time at the end of the scan The dashed lines are fits to the data
using the GP model The vertical dashed black line indicates the
different ranges of the independent GP models used to fit the data
67
10-2 10-110-1
100
101
102
103
104
mid-Q GP model
low-Q GP model
7440 seconds
9240 seconds
10620 seconds
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120791 TR-SANS data for scans 5-7 for sample prepared from 40 mgmL
ribonuclease A in 22 M ammonium sulfate Profiles have been shifted
vertically by a factor of 10 and are referred by the time at the end of
the scan The dashed lines are fits to the data using the GP model The
vertical dashed black line indicates the different ranges of the
independent GP models used to fit the data
68
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 0064 879 plusmn 30 138 226
3300 0142 758 plusmn 13 124 244
4680 0160 774 plusmn 13 121 246
6060 0185 759 plusmn 11 119 255
7440 0198 766 plusmn 11 118 257
9240 0217 754 plusmn 10 117 268
10620 0201 730 plusmn 09 118 268
Table 120785 120784 Fits of the TR-SANS data to the GP model in the low-Q region
showing the scale Rg s and m values
69
The difference between the low-Q Rg values for the initial data (88 Å) and the
rest of the data (75 Å) is relatively small but statistically significant This difference
(Figure 310) reflects the emergence of a broad peak in the low-Q region which may
indicate a structural evolution that corresponds to gel hardening Furthermore when
overlaid with the gel evolution data (Figure 24) the difference in Rg seen in the low-Q
region between the first and second data sets corresponds with the development of the
plateau G(ω)
Time
(seconds)
Scale Rg (Å) Dimensionality
parameter s
Porod exponent m
1920 002 121plusmn08 133 197
3300 002 126plusmn06 135 210
4680 002 151plusmn06 120 220
6060 003 144plusmn05 124 214
7440 005 167plusmn14 109 220
9240 002 150plusmn11 118 224
10620 002 150plusmn12 118 220
Table 120785 120785 Fits of the TR-SANS data to the GP model in the mid-Q region
showing the scale Rg s and m values
70
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Rg
Mid-Q Rg
Time (seconds)
G(
w)
G(
w)
(Pa
)
0
20
40
60
80
100
120
140
160
180
200
Rg (
Aring)
Figure 120785 120783120782 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
Rg from the low-Q and mid-Q regions Throughout experimentation
the Rg of the mid-Q region is close to a value of 15 Å which is close
to the hydrodynamic radius of ribonuclease A (14 Å) The Rg of the
low-Q region decreases from 88 Å to 75 Å (grey box) and then
remains constant throughout the rest of the data aquisition This
reduction of Rg is seen by the development of the broad peak which
is indicative of gel hardening
71
The dimensional parameter s and the Porod exponent m evolve with time
(Figure 311) A reduction in s is seen initially before a constant value of 12 is seen for
both regions (low-Q and mid-Q) indicating that the aggregates at both length scales are
becoming more compact For both regions m has a value between 2 and 3 which is
indicative of a gel network [93] Furthermore gel hardening is also associated with an
increase in m (226 to 268 for low-Q 197 to 220 for mid-Q) suggesting the evolution
of the gel network
72
3323 Relating mechanical properties to structural properties
Tsuji et al [112] correlated the characteristic size of an elastically effective
single elastic blob of PEG with the storage modulus as
119866prime(120596) = 120588119890119897119896119861119879 (3 10)
where
ξel = 120588119890119897minus
13 (3 11)
0 2000 4000 6000 8000 10000 12000
10-1
100
101
102
103
104 G
G
Low-Q Dimensionality parameter s
Low-Q Porod exponent m
Mid-Q Dimensionality parameter s
Mid-Q Porod exponent m
Time (seconds)
G(
w)
G(
w)
(Pa
)
10
15
20
25
30
35
40
45
50
Dim
en
sio
nal p
ara
me
ter
or
Po
rod
exp
onen
t
Figure 120785 120783120783 Oscillation time test of ribonuclease A gel (figure 24) overlaid with
dimensionality parameter s and Porod exponent m fitted from the
low-Q and mid-Q regions
73
is the characteristic size of the blob 120588el is the density of the solution kB is the Boltzmann
constant and T is the absolute temperature Using the measured value of about 1200 Pa
for the plateau 119866prime(120596) of the ribonuclease A gel yields ξel ~ 150 Å This is double the
value of Rg estimated from the low-Q region of TR-SANS However Tsuji et alrsquos
model is based on covalently crosslinked system of PEG while salting-out of
ribonuclease A yields a gel composed of a physically gelled percolating floc so some
discrepancy is to be expected
3324 Limitations of the TR-SANS experiment
The TR-SANS data are limited by the relatively low neutron flux of the
instrument used While the 153 m SDD would have made a lower Q-range accessible
it was not possible to use this configuration due to time constraints Furthermore when
the 13 m SDD (low-Q) runs are overlaid with the oscillation time test data (Figure 312)
certain time points of the structural evolution are missed For the initial data set the 13-
m SDD captures the structural evolution while G(ω) and G(ω) are on the order of 101
