fundamentals ofair cleaningtechnology

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Zhonglin Xu Fundamentals of Air Cleaning Technology and Its Application in Cleanrooms Authored by Zhonglin Xu (in Chinese), Translated by Bin Zhou TECHNiSCHE IN FORMATION SB! BLIOTHEK UNIVERSITATSBI8LIOTHEK HANNOVER V J Springer

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Page 1: Fundamentals ofAir CleaningTechnology

Zhonglin Xu

Fundamentals of Air

Cleaning Technologyand Its Applicationin Cleanrooms

Authored by Zhonglin Xu (in Chinese),Translated by Bin Zhou

TECHNiSCHE

IN FORMATIONSB! BLIOTHEK

UNIVERSITATSBI8LIOTHEK

HANNOVERV

—J

Springer

Page 2: Fundamentals ofAir CleaningTechnology

Contents

1 Particle and Size Distribution 1

1.1 Particle Classification 1

1.1.1 Classification with Particle Formation Methods 1

1.1.2 Classification with Particle Origin 2

1.1.3 Classification with Particle Size 2

1.1.4 Common Classification Method 2

1.2 Evaluation of Particle Scale 4

1.2.1 Particle Size 4

1.2.2 Average Particle Size 5

1.3 Statistical Distribution of Particle Size 12

1.3.1 Particle Size Distribution Curve 12

1.3.2 Normal Distribution and Lognormal Distribution 21

1.3.3 Particle Size Distribution on Log-Log Graph Paper. . . 28

1.3.4 Distribution Based on Density 29

1.4 Concentration Degree of Particle Size Distribution 32

1.5 Application of Lognormal Distribution 38

1.5.1 Determination of Concentration Degree 38

1.5.2 Calculation of Average Diameter 40

1.5.3 Relationship Between Particle Size Distributions 42

1.6 Statistic Parameter of Particle Number 43

References 45

2 Airborne Particles in Outdoor Air: Atmospheric Dust 47

2.1 Concept of Atmospheric Dust 47

2.2 Source of Atmospheric Dust 49

2.2.1 Natural Source and Artificial Source 49

2.2.2 Generation Amount of Atmospheric Dust 52

vii

Page 3: Fundamentals ofAir CleaningTechnology

viii Contents

2.3 Composition of Atmospheric Dust 57

2.3.1 Inorganic Nonmetallic Particles 57

2.3.2 Metal Particle 60

2.3.3 Organic Particle 65

2.3.4 Vital Particle 67

2.3.5 Composition of Atmospheric Dust 68

2.4 Concentration of Atmospheric Dust 68

2.4.1 Methods to Express Concentrations 68

2.4.2 Background Value of Atmospheric

Dust Concentration 69

2.4.3 Gravimetric Concentration 69

2.4.4 Particle Counting Concentration 91

2.4.5 Comparison Between Particle Counting Concentration

and Gravimetric Concentration 93

2.5 Particle Size Distribution of Atmospheric Dust 97

2.5.1 Full Particle Size Distribution 97

2.5.2 Distribution on Log-Log Probability Paper 99

2.5.3 Distribution Along Vertical Height Ill

2.6 Influencing Factors for Concentration and Distribution

of Atmospheric Dust 113

2.6.1 Influence of Wind 113

2.6.2 Influence of Humidity 116

2.6.3 Influence of Afforestation 123

2.7 Distribution of Atmospheric Microorganism 125

2.7.1 Concentration Distribution 125

2.7.2 Particle Size Distribution 128

References 130

3 Filtration Mechanism of Fine Particle 133

3.1 Filtration and Separation 133

3.2 Fundamental Filtration Process of Air Filters 137

3.3 Filtration Mechanism of Fibrous Air Filters 137

3.3.1 Interception (or Contact/Hook.) Effect 137

3.3.2 Inertial Effect 138

3.3.3 Diffusion Effect 139

3.3.4 Gravitational Effect 140

3.3.5 Electrostatic Effect 141

