APR-lb-:d::.11!14 11:'.1: 4:!:>

UNrnc S1'ATES D&STRrCT COURT NORTHEF!N Ol ICT OF CAL.IFORl'lllA

WNITIQI •TATE• c;DURTHOU811:

450 Gel.DIEN CilATE 1'Yalilu11:

•AN F°RANCUIC:O, Qil..ll"'OftNIA .wioa

c:HAfilBERS OJI

-- lllA lNlt Ma CHESNEY .Phon1e: 415-522-3650 UNmEO e'TP.'t'l!!S t1111'fR1c;:r Jl.ll:IQIE

Fax: 415-522-4342

FAX TRANSMISSION

Date: April 16, 2004 ·

'Io: John Staley Fu#: 202-502-1899 Financial Disal.oSUR Office

PhoJle #; 202-502-1850 ·

From: Sheila MicCmon S�tetary to Judge Maxine M..Chcmey

Pages: 2, includilng cov page

Re: Financial Disclosure Report (Page 1)

Dear Mr. Staley:

·Attached is Page 1 of Judge Chesney's Financial Disclosure Rcpo for 2003. which ha,s been con:ected. tc1 :show the check matk in the box indicating "none" in. See'tion I, Positions.

At your dlixcction, Judge Chesney has initialed this cow! sheet:

Thanks you far your assistance.

(S •PP•§§ 101-111) .--��- ......,.... ------ ---r-- ---- -- ....... -- --......;;.;..;;.;;.. __ -.....

Ofl"icer. ________ _ Date. ___ _

'li!l! ... •

·.�Sllitr�i llml�Ma•

l•Alt'IJB M!P'l'BltMB

Ret\Drt Rcqid""I br tile 11aisFINANCIAL DISCLOSURE REPORT In c,,,.ormttCnL Act 41( 1'1$

Calendar Yoer 003 u.s.c. '

I. Peirt11m Rcpcrtina (Lmrtmttne, First 11111l'lO, Middle lrritinl) :z. Cuutt or Organil'Qlfion

Cl.JnSNBY, MAX!Nl!M · U.S. District CtJNo.Dist.Cal

4, 'l'lt!P ( 1·1icle lll .Judg;Cll indioatu acti1vc 01' sanior lllKIUs; · ·

S. Aeporl'l)po (c; k 8.pt)rop1•ia.ta c.,pc) 6. Reporting Period ningi5tn1tcJ11d.. lndica111 full· atport-1 me)

() Nomlmnlao. D11te 1/1/2003 Aetivo, U.S .. Dislriet J11d&e

() lnllill1 () l'lllll to

l2/31/ZOOJ

7. Cbllllbcn1 or omc1 Addrcms

u.s. l)lltria1.Ccmt

8. ·011 lhc basil ofthO lnlblmltlon contalflCd tn Ibis Report lllCf any modiGcalion11 per1aini111 . ilk, In my opinion, lu cmnplla.ncc with applicable laM ldld l!ellllatioos,

4!0 Ooklcn 10.1t1 Aftll.Ue

11n l nclsc:c, CA 9'102 Revlawina

• . '

IMl OltTA'NT NOTES: 11w b11lruCllions ,tn1 lhll lbml m\lllt be fbl'lawad. Com!>lcte all plll'tl, obcickitts the NONB box for llllCh part wl11!l'CI :you have no reponablc inllrrn1tlon. Slan on 1Ut pap.

. . t POS:rJC'IO.NS. CRet,ortiJll lndlvidultl uaty. aoe pp. 9-tl utnuns liwruv nn11)

1;,;1 NONE - CNo la poiltloiu ) SB.F INTIATCO AMENDMENT

1.

IL AGilEEMENTS. (R1111>0Tti1111 il\dMdual onl,y: llCC: pp. l4-l6 "r n\lng lnlll'Uction•)

I -1 NONE - _<Na rcporca\llo qr 11.)