Pa However the subsequent two sets capture the low-Q region only when the gel has
evolved to have G(ω) ~103 Pa so characteristic features of gel vitrification may not be
captured due to the absence of low-Q data between these run times
Specific kinetic pathways affect the phase behavior of crystals gels and
aggregates from protein-precipitant interactions TR-SANS and time-resolved small-
angle X-ray scattering (TR-SAXS) can be used to model the mesoscale and nanoscale
structural evolution that takes place For TR-SANS EQ-SANS (extended Q-range
small-angle neutron scattering) at the Spallation Neutron Source (SNS) at ORNL can
traverse the Q-range of traditional SANS in approximately 15 minutes due to the high
74
neutron flux [113] which would allow more efficient data acquisition than on the NGB-
30 line However TR-SAXS can provide data in the same Q-range (00054 Aring-1 lt Q lt
059 Aring-1) as traditional SANS has data acquisition times on the order of seconds and
requires smaller sample volumes than SANS [113 114] Thus TR-SAXS data would
be useful to observe kinetics of protein solutions that display rapid gelation such as
ribonuclease A protein gels Another advantage of TR-SAXS is the low sample volume
which makes possible accommodation of multiple samples and a larger sample space
Despite these advantages care must be taken to ensure that the protein gel is not
damaged by X-rays
75
0 2000 4000 6000 8000 10000 1200010-1
100
101
102
103
104
Scan 3
Scan 2
G(
w)
G(
w)
(Pa)
Time (s)
G(w)
G(w)
g = 01 w = 628 rads
Scan 1
Figure 120785 120783120784 Oscillation time test data for the ribonuclease A gelation with TR-
SANS end-of-run times overlaid for the first three scans The 13-
m SDD (low-Q region) scan times for the first three data sets
(green red and blue rectangles respectively) are overlaid The
width of each rectangle is ~300 seconds The sharp lines signify
the end points of the individual scans
76
333 SANS-USANS of ribonuclease A gel
The single-phase solution of ribonuclease A (Figure 23) appears and behaves
like a clear viscous liquid For 40 mgmL and 18 M ammonium sulfate in 5 mM sodium
phosphate at pD 70 a GP model was fit for the SANS regime (Q = 0007ndash009 Å-1) and
yields Rg = 2165 Å indicative of higher order aggregates or oligomers of ribonuclease
A and s = 00122 showing that they are globular shaped (Figure 313) Interestingly
USANS data collected on the same formulation shows the lack of a structure factor for
this protein solution at the length scales probed by USANS (~ 01 - 7 microm) We can
predict the USANS scattering intensity by substituting the Rg and the s obtained from
the SANS spectra into equation 34 and plotting the resultant I(Q) for the USANS Q-
range The predicted intensity shows a flat scattering profile customary of the absence
of scattering above the background and the lack of a structure factor in the USANS
regime
77
Slit-smeared USANS data for the gel formulation (Figure 314) were fit to the
GP model in order to approximate features and extract the Rg value and the
dimensionality parameter s in the USANS regime The best-fit value of Rg is 3830 plusmn
180 Å and the best-fit dimension parameter s = 166 plusmn 003 In comparison for 20
10-5 10-4 10-3 10-2 10-110-3
10-2
10-1
100
101
102
103
USANS Regime
GP model
Predicted I(Q)
I(Q
) (c
m-1
)
Q(Aring-1)
Rg ~ 21 Aring
Figure 120785 120783120785 USANS data of 40 mgmL ribonuclease A in 18 M ammonium
sulfate in 5 mM sodium phosphate at pD 70 The GP model was
used to fit SANS spectra data and parameters were used to
extrapolate the predicted intensity into the USANS regime (grey
box) Both the predicted and the actual USANS data show the
absence of scattering above background
78
mgmL of ribonuclease A in ammonium sulfate Greene reported Rg = 2780 plusmn 200 Å
and s = 8 times 10-7 plusmn 02 from USAXS data The differences in the Rg and s values could
be due to the different solvent used (D2O vs H2O) and the effect of concentration (20
mgmL vs 40 mgmL) The parameters suggest that the aggregates are elongated as
opposed to globular in nature as seen in Greene Furthermore the value of Rg extracted
from the USANS regime is on the order of 100 times the size of an individual
ribonuclease A monomer which indicates the presence of large aggregates that form a
system-spanning gel
10-4 10-3100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Figure 120785 120783120786 USANS data of sample prepared from 40 mgmL ribonuclease A
in 22 M ammonium sulfate The dashed line is a fit to the data
using the GP model
79
For the SANS data the 153 m SDD setting was used for low-Q data acquisition
as opposed to the 13 m SDD used for the TR-SANS data The mid-Q data were fit using
the GP model capturing the monomer peak The low-Q data were fit using the
correlation length model (equation 38) to capture the sharp increase in the intensity and
yielded a correlation length of 123plusmn2 Å which is about the size of 4 ribonuclease A
monomers (Figure 315) The correlation length model was better at capturing the uptick
in low-Q A characteristic feature of this spectra is the presence of a broad peak close
to Q = 001 Å-1 similar to the broad peak emergence in the TR-SANS spectra The