3.4 Procedures to Calculate Efficiency of Fibrous Air Filters....

141

3.5 Particle Capture Efficiency of Isolated Single Fiber:

Isolated Cylinder Method 142

3.5.1 Interception Efficiency 142

3.5.2 Inertial Efficiency 145

3.5.3 Diffusion Efficiency 146

3.5.4 Gravitational Efficiency 147

3.5.5 Electrostatic Efficiency 148

3.5.6 Total Efficiency of Isolated Single Fiber 148

Page 4: Fundamentals ofAir CleaningTechnology

Contents ix

3.6 Particle Capture Efficiency of Single Fiber Inside Filter:

Influence of Fiber Interference and Correction Method 150

3.6.1 Effective Radius Method 150

3.6.2 Nonuniform Coefficient Method of Structure 151

3.6.3 Experimental Coefficient Method 152

3.6.4 Semiempirical Equation Method 153

3.7 Logarithmic Penetration Expression for Calculation of Total

Efficiency of Fibrous Filter 154

3.7.1 Logarithmic Penetration Expression 154

3.7.2 Applicability of Logarithmic Penetration Expression 157

3.8 Influencing Factors for Efficiency of Fibrous Filters 160

3.8.1 Influence of Particle Size 160

3.8.2 Influence of Particle Type 165

3.8.3 Influence of Particle Shape 166

3.8.4 Influence of Fiber Size and Cross-Sectional Shape . .167

3.8.5 Influence of Filtration Velocity 167

3.8.6 Influence of Solid Fraction 173

3.8.7 Influence of Air Temperature 173

3.8.8 Influence of Air Humidity 173

3.8.9 Influence of Airflow Pressure 174

3.8.10 Influence of Dust Holding Capacity 174

3.9 Capillary Model Theory 176

3.10 Efficiency of Granule Air Filter 180

References 182

4 Characteristics of Air Filters 185

4.1 Function and Classification of Air Filtration System 185

4.2 Performance Index of Air Filtration 191

4.3 Face Velocity and Filtration Velocity 191

4.4 Efficiency 192

4.4.1 Efficiency 192

4.4.2 Penetration 193

4.4.3 Decontamination Factor 194

4.5 Pressure Drop 194

4.5.1 Pressure Drop of Filter Media 194

4.5.2 Total Pressure Drop of Air Filter 197

4.6 Dust Holding Capacity 203

4.7 Design Efficiency of Air Filter 205

4.8 Efficiency of Air Filters in Series 209

4.8.1 Efficiency of HEPA Filters in Series 209

4.8.2 Efficiency of Medium-Efficiency Air Filters

in Series 212

4.9 Service Life 212

4.9.1 Lifetime of Air Filter 212

4.9.2 Relationship Between Lifetime and Flow Rate 214

Page 5: Fundamentals ofAir CleaningTechnology

x Contents

4.10 Estimate of Arrestance 219

4.11 Filter-Paper Filter 221

4.11.1 Folded Filter-Paper Filter 221

4.11.2 Cylindrical Filter-Paper Filter 224

4.11.3 Filter Paper Used in Filter-Paper Filter 227

4.11.4 General Features of Filter Paper 235

4.11.5 Development of Filter-Paper Air Filter 238

4.12 Fibrous Layer Filter 242

4.13 Foam Air Filter 248

4.14 Electrostatic Cleaner 249

4.14.1 Application of Electrostatic Cleaner 249

4.14.2 Working Principle of Electrostatic Cleaner 249

4.14.3 Structure of Electrostatic Cleaner 252

4.14.4 Efficiency of Electrostatic Cleaner 254

4.14.5 Electrostatic Cleaner with Two-Stage Ionization.. .

257

4.15 Special Air Filters 260

4.15.1 Activated Carbon Filter 260

4.15.2 Antibacterial Filter 263

References 264

5 Structural Design of HEPA Filter 267

5.1 Flow State in the Passage of HEPA Filter 267

5.2 Total Pressure Drop of HEPA Filter 269

5.2.1 Pressure Drop of Filter Media AP, 270

5.2.2 Frictional Resistance of Air Passage AP2 271

5.2.3 Local Resistance of Both Inlet and Outlet C 273