I. With 511 .Clly&: Cly. Rmyil nt System for pantlaapc)'llble monthly 11ntll death. \lUDCI Oil fonnar 11111Plci1ft'lllhl with S1' Di•l.Atty, CUm:ntly $939/rna.

I

TOTAL P.02

-

J l

AO-IO Rev. 1/2:0o4 __J

___________________ __ Date..__ ___ _

POSITION NAME OF ORGANJZATJONIENTITY

"·

PARTIES AND 1'BRMS

·

-:

c:: :

<

Report Required by the EthicsFINANCIAL DISCLOSURE REPORT in Go eroment Act of-1978

Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

3. Date of Report1. Person Reporting (Last name. First mi1 Middle initial) 2. Court or Organization

CHESNEY, MAXINE M U.S. District Ct./No.Dist.Cal 4/912004

4. Title (Arti1cl5Jll Judges indicate acti re or i1enior status; S. ReportType (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time)

Q Nomination, Date lllf2003 Active- U.S. District Judge to

0 Inilial @Annual 0 Final 12131/2003

7. Chambers 1or Office Address 8. On the basis of the information contained in this Reportand any modifications pertaining flierato, it is, in my opinion,. in compliance

u.s District :amt with applicable laws and regulations. 450 Golden Gate Avenue

Reviewing Officer San Fra:ncise<1, CA 94102

IMPORTANT NOTES: 1bc mstrue1tions accompanying this fonn mus1t be followed. Complete an parts, checking the NONE box for each part where you have no reportable illibrmation. Sign on last page.

·

L POSITIONS. (Reporting i:a.dividua! only, see pp. 9-13 offiling instructions)

D NONJl; (No reportable posi1tions.)

1.

1 ·' ---1 c.: .::-; ll. A GRlrEMENTS. (R.epmting individual only; see pp. 14-16 of:filing instructions) , I"' .... , ,

D NONJ (NoreportahleapmienlS.}• f-r . :

0 1. 02126193 With SF City&:. Cty. Employees' Rctin:ment Systemfor pension payable monthly-tmtil death. d on former

employmentwith sF Dist.Atty. Cummtly $939/mo.

_'lN_:AN-..,,..-C-l·-AL- -D-l-S -C- L-O- S-1-DRJ--RE --P-0-R-T__,L.-N-ame-o-rPers-o-n-Reportin- -· -g_·--------'-------t..-o-ate -o·-·f-Rep-or_t_J

SOQRCEANP TYPE GROSS INCOME

SQURCE AND TYPE

SQURCE DF.SCRJPTION

CHESNEY, MAXINE M 4/912004

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)

A. Filer'!; Non-Investment Illicome

D NONE - (No reportable non-im estment i }

(yows, not spouse's)

1. 2003 San Francisco City & cOunty Employees' Retirement System- Pension 11,323.00

2.

3.

B. Spouse's Non-Investment Income-. (If you were mmied during any portion oftbc reporting year. please complete this section. (dollar amount not rcquircdl except for bonoraria)

D NONE - (NotepOrllblenor:t-inwstmentincomc.)

1. 20Cl3 California Judges' Rctircmcnt Systcm-.2ension

2. 2003 Sclf-cxnployed (arbitration and mediation)

IV. REil URSEMENTS -transportation. lodging, food. cntcr11inment.

(Include$ those to spouse and dependent cluldten. Sec pp. 25-27 of instructions.)

Ii!! NONE (Nosuchreporta.bletci.mbmscments.)-

1.

--

DESCRIPTION

------------------ _______________ ..,;,.;;, _________________________ __

DESCRIPTION

-------------------

VALUE CODE

FINAl.'iCJrAL DISCLOSURE REPORT NameofP'ersonReporting Date ofRepoi:t

CHESNEY, MAXINE M 4/9/2004 J V. GIFTS. (Includes those to spouse and dependent children. See pp. 28·31 of instructions.)