Porod exponent in this case attains a value of 255 plusmn 0045 suggesting scattering from
a gel network [93]
80
10-3 10-2 10-110-2
10-1
100
101
102
103
104
I(Q
) (c
m-1
)
Q(Aring-1)
Correlation length model
GP-model
Figure 120785 120783120787 SANS data for sample prepared from 40 mgmL ribonuclease A in
22 M ammonium sulfate The model fits are indicated by the dashed
lines The correlation length model is used to fit data from 0001 Å-
1 to 003 Å -1 while the GP model is used to fit data from 003 Å -1 to
008 Å -1 The grey box highlights the Q-range not accessible by TR-
SANS due to the use of 13 m SDD instead of 153 m with lens The
blue box highlights the sharp uptick in I(Q) which correspond to
scattering from clusters captured by the correlation length model
81
34 Summary and Concluding Remarks
The opacity of the ribonuclease A gel precluded structural characterization by
optical methods A combination of SANS and USANS was therefore used to study and
characterize this system First TR-SANS was performed for a duration of 104 seconds
corresponding to the time scale used for the oscillation time test These measurements
showed two distinct regions (1) a low-Q region that initially showed an Rg value of 88
Å with a subsequent decrease to 75 Å which coincided with the development of a broad
peak (2) a mid-Q region that had Rg ~ 15 Å corresponding to the hydrodynamic radius
of ribonuclease A Interestingly from mechanical properties obtained from rheology a
mesh size of Rg of 75 Å is predicted from Tsuji et alrsquos model [112] which shows there
is some agreement between the mechanical properties and the structural properties
However since the model is based on covalently-crosslinked PEG and not a physical
gel the agreement may not be fundamentally correct
For static SANS the low-Q data were fit using a correlation length model to
capture the sharp increase in the intensity and yielded a correlation length of 123 plusmn 2 Å
which is on the order of 4 ribonuclease A monomers Slit-smeared USANS had a best-
fit Rg = 3830 plusmn 180 Å and a dimensional parameter s = 166 plusmn 003 The extracted Rg is
on the order of 100 times the size of an individual ribonuclease A monomer which
indicates the presence of large aggregates that are implicated in forming a system-
spanning gel USANS data also show the absence of any structure for the single-phase
liquid indicating that the gelation behavior evidenced in rheological studies for the gel
phase are due to higher-order structures that give rise to a system-spanning gel
82
CONCLUSIONS AND FUTURE WORK
41 Conclusions
This thesis describes a study of the structural and mechanical properties of a
salted-out protein gel formulated from ammonium sulfate and ribonuclease A in a
deuterated phosphate buffer for which a combination of gel-inversion testing bulk
rheology and neutron scattering was used SAOS rheology was conducted using a cone-
and-plate geometry and gelation was confirmed using measurements of two kinds (1)
an oscillation time test for 104 seconds allowing for gel formation (2) a frequency sweep
that showed a predominant storage modulus (G(ω) gt G(ω)) and plateau G(ω) of 1200
Pa Additionally during the oscillation time test scaling behavior of G ~ t04 was seen
at long time scales similar to what is seen for colloidal silica gels
Obtaining the structural properties of the gel proved to be a challenge due to the
opacity of the gel A combination of SANS and USANS was therefore used to study
and characterize this system Firstly TR-SANS was performed for a duration of 104
seconds corresponding to the time scale used for the oscillation time test These
measurements showed two distinct regions (1) a low-Q region that initially showed an
Rg value of 88 Å with a subsequent decrease to 75 Å which coincided with the evolution
of a broad peak (2) a mid-Q region that had a Rg ~ 15 Å corresponding to the
hydrodynamic radius of ribonuclease A The low-Q data were fit using a correlation
length model to capture the sharp increase in the intensity and yielded a correlation
length of 123 plusmn 2 Å which is in the order of 10 ribonuclease A monomers Slit-smeared
USANS had a best-fit of 3830 plusmn 180 Å and a dimensional parameter s of 166 plusmn 003
The extracted is on the order of 100 times the size of an individual ribonuclease A
83
monomer which indicates the presence of large aggregates that are implicated in
forming a system-spanning gel USANS data also show the absence of any structure for
the single-phase liquid indicating that the gelation behavior evidenced in rheological
studies for the lsquogel-phasersquo are characteristic of higher-order structures that give rise to
a system-spanning gel
Indeed this thesis shows the existence of a protein gel phase by utilizing a
protein phase diagram For the sample that behaved like a gel structural and mechanical
properties were measured However these measurements were made on a single gel-
like sample in the phase diagram Additionally this is one combination of protein and
precipitant that displays a gel phase Therefore further investigation into the properties