5.2.4 Total Pressure Drop AP 273

5.3 Optimal Height of Corrugation 274

5.4 Optimal Depth 277

5.5 Corrugation Crest Angle 278

5.6 Structural Parameters for Filters Without Separator 280

5.7 Calculation of Tubular Filter 283

References 288

6 Movement of Indoor Fine Particle 289

6.1 Force Acting on Particles 289

6.2 Gravitational Sedimentation of Particles 290

6.3 Movement of Particles Under the Action of Inertia Force. . .

295

6.4 Diffusional Movement of Particles 296

6.5 Deposition of Particles on Surface 298

6.5.1 Diffusional Deposition of Particles on Vertical

Surface of Room Without Air Supply 298

6.5.2 Deposition of Particles on Undersurface of Room

Without Air Supply 300

6.5.3 Deposition of Particles on Interior Surface of Room

with Air Supply 301

Page 6: Fundamentals ofAir CleaningTechnology

Contents xi

6.6 Influence of Airflow on Particle Movement 309

6.6.1 Influence Factors of Indoor Particle Distribution 309

6.6.2 Migration of Particles 311

6.6.3 Influence of Heat Convection Airflow 314

6.6.4 Influence of Secondary Airflow by Movement

of Occupant 322

6.7 Coagulation of Particles in Airflow 324

6.8 Enclosure Line of Point Pollution in Parallel Flow 326

6.8.1 Enclosure Line of Point Pollution 327

6.8.2 Actual Particle Distribution of Pollution Source 329

6.8.3 Calculation of Enclosure Line of Pollution 330

References 337

7 Classification of Air Cleanliness 339

7.1 Development of Air Cleanliness Standards (Classification). . .339

7.2 Mathematical Expression of Air Cleanliness Levels 344

7.3 Conversion Relationship of Particle Number

for Different Sizes 347

7.4 Parallel Lines for Air Cleanliness Levels 347

7.5 Controlled Object for Corresponding Air Cleanliness 350

7.5.1 Minimum Controlled Size 351

7.5.2 Number of Controlled Particles 354

7.6 Specific Conditions for Controlled Particle Concentration....

354

7.7 Theoretical Method to Determine the Yield by Air

Cleanliness 356

7.7.1 Influence of Air Cleanliness on Yield 356

7.7.2 Theoretical Expression for Yield 359

7.8 Level of AMC in Clean Environment 372

References 375

8 Principle of Cleanroom 377

8.1 Approach to Control Contaminants 377

8.2 Flow State 378

8.2.1 Several Fundamental Fluid States 378

8.2.2 Physical State of Turbulent Flow 380

8.3 Principle of Cleanroom with Mixed Flow 382

8.3.1 Principle of Cleanroom with Mixed Flow 382

8.3.2 Air Inlet in Mixed Flow Cleanroom 384

8.3.3 Effect of Mixed Flow Cleanroom 387

8.4 Principle of Cleanroom with Unidirectional Flow 388

8.4.1 Classification of Unidirectional Flow Cleanrooms. . . .

388

8.4.2 Principle of Unidirectional Flow Cleanrooms 395

8.5 Three Characteristic Indexes for Unidirectional

Flow Cleanroom 401

8.5.1 Parallel Degree of Flow Lines 401

8.5.2 Turbulence Intensity 404

8.5.3 Lower-Limit Velocity 409

Page 7: Fundamentals ofAir CleaningTechnology

xii Contents

8.6 Principle of Radial Flow Cleanroom 418

8.6.1 Type of Radial Flow Cleanroom 418

8.6.2 Principle of Radial Flow Cleanroom 419

8.7 Pressure of Cleanroom 423

8.7.1 Physical Meaning of Differential Pressure 423

8.7.2 Function of Differential Pressure 425

8.7.3 Determination of Differential Pressure to Prevent

Leakage from Gap Between Cleanroom

and Adjacent Room 427

8.7.4 Determination of Differential Pressure to Prevent

