frequency analysis of the wavefront coding odd-symmetric quadratic

13
1 APPLIED OPTICS / Accepted for publication Frequency analysis of the wavefront coding odd-symmetric quadratic phase mask Manjunath Somayaji and Marc P. Christensen A mathematical analysis of the frequency response of the wavefront coding odd-symmetric quadratic phase mask is presented. An exact solution for the optical transfer function of a wavefront coding imager using this type of mask is derived from first principles, whose result applies over all misfocus values. The misfocus dependent spatial filtering property of this imager is described. The available spatial frequency bandwidth for a given misfocus condition is quantified. A special imaging condition that yields an increased dynamic range is identified. © 2006 Optical Society of America OCIS codes: 110.4850, 070.6110. 1. Introduction 1 In recent years, researchers have developed a computational imaging technique called wavefront coding to create imaging systems that are capable of achieving extended depths of field. 1 Wavefront coding enables these systems to operate over an extended depth of field by modifying the light field at the aperture of these optical systems so as to permit imaging even in the presence of considerable misfocus. In the original version of this technique as it was introduced in Ref 1, a cubic phase modulation (cubic-pm) mask is placed at the exit pupil of a conventional imager, thereby transforming the spatial frequency response of the imager. The optical transfer function (OTF) of such a system varies little in magnitude with misfocus and contains no nulls within its passband. The optically formed image captured by the detector therefore exhibits a uniform blur which is largely independent of misfocus. This intermediate image can then be digitally processed with a simple linear restoration filter to yield a final image with greatly improved depth of focus. Figure 1 describes one such wavefront coding system. The authors are with the Department of Electrical Engineering, Southern Methodist University, 6251 Airline Road, Dallas, Texas 75275-0338. M. Somayaji’s e-mail address is [email protected]. Received 24 May 2006; revised 6 September 2006; accepted 8 September 2006; posted 9 September 2006 (Doc. ID 71356). © 2006 Optical Society of America Once wavefront coding with the cubic phase mask demonstrated that enhanced imaging performance could be achieved by deliberately blurring an image in a calculated way, researchers began to look for methods to optimize the nature of the blur in order to maximize the quality of the post- processed image. Various image quality metrics were subsequently proposed to measure imager performance and tailor the pupil phase profile in order to obtain even better results than the cubic phase mask. 2-6 Wavefront coding was also extended to circular and annular pupils, and numerous circular phase profiles were studied. 5-10 Even though circular apertures are a staple of a majority of imagers, rectangularly separable systems retain the advantage of faster image reconstruction due to the reduced computational overhead associated with the separate signal processing along each of the image plane dimensions. Moreover, the ambiguity functions (AF) of rectangularly separable systems may be treated in just two dimensions, a feature available to phase profiles with circular apertures only if they exhibit radial symmetry. 11 The appeal of wavefront coding as a new paradigm for optical system design lies in the elegance of its simplicity and its ability to address multiple issues simultaneously. It has been demonstrated that wavefront coding techniques reduce complexity in optical design, 12 and is capable of correcting or minimizing the effects of a host of aberrations such as Petzval curvature, astigmatism, chromatic aberration, spherical

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Page 1: Frequency analysis of the wavefront coding odd-symmetric quadratic

1APPLIED OPTICS / Accepted for publication

Frequency analysis of the wavefront coding odd-symmetric quadratic phase mask Manjunath Somayaji and Marc P. Christensen

A mathematical analysis of the frequency response of the wavefront coding odd-symmetric quadratic phase mask is presented. An exact solution for the optical transfer function of a wavefront coding imager using this type of mask is derived from first principles, whose result applies over all misfocus values. The misfocus dependent spatial filtering property of this imager is described. The available spatial frequency bandwidth for a given misfocus condition is quantified. A special imaging condition that yields an increased dynamic range is identified. © 2006 Optical Society of America

OCIS codes: 110.4850, 070.6110.

1. Introduction1 In recent years, researchers have developed a computational imaging technique called wavefront coding to create imaging systems that are capable of achieving extended depths of field.1 Wavefront coding enables these systems to operate over an extended depth of field by modifying the light field at the aperture of these optical systems so as to permit imaging even in the presence of considerable misfocus. In the original version of this technique as it was introduced in Ref 1, a cubic phase modulation (cubic-pm) mask is placed at the exit pupil of a conventional imager, thereby transforming the spatial frequency response of the imager. The optical transfer function (OTF) of such a system varies little in magnitude with misfocus and contains no nulls within its passband. The optically formed image captured by the detector therefore exhibits a uniform blur which is largely independent of misfocus. This intermediate image can then be digitally processed with a simple linear restoration filter to yield a final image with greatly improved depth of focus. Figure 1 describes one such wavefront coding system.

The authors are with the Department of Electrical

Engineering, Southern Methodist University, 6251 Airline Road, Dallas, Texas 75275-0338. M. Somayaji’s e-mail address is [email protected].

Received 24 May 2006; revised 6 September 2006; accepted 8 September 2006; posted 9 September 2006 (Doc. ID 71356).

