fpi programme cpd hours programmes listing on fpi we… · prescient investment presentation 28...

FPI programme

approval number

FPI Recognised CPD Provider Name of event Date of activity Verifiable /non-verifiable CPD

activity

CPD hours

FPI19010001 Comply Law CC CPD Presentation December 2018 till December 2019 Verifiable CPD activity 7

FPI19010002 Octomate (Pty) Ltd Personal Lines Property Insurance 01 January 2019 till 31 December

2019

Verifiable CPD activity 4

FPI19010003 Octomate (Pty) Ltd Personal Lines Motor Insurance 01 January 2019 till 31 December

2019


FPI19010004 Octomate (Pty) Ltd Personal Lines Accident and Health

Insurance

01 January 2019 till 31 December

2019


FPI19010005 Allan Gray Unit Trusts Managers RF

Limited (Pty) Ltd

Allan Gray Fund Provider Workshop

January 2019

22 January 2019 23 January

2019 24 January 2019

25 January 2019 28


FPI19010006 Octomate (Pty) Ltd PL Liability Policy 01 January 2019 till 31 December

2019


FPI19010007 Octomate (Pty) Ltd Personal Lines Transportation Policy 01 January 2019 till 31 December

2019

Verifiable CPD activity 4.5

FPI19010008 Octomate (Pty) Ltd Long Term Reinsurance Policies 01 January 2019 till 31 December

2019


FPI19010009 Octomate (Pty) Ltd PL Short-term Reinsurance Policies 01 January 2019 till 31 December

2019


FPI19010010 Discovery Central Services (Pty)

Ltd

The finer details of short-term

insurance contracts


2019


FPI19010011 PPS Investments (Pty) Ltd Talking Points Roadshow 29 January 2019 30 January

2019 04 February 2019

06 February 2019 11 February


FPI18010012 Octomate (Pty) Ltd Sinking Fund Policies 01 January 2019 till 31 December

2019


FPI19010013 Octomate (Pty) Ltd Fund Policies 01 January 2019 till 31 December

2019


FPI19010014 Masthead (Pty) Ltd FICA Online Course 01 January 2019 till 31 December

2019


FPI19010015 Masthead (Pty) Ltd Ethics & Corporate Governance Online

Course


2019


FPI19010016 Masthead (Pty) Ltd Category I FSPs without a CO – how to

complete your Compliance Report


2019


FPI19010017 Fairtree Asset Management (Pty)

Ltd

Feedback with Fairtree 17 October 2018 18 October 2018 Verifiable CPD activity 1

FPI19010018 Old Mutual Corporate Regional Collaborations Risks of Medical

Underwriting

28 September 2018 Verifiable CPD activity 1

FPI19010019 Old Mutual Corporate KIC Start Sessions – Local and Global

Economics and the recent Market

turmoil

12 November 2018 Verifiable CPD activity 1.5

FPI19010020 Old Mutual Personal Finance Module 1: Role Based Training:

Overview of Anti Money Laundering,

Counter-Terrorist Financing

01 December 2018 – 30 November

2019


FPI19010021 Old Mutual Personal Finance Module 2: Role Based Training: Old

Mutual Group Obligations


2019


FPI19010022 Old Mutual Personal Finance Module 3: Role Based Training: Old

Mutual AML/CTF Governance


2019


FPI19010023 Old Mutual Personal Finance Module 5: Role Based Training: Risk

Based Approach to Risk Management


2019


FPI19010024 Old Mutual Personal Finance Module 6 - Role Based Training: Client

Due Diligence


2019



Enhanced Due Diligence


2019


FPI19010026 Old Mutual Corporate Investment Fundamentals Training January 2018 till November 2018 Verifiable CPD activity 10.5

FPI19010027 Sanlam Life Insurance Limited Essentials of Business Assurance January 2019 till December 2019 Verifiable CPD activity 1.5


Employee Training Requirements


2019


FPI19010029 Old Mutual Personal Finance Module 8: Role Based Training: Ongoing

Due Diligence


2019



Prominent Person Screening


2019



Sanctions Screening


2019



Statutory Reporting


2019


FPI19010033 Old Mutual Personal Finance Module 12: Role Based Training: Record

Keeping


2019


FPI19010034 Sanlam Life Insurance Limited Sanlam Aligned Financial Planning:

Regional Meeting

31 October 2018 Verifiable CPD activity 4

FPI19010035 Investec Asset Management (Pty)

Ltd

2019 Market and funds outlook with our

portfolio managers

17 January 2019 30 January 2019 Verifiable CPD activity 1

FPI19010037 Associated Compliance IOT is here: Internet of things Eclipses

the internet of people

'August 2018 till August 2019 Verifiable CPD activity 0.5

FPI19010038 Associated Compliance 13 Vertical farming innovations that

could revolutionize agriculture.


FPI19010039 Associated Compliance Five Industries embracing the AI drone

revolution


FPI19010040 Associated Compliance UK Government agrees Brexit plan 'August 2018 till August 2019 Verifiable CPD activity 0.5

FPI19010041 Associated Compliance Reinventing Human resources: What HR

leaders need to know about workplace

AI


FPI19010042 Associated Compliance Amsterdam is getting a 3D Printed

bridge


FPI19010043 Associated Compliance Agri Facts and Trends 'August 2018 till August 2019 Verifiable CPD activity 0.5

FPI19010044 The Institute of Health Risk

Managers (Pty) Ltd

Understanding prescribed minimum

benefits – two-day programme

'August 2018 till August 2019 Verifiable CPD activity 11


Ltd

Market Performance January 2019 till December 2019 Verifiable CPD activity 1

FPI19010046 Sanlam Life Insurance Limited SEB Legal Assessment March till

September 2018

January 2019 till December 2019 Verifiable CPD activity 2.5

FPI19010047 Sanlam Life Insurance Limited Intermediary Digital Enablement January 2019 till December 2019 Verifiable CPD activity 1.5

FPI19010048 Old Mutual Corporate KIC Start Sessions: FAIS Fit & Proper

requirements-implications

13 August 2018 Verifiable CPD activity 1

FPI19010049 Portfolio Analytics Analytics

Consulting (Pty) Limited

Investment Committee January 2019 till December 2019 Verifiable CPD activity 1

FPI19010050 Portfolio Analytics Analytics

Consulting (Pty) Limited

Rep Supervision 2019 January 2019 till December 2019 Verifiable CPD activity 1

FPI19010051 Moonstone Business School of

Excellence (Pty) Ltd

Personal Financial Management and

Budgeting




Ethics Course January 2019 till December 2019 Verifiable CPD activity 2.5



Protection of Personal Information Act

4 of 2013 (POPIA)




Retirement Funds Section 37 C January 2019 till December 2019 Verifiable CPD activity 4

FPI19010055 Infinitus Risk Management Service

(Pty) Ltd

New FIC Amendment Act – RMCP

Workshop

29 January 2019 05 February 2019

19 February 2019 5 March 2019

19 March 2019 26 March 2019


FPI19010056 Sanlam Life Insurance Limited CPD Masterclass Feb 2019 25 January 2019 Verifiable CPD activity 4.5

FPI19010057 Coronation Management Company Coronation Kick off 2019 16 January 2019 to 29 January 2019 Verifiable CPD activity 0.5

FPI19010058 Old Mutual Investment Group (Pty)

Ltd

Anti-Money Laundering Counter-

Terrorist Financing & Tax Invasion

01 February 2019 till 31 December

2019


FPI19010060 Associated Compliance POPI Act – Condition 1 Accountability

and Responsibility

31 August 2018 till 31 August 2019 Verifiable CPD activity 0.5

FPI19010061 Associated Compliance POPI Act – Condition 2 Processing

Limitations


FPI19010062 ABSA Group Limited Tax Free Investments January 2019 till December 2019 Verifiable CPD activity 2.5

FPI19010063 ABSA Group Limited Retail Pension Fund Benefits January 2019 till December 2019 Verifiable CPD activity 9

FPI19010064 ABSA Group Limited Collective Investment Schemes January 2019 till December 2019 Verifiable CPD activity 8

FPI19010065 Associated Compliance Protection of Personal Information Act -

Introduction to POPI Act


FPI19010066 Prudential Portfolio Managers Unit

Trusts Limited

Pruview with David Knee & Michael

Moyle

22 January 2019 06 February 2019

11 February 2019



Trusts Limited

Pruview with Miranda van Rensburg 12 February 2019 Verifiable CPD activity 0.5


Ltd

Budget Review Session 22 February 2019 25 February 2019

04 March 2019 05 March 2019


FPI19010069 Sanlam Life Insurance Limited POPI Course online January 2019 till December 2019 Verifiable CPD activity 4

FPI19010070 Sanlam Life Insurance Limited Q4 2018 Quarterly Investments

Committee Meeting

29 January 2019 till 08 March 2019 Verifiable CPD activity 0.5


Limited (Pty) Ltd

Session with Allan Gray - Getting the

most out of your investments

January 2019 Verifiable CPD activity 1.5


Ltd

Webinar: What we got in 2018 and

what to expect in 2019

01 February 2019 Verifiable CPD activity 1


Ltd

Basics of financial planning workshop From 31 January 2019 – 31 January

2020


FPI19010074 Old Mutual Wealth Old Mutual Multi Managers - Meet the

Managers

24 January 2019 Verifiable CPD activity 1

FPI19010075 BrightRock Life Limited BrightRock Claims Showcase 2019 January 2019 till December 2019 Verifiable CPD activity 1

FPI19010076 Marriot Asset Management (Pty)

Ltd

Marriott Road Show Presentation

Jan/Feb 2019

30 January 2019 31 January 2019

01 February 2019



FPI19010077 Foord Asset Management (Pty) Ltd Mind of the Manager 04 February 2019 05

February 2019 06 February

2019



Ltd

Investment Insights Roadshow –

Mapping Tomorrow, the Future of

Finance


2019 15 February 2019



FPI19020001 Sanlam Life Insurance Limited FP2 Business Assurance course 1 June 2018 to 31 May 2019 Verifiable CPD activity 17

FPI19020002 Momentum, a division of MMI

Holdings

Market Conduct 01 February 2019 till 31 December

2019


FPI19020003 ICTS Legal Services (Pty) Ltd Monthly forum: COFI 24 January 2019 Verifiable CPD activity 2


Ltd

Budget roundup 21 February 2019 till 31 December

2019


FPI19020005 CFA Society South Africa Ronak Gopaldas Speaker Presentation 11 February 2019 till 21 February 2019 Verifiable CPD activity 1


Ltd

Global investing - opportunities and

risks in 2019

31 January 2019 & 01 February 2019 Verifiable CPD activity 0.5

FPI19020007 Bridge Fund Managers (Pty) Ltd 2019: Risks and Opportunities. Be

prepared for both!

04 February 2019 till April 2019 Verifiable CPD activity 0.5

FPI19020008 GTC Pty (Ltd) Market and Portfolio update January 2019 till December 2019 Verifiable CPD activity 0.5

FPI19020009 Old Mutual Wealth Investment Briefing Jan and Feb 2019 30 January 2019 till 07 February 2019 Verifiable CPD activity 1.5

FPI19020010 PSG Wealth Financial Planning

(Pty) Ltd

PSG Wealth Product and Platforms

Feedback Session


FPI19020011 Boutique Collective Investments Glacier BCI Boutique Manager Series:

Local and Global Equity Outlook

21 February 2019 & 22 February 2019 Verifiable CPD activity 1.5

FPI19020012

Asset TV (Pty) Ltd

Masterclass - outlook 2019 January 2019 till December 2019 Verifiable CPD activity 0.5

FPI19020013 Nedgroup Investments (Pty) Ltd Nedgroup Investments Morningstar

Behavioural Finance

04 February 2019 till 06 February 2019 Verifiable CPD activity 3

FPI19020014 Associated Compliance FAIS as it applies to F&I's 01 February 2019 to 31 January 2020 Verifiable CPD activity 6

FPI19020015 Associated Compliance FICA as it applies to F&I's 01 February 2019 to 31 January 2020 Verifiable CPD activity 1.5

FPI19020016 Associated Compliance TCF programme for F&I's 01 February 2019 to 31 January 2020 Verifiable CPD activity 4

FPI19020017 Associated Compliance National Credit Act for F&I's 01 February 2019 to 31 January 2020 Verifiable CPD activity 8

FPI19020018 Associated Compliance A decade after the financial crisis August 2018 till August 2019 Verifiable CPD activity 0.5

FPI19020019 ABSA Group Limited Estate Planning Refresher January 2019 till December 2019 Verifiable CPD activity 5

FPI19020020 ABSA Group Limited Income tax and CGT Refresher January 2019 till December 2019 Verifiable CPD activity 5

FPI19020021 ABSA Group Limited Post-retirement Planning January 2019 till December 2019 Verifiable CPD activity 5

FPI19020022 ABSA Group Limited Endowment Policies January 2019 till December 2019 Verifiable CPD activity 3

FPI19020023 ABSA Group Limited Client Advisory Framework Review June 2018 till May 2019 Verifiable CPD activity 6

FPI19020024 ABSA Group Limited Client Advisory Framework Implement June 2018 till May 2019 Verifiable CPD activity 6

FPI19020025 ABSA Group Limited Client Advisory Framework

Accreditation Assessment

August 2018 till July 2019 Verifiable CPD activity 8

FPI19020026 ABSA Group Limited Client Advisory Framework Advice June 2018 till May 2019 Verifiable CPD activity 4.5

FPI19020027 ABSA Group Limited Client Advisory Framework - Consult June 2018 till May 2019 Verifiable CPD activity 5.5


Holdings

MFP Planner Conference 11-12 February 2019 13-14

February 2019

19-20 February 2019 21-22


FPI19020029 Sanlam Life Insurance Limited Estate Planning FP 2 01 June 2018 till 31 May 2019 Verifiable CPD activity 15.5

FPI19020030 Associated Compliance Implementation of sulphur 2020 limit -

Carriage ban adopted

August 2018 till August 2019 Verifiable CPD activity 0.5

FPI19020031 Associated Compliance A business owner’s guide to insurance August 2018 till August 2019 Verifiable CPD activity 0.5

FPI19020032 Coronation Asset Management

(Pty) Ltd

Coronation Women’s Day Breakfast

2018

01 August & 02 August 2018 Verifiable CPD activity 1


(Pty) Ltd

Talking Investments with Coronation 31 January & 31 January 2019 Verifiable CPD activity 3.5

FPI19020034 Citadel Investement Services (Pty)

Ltd

CAM Investment Presentation 11 February till 15 February 2019 Verifiable CPD activity 2

FPI19020035 FMI, a Division of Bidvest Life Future Insurability Workshops 19 February till 27 February 2019 Verifiable CPD activity 1

FPI19020036 Sanlam Life Insurance Limited Short term insurance Fundamentals

Course online


FPI19020037 Sanlam Life Insurance Limited Internet of Things Course online January till December 2019 Verifiable CPD activity 1

FPI19020038 Sanlam Life Insurance Limited FICA Course online January till December 2019 Verifiable CPD activity 1.5

FPI19020039 FPI Centre for Professional

Development

Budget Review Trilogy 2019 – JHB 22 February 2019 Verifiable CPD activity 2


Development

Budget Review Trilogy 2019 – CT 20 February 2019 Verifiable CPD activity 3.5


Development

Budget Review Trilogy 2019 – DBN 21 February 2019 Verifiable CPD activity 1.5


Managers (Pty) Ltd

STANLIB Asset Management Roadshow 12, 13, 14, 15, 19, 21 February 2019 Verifiable CPD activity 15

FPI19020043 Liberty Group Limited Investment Planning

Academy/Workshops

Jan 2019 till December 2019 Verifiable CPD activity 17.5

FPI19020044 Liberty Group Limited Estate Planning Course Jan 2019 till December 2019 Verifiable CPD activity 3


Development

Introduction to Estate and Retirement

Training Assupol

16 January 2019 and 17 January 2019 Verifiable CPD activity 7.5

FPI19020046 Associated Compliance SHA Liability Programme February 2019 till February 2020 Verifiable CPD activity 2

FPI19020047 Anchor Group Limited Anchor Roadshow February 2019 -

Where the Money Will be Made

12, 13, 20 & 26 February 2019 Verifiable CPD activity 1

FPI19020048 Associated Compliance Hollard Commercial Property Risk

Management Event

February 2019 till January 2020 Verifiable CPD activity 3.5

FPI19020049 Sanlam Life Insurance Limited SanTrust 1 February 2019 – 31 January 2020 Verifiable CPD activity 4.5

FPI19020050 Sanlam Life Insurance Limited Consultants Training -Tax January 2019 till December 2019 Verifiable CPD activity 2.5

FPI19020051 Octomate (Pty) Ltd Motor Fleet Management February 2019 till January 2020 Verifiable CPD activity 2.5

FPI19020052 Octomate (Pty) Ltd Cyber Insurance: An opportunity for

Commercial Lines Business


FPI19020053 Octomate (Pty) Ltd Insurance Telematics: A game changer February 2019 till January 2020 Verifiable CPD activity 2.5

FPI19020054 Sanlam Life Insurance Limited ACA and Simeka Consultants Forum 25 January 2019 Verifiable CPD activity 1.5

FPI19020055 Octomate (Pty) Ltd Business Interruption Cover February 2019 till January 2020 Verifiable CPD activity 2

FPI19020056 Masthead (Pty) Ltd POPI Online Course 2019 January 2019 till December 2019 Verifiable CPD activity 3

FPI19020057 Masthead (Pty) Ltd Requirements and impact of FICA on

accountable institutions 2019


FPI19020058 Masthead (Pty) Ltd Understanding the Requirements and

Impact of FICA on Accountable

Institutions 2019


FPI19020059 Derividoc CC ISDA Agreement programme 20 June 2019 06 June 2019 Verifiable CPD activity 6

FPI19020060 Boutique Collective Investments BCI Boutique Investment Seminars -

Roadshow


FPI19020061 Anchor Group Limited Presentation to SFP My Returns are

Poor – Now What?

07 February 2019 Verifiable CPD activity 0.5

FPI19020062 Sanlam Life Insurance Limited TCF Course online January 2019 till December 2019 Verifiable CPD activity 6

FPI19020063 Sanlam Life Insurance Limited Succession Financial Planning Annual

Conference

07& 09 March 2019 Verifiable CPD activity 1


Ltd

Business Assurance: Estate Duty

implications applicable to key person,

contingent liability and buy and sell

March 2019 till Feb 2020 Verifiable CPD activity 1


Limited (Pty) Ltd

The Allan Gray Tax & Legal Update

2019

26 February till 07 March 2019 Verifiable CPD activity 2


Ltd

Estate Planning Conference 30 May 2019 Verifiable CPD activity 5

FPI19020067

Asset TV (Pty) Ltd

Ethics & Standard Practice – Unpacking

Twin Peaks


FPI19020068 Nedgroup Investments (Pty) Ltd Nedgroup Investments Morningstar

Behavioural Finance

Programme – Module 4 – afternoon

04 Feb till 06 Feb 2019 Verifiable CPD activity 2


Managers (Pty) Ltd

Adverse selection and non-disclosure

impact on medical schemes 22 February

2019



Holdings

Momentum & Efficient Wealth

partnership workshop

12 February till 14 February 2019 Verifiable CPD activity 1

FPI19020071 Glacier Financial Holdings (Pty)

Ltd

Glacier Investment Summit – The

virtual horizon

07 February & 08 February 2019 Verifiable CPD activity 4.5

FPI19020072 Council for Medical Schemes Fraud Waste and Abuse Summit 28 February 2019 till 01 March 2019 Verifiable CPD activity 2

FPI19020073 Sanlam Life Insurance Limited Peregrine Falcon Workshop 17 January & 18 January 2019 Verifiable CPD activity 4


Ltd

Glacier Asset Manager Day Eest London 05 February 2019 Verifiable CPD activity 3

FPI19020075 Liberty Group Limited Managing Information - Sales Leader Jan till December 2019 Verifiable CPD activity 3.5


Holdings

Legislative Update February 2019 till January 2020 Verifiable CPD activity 2


Ltd

Breakfast Meeting with Gail Daniel 11 October and 27 November 2018 Verifiable CPD activity 0.5

FPI19020078 Allegiance Consulting (Pty) Ltd Avalon FNA and Estate Planning Module February 2019 till January 2020 Verifiable CPD activity 5.5

FPI19020079 Allegiance Consulting (Pty) Ltd Business Assurance Refresher and Case

Study

February 2019 till January 2020 Verifiable CPD activity 5

FPI19020080 Allegiance Consulting (Pty) Ltd Avalon Wealth Planning Module February 2019 till January 2020 Verifiable CPD activity 5


Ltd

Economic Overview Q1 04 February 2019 Verifiable CPD activity 0.5



Introduction to short-term insurance February 2019 till January 2020 Verifiable CPD activity 5


(Pty) Ltd

PSG Outlook 2019 28 January 2019 till 07 February 2019 Verifiable CPD activity 0.5


Managers (Pty) Ltd

INN8 Practice Management

Development Session


FPI18020085 Sanlam Life Insurance Limited FICA Amendments and CDD 2019

Accreditation for intermediaries


FPI19020086 SA Asset Management Quarterly Economic and Fund Update 19 February 2019 Verifiable CPD activity 1


Holdings

Employee Relations Workshop 02 February 2019 Verifiable CPD activity 4.5


Holdings

POPIA Clean Desk Policy 21 January 2019 till 01 April 2019 Verifiable CPD activity 1

FPI19020089 Liberty Group Limited Business Assurance Refresher and Case

Study



(Pty) Ltd

PIAF Forum Update 01 February 2019 Verifiable CPD activity 1

FPI19020091 Jardine Lloyd Thompson (Pty) Ltd JLT University – Anti-Bribery &

Corruption online module

March 2019 till Feb 2020 Verifiable CPD activity 1.5

FPI19020092 Jardine Lloyd Thompson (Pty) Ltd JLT University – Anti-Money Laundering

online module


FPI19020093 Jardine Lloyd Thompson (Pty) Ltd JLT University – Conflicts of Interest

online module


FPI19020094 Jardine Lloyd Thompson (Pty) Ltd JLT University – Information Security

online module


FPI19020095 Jardine Lloyd Thompson (Pty) Ltd JLT University – Complying with

Sanctions online module


FPI19020096 Jardine Lloyd Thompson (Pty) Ltd JLT University –Risk Management online

module


FPI19020097 Associated Compliance SHA Crime Stats Analysis February 2019 till January 2020 Verifiable CPD activity 2

FPI19020098 Associated Compliance CPA for F&I's February 2019 till January 2020 Verifiable CPD activity 7.5

FPI19020099 Associated Compliance Hollard Trucking Risks Presentation March 2019 till Feb 2020 Verifiable CPD activity 1.5

FPI190200100 Associated Compliance Insurance Apprentice - Judges January till February 2019 Verifiable CPD activity 24

FPI190200101 Associated Compliance Insurance Apprentice - Contestants January till February 2019 Verifiable CPD activity 24

FPI190200102 Associated Compliance Insurance Apprentice - Viewers February till March 2019 Verifiable CPD activity 6

FPI190200103 ABSA Group Limited Overview of Long-term Insurance

Assistance Policies


FPI190200104 ABSA Group Limited Overview of Long-term Insurance Life

Risk policies


FPI190200105 Sanlam Life Insurance Limited Sanlam Corporate Client Engagements 06 March 2019 12 March 2019 13

March 2019



Ltd

2019 Budget Review 28 February 2019 Verifiable CPD activity 1

FPI190200107 Intelligo Solutions (Pty) Ltd FAIS Act Compliance Abridgment February 2019 till January 2020 Verifiable CPD activity 2.5

FPI190200108 Analytics Consulting (Pty) Ltd Securities Investment Committee January till December 2019 Verifiable CPD activity 2

FPI190200109 Octomate (Pty) Ltd Exploring the Impact of Technology,

Innovation and Block Chain on

commercial lines



Development

2018 Webinar: Basics of reinsurance 06 December 2018 Verifiable CPD activity 1.5


Development

Webinar: Townhall session 01 February 2019 till 01 February 2020 Verifiable CPD activity 3.5

FPI190200112 The Collaborative Exchange (Pty)

Ltd

The Investment Forum 2019 08 & 09 April 2019 10 & 11

April 2019


FPI190200113 Sanlam Life Insurance Limited Sanlam for Professionals Top Achievers

Conference

07 & 08 February 2019 Verifiable CPD activity 3

FPI190200114 Sanlam Life Insurance Limited Sanlam 2019 Roadshow 04 February 2019 till 06 March 2019 Verifiable CPD activity 0.5


Ltd

Cyber risk February 2019 till January 2019 Verifiable CPD activity 1.5


Ltd

Theory of financial planning workshop 31 January 2019 till 31 January 2020 Verifiable CPD activity 6


Ltd

Financial Needs Analysis (FNA) practical

application workshop

31 January 2019 till 31 January 2020 Verifiable CPD activity 6.5

FPI19020118 Foord Asset Management (Pty) Ltd Foord: Forward Thinking 05 March 2019 06 March 2019

07 March 2019


FPI190200119 Schroder’s Unit Trusts Limited Schroders Investment Symposium 2019 12 March 2019 13 March 2019 Non-verifiable CPD activity 3


Development

Article: SARB MC 17 January 2019 till 17 January 2020 Verifiable CPD activity 0.5


Development

Article: Market and Economic Outlook 1 October 2018 till 31 September 2019 Verifiable CPD activity 0.5


Development

Article: 2019 Financial market outlook 01 December 2018 till 31 November

2019



Development

Article: Economics at a glance 31 October 2018 till 31 September

2019



Development

Article: 2019 Economic Outlook 31 October 2018 till 31 September

2019



Development

Article: Economic Market Commentary 01 October 2018 till 31 September

2019



Development

Article: Budget Flashpoints 01 October 2018 till 31 September

2019



(Pty) Ltd

Fire Protection

Module 1: Overview of fire legislation

in South Africa

01 March 2019 till 28 February 2020 Verifiable CPD activity 2

FPI19030009 Sanlam Life Insurance Limited Succession Western Cape Kick-off 2019 15 February 2019 Verifiable CPD activity 2.5


Development

Webinar Underwriting Management

Agency

6 December 2018 till 06 December

2019


FPI19030011 Liberty Group Limited Risk Workshop 15 March 2019 Verifiable CPD activity 2.5

FPI19030012 Elite Wealth Management(Pty) Ltd Efficient Wealth 26 November 2018 Verifiable CPD activity 5.5

FPI19030013 OUTsurance Insurance Company OUTCential OUTfo March 2019 till February 2020 Verifiable CPD activity 7



Short Term Insurance and Validation of

Claims


FPI19030015 PPS Academy, a division of PPS

Insurance (Pty) Ltd

Fundamentals of Financial Planning:

Risk Planning

01 February 2019 till 01 January 2020 Verifiable CPD activity 7.5

FPI19030016 Efficient Private Clients (Pty) Ltd The Market Call 08 February 2019 Verifiable CPD activity 1.5


Managers (Pty) Ltd

Class of Business - Health Services

Benefits

March 2019 till February 2020 Verifiable CPD activity 14

FPI19030018 Boutique Collective Investments BCI Boutique Investment Seminars –

Roadshow DBN, JHB and PTA

05 March till 08 March 2019 Verifiable CPD activity 3.5


Managers (Pty) Ltd

The Children’s Act and the Medical

Schemes Act: managing the overlaps

AND

March 2019 till February 2020 Verifiable CPD activity 2.5

FPI19030020 Sanlam Life Insurance Limited Kick off Planning Session 07 & 08 February 2019 Verifiable CPD activity 3


Holdings

Momentum Development Series:

Business Assurance Workshop 1



Holdings

Outcome Matters 08 March 2019 till 14 March 2019 Verifiable CPD activity 1


Ltd

IMS Insights 11 March 2019 till 14 March 2019 Verifiable CPD activity 2.5

FPI19030024 eStudy (Pty) Ltd Class of Business: Long Term Insurance March 2019 till February 2020 Verifiable CPD activity 2.5

FPI19030025 eStudy (Pty) Ltd Class of Business: Short-term Insurance

Personal Lines



Ltd

Machine learning in short-term

insurance


FPI19030027 Boutique Collective Investments Boutique Collective Investment Seminar

WC


FPI19030028 Old Mutual Corporate KIC Start Sessions: 2018 Investment

Review

28 January 2019 Verifiable CPD activity 1.5

FPI19030029 Old Mutual Wealth EAC Module March 2019 till February 2020 Verifiable CPD activity 2

FPI19030030 Octomate (Pty) Ltd NCA Programme February 2019 till January 2020 Verifiable CPD activity 2.5


Ltd

Medical inflation and how it is

calculated



Ltd

Taxation of Investment Wrappers 27 March till 27 February 2019 Verifiable CPD activity 1