Leakage from Gap Between Cleanroom and Outdoor

(or the Room Open to the Atmosphere) 427

8.7.5 Determination of Differential Pressure to Prevent Air

Pollution During the Open of Door in Turbulent Flow

Cleanroom 428

8.7.6 Determination of Differential Pressure to Prevent Air

Pollution During the Open of Door in Unidirectional

Flow Cleanroom 432

8.7.7 Recommended Differential Pressure 433

8.8 Buffer and Isolation 434

8.8.1 Airlock Chamber 434

8.8.2 Buffer Chamber with Positive Pressure 435

8.8.3 Buffer Chamber with Negative Pressure 438

8.8.4 Airshower Chamber 439

8.9 Feature of Cleanroom with Full-Ceiling Air Supply

and Two-Bottom-Side Air Return 446

8.9.1 Line Sink Model 447

8.9.2 Feature of Flow 454

8.9.3 Allowable Room Width 462

References 464

9 Theory of Biological Cleanroom 467

9.1 Application of Biological Cleanrooms 467

9.2 Main Characteristics of Microbe 474

9.2.1 Preparation Period or Delayed Period 474

9.2.2 Logarithmic Growth Period 479

9.2.3 Stable Period or Quiescent Period 479

9.2.4 Decay Period 479

9.3 Microbial Pollution Routes 479

9.4 Equivalent Diameter of Biological Particles 480

9.4.1 Size of Microorganism 480

9.4.2 Equivalent Diameter of Biological Particles 481

9.5 Biological Particle Standard 485

9.5.1 Microbial Concentration 485

9.5.2 Airborne Bacteria Number and Standard 487

9.5.3 Number of Sedimentation Bacteria and Related

Standard 489

Page 8: Fundamentals ofAir CleaningTechnology

Contents xiii

9.6 Relationship Between Settlement Bacteria and Airborne

Bacteria 492

9.6.1 Proof of OMenflHCKHH Equation 493

9.6.2 Correction of Settlement Formula 494

9.6.3 Application of Settlement Bacteria and Airborne

Bacteria Methods in Cleanroom 497

9.7 Bacterial Remove with Filter 498

9.7.1 Filtration Efficiency of HEPA Filter

for Microorganism 499

9.7.2 Penetration of Filter Medium for Bacteria 501

9.7.3 Reproduction of Microorganisms on Filter Material. 502

9.8 Disinfection and Sterilization 503

9.8.1 Concept 503

9.8.2 Main Disinfection Methods 503

9.8.3 Disinfection and Sterilization with Ultraviolet 504

9.9 General Biological Cleanroom 515

9.9.1 Type 515

9.9.2 Air Velocity 518

9.9.3 Local Airflow 520

9.10 Isolated Biological Cleanroom 523

9.10.1 Biological Risk Standard 523

9.10.2 Isolation Methods 523

9.10.3 Biosafety Cabinet 531

9.10.4 Classification of Biosafety Laboratory 534

9.10.5 Negatively Pressurized Isolation Ward 534

9.10.6 Safety of Exhaust Air from Isolated BiologicalCleanroom 537

References 543

10 Calculation Theory of Uniform Distribution in Cleanroom 549

10.1 Three-Stage Filtration System in Cleanroom 549

10.2 Instantaneous Particle Concentration in Turbulent Flow

Cleanroom 551

10.3 Steady-State Particle Concentration in Turbulent Flow

Cleanroom 554

10.3.1 Steady-State Expression for Single Room 554

10.3.2 Steady-State Expression for Multiroom 555

10.4 Steady-State Particle Concentration with Local Air Cleaning

Equipment 557

10.5 Physical Meaning of Instantaneous and Steady-State

Expressions 558

10.6 Other Calculation Methods for Turbulent Flow Cleanroom. .

560

10.7 Calculation of Dust Concentration in Unidirectional Flow

Cleanroom 561

Page 9: Fundamentals ofAir CleaningTechnology

xivContents

10.8 Calculation of Self-Purification Time and Pollution Time

in Turbulent Flow Cleanroom562