© 2006 Optical Society of America

Once wavefront coding with the cubic phase mask demonstrated that enhanced imaging performance could be achieved by deliberately blurring an image in a calculated way, researchers began to look for methods to optimize the nature of the blur in order to maximize the quality of the post-processed image. Various image quality metrics were subsequently proposed to measure imager performance and tailor the pupil phase profile in order to obtain even better results than the cubic phase mask.2-6 Wavefront coding was also extended to circular and annular pupils, and numerous circular phase profiles were studied.5-10 Even though circular apertures are a staple of a majority of imagers, rectangularly separable systems retain the advantage of faster image reconstruction due to the reduced computational overhead associated with the separate signal processing along each of the image plane dimensions. Moreover, the ambiguity functions (AF) of rectangularly separable systems may be treated in just two dimensions, a feature available to phase profiles with circular apertures only if they exhibit radial symmetry.11

The appeal of wavefront coding as a new paradigm for optical system design lies in the elegance of its simplicity and its ability to address multiple issues simultaneously. It has been demonstrated that wavefront coding techniques reduce complexity in optical design,12 and is capable of correcting or minimizing the effects of a host of aberrations such as Petzval curvature, astigmatism, chromatic aberration, spherical

Page 2: Frequency analysis of the wavefront coding odd-symmetric quadratic

2 APPLIED OPTICS / Accepted for publication

aberration and temperature-related misfocus.13-17 In this work, the behavior of a wavefront coding imager incorporating a phase mask with an odd-symmetric quadratic phase profile is examined by conducting a mathematical analysis of its spatial frequency response. Development of an exact

analytical representation of the OTF of a cubic-pm system allowed a comprehensive spatial frequency

analysis of such an imager.18 Knowledge of the exact OTF of a cubic-pm imager helped quantify its available spatial frequency bandwidth and enabled the system design and tradeoff analysis of this system.

In this work, a similar mathematical analysis on the frequency response of a wavefront coding imager with an odd-symmetric quadratic phase modulation element is performed. An exact representation of the OTF of such a system is presented, and the available spatial frequency bandwidth and special imaging conditions that yield an enhanced dynamic range of this imager are described. The improved noise handling ability due to this enhanced dynamic range could make this odd-symmetric quadratic phase modulation element an attractive alternative to the cubic phase mask in applications where noise issues dominate over other system performance requirements.

2. The Odd-Symmetric Quadratic Phase Mask

Research on rectangularly separable systems has shown that a phase plate that extends the depth of field must have an odd-symmetric phase profile;19 that is, the phase function must satisfy the condition

( ) ( )η , = η ,x y x y− − − . (1)

The above condition implies that a phase plate that yields an extended depth of focus must itself lack any focusing power. The results have been used to derive phase plates with a logarithmic contour that have similar properties as those of the cubic phase mask.19 A family of phase masks that have also been proposed as good candidates for enhancing the depth of field are described along one dimension (1-D) by the phase function,15,20,21

( ) ( ) γη = α ; 1 1, α>0, γ 2x sign x x x− ≤ ≤ ≥ . (2)

In the above equation, x is the normalized pupil plane coordinate, α is a positive design constant that controls the phase deviation and hence the strength of the phase mask, and γ is a positive real power. The signum function in Eq. (2) contributes to the odd symmetry of the phase profile and is given by

Fig. 1. A wavefront coding system incorporating a cubic phase mask. A wavefront coding imager as shown in (a) utilizes a cubic phase modulation element whose two-dimensional phase profile is shown in (b) to achieve an extended depth of field. The corresponding OTF as shown in (c) varies little in magnitude with misfocus. The plot in (c) shows the magnitude of OTF for three misfocus values (ψ = 0, ψ = π and ψ = 5π). The smooth curve in (c) represents the approximate OTF as described in Ref 1.

Page 3: Frequency analysis of the wavefront coding odd-symmetric quadratic

3APPLIED OPTICS / Accepted for publication

( )1 ; > 0

= 0 ; = 01 ; < 0

xsign x x

x

⎧⎪⎨⎪−⎩

. (3)

The properties of imaging systems with fractional values of γ have been studied,20 and numerical investigations into the behavior of the modulation transfer function (MTF) of a mask with γ = 2 have been conducted.21

In this work, the OTF of a member of the family of phase masks described by Eq. (2) is mathematically evaluated. Specifically, an analytical expression for the OTF for a phase mask with γ = 2 is derived and the result is exploited to evaluate the available spatial frequency bandwidth of this imaging system for a given value of misfocus. This phase mask is herein termed the odd-symmetric quadratic (OSQ) phase mask. This work also identifies a special imaging condition that yields an increased dynamic range of the imager.

A. Phase Mask Partitioning The phase profile of Eq. (2) for γ = 2 may be expressed in conjunction with the definition of the signum function given by Eq. (3) as

( )2

2

α ; 1 < 0η =

α ; 0 1x x

xx x

⎧− − ≤⎨

≤ ≤⎩. (4)

The generalized pupil function of the wavefront coding imager with the above phase profile is then given by

( )

( ) ( )

( ) ( )

2

2

1 ψ α = ; 1 < 02

1= ψ α = ; 0 12

0 ; otherwise

exp j x P x x

P x exp j x P x x

+

⎧ ⎡ ⎤− − ≤⎣ ⎦⎪⎪⎪ ⎡ ⎤+ ≤ ≤⎨ ⎣ ⎦⎪⎪⎪⎩

. (5)

Here, ψ is the misfocus parameter and is defined as,1

⎟⎟⎠

⎞⎜⎜⎝

⎛−−=

co

2

d1

d1

f1

4λπLψ . (6)

In the above equation, L is the width of the aperture, f is the focal length, do is the object distance from

the first principal plane of the lens, dc is the distance of the image capture plane from the second principal plane of the lens, and λ is the wavelength of light.