Managers (Pty) Ltd

Tax implications for medical expenses

2019/2020



Trusts Limited

Insider Trading and Market

Manipulation Training Interactive

Workshop

11 March 2019 29 March 2019 Verifiable CPD activity 1.5

FPI19030035 Structured Retail Products, a

division of Euromoney Global

Limited

SRP Africa Conference 2019 30 January 2019 31 January 2019

05 February 2019

06 February 2019 07 February 2019


FPI19030036 Old Mutual Wealth Old Mutual Wealth Client Presentation

2019

28 February 2019 05 March 2019 07

March 2019

13 March 2019 14 March 2019


FPI19030037 Old Mutual Corporate Old Mutual SuperFund Summit 2019 07 March 2019 Verifiable CPD activity 1

FPI19030038 PPS Investments (Pty) Ltd Is ‘cash’still king? March 2019 till February 2020 Verifiable CPD activity 0.5

FPI19030039 Compliance and Learning Center

(Pty) Ltd

The internet of things and Insurance March 2019 till February 2020 Verifiable CPD activity 1


(Pty) Ltd

New Supervisory Arrangements 25 February 2019 26 February 2019

27 February 2019

28 February 2019 05 March 2019



Ltd

Taking Stock Summer 2019 March 2019 till March 2020 Verifiable CPD activity 1

FPI19030042 Circulus Online Budget Review 2019 March 2019 till March 2020 Verifiable CPD activity 1.5

FPI19030043 Old Mutual Personal Finance Retirement Planning (Pre-retirement)

online 2019

21 February 2019 22 February 2019 Verifiable CPD activity 6.5

FPI19030044 Old Mutual Personal Finance Budget and Legal Technical Update –

Economic Update post-budget



Holdings





Holdings





Holdings



12 March till 14 March 2019 Verifiable CPD activity 3

FPI19030048 Masthead (Pty) Ltd BofAML 20th Annual Sun City

Conference 2019



Ltd

FICA: Risk Management and Compliance

Programme Module 1& 2

11 March 2019 12 March

2019


FPI19030050 PPS Investments (Pty) Ltd Prescient/PPS Fund presentation 06 February 2019 Verifiable CPD activity 0.5


Ltd

Navigating your way through 2019

investment waters


FPI19030052 Associated Compliance Navigating a world of disruption March 2019 till February 2020 Verifiable CPD activity 0.5

FPI19030053 Associated Compliance Sanctions Clause in Marine Insurance

Put to the test


FPI19030054 Associated Compliance Legislative Update Services Under

supervision


FPI19030055 Associated Compliance Legislative Update COFI Bill March 2019 till February 2020 Verifiable CPD activity 1

FPI19030056 Associated Compliance FAIS Fit & Proper for HR Managers March 2019 till February 2020 Verifiable CPD activity 2.5

FPI19030057 Associated Compliance FAIS, FICA & POPI Workshop March 2019 till February 2020 Verifiable CPD activity 1.5

FPI19030058 Ripple Effect 4 (Pty) Ltd Ethics Programme March 2019 till February 2020 Verifiable CPD activity 5


Ltd

Retirement, Tax Online Programme March 2019 till February 2020 Verifiable CPD activity 1.5

FPI19030060 Octomate (Pty) Ltd The Need for Financial Planning March 2019 till February 2020 Verifiable CPD activity 3.5

FPI19030061 Octomate (Pty) Ltd POPI Act March 2019 till February 2020 Verifiable CPD activity 3.5

FPI19030062 Octomate (Pty) Ltd CL: Accident and Health 25 February 2019 26 February 2019

27 February 2019 14 March

2019



Ltd

Glacier Round Table Session Q1 March 2019 Verifiable CPD activity 1.5


Ltd

East Rand Asset Manager Day - March

2019

21 May 2019 22 May 2019 26

June 2019 14 November 2019


FPI19030065 Derividoc CC The 2011 Global Master Repurchase

Agreement



Ltd

RMB Morgan Stanley Roadshow 08 & 29 October 2018 07 & 14

November 2018



Ltd

Annual Compliance Refresher Training 13 February 2019 Verifiable CPD activity 0.5


Ltd

SA Economic Outlook – Politics

persistently pivotal



Ltd

RMB Pre-budget Roadshow January 2019 to December 2019 Verifiable CPD activity 1

FPI19030070 Sanlam Life Insurance Limited Section 9ha Day of Opportunities 25, 27 Feb, 04, 06, 07, 12 & 13 March

2019


FPI19030071 Regarding Capital Management

(Pty) Ltd

Size Matters – Why today’s

opportunities outweigh the macro risks

12 April 2019 Verifiable CPD activity 0.5


Holdings

Core – Session Momentum IFA

Engagement (Focusing on African

Brokers)


FPI19030073 Rand Merchant Bank RMB Global Markets Seminar 2019 11 March 2019 till 14 March 2019 Verifiable CPD activity 5

FPI19030074 Nedgroup Investments (Pty) Ltd Fund Manager Workshops and Roadshow

2019

04 March 2019 Verifiable CPD activity 1

FPI19030075 Nedgroup Investments (Pty) Ltd NFP Presentation – Economic update

and Select Fund update – March 2019

Jan till December 2019 Verifiable CPD activity 0.5

FPI19030076 Old Mutual Wealth Old Mutual Wealth Initial Engagement

and Goal setting module

Jan till December 2019 Verifiable CPD activity 6

FPI19030077 Old Mutual Wealth Old Mutual Wealth Developing

Scenarios Module

Jan till December 2019 Verifiable CPD activity 6

FPI19030078 Old Mutual Wealth Old Mutual Wealth Induction Module 1 Jan till December 2019 Verifiable CPD activity 6

FPI19030079 Old Mutual Wealth Old Mutual Wealth Integrator Module 26 July 2019 Verifiable CPD activity 6

FPI119030080 CFA Society South Africa Courageous Conversation Ethics

Workshop with Wendy Addison

01 & 03 April 2019 Verifiable CPD activity 3.5

FPI119030081 CFA Society South Africa The Systemic Risk and the Investment

Professional by Robert Jenkins

09-Apr-19 Verifiable CPD activity 2

FPI119030082 Investment Analyst Society of

South Africa

The size & reach of retirement fund

industry in SA

7 March 2019 13 March 2019 14

March 2019


FPI19030083 Nedgroup Investments (Pty) Ltd Legal Update 2019 11 - 13 February 2019 Verifiable CPD activity 1

FPI19030084 Nedgroup Investments (Pty) Ltd Nedgroup International Summit 2019 March 2019 - February 2020 Verifiable CPD activity 12


Ltd

Protection of personal information 19 February 2019 Verifiable CPD activity 2

FPI19030086 Amity Investment Solutions (Pty)

Ltd

Amity Master Class – Connecting Wealth

to Life

03 July 2018 Verifiable CPD activity 4.5

FPI19030087 Sanlam Life Insurance Limited ACA Consultants Forum 06 February 2019 11 February

2019


FPI19030088 Sanlam Life Insurance Limited Graviton Wealth Managers Q4 18 March 2019 Verifiable CPD activity 0.5

FPI19030089 Ripple Effect 4 (Pty) Ltd Ripple Effect 4 STI Broker Event 20 February 2019 Verifiable CPD activity 6

FPI19030090 Alexander Forbes Financial

Planning Consultants (Pty) Ltd

Wisdom Wednesdays – Managing your

Financial Behaviour

January till Decmeber 2019 Verifiable CPD activity 1

FPI19030091 Sanlam Life Insurance Limited Succession Financial Planning – Business

Upskilling Workshop



Ltd

SP2 Investment Focus 12 & 13 February 2019 14 & 15

February 2019



Limited (Pty) Ltd

Module 3 Group Coaching Sessions 19 & 26 February 2019 20 & 21

February 2019 22 February 2019



Limited (Pty) Ltd

Module 4 Behavioural coaching Feb

2019

Every 3 weeks / Once a month Verifiable CPD activity 5.5


Ltd

Reshape your thinking 18 March 2019 Verifiable CPD activity 1


Ltd

Bloemfontein Advisor Workshop March 2019 till February 2020 Verifiable CPD activity 1.5

FPI19030097 Octomate (Pty) Ltd Motor Fleet Underwriting for Beginners March 2019 till February 2020 Verifiable CPD activity 2.5

FPI19030098 Octomate (Pty) Ltd Self-driving cars March 2019 till February 2020 Verifiable CPD activity 2.5

FPI19030099 Octomate (Pty) Ltd Managing Fire and Its Devastating

Effects


FPI190300100 Octomate (Pty) Ltd CL: Engineering Policy March 2019 till February 2020 Verifiable CPD activity 3.5

FPI190300101 Octomate (Pty) Ltd CL: Gurantee Policy 01 June 2018 till 31 May 2019 Verifiable CPD activity 3.5

FPI190300102 Sanlam Life Insurance Limited Sales Exco Meeting 11, 12, 13, 14 & 15 March 2019 Verifiable CPD activity 0.5


Ltd

Glacier International Roadshow March 2019 till March 2020 Verifiable CPD activity 1


Ltd

Introduction to commercial insurance March 2019 till March 2020 Verifiable CPD activity 1.5

FPI190300105 Sanlam Life Insurance Limited Inheritance & your child’s future March 2019 till March 2020 Verifiable CPD activity 1


Ltd

Offshore Pension Tax 25 Feb, 28 Feb & 13 March 2019 Verifiable CPD activity 0.5

FPI190300107 Noble Private Portfolios (Pty) Ltd Noble Belegging en Ekonomiese

aanbieding



Ltd

Glacier Budget Session March 2019 till February 2020 Verifiable CPD activity 1.5


Ltd

Annual Compliance Refresher 26 October 2019 Verifiable CPD activity 1.5

FPI190300110 Sanlam Life Insurance Limited ACA Consultants Forum 13 March 2019 Verifiable CPD activity 2



Wisdom Wednesdays – Understanding

What Clients Need



Ltd

Introduction to wellness in life

insurance

26 July 2019 Verifiable CPD activity 2

FPI190300113 Sanlam Life Insurance Limited ACA Consultants Forum March 2019 till February 2020 Verifiable CPD activity 1.5


Limited (Pty) Ltd

East Rand Fund Provider Workshop March 2019 till February 2020 Verifiable CPD activity 1.5

FPI190300115 Milpark Education Investments (Class of Business) INVEST1-

OS


FPI190300116 Milpark Education Pension Fund Benefits (Class of

Business) PFBEN1-OS


FPI190300117 Milpark Education Short term: Commercial Lines (Class of

Business) STICL1-OS


FPI190300118 Milpark Education Long-term Insurance: awaiting correct

documents


FPI190300119 Milpark Education Forex Investment (Class of Business)

FORIN1-OS


FPI190300120 Milpark Education Structured Deposits March 2019 till February 2020 Verifiable CPD activity 6

FPI190300121 Milpark Education Short-term and Long-term deposits -

STLTD1-OS


FPI190300122 Milpark Education Short term: Personal Lines (Class of

Business) STIPL1-OS


FPI190300123 Milpark Education Health Services Benefits (HSBEN1-OS) 19, 20, 21, 27 February 2019 Verifiable CPD activity 7


Ltd

Ensuring your clients have sufficient

maternity cover

29, 30, 31 January 04, 06, 07, 08, 11,

12 February 2019


FPI190300125 Morningstar Investment

Management (Pty) Ltd

Managed Portfolio Report backs March 2019 till February 2020 Verifiable CPD activity 1



Portfolio Report backs March 2019 till February 2020 Verifiable CPD activity 1.5

FPI190300127 Associated Compliance SHA Automotive Liability Risks March 2019 till February 2020 Verifiable CPD activity 1.5

FPI190300128 Associated Compliance SHA Building Industry Liability Risks March 2019 till February 2020 Verifiable CPD activity 1.5

FPI190300129 Associated Compliance SHA Machinery Liability Risk Exposures March 2019 till February 2020 Verifiable CPD activity 1.5

FPI190300130 Associated Compliance SHA Hospitality Industry Liability Risk

Exposures


FPI190300131 Associated Compliance SHA Food Retail Liability Risk Exposures March 2019 till February 2020 Verifiable CPD activity 1.5

FPI190300132 Associated Compliance SHA Hardware Store Liability Risk

Exposures


FPI190300133 Associated Compliance SHA Garden Maintenance Liability Risk

Exposures


FPI190300134 Associated Compliance SHA Food & Beverage Business Liability

Risks


FPI190300135 Associated Compliance SHA Electrical Goods Manufacturing

Liability Risk Exposures


FPI190300136 Associated Compliance SHA Electrical Contractors Liability Risk

Exposures


FPI190300137 Associated Compliance SHA Consumer Appliance Business

Liability Risks


FPI190300138 Associated Compliance SHA Clothing Industry Liability Risks 27 March 2019 Verifiable CPD activity 1.5

FPI190300139 Associated Compliance SHA Automotive Liability Risks 28 March 2019 Verifiable CPD activity 1.5

FPI190300140 Bengeula Health Solutions (Pty)

Ltd

History of Health Funding in South

Africa

29 March 2019 Verifiable CPD activity 5.5


Ltd

Managed Care March 2019 till Feb 2020 Verifiable CPD activity 5.5


Ltd

Medical Scheme Product Design 21 February 2019 Verifiable CPD activity 5.5


Holdings

Estate planning done right 01 March 2019 till 28 February 2020 Verifiable CPD activity 1


Insurance (Pty) Ltd

2019 Budget Speech Review 01 March 2019 till 28 February 2020 Verifiable CPD activity 2


Insurance (Pty) Ltd


Risk Planning

06 March 2019 till 06 February 2020 Verifiable CPD activity 4.5


Insurance (Pty) Ltd

Introduction to Business Assurance

Online Course

March 2019 to February 2020 Verifiable CPD activity 4


Insurance (Pty) Ltd

Introduction to Business Assurance Face

to Face

04 December 2019 Verifiable CPD activity 5.5

FPI190300148 Sanlam Life Insurance Limited Consultants Training King IV March 2019 to February 2020 Verifiable CPD activity 2

FPI190300149 Sanlam Life Insurance Limited ACA Consultants Forum March 2019 to February 2020 Verifiable CPD activity 0.5


Ltd

2019 Budget Speech 27 & 28 March 2019 Verifiable CPD activity 0.5

FPI190300151 Sanlam Life Insurance Limited Consultants Training Section 37C & 37D 22 February 2019 Verifiable CPD activity 2

FPI190300152 Sanlam Life Insurance Limited Business Assurance - The latest Court

Cases


FPI190300153 Sanlam Life Insurance Limited ACA and Simeka Consultants Forum March 2019 – October 2019 Verifiable CPD activity 1


Ltd

Bloemfontein Advisor Workshop March 2019 till February 2020 Verifiable CPD activity 1.5

FPI190300155 Old Mutual Personal Finance Retirement Planning (Post retirement)

online 2019


FPI190300156 Octomate (Pty) Ltd CL: Motor Policy 25 - 27 March 2019 Verifiable CPD activity 3.5

FPI190300157 Octomate (Pty) Ltd CL: Transportation Policy 18 April 2019 Verifiable CPD activity 3.5

FPI190300158 South African Institute of

Stockbrokers

Equities Compliance Officers Training March 2019 till February 2019 Verifiable CPD activity 16.5

FPI190300159 Fundhouse Advisor (Pty) Ltd Meeting the challenge of Investor

Behaviour through Behavioural

17 April 2019 Verifiable CPD activity 7

FPI190300160 Sanlam Life Insurance Limited Supervision Going Forward March 2019 to February 2020 Verifiable CPD activity 4

FPI190300161 Fundhouse Advisor (Pty) Ltd Why ethical people do unethical things,

and what a financial planning business

can do about it


FPI190300162 Expert Advisor Accelerator (Pty)

Ltd

Client Engagement Sales & Training

Workshop 1


FPI190300163 Expert Advisor Accelerator (Pty)

Ltd

FNA Training and how to sell from the

FNA



(Pty) Ltd

PSG Wealth Product and Platforms

Feedback Session



Holdings

Funds at Work Session 04 March 2019 Verifiable CPD activity 1


(Pty) Ltd

PSG Wealth Strategy Session 13 September 2018 14 September

2018 20 September 2018



Holdings

Advisory Workshop 29 January 2019 Verifiable CPD activity 1

FPI190300168 SAIFAA IFA SAIFAA Workshop 11, 12, 13, 14, 15 March 2019 Verifiable CPD activity 3.5

FPI190300169 Elite Wealth Management(Pty) Ltd Select Manager Investment Meeting March 2019 to February 2020 Verifiable CPD activity 2

FPI190300170 Ashburton Fund Managers

Proprietary Limited

Fixed Income & Equities Roadshow March 2019 to February 2020 Verifiable CPD activity 1


Ltd

Invest Workshops 27 March 2019 Verifiable CPD activity 1


Ltd

Saving for retirement: Retirement

annuity (RA) versus pension or

provident fund


FPI190300173 CFA Society South Africa Optimal Investment Decision-Making: A

Behavioural Perspective


FPI190300174

Asset TV (Pty) Ltd

Masterclass – MASTERING INDEX

TRACKING



Holdings

IPAC Meeting 07 March 2019 Verifiable CPD activity 1


Holdings

Momentum Consult KZN Quarterly

meeting



Holdings

Momentum Consult Cape Provincial

Conference Long-term



Holdings

Momentum Consult Cape Provincial

Conference Short-term



(Pty) Ltd

PSG Wealth Solutions February 2019 March 2019 till February 2020 Verifiable CPD activity 1


(Pty) Ltd

PSG Insure Strategy Session 21 February

2019


FPI180300181 Octomate (Pty) Ltd CL: Miscellaneous Policy 02 April 2019 03 April 2019 Verifiable CPD activity 3.5


(Pty) Ltd

Fire Protection: Module 2 April 2019 to March 2020 Verifiable CPD activity 2

FPI19040002 Old Mutual Wealth Old Mutual Multi-Managers: Northwest April 2019 to March 2020 Verifiable CPD activity 0.5

FPI19040003 Milpark Education Advanced Employee Benefits & Tax April 2019 to March 2020 Verifiable CPD activity 7

FPI19040004 Milpark Education Employee Benefits Dispute Resolution 26 - 28 March 2019

02 April 2019


FPI19040005 Milpark Education Employee benefits and Tax 18 March 2019 Verifiable CPD activity 2

FPI19040006 Old Mutual Wealth Insights Exchange – Mind the Behaviour

gap

01 April 2019 till 31 March 2020 Verifiable CPD activity 1.5

FPI19040007 Old Mutual Corporate KIC Start Sessions: An OM Perspective

on the Economic Outlook for 2019

1 April 2019 – 31 March 2020 Verifiable CPD activity 1

FPI19040008 Integrity Academy (Pty) Ltd Behaviours and Emotions in Financial

Planning

1 April 2019 – 31 March 2020 Verifiable CPD activity 4

FPI19040009 VAPS Consulting (Pty) Ltd Supervision-understanding the new

criteria

01 April 2019 till 31 March 2020 Verifiable CPD activity 1

FPI19040010 Integrity Academy (Pty) Ltd Regulatory Update 2019 16 April 2019 Verifiable CPD activity 6

FPI19040011 Milpark Education Employee Benefits: Risk and Structuring

of Risk Benefits EMBEN1-OS


FPI19040012 CFA Society South Africa 2019 Election Preview - unpacking our

current political landscape


FPI19040013 Milpark Education Employee Benefits and Client

Engagement EBCEN1-OS


FPI19040014 Milpark Education Estate planning: Succession planning

for Businesses ESPBU1-OS


FPI19040015 Milpark Education King IV and Retirement Funds KREFU1-

OS


FPI19040016 Milpark Education Managing risk in clients’ portfolios

MRCPO1-OS


FPI19040017 Efficient Private Clients (Pty) Ltd The Market Call 01 April 2019 till 31 March 2020 Verifiable CPD activity 2.5

FPI19040018 Milpark Education Fundamentals of Business Interruption

Insurance


FPI19040019 Milpark Education Global Investment Strategies 01 April 2019 till 31 March 2020 Verifiable CPD activity 1.5

FPI19040020 Milpark Education Investment Planning and the Economy 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040021 Milpark Education Investment Planning for Business

Owners


FPI19040022 Milpark Education Investment Planning INPLA1-OS 01 April 2019 till 31 March 2020 Verifiable CPD activity 5.5

FPI19040023 Milpark Education Investment Planning Products IPLFP1-

OS


FPI19040024 Milpark Education Ombud's cases and ethical

considerations


FPI19040025 Milpark Education Pension Fund Regulations 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040026 Milpark Education Practice Management 25 April 2019 - 15 May 2019 Verifiable CPD activity 5.5

FPI19040027 Milpark Education Presentation Skills for Financial

Planners


FPI19040028 FMI, a Division of Bidvest Life Claims 2019 Workshops – Discovering

sales opportunities through a claims

lens


FPI19040029 Integrity Academy (Pty) Ltd Roadmap to financial wellness for your

client


FPI19040030 Milpark Education Regulation 28 and in-fund investments 01st April 2019 - 31

st March 2020 Verifiable CPD activity 2

FPI19040031 Schroder’s Unit Trusts Limited Schroder Economy Update 27, 28, 02, 04 & 5 March /April –

Quorum

26, 3, 4, & 16 March and April –


FPI19040032 ICS Academy (Pty) Ltd Marketing and Advertising – An

overview in the context of FAIS and

CISCA - 2019



Managers (Pty) Ltd

STANLIB Quorum and Investment

Centres and Boardroom Lunches



Managers (Pty) Ltd


Development Session Johannesburg


FPI19040035 Milpark Education Medical Scheme Performance 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040036 Milpark Education Retirement Fund Governance 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040037 Milpark Education Risk and Business Assurance 01 April 2019 till 31 March 2020 Verifiable CPD activity 5.5

FPI19040038 Milpark Education Retirement Fund Risk Management 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040039 Milpark Education Risk Management Considerations for a

Financial Planning Practice


FPI19040040 Milpark Education Tax Planning for Businesses 01 April 2019 till 31 March 2020 Verifiable CPD activity 2.5

FPI19040041 Milpark Education The Investor and Investment Planning 05 March 2019 Verifiable CPD activity 5.5

FPI19040042 Milpark Education Umbrella funds options, including

costing



(Pty) Ltd

PSG Elite Purposeful Portfolios 01 April 2019 till 31 March 2020 Verifiable CPD activity 3.5

FPI19040044 Octomate (Pty) Ltd Cyber Insurance Master Class 06 March 2019 - 06 February 2020 Verifiable CPD activity 2.5

FPI19040045 Octomate (Pty) Ltd Business Interruption Beginners Class 18 October 2018 - 17 September 2019 Verifiable CPD activity 2.5


Development

Investing for the medium term

(Momentum)


FPI19040047 Circulus Online Business Assurance Session Privee November & December 2019 Verifiable CPD activity 3



The Forum Q1 04 March 2019 Verifiable CPD activity 3



Portfolio Reportbacks Q3 01 February 2019 - 31 January 2020 Verifiable CPD activity 1.5


Holdings

Advisory Workshop 01 February 2019 - 31 Janusry 2020 Verifiable CPD activity 2


Limited (Pty) Ltd

Allan Gray 2019 - Basic Tax workshop 09 November 2018 Verifiable CPD activity 1.5



Customer Care Workshop 01 March 2019 till 28 February 2020 Verifiable CPD activity 5

FPI19040053 ABSA Group Limited Absa Asset Managers- Fixed Income

Conference

01 & 02 August 2018 till 31 May 2019 Verifiable CPD activity 2


Insurance (Pty) Ltd

Sales Resilience Course 26th & 27th September 2018 till 31

May 2019


FPI19040055 Fundhouse Advisor (Pty) Ltd ASISA IFA Practice Management

Programme – Module 3

How you service your clients

01 March 2019 – 28 February 2020 Verifiable CPD activity 14

FPI19040056 Fundhouse Advisor (Pty) Ltd Event name ASISA IFA Practice

Management Programme - Module Four:

Your


FPI19040057

Asset TV (Pty) Ltd

Masterclass – Appropriateness of

Smooth Bonus Portfolios as part of a

Pension Fund Investment Strategy

14th & 15th November 2018 till 31

May 2019



Ltd

Prescient Investment Presentation 28 September 2019 Verifiable CPD activity 2



April 2019 to March 2020 Verifiable CPD activity 12.5

FPI19040060 Sanlam Life Insurance Limited ACA Consultants Forum 28 September

2018



Holdings

Estate Planning for Professionals 2019 01 April 2019 till 31 March 2020 Verifiable CPD activity 9.5

FPI19040062 Octomate (Pty) Ltd Commercial Claims for businesses 01 April 2019 till 31 March 2020 Verifiable CPD activity 2.5

FPI19040063 Octomate (Pty) Ltd Motor Fleet Management Intermediate

Class


FPI19040064 Octomate (Pty) Ltd CL: Liability Policy 01 April 2019 till 31 March 2020 Verifiable CPD activity 3.5

FPI19040065 Octomate (Pty) Ltd CL: Property Policy 09 April 2019 Verifiable CPD activity 3.5



Financial Planning Worksh89 04, 06, 07, 11, 12, 14, 15 March 2019 Verifiable CPD activity 6.5


Limited (Pty) Ltd

Unpacking Retirement Fund Death

Benefit

15 April till 17 April 2019 Verifiable CPD activity 2


(Pty) Ltd

PSG Wealth Work sessions 06 March - 08 March 2019

11 March 2019 12 March 2019

08 April 2019


FPI19040069 The Eventful Group Mastering SAP Financials 09 April 2019 Verifiable CPD activity 8


Holdings

Momentum Partnership Connection Mini-

Launch

01st May 2019 – 30th April 2020 Verifiable CPD activity 0.5

FPI19040071 ABSA Group Limited KZN Quarter 1 Investments Insights 15 February 2019 Verifiable CPD activity 1

FPI19040072 Allegiance Consulting (Pty) Ltd Ethics Workshop 28th & 29th January 2019 Verifiable CPD activity 5


Limited (Pty) Ltd

Offshore Update 01 June 2018 to 30 May 2019 Verifiable CPD activity 2

FPI19040074 ICTS Legal Services (Pty) Ltd NMG Legal Services Forum 01 June 2019 to 31 May 2020 Verifiable CPD activity 9

FPI19040075 Novia One Group (Pty) Ltd Fintech & Digital Disruption in the

Financial Industry

31 August 2018 and 1 September 2018 Verifiable CPD activity 11

FPI19040076 Novia One Group (Pty) Ltd Fintech & Digital Disruption in the

Financial Industry

24 April 2019 till 23 April 2020 Verifiable CPD activity 11

FPI19040077 Captains & Coaches (Pty) Ltd Sasfin Strategic Planning Session 01 April 2019 till 31 April 2020 Verifiable CPD activity 10


Managers (Pty) Ltd

Medical scheme complaint resolution 01 March till 31 March 2019 Verifiable CPD activity 1.5


Managers (Pty) Ltd

Medical Schemes Underwriting 2019 01 April 2019 till 31 April 2020 Verifiable CPD activity 1.5


Limited (Pty) Ltd

Group coaching session module 4 01 April 2019 till 31 April 2020 Verifiable CPD activity 2


Managers (Pty) Ltd

Prescribed minimum benefits

2019/2020



Managers (Pty) Ltd

The healthcare market and

demarcation regulations

27 March 2019 – 27 March 2020 Verifiable CPD activity 1.5


Holdings

Central Regional Workshop – Welcome

to the art of financial wellness


FPI19040084 Circulus Online Business Assurance 2019 26 March 2019 to 26 February 2020 Verifiable CPD activity 5

FPI19040085 Associated Compliance Hollard Life Underwriting Trends Road

Show

01 March - 31 March 2019 Verifiable CPD activity 1.5

FPI19040086 The Standard Bank of South Africa Emigration and Offshore Trusts Training 25 May 2019 Verifiable CPD activity 2

FPI19040087 Liberty Group Limited MOL March 2019 08th April 2019 – 07th March 2020 Verifiable CPD activity 1.5

FPI19040088 Associated Compliance SAUMA Conference 2019 01 April 2019 till 31 March 2020 Verifiable CPD activity 4

FPI19040089 Liberty Group Limited Investing Masterclass Great North 01 April 2019 till 31 March 2020 Verifiable CPD activity 4

FPI19040090 Associated Compliance Regulatory Update Workshop 04 & 05 October 2018 Verifiable CPD activity 2.5

FPI19040091 Associated Compliance InsuranceZone Record of Advice

Training


FPI19040092 Associated Compliance SCOR Annual Conference 2018 17 April 2019 Verifiable CPD activity 6.5


Trusts Limited

Bribery, fraud & Corruption at Bosasa 14th February 2019 - 14th Janusry

2020


FPI19040094 Foord Asset Management (Pty) Ltd Eastern Cape Investment Summit 15 April 2019 till 15 March 2020 Verifiable CPD activity 5


Development

Onlince Course: Regulation 28 9 – 11 April 2019 Verifiable CPD activity 1.5


(Pty) Ltd

TCF Program 01 April 2019 - 01 March 2020 Verifiable CPD activity 6.5


Limited (Pty) Ltd

45 years of investing with Allan Gray 08 April 2019 Verifiable CPD activity 2

FPI19040098 Sanlam Life Insurance Limited Consultants training Rules 06 March 2019 Verifiable CPD activity 2