shown by different points within the protein phase diagram for different protein-
precipitant concentrations is warranted Furthermore a better understanding is required
to explain how the structural properties at the mesoscale relate to the mechanical
properties for the ribonuclease A gel This means that many future directions to continue
discovering and analyzing the protein gels not only those that arise from this protein
and precipitant combination exist
42 Future Directions
421 Microrheology experiments
There is a high cost associated with purifying and isolating proteins so
performing bulk rheological experiments on a comprehensive scale may be unfeasible
This is compounded by the fact that gelation is observed mainly at higher protein
concentrations (gt~40 mgml) Alternative rheological characterization methods include
techniques that use minimal protein volumes and fall in the field of microrheology A
84
good candidate to conduct high-throughput studies that can confirm gelation is passive
microrheology via multiple particle tracking (MPT) MPT allows for small sample
volumes (10ndash20 microL) and quick data acquisition (order of minutes) [92] However a
drawback of MPT is the potential for probe aggregation which would complicate data
analysis in giving rise to a heterogeneous distribution of probe sizes in the generalized
Stokes-Einstein relation (GSER) Josephson et al showed that this probe stability is
protein- and protein concentration-dependent and used a surfactant if necessary to
prevent probe aggregation [116] Probe stability is also diminished in solutions with
high ionic strengths To counter this Kim et al used toluene as a solvent to adsorb
Pluronic F-108 on the surface of polystyrene probe particles as a means to prevent
probe aggregation [117] However a typical salt concentration for which these
Pluronics are effective is 02 M NaCl which is an order of magnitude lower than where
we observed the aggregation boundary for ribonuclease A gels
Time sweeps performed in this work on ribonuclease A gel phases showed the
evolution of the mechanical properties with G(ω) ~ 103 Pa after 3 hours Based on the
operating regime for microrheology ribonuclease A gels appear too stiff to conduct
MPT and their moduli lie within a regime more suitable for diffusive wave spectroscopy
(DWS) which can allow calculation of viscoelastic moduli and demonstrate gelation of
protein solutions [118] However microscopy and USANS data show that the
microstructure of the ribonuclease A gel include features that are larger than probe sizes
that would be necessary to probe a sample that has the strength of the ribonuclease A
gel which would violate the assumptions of the GSER In addition the sample volume
requirement for DWS (01ndash1 ml) is around the same as the minimum requirements for
85
cone-and-plate rheometry (05ndash1 ml) [118] Thus conventional bulk rheology is a better
technique to obtain mechanical properties and capture gelation for ribonuclease A
422 Cavitational rheology
Cavitation rheology is performed by measuring the pressure dynamics of a
growing bubble within a solution When this bubble or cavity is created within the
material the critical pressure of mechanical instability can be quantified and is directly
related to the modulus of the material Given that the modulus is local to the cavitation
site heterogeneities can be measured with this technique [66] which would be ideal for
a system of salted-out proteins given the non-uniformity of aggregate sizes
The Youngrsquos modulus measured by cavitation rheology is consistent with bulk
rheological measurements if it can be assumed that stress is distributed isotropically
when the instability due to cavitation occurs The cavitation pressure or critical pressure
(Pc) to induce the instability for an isotropically-distributed stress is related to the
Youngrsquos modulus and the surface tension as well as the sample medium via
119875119888 = 5119864
6+
2120574
119903 (41)
where E is the Youngrsquos modulus γ is the surface tension between the sample and the
medium and r is the inner radius of the needle attached to the syringe The critical
pressure plotted for various needle radii provides information on the mechanical
properties and the surface tension which are independent of the orientation of the
surroundings Cui et al measured the mechanical properties of bovine eye lenses and
reported the Youngrsquos moduli of the cortex and nucleus to be 08 kPa and 118 kPa
respectively [119]
86
Given the opacity of the ribonuclease A gel accurate cavitation rheological
measurements would be challenging to perform However this technique may be
suitable to apply to PEG-precipitated protein gels Ribonuclease A gelation kinetics
displays irreversible aging and requires a few hours to display predominantly elastic
characteristics Furthermore the high salt content causes evaporation and drying of the
solution when exposed to the air To counter this paraffin oil could be applied on top
of the gels where it forms a layer and prevents evaporation
423 DLS
DLS is a powerful tool for characterizing colloidal suspensions In addition to