B. OTF of the Odd-Symmetric Quadratic Phase Mask System

Following the techniques developed in the analytical evaluation of the OTF of a cubic-pm imager,18 the OTF of a rectangularly separable OSQ phase mask system along one dimension may similarly be calculated from first principles by analytically evaluating the autocorrelation of the generalized pupil function.22 Evaluating the OTF of the imager whose pupil function is given in Eq. (5) from first principles requires careful consideration of the area of overlap in the autocorrelation integral due to the partitioning of the pupil function. For a general phase mask P(x) that is partitioned into two sections P–(x) and P+(x) about x = 0, the autocorrelation process may be split into four distinct regions and the OTF written as

( )

( ) ( )

( ) ( ) ( ) ( )

( ) ( )

( ) ( ) ( ) ( )

( ) ( )

( ) ( )

112

1

1 121+

1 121

112

1

; 1

; 0

,ψ =

; 0

; 1

u

u

u u

u u

u

uu u

u uu

u

u

u

P x u P x u dx u

P x u P x u dx P x u P x u dxu

P x u P x u dxH u

P x u P x u dx P x u P x u dxu

P x u P x u dx

P x u P x u dx u

+∗

− +− −

−∗ ∗

− − − +− −

∗+ +

−∗ ∗

− − + −− −

−∗

+ +

−∗

+ −−

⎧+ − − ≤ ≤−⎪

⎪⎪⎪ + − + + −⎪

− ≤ ≤⎪⎪ + + −⎪⎨

+ − + + −

≤ ≤

+ + −

+ − ≤ ≤

∫ ∫

∫ ∫

⎪⎪⎪⎪⎪⎪⎪⎪⎪⎩

.(7)

Here, the spatial frequency u is expressed in normalized form as u = fX/2fo such that –1 ≤ u ≤ 1 within the diffraction limit. fX is the un-normalized spatial frequency and 2fo = L/λdi is the diffraction-limited cutoff frequency of the imager, with di being the distance of the diffraction-limited imaging plane from the second principal plane of the lens. Incorporating the actual values of P–(x) and P+(x) from Eq. (5) into Eq. (7), the OTF of the OSQ phase mask system may be expressed as

Page 4: Frequency analysis of the wavefront coding odd-symmetric quadratic

4 APPLIED OPTICS / Accepted for publication

Eq. (8) may be further simplified by exploiting the symmetry of the kernel of the integrals about u = 0. The OTF may therefore be restated as

For ease of notation, the OTFs within the two distinct regions in Eq. (9) are referred to as the center HC(u, ψ) and tails HT(u, ψ) such that

and

( )

( ){ }

( ) ( ){ }

( )

( ) ( ){ }

( )

12 2 1

21

2 2

1 121

2 2

1

1 4 ψ 2α ; 12

1 14 ψ α 4 ψ 2α2 2

; 01 4 ψ α2

,ψ =1 14 ψ α 4 ψ 2α2 2

1 4 ψ α2

u

u

u u

u uu

u

u u

u u

exp j u x x u dx u

exp j u x dx exp j u x x u dxu

exp j u x dxH u

exp j u x dx exp j u x x u dx

exp j u x

+

− −

− −

+

− −

⎡ ⎤− + − ≤ ≤−⎣ ⎦

⎡ ⎤⎡ ⎤− + − +⎣ ⎦ ⎣ ⎦− ≤ ≤

⎡ ⎤+ +⎣ ⎦

⎡ ⎤⎡ ⎤− + + +⎣ ⎦ ⎣ ⎦

⎡+ +⎣

∫ ∫

∫ ∫

( ){ }

121

12 2 1

21

; 0

1 4 ψ 2α ; 12

u

u

u

u

udx

exp j u x x u dx u

⎧⎪⎪⎪⎪⎪⎪⎪⎪⎪⎨⎪⎪⎪ ≤ ≤⎪

⎤⎪ ⎦⎪⎪

⎡ ⎤⎪ + + ≤ ≤⎣ ⎦⎪⎩

. (8)

( )

( ) ( )

( ){ } ( )

( ){ } ( )

1

1 12

2 2

12 2 1

21

1 14 ψ α 4 ψ α2 2

; 01 4 ψ 2α,ψ2

1 4 ψ 2α ; 12

u u

u u

u

u

u

u

exp j u x dx exp j u x dx

u

exp j u x x u sign u dxH u

exp j u x x u sign u dx u

− −

⎧⎡ ⎤ ⎡ ⎤− + +⎪ ⎣ ⎦ ⎣ ⎦⎪

≤ ≤⎪⎪ ⎡ ⎤+ + += ⎨ ⎣ ⎦⎪⎪⎪ ⎡ ⎤+ + ≤ ≤⎪ ⎣ ⎦⎩

∫ ∫

. (9)

( ) ( ) ( )

( ){ } ( )

1

1

2 2 12

1 1,ψ 4 ψ α 4 ψ α2 2

1 4 ψ 2α ; 02

u u

Cu u

u

u

H u exp j u x dx exp j u x dx

exp j u x x u sign u dx u

− −

⎡ ⎤ ⎡ ⎤= − + +⎣ ⎦ ⎣ ⎦

⎡ ⎤+ + + ≤ ≤⎣ ⎦

∫ ∫

∫, (10)

( ) ( ){ } ( )1

2 2 12

1

1,ψ 4 ψ 2α ; 12

u

Tu

H u = exp j u x x u sign u dx u−

⎡ ⎤+ + ≤ ≤⎣ ⎦∫ . (11)

Page 5: Frequency analysis of the wavefront coding odd-symmetric quadratic

5APPLIED OPTICS / Accepted for publication

The tails of the OTF are evaluated first. The right-hand side of the above equation may be rewritten after completing the square in the exponent as

Applying a change of variables on the integral, the above equation may be expressed with the new limits as

( )

( )

( )( )

( )

1/2

22

2

2 12

1 π,ψ =4 α

ψ× 2α 1 α

π× ; 12

T

T

T

b u

T Ta u

H u

exp j u sign u

exp j τ sign u dτ u

⎛ ⎞⎜ ⎟⎝ ⎠⎡ ⎤⎛ ⎞

−⎢ ⎥⎜ ⎟⎝ ⎠⎣ ⎦

⎡ ⎤ ≤ ≤⎢ ⎥⎣ ⎦∫

, (13)

where the integration limits aT(u) and bT(u) are given by the relation

( )1/ 24α ψ= 1 1

π αTa u u⎡ ⎤⎛ ⎞ ⎛ ⎞+ −⎜ ⎟ ⎜ ⎟⎢ ⎥⎝ ⎠ ⎝ ⎠⎣ ⎦;