NONE (No such reportable: gifts.) -

1.

VL LIAJUllTJES. (Includes those of spouse and dependent children.. Sec pp. 2-34 ofins1ructions.)

- NONE (No n:portabte liabilities.) ·

1.

-- -- ........ ................ .__ ................................ ........................ ................ ........ ........ -1-........ ........

-

2.

3.

6.

-

-

A B

(1) If (3) (4)

Gain Codel

-

Redeemed .. !

T I !

i -

1--

.I Rodecmed

Intcn:st

T

c D -Sll)Wl4'0'.1 I

i __.j

{2)

tnmsac:tion)

FINANCIAL DISCLOSUJRE REPORT Name of Person .Reporting Date of Report. :=J P_age 1 of 4 - CHESNEY, MAXINE M 41912004

VIL INVESTh1ENTS and TRUSTS - income. va1ue, transCationscfucludes lhoseoflhcspousea11c1c1eperu:1en1 c:1n1dren. Seew. 34-57 arming instructions.>

A. B. c. D. Incon2 during Gross value at end of Transadions dming reporting period Description of Assets reporting period reporting period

···· (ioc:l!IO.ing trust assets) - . .

(1) (2) (I) not exmq>t. ftmn disc:losun:

(2) . (S)Place "QC)" after each asset CXllll11pt Amoant TJPCl (e.g. Value Value Type (e.g. Date: Value Identity of iom :prior disclasme Codel div. n:at. er Codc2 Method buy, sell, Month· Code! · buyer/sdler

(ifprivalteint.) (J-P) CodcJ Day(A·H) merger,redelqJtion)

(.J..P) (A·H}.. (Q-W)

DNONE (No rcpcmable iDl:orm, llSSCIS, or lll'lll5llClicm)

1. Common Stock· Advanced P mcr None J T

Common Stock· mM c Dividend N T I

Buy 9119 L

4. -

Conmian Stock· Baxter .lnU:matlionai c Dividend Sell 9/19 L

5. Common Stock • Guidant Colp. None Sell 1/6 IC E

. -

Mutwiil Flillld ·Ala CA Tax· m:cmpt D Dividend M T I

7. Bond ·• C'll Health Faes Fin Rev A Interest 8/6 K

8. Bond ··Calipatria CA Rcdov ArJ' A mtr:Rst K T

9. Bond ·• Hlawthome Cal Pkg Autb A Interest J T

.10. Bond ·• San Diego CA Educ Faes Autlik A Interest K

11. Bond ··Sequoia CA Hospital I:>istrict A Iritcrest J T

-

12. Bond ·• W. Contra_ Cos1a Co\Dlty CA A Interest J T

13. Bond • Woodland CA Spl Tax Disll'ic:t B. Interest .

912 J

-

14. "Bank Checking Acc:t ·Wells Fm San Francisco, CA

c N T

15. Bank Checking Acct. • Wells Fm San Francisco, A Interest L T CA

16. CormJ011 Stock • Intel c Dividend 0 T

"

17. C 10n Stock ·Sun Microsystems l onc K T

18. Common Stock· Cisco Systems · None M

l . incom.efGaim Ccldes: • Sl,000 orless - Sl,001-$2,SOO "' S2,SO 1-$5,000 "'$5,001-$15.000 E (Sec Col11111111S Ell and D4) F m $50,001-SlOl .ooo G = Sl 00,001-Sl ,000,000 Hl = $1,000,001-$5,000,000 H2 = Mcm than SS,000,000

2. Value Cudes:: = $15,000 or !els K "'Sl5,00l-S50,000 L =SS0,001-$100,000 M =S100,00l·S250,000 (Sec Columru; Cl and 03) N = $250,000-SSOO,OOO 0 = SSOO,OOJ-Sl,000"000 Pl = Sl,000,001-SS,000,000 P2 = SS,000,001-$25,000,000

P3 = s25,ooo.001 ..sso,ooo.ooo P4 =$More than SS0,000,000

.:\.Value Mclruld Codes Q = Appraisal R = Cost (Real Estate Only) s = Assessment T = C1sh;'Market (See Column C2) u =Book Value v =Other w =Estimated

I

.. (inc g

- -

--

.