Trusts Limited

Mapping the Market’s Mind – The

Turkish Lira Case Study

4th April 2019 Verifiable CPD activity 1

FPI190400100 Boutique Collective Investments BCI Fairtree Presentation 01 April - 03 April 2019

05 April 2019


FPI190400101 Novia One Group (Pty) Ltd Invest Management 01st April 2019 – 31


FPI190400102 Old Mutual International SA Old Mutual International Symposium 20 February 2019 Verifiable CPD activity 2

FPI190400103 Old Mutual Personal Finance Personal Income Tax 01st April 2019 – 31st March 2020 Verifiable CPD activity 8.5

FPI190400104 ICTS Legal Services (Pty) Ltd Allan Gray Legal Forum 6, 15, 21, 22, 25 June 2018

10, 12 July 2018

6, 7, 8, 14, 22, 23, 31 August 2018



Development

Online Course Investment Planning and

the Economy

01st January 2019 – 31

st December

2019


FPI190400106 The Standard Bank of South Africa Retirement planning workshop 19 September 2019 Verifiable CPD activity 3

FPI190400107 University of the Free State Financial Coaching 01st April 2019 - 01st March 2020 Verifiable CPD activity 23.5

FPI190400108 Old Mutual Personal Finance KZN Top Achievers Engagement session 02 February 2019 Verifiable CPD activity 1.5


Ltd

Business Insurance:Property class 15th and 16th of April 2019 Verifiable CPD activity 2.5


Holdings

Employee Relationship Workshop 01 April 2019 till 31 March 2020 Verifiable CPD activity 5

FPI190400111 Cinnabar Investment Management

(Pty) Ltd

Cinnabar Quarterly Investment

Committee Meeting

26th March 2019 Verifiable CPD activity 2

FPI190400112 Estate Experts Fiduciary Services

(Pty) Ltd

Holistic Estate Planning Refresher

(Model)


st January 2020 Verifiable CPD activity 3


Ltd

Glacier International Asset Manager Day 27 March 2019 till 26 March 2020 Verifiable CPD activity 3


Development

Online Course: Retirement Funds and

Risk Management

April 2019 to March 2020 Verifiable CPD activity 2

FPI190400115 Sanlam Life Insurance Limited Glacier Government Employees Pension

Fund Session

01st April 2019 – 31


FPI190400116 CFA Society South Africa JSE Bond Market reform - Taming the

Sharks with Andrew Canter, CFA

13 Feb, 14 Feb, 20 March 2019 Verifiable CPD activity 0.5

FPI190400117 Sanlam Sky Business Ethics 08 March till 15 March 2019 Verifiable CPD activity 4.5


Holdings

Economic Overview & Market Overview

and Momentum Consult Focus Fund

Solutions feedback

11 January 2019 – 11 December 2019 Verifiable CPD activity 1


Services (Pty) Ltd

Hot Topics Q1 04 March till 15 March 2019 Verifiable CPD activity 3.5


Development

Fundamentals of business interruption

fundamentals

15 May 2019 Verifiable CPD activity 2


(Pty) Ltd

PSG Insure Work sessions 01 April 2019 till 31 March 2020 Verifiable CPD activity 2.5

FPI190400122 Sygnia Asset Management Sygnia Roadshow 26 January 2019 Verifiable CPD activity 1.5

FPI190400123 CFA Society South Africa The role of pension

boards&investments committee

11 & 12 April 2019 Verifiable CPD activity 1.5

FPI190400124 Analytics Consulting (Pty) Ltd RDR Update & Presentation 11 April 2019 & 13 June 2019 Verifiable CPD activity 2

FPI190400125 Salesguru Holdings Proprietary

Limited

Management Coaching for Financial

Planner Managers 1 day Training

Program



Managers (Pty) Ltd

STANLIB Listed Property Presentation April 2019 to March 2020 Verifiable CPD activity 2.5

FPI190400127 Natsure (Pty) Ltd Nature Transforming Insurance Broker

Training Roadshow

20th

& 21st May 2019 Verifiable CPD activity 4

FPI190400128 Milpark Education Divorce and Estate planning 04 April 2019 Verifiable CPD activity 2

FPI190400129 PPS Financial Planning, a division

of PPS Insurance Company Limited

Ethics Workshop April 2019 to March 2020 Verifiable CPD activity 6

FPI190400130 Boutique Collective Investments BCI Global Investment Conference 2019 01st April 2019 – 01

st April 2020 Verifiable CPD activity 5


Holdings

Momentum Consult Short Term

Workshop

April 2019 to March 2020 Verifiable CPD activity 2.5



Fundamentals of income tax and

capital gains tax

15 April 2019 – 15 April 2020 Verifiable CPD activity 6.5

FPI190400133 University of the Free State Employee Benefits 16 April 2019 – 15 April 2020 Verifiable CPD activity 22.5



Understanding, reading and

interpreting financial statements

17 April 2019 – 15 April 2020 Verifiable CPD activity 4.5

FPI190400135 Ray Strodl Consulting (Pty) Ltd Changes in Financials and Twin peaks April 2019 to March 2020 Verifiable CPD activity 2.5

FPI190400136 Ray Strodl Consulting (Pty) Ltd Current Affairs and Risk for Investment

Advice

01st April 2019 – 01

st April 2020 Verifiable CPD activity 2.5

FPI190400137 Ray Strodl Consulting (Pty) Ltd FAIS Update and new Requirements 04th April 2019 Verifiable CPD activity 2.5



Business Continuity Planning 03 April 2019 Verifiable CPD activity 2.5

FPI190400139 Sanlam Life Insurance Limited Consultants Training – Section 14

Transfers

06th March 2019 Verifiable CPD activity 2


Limited (Pty) Ltd

Tools Training Workshop 12 April 2019 Verifiable CPD activity 2


Managers (Pty) Ltd

INN8 Michelle Hoskin Webinar 02 April - 03 April 2019 Verifiable CPD activity 2


Limited (Pty) Ltd

Allan Gray Update March 2019 13th & 14th February 2019 Verifiable CPD activity 1


(Pty) Ltd

Coronation Minority View – Bi - Annual

Event

14 February 2019 till 14 February 2020 Verifiable CPD activity 2.5

FPI190400144 Sanlam Life Insurance Limited Broker Sanfin Training 31 January 2019 till 31 January 2020 Verifiable CPD activity 11.5



01 February 2019 till 31 Jan 2020 Verifiable CPD activity 13


Development

Regulation 28 and in-fund investments 01 February 2019 till 31 Jan 2020 Verifiable CPD activity 2


Development

Divorce and Estate planning 12th

April 2019 – 12th

April 2020 Verifiable CPD activity 2

FPI190400148 Elite Wealth Management(Pty) Ltd Elite Wealth Administration Software

Training

14th

May 2019 – 07th

June 2019 Verifiable CPD activity 4

FPI190400149 Elite Wealth Management(Pty) Ltd Elite Wealth Financial Planning

Software Training

06 May 2019 – 06 May 2020 Verifiable CPD activity 4.5

FPI190400150 Analytics Consulting (Pty) Ltd Conflict of Interests Update and

Presentation

01st April 2019 – 01

St April 2020 Verifiable CPD activity 1.5


Limited (Pty) Ltd

Allan Gray Business Update &

Investment Update

07th

May 2019 – 16th

May 2019 Verifiable CPD activity 2

FPI190400152 Sanlam Life Insurance Limited CPD Masterclass IV 2019 24th

April 2019 – 28th



Insurance (Pty) Ltd


Retirement Planning

March 2019 to April 2020 Verifiable CPD activity 7

FPI190400154 Compli-Serve SA (Pty) Ltd Conduct of Business returns, Conduct of

Financial Institutions Bill and the

Fintech Impact of Financial Services



(Pty) Ltd

Operational Ability Requirements, The

Key Individuals Responsibilities

April 2019 – October 2019 Verifiable CPD activity 2

FPI190400156 Sanlam Life Insurance Limited Private Client Investment Committee 06 May 2019 Verifiable CPD activity 1.5


Holdings

Momentum Consult Inland Workshop 01 April 2019 till 31 March 2020 Verifiable CPD activity 4.5

FPI190400158 Old Mutual Personal Finance Business Assurance online: personal

finance




The Trust Dilemma 31 January 2019 till 31 January 2020 Verifiable CPD activity 5


Insurance (Pty) Ltd

Class of Business Training: Short-term

Insurance Personal Lines

11 January 2019 till 11 January 2020 Verifiable CPD activity 9.5


Insurance (Pty) Ltd

Class of Business Training: Short-term

Commercial Lines

01 April 2019 - 01 April 2020 Verifiable CPD activity 9


Development

Managing risk in clients’ portfolios 31 January 2019 till 31 January 2020 Verifiable CPD activity 2


Development

Investment Planning Products May 2019 Verifiable CPD activity 4.5

FPI190400164 Sanlam Sky Entrepreneurship 15 February 2019 Verifiable CPD activity 3


Development

Online Course: Practice Management 11 April 2019 till 10 April 2020 Verifiable CPD activity 5.5

FPI19040166 Rezco Investment Council (Pty) Ltd REZCO Review May 2019 28 & 29 March 2019 Verifiable CPD activity 1.5

FPI190400167 ICTS Legal Services (Pty) Ltd Marsh Legal Forum 01st April 2019 – 01



Ltd

GEPF Retirement Planning Workshop 01st April 2019 – 01



Ltd

Glacier Midlands Investment Summit 29 March 2019 Verifiable CPD activity 8


Ltd

South Africa’s economy impacted by

global events

01st April 2019 – 01st April 2020 Verifiable CPD activity 1

FPI190400171 CFA Society South Africa Local and Global insights on Trends

within the private Market Industry

08 & 09 May 2019 Verifiable CPD activity 0.5

FPI190400172 Sanlam Life Insurance Limited ACA & Simeka Consultants Forum 29

March 2019



Ltd

ASISA standard on retirement savings

cost disclosure



(Pty) Ltd

PSG Conference 2019 01 April 2019 till 31 March 2020 Verifiable CPD activity 7

FPI190400175 ICTS Legal Services (Pty) Ltd ICTS Legal Services Monthly Legal

Forum – February 2019


FPI190400176 ICTS Legal Services (Pty) Ltd ICTS Legal Services – Ensimini Financial

Services



Ltd

Extending the normal retirement age in

occupational

defined contribution funds in South

27th

– 28th

March 2019 Verifiable CPD activity 2


Ltd

An in depth look at car insurance

premiums



Ltd

The importance of global cover 01st April 2019 – 01



Development

Assupol Customized Training 30 April 2019 - 30 April 2020 Verifiable CPD activity 8


Ltd

Why short-term insurance claims may

get rejected




Ethics Workshop 30 April 2019 - 30 April 2020 Verifiable CPD activity 5

FPI190400183 Circulus Online Fundamentals of Trusts 07 Janary 2019 till 07 January 2020 Verifiable CPD activity 1.5



Success Basics in Sales 01st June 2019 - 01st June 2020 Verifiable CPD activity 8


Development

2019 Webinar: Tax Efficient estate

planning

09 April 2019 till 09 April 2020 Verifiable CPD activity 1.5


Development

Online Course: Risk Management:

Considerations for Financial Planning

Practice

25 july 2019 - 25 july 2020 Verifiable CPD activity 2


Development

2019 Webinar: Office updates from the

tax ombud

03rd June 2019 - 03rd June 2020 Verifiable CPD activity 1.5

FPI190400188 NBC Holdings (Pty) Ltd FICA Awareness 01 April 2019 till 31 March 2020 Verifiable CPD activity 6


Development

2019 Webinar: Social media nad the law 03 May 2019 Verifiable CPD activity 1.5


Development

2019 Webinar: Economic Update 1 17 April 2019 till 17 April 2020 Verifiable CPD activity 1.5

FPI19050001 ASISA Academy Ethics Workshop 01 may 2019 - 01 may 2020 Verifiable CPD activity 3.5


Ltd

Webinar: South African markets looking

beyond the elections

2 may 2019 - 01 may 2020 Verifiable CPD activity 1


Development

The Investor and Investment Planning 3 may 2019 - 01 may 2020 Verifiable CPD activity 5


Holdings

Retirement at retirement -Workshop 1 2nd May 2019 – 15th May 2019 Verifiable CPD activity 2


Holdings

Retirement at retirement -Workshop 2 April 2019 - March 2020 Verifiable CPD activity 1.5


Holdings

Retirement at retirement -Workshop 3 April 2019 Verifiable CPD activity 1.5

FPI19050007 PPS Investments (Pty) Ltd Discretionary Fund Manager Investment

Session

1 May 2019 – 5 May 2020 Verifiable CPD activity 1

FPI19050008

Asset TV (Pty) Ltd

Masterclass – Global Equities 02 April 2019 & 03 April 2019 Verifiable CPD activity 1

FPI19050009 Oasis Group Holdings (Pty) LTd Oasis IFA Roadshow 13 February 2019 Verifiable CPD activity 1.5

FPI19050010 VAPS Consulting (Pty) Ltd The internet of things in insurance 13 February 2019 Verifiable CPD activity 1





Ltd

Vunani Fixed Income Roadshow 02 May 2019 Verifiable CPD activity 1


Ltd

Investec Budget Economic Update 01 May 2019 till 31 April 2020 Verifiable CPD activity 1

FPI19050014 Sanlam Life Insurance Limited Healthcare Industry Training 01 May 2019 till 31 April 2020 Verifiable CPD activity 1

FPI19050015 Noble Private Portfolios (Pty) Ltd Noble Private Portfolios Investment

Seminar

08-Feb-19 Verifiable CPD activity 6.5


Ltd

Introduction to Ethics 30 November 2019 Verifiable CPD activity 1


(Pty) Ltd

National Credit Act (NCA) April 2018 to March 2020 Verifiable CPD activity 6


Ltd

Deutsche Bank Sa Economic Outlook 11-Jan-19 Verifiable CPD activity 1


Ltd

HSBC Africa Conference 25 April 2019 till 25 April 2019 Verifiable CPD activity 4.5



Introduction to Fintech 06 May 2019 till 05 May 2019 Verifiable CPD activity 3


Ltd

ABSA Roadshow - Macroeconomic

forecasts for SA


FPI19050022 Masthead (Pty) Ltd Regulatory Update – Know the Impact 19 March 2019 Verifiable CPD activity 3

FPI19050023 Ray Strodl Consulting (Pty) Ltd Tax Updates and budget 2020 16 July 2019 Verifiable CPD activity 2

FPI19050024 Efficient Private Clients (Pty) Ltd The Market Call - 10 May 2019 14 May 2019 16 May 2019 Verifiable CPD activity 2.5

FPI19050025 Elite Wealth Management(Pty) Ltd Select Manager Investment Meeting 26 - 27 March 2019 Verifiable CPD activity 1.5


Development

Practice Management Masterclass 01 March 2019 – 01March 2020 Verifiable CPD activity 3

FPI19050027 Last Word Media (UK) Ltd International Adviser International

Investment Forum South Africa

20-Feb-19 Verifiable CPD activity 2

FPI19050028 Wealth Associates South Africa

(Pty) Ltd

Wealth Associates Investment Forum

and Pitstop

18-Feb-19 Verifiable CPD activity 5.5

FPI19050029 Old Mutual Personal Finance Conduct of Financial Institution Bill 18 April 2019 Verifiable CPD activity 2.5


Ltd

Arqaam SA Healthcare and

Pharmacueticals



Ltd

Arqaam Telecommunications Overview 01 May 2019 till 30 April 2020 Verifiable CPD activity 1


Ltd

Default regulations and managing

investor behaviour

01 May 2019 till 30 April 2020 Verifiable CPD activity 1.5

FPI19050033 Insurance Publications Creating Opportunities in the EB Space 12 March 2019 Verifiable CPD activity 2

FPI19050034 At Work Internet Software

Solutions

CRM Training 06 May 2019 till 05 May 2019 Verifiable CPD activity 5.5

FPI19050035 At Work Internet Software

Solutions

FNA Training 06 May 2019 till 05 May 2019 Verifiable CPD activity 5.5


Managers (Pty) Ltd

STANLIB Economic Update 12 April 2019 Verifiable CPD activity 2

FPI19050037 Ray Strodl Consulting (Pty) Ltd POPI 01 May 2019 till 30 April 2020 Verifiable CPD activity 2

FPI19050038 Ray Strodl Consulting (Pty) Ltd Change in Financial Services Industry –

Technology

01 May 2019 till 30 April 2020 Verifiable CPD activity 2


Development

Momentum Webinar: Global and local

macroeconomic outlook




Risk Planning Fundamentals 2 May 2019 till 30 April 2020 Verifiable CPD activity 5



Investment Planning Fundamentals 01 May 2019 till 30 April 2020 Verifiable CPD activity 3

FPI19050042 Sanlam Life Insurance Limited Healthcare Industry Training 11 March

2019




Fundamentals of Estate Planning 13 amy 2019 till 01 June 2019 Verifiable CPD activity 6


Ltd

IAM InPerspective Forum 2019 31st January 2019 Verifiable CPD activity 6



Customer service and building client

relationships

04th April 2019 Verifiable CPD activity 4.5



Fundamentals of Business Assurance 09 - 16 April 2019 Verifiable CPD activity 6


Ltd

PPD May 2019 till March 2020 Verifiable CPD activity 1


Ltd

HSBC Equity Roadshow May 2019 till April 2020 Verifiable CPD activity 1


Limited (Pty) Ltd

Offshore Update May 2019 till April 2020 Verifiable CPD activity 1.5


Limited (Pty) Ltd

Behavioural Coaching Module 5 May 2019 till April 2020 Verifiable CPD activity 7

FPI19050051 Bridge Fund Managers (Pty) Ltd 2019: Risks and Opportunities for pre-

retirement savings. Be prepared for

both!

02 April 2019 03 April 2019

04 April 2019


FPI19050052

Asset TV (Pty) Ltd

Annuity Strategy and Retirement

Benefit Counselling

01st May 2019 – 01

st May 2020 Verifiable CPD activity 1.5

FPI19050053 Masthead (Pty) Ltd Risk/Estate Planning Course 01st May 2019 – 01

st May 2020 Verifiable CPD activity 1

FPI19050054 Masthead (Pty) Ltd The Fundamentals of POPI 2019 07th May 2019 Verifiable CPD activity 3

FPI19050055 OUTsurance Insurance Company General Short-term Insurance

Underwriting

January 2018 till December 2018 Verifiable CPD activity 6

FPI19050056 Elite Wealth Management(Pty) Ltd Knowledge Hub April 2019 November till December 2018 Verifiable CPD activity 1.5

FPI19050057 Sanlam Sky Understanding Budgets and Financial

Reports

November 2018 Verifiable CPD activity 4.5

FPI19050058 Sanlam Sky Financial Planning Basics May 2019 till 30 April 2020 Verifiable CPD activity 7.5

FPI19050059 Sanlam Life Insurance Limited Glacier Government Employees Pension

Fund Session

May 2019 till 30 April 2020 Verifiable CPD activity 2


(Pty) Ltd

Investment Meetings 10 June 2019 - 11 May 2020 Verifiable CPD activity 0.5

FPI19050061 Goldman Sachs International Compliance Training 26 April 2019 Verifiable CPD activity 1

FPI19050062 Goldman Sachs International 2018 Raising Suspicious Activity

Awareness

22 May 2019 Verifiable CPD activity 1.5

FPI19050063 Sanlam Sky Treating Customers Fairly May 2019 till 30 April 2020 Verifiable CPD activity 2.5

FPI19050064 Sanlam Sky Fundamentals of Financial Advisory 07 & 08 March 2019 Verifiable CPD activity 2

FPI19050065 Cadiz Funds (Pty) Ltd he Forum Monday Morning Training

Discussion Sessions



Services (Pty) Ltd

Junior Consultants workshop - April

2019

12th April 2019 - 12th April 2020 Verifiable CPD activity 2

FPI19050067 Nedgroup Investments (Pty) Ltd Multi-Manager Investor Day 2019 18 March 2019 Verifiable CPD activity 5


Ltd

Income protection products vs Lump

sum disability products

01st May 2019 - 01st May 2020 Verifiable CPD activity 1

FPI19050069 Sanlam Life Insurance Limited Succession National Conference 2019

(Arabella)



Ltd

Avior Luxury Goods 05 April 2019 Verifiable CPD activity 1

FPI19050071 Rand Merchant Bank RMB Global Markets Macro Forum 01st March 2019 - 01st March 2020 Verifiable CPD activity 3


Development

Momentum Investments 13th May 2019 - 13th May 2020 Verifiable CPD activity 1

FPI19050073 Old Mutual Corporate Asset Management 05 June - 16 July 2019 Verifiable CPD activity 1

FPI19050074 Sanlam Sky Party Due Diligence 13th May 2019 - 13th May 202 Verifiable CPD activity 1

FPI19050075 Sanlam Life Insurance Limited Sales Clinic Retirement Series Episode 1 25 February 2019 Verifiable CPD activity 2.5


Ltd

Glacier Asset Manager Day April 2019 01st May 2019 - 01st May 2020 Verifiable CPD activity 1

FPI19050077 Circulus Online Personal Income Tax Case Study 01 June 2019 till 31 May 2020 Verifiable CPD activity 2


Ltd

Business Assurance Update 26 April 2019 Verifiable CPD activity 1

FPI19050079 Sanlam Life Insurance Limited Sanlam Benchmark 2019 20th

- 22nd

May 2019 Verifiable CPD activity 3.5


Ltd

Market Overview May 2019 till 31 April 2020 Verifiable CPD activity 0.5

FPI19050081 Old Mutual Corporate OMCC Academy Case Study: Unlisted

Property

17 & 18 July 2019 Verifiable CPD activity 1.5

FPI19050082 ICS Academy (Pty) Ltd ICS – Fit and Proper Requirements -

2019

01 June 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI19050083 Sanlam Life Insurance Limited FFA (Financial Fitness Analysis) Online

Accreditation

01 June 2019 till 31 May 2020 Verifiable CPD activity 5

FPI19080084 Boutique Collective Investments Boutique Collective Investment

Conference


FPI19080085 Liberty Group Limited Liberty Risk Conference 01 June 2019 till 31 May 2020 Verifiable CPD activity 3



Ethics - How to impress your clients 01 June 2019 till 31 May 2020 Verifiable CPD activity 2.5


Development

FPI 2019 Convention 01 June 2019 till 31 May 2020 Verifiable CPD activity 13

FPI19050088 Liberty Group Limited Retirement Planning Workshop 01 June 2019 till 31 May 2020 Verifiable CPD activity 12.5

FPI19050089 Liberty Group Limited Manage your calendar for peak

productivity


FPI19050090 Liberty Group Limited Manager your time effectively 07 March till 15 March 2019 Verifiable CPD activity 0.5

FPI19050091 Liberty Group Limited Manage your To-Do Lists 13 May 2019 till 13 May 2020 Verifiable CPD activity 0.5

FPI19050092 Liberty Group Limited Negotiate Strategically 01st June 2019 – 01

st June 2020 Verifiable CPD activity 1

FPI19050093 Liberty Group Limited Resolve Conflict 01st June 2019 – 01

st June 2020 Verifiable CPD activity 1

FPI19050094 Liberty Group Limited Rock Social Media 2nd June 2019 – 01st June 2020 Verifiable CPD activity 1

FPI19050095 Liberty Group Limited Communicate Effectively in the

Organisation

01 June 2019 – 01 June 2020 Verifiable CPD activity 1.5


(Pty) Ltd

BMW Roadshow 01 June 2019 till 31 May 2020 Verifiable CPD activity 0.5


Ltd

Digital enablement value proposition 01 June 2019 till 31 May 2020 Verifiable CPD activity 0.5

FPI19050098 Liberty Group Limited Creating a Positive Client Experience 2nd June 2019 – 01st June 2020 Verifiable CPD activity 1

FPI19050099 Liberty Group Limited Effectively managing your emails 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19050100 Liberty Group Limited Lead Productive Meetings 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19050101 Liberty Group Limited Lead with Emotional Intelligence 28 May 2019 Verifiable CPD activity 1


(Pty) Ltd

General Code of Conduct for FSPs 18 June 2019 19 June 2019 Verifiable CPD activity 2.5


(Pty) Ltd

Fundamentals of Deposit Taking 14 May 2019 07 May 2019 06 May

2019

13 May 2019 15 May 2019 10 May


FPI19050104 Liberty Group Limited Manage Performance August 2018 Verifiable CPD activity 1

FPI19050105 Liberty Group Limited Optimising my Business Operation 01 June 2019 till 01 June 2020 Verifiable CPD activity 1.5

FPI19050106 Liberty Group Limited DPFM - Investment Planning 01st June 2019 – 01

st June 2020 Verifiable CPD activity 5.5

FPI190500107 Mazi Macquarie Securities (RF)

(Pty) Ltd

Mazi Macquarie Local Lekgotla

Conference

2nd June 2019 – 01st June 2020 Verifiable CPD activity 4

FPI190500108 CFA Society South Africa Index trends in the not so passive space 3rd June 2019 – 01st June 2020 Verifiable CPD activity 0.5



Legal Technical Update - COFI Jenny

Gordon

26th April 2019 Verifiable CPD activity 2



Legal Technical Update – National

Budget 2018/2019

07th May 2019 Verifiable CPD activity 2



Legal Technical Update – National

Budget


FPI190500112 ICS Academy (Pty) Ltd FAIS Course 01st May 2019 - 01st May 2020 Verifiable CPD activity 2

FPI190500113 ICS Academy (Pty) Ltd FATCA AND CRS 20 November 2019 Verifiable CPD activity 1

FPI190500114 ICS Academy (Pty) Ltd Counter Money Laundering 14 & 15 Marhc 2019 Verifiable CPD activity 1

FPI190500115 Sanlam Life Insurance Limited ACA & Simeka Consultants Forum 27 may - 04 June 2019 Verifiable CPD activity 1

FPI190500116 SA Asset Management Quarterly Economic and Fund Update 01 March 2019 04 March 2019

06 March 2019 16 March 2019


FPI190500117 Sanlam Life Insurance Limited SFP – Aligned Financial Planning:

Regional Meeting 28 March 2019

20 May tilll 24 May 2019 Verifiable CPD activity 3.5

FPI190500118 Circulus Online Personal Income Tax for Financial

Planning 2019/20

11 June 2019 13 June 2019 Verifiable CPD activity 6.5

FPI190500119 Goldman Sachs International Financial Crime Compliance Online

2018

May 2019 till 31 April 2020 Verifiable CPD activity 2.5

FPI190500120 Sanlam Life Insurance Limited Estate Planning 15 May 2019 22 May 2019 29

May 2019



Ltd

EB Roadshow 06th

May 2019 – 15th


FPI190500122 Old Mutual Corporate Regional Collaboration 13 May till 17 May 2019 23 May

2019 24 May 2019 28 May 2019



Ltd

CAM Investment Presentation 20 - 24

May 2019

01st May 2019 - 01st May 2020 Verifiable CPD activity 2.5

FPI190500124 Associated Compliance VCCM Conference 2019 24th May 2019 Verifiable CPD activity 4.5


(Pty) Ltd

Global Economic Outlook with Oxford

Economics



(Pty) Ltd

Fire Protection - Module 3 01st May 2019 - 01st May 2020 Verifiable CPD activity 1

FPI190500127 Associated Compliance SHA Specialist Insurance Review - May

2019



Managers (Pty) Ltd

STANLIB Decoding 2019 National

Government Election


FPI190500129 Coronation Management Company Conversations with Coronation -

Economic, Fixed Interestt and Listed

Property Update



Development

Personal Income Tax Online course

2019



(Pty) Ltd

Cinnabar Annual Invetsment

Conference


FPI190500132 Circulus Online Testamentary Advice - Chapter 2 -

Types of Marriages



Intestate Succession



Testate Succession


FPI190500135 Circulus Online Testamentary Advice - Chapter 5 - The

Master



Executor

'Date of event 08 May 2019 till 28

June 2019



Executor's Account



Estate Duty



Examples of Executor's Account



Income Tax and Capital Gains Tax

28 & 29 March 2019 Verifiable CPD activity 2.5


Donations Tax

22 May 2019 till 08 May 2020 Verifiable CPD activity 1


Introduction


FPI190500143 Sanlam Life Insurance Limited Q1 2019 Graviton & SMMI IC Meeting 07 May 2019 till 07 May 2020 Verifiable CPD activity 1

FPI190500144 Associated Compliance Compass Claims Workshop 09 May 2019 till 09 May 2020 Verifiable CPD activity 3


Ltd

Green Shoots 09 May 2019 till 09 May 2020 Verifiable CPD activity 1

FPI190500146 Goldman Sachs International US Quarterly Outlook 17th

April 2019 – 25th

April 2019 Verifiable CPD activity 1.5

FPI190500147 Masthead (Pty) Ltd How to create a business plan that

works


FPI190500148 Sanlam Life Insurance Limited Distribution Sales Exco Meeting 10th April 2019 Verifiable CPD activity 1