( )1/ 24α ψ= 1 1

π αTb u u⎡ ⎤⎛ ⎞ ⎛ ⎞− −⎜ ⎟ ⎜ ⎟⎢ ⎥⎝ ⎠ ⎝ ⎠⎣ ⎦. (14)

Next, Euler’s identity is applied on the kernel to yield

( )

( )

( )

( )

( )( )

( )

1/ 2

22

2

2

2 12

1 π,ψ4 α

ψ2α 1α

π2

π ; 12

T

T

T

T

T

b u

T Ta u

b u

T Ta u

H u

exp j u sign u

cos τ dτ

j sign u sin τ dτ u

⎛ ⎞= ⎜ ⎟⎝ ⎠⎡ ⎤⎛ ⎞

× −⎢ ⎥⎜ ⎟⎝ ⎠⎣ ⎦

⎧⎪ ⎛ ⎞×⎨ ⎜ ⎟⎝ ⎠⎪⎩

⎫⎪⎛ ⎞+ ≤ ≤⎬⎜ ⎟⎝ ⎠ ⎪⎭

.(15)

The integrals are identified as Fresnel cosines and Fresnel sines. The OTF at the tails may then be expressed as

( ) ( )

( )( ) ( )( ){( ) ( )( ) ( )( ) }

1/2 22

2

12

π ψ,ψ = 2α 18α α

1×2

; 1

T

T T

T T

H u exp j u sign u

b u a u

j sign u b u a u u

⎡ ⎤⎛ ⎞⎛ ⎞ −⎢ ⎥⎜ ⎟⎜ ⎟⎝ ⎠ ⎝ ⎠⎣ ⎦

⎡ ⎤−⎣ ⎦

⎡ ⎤+ − ≤ ≤⎣ ⎦

C C

S S

.(16)

The operators C(.) and S(.) represent the Fresnel cosine integral and Fresnel sine integral respectively. In order to evaluate the central portion of the OTF, the term HC(u, ψ) is further split into its three constituent sections, each section representing one of the integration expressions. Therefore, HC(u, ψ) = I1(u, ψ) + I2(u, ψ) + I3(u, ψ), where

( ) ( )

( ) {

( )} ( )

( ) ( )

11

212

2 2

1

3

1,ψ 4 ψ α2

1,ψ 4 ψ2 ;0

1,ψ 4 ψ α2

u

u

u

u

u

u

I u exp j u x dx

I u exp j u x u

x u sign u dx

I u exp j u x dx

⎫⎡ ⎤= − ⎪⎣ ⎦

⎪⎪⎪⎡= ⎪⎣ ⎪ ≤ ≤⎬⎪⎤+ + ⎪⎦⎪⎪

⎡ ⎤= + ⎪⎣ ⎦⎪⎭

. (17)

These three terms are evaluated separately and then combined to form the OTF at the central portion of the spatial frequency range. Performing the integration operation on I1(u, ψ) results in

( ) ( )

( )

22

2

1 212

1

1 ψ,ψ = 2α 12 α

π 4α ψ× ; 12 π α

T

u

u

H u exp j u sign u

exp j x u sign u dx u−

⎡ ⎤⎛ ⎞−⎢ ⎥⎜ ⎟

⎝ ⎠⎣ ⎦⎡ ⎤⎛ ⎞⎛ ⎞+ ≤ ≤⎢ ⎥⎜ ⎟⎜ ⎟

⎝ ⎠⎝ ⎠⎢ ⎥⎣ ⎦∫

. (12)

Page 6: Frequency analysis of the wavefront coding odd-symmetric quadratic

6 APPLIED OPTICS / Accepted for publication

( ) ( )

( )( )

11

1

1,ψ 4 ψ α2

4 ψ α12 4 ψ α

u

u

u

u

I u exp j u x dx

exp j u xj u

⎡ ⎤= −⎣ ⎦

⎡ ⎤−⎣ ⎦=−

. (18)

Let τC1 = ½ – |u| so that –|u| = τC1 – ½ and |u| – 1 = –τC1 – ½. Eq. (18) then becomes

( ) ( )( )( ){( )( ) }

1

121

121

1 1,ψ2 4 ψ α

4 ψ α

4 ψ α

C

C

I uj u

exp j u τ

exp j u τ

=−

⎡ ⎤× − −⎣ ⎦

⎡ ⎤− − − −⎣ ⎦ , (19)

which may be rewritten as

( ) ( )( )

( )

( )

1

1

1

2 ψ α,ψ

4 ψ α

4 ψ α2

4 ψ α2

C

C

exp j uI u

u

exp j u τj

exp j u τj

⎡ ⎤− −⎣ ⎦=−

⎧ ⎡ ⎤−⎪ ⎣ ⎦×⎨⎪⎩

⎫⎡ ⎤− − ⎪⎣ ⎦− ⎬⎪⎭

. (20)

Euler’s identity is once again invoked on the term within the curly parentheses to obtain

( ) ( )( )( )

1

1

,ψ 2 ψ α

4 ψ α4 ψ α

C

I u exp j u

sin u τu

⎡ ⎤= − −⎣ ⎦⎧ ⎫⎡ ⎤−⎪ ⎪⎣ ⎦×⎨ ⎬−⎪ ⎪⎩ ⎭

. (21)

By first multiplying the numerator and denominator of Eq. (21) by τC1, then multiplying and dividing the denominator as well as the argument of the sine function by π, and finally reinstating the value of τC1, the term I1(u, ψ) is obtained as

( ) ( )