-

-

u

(l}

..

v

lfnot

(2) {3) (4) {S)

redemption) -

·

-

Redeemed

1: --

I

c SlS,001-SSO,OOOl

4/9/2004

35.

B.

(A-H)

reporting period

Tp (e.g. buy, sell,

FJNANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report_

age 2of4 - CHESNEY, MAXINEM

VIL INVESTIVIENTS and TRUSTS - income. value, transeations cmc1w1es those ort11e spouse and dependent childreD. See pp. 34-s1 orfiling insttuctions.)

D.A. c. Traosactloas during MpOiting period Incom: daring

reporting periocll Gross value at end of

C:iescriplicm of Assets - lrUst assets) ..

t:fromdisclosun:: (2) (I) (2) (1)

Place "QC)" after each asset excuipt Amount Type Date: Value GaiD Iclcotlly ofValue Value(e.g.mmi 1Jrlor disclosun:: Month- buyedscl.ler

int.) (J-P) Code3 m:rger, Day {1-P) (A-H) (ifpriva e (Q-i.W) ll'llllSac:tion)

Dividend Sell 1113

Code2 MdhodCode J div. n:nt. or Code2 Codel.

Commoo Stock - General Electric: D M19.

20. Bond ·· Fricmont CA Pub. Fin. Au.th. A ln11:rcSt K. T

21. . --

Bond .. San Benito Health Care tlist. A Interest J T

22.

23.

IRA - !Credit Siiissc First Bosllm

- MILltual Fund -Franklin Agg. Growth

None M T Credit Suisse acquired IOU

24.

-

- MILltual Fund - ING mt'l Value -- --

Name ch2111gc -was Pilgrim lnt'l

25. Bond .. N. Inyo CntY Cal. Local Hosp. A Interest K T

26. Bond .• Folsom Cal. Sp1. Tax Cmnnty Faes. B Interest K T

27. Bond .. Cal. Edl. Faes. Rev. -

B Interest K T

28.

-

Common Stock - Applied Materials None L T

29. Conunon Stock - Dell Computr:n1 None Sell 1218 M D

-

30. ComnlOl'I Stock -Amgen None L · T ••

31. Bond • El. Monte Cal. Pub. Fin. ,. B Interest K T '

32. Bond -Cmritos Cal. Pub. Fin. B Interest 1113 K A

33. Bond • Woodland Cal. Fin. Autb. B Interest K T '

34. Bond - Pmnooa c::ai- Rcdcv. Agy Tax Alloc. A Interest J T

Conm:ion Stock • MetLife None Sell 11121 K. ..-

36. Comriion Stock· Duke Energy B Dividend K. T

I. lncome!Gain Codes:

(See Columns Bl andD4) 2. Value C<xlc::::

(See Columns Cl and D3)

3. Value Method Codes

(See Column C2)

A $!,OOCJ,arless

F = SSO.llOil-$100,000

J ,. Sl:S,000 or less

N = S?..SO,OOO-SS00,000

P3 = s:zs,000,001-sso,ooo,ooo

Q = Appraisal

= l3iook Value

B

G

K

0

R

c: $J,00l-S2,SOO

=$100,001-Sl,OOO,,OOO

= $1S,OOl-$Sll,000

= SS00,001-Sl,000,000

=Cost (Real Estate Only)

=Other

... OJ-SS,000

H1 = Sl,OOO,OOI-SS,000,000

L = SS0,001-$100,000

Pl = SJ.000,001-S5,000,000

P4 = $Mlin: 1han $50,000,IOOO

s = Assessment

w =.El.iimatcd

D .. ss.ooJ-SlS,000

H2 = M<JR than SS,000,000

M c:$100,00I-S250,000

P2 =SS,000,001-S2S,OOO,ODO

T = Cash.IMarket

E =

'

I

--

A.