Managers (Pty) Ltd

STANLIB Multi Manger 01st May 2019 - 01st May 2020 Verifiable CPD activity 0.5


Trusts Limited

International Client Investment Seminar Quarterly – Q1 2019 Verifiable CPD activity 1.5

FPI190500151 Masthead (Pty) Ltd Cybersecurity Online Course 2019 01 January 2019 till 30 April 2019 Verifiable CPD activity 1

FPI190500152 Masthead (Pty) Ltd Key Individual responsibilties seminar 26 October 2018 Verifiable CPD activity 3

FPI190500153 Masthead (Pty) Ltd Preparation for an FSCA Onsite visit

seminar

09 November 2018 Verifiable CPD activity 3

FPI190500154 Noble Private Portfolios (Pty) Ltd Learn how to Build a Robust Financial

Management Model 2019

07 December 2019 Verifiable CPD activity 2.5

FPI190500155 Novia One Group (Pty) Ltd FICA and POPI Act and associated

policies

13 December 2019 Verifiable CPD activity 4

FPI190500156 Sanlam Life Insurance Limited Sanlam Select InTouch (Terebinth &

Matrix)


FPI190500157 CFA Society South Africa CFA Society South Africa Annual

Investment Conference 2019


FPI190500158 Sanlam Life Insurance Limited Sanlam Select InTouch (Truffle) 06 June 2019 10 June 2019 11

June 2019 12 June 2019 13

June 2019


FPI190500159 Sanlam Life Insurance Limited Agrimark Business Seminar 01st May 2019 - 01st May 2020 Verifiable CPD activity 5

FPI190500160 Liberty Group Limited LHL Financial Crime Compliance

General Awareness - 2019 Refresher

26th march - 4 April 2019 Verifiable CPD activity 2

FPI190500161 MitonOptimal Quarterly Investment Committee

Meeting

Quarterly – Q1 2019 Verifiable CPD activity 3


(Pty) Ltd

Investment Meetings Tygervalley

January till April 2019

30 April 2019 till 17 May 2019 Verifiable CPD activity 0.5

FPI190500163 Captains & Coaches (Pty) Ltd The Ten Steps of professional client

engagement


FPI190500164 Captains & Coaches (Pty) Ltd Sasfin Wealth: Investment Philosophy

and Risk profiling


FPI190500165 Captains & Coaches (Pty) Ltd SASFIN SESSION: Risk profiling and risk

profiling agreement


FPI190500166 Captains & Coaches (Pty) Ltd SASFIN SESSION: Compliance Templates

(Step 4 and 5)


FPI190500167 Captains & Coaches (Pty) Ltd SASFIN SESSION: Retirement plan and

investment case study

29 May 2019 31 May 2019 06

June 2019 07 June 2019 10

June 2019 12 June 2019 13 June


FPI190500168 Captains & Coaches (Pty) Ltd SASFIN SESSION: The fundamentals of

FAIS Compliance for Long term

insurance



Ltd

Zebra Zone 06 May 2019 07 May 2019 Verifiable CPD activity 1.5

FPI190500170 Circulus Online Employing technology 28 May 2019 29 May 2019 Verifiable CPD activity 2

FPI190500171 Alexander Forbes Investments Ltd Pursuit of Uncertainty 15-Feb-19 Verifiable CPD activity 1


Proprietary Limited

KZN Manco Day 12-Apr-19 Verifiable CPD activity 3.5



2019 Q1 Portfolio Reportback 29-Mar-19 Verifiable CPD activity 1.5

FPI190500174 NBC Holdings (Pty) Ltd FAIS Fit & Proper requirements 10-Dec-19 Verifiable CPD activity 6.5

FPI190500175 Boutique Collective Investments BCI Glacier Presentation 08-Feb-19 Verifiable CPD activity 1

FPI190500176 Oasis Group Holdings (Pty) Ltd Tax Donations and Trusts 01st – 31


FPI190500177 Oasis Group Holdings (Pty) Ltd Future of the SA Financial Regulatory

Environment

01st – 31



Trusts Limited

Face to face Presentation 01st – 31


FPI190500179 Liberty Group Limited Is your Business Fit for the Future 01st – 31


FPI190500180 Old Mutual Wealth Investment Presentation 24th



Proprietary Limited

Ashburton Investment Conference 2019 20 & 21 May 2019 10 June

2019


FPI190500182 Captains & Coaches (Pty) Ltd Advice and Risk profile Agreement 21 May - 7 June 2019 Verifiable CPD activity 1

FPI190500183 Captains & Coaches (Pty) Ltd TCF Professional fees and value

proposition workshop

13 May 2019 14 May 2019 16 May

2019


FPI190500184 Captains & Coaches (Pty) Ltd Retirement plan case study and value

of advice

01 March - 29 April 2019 Verifiable CPD activity 1

FPI190500185 ICTS Legal Services (Pty) Ltd Colourfield Legal Forum 14 May 2019 16 May 2019 21 May

2019

22 May 2019 23 May 2019


FPI190500186 Captains & Coaches (Pty) Ltd SASFIN SESSION: Investment case

studies and the bucket approach


FPI190500187 Oasis Group Holdings (Pty) Ltd Treating Customers Fairly 22 February 2019 Verifiable CPD activity 3

FPI190500188 Oasis Group Holdings (Pty) Ltd Global AML and Syber Security 01 june 2019 - 01 june 2020 Verifiable CPD activity 4

FPI190500189 Oasis Group Holdings (Pty) Ltd Financial Literacy - Glossary of Terms 20 May 2019 22 May 2019

24 May 2019


FPI190500190 Oasis Group Holdings (Pty) Ltd Fit and proper training 21 May 2019 Verifiable CPD activity 3

FPI190500191 Sanlam Life Insurance Limited FIA Tygerberg branch social bowling

day


FPI190500192 Sanlam Life Insurance Limited Annual i3 Summit(CPT) 16 April 2019 Verifiable CPD activity 3

FPI190500193 Sanlam Life Insurance Limited Annual i3 Summit(jhn) May 2019 Verifiable CPD activity 3.5


Ltd

Glacier Young Professionals Forum 17 May 2019 Verifiable CPD activity 2.5


Ltd

Marriott Solutions for Retirement

Workshop May 2019

01-31 May 2019 Verifiable CPD activity 1.5


Ltd

Glacier Round Table Session Q2 01 June 2019 till 31 May 2019 Verifiable CPD activity 1.5


(Pty) Ltd

Portfolio Committee Meetings 10-Apr-19 Verifiable CPD activity 1


(Pty) Ltd

The PSG Autumn Update 2019 22 July 2019 23 July 2019 Verifiable CPD activity 1


(Pty) Ltd

PSG Wealth Solutions April 2019 26 March 2019 till 26 Feb 2020 Verifiable CPD activity 1

FPI190500201 Sanlam Life Insurance Limited Regional Meeting 01 May 2019 - 31 October 2019 Verifiable CPD activity 1


Managers (Pty) Ltd

The role of protocols in managing

benefits

01 june 2019 - 01 june 2020 Verifiable CPD activity 1.5

FPI190500203 SAIFAA SAIFAA May 2019 - “In & Out-of-Fund”

Default options and Annuity Strategy

Workshops


FPI190500204 Coronation Management Company Presentation to advisors – 21 May 2019 01 May 2019 - 31 October 2019 Verifiable CPD activity 1

FPI190500205 Liberty Group Limited Retirement planning 3 Hour Workshop 01 June 2019 till 31 May 2019 Verifiable CPD activity 3

FPI190500206 Sanlam Life Insurance Limited Sanlam Select In Touch (Terebrinth,

Matrix and Abax)


FPI190500207 Schroder’s Unit Trusts Limited Schroders value investing - Global

Recovery

30 may 2019 - 30 may 2020 Verifiable CPD activity 1


Limited (Pty) Ltd

Behavioural Coaching Module 5 – Video

Conference Catch-Up


2019 13 February 2019


FPI190500209 CFA Society South Africa The role of pension boards and

investments committees - Online


FPI190500210 VAPS Consulting (Pty) Ltd Understanding the FIC ACT (Reporting,

RBA, Amendments)

30 May 2019 31 May 2019 Verifiable CPD activity 6.5

FPI190500211 The Standard Bank of South Africa Managing Wealth and Client

Expectations in a low return age.



Limited (Pty) Ltd

Investment Summit 01 June 2019 till 31 May 2020 Verifiable CPD activity 6

FPI190500213 Sanlam Life Insurance Limited Practice Development Program 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 5.5

FPI190500214 Associated Compliance Associated Compliance 16, 17 May 2019 Verifiable CPD activity 1.5

FPI190500215 VAPS Consulting (Pty) Ltd Compliance Training Feb 2019 Verifiable CPD activity 3

FPI190500216 ABSA Group Limited Investor luncheon with Sanlam Glacier

Management

01 May 2019 - 01 May 2020 Verifiable CPD activity 1.5

FPI190500214 Associated Compliance Legislative Update April 2019 7 June 2019 31 May 2019

30 May 2019 4 June 2019


FPI190500215 VAPS Consulting (Pty) Ltd Compliance Training 16,22,23,24 May 2019 Verifiable CPD activity 3

FPI190500216 ABSA Group Limited Investor luncheon with Sanlam Glacier

Management


FPI190500217 Ray Strodl Consulting (Pty) Ltd Retirement Planning Workshop 01 June 2019 till 31 May 2020 Verifiable CPD activity 2


Holdings

MitonOptimal Roundtable Series 01 June 2019 till 31 May 2020 Verifiable CPD activity 1.5


(Pty) Ltd

The fundamentals of Employer

sponsored Retirement Funds


FPI190500221 Ray Strodl Consulting (Pty) Ltd Employee Benefits and group schemes 01 march 2019 -01 march 2020 Verifiable CPD activity 2

FPI190500222 Old Mutual Wealth Old Mutual Economic Update – Client

Event

01 May 2019 - 01 May 2020 Verifiable CPD activity 1


(Pty) Ltd

Fundamentals of Collective Investment

Schemes

14-Jun-19 Verifiable CPD activity 3.5


(Pty) Ltd

Fundamentals of Long-term Insurance 30 May 2019 - 30 May 202 Verifiable CPD activity 3.5

FPI19060001 Nedgroup Investments (Pty) Ltd Global Economic Update 2019 27 March 2019 Verifiable CPD activity 1



2018_Q4_Portfolio Reportback_Insuritas 08 May 2019 Verifiable CPD activity 1.5


Ltd

Webinar: Investing for a future that

matters

17 May 2019 21 May 2019

22 May 2019



Ltd

Glacier Tax Seminar 12 April 2019 Verifiable CPD activity 3

FPI19060005 Old Mutual Wealth Integrated Wealth Planning Advice

Forum

23rd

& 24th



(Pty) Ltd

Regulation of Financial Sector in South

Africa

27 February 2019 till 23 May 2019 Verifiable CPD activity 3


(Pty) Ltd

Health Services Concepts 14th

& 22nd



Ltd

Tax consequences of medical scheme

contributions and expenses



Services (Pty) Ltd April 2019

01 April 2019 till 30 April 2020 Verifiable CPD activity 1.5

FPI19060010 Sanlam Life Insurance Limited SEB Legal Update Jan-March 2019 13 May 2019 Verifiable CPD activity 0.5


(Pty) Ltd

Amended Fit & Proper Requirements 06 May 2019 Verifiable CPD activity 3.5


Trusts Limited

The rise and fall of SA in the 2020s 31 May 2019 Verifiable CPD activity 0.5

FPI19060013 Ray Strodl Consulting (Pty) Ltd Personal Financial Planning 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19060014 ABSA Group Limited Absa Agriculture Morning 27 March 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19060015 Rand Merchant Bank Round-table discussion on SA’s IRP and

Eskom restructuring with Dr Tobias

Bischof-Niemz

18th March 2019 Verifiable CPD activity 1.5


Services (Pty) Ltd

The Forum Q2 - 2019 01 jan 2019 - 01 Jan 2020 Verifiable CPD activity 1.5


Services (Pty) Ltd

AFRF Forum Q1 - 2019 18 July 2019 19 July 2019 22

July 2019 23 July 2019

25 July 2019 26 July 2019 30



Ltd

Glacier Life Investment Summit 04 - 10 June 2019 Verifiable CPD activity 4


Holdings

DFM Partner Quarterly Investment

Meetings

14th 17th May 2019 Verifiable CPD activity 2

FPI19060020 Sanlam Life Insurance Limited Graviton Wealth Management Quarterly

2 Feedback

30th May 2019 Verifiable CPD activity 1.5

FPI19060021 Circulus Online Investment Planning Intermediate 2019 2018 Verifiable CPD activity 2.5

FPI19060022 Circulus Online Retirement Planning Advanced 30 May 2019 Verifiable CPD activity 3.5


Ltd

Economic Overview Q2 01 October 2018 till 30 September

2019




OMCC Academy Case study 06 May

2019

01 October 2018 till 30 September

2019



Services (Pty) Ltd


2019



Managers (Pty) Ltd

Prescribed Minimum Benefits 2019 01 October 2018 till 30 September

2019



(Pty) Ltd

Short-term Insurance Fundamentals

Online Course 2019/2020


2019


FPI19060028 Associated Compliance Compass Social Media Event 01 October 2018 till 30 September

2019


FPI19060029 Old Mutual Wealth Wealth Integrator Training 01 October 2018 till 30 September

2019


FPI19060030 Old Mutual International SA Marketing and Investment Update in

associated with Quilter Cheviot and Old

Mutual International


2019


FPI19060031 Prescient Investment Management

(Pty) Ltd

13 Forum 01 October 2018 till 30 September

2019



Limited (Pty) Ltd

Group Coaching Module 5 13 November 2018 Verifiable CPD activity 2


Managers (Pty) Ltd

Multi Manager - EL & PE 10 December 2018 Verifiable CPD activity 0.5

FPI19060034 ABSA Group Limited Absa Macro Conference 2018 -

Cybercrime, 'The Master Problem of the

21st Century'


FPI19060035 Council for Medical Schemes Advanced Broker Training programme 17 April 2019 Verifiable CPD activity 5.5


Insurance (Pty) Ltd

Estate Planning and Wills Course:

Session 1: Module 1: Overview & Value

Proposition


2019



Insurance (Pty) Ltd


Session 2: Module 2: Estate

Administration


2019



Insurance (Pty) Ltd


Session 3: Module 3: Wills


2019



Insurance (Pty) Ltd


Session 4: Module 4: Law of Succession


2019



Insurance (Pty) Ltd


Session 5: Module 5: Tax Planning


2019



Insurance (Pty) Ltd


Session 6: Module 6: Trusts


2019



Insurance (Pty) Ltd


Session 7: Module 7: Marital Regimes


2019



Insurance (Pty) Ltd


Module 8-9 Part I: Session 8: Insurance

& Business Interest


2019



Insurance (Pty) Ltd


Module 8-9 Session 9: Insurance &

Business Interest Part II


2019


FPI19060045 Goldman Sachs International GSAM Compliance PMC training 01 June 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI19060046 Goldman Sachs International GSAM Compliance Sales and Distro

training


FPI19060047 Old Mutual Personal Finance Personal Income Tax 2019-2020 01 June 2019 till 31 May 2020 Verifiable CPD activity 6.5

FPI19060048 ICTS Legal Services (Pty) Ltd Monthly Legal Forum April 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19060049 Financial Service Intermediaries

Network

FSIN – Gauteng Road Show 01st February 2019 – 01

st February

2020


FPI19060050

Asset TV (Pty) Ltd

Evidence based investing 01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI19060051 ABSA Group Limited Investor lunch with Balwin Properties

Management


FPI19060052 Integrity Academy (Pty) Ltd Principles of Business Ethics 01 june 2019 - 01 june 2020 Verifiable CPD activity 8.5

FPI19060053 Integrity Academy (Pty) Ltd Advanced Investments 26 November 2018 Verifiable CPD activity 8.5

FPI19060054 Integrity Academy (Pty) Ltd Basic Investments 15,20,21 May 2019 Verifiable CPD activity 8.5

FPI19060055 Integrity Academy (Pty) Ltd Collective Investments 01 May 2019 - 01 May 2020 Verifiable CPD activity 8.5

FPI19060056 Integrity Academy (Pty) Ltd Estate Planning May 2019 Verifiable CPD activity 8.5

FPI19060057 Integrity Academy (Pty) Ltd Functioning as a Trustee May - June 2019 Verifiable CPD activity 8.5

FPI19060058 Integrity Academy (Pty) Ltd Business Assurance and Market Planning

Reaccreditation

01 June 2019 - 01 June 2020 Verifiable CPD activity 8.5

FPI19060059 Integrity Academy (Pty) Ltd Practice Management and Risk Planning 15 May 2019 Verifiable CPD activity 8.5

FPI19060060 Integrity Academy (Pty) Ltd Essential Tax Update 07 June 2019 till 31 May 2020 Verifiable CPD activity 8.5



How FAIS can be used to build client

Relationships


FPI19060062 Circulus Online Retirement Planning Intermediatry 01 June 2019 till 31 May 2020 Verifiable CPD activity 5.5


Managers (Pty) Ltd

Medical Scheme Corporate Governance 01 June 2019 till 31 May 2020 Verifiable CPD activity 11

FPI19060064

Carmen Venter – Synergia

Synergia Learning discussions 01 June 2019 till 31 May 2020 Verifiable CPD activity 3


(Pty) Ltd

POPI 01 June 2019 till 31 May 2020 Verifiable CPD activity 3.5

FPI19060066 Old Mutual Corporate ISASA Case Study 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060067 Old Mutual Wealth Advice Forum 29th May 2019 Verifiable CPD activity 3.5



Fundamentals of retirment planning 01 June 2019 till 31 May 2020 Verifiable CPD activity 6.5

FPI19060069 Schroder’s Unit Trusts Limited Schroders Asia Update 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060070 Liberty Group Limited Binders Holder Workshop 01 June 2019 till 31 May 2020 Verifiable CPD activity 2.5

FPI19060071 Allegiance Consulting (Pty) Ltd Business Needs Workshop - Short 01 may 2019 -01 may 2020 Verifiable CPD activity 3


Ltd

Amity Master Class – Connecting Wealth

to Life 15 May 2019

01 May 2019 - 01 May 2020 Verifiable CPD activity 3

FPI19060073 Associated Compliance Specialist Risk Breakfast 01st june 2019 - 31st may 2019 Verifiable CPD activity 1.5

FPI19060074 Integrity Academy (Pty) Ltd Retirement Wealth Preservation 18 June 2019 till 05 July 2019 Verifiable CPD activity 8.5

FPI19060075 Integrity Academy (Pty) Ltd Long-term Product Solution June - August 2019 Verifiable CPD activity 8.5

FPI19060076 Integrity Academy (Pty) Ltd Healthcare Benefits 11 July 2019 till 11 June 2020 Verifiable CPD activity 8.5

FPI19060077 Integrity Academy (Pty) Ltd Short and long term deposits june 2019 - june 2020 Verifiable CPD activity 8.5

FPI19060078 Integrity Academy (Pty) Ltd Retirement Fund Benefits 01 june 2019 - 01 june 2020 Verifiable CPD activity 8.5

FPI19060079 CFA Society South Africa Ronak Gopaldas Africa in the new

global order



(Pty) Ltd

Product and Platforms Feedback

Session – May 2019




Estate Planning and Wills 22 May 2019 till 22 April 2020 Verifiable CPD activity 1



Retirement Planning – retirement phase 24 April 2019 Verifiable CPD activity 1



Budgeting 12 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060084 CFA Society South Africa Artificial Intelligence in Investments 04 & 06 Jue 2019 Verifiable CPD activity 0.5

FPI19060085 Captains & Coaches (Pty) Ltd Momentum: Supervision workshop 30 May 2019 Verifiable CPD activity 4



Morningstar Advisor Forum May 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 4.5

FPI19060087 Prima Research (Pty) Ltd SA Retail Mid-Year review 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060088 Nedbank Limited Estate and Tax Planning Session 01 June 2019 till 31 May 2020 Verifiable CPD activity 3


Development

Trust and Tax Planning – Unpacking the

consequences

05 June 2019 Verifiable CPD activity 1


(Pty) Ltd

Evidencing Treating Customers Fairly

2019/2020




Making Sense of Debt 04th june 2019 - 04th june 2020 Verifiable CPD activity 1

FPI19060092 Sanlam Life Insurance Limited Sanlam Investments – Sanlam Select

InTouch (Truffle & Sentio)

04 June 2019 till 03 June 2020 Verifiable CPD activity 1.5


Development

2019 Webinar: Medical schemes VS

medical insurance and how to use them

in planning

04 June 2019 till 03 June 2020 Verifiable CPD activity 1



Cognitive Bias – Wisdom Wednesday 01 june 2019 - 01 june 2020 Verifiable CPD activity 1



Performer Portfolio and Performer

Managed Unit Trust


FPI19060096 Masthead (Pty) Ltd Tax and other aspects of retirement

funds and investments

01 june 2019 - 01 june 2020 Verifiable CPD activity 2

FPI19060097 PPS Investments (Pty) Ltd The Income/Growth Conundrum 01 june 2019 - 01 june 2020 Verifiable CPD activity 1


Holdings

Momentum Consult Inland Conference 01 June 2019 till 31 May 2020 Verifiable CPD activity 6



Paying it Forward (Finance & Children) 14 June 2019 Verifiable CPD activity 1

FPI19060100 Old Mutual Wealth POPI Tool 09 May 2019 Verifiable CPD activity 1

FPI190600101 Old Mutual Wealth RDR Gap Analysis Tool 01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI190600102 Old Mutual Wealth Sucession Planning Tool 01 june 2019 - 01 june 2020 Verifiable CPD activity 1


Holdings

Regional Conference 01 june 2019 - 01 june 2020 Verifiable CPD activity 3


Ltd

Due Diligence 15 May 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 2


Development

2019 Webinar Annual Pension Reviews

for Financial Planners

17 & 18 June 2019 Verifiable CPD activity 1



Financial Services Overview Refresher 01 June 2019 till 31 May 2020 Verifiable CPD activity 4



Economic and Investment Overview

Refresher




Long-term Insurance Refresher 01 July 2019 till 31 May 2020 Verifiable CPD activity 5.5


Managers (Pty) Ltd

Changes to the Financial Sector

regulatory environment


FPI190600110 PPS Investments (Pty) Ltd Ethics and Governance Update 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190600111 Old Mutual Wealth TCF Tool 01 june 2018 -30 may 2019 Verifiable CPD activity 1

FPI190600112 Old Mutual Wealth BAT 08 - 16 July 2019 Verifiable CPD activity 3


(Pty) Ltd

Policy Holder Protecton Rules Short-

term Insurance

04 June 2019 Verifiable CPD activity 4.5

FPI190600114 Efficient Private Clients (Pty) Ltd The Market Call 14 June 2019 26 june 2019 - 26 june 2020 Verifiable CPD activity 3


Ltd

Feedback with Fairtree 01 june 2019 - 01 june 2020 Verifiable CPD activity 1.5



Investment refresher 01 June 2019 till 31 May 2020 Verifiable CPD activity 8



Health Service Benefits Refresher 11 June 2019 12 June 2019

14 June 2019




Pension Fund Benefits Refresher 12 June 2019 till 11 June 2020 Verifiable CPD activity 6

FPI190600119 The Standard Bank of South Africa Discovery Sales Effectiveness 01 April 2019 till 31 March 2019 Verifiable CPD activity 6


Ltd

Investec GlobalSelect Investment

Conference 2019

01 July 2019 till 31 May 2020 Verifiable CPD activity 9.5


Holdings

Selling for Success 01 june 2019 - 28 feb 2019 Verifiable CPD activity 17


Ltd

Protected Equity Fund 01 june 2019 -01 june 2020 Verifiable CPD activity 0.5

FPI190600123 Nedbank Limited Risk and Suspicious Behaviour 01 june 2019 - 01 june 2020 Verifiable CPD activity 1.5



Accumulating wealth – Savings &

Investments

01 june 2019 - 01 june 2020 Verifiable CPD activity 1



Retirement Planning - Planning Phase 26-Jul-19 Verifiable CPD activity 1

FPI190600126 ABSA Group Limited ABSA South African Consumer

Conference 2018

30-May-19 Verifiable CPD activity 8

FPI190600127 Novia One Group (Pty) Ltd Colour Accounting 07-Jun-19 Verifiable CPD activity 5


South Africa

Analysts Masterclass 09-Jul-19 Verifiable CPD activity 1


Managers (Pty) Ltd

STANLIB Economic Update Post

Elections

12 June 2019 till 11 June 2020 Verifiable CPD activity 0.5


Limited (Pty) Ltd

Webinar: Standardised umbrella fund

cost


FPI190600131 Old Mutual Wealth Business Management Services series of

workshops


FPI190600132 GTC Pty (Ltd) GTC Weekly Market Update 15 July 2019 Verifiable CPD activity 1


(Pty) Ltd

PSG Asset Management Key Client

event with Nic Borain

30 July 2019 till 29 July 2020 Verifiable CPD activity 1



Forex Investment Refresher 11 July 2019 31 July 2019 Verifiable CPD activity 4.5

FPI190600135 Circulus Online Post Retirement - How a simple

mistake cost a Financial Adviser almost

R 200 000 - Case Study - 2019

19 june 2019 - 17 july 2019 Verifiable CPD activity 2


Ltd

Introduction to market conduct

regulation


FPI190600137 Sanlam Life Insurance Limited Private Client Investment Committee 25 March 2019 Verifiable CPD activity 1.5

FPI190600138 Integrity Academy (Pty) Ltd Sales Techniques 24 June 2019 till 23 June 2020 Verifiable CPD activity 8.5

FPI190600139 Integrity Academy (Pty) Ltd Behavioural Finance 22 May 2019 Verifiable CPD activity 8.5

FPI190600140 Captains & Coaches (Pty) Ltd Practise Management, Complaince, FAIS

& COFI


FPI190600141 CFA Society South Africa Valuations with DR Ronald kahn 12 June 2019 Verifiable CPD activity 3


Limited (Pty) Ltd

Business & Investment Update -

Nelspruit (Part Two Presentations)

25th

June 2019 – 25th

June 2020 Verifiable CPD activity 2


Ltd

Glacier Asset Manager Day: PSG 30 june 2019 - 30 june 202 Verifiable CPD activity 1

FPI190600144 Namibia Asset Management

Limited

Conversations with Coronation 28 May 2019 Verifiable CPD activity 1.5



Strucutured Deposits 01 June 2019 till 31 May 2020 Verifiable CPD activity 3

FPI190600146 Guarantee Trust Corporate

Support Services (Pty) Ltd

Risk and Compliance Training 18 - 20 June 2019 Verifiable CPD activity 7.5



FICA Awareness Course 01 June 2019 till 31 May 2020 Verifiable CPD activity 3.5

FPI190600148 Liberty Group Limited Advisory Partner Engagement session 9 July 2019 10 July 2019 30 July

2019

31 July 2019 6 August 2019



Development

2019 Webinar: Unpacking Structured

Products



Ltd

Glacier Investment Summit 27 June 2019 Verifiable CPD activity 5

FPI190600151 Prima Research (Pty) Ltd A Critical Assessment of the

Competition


FPI190600152 Old Mutual Wealth Old Mutual Global Equity Roundtable 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190600153 Old Mutual Wealth Smedmore and Associates client event 04 – 05 June 2019 06 – 07 June

2019 25 – 26 July 2019


FPI190600154 Iress Wealth Management (Pty) Ltd Lifestyle Modelling 10 June 2019 11 June 2019

12 June 2019 13 June

2019 14 June 2019


FPI190600155 Sanlam Life Insurance Limited Inheritance and your child's future 12 & 13 June 2019 Verifiable CPD activity 1


Development

Tax implications of various investment

strategies

01st June 2019 – 01st June 2020 Verifiable CPD activity 1

FPI190600157 Nedgroup Investments (Pty) Ltd Treasurer’s Conference 2019 04 – 05 July 2019 Verifiable CPD activity 5.5


Development

Short-term insurance options benefits

and the fine print

June 2019 till 31 May 2020 Verifiable CPD activity 1


Development

2019 Webinar: Tax ombud systems 10 April 2019 Verifiable CPD activity 1

FPI190600160 Sanlam Life Insurance Limited Distribution Sales Exco Meeting May

2019

14 August 2019 21

August 2019



Holdings

Showcasing Momentum Investments'

capabilities


FPI190600162 Sasfin Financial Advisory Services Beyond Global Wealth and into The

Future

01 June 2019 - 01st June 2020 Verifiable CPD activity 1

FPI190600163 VAPS Consulting (Pty) Ltd FIC Training (Reporting, RBA,

Amendments

2 June 2019 - 01st June 2020 Verifiable CPD activity 3.5

FPI190600164 Foord Asset Management (Pty) Ltd Investment Minds 3 June 2019 - 01st June 2020 Verifiable CPD activity 2.5

FPI190600165 Sanlam Life Insurance Limited Supervision Regulatory Training 4 June 2019 - 01st June 2020 Verifiable CPD activity 4.5