( )

11 4 1,ψ ψ α2 π 2

2 ψ α

uI u u sinc u

exp j u

⎡ ⎤⎛ ⎞ ⎛ ⎞= − − −⎜ ⎟ ⎜ ⎟⎢ ⎥⎝ ⎠ ⎝ ⎠⎣ ⎦⎡ ⎤× − −⎣ ⎦ . (22)

Next, the term I2(u, ψ) is calculated. This term is similar to the integral encountered in the analysis of HT(u, ψ) except for the limits of the integral. Therefore, it is possible to write

( ) ( )

( )

22

2 2

2

1 ψ,ψ = 2α 12 α

π 4α ψ×2 π α

u

u

I u exp j u sign u

exp j x u sign u dx−

⎡ ⎤⎛ ⎞−⎢ ⎥⎜ ⎟

⎝ ⎠⎣ ⎦⎡ ⎤⎛ ⎞⎛ ⎞+⎢ ⎥⎜ ⎟⎜ ⎟

⎝ ⎠⎝ ⎠⎢ ⎥⎣ ⎦∫ . (23)

Application of a change of variable in the integral of the above equation allows this expression to be restated as

( )

( )

( )( )

( )

1/ 2

2

22

2

2

1 π,ψ4 α

ψ× 2α 1α

π×2

C

C

b u

C Ca u

I u

exp j u sign u

exp j τ sign u dτ

⎛ ⎞= ⎜ ⎟⎝ ⎠⎡ ⎤⎛ ⎞

−⎢ ⎥⎜ ⎟⎝ ⎠⎣ ⎦

⎡ ⎤⎢ ⎥⎣ ⎦∫ , (24)

where the integration limits aC(u) and bC(u) are given by the relation

( )1/ 24α ψ 1

π αCa u u⎛ ⎞ ⎛ ⎞= −⎜ ⎟ ⎜ ⎟⎝ ⎠ ⎝ ⎠

;

( )1/ 24α ψ 1

π αCb u u⎛ ⎞ ⎛ ⎞= +⎜ ⎟ ⎜ ⎟⎝ ⎠ ⎝ ⎠

. (25)

As in the case of HT(u, ψ), Euler’s identity is applied on the kernel to yield

( ) ( )

( )

( )

( )( )

( )

1/ 2 22

2 2

2

2

1 π ψ,ψ 2α 14 α α

π2

π2

C

C

C

C

b u

C Ca u

b u

C Ca u

I u exp j u sign u

cos τ dτ

j sign u sin τ dτ

⎡ ⎤⎛ ⎞⎛ ⎞= −⎢ ⎥⎜ ⎟⎜ ⎟⎝ ⎠ ⎝ ⎠⎣ ⎦

⎧⎪ ⎛ ⎞×⎨ ⎜ ⎟⎝ ⎠⎪⎩

⎫⎪⎛ ⎞+ ⎬⎜ ⎟⎝ ⎠ ⎪⎭

∫ . (26)

Page 7: Frequency analysis of the wavefront coding odd-symmetric quadratic

7APPLIED OPTICS / Accepted for publication

The integrals in the above equation are then expressed as Fresnel cosines and Fresnel sines. The resulting expression for I2(u, ψ) is then

( ) ( )

( )( ) ( )( ){( ) ( )( ) ( )( ) }

1/2 22

2 2π ψ,ψ = 2α 18α α

1×2 C C

C C

I u exp j u sign u

b u a u

j sign u b u a u

⎡ ⎤⎛ ⎞⎛ ⎞ −⎢ ⎥⎜ ⎟⎜ ⎟⎝ ⎠ ⎝ ⎠⎣ ⎦

⎡ ⎤−⎣ ⎦

⎡ ⎤+ −⎣ ⎦

C C

S S . (27)

The term I3(u, ψ) is alike in nature to I1(u, ψ) and may be evaluated similarly. Performing the integration on I3(u, ψ) results in

( ) ( )

( )( )

1

3

1

1,ψ 4 ψ α2

4 ψ α12 4 ψ α

u

u

u

u

I u exp j u x dx

exp j u xj u

⎡ ⎤= +⎣ ⎦

⎡ ⎤+⎣ ⎦=+

. (28)

Let τC3 = ½ – |u| so that 1 – |u| = τC3 + ½ and |u| = –τC3 + ½. Eq. (28) then becomes

( ) ( )( )( ){( )( ) }

3

123

123

1 1,ψ2 4 ψ α

4 ψ α

4 ψ α

C

C

I uj u

exp j u τ

exp j u τ

=+

⎡ ⎤× + +⎣ ⎦

⎡ ⎤− + − +⎣ ⎦ , (29)

which may be expressed as

( ) ( )( )

( )

( )

3

3

3

2 ψ α,ψ

4 ψ α

4 ψ α2

4 ψ α2

C

C

exp j uI u

u

exp j u τj

exp j u τj

⎡ ⎤+⎣ ⎦=+

⎧ ⎡ ⎤+⎪ ⎣ ⎦×⎨⎪⎩

⎫⎡ ⎤− + ⎪⎣ ⎦− ⎬⎪⎭

. (30)

Utilizing Euler’s identity on the term within the curly parentheses yields

( ) ( )( )( )

3

3

,ψ 2 ψ α

4 ψ α4 ψ α

C

I u exp j u

sin u τu

⎡ ⎤= +⎣ ⎦⎧ ⎫⎡ ⎤+⎪ ⎪⎣ ⎦×⎨ ⎬+⎪ ⎪⎩ ⎭

. (31)

The above equation may be expressed in terms of a sinc function similar to that seen in Eq. (22). Straightforward algebraic manipulation produces

( ) ( )

( )