-

-

-

· C

A

A

..

c.

-

l!

(3)

Method

'

( W) n:dclq:ltion) -·

•.

..

J

-

-

39.

(1)

FINANC1AL DISCLOSURE REPORT Name of Person Reporting Date of Report.

f?.ge 3 of 4 - CHESNEY, MAXINE M 419/2004

VIl. JNVESTMENTS and 1'1RTJSTS - income, va1ue. transciations cmc1udes those ort11c spouse and dependent chi1dR:n. See PP. 34-57 mri1ing msl.rlldioos.>

B. D.

Dcsc1ription of Assets :·-(ilicl,!Png trust asse1s) .

Income during n:poning pcriocl

Gross value at cm of' reporting period

Transactions during rcponmz period

not exempt from disclosun:(1) (2) (1} (2)

-

Place "QC)" after each asset exe111pl mmi prior disclosme

Amount Codel (A·H)

Type (e.g. div. llCllL or int)

Value Code2 (1-P)

Value

Coclcl

Type (e.g. buy, sell, merger,

(2) Date: MOD!h-Day

Value Coclc2 (J·P)

(4) Gain Code I (A-H)

(S) Identity of buyer/seller (ifprivat= transaction)

37. Common Stock - Lowe's A Dividend Buy 9/17 L

38. Sell 1218 M E

Common Stock - Walmart S10rcs B Dividend N T

40. Buy 9/17 L

41. Buy 11/3 M

42.

43.

Common Stock - Pfizer

Commoo Stock - Boeing

-- --

B

Dividend

. Dividend

M

K

T

T

44. Bond .. Pl1lccntia CA Rcdev Agy .Ekg A Interest K T

45. Bond·· LaMirada CA Redcv Agy A Interest 1 T

46. Bond_·· S11lckton CA Commty &:S A Interest K T

47. Bond •· Micmwlair CA Redev Agy A Interest T

48. Mutual Ftmd .:Nuvccn CA Dvd Adv Muni A Dividend K T --

49. ¥oneyMarket Fund - Alliance Capital Rcsem: A Interest K T

so . .

Money Market Fund - M.L. Stcn11 C::A Tax Free Interest K T-

51. Bond .. Golden State CA Redev )"f.Y. A Interest 1 T Buy 1/16 J

52. Bond·· Cudahy CA Redcv Agy Jnterest K T Buy 816 1

53. Bond •· Kim Vy Hcalthcard Dist CA A ln11m:St K. T Buy 918 K

54. Boner •. Bell Conmty Redev Agy CA T:ax A Interest I T

1. lnc:omefG2in Codes: A = Sl,000 or B = St,001-$2,500 C = $2,SOl-SS,000

(See ColUmIIS Bl and 04) F = $50,00l·lilOO,OOO G· =SI00,001-Sl,000,000 HI =Sl,000,001-$5,000,00()

2. Value Codes:: J = $15,000 or Jess K =SIS,OOl-SS(l.000 L =SSO,OOl-$100,000

(See Coiumris Cl and 03) N = S250,0l)ll..$SOO,OOO 0 =SSOO,OOJ-Sl,000,000 Pl = SJ,000,001-$5,000.0C

P3 = $25,00ll,OOl-SS0,000,000 P4 =$More than $50,000,000

3. \I alue Method Codes Q = Appreil;al R = Cost (Real Estate On! } S = Assessment

(See ColU111J1 C2) U = Book Value V =Otbcr w Estimated

Buy 10123 J

D SS.OOl-$15,000 E =$15,001-SSO,Oloo--J=

H2 =More than $5,000,000

M =Sl00,001-S2S0,000

P2 =$5,000,0{l]-$25,000,000

T Casli!Mari:.et=

I -

(1) (2) (1) tromdiselosure

(2) (3) (4) (S) --

--

--

--

---

-

Codc2

--

t

FINANCJAL DISCLOSURE REPORT Name of Person Reporting

(,l-P)

DateofReport.