Managers (Pty) Ltd

INN8 Brett Davidson Webinar 10-11 July 2019 Verifiable CPD activity 1


Limited (Pty) Ltd

Allan Gray Investment Update (Glacier

JHB)

Quarterly 2019 Verifiable CPD activity 0.5


Holdings

Taxes 09 July 2019 till 08 July 2020 Verifiable CPD activity 13.5

FPI190600169 Optimum Upgrade Business

Systems

Corporate Governance King IV™ -

Changes, Challenges and Practical

Application

16 July 2019 18 July 2019

24 July 2019



Proprietary Limited

Ashburton Investments Business Update 10 June 2019 11 June 2019

12 June 2019 13 June 2019

14 June 2019 03 October 2019




11 June till 13 June 2019 Verifiable CPD activity 12.5



Introduction to South African

Legislation

15th

- 16th

July 2019 | 17th

– 19th

July

2019


FPI190600173 Liberty Group Limited Quantum Leadership: Workshop 1 -

Know Your Business

16 July 2019 18 July 2019

24 July 2019


FPI190600174 CFA Society South Africa Factor Investing in South Africa: The

opportunities and risks


FPI190600175 ICTS Legal Services (Pty) Ltd Colourfield Legal Forum July 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19070001 CFA Society South Africa Venture Capital Masterclass 26 June 2019 Verifiable CPD activity 1

FPI19070002 ISS Compliance FICA Update 23 July 2019 Verifiable CPD activity 3

FPI19070003 Natsure (Pty) Ltd From take-off to touchdown. Aviation

Losses

03 - 18 July 2019 Verifiable CPD activity 0.5

FPI19070004 Natsure (Pty) Ltd Marine Tradition vs Modernization 05 June 2019 Verifiable CPD activity 0.5

FPI19070005 Natsure (Pty) Ltd the importance of truck driver traning 01 June 2019 - 01st June 2020 Verifiable CPD activity 0.5

FPI19070006 Natsure (Pty) Ltd Unwrapping Motor Traders Insurance July 2019 till March 2020 Verifiable CPD activity 0.5

FPI19070007 Boutique Collective Investments Constructing Portfolios Post Elections July 2019 till June 2020 Verifiable CPD activity 1.5

FPI19070008 Nedgroup Investments (Pty) Ltd Quarterly Nedbank Private Wealth

Feedback Sessions

July 2019 till June 2020 Verifiable CPD activity 1.5


Development

2019 Webinar: Behavioural Finance 23 July 2019 till 22 July 2020 Verifiable CPD activity 1


Ltd

Meet The Managers 2019 26 September 2019 till 25 September

2020


FPI19070011 Unlimited People Consulting (Pty)

Ltd

Professional Selling Skills for the

Financial Industry

October 2019 till September 2020 Verifiable CPD activity 10.5

FPI19070012 Avior Capital Markets (Pty) Ltd Avior 2019 Summit 18 july 2019 - 18 july 2020 Verifiable CPD activity 5

FPI19070013 Sanlam Life Insurance Limited 2019 CFA institute Wealth Management

Conference

15 August 2019 - 15 Agust 2020 Verifiable CPD activity 11


(Pty) Ltd

Economic and political risk 24th May 2019 Verifiable CPD activity 1.5


Managers (Pty) Ltd


Development Session Durban

01 July 2019 till 31 June 2020 Verifiable CPD activity 1.5

FPI19070016 VAPS Consulting (Pty) Ltd Bribery & Corruption 1 July 2019 - 31 May 2020 Verifiable CPD activity 6

FPI19070017 Liberty Corporate Financial Advisors Economic and

Investment Update Session




Prudential Report Back October 2019 till September 2020 Verifiable CPD activity 0.5


Limited (Pty) Ltd

Namibian update 01 July 2019 till 31 June 2020 Verifiable CPD activity 1


Ltd

Zebra Zone follow up sessions july 2019 03-04 June 2019 Verifiable CPD activity 0.5

FPI19070021 Prima Research (Pty) Ltd SA Consumer Update – Food services,

household goods and pharmaceutical

retail

01 june 2019 - 31 may 2020 Verifiable CPD activity 1


Ltd

Taking Stock Bloem 01 July 2019 till 31 June 2020 Verifiable CPD activity 1.5


Holdings

Planning for retirement 23 July and 25 July 2019 Verifiable CPD activity 12

FPI19070024 Liberty Corporate Understanding Default Regulations 18 june - 21 july 2019 Verifiable CPD activity 1.5

FPI19070025

Asset TV (Pty) Ltd

ESG Masterclass 31 July 2019 till 31 June 2019 Verifiable CPD activity 1

FPI19070026 Liberty Group Limited DPFM - Fundamentals of Financial

Planning

July 2019 till 31 June 2020 Verifiable CPD activity 8


Development

2019 Webinar: Using Technology to

build and maintain client relationships

15 April 2019 16 April 2019

17 April 2019


FPI19070028 ICTS Legal Services (Pty) Ltd ICTS Legal June Forum 2006 1 July 2019 - 31 May 2020 Verifiable CPD activity 2


Development

2019 Webinar: Current developments

relating to short term insurance in SA

5, 6 july 2019 Verifiable CPD activity 1

FPI19070030 OUTsurance Insurance Company Sales Training 4-18 June 2019 Verifiable CPD activity 18


Development

2019 Webinar: GAP cover, NHI and

legislation in healthcare

July 2019 Verifiable CPD activity 1


Development

2019 Webinar: Low cost benefit options July 2019 – June 2020 Verifiable CPD activity 1

FPI19070033 ABSA Group Limited ABSA fixed income franchise 16-Jul-19 Verifiable CPD activity 1.5

FPI19070034 LMS Life Counselling CC Ethics in Finance 01 August 2019 Verifiable CPD activity 2


Development

Investment Planning for Business

Owners

10 july 2019 Verifiable CPD activity 2


Ltd

Invest with Faith 23 July 2019 22 June 2020 Verifiable CPD activity 0.5

FPI19070037

Asset TV (Pty) Ltd

DFM Masterclass 12 June 2019 Verifiable CPD activity 1

FPI19070038 OUTsurance Insurance Company Sales Training 27 May 2019 28 May 2019

29 May 2019


FPI19070039 Coronation Management Company FacetoFace 03 September 2019 till 31 May 2020 Verifiable CPD activity 3


Holdings

Supervision 05 September 2019 till 31 May 2020 Verifiable CPD activity 4


Commercial Lines

17 July 2019 19 July 2019

23 July 2019



Holdings

Investment Roadshow 15th

July 2019 – 18th


FPI19070043 NBC Holdings (Pty) Ltd Legal Seminar 17 & 19 July 2019 Verifiable CPD activity 4

FPI19070044 Masthead (Pty) Ltd Regulatory Update – Open Day 01st July 2019 – 01st July 2020 Verifiable CPD activity 1

FPI19070045 CFA Society South Africa Valuations and Portfolio Construction

Masterclass with Dr Ronald Kahn

23rd

July 2019 – 31st August 2019 Verifiable CPD activity 3

FPI19070046 ABSA Group Limited External Distribution Chanel – Property

Equity Lunch/Breakfast

17th

& 18th

July 2019 | 02nd

August

2019 | 10th

September 2019


FPI19070047

Asset TV (Pty) Ltd

Fixed Income session 01st September 2019 – 01

st September

2020



Ltd

Investment Managers Conference 01 July 2019 till 31 June 2020 Verifiable CPD activity 4.5


Limited (Pty) Ltd

Business Transformation workshop 1 25 June 2019 Verifiable CPD activity 5


Ltd

TCF, Complaints Resoluion Policy 09 & 10 May 2019 Verifiable CPD activity 2

FPI19070051 OUTsurance Insurance Company OUTcential OUTFO 13 August 2019 14 August 2019

15 August 2019

16 August 2019 20 August 2019



Limited (Pty) Ltd

Business & Investment Update East

London



Limited (Pty) Ltd

Offshore Update 1 august 16 July 2019 till 15 July 2020 Verifiable CPD activity 1.5

FPI19070054 Old Mutual Personal Finance PFA top 50 advisors 14 June 2019 Verifiable CPD activity 1

FPI19070055 Spectacular Training &

Conferences

Corporate Governance 02 August 2019 04 September

2019 31 January 2020



(Pty) Ltd

PSG Wealth Product and Platform

Feedback Session - Port Elizabeth 12

June

23 July 2019 - 22 July 2020 Verifiable CPD activity 0.5

FPI19070057 ABSA Group Limited EDC Fixed Income Lunch May 2019 11 July 2019 Verifiable CPD activity 1

FPI19070058 ASISA Academy Financial Services Industry Overview

Blitzcamp

19 July 2019 till 18 July 2020 Verifiable CPD activity 5.5

FPI19070059 ASISA Academy ASISA Academy Investment

Management Overview Blitzcamp

11-Jul-19 Verifiable CPD activity 6

FPI19070060 Liberty Group Limited Morning of Learning/Afternoon of

Learning

18 & 29 July 201 Verifiable CPD activity 1


Holdings

Outcomes matter 06 august 2019 - 06 august 2020 Verifiable CPD activity 2


(Pty) Ltd

quartley investment committee

meeting

19th

July 2019 Verifiable CPD activity 1.5

FPI19070063

Asset TV (Pty) Ltd

CPD in SA 15 May 2019 Verifiable CPD activity 0.5

FPI19070064 Old Mutual Wealth PCS Insight Exchange 27 & 28 June 2019 Verifiable CPD activity 1

FPI19070065 Sanlam Life Insurance Limited Business Assurance Masterclass; Buy &

Sell

16 July 2019 to 31 May 2020 Verifiable CPD activity 3

FPI19070066 Old Mutual Personal Finance Replacement of Risk Policies – RDR

Proposal OO

01 August 2019 till 31 July 2020 Verifiable CPD activity 1.5



Leveraging on Emotional Intelligence 01 August 2019 till 31 July 2020 Verifiable CPD activity 2


Limited (Pty) Ltd

Offshore Update 25 June 2019 01 August 2019 till 31 July 2020 Verifiable CPD activity 2

FPI19070069 Old Mutual Personal Finance CoDa Mid-Year Business Session 10-Jul-19 Verifiable CPD activity 7


Limited (Pty) Ltd

Independent Insights 2019 20th

& 22nd

August 2019 Verifiable CPD activity 2

FPI19070071 Sanlam Life Insurance Limited Practice Management Masterclass

Workshop

01 July 2019 till 31 June 2020 Verifiable CPD activity 3


Trusts Limited

Marketing and Advertising Updates 01 July 2019 till 31 June 2020 Verifiable CPD activity 1.5


Services (Pty) Ltd

CEB Diagnosis 01 July 2019 till 31 June 2020 Verifiable CPD activity 2.5

FPI19070074 Jaltech (Pty) Ltd Section 12J Training Seminar 13 May 2019 Verifiable CPD activity 1.5

FPI19070075 Noble Private Portfolios (Pty) Ltd Noble PP Investment Seminar 28 - 30 July 2019 Verifiable CPD activity 5

FPI19070076 Nedgroup Investments (Pty) Ltd Investment Summit 2019 01st August 2019 Verifiable CPD activity 6.5

FPI19070077 Associated Compliance Marine Insurance - Making digital work 01st July 2019 – 01

st July 2020 Verifiable CPD activity 1.5


Limited (Pty) Ltd

GEPF 01st July 2019 – 01



Ltd

Zebra Zone 31 july & 01 August 2019 Verifiable CPD activity 1.5



Regulatory Update 09 July & 10 July 2019 Verifiable CPD activity 3.5

FPI19070081 Efficient Private Clients (Pty) Ltd The Market Call 23-29 May 2019 Verifiable CPD activity 1.5

FPI19070082 Elite Wealth Management(Pty) Ltd Select Manager Investment Meeting May

2019

10 - 25 July 2019 Verifiable CPD activity 3

FPI19070083 Sanlam Life Insurance Limited Elite Workshop#2 01 July 2019 till 31 June 2020 Verifiable CPD activity 6.5

FPI19070084 Black Onyx Mastering the Six Traits of Executive

You

13 August 2019 Verifiable CPD activity 3.5

FPI19070085 Black Onyx Mastering Your Ethical Intelligence 30 July 2019 01 August

2019

05 August 2019 07 August


FPI19070086 Black Onyx Presentation Skills for Finance

Professionals and Executives

16 July 2019 till 15 July 2020 Verifiable CPD activity 2.5

FPI19070087 Black Onyx Rethinking the Boardroom: Make Your

Board a Point of Competitive Advantage




Incompass Offshore 01 August 2019 till 31 July 2020 Verifiable CPD activity 1


Development

Social Media Marketing Masterclass 14th

– 20th


FPI19070090 ABSA Group Limited Wealth Credit Masterclass - Part Two 05 July 2019 Verifiable CPD activity 2

FPI19070091 ABSA Group Limited Wealth Credit Masterclass - Part Two 06 August 2019 Verifiable CPD activity 2.5



Introduction to Smart Beta 31 July 2019 1 August 2019 21

August 2019


FPI19070093 Old Mutual Corporate KIC -Competitior analysis 20-May-19 Verifiable CPD activity 1.5

FPI19070094 IRFA Annual Conference 15-May-19 Verifiable CPD activity 8.5

FPI19070095 Sanlam Life Insurance Limited Select Close Up 25-31 July 2019 Verifiable CPD activity 2.5



Fundamentals of financial investment

planning II




Understanding financial cirses 01 August 2019 till 31 July 2020 Verifiable CPD activity 8


Ltd

ims Academy 2019 01 August 2019 till 31 July 2020 Verifiable CPD activity 9.5


(Pty) Ltd

Wealth Associates Investment Forum

and Pitstop


FPI19070100 Associated Compliance Emerald Risk Transfer Reinsurance

Update

23-29 May 2019 Verifiable CPD activity 2

FPI190700101 Coronation Management Company Conversations with Coronation – Global

Developed and Emerging Markets

10 - 25 July 2019 Verifiable CPD activity 1

FPI19070102 ABSA Group Limited GEPF Knowledge Session 01 July 2019 till 31 June 2020 Verifiable CPD activity 2


South Africa

Analyst Masterclass 2019 12-Aug-19 Verifiable CPD activity 2


Ltd

Investment Think Tank 2019 30 July 2019 01 August

2019

05 August 2019 07 August



Services (Pty) Ltd

KI Training 16 July 2019 till 15 July 2020 Verifiable CPD activity 3

FPI19070106 Integrity Academy (Pty) Ltd Overcoming Sales Objectives 01 August 2019 till 31 July 2020 Verifiable CPD activity 6

FPI19070107 Integrity Academy (Pty) Ltd Dealing with difficult customers 01 August 2019 till 31 July 2020 Verifiable CPD activity 6.5


Ltd

Discovery Invest Roadshow 14th

– 20th



Ltd

Glacier Asset Manager Day: Sanlam

Private Wealth


FPI19070110

FIA (Financial Intermediaries Association of Southern Africa (NPC)

In-depth sessions covering Disability,

Medical, Underwriting, Claims

processes in general



Ltd

Glacier Life Investment Summit: South 31 July 2019 1 August 2019 21

August 2019



Ltd

Noah Roadshow 20-May-19 Verifiable CPD activity 1


Ltd

BOML Research 15-May-19 Verifiable CPD activity 18


Ltd

Goldman Sachs 25-31 July 2019 Verifiable CPD activity 3.5

FPI19070115 Foord Asset Management (Pty) Ltd Forward Thinking Conversations 01 August 2019 till 31 July 2020 Verifiable CPD activity 2



Cyber Security, GDPR and its

applicability to the Financial Sector




Coaching and Mentoring Skills for FAIS

Supervisors




Compliance Regulatory Environment

Developing a CRMP




Trustee Training Fundamentals -2-pf130

governance

01 August 2019 till 31 July 2020 Verifiable CPD activity 2


Managers (Pty) Ltd

STANLIB Global Equity Update 15 July 2019 17 July 2019 18

July 2019

19 July 2019 25 July 2019


FPI19080002 CFA Society South Africa Patience Premium for Long-Term

Investing in the stock markets –

Webinar

July 2019 Verifiable CPD activity 0.5

FPI19080003 Sanlam Life Insurance Limited Economic Overview Workshop Session 16 July 2019 Verifiable CPD activity 1.5



Discretionary Fund Manager Investment

Session

06th

– 27th



Limited (Pty) Ltd

HS Network AGM - March 2019 11-13 March 2019 Verifiable CPD activity 10.5

FPI19080006 Integrity Academy (Pty) Ltd Call Centre Training 01st July 2019 – 31 June 2020 Verifiable CPD activity 7.5


(Pty) Ltd

2019 Fund Committee Due Diligence

Meeting

25-Jul-19 Verifiable CPD activity 4

FPI19080008 Horizon Compliance FICA & AML 01st July 2019 – 01




Cyber Security Compliance for the

financial sector: POPI Act




Cyber Security, PII and Secure Data

Management




Automotive Finance and Insurance -

Customer Service




Trustee Training Fundamentals – 1

–Duties of the Trustee Board

01st July 2019 - 01

st July 2020 Verifiable CPD activity 2



Trustee Training Fundamentals – 4 –

Death Benefits Disposition

01st July 2019 - 01




Effective interpersonal skills in an

advice-giving context

01st July 2019 - 01




Compliance Principles of Materiality 01st July 2019 - 01


FPI19080016 Prima Research (Pty) Ltd Food Producers – Sector update (PFG,

RFG and TBS)

22 July 2019 to 31 July 2019 Verifiable CPD activity 1


Ltd

Glacier Roundtable Session Q3 17 July 2019 Verifiable CPD activity 1


Ltd

Cross Border Considerations July 2019 29 July 2019 till 28 July 2020 Verifiable CPD activity 1

FPI19080019 Novia One Group (Pty) Ltd Colour Accounting 2020 01 June 2019 till 31 May 2020 Verifiable CPD activity 5.5


(Pty) Ltd

Ric Deverell, Global Economy and

Investment Views

20 August 2019 21 August 2019 22

August 2019



Ltd

Old Mutual Wealth Engage 01st – 31



Ltd

Taking Stock Winter 2019 02nd

August 2019 – 06th

August 2019 Verifiable CPD activity 1.5


Ltd

Taking Stock Winter 2019 30 - 31 July 2019 Verifiable CPD activity 1.5



Four Investment Worldviews 19-Jun-19 Verifiable CPD activity 1

FPI19080025 Investec Bank Limited Intermediary Tax and Exchange Control

Training

12th

– 13th

September 2019 Verifiable CPD activity 2.5

FPI19080026 Investec Bank Limited Financial Crime Compliance –

Intermediary Update

21 August 2019 - 31 October 2019 Verifiable CPD activity 2



Estate Planning 1 Aug 2019 - 01 Aug 2020 Verifiable CPD activity 2

FPI19080028 Masthead (Pty) Ltd Develop a Risk Management Plan to

protect your business, employees and

clients 2019



Managers (Pty) Ltd


Development Session Cape Town


FPI19080030 Masthead (Pty) Ltd Tax and other aspects of Retirement

Funds and Investments



(Pty) Ltd

Forex Investment Concepts 01 August 2019 till 31 July 2020 Verifiable CPD activity 4



Alexabder Forbes - Market and Core

Range Update


FPI19080033 Full Value Financial Services (Pty)

Ltd

Bond Principles for Financial Advisors

and Investors


FPI19080034 VAPS Consulting (Pty) Ltd Quarterly Compliance Meeting 10 August 2019 until 09 August 2020 Verifiable CPD activity 1

FPI19080035 Fundhouse Advisor (Pty) Ltd Q2 Investment Update 15 July 2019 – 07 August 2019 Verifiable CPD activity 2



Trustee Training Fundamentals 3 –

Retirement Fund Rules



Proprietary Limited

Ashburton Investment Dinner Club for

IFA’S /Wealth Managers

30 July 2019 06 August

07 August 2019



Ltd

CAM – Hedge Funds 22 July 2019 to 31 July 2019 Verifiable CPD activity 0.5

FPI19080039 Ascension Business Academy (Pty)

Ltd

Introduction to Reinsurance 01st August 2019 – 01

st August 2020 Verifiable CPD activity 3.5

FPI19080040 Nedgroup Investments (Pty) Ltd Nedgroup Investment Engage 2019 28-Aug-19 Verifiable CPD activity 4




default regulations


FPI19080042 FISA 9th Annual Confernece 05-Sep-19 Verifiable CPD activity 5.5

FPI19080043 PPS Investments (Pty) Ltd Unpacking EAC 06 Aug 2019 Verifiable CPD activity 1

FPI19080044 Old Mutual Corporate RCS Webinar 28 Aug 2019 Verifiable CPD activity 0.5

FPI19080045 Nedgroup Investments (Pty) Ltd Nedgroup Investment 10yr Anniversary

Core Roadshow 2019

5-8 August 2019 Verifiable CPD activity 1

FPI19080046 Old Mutual Corporate @The Forefront 13 May 2019 till 25 July 2019 Verifiable CPD activity 0.5

FPI19080047 Enhance IFA Solutions (Pty) Ltd Risk Profile & Due Diligence Workshop 11 September 2019 tilll 10 September

2020


FPI19080048 Sanlam Life Insurance Limited Short-term: Personal Lines COB module 01 June 2019 till 31 May 2020 Verifiable CPD activity 10.5

FPI19080049 Sanlam Life Insurance Limited Short-term: Commercial Lines COB

module



Ltd

Policyholder Protection Rules 01st August 2019 – 01


FPI19080051 VAPS Consulting (Pty) Ltd TCF 02 Aug 2019 - 02 Aug 2020 Verifiable CPD activity 4.5


Ltd

CAM Roadshow 12 August 2019 13 August 2019 15

August 2019

16 August 2019


FPI19080053 Associated Compliance Legislative Update May 2019 01 June 2019 till 31 December 2019 Verifiable CPD activity 0.5

FPI19080054 Associated Compliance Legislative Update June 2019 15 August 2019 till 14 August 2019 Verifiable CPD activity 1

FPI19080055 Associated Compliance Legislative Update June 2019 01 July 2019 till 31 June 2019 Verifiable CPD activity 1

FPI19080056 Associated Compliance FIC Guidance Note 28 4B 01 June 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI19080057 Sasfin Financial Advisory Services Beyond Global Weath and into the

Future

29 August 2019 05 September 2019 Verifiable CPD activity 1.5

FPI19080058 Associated Compliance GIB Claims Settlement Training 26 June 2019 | 10 July 2019 Verifiable CPD activity 1.5

FPI19080059 Masthead (Pty) Ltd Liquidity on death in the cas eof

different matrimonial regimes

14 Aug 2019 - 14 Aug 2020 Verifiable CPD activity 2.5

FPI19080060 Associated Compliance GIB Claims Process Training 11 June 2019 Verifiable CPD activity 2.5

FPI19080061 SA Asset Management Quarterly Economic Overview and Fund

Update


FPI19080062 Masthead (Pty) Ltd Trust and the taxation of trusts 14 August 2019 Verifiable CPD activity 2.5


(Pty) Ltd

Illana Melzer, views into the developing

lower end housing market

02 September 2019 03 September

2019




Essential Meeting Skills 01 August 2019 till 31 July 2020 Verifiable CPD activity 2.5



Trust Training 9 Prohibition on the

acceptance of Gratification


FPI19080066 Sanlam Life Insurance Limited Bluestar Principal Chambers 20 May 2019 21 May 2019 03 June

2019 06 June 2019

07 June 2019 14 June 2019


FPI19080067 1Life Insurance Limited 1Life Vantage Roadshow 20 August 2019 to 29 August 2019 Verifiable CPD activity 1

FPI19080068 Sanlam Life Insurance Limited Q2 Quarterly Investment Meetings 29 July 2019 till 17 September 2019 Verifiable CPD activity 1


Ltd

Class of Business Training - Short-term

Insurance: Personal Lines



Ltd

Class of Business Training - Short-term

Insurance: Commercial Lines



Ltd

Treating Custumers Fairly 01 August 2019 till 31 July 2020 Verifiable CPD activity 3.5

FPI19080072 OUTsurance Insurance Company Class of Business: Long-term Insurance 01 August 2019 till 31 July 2020 Verifiable CPD activity 12.5


Services (Pty) Ltd

Hot Topics Q2 2019 24 July 2019 23 July 2019 25 July 26

July 2019


FPI19080074 Liberty Group Limited DPFM Business Planning 2019 01 August 2019 till 31 July 2020 Verifiable CPD activity 6.5

FPI19080075 Associated Compliance Hollard Life Disability Insurance Update

2019


FPI19080076 Associated Compliance Hollard Quarterly Insights - June 2019 August 2019 till December 2019 Verifiable CPD activity 1


Ltd

Training 07 August 2019 12 August 2019 19

August 2019 20 August 2019 22

August 2019 03 September 2019 11


FPI19080078 Simply Learn CC Ethics in Financial Services

Organisations


FPI19080079 Investec Bank Limited FAIS Expose (Annual FAIS Awareness

Training)

25 June - 31 July 2019 Verifiable CPD activity 2.5



Study Guide – Pages 33-37 01 Aug 2019 - 01 Aug 2020 Verifiable CPD activity 3.5


Ltd

GI Tax Session 26 July 2019 till 25 July 2020 Verifiable CPD activity 1


Ltd

Market and Funds outlook with our

portfolio managers

23 July 2019 15 July 2019 Verifiable CPD activity 1


Ltd

South Africa’s economy impacted by

Global Events and the three things that

history teaches us about Investing



Ltd

Economic Overview Q3 05 August 2019 Verifiable CPD activity 1.5


(Pty) Ltd

Think Indexing Conference 20 June 2019 Verifiable CPD activity 5

FPI19080086 ABSA Group Limited Excellence is the Product of Choice -

Absa Linked Investments

01Spetember 2019 Verifiable CPD activity 3


Proprietary Limited

Fixed Income Workshop 12 August 2019 14 August 2019

15 August 2019

16 August 2019 04 September 2019



(Pty) Ltd

Eighty 20, Live, Work, Play and shop 10 September 2019 11 September

2019



Ltd

POPI Act Workshop 01 August 2019 till 31 July 2020 Verifiable CPD activity 3.5


Managers (Pty) Ltd

INN8 Faith Liversedge Webinar 21 August 2019 Verifiable CPD activity 1

FPI19080091 2IP (Pty) Ltd The Global Macro Economic Backdrop

and its Relevance to the Investment

Environment Q3 & Q4

19th

– 29th

August 2019 | 18th

November 2019 – 04th

December 2019


FPI19080092 Associated Compliance TRA Fire and Thatch Risk Mitigation

training

February 2019 Verifiable CPD activity 2


Ltd

Medical Schemes Product Design 20 August 2019 21 August 2019 22

August 2019




Ltd

Managed Care 13 August 2019 14 August 2019 15

August 2019 03 September 2019

12 September 2019 18



Ltd

History of Health funding programme 27 August 2019 29 August 2019

11 September 2019



FPI19080096 Sanlam Life Insurance Limited Understanding CPD 01 June 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI19080097 CFA Society South Africa CFA Society South Africa Impact

Investing seminar at Leaderex


FPI19080098 Sanlam Life Insurance Limited Satrix Factor Investing Conference -

CPT

09 September 2019 Verifiable CPD activity 1.5

FPI19080099 Sanlam Life Insurance Limited Satrix Factor Investing Conference -

JHB



Ltd

FICA Training Workshop 01st Aug 2019 - 01st Aug 2020 Verifiable CPD activity 6.5

FPI19080101 Associated Compliance HIC Motor Fleets 01st June 2019-01st June 2020 Verifiable CPD activity 0.5

FPI190800102 Liberty Group Limited Liberty Regional Investment Summits 19 August 2019 20 August 2019

23 August 2019

27 August 2019 28 August 2019


FPI190800103 Santam Limited Risk identification Assessment 01 August 2019 till 31 July 2020 Verifiable CPD activity 14

FPI190800104 Santam Limited Claims Management Framework 01 August 2019 till 31 July 2020 Verifiable CPD activity 2.5

FPI190800105 Santam Limited Did You Know Programme 01 August 2019 till 31 July 2020 Verifiable CPD activity 1.5


South Africa

Analyst Masterclass 18 September 2019 Verifiable CPD activity 1


Development

COFI and How it applies to Health

Services



Development

Medical Scheme Demographis 27 August 2019 till 26 August 2020 Verifiable CPD activity 1.5



Compliance Risk Management Process 01 August 2019 till 31 July 2020 Verifiable CPD activity 3.5


Ltd

Dinner with Investec 06-Aug-19 Verifiable CPD activity 1

FPI190800111 Sanlam Life Insurance Limited In Conversation with Sanlam Corporate 20 - 27 Aug 2019 Verifiable CPD activity 3.5


Development

2019 Webinar: Medical schemes and

health insurance primary care



Ltd

Expected Returns 23 August 2019 - 23 August 2020 Verifiable CPD activity 0.5


Limited (Pty) Ltd

Allan Gray Insights Tech Talk 31 July

2019


FPI190800115 Bridge Fund Managers (Pty) Ltd TCF Training 01 August 2019 till 31 July 2020 Verifiable CPD activity 1.5