31 4 1,ψ ψ α2 π 2

2 ψ α

uI u u sinc u

exp j u

⎡ ⎤⎛ ⎞ ⎛ ⎞= − + −⎜ ⎟ ⎜ ⎟⎢ ⎥⎝ ⎠ ⎝ ⎠⎣ ⎦⎡ ⎤× +⎣ ⎦ . (32)

Combining the results for I1(u, ψ), I2(u, ψ) and I3(u, ψ) gives the expression for HC(u, ψ) as

( ) ( ) ( )

( )

( )( ) ( )( ) ( ) ( )( ) ( )( ){ }

( ) ( )

1/ 2 22

2

12

1 4 1,ψ ψ α 2 ψ α2 π 2

π ψ2α 18α α

1×2

1 4 1ψ α 2 ψ α ; 02 π 2

C

C C C C

uH u u sinc u exp j u

exp j u sign u

b u a u j sign u b u a u

uu sinc u exp j u u

⎡ ⎤⎛ ⎞ ⎛ ⎞ ⎡ ⎤= − − − − −⎜ ⎟ ⎜ ⎟⎢ ⎥ ⎣ ⎦⎝ ⎠ ⎝ ⎠⎣ ⎦

⎡ ⎤⎛ ⎞⎛ ⎞+ −⎢ ⎥⎜ ⎟⎜ ⎟⎝ ⎠ ⎝ ⎠⎣ ⎦

⎡ ⎤ ⎡ ⎤− + −⎣ ⎦ ⎣ ⎦

⎡ ⎤⎛ ⎞ ⎛ ⎞ ⎡ ⎤+ − + − + ≤ ≤⎜ ⎟ ⎜ ⎟⎢ ⎥ ⎣ ⎦⎝ ⎠ ⎝ ⎠⎣ ⎦

C C S S

. (33)

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8 APPLIED OPTICS / Accepted for publication

Eqs. (16), (22), (27) and (32) together form the OTF of the odd-symmetric quadratic phase mask. The magnitude of this OTF at u = 0 is obtained by evaluating HC(u, ψ) at the zero-frequency location. Direct inspection of Eqs. (22) and (32) at u = 0 reveals that I1(0, ψ) = I3(0, ψ) = ½. Similarly, inspecting Eq. (25) shows that aC(0) = bC(0) = 0, which when incorporated into Eq. (27) indicates that I2(0, ψ) = 0. From these results, it is seen that

( )0,ψ 1CH = . (34)

Therefore, the normalized OTF of the odd-symmetric quadratic phase mask along one dimension is given by

where aT(u) and bT(u) are as shown in Eq. (14), and aC(u) and bC(u) are as described in Eq. (25). Since the OTF is described by different equations at different regions along the spatial frequency axis, it is necessary to verify continuity at the boundaries of these regions, namely at |u| = ½. Eqs. (22) and (32) indicate that I1(u, ψ) = I3(u, ψ) = 0 at |u| = ½. It therefore suffices to show that I2(u, ψ) = HT(u, ψ) at this spatial frequency value. The only difference in these two equations lies in the arguments of the Fresnel integrals and hence the conditions aC(u) = aT(u) and bC(u) = bT(u) at |u| = ½ are sufficient to prove equality of I2(u, ψ) and HT(u, ψ). From Eqs. (14) and (25), it is seen that at |u| = ½,

( ) ( )1/2

1 12 2

4α ψ 1π 2α 2C Ta a ⎛ ⎞ ⎛ ⎞± = ± = −⎜ ⎟ ⎜ ⎟

⎝ ⎠ ⎝ ⎠;

( ) ( )1/2

1 12 2

4α ψ 1π 2α 2C Tb b ⎛ ⎞ ⎛ ⎞± = ± = +⎜ ⎟ ⎜ ⎟

⎝ ⎠ ⎝ ⎠. (36)

The OTF is hence continuous at |u| = ½. A quick sanity check on Eq. (35) may also be performed to verify three key properties of an OTF namely,22 1. H(0, 0) = 1. 2. H(–fx, –fy) = H*(fx, fy). 3. | H(fx, fy)| ≤ | H(0, 0)|. The first property is validated by Eq. (34). Visual inspection of the plot of the OTF in Figure 2

supports the third property of the OTF. The Hermitian symmetry required by the second property is easily verified by inspecting HC(u, ψ) and HT(u, ψ) in Eq. (35). The triangle and the sinc functions in I1(u, ψ) and I3(u, ψ) are real and have even symmetry about u = 0. Hermitian symmetry is then imparted by the terms exp[–j2u(ψ–α)] and exp[j2u(ψ+α)] in I1(u, ψ) and I3(u, ψ) respectively. In I2(u, ψ, the arguments aC(u) and bC(u) are also real and even-symmetric about u = 0. Hermitian symmetry is then supplied by the signum function in the complex exponential term. Since I1(u, ψ), I2(u, ψ) and I3(u, ψ) are all Hermitian symmetric, their sum HC(u, ψ) also exhibits the same property. In the tails, HT(u, ψ) can similarly be shown to exhibit

( )

( ) ( )

( )

( )( ) ( )( ) ( ) ( )( ) ( )( ){ }( ) ( )

1/ 2 22

2

12

1 4 1ψ α 2 ψ α2 π 2

π ψ2α 18α α

1 ×2

,ψ 1 4 1ψ α 2 ψ α ; 02 π 2

π8

C C C C

uu sinc u exp j u

exp j u sign u

b u a u j sign u b u a u

u uu sinc u exp j u u

⎡ ⎤⎛ ⎞ ⎛ ⎞ ⎡ ⎤− − − − −⎜ ⎟ ⎜ ⎟⎢ ⎥ ⎣ ⎦⎝ ⎠ ⎝ ⎠⎣ ⎦⎡ ⎤⎛ ⎞⎛ ⎞+ −⎢ ⎥⎜ ⎟⎜ ⎟

⎝ ⎠ ⎝ ⎠⎣ ⎦

⎡ ⎤ ⎡ ⎤− + −⎣ ⎦ ⎣ ⎦

= ⎡ ⎤⎛ ⎞ ⎛ ⎞ ⎡ ⎤+ − + − + ≤ ≤⎜ ⎟ ⎜ ⎟⎢ ⎥ ⎣ ⎦⎝ ⎠ ⎝ ⎠⎣ ⎦

C C S S

H

( )