enabling measurement of the hydrodynamic radii of particles in solution it can also be
used to determine MWs of and interactions among polymers [120] For colloidal gels
of high-volume fraction an arrested decay would be observed in the correlation
function as opposed to complete decay at lower volume fractions Moreover gel moduli
can be extracted from DLS [121] Van Driessche et al utilized DLS to characterize an
arrested gel phase formed at ambient conditions upon precipitation of GI with PEG1000
and PEG1500 [59]For DLS the intensity autocorrelation function 1198922(120591) minus 1 where τ is
the delay time is related to the electric-field correlation function 1198921(120591) minus 1 via the
Siegert relation [59 121]
1198922(120591) = 119861(1 + 120573|1198921(120591)|2) (4 2)
where B is the baseline of the correlation function at infinite delay and β is the function
value at zero delay For PEG-GI gels a double-exponential function was used to fit
1198921(120591) [59] before kinetic arrest and was modeled as
87
1198921(120591) = 1198601119890minus1205481119905 + 1198602119890minus1205482119905 (4 3)
where Γ = DQ2 is the decay rate defined by the diffusion coefficient D of the particles
and by the scattering vector Q at the given angle and time t The first term of equation
43 captures the fast-diffusing populations comprised of monomers while a slowly-
diffusing population corresponding to clusters that grow as a function of time is captured
by the second term Post-gelation a stretched exponential can used to reproduce[121]
the auto-correlation function as
1198921(120591) = 119890minus119875120548119905 (4 4)
where P is a fitting parameter Stretched-exponentials are a characteristic of gels and
kinetically-arrested gel phases and equation 44 was fit for PEG-GI gels [59] Therefore
DLS can act as a screening tool for protein gel phases
DLS measures single scattering event meaning that each detected photon has
only been scattered once by the sample [123] For a strongly-scattering sample like a
ribonuclease A gel multiple scattering events occur One option may be to reduce the
path length to prevent multiple scattering A light-scattering microscope has also been
shown to be capable of measuring Q for turbid samples [124] However these
alternative techniques require small sample sizes that are very susceptible to drying and
could prove difficult to handle Additionally dilution of samples would not work since
ribonuclease A gels are concentration-dependent as seen in the phase diagram (Figure
22) and the observed turbidity is a sign of gelation In conclusion while DLS is a
88
powerful tool it may not be effective for ribonuclease A protein gels but may be better
suited for alternative systems such as PEG-based protein gels
424 Alternative precipitants
As previously mentioned not all precipitants and protein concentrations lead to
the formation of a system-spanning gel network Apart from salt-based precipitants the
phase diagram of glucose isomerase in the presence of PEG1000 and PEG1500 has been
explored (Figure 15) and has been shown to include a system-spanning macroscopic
gel at ambient conditions (pH 70 and room temperature) [59] Similar studies to those
performed here could be performed on phases formed in the presence of PEG or other
non-denaturing precipitants used to manipulate protein interactions
425 Change in protein-protein interactions due to gelation
Protein pharmaceutical products are typically comprised of folded monomers
with monoclonal antibodies forming the bulk of the drug pipelines [125] On the other
hand for biologically active drug molecules the proteins must remain folded to
function As previously stated protein-protein interactions are a complex interplay
between many forces both attractive and repulsive in nature Drug dosages for these
biomolecules are often on the order of 102 mgmL At these large concentrations
proteins can form aggregated states in addition to the folded monomer state [126]
Proteins can form reversible aggregates where monomers reversibly form stable
complexes of oligomers and small dimers [127] These typically can be reversed by
either dilution or shifting solution conditions such as pH or salt-concentration A major
issue to avoid is are irreversible aggregates which are non-dissociable unless exposed
to extremes of temperature pH or chemical denaturants When proteins irreversibly
89
aggregate they lose their native secondary and tertiary structure to make way for strong
contacts formed from hydrophobic interactions or hydrogen bonds that arise when these
individual monomers misfold and form intertwined irreversible aggregates [126] From
a drug formulation perspective it is imperative that these products remain stable at high
concentrations for intramuscular or subcutaneous delivery More importantly there are
concerns that if these proteins are irreversibly folded and persist in the bloodstream
during delivery they could even cause an autoimmune disorder such as antibody-
mediated pure red phase aphasia [128] Additionally the presence of aggregates that are
visible from a marketing perspective would not bode well for the product itself [129]