Insurance (Pty) Ltd

Class of Business Training: Investments 01 September 2019 till 31 August 2020 Verifiable CPD activity 9


Insurance (Pty) Ltd

Class of Business Training: Long-term

Insurance

01 September 2019 till 31 August 2020 Verifiable CPD activity 8.5


Ltd

Fundamentals of Short-term Insurance 1 August 2019 – 31 May 2020 Verifiable CPD activity 4.5


Ltd

Business Insurance: Liability class 01 August 2019 till 31 July 2020 Verifiable CPD activity 1.5

FPI190800120 Old Mutual Wealth Treating Customers Fairly Module 01st August 2019 – 01

st August 2019 Verifiable CPD activity 2

FPI190800121 Old Mutual Wealth Fiduciary Services Module 01st August 2019 – 01




Compliance Programme 01 july 2019 - 01 july 202 Verifiable CPD activity 3.5


(Pty) Ltd

Coronation Celebrating Woman’s Day

2019

06th

& 07th


FPI190800124 Sanlam Life Insurance Limited CPD Materslass 03rd

September 2019 – 03rd

September

2020


FPI190800125 Bridge Fund Managers (Pty) Ltd 2019 - FICA Training 01 Aug 2019 - 01 Aug 2020 Verifiable CPD activity 1.5


Holdings

Momentum Elite Business Breakfast 3 September 2019 6 September 2019

9 September 2019


FPI190800127 Efficient Private Clients (Pty) Ltd The Market Call 23 August 2019 Verifiable CPD activity 1.5


(Pty) Ltd

Wealth Product & Platform Meeting 24 July 2019 23 July 2019 25 July

26 July 2019



Development

2019 Webinar: Medical Scheme

Judgments

29th




Ltd

Investment Insight 13 August 2019 - 13 August 2020 Verifiable CPD activity 2

FPI190800131 Anchor Group Limited Pension Fund Benefits 01 June 2019 till 31 May 2020 Verifiable CPD activity 9



Q2 Investment Committee Report back 22 July 2019 24 July 2019 25 July

2019 26 July 2019 29 July

2019 30 July 2019 31 July



Ltd

Glacier Asset Manager Day East London 06 August 2019 Verifiable CPD activity 3.5


Services (Pty) Ltd

Junior Consultants Workshop 26-Jul-19 Verifiable CPD activity 2


Holdings

Momentum Global Investment

Management Insights Workshop

23-Sep-19 Verifiable CPD activity 3.5


Development

2019 Webinar: Legislation pertaining to

health care industry



Development

2019 Webinar: 2019 Tax Season 1 July 2019 - 01 July 2020 Verifiable CPD activity 1


Ltd

Requesting a survey report workshop 01 August 2019 till 31 July 2020 Verifiable CPD activity 2


Managers (Pty) Ltd

Listed Property Update 27 August 2019 28 August 2019

29 August 2019



FPI190800140 Associated Compliance Hollard Broker CPD Event 01 August 2019 till 31 May 2020 Verifiable CPD activity 1


Limited (Pty) Ltd

Webinar: Making Ethical decisions 15 July 201 till 14 July 2020 Verifiable CPD activity 1


Ltd

What is Effective Annual Cost 01 June 2019 till 31 May 2020 Verifiable CPD activity 1.5



Managed Portfolio Report backs 23th July 2019 | 24th

July 2019 | 31st

July 2019



Limited (Pty) Ltd

Allan Gray Local Fund Provider 03 September 2019 05

September 2019 10 September




Limited (Pty) Ltd

Webinar: Ethics a shared meaning 15th

July 2019 – 15th



Ltd

FAIS BN194 Workshop 01st August 2019 – 01


FPI190800147 Associated Compliance Hollard Insure TCF Overview 01st September 2019 – 31

st August

2020


FPI190800149 Liberty Group Limited Replacement Advice Record - RAR -

Risk Replacements


FPI190800149 Anchor Group Limited Risk Management and Compliance 01 June 2019 till 31 May 2020 Verifiable CPD activity 4


Limited (Pty) Ltd

My role regarding Ethics 17 July 201 till 16 July 2020 Verifiable CPD activity 1


Ltd

Market Update 14 August 2019 Verifiable CPD activity 2

FPI190800152 Coronation Management Company Conversations with Coronation - August

& September 2019

21 August 201 28 August 2019 29

August 2019 30 August 2019




Holdings

Investment Capabilitites Workshop 29 August 2019 Verifiable CPD activity 1

FPI190800154 Boutique Collective Investments Boutique Collective Investments

Seminar

05th

September 2019 – 12th

September

2019


FPI190800155 Liberty Group Limited Quantum Leadership: Workshop 2 -

Grow Your Business

16th September 2019 – 15th

September 2020


FPI190800156 Nedbank Limited Nedbank Private Wealth Investments

Monthly stratcom

01 August 2019 till 31 May 2020 Verifiable CPD activity 3.5



Introduction to Goal based Financial

Planning




Policy and Procedure writing 01 August 2019 till 31 July 2020 Verifiable CPD activity 2.5


Development

2019 Webinar: Further developments in

healthcare

03 October 2019 till 02 October 2020 Verifiable CPD activity 1.5

FPI190800160 Anchor Group Limited Anchor FA Roadshow – August 2019 27th

August 2019 – 03rd

September

2019



Development

Centre for Professional Development a

division of FPI NPC

24th


September

2020



Development

2019 Webinar: Economic Update 2 17th


September

2020



Trusts Limited

Insurance Act, Governance and

Standards and ORSA requirements

23 August 2019 till 31 May 2020 Verifiable CPD activity 2


Limited (Pty) Ltd

Unpacking the death claims process

JHB

26 September 2019 16 October

2019 17 October 2019



Limited (Pty) Ltd

Unpacking the death claims process

BFN

27 August 2019 28 August 2019 Verifiable CPD activity 3.5

FPI190800166 Liberty Group Limited Investment Conference 03, 04, 05 September 2019 Verifiable CPD activity 3.5


Managers (Pty) Ltd

INN8 Practise Management CT 14 Aug 2019 - 14 Aug 2020 Verifiable CPD activity 1.5

FPI190800168 Sygnia Asset Management Sygnia Roadshow October 2019 15 October 2019 22 October 2019

23 October 2019 24 October 2019


FPI190800169 Sanlam Life Insurance Limited Distribution Sales Exco Meeting July

2019

30 & 31 July 2019 Verifiable CPD activity 0.5

FPI190800170 Financial Services Conduct

Authority (FSCA)

FAIS Workshops 05 September 2019 10 September

2019 27 September 2019 10

October 2019 14 October 2019


FPI190800171 Cadiz Funds (Pty) Ltd Meet our managers - Building equity

portfolios

04 September 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI190800172 Cadiz Funds (Pty) Ltd Meet the managers – Building Multi-

asset portfolios


FPI190800173 Cadiz Funds (Pty) Ltd Meet our managers - Building equity

portfolios


FPI190800174 Sygnia Asset Management Fionsolnet Cape Quarterly Meeting 30 August 2019 Verifiable CPD activity 1

FPI190800175 Circulus Online 7 Habits to Build a Legendary Financial

Services Practice

01 aug 2019 - 01 Aug 2020 Verifiable CPD activity 1


Limited (Pty) Ltd

Allan Gray Update | Momentum

Financial Planners


FPI19090001 Old Mutual Wealth Risk and Joint Planning Module 14 February 2019 till 13 February 2020 Verifiable CPD activity 6

FPI19090002 NBC Holdings (Pty) Ltd Treating Customers Fairly 19 August till 30 September 2019 Verifiable CPD activity 4.5


Managers (Pty) Ltd

The Conduct of Financial Institutions

Bill (COFI) and its relevance to the

medical schemes industry



(Pty) Ltd

Understanding the new Regulatory

structure of the FSCA

01 September 2019 till 31 August 2020 Verifiable CPD activity 8



Basic Business Budgeting Skills 01st July 2019 - 31 June 2020 Verifiable CPD activity 2.5



Introduction to Debarment in South

Africa

01st July 2019 - 31 June 2020 Verifiable CPD activity 3.5



Compliance Risk Identification and

Analysis

01st July 2019 - 31 June 2020 Verifiable CPD activity 3.5


Development

2019 Webinar: International healthcare

providers

10th

September 2019 - 10th

September 2020


FPI19090010 NBC Holdings (Pty) Ltd Conflict Of Interest Training 19th




(Pty) Ltd

Policy Holder Protection Rules for Long-

term Insurance CPD course


FPI19090013 Boutique Collective Investments Boutique Collective Investments 06th


FPI19090014 Boutique Collective Investments Worcester - Boutique Collective

Investments Seminar

28th



Development

2019 Retirement and Investment Forum

– JHB

16 Sept 2019 Verifiable CPD activity 4


Ltd

Amity Masterclass - Connecting wealth

to life


FPI19090021

FIA (Financial Intermediaries Association of Southern Africa (NPC)

FAIS Ombud – The Office/Case

Studies/Problem Areas/Recent Trends

11 September 2019 till 31 May 2020 Verifiable CPD activity 1


(Pty) Ltd

The process of debarment 01 September 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI19090027 Prima Research (Pty) Ltd Shedding light on Eskom 09 Sept2019 – 25 Sept 2019 Verifiable CPD activity 1


Ltd

Glacier IdeasLab 2019 (Cape Town) 20 August 2019 Verifiable CPD activity 2


Ltd

IdeaLab 2019 21-23 Aug 2019 Verifiable CPD activity 2



Compliance Advice 01 Sept 2019 till 31 Aug 2020 Verifiable CPD activity 4.5




Annual Financial Statements

01 Sept 2019 till 31 Aug 2020 Verifiable CPD activity 1.5



Compliance Regulatory Requirements 01 Sept 2019 till 31 Aug 2020 Verifiable CPD activity 2.5


Development

2019 Retirement and Investment CT 18 September 2019 Verifiable CPD activity 4

FPI19090040 Circulus Online Buy and Sell Pitfalls and Implications 18 September 2019 Verifiable CPD activity 1




Retirement Fund Contribution Reg

01st July 2019 – 01st July 2020 Verifiable CPD activity 1.5



Trustee Training Fundamentals 5 -

Regulation 28: Investment Limits

and Reporting

01st July 2019 – 01st July 2020 Verifiable CPD activity 1.5



Effective Presentation skills for advisors 01st July 2019 – 01st July 2020 Verifiable CPD activity 3.5


Services (Pty) Ltd

NHI and advise presentation 16 Aug 2019 - 16 Aug 2020 Verifiable CPD activity 2


Limited (Pty) Ltd

Webinar | By Default: A Practical

Review of Annuity Regulations and

Strategies

04 Sept 2019 - 04 Sept 2020 Verifiable CPD activity 1

FPI19090046 Associated Compliance Tax Audit Risks 01st June 2019 - 31st May 2020 Verifiable CPD activity 0.5

FPI19090047 Associated Compliance TRA In depth Lightning Risk and SANS

Standards Training

01st July 2019 - 30 June 2020 Verifiable CPD activity 2

FPI19090049 South African Mozambiquan

Business Agency t/a Quality Group

SA

Golden Visa Offshore Investment

Property Programme


September 2019 10 October 2019

17 October 2019 22 October



Ltd

Understanding Business Interruption

Insurance – A practical workshop



(Pty) Ltd

FAIS Superhero’s Conference 2019 10 Sept 2019 - 09 Sept 2020 Verifiable CPD activity 4

FPI19090059 Associated Compliance AIG Property Risk & Business

Interruption Workshop

September 2019 till 31 May 2020 Verifiable CPD activity 2.5

FPI19090066

Asset TV (Pty) Ltd

Asset TV 01st Sept 2019 - 31st Aug 2020 Verifiable CPD activity 1



Protecting your Information 01st July 2019 - 01st July 2020 Verifiable CPD activity 2.5

FPI19090068 Alexander Forbes Investments Ltd Alexander Forbes Investments Ltd 11 Sept 2019 Verifiable CPD activity 4.5


Development

Retirement and Investment Forum KZN 17 September 2019 Verifiable CPD activity 4


(Pty) Ltd

CoreShares Dividend Aristocrats

Investment Series

18 & 19 Sept Verifiable CPD activity 1.5

FPI19090074 Santam Limited Exco Broker Session 12 September 2019 01 October

2019 03 October 2019



FPI19090075 Old Mutual Corporate EB Focus Sessions 06 Sept 2019 Verifiable CPD activity 2

FPI19090077 PSG Asset Management (Pty) Ltd The PSG Winter Update 2019 22 July 2019 - 01st Aug 2019 Verifiable CPD activity 1



Short & Long Term Deposits 01st Sept 2019 - 31st Aug 2020 Verifiable CPD activity 6



Fundamentals of Financial

Mathemathics




Business Writing Skills 01 September 2019 till 31 August 2020 Verifiable CPD activity 2


South Africa

Analyst Masterclass 17 October 2019 17 Octobr 2019 Verifiable CPD activity 1

FPI19090083 Prima Research (Pty) Ltd SA Telecoms – MTN, Telkom and Sector

key themes

10 September 2019 10 October 2019 Verifiable CPD activity 1


Ltd

Glacier Round Table Cape Town Q3 05 August 2019 06 August 2019

07 August 2019


FPI19090086 Masthead (Pty) Ltd Exceptional Assistant – Improve

Efficiencies to Increase Profits

11 September 2019 till 10 September

2020


FPI19090087 Masthead (Pty) Ltd Understanding the Impact of Fit and

Proper on FSP's KI's and Reps

September 2019 till 31 August 2019 Verifiable CPD activity 3

FPI19090088 Masthead (Pty) Ltd RE 1 & RE 5 Training September 2019 till 31 August 2019 Verifiable CPD activity 7

FPI19090089 Masthead (Pty) Ltd Medihelp Seminar 27 September 2019 till 26 September

2020


FPI19090090 Boutique Collective Investments BCI/PPSI Boardroom Sessions 18 September 2019 Verifiable CPD activity 1.5

FPI19090091 Prima Research (Pty) Ltd overview of the healthcare industry and

the potentioal impact of the NHI

10 - 30 September 2019 Verifiable CPD activity 1

FPI19090092 Sanlam Life Insurance Limited Sanlam Life Group Risk Management

Conference



Services (Pty) Ltd

JEMS Workshop 26 July 2019 Verifiable CPD activity 1

FPI19090094 Bridge Fund Managers (Pty) Ltd BFM Roadshow 10 Sept - 31 Dec 2019 Verifiable CPD activity 1.5

FPI19090095 BrightRock Life Limited Temporary Expenses Roadshow 08 October 2019 till 07 October 2020 Verifiable CPD activity 1



Compliance Introducing Enterprise Risk

Management




Compliance Sampling 01 September 2019 till 31 August 2020 Verifiable CPD activity 1.5

FPI19090098 Nedgroup Investments (Pty) Ltd Legal Update June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19090099 Simeka Consultants and Actuaries

(Pty) Ltd

Simeka Spotlight Session 4 September 2019 12 September

2019


FPI19090100 GTC Pty (Ltd) GTC Retirement Fund Education

Seminar


2020


FPI19090101 Sanlam Life Insurance Limited GWM Feedback Session Q2 2019 13 August 2019 22 August 2019 Verifiable CPD activity 1.5


Holdings

POPIA Awareness Training 01st June 2019 - 31st May 2020 Verifiable CPD activity 0.5


Ltd

Glacier Asset Manager; Allan Gray 06 September 2019 Verifiable CPD activity 1


Ltd

Midlands Roadshow 11-13 September 2019 Verifiable CPD activity 2.5


Ltd

Estate Duty Calculations and Planning 26 September 2019 - 25 Septembeer

2020


FPI19090106 Jason Bernic T/A Success Coaching INSANE Prospecting – Bootcamp for

Financial Advisors



Ltd

Marriott Road Show September 2019 –

Navigating a Sea of ‘Surprises’


2019 17 September 2019 18





Behavioural Economics 11 September 2019 till 10 September

2020



Limited (Pty) Ltd

Behavioural Coaching Progarmme

Module 6

23 & 30 July 2019 25 July 2019

26 July 2019 up to 22 July 2020


FPI19090110 CFA Society South Africa Venture Capital 101 01 September 2019 till 31 August 2020 Verifiable CPD activity 0.5



Managed Portfolio Reportbacks 04 Sept 2019 Verifiable CPD activity 1

FPI19090112 Old Mutual Wealth Apex Summit 3-4 September 2019 Verifiable CPD activity 6.5

FPI19090113 Old Mutual Wealth Personal Finance IFA Summit 3-4 September 2019 Verifiable CPD activity 4

FPI19090114 Old Mutual Wealth Strategic Summit 2-3 September 2019 Verifiable CPD activity 8


Ltd

An Ethical Approach to Wellness

Assessments

01 Sept 2019 - 31 Aug 2020 Verifiable CPD activity 0.5


Ltd

Fighting Financial Crimes in Practice 16 Aug 2019 - 16 Aug 2020 Verifiable CPD activity 1.5


Ltd

Four myths of Investing 1 Sept 2019 - 31 Aug 2020 Verifiable CPD activity 0.5

FPI19090118 Masthead (Pty) Ltd Association Board Meeting 21 August 2019 till 20 August 2020 Verifiable CPD activity 1.5

FPI19090119 Rezco Investment Council (Pty) Ltd Rezco Review 14 October 2019 15 October 2019



FPI190900120 Milpark Education Administration of Deceased Estates

(ADMDE1-OS)


2020


FPI19090121 Milpark Education Construct a portfolio (CCPOR1-OS) 19 September 2019 till 18 September

2020


FPI19090122 Milpark Education Cultural diversity in Financial Planning

(CDFPL1-OS)


2020


FPI19090123 Milpark Education Ethical Investments (EINVE1-OS) 19 September 2019 till 18 September

2020


FPI19090124 Milpark Education The Law as it affects Estate Planning

and Trusts (EPTLA1-OS)


2020


FPI19090125 Milpark Education Marital Regimes (MARRE1-OS) 19 September 2019 till 18 September

2020


FPI19090126 Milpark Education Offshore investments and Governance

(OINVG1-OS)


2020


FPI19090127 Milpark Education Overview of Changes in the Financial

Planning Environment (OCEFPE1-OS)


2020


FPI19090128 Milpark Education Retirement Planning: Tax on Death

(RPTAD1-OS


2020


FPI19090130 Efficient Private Clients (Pty) Ltd The Market Call 20 Sept 2019 Verifiable CPD activity 1.5


Ltd

Full Value Financial Services (Pty) Ltd 01 September 2019 till 31 August 2020 Verifiable CPD activity 4

FPI19090133 Milpark Education Retirement Planning: Tax on Lump-sum

Benefits at Retirement (RPTAR1-OS)


2019


FPI19090134 Milpark Education Risk Planning Products (RPPR1-OS) 19 September 2019 till 18 September

2019


FPI19090135 Milpark Education Section 14 Transfers: Process and

Pitfalls (S14PP1-OS)


2019


FPI19090136 Milpark Education Online Short Course: Shari’ah

Compliant Estate Planning (SHSEP1-OS)


2019


FPI19090137 Milpark Education Online Short Course: Social Media Use

(SMEDU1-OS)


2019


FPI19090138 Milpark Education Social Media Use for Financial Planners

(SMUFP1-OS)


2019


FPI19090139 Milpark Education Social Media Use for Key Individuals

(SMUKI1-OS)


2019


FPI19090140 Milpark Education Online Short Course: Short-term

Insurance (STINS1-OS)


2019


FPI19090141 Milpark Education Online Short Course: Section 37C:

Disposal of Death Benefits


2019


FPI19090142 Milpark Education Consequences of non-disclosure

(CONND1-OS)


2019


FPI19090143 Fundhouse Advisor (Pty) Ltd Investment Insight 11 - 12 September 2019 Verifiable CPD activity 7.5

FPI19090144 Boutique Collective Investments Committee meeting 28 July 2019 - 13 Aug 2019 Verifiable CPD activity 1.5

FPI19090145 Milpark Education Disability Cover 19 September 2019 - 18 August 2020 Verifiable CPD activity 2


(Pty) Ltd

Wealth Servcies 21-Aug-19 Verifiable CPD activity 2

FPI19090147 Milpark Education Divorce and Retirement Fund Benefits

(DRFBE1-OS)

19 September 2019 - 18 August 2020 Verifiable CPD activity 2

FPI19090148 Milpark Education Retirement Planning | Tax planning 19 September 2019 - 18 August 2020 Verifiable CPD activity 2

FPI19090149 Milpark Education Ethics & Practice Standards

Management


FPI19090150 Milpark Education Health Services Benefits (HESBN1-OS) 19 September 2019 - 18 August 2020 Verifiable CPD activity 5.5

FPI19090151 Milpark Education Tax and Investments (ITAXI1-OS) 19 September 2019 - 18 August 2020 Verifiable CPD activity 2

FPI19090152 Milpark Education Tax and Investments (ITAXI1-OS) 19 September 2019 - 18 August 2020 Verifiable CPD activity 2

FPI19090153 Milpark Education Pre-Retirement Planning (PRPLA1-OS) 19 September 2019 - 18 August 2020 Verifiable CPD activity 2

FPI19090154 Milpark Education Risk Planning: Understanding the Risk

Planning Process (RPLMA1-OS)


FPI19090155 Milpark Education Retirement Planning: Tax on

Withdrawal (RPTOW1-OS)


FPI19090156 FMI, a Division of Bidvest Life Income First Roadshow 11 Sept 2019 - 15 Oct 2019 Verifiable CPD activity 2

FPI19090159 Milpark Education Regulatory Requirements For

Replacements (RRREP1-OS)


FPI19090160 Milpark Education Report Writing for Financial Planners

(RWPFL1-OS)


FPI19090161 Milpark Education Tax Benefits of Retirement Planning

(TBRPL1-OS)


FPI19090162 Milpark Education Tax Deduction of Retirement Fund

Contributions (TDRFC1-OS)


FPI19090163 Milpark Education Taxation Applicable to Estate Planning

and Trusts (TAEPT1-OS)


FPI19090164 Milpark Education Trusts and Estate Planning (TEPLA1-OS) 19 September 2019 - 18 August 2020 Verifiable CPD activity 3

FPI19090165 Milpark Education Tax-free Savings Accounts in Financial

Planning (TSAFP1-OS)


FPI19090167 Prescient Investment Management

(Pty) Ltd

China Presentation 09 - 17 September 2019 Verifiable CPD activity 1

FPI19090168 ABSA Group Limited Absa South African Consumer

Conference 2019

9-11 September 2019 Verifiable CPD activity 13


Ltd

SP² Investment Summit 4-5 September 2019 Verifiable CPD activity 7

FPI19090171 CFA Society South Africa GIPS 2020 Information Sessions 21 & 23 October 2019 Verifiable CPD activity 1.5



Educational Marketing 01 Sept 2019 till 31 Aug 2020 Verifiable CPD activity 2



Effective writing skills for financial

advisors

01 Sept 2019 till 31 Aug 2020 Verifiable CPD activity 5



Cyber Security- GDPR and applicability

to the financial sector

01 Sept 2019 till 31 Aug 2020 Verifiable CPD activity 2



Compliance Training Methodologies 01 Sept 2019 till 31 Aug 2020 Verifiable CPD activity 3.5


Ltd

Rates Macro Meetings 11 Sept 2019 - 15 Oct 2019 Verifiable CPD activity 2



Investigating and Enforcement under

the FSR Act

01 Oct 2019 till 30 Sept 2020 Verifiable CPD activity 2



Compliance Reporting 01 Oct 2019 till 30 Sept 2020 Verifiable CPD activity 3.5


Ltd

How insurers make sure they meet

their commitments

01st September 2019 – 30

th August

2020



Holdings

Momentum Consult Conference 2019 19th

– 20th


FPI19100003 ABSA Group Limited Investor luncheon with Sanlam Sky

Management


2020



Ltd

Glacier Asset Manager Day: Volatility 29 July 2019 Verifiable CPD activity 1.5

FPI19100005 VAPS Consulting (Pty) Ltd VAPS Strategic Breakaway 01 October 2019 till 03 October 2019

ongoing till 30 September 2020




Group Risk Benefits 25 September 2019 till 24 September

2020




Guaranteed Annuities and Voluntary

Annuities


2020


FPI19100008 Masthead (Pty) Ltd Retirement Planning – Taxation on

Lumpsum benefits


2020


FPI19100009 Sanlam Life Insurance Limited SEB Legal Update April - July 2019 1 June 2019 to 31 May 2020 Verifiable CPD activity 2

FPI19100010 Fundhouse Advisor (Pty) Ltd Humans Under Management Conference 10 September 2019 till 09 September

2020


FPI19100011 Fundhouse Advisor (Pty) Ltd ASISA IFA Programme Module 3 07 & 08 August 2019 till 06 August

2020



Development

2019 Annual Refresher Masterclass 11-19 September 2019 Verifiable CPD activity 5

FPI19100013 Old Mutual Personal Finance Enter Tomorrow 08th October 2019 Verifiable CPD activity 1

FPI19100014 OUTsurance Insurance Company Awesome service training 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 27

FPI19100015 Anchor Group Limited POPI 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19100016 PPS Insurance Company (Pty) Ltd Investment Strategy & Philosophy 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 0.5

FPI19100017 PPS Insurance Company (Pty) Ltd Government Employee Pension Fund 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 0.5

FPI19100018 PPS Insurance Company (Pty) Ltd Economics 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 1

FPI19100019 PPS Insurance Company (Pty) Ltd Divorce and Retirement Funds 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 0.5

FPI19100020 PPS Insurance Company (Pty) Ltd Investment Regulatory Environment 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 0.5

FPI19100021 PPS Insurance Company (Pty) Ltd Asset Classes 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 0.5


Ltd

Wearable Devices 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 1.5

FPI19100023 Sanlam Life Insurance Limited Recurring Premium Summit 29-30 August 2019 Verifiable CPD activity 4.5

FPI19100024 MOTSWEDI Emerging Manager

Strategists

#RiseOfEmergingAssetManagers –

Conference 2019

16-Oct-19 Verifiable CPD activity 3

FPI19100025 Sanlam Life Insurance Limited The Sanlam Umbrella Fund Symposium

and Annual General Meeting

17 Sept, 10 Oct, 30 Oct Non-verifiable CPD activity 1.5

FPI19100026 PPS Insurance Company (Pty) Ltd Investment Fund Structure 01 October 2019 till 30 Sept 2020 Verifiable CPD activity 0.5


(Pty) Ltd

PSG Equity Strategy Session 10 September 2019 Verifiable CPD activity 4.5


Development

2019 webinar: effective goal setting 01st November 2019 - 31st October

2020


FPI19100029 PPS Insurance Company (Pty) Ltd Risk Profile 01st October 2019 – 30

th September

2020


FPI19100030 PPS Insurance Company (Pty) Ltd Tax on Investments 01st October 2019 – 30

th September

2020


FPI19100031 PPS Insurance Company (Pty) Ltd Investment Vehicles 01st October 2019 – 30

th September

2020


FPI19100032 Sanlam Life Insurance Limited Estate Planning Tools 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19100033 UBS UBS 10th

Annual SA Economics

Conference


FPI19100034 UBS 22nd Annual Financial Conference 16-Oct-19 Verifiable CPD activity 7


Ltd

POPI AC 01st August 2019 - 31st July 2020 Verifiable CPD activity 3.5


(Pty) Ltd

Wealth Solutions and Platform Meeting 18-Sep-19 Verifiable CPD activity 2.5

FPI19100037 PSG Asset Management (Pty) Ltd Mzarket Update - Namibia 6 & 7 August 2019 Verifiable CPD activity 0.5


Holdings

Complaint Process Training 01ST Oct - 30th Oct 2019 Verifiable CPD activity 1.5

FPI19100039 Sanlam Life Insurance Limited Macroeconomic Policy and Asset Prices 17-Sep-19 Verifiable CPD activity 1.5



a guide to recent changes in

competition law

01 Sept 2019 - 31 Aug 2020 Verifiable CPD activity 3



compliance record keeping 01 Sept 2019 - 31 Aug 2020 Verifiable CPD activity 3


Regional Meeting

09-Jul-19 Verifiable CPD activity 2.5



Legislation and Codes of Conduct 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 3

FPI19100044 PPS Investments (Pty) Ltd Investment Committee Meeting August

2019

13 Aug 2019 till 12 Aug 2020 Verifiable CPD activity 2

FPI19100045 Sanlam Life Insurance Limited Tax & retirmeent 26-Jul-19 Verifiable CPD activity 2.5

FPI19100046 PSG Asset Management (Pty) Ltd Economic Overview with Dr Azar

Jasmine

03-05 September 2019 Verifiable CPD activity 1

FPI19100047 Sanlam Life Insurance Limited Mid-Tear SFP Regional Meeting 25-26 July 2019 Verifiable CPD activity 2

FPI19100048 Noble Private Portfolios (Pty) Ltd Trusts – Training Session 08-Oct-19 Verifiable CPD activity 1.5

FPI19100049 Bridge Fund Managers (Pty) Ltd Has the market put my clients'

retirement security at risk?