Page 4 of4 .. CHESNEY, MAXINEM 419/2004

VIL INVI S TMENTS and TRUSTS - illCOllle. vatuc, transi:auo11s cfuciudes t11osc or 111e spouse aru1 dependent c:hildren. Sec pp. 34-s1 orfi1ing instnictions.>

A. B. Income dming

t:lesciriptiaa or Assets reporting period .·· (ii trust assets) ..

Place •(X)• after each asset exenpt Am:l1mt Type (e.g.fn:nn prior disc.losure Code I. div. ireut. or

c. D. Gross value at end of Transactions during n:portiog period reporting period

lfnot (2) 0)

Type (e.g.Value Value Date: Value Gain . Identity of buy, sell, Code2 Method Month- Code.I buyerlsclJcr

Code3 merger, Day (A·H)· (J-P)reilcnlition)(A·H) int.) flfprivan=

transactilin) ..

{Q-W)

SS.

56.

57.

58.

59.

60.

Bond ·· Muroc CA Jt Unif Sch Dist A Interest

Common Stoclc - Jolmson & JohlilSOJI B Interest

Common Stock - Abbot Labs None

Common Stock - Home Depot None

.,Common Stock - Microsoft None -··

K T Buy nn 1

Buy 1/6 K

Sell 1218 K

K T Buy 1218 K

M T Buy 1218 M

M T Buy 1218 M

l. lncomc/Gaili1 Codes: A = SI,000 or lcs.'> B '"'Sl,001-$2,SOO C •S!,SOJ-SS,000 D = S5,00l-Sl5,000 E = Sl5,00l-S50,000

(SeeColmmisBl and04) F =SS0.0011-$100,000 G s s100,001-s1,ooo,ooo HI = Si.OOG,001-SS,000,000 H2 =More than $5,000,000

2. Value CooCS'.: J =SIS,Ootlwkss K $15,00l-SSO,OOO L ,. SS0,001-$100,000 M = Sl00,00l-S250,000

(See Colum11s Cl and 03) N = S2SO,OOO.·SSOO,DOO 0 = SS00,001-Sl,000,000 Pl = Sl.000,001-SS,000,000 P2 = S5,000,00J-S25,000,000

Pl = $25,000,001-SS0,000,000 P4 = SMore lb.an SS0,000,000

3. Value Method Coo:s Q =Apprai1;al R = Cost (Real Estate Only) S = Assessment T = Cash.'Market

(S1:e Column C2) v = Olher w =-Estimated

_F_TI_li_AN_CIAL,,, __ D_I_S_C_L_O_Sl._URE __ RE_P_O_R _T_"-N- -HES-0_:__. 0 - -Rep_o_ru_·n: ____________ ...JIL--..- J VIlJ. ADDllTIONALINFORM.ATION OREXPLANATIONS (lndicatepartorReport.>

1-·' ] Name or Person ReportingFIN.AJ."{CIAL DISCLOSURE REPORT

CHEsNEY, MAXINE M 4/912004

IX. CERTIFICATION.

I certi:f)i' that all information ven above (including information pertaining to my spouse and minor or dependent children, if any) is accura.1te, true, and compfote bl the best .ofmy knowledge and belief. and that any information not reported was withheld because it llDet applicable s1atutory provisions permitting non-disclosure.

I furtheir certify that earned ll:Lcome from outside employment and honoraria and the acceptance of gifts which have been reported are ll:t compliance with the provisions of S U.S.C. § 501 et. seq:, 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature_

Fll.ING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Colillllittee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

W p.. D.C. 20544