While the presence of a gel-phase material for salted-out ribonuclease A in ambient
conditions has been shown in this thesis the structural changes occurring with how
individual proteins interact with each other and fold are still unknown
Size Exclusion Chromatography (SEC) is a technique that can quantify the
presence of oligomers monomers and sub-monomer aggregates [129 130] One
experiment might be to formulate a protein gel dilute the solution and perform SEC
Dilution would yield a clear solution below the aggregation boundary and reversible
aggregates maybe reduced However SEC maybe able to quantify how gelation affects
protein-protein interactions by showing the presence of larger irreversible aggregates or
low-MW fragments that are formed This would provide a unique understanding of how
being in a gel-phase affects the protein at the monomer and sub-monomer level
90
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Colloid and Interface Science The physics of protein self-assembly 2273ndash79
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Macromolecular Science Part B Physics Effect of pH and protein concentration
on rheological and structural behavior of temperature-induced bovine serum
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[70] Trappe V Prasad V Cipelletti L Segre PN Weitz DA (2001) Nature Jamming
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[74] Eberle APR Castantildeeda-Priego R Kim JM Wagner NJ (2012) Langmuir
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[75] Park JD Ahn KH Lee SJ (2015) Soft Matter Structural change and dynamics of
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[78] Lucey JA (2002) Journal of Dairy Science Formation and Physical Properties of
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0302(02)74078-2
[79] Ewoldt RH Winegard TM Fudge DS (2011) International Journal of Non-
Linear Mechanics Non-linear viscoelasticity of hagfish slime 46627ndash636 (4)
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5_6
[81] Mazzeo FA (2008) TA Instruments Importance of Oscillatory Time Sweeps in
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Heat and Pressure Unfolding of Ribonuclease A 348631ndash8641 (27)
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99
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scattering (SAS) to structurally characterise peptide and protein self-assembled
materials 401200ndash1210 (3) httpsdoiorg101039c0cs00105h
[100] Koshari SHS Wagner NJ Lenhoff AM (2015) Journal of Chromatography A
Characterization of lysozyme adsorption in cellulosic chromatographic materials
using small-angle neutron scattering 139945ndash52
httpsdoiorg101016jchroma201504042
[101] Tabatabai AP Weigandt KM Blair DL (2017) Physical Review E Acid-induced
assembly of a reconstituted silk protein system 961ndash7 (2)
httpsdoiorg101103PhysRevE96022405
[102] Molodenskiy D Shirshin E Tikhonova T Gruzinov A Peters G Spinozzi F
(2017) Physical Chemistry Chemical Physics Thermally induced conformational
changes and protein-protein interactions of bovine serum albumin in aqueous
solution under different pH and ionic strengths as revealed by SAXS
measurements 1917143ndash17155 (26) httpsdoiorg101039c6cp08809k
[103] Ogston AG (1958) Transactions of the Faraday Society The Spaces in a
Uniform Random Suspension of Fibres 541754ndash1757
httpsdoiorg101039tf9585401754
[104] Angelo JM Cvetkovic A Gantier R Lenhoff AM (2013) Journal of
Chromatography A Characterization of cross-linked cellulosic ion-exchange
adsorbents 1 Structural properties 131946ndash56
httpsdoiorg101016jchroma201310003
[105] Hammouda B Ho DL Kline S (2004) Macromolecules Insight into clustering
in poly(ethylene oxide) solutions 376932ndash6937 (18)
httpsdoiorg101021ma049623d
[106] Tang S Preece JM McFarlane CM Zhang Z (2000) Journal of Colloid and
Interface Science Fractal morphology and breakage of DLCA and RLCA
aggregates 221114ndash123 (1) httpsdoiorg101006jcis19996565
[107] Georgalis Y Umbach P Raptis J Saenger W (1997) Acta Crystallographica
Section D Biological Crystallography Lysozyme aggregation studied by light
scattering I Influence of concentration and nature of electrolytes 53691ndash702
100
(6) httpsdoiorg101107S0907444997006847
[108] Glinka CJ Barker JG Hammouda B Krueger S Moyer JJ Orts WJ (1998)
Journal of Applied Crystallography The 30 m Small-Angle Neutron Scattering
Instruments at the National Institute of Standards and Technology 31430ndash445
(3) httpsdoiorg101107S0021889897017020
[109] Kline SR (2006) Journal of Applied Crystallography Reduction and analysis of
SANS and USANS data using IGOR Pro
httpsdoiorg101107s0021889806035059
[110] The Sasview Project httpwwwsasvieworg
[111] Garciacutea De La Torre J Huertas ML Carrasco B (2000) Biophysical Journal
Calculation of hydrodynamic properties of globular proteins from their atomic-
level structure 78719ndash730 (2) httpsdoiorg101016S0006-3495(00)76630-6
[112] Tsuji Y Li X Shibayama M (2018) Gels Evaluation of Mesh Size in Model
Polymer Networks Consisting of Tetra-Arm and Linear Poly(ethylene glycol)s