01 oct 2019 - 31 Dec 2019 Verifiable CPD activity 1

FPI19100050 Black Onyx Online CPD 01 August 2019 till 31 July 2020 Verifiable CPD activity 4


(Pty) Ltd

PSG Wealth Strategy Session 11-Sep-19 Verifiable CPD activity 3


(Pty) Ltd

PSG Insure Strategy Session 12-Sep-19 Verifiable CPD activity 3

FPI19100053 Old Mutual Corporate KIC-start session: Member Satisfaction

Survey Results

12-Aug-19 Verifiable CPD activity 1.5

FPI19100054 Old Mutual Corporate KIC-start session: Member Retirement

Journey Research

09-Sep-19 Verifiable CPD activity 1.5

FPI19100055 Old Mutual Corporate KIC: Legislative Update for OM

Corporate Employees

22-Jul-19 Verifiable CPD activity 1.5

FPI19100056 Infinitum Compliance Statutory and other legal risks of the KI

and the representative of the FSP


FPI19100057 Sanlam Life Insurance Limited Consultants Forum 23& 30 August 2019 23 August 2019 30 August 2019 Verifiable CPD activity 1



Fraud Awareness 09 October 2019 till 08 October 2020 Verifiable CPD activity 1

FPI19100059 PSG Asset Management (Pty) Ltd PSG Market Update 05-Jun-19 Verifiable CPD activity 1

FPI19100060 Liberty Group Limited Liberty Income Protector Libx

Roadshow

16-19 Sept 2019 Verifiable CPD activity 1

FPI19100061 Sanlam Life Insurance Limited SFP Western Cape Regional Meeting 05-Jul-19 Verifiable CPD activity 3.5

FPI19100062 Sanlam Life Insurance Limited Peninsula Regional Meeting 02-Aug-19 Verifiable CPD activity 1


Limited (Pty) Ltd

Unpacking retirement fund death

benefits – CT


2019 07 October 2019

11 November 2019



Limited (Pty) Ltd

Umbrella Retirement Fund Roundtable 15 May 2019 30 September 2019 Verifiable CPD activity 1


Limited (Pty) Ltd

Allan Gray Offshore Workshop 03 October 2019 Verifiable CPD activity 2


Limited (Pty) Ltd

GEPF Conversation and Update - BFN 20 June 2019 till 19 June 2020 Verifiable CPD activity 2


Limited (Pty) Ltd

Platform Workshop 08 - 10 October

2019

08 Oct till 10 Oct 2019 Verifiable CPD activity 1.5

FPI19100068 Old Mutual Corporate Anti-Money Laundering 29 July 2019 till 28 Jul 2020 Verifiable CPD activity 1.5

FPI19100069 Boutique Collective Investments BCI/PPSI Boardroom Sessions 24 October 2019 25 October

2019



Limited (Pty) Ltd

Succession Planning Workshop 05 Sept 2019 till 04 Sept 2020 Verifiable CPD activity 3

FPI19100071 Nedgroup Investments (Pty) Ltd Nedgroup Investments Fund Manager

Workshop


2019 08 October 2019



FPI19100072 VAPS Consulting (Pty) Ltd POPI Act 15 October 2019 – 14 October 2020 Verifiable CPD activity 3.5

FPI19100073 VAPS Consulting (Pty) Ltd Fundamentals of Long-Term Insurance 15 October 2019 – 14 October 2020 Verifiable CPD activity 4.5

FPI19100074 Noble Private Portfolios (Pty) Ltd Noble Private Portfolios Investment

Seminar



(Pty) Ltd

Fire Protection Module 6 01 October 2019 till 30 September

2020



Ltd

Financial Crime 01 October 2019 till 30 September

2020


FPI19100077 eStudy (Pty) Ltd Aspect of the Long-Term Insurance

(LTI) Act 52 of 1998

15 October 2019 – 14 October 2020 Verifiable CPD activity 8.5

FPI19100078 eStudy (Pty) Ltd Understanding the FAIS Act (Act 37 of

2002)

15 October 2019 – 14 October 2020 Verifiable CPD activity 8

FPI19100079 eStudy (Pty) Ltd Finance Intelligence Center Act (FICA) 15 October 2019 – 14 October 2020 Verifiable CPD activity 8.5

FPI19100080 eStudy (Pty) Ltd The Protection of Personal Information

(PoPI) Act, No 4 of 2013

15 October 2019 – 14 October 2020 Verifiable CPD activity 3

FPI19100081 eStudy (Pty) Ltd Short Term Insurance Act (53 of 1998)

and Related Concepts

15 October 2019 – 14 October 2020 Verifiable CPD activity 9.5

FPI19100082 eStudy (Pty) Ltd Finance Day to Day Operations 15 October 2019 – 14 October 2020 Verifiable CPD activity 4.5

FPI19100083 eStudy (Pty) Ltd Strategy and External Acquisitions 15 October 2019 – 14 October 2020 Verifiable CPD activity 2


Services (Pty) Ltd

The Forum Q3 - 2019 13 September 2019 17


2019


FPI19100085 Circulus Online Business Assurance 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 14

FPI19100086 Sanlam Life Insurance Limited Process of debarment 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19100087 Sanlam Life Insurance Limited New Supervision Arrangements 01 June 2019 till 31 May 2020 Verifiable CPD activity 1


Limited (Pty) Ltd

Offshore Fund Provider 29 October 2019 30 October 2019

31 October 2019


FPI19100089 PPS Insurance Company (Pty) Ltd Investment Workshop 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 11.5


Ltd

Investment Seminar 13 August 2019 15 August 2019 Verifiable CPD activity 2


Ltd

Business Insurance: Motor Class 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 1

FPI19100092 Sanlam Life Insurance Limited General Code of Conduct for FSP’s 01 June 2019 till 31 May 2020 Verifiable CPD activity 2.5


Ltd

The process of writing off cars 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 1


Ltd

Digitalisation in the long-term industry 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 1


Ltd

Stand-alone versus Umbrella funds 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 0.5


Proprietary Limited

Ashburton Investments Global

perspectives seminar 2019


2019 21 October 2019



FPI19100097 Milpark Education Fraud Detection and Prevention -

FDPREV-OS

01 Oct 2019 till 30 September 2020 Verifiable CPD activity 6


Ltd

Tomorrow Event 19 September 2019 30 September

2019



Holdings

Quarterly Outlook presentation 1 August 2019 to 31 July 2020 Verifiable CPD activity 3


Ltd

Liberty Portfolio blending September

2019

September 2019 Verifiable CPD activity 1.5

FPI19100101 PPS Investments (Pty) Ltd Allan Gray & Prudential Adviser

Breakfast



Managers (Pty) Ltd

The anti-market abuse provisions of the

financial markets


2020




Managing Conflicts of interest 1 October 2019 till 30 September 2020 Verifiable CPD activity 1.5



Compliance Monitoring 01 October 2019 till 30 Sepember

2020


FPI19100105 ICTS Legal Services (Pty) Ltd NMG Legal Forum 09-Jul-19 Verifiable CPD activity 2


Ltd

Mechanics of Equity Markets 01 October 2019 till 30 September

2020


FPI19100107

Asset TV (Pty) Ltd

SA Equity Masterclass 01 October 2019 till 30 September

2020


FPI19100108 Sanlam Life Insurance Limited Regulations of Financial Services in

South Africa


FPI19100109 Sanlam Life Insurance Limited PPR Short-term Insurance 01 June 2019 till 31 May 2020 Verifiable CPD activity 5

FPI19100110 Sanlam Life Insurance Limited CPD Masterclass II 2019/2020 05 November 2019 till 04 November

2019


FPI19100111 Sanlam Life Insurance Limited Understanding the new regulatory



FPI19100112 Nedgroup Investments (Pty) Ltd Fund Manager Roadshow October 2019 08 October 2019 10 October 2019 Verifiable CPD activity 2

FPI19100113 Liberty Corporate Financial Advisors Economic &

Investment Update Session

01 Sept 2019 till 1 May 2020 Verifiable CPD activity 2

FPI19100114 Liberty Corporate Financial Advisors Risks Update Benefits 01 Sept 2019 till 1 May 2020 Verifiable CPD activity 1.5

FPI19100115 ICTS Legal Services (Pty) Ltd NMG Legal Forum 19 August 2019 19 August 2019 Verifiable CPD activity 2

FPI19100116 ICTS Legal Services (Pty) Ltd Ensimni Financial Services Legal Forum 13 September 2019 Verifiable CPD activity 2

FPI19100117 Fundhouse Advisor (Pty) Ltd Investment Committee Meetings Q3

2019

17 October 2019 – 14 November 2019 Verifiable CPD activity 2

FPI19100118 Old Mutual Wealth Navigating the cpmplexities of

Financail Emigration

28 October 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19100119 Santam Limited CPD: Short-term Insurance Personal

Lines


FPI19100120 Santam Limited CPD: Short-term Insurance Commercial

Lines


FPI19100121 Santam Limited Risk Management & Compliance 01 June 2019 till 31 May 2020 Verifiable CPD activity 3

FPI19100122 Santam Limited Managing Workplace relationships 01 June 2019 till 31 May 2020 Verifiable CPD activity 2


Ltd

Q4 Round Table, Vredendal 04 October 2019 Verifiable CPD activity 1

FPI19100124 Masthead (Pty) Ltd Aspects of the Testamentary Succession 17 Oct 2019 till 16 Oct 2020 Verifiable CPD activity 2.5



Impact of Technology on LTI 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 1


Ltd

Feedback with Fairtree 09th

– 10th

October 2019 Verifiable CPD activity 1

FPI19100127 ABSA Group Limited Absa Life Insurance Conference 11-Oct-19 Verifiable CPD activity 0.5

FPI19100128

Asset TV (Pty) Ltd

Prescribed Asset CPD Masterclass 01st October 2019 – 30

th September

2020



(Pty) Ltd

Cinnabar Quarterly Investment

Committee Meeting Q3

23-Oct-19 Verifiable CPD activity 1.5


Ltd

SFA Wealth Intel Summit 2019 26 - 27 September 2019 Verifiable CPD activity 4.5


Ltd

Annual Compliance Refresher Training 09-Oct-19 Verifiable CPD activity 0.5


Ltd

Impact Submission 01st October 2019 – 30

th September

2019


FPI19100133 Sanlam Life Insurance Limited Planning Session 12 September 2019 Verifiable CPD activity 1.5


Managers (Pty) Ltd


Development Session JHB



Ltd

IMS Advisor Forum Session 31 October

2019

31 Oct & 01 November 2019 Verifiable CPD activity 10

FPI19100136 Masthead (Pty) Ltd Division on Pension Interest on divorce 01 Nov 2019 till 31 October 2020 Verifiable CPD activity 0.5

FPI19100137 Masthead (Pty) Ltd Compliant Use of Social Media in

Financial Services Course 2019

01 Nov 2019 till 31 October 2020 Verifiable CPD activity 0.5

FPI19100138 Masthead (Pty) Ltd Retirement Funds contributions

taxation course 2019

01 Nov 2019 till 31 October 2020 Verifiable CPD activity 0.5

FPI19100139 Masthead (Pty) Ltd Express Medical Aid Podcast 2019 01 Nov 2019 till 31 October 2020 Verifiable CPD activity 0.5

FPI19100140 ICTS Legal Services (Pty) Ltd NMG Legal Forum 10-Sep-19 Verifiable CPD activity 2

FPI19100141 Efficient Private Clients (Pty) Ltd The Market Call 10-Oct-19 Verifiable CPD activity 2

FPI19100142 Foord Asset Management (Pty) Ltd Mind of the Manager 22 October 2019 – 7 November 2019 Verifiable CPD activity 0.5



Business Etiquette for Financial

Advisors


FPI19100144 Masthead (Pty) Ltd Understanding Unit Trusts Part 1 01 November 2019 till 31 October

2020


FPI19100145 Masthead (Pty) Ltd Understanding Unit Trusts Part 2 01 November 2019 till 31 October

2020


FPI19100146 Masthead (Pty) Ltd Liquidity on death in the case of

different matrimonial regimes

01 November 2019 till 31 October

2020


FPI19100147

Asset TV (Pty) Ltd

FSC Charter Masterclass 01 October 2019 – 30 September 2020 Verifiable CPD activity 0.5

FPI19100148 Sanlam Life Insurance Limited Great Reef Regional Meeting 07 August 2019 Verifiable CPD activity 1.5


Holdings

Policy Holder Protection Rules Key

Information Document and Scripting

10 Oct 2019 - 01 Dec 2019 Verifiable CPD activity 1



Morningstar Investment Conference 15 & 17 October 2019 Verifiable CPD activity 5.5

FPI19100151 AC Develop (Pty) Ltd GIB African Alliance Conference 2019 20 - 22 August 2019 Verifiable CPD activity 2

FPI19100152 Sanlam Life Insurance Limited Estate Planning Masterclass 22 October 2019 till 21 October 2020 Verifiable CPD activity 3

FPI19100153 AC Develop (Pty) Ltd Insurance Apprentice - Elimiation

Rounds


03 October 2019



Limited (Pty) Ltd

Managing Money Presentation 10

October 2019


FPI19100155 Santam Limited PPR – Short-term Insurance 16 July 2019 till 31 May 2020 Verifiable CPD activity 5

FPI19100156 Santam Limited General Code of Conduct for FSP’s 16 July 2019 till 31 May 2020 Verifiable CPD activity 2.5

FPI19100157 Santam Limited Understanding the new regulatory


16 July 2019 till 31 May 2020 Verifiable CPD activity 8.5

FPI19100158 Santam Limited Process of Debarment 16 July 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19100159 Santam Limited New Supervision Arrangements 16 July 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19100160 Santam Limited Regulations of Financial Services in

South Africa

16 July 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19100161 Investec Bank Limited Macro Monday – Economic & Market

Update

07th

October 2019 – Every Monday

thereafter till 28th

September 2020


FPI19100162 JEMS Workshop September 2019 JEMS Workshop September 2019 20-Sep-19 Verifiable CPD activity 1

FPI19100163 AC Develop (Pty) Ltd CIB Principles of Short Term Risk

Management

31st Oct 2019 - 31st Oct 2020 Verifiable CPD activity 1.5

FPI19100164 Investec Bank Limited Record of Advice 2019 28 August 2019 - 31 Dec 2019 Verifiable CPD activity 2

FPI19100165 FMI, a Division of Bidvest Life Income First Webinar 12th November 2019 Verifiable CPD activity 2

FPI19100166 Old Mutual Personal Finance walking our talk 01st October 2019 – 01

st October 2020 Verifiable CPD activity 0.5

FPI19100167 IHRM The what, why and how of the

proposed National Health Insurance Bill

09th oct 2019 - 09th Oct 2020 Verifiable CPD activity 2.5

FPI19100168 ICS Academy (Pty) Ltd Conflict of Interest – An overview in

terms of FAIS 2019

01st October 2019 – 30

th September

2020


FPI19100169 CFA Society South Africa Responsible Investment - everything

you need to know

2nd October 2019 – 30th

September

2020


FPI19100170 CFA Society South Africa Investment Management Key Individual

Workshop (FAIS Refresher Session)


th September

2020


FPI19100171 Avior Capital Markets (Pty) Ltd Avior Capital Markets (Pty) Ltd 25th

October 2019 | 08th

November

2020


FPI19100172 Old Mutual Personal Finance Pareto Training 01 October 2019 till 30 September

2020


FPI19100173 Sanlam Life Insurance Limited Q3 Quarterly Investment Committee

Meetings

25 October 2019 till 13 December

2019



Limited (Pty) Ltd

Webinar – Trends in the Group Risk

space: a wide-angle view from

different perspectives

16 Oct 2019 till 15 Oct 2020 Verifiable CPD activity 1

FPI19100175 ICS Academy (Pty) Ltd POPI Act – A regulatory framework 2019 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 1.5

FPI19100176 Coronation Management Company Conversations with Coronation - SA

Equity Update

Oct & Nov 2019 Verifiable CPD activity 1.5

FPI19100177 Nedgroup Investments (Pty) Ltd 4th Industrial Revolution and banking 28 October 2019 till 27 October 2020 Verifiable CPD activity 1.5

FPI19100178 Sanlam Life Insurance Limited ACA and Simeka Consultants Forum 27-Sep-19 Verifiable CPD activity 1


Ltd

Medium-term Budget Policy Statement

2019

01st November 2019 – 31

st October

2020


FPI19110001 Intuition Publishing Limited Overview of Financial Markets 01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 12

FPI19110002 PSG Asset Management (Pty) Ltd PSG Advisor Roundtable event 2 September 2019 10 September




FPI19110003 Kagiso Collective Investments Kagiso Year-end Presentations 5th November 2019 7th

November 2019 8th November

2019




A guide to effective time management 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 1

FPI19110005 Masthead (Pty) Ltd FICA Online Course 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 3.5


Holdings

Financial Wellness and Planning 01st October 2019 – 31



Session

07th


November

2019


FPI19110008 Old Mutual Wealth Retirement Coaching Webinar 01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 1

FPI19110009 Old Mutual Personal Finance Estate Planning Module 1 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 2

FPI19110010 Old Mutual Personal Finance Estate Planning Module 2 01 Oct 2019 till 30 September 2020 Verifiable CPD activity 2


Ltd

Top Performers Summit 2019 24 & 25 October 2019 Verifiable CPD activity 3


Ltd

Webinar: Climate Risk what investors 07 Nov 2019 till 06 Nov 2020 Verifiable CPD activity 0.5


Managers (Pty) Ltd

INN8 Maximise your client’s retirement

wealth

30 October 2019 Verifiable CPD activity Declined -

PST

FPI19110014 Old Mutual Wealth Integrated Behavioural Coaching Course

(IBCC)


FPI19110015 Old Mutual Personal Finance Estate Planning process and practical

application of the liquidity position


th September

2020


FPI19110016 Old Mutual Personal Finance Understanding Trusts in the context of

Estate Planning


th September

2020


FPI19110017 Avior Capital Markets (Pty) Ltd SA Investment Strategy – Top Picks and

Puts

28th

Oct 2019 – 01st November 2019 |

05th


November

2019



Holdings

London Think Tank 24th

& 25th

September 2019 Verifiable CPD activity 9

FPI19110019 AC Develop (Pty) Ltd Water is a growing source of global

conflict

01 November 2019 to 31 October 2020 Verifiable CPD activity 1

FPI19110020 AC Develop (Pty) Ltd Insure Tech-4 Myths about

manufacturing in the Fourth Industrial

Revolution

01 November 2019 to 31 October 2020 Verifiable CPD activity 1

FPI19110021 Sygnia Asset Management Finsolnet November 2019 07 November 2019 Verifiable CPD activity 1.5



2nd & 3rd October 2019 till 01

October 2020


FPI19110023 Santam Limited Claims and Complaints 14 October 2019 till 13 October 2019 Verifiable CPD activity 2

FPI19110024 Santam Limited HR Governance and FAIS Compliance 14 October 2019 till 13 October 2019 Verifiable CPD activity 1.5


(Pty) Ltd

CoreShares SA Listed Property Lunch 07 Nov 2019 till 06 Nov 2020 Verifiable CPD activity 1

FPI19110026 Sanlam Life Insurance Limited Sanlam Select InTouch (Terebinth) 24 Oct 2019 Verifiable CPD activity 1.5

FPI19110027 Sanlam Life Insurance Limited Sanlam Select InTouch (Laurium

Capital)

09th

October 2019 – 04th

November

2019


FPI19110028 Santam Limited Claims and Complaints PPR 14 October 2019 till 13 October 2019 Verifiable CPD activity 1.5

FPI19110029 Santam Limited Due Diligence and review audit

workshop

14 October 2019 till 13 October 2019 Verifiable CPD activity 2

FPI19110030 Santam Limited Fit & Proper requirements workshop BN

194 of2017


FPI19110031 Iress Wealth Management (Pty) Ltd Financial Data Capture on Xplan 01 September 2019 till 31 October

2020



Ltd

SA Money Markets Theory 01st November 2019 – 30

th September

2020



Ltd

CAM - Investment Presentation -

November 2019

06th


November

2019


FPI19110034 AC Develop (Pty) Ltd 6 Types of Employees with the Highest

Burnout Risk


st October

2020


FPI19110035 AC Develop (Pty) Ltd Cyber security onboard ships 01st November 2019 – 31

st October

2020


FPI19110036 AC Develop (Pty) Ltd Climate Change - How cities can reduce

their climate change risk


st October

2020


FPI19110037 Iress Wealth Management (Pty) Ltd Retirement Planning Refresher

Workshop

01 September 2019 till 31 October

2020


FPI19110038 Iress Wealth Management (Pty) Ltd Practice Management – Communication

Tools on Xplan

01 September 2019 till 31 October

2020


FPI19110039 Iress Wealth Management (Pty) Ltd Advanced Risk FNA 01 September 2019 till 31 October

2020


FPI19110040 Iress Wealth Management (Pty) Ltd Advanced Retirement Planning FNA 01 September 2019 till 31 October

2020


FPI19110041 Iress Wealth Management (Pty) Ltd Xplan Portfolio System 01 September 2019 till 31 October

2020


FPI19110042 Iress Wealth Management (Pty) Ltd Fundfocus 01 September 2019 till 31 October

2020


FPI19110043 Regarding Capital Management

(Pty) Ltd

Reframing the down turn – why value

investing works in difficult markets

05 November 2019 06 November

2019 11 November 2019


FPI19110044 ABSA Group Limited Index Tracking Presentations 18

October 2019


FPI19110045 ABSA Group Limited Absa Fund Managers: Economic and

Investment Feedback


2019



Ltd

The importance of chronic illness cover 01 November 2019 till 31 October

2020


FPI19110047 AC Develop (Pty) Ltd What weights on mellenials minds and

wallets

01 November 2019 to 31 October 2020 Verifiable CPD activity 0.5

FPI19110048 Iress Wealth Management (Pty) Ltd Practice Management – Administration

Functions on Xplan


st October

2020


FPI19110049 Iress Wealth Management (Pty) Ltd Risk FNA Refresher Workshop 01st September 2019 – 31

st October

2020


FPI19110050 Iress Wealth Management (Pty) Ltd Administration Refresher 01st September 2019 – 31

st October

2020


FPI19110051 Iress Wealth Management (Pty) Ltd Lifestyle Modelling 01st September 2019 – 31

st October

2020


FPI19110052 Iress Wealth Management (Pty) Ltd System Admin Training 01st September 2019 – 31

st October

2020


FPI19110053 Iress Wealth Management (Pty) Ltd Risk Researcher 01st September 2019 – 31

st October

2020




F&I Vehicle Warranties 01 November 2019 till 31 October

2020




TCF: Practical measures to comply 01 November 2019 till 31 October

2020


FPI19110056 OUTsurance Insurance Company Gifts and Conflict of Interest Awareness 01 November 2019 till 31 October

2020



Ltd

The Lifecycle of Retirement Planning 01 November 2019 till 31 October

2020



Development

Webinar: Capital Gains Tax 30 November 2019 till 2019 November

2020


FPI19110059 Last Word Media (UK) Ltd Fund Selector Africa Investment Forum 06 Novewmber 2019 Verifiable CPD activity 1.5



Sales within a Contact Centre 01st November 2019 – 30

th October

2020



(Pty) Ltd

Investment Forum and Pitstop 15 & 16 Npvember 2019 Verifiable CPD activity 5.5


Ltd


cover for cancer

01st November 2019 – 30th October

2020


FPI19110063 AC Develop (Pty) Ltd MUA Broker Summit 2019 16 - 24 Oct 2019 Verifiable CPD activity 0


Insurance (Pty) Ltd

Estate Planning & Wills Course: Session

1: Module 1: Overview & Value

Proposition


2020



Insurance (Pty) Ltd


Session 2: Module 2: Estate

Administration


2020



Insurance (Pty) Ltd


Session 3: Module 3: Wills


2020



Insurance (Pty) Ltd


Session 4: Module 4: Law of Succession


2020



Insurance (Pty) Ltd

Estate Planning and Wills course:

Session 5 – Module 5: Tax Planning


2020



Insurance (Pty) Ltd


Session 6 – Module 6: Trusts


2020



Insurance (Pty) Ltd


Session 7 – Module 7: Marital


2020



Insurance (Pty) Ltd


Module 8-9 Part I: Sessions 8: Insurance

& Business Interest


2020



Insurance (Pty) Ltd


Module 8-9: Sessions 9: Insurance &

Business Interest


2020


FPI19110073 Liberty Group Limited Liberty Group Limited 01 November 2019 till 31 October

2020


FPI19110074 ABSA Group Limited Fixed Income Workshop 09 September 2019 Verifiable CPD activity 2.5

FPI19110075 ABSA Group Limited ABSA Macro Conference 2019 07 November 2019 Non-verifiable CPD activity 5

FPI19110076 Santam Limited IoT is Here 16 July 2019 till 15 July 2020 Verifiable CPD activity 0.5

FPI19110077 Santam Limited STI Fundamentals 16 July 2019 till 15 July 2020 Verifiable CPD activity 4


Ltd

50 Shades of grey November 2019 Verifiable CPD activity 2

FPI19110079 Sanlam Life Insurance Limited SA Government Finances : Expenditure 15th October 2019 Verifiable CPD activity 1.5

FPI19110080 ABSA Group Limited Basics of LISP Investments 22 Nov 2019 - 22 Nov 2020 Verifiable CPD activity 1

FPI19110081 Santam Limited Amended Financial Intelligence Centre

Act

01st June 2019 – 31st May 2020 Verifiable CPD activity 1

FPI19110082 Santam Limited Treating Customers Fairly 01st June 2019 – 31st May 2020 Verifiable CPD activity 5.5

FPI19110083 Kagiso Collective Investments Sharia Year End Presentation 20 November 2019 21 November

2019 26 November 2019


FPI19110084 Old Mutual International SA Old Mutual International Symposium

April 2019

04 – 08 November 2019 Verifiable CPD activity 2


Holdings

Investment Planning – Investigate a

phasing in approach

13 Nov 2019 till 12 Nov 2020 Verifiable CPD activity 0.5



A guide to effective social media

management

01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 1



Critical Thinking Skills 01 November 2019 till 31 October

2020




Introduction to Ethics 01 Dec 2019 till 31 Nov 2020 Verifiable CPD activity 2.5



Introduction to POPI 01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 5.5

FPI19110090 Captains & Coaches (Pty) Ltd Business Lessons from FAIS Ombud 15 Nov 2019 till 14 Nov 2020 Verifiable CPD activity 3


Conference


FPI19110092 Captains & Coaches (Pty) Ltd Business lessons for FSPs from the 2015

Rugby World Cup

15th

November 2019* - 14th

November

2020



Ltd

Roadshow: New developments and

solutions

13th


December

2019



Services (Pty) Ltd

Hot Topics Q3 18-24 October 2019 Verifiable CPD activity 3


Holdings

Outcomes Based Investment and Risk

Profiling

14th


November

2020


FPI19110096 Analytics Consulting (Pty) Ltd APS Due Diligence 21st & 22

nd October 2019 Verifiable CPD activity 2

FPI19110097 SA Asset Management Quarterly Economic and Fund Update 06th

November 2019 Verifiable CPD activity 1

FPI19110098 Matrix Fund Managers Mornings with Matrix 05th

November 2019 | 13th

November

2019


FPI19110099 Sanlam Sky Presentation Skills 01st November 2019 – 31st October

2020




Digging Deep into Cyber Crime and

Fraud

06th



Trusts Limited

Companies Act – Shareholders Remedies 14th



Ltd

Year-end presentation with Michael

Power

12th

- 21st November 2019 Verifiable CPD activity 1


Trusts Limited

Company Engagements: Lessons

Learned

11 Nov till 2019 till 10 Nov 2020 Verifiable CPD activity 1.5

FPI19110104 Milpark Education Regulation in Banking - REGUBA-OS 01 November 2019 till 31 October

2020



Holdings

Quality Assurance Training 01 November 2019 till 31 October

2020



Holdings

Coastal Broker Forum 25 & 29 Oct 2019 Verifiable CPD activity 2

FPI19110107 ICS Academy (Pty) Ltd Corporate Governance – an overview of

selected legislative provisions

01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 3.5


(Pty) Ltd

Insure Wealth Session 15 October 2019 16 October

2019 17 October 2019




(Pty) Ltd

PSG Wealth Work Session | October

2019





FPI19110110

Asset TV (Pty) Ltd

Balanced Fund Masterclass 01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 1


Managers (Pty) Ltd

INN8 in the room with Rezco webinar 12 Nov 2019 till 11 Nov 2020 Verifiable CPD activity 0.5

FPI19110112 Investec Bank Limited Global Investment Strategy Update -

Quarterly

01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 1


Holdings

Estate Planning Series – Part 2 01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 4.5

FPI19110114 Old Mutual Corporate Health Planning Webinar 17 Oct 2019 till 16 Oct 2020 Verifiable CPD activity 0