10.8.1 Concept562

10.8.2 Calculation of Self-Purification Time 563

10.8.3 Calculation of Pollution Time 568

10.9 Calculation of Self-Purification Time in Unidirectional

Flow Cleanroom569

References570

11 Calculation Theory of Nonuniform Distribution in Cleanroom . .

573

11.1 Influence of Nonuniform Distribution 573

11.1.1 Impact of Air Distribution (Including Air Supply

Outlet and Its Position) 573

11.1.2 Impact of the Number of Air Supply Outlet 574

11.1.3 Impact of the Air Change Rate 575

11.1.4 Impact of the Type of Air Supply Outlet 575

11.2 Three-Zone Nonuniform Distribution Model 577

11.3 Mathematical Model for Three-Zone Nonuniform

Distribution579

11.4 Physical Meaning of N-n General Formula 582

11.5 Comparison Between Uniform Distribution and Nonuniform

Distribution585

References585

12 Characteristics of Cleanroom587

12.1 Characteristic of At-Rest State 587

12.2 Dynamic Characteristic 595

12.2.1 To Increase the Particle Generation Rate After

Steady State Is Reached by Self-Cleaning Process . .595

12.2.2 Increase the Particle Generation Rate Before the

Steady State of Self-Cleaning Process 597

12.3 Characteristic Curve of Nonuniform Distribution 601

12.4 Inhomogeneity of Concentration Field 605

12.4.1 Concentration Ratio Between the Mainstream Area

and the Return Air Area: 605

12.4.2 Concentration Ratio Between the Mainstream Area

and the Vortex Area: 607

12.4.3 Concentration Ratio Between the Vortex Area

and the Mainstream Area: 608

12.4.4 Concentration Ratio Between Uniform Distribution

and Nonuniform Distribution 608

12.5 Particle Load Characteristic of Fresh Air 610

12.5.1 Effect of Three-Stage Air Filtration for Fresh Air.. .

610

12.5.2 Particle Load Ratio of Fresh Air 611

12.5.3 Relationship Between Particle Load Ratio of Fresh

Air and Lifetime of Component 615

References617

Page 10: Fundamentals ofAir CleaningTechnology

Contents xv

13 Design Calculation of Cleanroom 619

13.1 Determination of Indoor and Outdoor Parameters

for Calculation 619

13.1.1 Atmospheric Dust Concentration 619

13.1.2 Particle Generation Rate per Unit Volume

of Indoor Air 620

13.1.3 Fresh Air Ratio 627

13.2 Calculation of HEPA Cleaning System 631

13.2.1 Calculation of the Value N 632

13.2.2 Calculation of the Value n 633

13.2.3 Calculation of the Value T 634

13.2.4 Three Principles of Design Calculation 639

13.2.5 Examples 639

13.3 Calculation for Applications with Local Filtration Device. . . 644

13.3.1 Computer Room with Both Central Air-ConditioningSystem and Special Air Conditioner 645

13.3.2 Computer Room with Special Air Conditioner

and Air Handling Unit for Fresh Air 646

References 647

14 Local Clean Area 649

14.1 Application of Mainstream Area Concept 649

14.2 Characteristics of Mainstream Area 654

14.2.1 Air Distribution Characteristic 654

14.2.2 Velocity Decay Characteristic 656

14.2.3 Particle Concentration Characteristic 658

14.2.4 Contamination Degree in Mainstream Area 663

14.2.5 Concept of Expanded Mainstream Area 667

14.3 Clean Area with Partial Wall 669

14.4 Air Curtain Cleaning Booth 671

14.4.1 Application 671

14.4.2 Isolation Effect of Air Curtain 674

14.4.3 Theoretical Analysis of the Isolation Effect

by Air Curtain Cleaning Booth 676

14.4.4 Performance of Air Curtain Cleaning Booth 679