450 (2) httpsdoiorg103390gels4020050
[113] Zhao JK Gao CY Liu D (2010) Journal of Applied Crystallography The
extended Q -range small-angle neutron scattering diffractometer at the SNS
431068ndash1077 (5) httpsdoiorg101107s002188981002217x
[114] Jensen MH Toft KN David G Havelund S Peacuterez J Vestergaard B (2010)
Journal of Synchrotron Radiation Time-resolved SAXS measurements
facilitated by online HPLC buffer exchange 17769ndash773 (6)
httpsdoiorg101107S0909049510030372
[115] Meisburger SP Warkentin M Chen H Hopkins JB Gillilan RE Pollack L
Thorne RE (2013) Biophysical Journal Breaking the radiation damage limit with
cryo-SAXS 104227ndash236 (1) httpsdoiorg101016jbpj2012113817
[116] Josephson LL Furst EM Galush WJ (2016) Journal of Rheology Particle
tracking microrheology of protein solutions 60531ndash540 (4)
httpsdoiorg10112214948427
[117] Kim AJ Manoharan VN Crocker JC (2005) Journal of the American Chemical
Society Swelling-based method for preparing stable functionalized polymer
colloids 1271592ndash1593 (6) httpsdoiorg101021ja0450051
[118] Furst EM Squires TM (2018) Microrheology Microrheology
101
httpsdoiorg101093oso97801996552050010001
[119] Cui J Lee CH Delbos A McManus JJ Crosby AJ (2011) Soft Matter
Cavitation rheology of the eye lens 77827ndash7831 (17)
httpsdoiorg101039c1sm05340j
[120] Rochas C Geissler E (2014) Macromolecules Measurement of dynamic light
scattering intensity in gels 478012ndash8017 (22)
httpsdoiorg101021ma501882d
[121] Krall AH Weitz DA (1998) Physical Review Letters Internal Dynamics and
Elasticity of Fractal Colloidal Gels 80778ndash781 (4)
httpprlapsorgpdfPRLv80i4p778_15Cnpapers4b986d00-906f-493f-
a74b-71e29d82b719Paperp27562
[122] Berne BJ Robert P (1976) Dynamic Light Scattering With Applications to
Chemistry Biology and Physics
[123] Block ID Scheffold F (2010) Review of Scientific Instruments Modulated 3D
cross-correlation light scattering Improving turbid sample characterization
81(12) httpsdoiorg10106313518961
[124] Kaplan PD Trappe V Weitz DA (1999) Applied Optics Light-scattering
microscope 384151ndash4157 (19)
[125] Shukla AA Hubbard B Tressel T Guhan S Low D (2007) Journal of
Chromatography B Analytical Technologies in the Biomedical and Life
Sciences Downstream processing of monoclonal antibodies-Application of
platform approaches 84828ndash39 (1)
httpsdoiorg101016jjchromb200609026
[126] Roberts CJ (2014) Current Opinion in Biotechnology Protein aggregation and
its impact on product quality 30211ndash217
httpsdoiorg101016jcopbio201408001
[127] Mahler HC Friess W Grauschopf U Kiese S (2009) Journal of Pharmaceutical
Sciences Protein aggregation Pathways induction factors and analysis
982909ndash2934 (9) httpsdoiorg101002jps21566
[128] Macdougall IC (2005) Nephrology Dialysis Transplantation Antibody-
mediated pure red cell aplasia (PRCA) Epidemiology immunogenicity and risks
209ndash15 (SUPPL 4) httpsdoiorg101093ndtgfh1087
102
[129] Weiss IV WF Young TM Roberts CJ (2007) Journal of Pharmaceutical
Sciences Principles Approaches and Challenges for Predicting Protein
Aggregation Rates and Shelf Life 981246ndash1277 (4) httpsdoiorg101002jps
[130] Hong P Koza S Bouvier ESP (2012) Journal of Liquid Chromatography and
Related Technologies A review size-exclusion chromatography for the analysis
of protein biotherapeutics and their aggregates 352923ndash2950 (20)
httpsdoiorg101080108260762012743724
[131] Kuumlkrer B Filipe V Duijn E Van Kasper PT Vreeken RJ Heck AJR Jiskoot W
(2010) Pharmaceutical Research Mass spectrometric analysis of intact human
monoclonal antibody aggregates fractionated by size-exclusion chromatography
272197ndash2204 (10) httpsdoiorg101007s11095-010-0224-5
103
Appendix
REPRINT PERMISSION LETTERS
The following pages contain permission letters for 12 reprinted figures in the
thesis These figures are Figure 11 Figure 12 and Figure 31 from Dumetz et al [16]
Figure 13 and Figure 14 from Van Driessche et al [59] Figure 15 Figure 42 and
Figure 33 from Greene [15] Figure 16 from Almdal et al [3] Figure 31 by Ewoldt et
al [80] and Figure 25 and Figure 28 from Weigandt et al [8]
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ELSEVIER LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) and Elsevier(Elsevier) consists of your license details and the terms and conditions provided byElsevier and Copyright Clearance Center
License Number 4620430761059
License date Jul 01 2019
Licensed Content Publisher Elsevier
Licensed Content Publication Biophysical Journal
Licensed Content Title Protein Phase Behavior in Aqueous Solutions Crystallization Liquid-Liquid Phase Separation Gels and Aggregates
Licensed Content Author Andreacute C DumetzAaron M ChocklaEric W KalerAbraham MLenhoff
Licensed Content Date Jan 15 2008
Licensed Content Volume 94
Licensed Content Issue 2
Licensed Content Pages 14
Start Page 570
End Page 583
Type of Use reuse in a thesisdissertation
Portion figurestablesillustrations
Number offigurestablesillustrations
3
Format both print and electronic
Are you the author of thisElsevier article
No
Will you be translating No
Original figure numbers Figure 1 Figure 4 Figure 7
Title of yourthesisdissertation
GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Expected completion date Aug 2019
Estimated size (number ofpages)
100
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
Publisher Tax ID 98-0397604
Total 000 USD
Terms and Conditions
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INTRODUCTION1 The publisher for this copyrighted material is Elsevier By clicking accept in connectionwith completing this licensing transaction you agree that the following terms and conditionsapply to this transaction (along with the Billing and Payment terms and conditionsestablished by Copyright Clearance Center Inc (CCC) at the time that you opened yourRightslink account and that are available at any time at httpmyaccountcopyrightcom)
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12 No Amendment Except in Writing This license may not be amended except in a writingsigned by both parties (or in the case of publisher by CCC on publishers behalf)13 Objection to Contrary Terms Publisher hereby objects to any terms contained in anypurchase order acknowledgment check endorsement or other writing prepared by youwhich terms are inconsistent with these terms and conditions or CCCs Billing and Paymentterms and conditions These terms and conditions together with CCCs Billing and Paymentterms and conditions (which are incorporated herein) comprise the entire agreementbetween you and publisher (and CCC) concerning this licensing transaction In the event ofany conflict between your obligations established by these terms and conditions and thoseestablished by CCCs Billing and Payment terms and conditions these terms and conditionsshall control14 Revocation Elsevier or Copyright Clearance Center may deny the permissions describedin this License at their sole discretion for any reason or no reason with a full refund payableto you Notice of such denial will be made using the contact information provided by you Failure to receive such notice will not alter or invalidate the denial In no event will Elsevieror Copyright Clearance Center be responsible or liable for any costs expenses or damageincurred by you as a result of a denial of your permission request other than a refund of theamount(s) paid by you to Elsevier andor Copyright Clearance Center for deniedpermissions
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version Please note that Cell Press The Lancet and some society-owned have differentpreprint policies Information on these policies is available on the journal homepageAccepted Author Manuscripts An accepted author manuscript is the manuscript of anarticle that has been accepted for publication and which typically includes author-incorporated changes suggested during submission peer review and editor-authorcommunicationsAuthors can share their accepted author manuscript
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SPRINGER NATURE LICENSETERMS AND CONDITIONS
Jul 02 2019
This Agreement between University of Delaware -- Sai Prasad Ganesh (You) andSpringer Nature (Springer Nature) consists of your license details and the terms andconditions provided by Springer Nature and Copyright Clearance Center
License Number 4620790630421
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Licensed Content Publication Nature
Licensed Content Title Molecular nucleation mechanisms and control strategies for crystalpolymorph selection
Licensed Content Author Alexander E S Van Driessche Nani Van Gerven Paul H HBomans Rick R M Joosten Heiner Friedrich et al
Licensed Content Date Apr 4 2018
Licensed Content Volume 556
Licensed Content Issue 7699
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2
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Title GEL-LIKE BEHAVIOR IN AN AMORPHOUS PROTEIN DENSE PHASEPHASE BEHAVIOR NEUTRON SCATTERING AND RHEOLOGY
Institution name University of Delaware
Expected presentation date Aug 2019
Portions Figure 5 a and b Extended Data Figure 1 d
Requestor Location University of Delaware155 Colburn Lab150 Academy St
NEWARK DE 19716United StatesAttn Sai Prasad Ganesh
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For Journal ContentReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication)
For Advance Online Publication papersReprinted by permission from [the Licensor] [Journal Publisher (egNatureSpringerPalgrave)] [JOURNAL NAME] [REFERENCE CITATION(Article name Author(s) Name) [COPYRIGHT] (year of publication) advanceonline publication day month year (doi 101038sj[JOURNAL ACRONYM])
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Questions customercarecopyrightcom or +1-855-239-3415 (toll free in the US) or+1-978-646-2777
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Daniel G Greene 9 July 2019
17 Beech St Reading MA 01867
Reprint Permission Letter
I hereby grant Sai Prasad Ganesh permission to reproduce the material specified below for his
Masterrsquos Thesis
Content title
The formation and structure of precipitated protein phases
Content author Daniel
G Greene
Portion
Three (3) figures (1) Figure 417 Two representative TEM micrographs of RNAse A
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