( )( ) ( )( ) ( ) ( )( ) ( )( ){ }

1/ 2 22

2

12

ψ2α 1α α

1× ; 12

0 ; otherwise

T T T T

exp j u sign u

b u a u j sign u b u a u u

⎧⎪⎪⎪⎪⎪⎪⎪⎪⎪⎨⎪⎪⎪ ⎡ ⎤⎛ ⎞⎛ ⎞⎪ −⎢ ⎥⎜ ⎟⎜ ⎟⎝ ⎠⎪ ⎝ ⎠⎣ ⎦⎪⎪ ⎡ ⎤ ⎡ ⎤− + − ≤ ≤⎣ ⎦ ⎣ ⎦⎪⎪⎩

C C S S

. (35)

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9APPLIED OPTICS / Accepted for publication

Hermitian symmetry since aT(u) and bT(u) are real and even-symmetric about u = 0, and the signum function in the complex exponential term contributes to the required property.

Figure 2 depicts the intensity point spread function (PSF) and MTF of the OSQ phase mask imager for three different misfocus values. The

MTF plots of the OSQ phase mask imager shown in Figure 2 indicates that the height of the MTF is fairly constant within the passband for different values of defocus except when |ψ| ≈ α. The passband of this imaging system when |ψ| < α is defined as the length along the spatial frequency axis bounded by the zero-crossing points of the function aT(u) or bT(u), depending on whether the misfocus is positive or negative respectively. In the special case where the magnitude of misfocus equals the strength of the OSQ phase mask, the MTF is significantly raised compared to its counterparts at other defocus values, albeit with a lower spatial frequency bandwidth. Figure 2 also

suggests that increasing the magnitude of misfocus decreases the available spatial frequency bandwidth. However, in order to confirm that the bandwidth variation is monotonic with respect to the magnitude of misfocus over all misfocus values, it is essential to study the ambiguity function (AF) plots for this phase mask system.

Figure 3 depicts the magnitude of the AF for the OSQ phase mask system. The region where imaging is possible takes on a double-diamond

shape in the AF magnitude plot, with the raised MTFs marking the boundaries of the operating region. Eq. (35) shows that the MTF within the operating region other than when |ψ| ≈ α and at u = 0 has a stationary value of (π/8α)1/2, that is, it is independent of misfocus. The MTF and AF of the OSQ phase mask described herein support the

Fig. 2. Intensity PSF and MTF of an OSQ phase masksystem. The images in (a), (b) and (c) show the intensity PSFsfor misfocus values of ψ = 0, –15π and –30π respectively Theplot in (d) shows the normalized 1-D MTF as a function of thenormalized spatial frequency u. The value of α is set at 30π.

Fig. 3. Plots of magnitude of the AF of OSQ phase mask systems. An absence of nulls inside the passband of the MTF marks the operating region of this imager. The MTFs at the boundaries of this region display a higher dynamic range than those for other misfocus values within the area where imaging is possible.

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10 APPLIED OPTICS / Accepted for publication

previously researched behavior of this system.21 The plots of magnitude of the AF seen in Figure 3 demonstrate that raising the magnitude of misfocus reduces the available spatial frequency bandwidth. An expression for this bandwidth as a function of the misfocus parameter is evaluated next.

3. Available Bandwidth of the OSQ Phase Mask System

It is seen from Figure 3 that misfocus present in the system has a low-pass filtering effect on its OTF, with increasing magnitudes of misfocus serving to diminish the available spatial frequency bandwidth. Since the filtering effect is low-pass in nature, an analysis of the tails of the OTF is first performed to obtain information about the roll off point of the OTF on the spatial frequency axis.

Examining the expression for the tails of the OTF in Eq. (35) reveals that all the frequency dependent terms in the OTF expression that contribute to its magnitude manifest themselves in the Fresnel integrals. Plots (a) and (b) in Figure 4 demonstrate the impact of defocus on the arguments

aT(u) and bT(u) of these Fresnel integrals in the tails of the OTF. When aT(u) and bT(u) are large and on opposite sides of the horizontal axis, the real and imaginary parts of the Fresnel integral terms each vary about unity. For applications in which the misfocus is negative, plots (c) and (d) show that the available bandwidth on the MTF plots extend up to the zero-crossing points of the function bT(u) seen in plots (a) and (b). On the other hand, when the misfocus is a positive quantity, the bandwidth is determined by the zero-crossing points of the function aT(u). The available spatial frequency bandwidth of the OSQ phase mask imager is then given by

α= ; ψ α, α 0α ψcu ≤ >+

. (37)

As seen in Eq. (37), the expression for the available spatial frequency bandwidth is valid as long as the magnitude of misfocus is less than the strength of the phase mask.

Figure 5 illustrates the relationship between

Fig. 4. Effect of misfocus on the bandwidth of OSQ phase mask systems. The left column represents a system with α = 70π and no misfocus (ψ = 0). The right column is for the same system (α = 70π), but with ψ = –30π. It is seen in (c) and (d) that the location where the MTF drop occurs corresponds to the zero crossing points of bT(u) as seen in (a) and (b).