14.5 Partition Curtain Cleaning Booth 683

14.5.1 Application 683

14.5.2 Theoretical Analysis of Cleaning Effect 685

14.5.3 Experimental Effect 691

14.6 Laminar Flow Hood for Cleaning Tunnel 691

14.6.1 Requirement of Anti-disturbance 691

14.6.2 Effect of Auxiliary Air Supply at the WorkingSurface 692

References 695

Page 11: Fundamentals ofAir CleaningTechnology

xvi Contents

15 Theory of Leakage Preventing Layer 697

15.1 Overview 697

15.2 Leakage Equation 698

15.3 Equation for Leakage Prevention 704

15.4 Leakage Prevention Effect 707

15.5 Mechanism of Leakage Prevention Layer 709

15.5.1 Leakage Prevention with Dilution Effect 709

15.5.2 Leakage Prevention with Filter 710

15.5.3 Leakage Prevention with Reduced Differential

Pressure 711

15.5.4 Barrier Leakage Prevention 712

15.6 Air Supply Terminal with Leakage Prevention Layer 713

15.6.1 Overview 713

15.6.2 Structure of Air Supply Terminal with LeakagePrevention Layer 713

15.6.3 Property of Air Supply Terminal of LeakagePrevention Layer 715

15.6.4 Application of Air Supply Terminal of LeakagePrevention Layer 720

15.6.5 Comparison of Several Air Supply Terminals 723

References 727

16 Sampling Theory 729

16.1 Sampling System 729

16.1.1 Orientation of the Sampling Probe 729

16.1.2 Position of Flowmeter 730

16.2 Isokinetic Sampling 736

16.2.1 Sampling in Flowing Air 736

16.2.2 Sampling in Quiescent Air 744

16.2.3 Calculation of the Diameter of the Sampling Probe.

746

16.3 Particle Loss in Sampling Line 746

16.3.1 Diffusionai Deposition Loss in Sampling Tube. . . .

746

16.3.2 Settlement Deposition Loss in Sampling Line 754

16.3.3 Collisional Loss in Sampling Line 755

16.3.4 Coagulation Loss in Sampling Line 757

16.3.5 Comparison with Experiment 759

16.3.6 Comprehensive Conclusion 762

16.4 The Minimum Sampling Volume 764

16.4.1 Background of the Problem 764

16.4.2 Nonzero Sampling Principle 765

16.4.3 The Principle of Minimum Total Particle

Number 770

16.4.4 The Minimum Sampling Volume of Airborne

Bacteria 773

16.5 The Minimum Deposition Area 774

References 775

Page 12: Fundamentals ofAir CleaningTechnology

Contents xvii

17 Measurement and Evaluation 777

17.1 Particle Concentration Measurement 777

17.1.1 Particle Mass Concentration Method 777

17.1.2 Particle Counting Method with Membrane

Microscope 780

17.1.3 Particle Counting Method with Light ScatteringParticle Counter 783

17.1.4 Other Particle Counting Method 799

17.1.5 Relative Concentration Method 800

17.1.6 Biological Particle Measurement Method 801

17.2 Air Filter Measurement 804

17.2.1 Measurement Range 804

17.2.2 Measurement of Filter Efficiency 806

17.2.3 Measurement of Dust Holding Capacity of Filter.. .

824

17.3 Leakage Detection 827

17.3.1 Leakage Detection of HEPA Filter 827

17.3.2 Leakage Detection of Isolation Bioclean Cabinet. . .841

17.4 Cleanroom Measurement 847

17.4.1 Measurement Types of Cleanroom 847

17.4.2 Test Status of Cleanroom 851

17.4.3 Necessary Sampling Points 853

17.4.4 Continuous Sampling Method 858

17.4.5 Factors Influencing Measurement Result 860

17.5 Evaluation of Air Cleanliness in Cleanroom 861

17.5.1 Evaluation Standard of Air Cleanliness

in Cleanroom 861

17.5.2 Dynamic-to-Static Ratio 867

17.5.3 Correction to Atmospheric Dust Concentration....

869

References 870