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11APPLIED OPTICS / Accepted for publication

available spatial frequency bandwidth and the zero-crossing points of the function bT(|u|). Three

different values of defocus are shown. The top plot showing the function bT(|u|) illustrates the

movement of the zero-crossing points towards u = 0 as the magnitude of ψ is increased. The other two plots show the corresponding frequency cutoffs from the MTF and AF perspectives.

4. Imaging under the Special Case of |ψ| = α

The plots depicting the arguments of the Fresnel integrals in Figure 5 also shows that when |ψ| = α, bC(u) is zero. The terms, aT(u) and bT(u) are on the same side of the horizontal axis with bT(u) = 0 occurring at |u| = ½.. Therefore in this special case and beyond (|ψ| > α), the quantity HT(u, ψ) does not contribute to the spatial frequency bandwidth of the imager. Eq. (37) indicates a normalized bandwidth of ½ when |ψ| = α; that is, the spatial frequency bandwidth of the imager is one-half of its diffraction-limited bandwidth under this condition. It therefore falls upon the central portion of the OTF to provide any available bandwidth in this scenario.

The raising of the MTF when the magnitude of misfocus equals the strength of the OSQ phase mask may be better understood by an examination of the analytical expression for HC(u, ψ). The value of misfocus is taken to be a negative quantity and therefore the special case of α = –ψ is considered, where α >> 1. The analysis for positive misfocus values entails only minor changes as outlined below. Under such a condition, it is seen from Eq. (33) that the arguments of the sinc and complex exponential terms in the constituent expression representing I3(u, ψ) reduce to zero since α + ψ = 0. The magnitudes of these terms therefore reduce to unity, leaving only the triangle function of (½ – |u|), which is a real-valued quantity that takes on a magnitude of ½ at the zero-frequency location and zero at |u| = ½. Meanwhile, I1(u, ψ) is a complex-valued term (except at u = 0, where it is real) whose magnitude is rapidly decaying as a function of |u| due to the relatively large frequency of its sinc term. I1(u, ψ) thus contributes little to the magnitude of the MTF except at the zero frequency where its value equals ½.

When the magnitude of misfocus equals α, Eq. (25) indicates that bC(|u|) = 0 along the spatial frequency axis for 0 ≤ |u| ≤ ½, as seen in Figure 5. The real and imaginary parts of the contribution of the Fresnel integrals in I2(u, ψ) therefore vary about ½, resulting in a stationary value of ½(π/8α)1/2 for

Fig. 5. Available bandwidth of the OSQ phase mask imager.The figure shows the relationship between the zero-crossing points of the function bT(|u|) and the spatial frequencybandwidth of this imager as seen from the AF magnitude plot.The expression for available spatial frequency bandwidthgiven by Eq. (37) is valid as long as the radial lines fall withinthe double-diamond pattern seen in the AF plot. The MTF atthe edges of the AF magnitude plot are raised and have anormalized bandwidth of uc = ½.

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12 APPLIED OPTICS / Accepted for publication

this term. It must be noted that this magnitude is one-half the stationary height of the MTF seen

inside the passband when |ψ| < α. For large values of α, this magnitude of I2(u, ψ) is much smaller than

½. The primary contribution to the elevated dynamic range of the OTF thus comes from I3(u, ψ) and the shape of the MTF is nearly that of a triangle. In applications where the misfocus is a non-negative quantity, the roles of I1(u, ψ) and I3(u, ψ) are reversed, as are those of aC(|u|) and bC(|u|) in I2(u, ψ).

Figure 6 illustrates imaging under the special case for |ψ| = α. This particular example is shown for ψ = –α. The magnitudes of the three constituent terms of HC(u, ψ) when the defocus magnitude equals the strength of the OSQ phase mask are shown. It must be noted that the sum of the plotted quantities does not represent the magnitude of HC(u, ψ), as |I1(u, ψ)| + |I2(u, ψ)| + |I3(u, ψ)| is generally greater than |I1(u, ψ)+ I2(u, ψ)+ I3(u, ψ)| except when the phases of these three constituent terms are zero. Figure 6 also shows the raised MTF under this special condition, and the corresponding radial line for working value of misfocus on the AF magnitude plot. It may be noted that this radial line runs through the middle of the dark band at the boundaries of the operating region of the imager. In applications where the misfocus is positive, the special case of ψ = α would be represented by a radial line through the middle of the other dark band on the AF magnitude plot with a slope of identical magnitude but opposite sign.

5. Conclusion An analytical approach to evaluating the frequency response of the odd-symmetric quadratic phase mask provides a mathematical formulation of its OTF and paves the way for the design of wavefront coding imagers that could be useful in various applications. Obtaining a mathematical expression for the OTF of an OSQ phase mask imager leads to the determination of the available spatial frequency bandwidth of this system as a function of its working value of misfocus. Such an analysis also identified the special imaging condition that yielded an enhanced dynamic range. In future work, imaging configurations will be designed that exploit the enhanced dynamic range of this special condition and obtain improved noise characteristics in applications such as form factor enhancement and aberration correction.

The authors gratefully acknowledge the support of the Defense Advanced Research Projects Agency

Fig. 6. Imaging with an OSQ phase mask system when |ψ| =α. The case of ψ = –α is depicted. Plot (a) shows themagnitudes of the individual components of HC(u, ψ). Thetriangular shape of I3(u, ψ) causes an elevation in the MTF,resulting in an increased dynamic range when ψ = ± α. Thehorizontal dotted line indicates the stationary value of theMTF for imaging conditions of |ψ| < α and has a height of(π/8α)1/2. The stationary magnitude of I2(u, ψ) when |ψ| = α isone half the height of this dotted line. Plot (b) shows the MTFand plot (c) illustrates the corresponding radial line for ψ = –α on the AF magnitude plot. The value of α was taken as 30π.

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(DARPA) through a grant (N00014-05-1-0841) with the Office of Naval Research.

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