(Pty) Ltd

PSG Wealth Solutions Meetings 30 October 2019 Verifiable CPD activity 2


Managers (Pty) Ltd

Evaluating Financial Soundness of a

medical scheme 2020

18 Nov 2019 till 17 Nov 2020 Verifiable CPD activity 1.5

FPI19110117 Santam Limited Insurance Barometer Report - Executive

event



Holdings

Complaints Training Process 2019 01st November 2019 – 31

st October

2020



Ltd

Foreign Exchange Principles 01st November 2019 – 31

st October

2020


FPI19110120 Regenesys Management (PTY) Ltd Effective Corporate Leadership

Colloquium

28-Nov-19 Verifiable CPD activity 2.5

FPI19110121 Alexander Forbes Investments Ltd Quarterly Speciliast manager

reportback



Holdings

Outcome matters 11 - 15 November

2019

11 - 15 November 2019 Verifiable CPD activity 1


Ltd

Fairtree Fund Update & John Sanei

Keynote


FPI19110124 Nedgroup Investments (Pty) Ltd After the MTBPS and Global Update 06 November 2019 Verifiable CPD activity 1

FPI19110125

Asset TV (Pty) Ltd

Indexation Masterclass 01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 1

FPI19110126 Captains & Coaches (Pty) Ltd The Fundamentals of FAIS Compliance

for Investments

15th


November

2020


FPI19110127 FMI, a Division of Bidvest Life Income First Roadshow 11th September 2019 – 15th October

2020


FPI19110128 Sanlam Life Insurance Limited Distribution Sales Exco Meeting 01st June 2019 – 31


FPI19110129 Nedbank Limited FICA Amendment Act Refresher 14th

October – 08th




Retirement Fund: Section 37C 01st January 2020 – 31

st December

2020


FPI19110131 FMI, a Division of Bidvest Life Income First Webinar 12th


FPI19110132 VAPS Consulting (Pty) Ltd Record of Advice 23rd

November 2019 – 22nd

November

2020



Ltd

Feedback with Fairtree 15 October

2019



Ltd

Feedback with Fairtree 15 October

2019


FPI19110135 AC Develop (Pty) Ltd AIG D&O and Cyber Conference 23 October 2019 Verifiable CPD activity 2.5



Momentum Annuity Solutions 25 September 2019 Verifiable CPD activity 1


Holdings

The loss ration and why it is important 12 November 2019 Verifiable CPD activity 1.5


Ltd

Glacier Round Table Session Q4 (Cape

Town & Robertson)

21 – 22 October 2019 Verifiable CPD activity 2



Managed Portfolio Review 13 November 2019 Verifiable CPD activity 2


Holdings

Model Portfolio Launch 06 Nov - 21 Nov 2019 Verifiable CPD activity 0.5

FPI19110141 Captains & Coaches (Pty) Ltd The ten-step process of professional

client engagement

15 November 2019 till 14 November

2020


FPI19110142 Captains & Coaches (Pty) Ltd The fundamentals of retirement

planning


2020


FPI19110143 PSG Asset Management (Pty) Ltd The PSG Summer Update 2019 12 November 2019 13 November

2019 14 November 2019




Managers (Pty) Ltd

Highlights of the Council for Medical

Schemes Annual Report 2018/2019


st October

2020


FPI19110145 Sanlam Life Insurance Limited BlueStar Conference 2019 18th

– 19th

October 2019 Verifiable CPD activity 5

FPI19110146 Captains & Coaches (Pty) Ltd Suitability of investment advice in SA 15th


November

2020


FPI19110147 AC Develop (Pty) Ltd Automobile hacking 01st November 2019 – 31

st October

2020


FPI19110148 Captains & Coaches (Pty) Ltd The ten-step process & compliance 15th


November

2020



Ltd

Investment Outlook 2020 05 December 2019 - 04 december

2020


FPI19110150 AC Develop (Pty) Ltd High Court Process Changes 13 August 2019 Verifiable CPD activity 1.5

FPI19110151 AC Develop (Pty) Ltd Hollard Life Retirement Savings

Perspectives 2019


2020




Life Underwriting 01 Nov 2019 till 31 Oct 2020 Verifiable CPD activity 1

FPI19110153 Captains & Coaches (Pty) Ltd The Sasfin Strategic Planning Session 31 October 2019 to 1 November 2019 Verifiable CPD activity 9


Services (Pty) Ltd

AFRF Forum Q2 01 November 2019 Verifiable CPD activity 0.5



Compounding discounting periodic

payments

01 Dec 2019 till 31 Nov 2020 Verifiable CPD activity 2



Time management and personal

productivity skills


2020



Ltd

Amity Annual Master Class 24 October

2019




A guide to effective stress management 01 November 2019 till 31 October

2020


FPI19110159 FSTC Financial Sector Transformation Council 01 November 2019 till 31 October

2020


FPI19110160 CFA Society South Africa A Goals-based Approach to Individual

Savings

01st November – 31


FPI19110161 Sanlam Life Insurance Limited Sanlam Life Insurance Limited 25 October 2019 Verifiable CPD activity 0.5

FPI19110162 Analytics Consulting (Pty) Ltd APS Due Diligence 29 October 2019 Verifiable CPD activity 0

FPI19110163 AC Develop (Pty) Ltd SHA Kidnap & Ransom Workshop 01st November – 31


FPI19110164 Compliance Online (Pty) Ltd FICA for accountable institutions 28 November 2019 till 27 November

2020



Proprietary Limited

Ashburton Investments Dinner Club for

IFAs/Wealth Managers

19th & 21st November 2019 Verifiable CPD activity 1.5


Limited (Pty) Ltd

Allan Gray Behavioural Coaching

Programme - Module 7



2019



Limited (Pty) Ltd

Allan Gray Independent Adviser Forum

14 & 15 November 2019

14 & 15 November 2019 Verifiable CPD activity 7


Managers (Pty) Ltd

Stephen Tucker webinar 27th



Limited (Pty) Ltd

Behavioural Coaching Programme

Module 6 - Group coaching sessions Aug

2019

01 - 31 august 2019 Verifiable CPD activity 2

FPI19120005 VAPS Consulting (Pty) Ltd Compliance Meeting Quarter 2 09 December 2019 – 31 May 2020 Verifiable CPD activity 1.5

FPI19120006 Old Mutual Personal Finance Customer Reviews 01 December 2019 till 31 November

2020


FPI19120007 Old Mutual Wealth Weekly Investment Committee and

Stock Selection Meeting


FPI19120008 ASISA Academy Pension Funds Act Regulation 28 & CIS

Board Notice 92 Blitzcamp

01 December 2019 till 31 November

2020


FPI19120009 ICTS Legal Services (Pty) Ltd NMG Legal Forum: Death Benefits – the

tricky bits


FPI19120010 ICTS Legal Services (Pty) Ltd Bidvest Legal Forum 20-Sep-19 Verifiable CPD activity 2

FPI19120011 ICTS Legal Services (Pty) Ltd Death Benefits – the tricky bits 18-Oct-19 Verifiable CPD activity 2

FPI19120012 ICTS Legal Services (Pty) Ltd NMG Legal Forum - Divorce & Pensions

Funds

20-Nov-19 Verifiable CPD activity 2

FPI19120013 ICTS Legal Services (Pty) Ltd Ensimini - Death Benefits – the tricky

bits



Ltd

Glacier Tax Seminar: Pretoria 13-Nov-19 Verifiable CPD activity 3


Proprietary Limited

Investments Dinner Club for

IFAs/Wealth Managers


FPI19120016 Alexander Forbes Investments Ltd Quarterly Multi- Manager Reportback 28 October 2019 Verifiable CPD activity 1


Holdings

Cyber Security 01 November 2019 till 31 May 2020 Verifiable CPD activity 0.5


Limited

Management Coaching 03 April 2019 till September 2019

28 & 29 October 2019 31 & 31

October 2019



Limited

Rules of engagement 03 April 2019 up to 31 August 2019


2020 till 02 April 2020



Ltd

The Regulatory Road for Retirement in

SA

01 Jan 2020 - 31 Dec 2020 Verifiable CPD activity 2


Development

Webinar: Portfolio Construction 09 May 2019 till 10 May 2020 Verifiable CPD activity 1


(Pty) Ltd

Amended FICA Act Online Course 01 Jan 2020 - 31 Dec 2020 Verifiable CPD activity 1.5

FPI19120023 Sanlam Life Insurance Limited Annual FICA Training 11th

October 2019 – 10th

October 2020 Verifiable CPD activity 0.5


Limited

Management Fundamentals 03 April 2019 till 17th & 18th July

2019 and up to 02 April 2020



Ltd

Credit Top Down Meetings 14-Oct-19 Verifiable CPD activity 1.5


Trusts Limited

Pruview with Hamilton van Breda 05-Dec-19 Verifiable CPD activity 0.5

FPI19120027 Sanlam Life Insurance Limited Speelgroepie – Basic Calculations Wills

and Trusts 08 November 2019



Ltd

Marriage and matrimonial property law 01 Jan 2020 - 31 Dec 2020 Verifiable CPD activity 1.5



Cyber Security – POPIA practical

security implementation guidelines for

financial services


th August

2020




Personal Financial Management and

Budgeting

01st December 2019 – 30

th November

2020




Compliance Risk Assessment 01st July 2019 – 01



Ltd

Basics of Financial Planning 01 Jan 2020 - 31 Dec 2020 Verifiable CPD activity 1


Ltd

The finer detials of short-term

Insurance contracts

01 Jan 2020 - 31 Dec 2020 Verifiable CPD activity 2.5

FPI19120034

Carmen Venter – Synergia

PCE Exam guide 2020 31 January 2020 01 February

2020

07 January 2020 till 13 February 2020


FPI19120035 Masthead (Pty) Ltd Operations Efficiency Seminar 2019 04th

December 2019 – 03rd

December

2020


FPI19120036 Masthead (Pty) Ltd A Practical Guide to developing your

own FICA RMCP Seminar 2019

03rd

December 2019 – 02nd

December

2020


FPI19120037 HSBC Securities South Africa (Pty)

Ltd

HSBC Africa Conference – Macro Day 29 November 2019 Verifiable CPD activity 4.5

FPI19120038 Old Mutual Corporate Johannesburg Investment Roadshow 05 November 2019 Verifiable CPD activity 2

FPI19120039 Centre for Financial Planning

Studies

Money Doctor: The financial advisor as

a wealth manager

09 Dec 2019 till 08 Dec 2020 Verifiable CPD activity 2


Studies

Applied Behavioural Finance 09 Dec 2019 till 08 Dec 2020 Verifiable CPD activity 4.5


Studies

An overview of the asset management

industry



Studies

Efficient portfolios and best practical

allocation

09 Dec 2019 till 08 Dec 2020 Verifiable CPD activity 10.5


Studies

Introduction to modern portfolio theory 09 Dec 2019 till 08 Dec 2020 Verifiable CPD activity 4


Studies

The portfolio management process 09 Dec 2019 till 08 Dec 2020 Verifiable CPD activity 2


Ltd

Market performance 01 Jan 2020 till 31 December 2020 Verifiable CPD activity 0.5


Ltd

Understanding estate, estate duty and

estate taxes


th November

2020



Ltd

The ABCs of Capital Gains Tax (CGT) 01st December 2019 – 30

th November

2020



Ltd

Risk engineering for commercial

insurance


th November

2020


FPI19120049 Senate Group Senate Conference 2019 07-08 November 2019 Verifiable CPD activity 2.5


Development

2019 Webinar: Employee Benefits 1

(Industry Consolidation where is EB

going?)



Development

2019 Webinar: Employee Benefits 2:

Employee Benefits value proposition

23 August 2019 till 22 August 2020 Verifiable CPD activity 1


Development

2019 Webinar: Trust Education 1: Are

trusts still relevant

02 August 2019 till 01 August 2020 Verifiable CPD activity 1


Development

2019 Webinar: Trust Education 2: Trust

your trust



Development

2019 Webinar: Ethics 1: The Ethics

leadership role of the financial services

professional

12 April 2019 till 11 April 2020 Verifiable CPD activity 1


Development

2019 Webinar: Ethics 2: Unpacking the

various ombud reports



Development

2019 Webinar: Update on Robo-Advise 30 November 2019 till 29 November

2020



Development

2019 Webinar: Healthcare Planning

(Holsitic Healthcare planning


2019



Development

2019 Webinar: Risk Planning & Health 25 October 2019 till 24 October 2020 Verifiable CPD activity 1


Development

2019 Webinar: The merits of expanding

health insurance in South Africa


2019



Development

2019 Webinar: International Health

Insurance


2019


FPI19120061 Sanlam Life Insurance Limited Debt Traps and Downgrades 12-Nov-19 Verifiable CPD activity 1.5


Ltd

Wills & Tax 02nd

December 2019 – 02nd

December

2020


FPI19120063 Investec Bank Limited Investec Wealth & Investments – SA

Asset Allocation Update


st December

2020


FPI19120064 Momentum Consultants and

Actuaries

MCA Consultants Forum 07-Oct-19 Verifiable CPD activity 1.5


Actuaries

MCA Consultants Forum 25th

June 2019 25-Jun-19 Verifiable CPD activity 1.5


Actuaries


July 2019 26 July 2019 till 25 July 2020 Verifiable CPD activity 3


Actuaries


October

2019




Portfolio Reportbacks Verifiable CPD activity


Development

2019 Webinar: How are benefits costed

in medical schemes


2019



Development

2019 Webinar: Ethics & Healthcare in

South Africa


2020



Development

2019 Webinar: Interpersonal Skills

(Importance of financial behaviours in

the financial plan)



Development

2019 Webinar: Investment Planning 1

(Portfolio Construction)



Development


(The value of passive investments on a

client portfolio)



Development


(Coaching your client through tough

economic times )



Development

2019 Webinar: Financial Planning for

Millennials

28 June 2019 till 27 June 2020 Verifiable CPD activity 1


Development

2019 Webinar: The A to Z of Section

12J Investments



Development

2019 Webinar: Practice Management

(Articulating and living your value)



Development

2019 Webinar: Practice Standards

(Social media selling and marketing

your practice)



Development

2019 Webinar: Retirement Planning 1 –

Annuity options in South Africa

15 March 2019 till 14 March 2020 Verifiable CPD activity 1


Development

2019 Webinar: Retirement Planning 2 -

Divorce orders and pension funds



Development

2019 Webinar: Short-term Insurance

(How to build and manage a short-term

insurance practice)



Development

2019 Webinar: Short-term Insurance

Act; FAIS Act; RAF

15 Nov 2019 till 14 Nov 2020 Verifiable CPD activity 1


Development

2019 Webinar: Understanding broad

form liability

15 Nov 2019 till 14 Nov 2020 Verifiable CPD activity 1

FPI19120084 Sanlam Life Insurance Limited GWM Feedback session Q3 2019 07 & 22 November 2019 Verifiable CPD activity 0.5

FPI19120085 Towers Watson (Pty) Ltd Consultancy Forum November 2019 27 November 2019 Verifiable CPD activity 0.5



Annual Compliance Workshop 2020 13 February 2020 till 12 February 2021 Verifiable CPD activity 1.5



Vehicle Financing 01 December 2019 till 31 November

2020



Ltd

The importance of having medical aid

cover when you have children


2020



Ltd

The long-term industry: Risk

Management, underwriting, non-

disclosures and misrepresentation


2020



Development

2019 Webinar: Introduction to

Engineering Insurance


2020



Development

2019 Webinar: Introduction to Marine

Insurance


2020



Development

2019 Webinar: All you need to know

about travel insurance


2020



Development

2019 Webinar: Underwriting

management agency


2020



Development

2019 Webinar: Understanding the basics

of reinsurance


2020



Ltd

Mental Wellbeing 01st December 2019 – 30

th November

2020


FPI19120096 AC Develop (Pty) Ltd SHA Liability Claims Lessons Learnt 27-Aug-19 Verifiable CPD activity 1

FPI19120097 Liberty Corporate Legal and Regulatory Update 01 November 2019 till 31 May 2020 Verifiable CPD activity 2.5

FPI19120098 Old Mutual Corporate Advice Workshop 28 October 2019 11

November 2019


FPI19120099 Masthead (Pty) Ltd Requirements and Impact of FICA on

Accountable Institutions


2020


FPI19120100 IHRM Class of Business Health Services

Benefits


2020


FPI19120101 Old Mutual Wealth Goal setting workshop 01 June 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI19120102 Old Mutual Wealth Project Incubator 01 October 2019 till 30 September

2020


FPI19120103 Cadiz Funds (Pty) Ltd The Forum January 2020 till December 2020 Verifiable CPD activity 2.5

FPI19120105 Nedgroup Investments (Pty) Ltd Legal Update December 2019 03 December 2019 04 December

2019


FPI19120106 Liberty Corporate Risk Benefits 01 September 2019 till 31 May 2020 Verifiable CPD activity 1.5

FPI19120107 PPS Investments (Pty) Ltd SAGE IC Meeting 19 November 2019 Verifiable CPD activity 2.5

FPI19120108

Asset TV (Pty) Ltd

Outlook 2020 Masterclass 01 Dec 2019 till 31 November 2020 Verifiable CPD activity 0.5

FPI19120109 One Financial Services Holdings

(Pty) Ltd

Rapid Spill 01 January 2020 till 31 December

2020


FPI19120110 Captains & Coaches (Pty) Ltd The fundamentals of FAIS Compliance 13 December 2019 to 12 December

2020


FPI19120111 Captains & Coaches (Pty) Ltd International Estate and Tax Planning 22 November 2019 till 21 November

2020




27th & 28th November 2019 till 26

November 2020


FPI20010001 Liberty Corporate Professionalising Actuarial Advice 01st November 2019 - 31st May 2020 Verifiable CPD activity 3

FPI20010002 Sanlam Life Insurance Limited CPD Masterclass February 2020 25th

February 2020 – 24th

February

2021



Actuaries


Nov 2019 28-Nov-19 Verifiable CPD activity 1


Limited (Pty) Ltd

Fund Provider Workshop - January 2020 20 - 27 January 2020 Verifiable CPD activity 1


Limited (Pty) Ltd

Investment Update and Succession

Planning


FPI20010006 Fundnews Africa CC HedgeNews Africa Symposium 2020 20-Feb-20 Verifiable CPD activity 5.5


(Pty) Ltd

PSG Wealth Platform and Solutions

Meeting


FPI20010008 Captains & Coaches (Pty) Ltd Planning for Retirement and beyond

(Case Study)

29th


November

2020


FPI20010009 Captains & Coaches (Pty) Ltd Regulatory Update 08th


November

2020


FPI20010010 ABSA Group Limited ABSA Absolute Return Franchise Lunch 19th

& 27th

June 2019 Verifiable CPD activity 0.5

FPI20010011 ABSA Group Limited ABSA Linked Investments Breakfast 23-May-19 Verifiable CPD activity 0.5


Ltd

Glacier Shari’ah Investment Seminar 03 Octobe r2019 Verifiable CPD activity 0.5


Ltd

Dollar Life Legal & Tax 09th

December 2019 – 09th

December

2020



Ltd

10 Common Mistakes in Buy & Sell

Structures

09th

December 2019 – 09th

December

2020


FPI20010015 ABSA Group Limited External Distribution Chanel – ABSA SA

Equity Franchise

21 August 2019 23 August 2019 Verifiable CPD activity 1

FPI20010016 ABSA Group Limited External distribution chanel - Balanced

Franchise Lunch

23 July 2019 25 July 2019 Verifiable CPD activity 1

FPI20010017 NBC Holdings (Pty) Ltd Legal Seminars 30 October 2019 till 30 September

2020


FPI20010018 Integrity Academy (Pty) Ltd Money Laundering Legislation and the

implications for Accountable

Institutions (FICA)

01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 4.5

FPI20010019 Integrity Academy (Pty) Ltd Structured Deposits 01st December 2019 – 30

th November

2020




Short Term insurance assessment and

validation of claims


st December

2020




Introduction to Short-term Insurance 01st January 2020 – 31

st December

2020


FPI20010022 Integrity Academy (Pty) Ltd Financial Statements in a Business

Environment

01st Dec 2019 - 30th November 2020 Verifiable CPD activity 8.5

FPI20010023 Integrity Academy (Pty) Ltd Financial Needs Analysis 01st Dec 2019 - 30th November 2020 Verifiable CPD activity 8

FPI20010024 Integrity Academy (Pty) Ltd Forex 01st Dec 2019 - 30th November 2020 Verifiable CPD activity 8

FPI20010025 VAPS Consulting (Pty) Ltd Introduction to Short-term Insurance 01st jan 2020 - 31st Dec 2020 Verifiable CPD activity 6.5

FPI20010026 Infinitum Compliance Mastering the Advice Process 16th

January 2020 – 15th

January 2021 Verifiable CPD activity 3

FPI20010027 Integrity Academy (Pty) Ltd Protection of Personal Information Act 01st December 2019 – 30

th November

2020


FPI20010028 Liberty Group Limited Womanomics 01st January 2020 – 31

st December

2020





st December

2020



Development

2020 Webinar: Ethics in general 01st February 2020 – 31st January

2021


FPI20010031 Efficient Private Clients (Pty) Ltd The Market Call 15th

November 2019 15th


FPI20010032

Asset TV (Pty) Ltd

Outlook Pensions 2020 01st January 2020 – 31

st December

2020



Ltd

Budget Roundup 2020 26th

February 2020 – 31st December

2020



Development

2020 Webinar: Section 12J Investments 01st February 2020 – 31st January

2021



Ltd

Taking Stock Summer 2020 02nd

March 2020 – 31st March 2020 Verifiable CPD activity 1.5


Ltd

Portfolio Managers 2020 insights 27th

& 30th


FPI20010037 Old Mutual Personal Finance “Enter Tomorrow” – Advisor Livestream 08-Oct-19 Verifiable CPD activity 1

FPI20010038 CFA Society South Africa Measuring Impact – the cornerstone of

impact investing

29-Jan-20 Verifiable CPD activity 0.5

FPI20010039 Allegiance Consulting (Pty) Ltd Advanced Business Assurance Workshop 01st Jan - 31st Dec 2020 Verifiable CPD activity 7

FPI20010040 CFA Society South Africa Fixed Income Masterclass 03rd February 2020 Verifiable CPD activity 1


Development

Assupol customized training - January

2020

30 Jnauary 2020 Verifiable CPD activity 5.5

FPI20010042 PPS Insurance Company (Pty) Ltd People and Practice Management 31st January 2020 – 31


FPI20010043 PPS Insurance Company (Pty) Ltd Fiduciary and Estate Planning 31st January 2020 – 31


FPI20010044 PPS Insurance Company (Pty) Ltd From Regulation to Socialisation 31st January 2020 – 31


FPI20010045 PPS Insurance Company (Pty) Ltd Holistic Financial Planning 31st January 2020 – 31


FPI20010046 PPS Insurance Company (Pty) Ltd The Value of Advice 31st January 2020 – 31


FPI20010047 PPS Insurance Company (Pty) Ltd Market Overview 31st January 2020 – 31


FPI20010048 PPS Investments (Pty) Ltd Fighting Fear with Facts 04th


February

2020



Ltd

Business Opportunities from

understanding buy and sell and

contingent liability contracts

15th



FPI20010050 Anchor Group Limited Short Term Insurance Commercial

LinesRisk Management

22nd

January 2020 – 22nd


FPI20010051 Anchor Group Limited Ethics 22nd



FPI20010052 Anchor Group Limited Factors that Impact Short Term

insurance

22nd



FPI20010053 Anchor Group Limited Managing Workplace Relationships 22nd



FPI20010054 Prima Research (Pty) Ltd SA Education Sector Initiation - Getting

Schooled

22-31 Jnauary 2020 Verifiable CPD activity 1

FPI20010055 Prima Research (Pty) Ltd Growth in Consumer Spending in 2020 21st January 2020 – 05

th February 2020 Verifiable CPD activity 1

FPI20010056 Octomate (Pty) Ltd Life Insurance: assitance Policies 01st December 2019 – 30

th November

2020


FPI20010057 Octomate (Pty) Ltd FICA 2nd December 2019 – 30th

November

2020


FPI20010058 Octomate (Pty) Ltd Life investment policies 3rd December 2019 – 30th

November

2020


FPI20010059 Octomate (Pty) Ltd Life Risk Policies 4th December 2019 – 30th

November

2020


FPI20010060 Octomate (Pty) Ltd Personal lines Miscellaneous 5th December 2019 – 30th

November

2020


FPI20010061 Octomate (Pty) Ltd Pension fund benefits 6th December 2019 – 30th

November

2020


FPI20010062 Octomate (Pty) Ltd Personal lines Property insurance 7th December 2019 – 30th

November

2020


FPI20010063 Octomate (Pty) Ltd Personal lines motor 8th December 2019 – 30th

November

2020


FPI20010064 Octomate (Pty) Ltd Personal lines accident and health

insurance

9th December 2019 – 30th

November

2020


FPI20010065 Octomate (Pty) Ltd Personal Lines Liability Policy 10th December 2019 – 30th

November

2020


FPI20010066 Octomate (Pty) Ltd Personal lines transportation insurance

policy


November

2020


FPI20010067 Octomate (Pty) Ltd Long term reinsurance 12th December 2019 – 30th

November

2020


FPI20010068 Octomate (Pty) Ltd Personal Lines Short-term Reinsurance

Policy


November

2020


FPI20010069 Octomate (Pty) Ltd Sinking Fund policies 14th December 2019 – 30th

November

2020


FPI20010070 Octomate (Pty) Ltd Fund Policies 15th December 2019 – 30th

November

2020


FPI20010071 Octomate (Pty) Ltd Motor Fleet management 16th December 2019 – 30th

November

2020


FPI20010072 Octomate (Pty) Ltd Cyber insurance 17th December 2019 – 30th

November

2020


FPI20010073 Octomate (Pty) Ltd Insurance telematics 18th December 2019 – 30th

November

2020


FPI20010074 Octomate (Pty) Ltd Business interruption cover 19th December 2019 – 30th

November

2020


FPI20010075 Octomate (Pty) Ltd Exploring the Impact of Technology,

Innovation and Block Chain on

commercial lines


November

2020


FPI20010076 Octomate (Pty) Ltd National credit act 21st December 2019 – 30th

November

2020


FPI20010077 Octomate (Pty) Ltd The need for financial planning 22nd December 2019 – 30th

November

2020


FPI20010078 Octomate (Pty) Ltd POPI ACT 23rd December 2019 – 30th

November

2020


FPI20010079 ICS Academy (Pty) Ltd “Complaints” – an overview of

legislative provisions

01 Dec 2019 till 31 November 2020 Verifiable CPD activity 1.5

FPI20010080 Old Mutual Personal Finance AML Awareness 01 Dec 2019 till 31 November 2020 Verifiable CPD activity 2

FPI20010081 PPS Insurance Company (Pty) Ltd Introduction to Estate Planning 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 0.5

FPI20010082 PPS Insurance Company (Pty) Ltd Estate Administration 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1

FPI20010083 PPS Insurance Company (Pty) Ltd Last Will and Testament 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 0.5

FPI20010084 PPS Insurance Company (Pty) Ltd Law of Succession 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1

FPI20010085 Old Mutual Personal Finance Role Based Training – Module 1 01 Dec 2019 till 31 November 2020 Verifiable CPD activity 1





FPI20010090 Old Mutual Personal Finance Role Based Training - Module 6 01 Dec 2019 till 31 November 2020 Verifiable CPD activity 1

FPI20010091 PPS Insurance Company (Pty) Ltd Tax Planning 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1

FPI20010092 PPS Insurance Company (Pty) Ltd Trusts 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 0.5

FPI20010093 PPS Insurance Company (Pty) Ltd Marriage Regimes 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 0.5


Holdings

Employee Relations Workshop 01st February 2020 – 31


FPI20010095 Liberty Group Limited LibX Agile 21-23 Jan 202 Verifiable CPD activity 0.5

FPI20010096 Milpark Education The Future of Banking – FUTBAN-OS 01st January 2020 – 31

st December

2020


FPI20010097 Milpark Education How Banks Generate Income - BGENIN-

OS


st December

2020


FPI20010098 Sanlam Life Insurance Limited SFP Wealth Summit 2019 28 & 29 August 2019 Verifiable CPD activity 5.5

FPI20010099 PPS Insurance Company (Pty) Ltd Regulatory Update 31 Jan 2020 till 30 Jan 2021 Verifiable CPD activity 1

FPI20010100 Fundhouse Advisor (Pty) Ltd Q4 2019 Investment Update 27 January 2020 – 25 February 2020 Verifiable CPD activity 2

FPI20010101 Old Mutual Personal Finance Role Based Training – Module 7

Enhanced Due Diligence


2020


FPI20010102 Old Mutual Personal Finance Role Based Training – Module 8 Ongoing

Due Diligence


2020


FPI20010103 Old Mutual Personal Finance Role Based Training – Module 9

Prominent Person Screening


2020


FPI20010104 Old Mutual Personal Finance Role Based Training Module 10

Sanctions Screening


2020


FPI20010105 Old Mutual Personal Finance Role Based Training Module 11

Statutory Reporting


2020


FPI20010106 Old Mutual Personal Finance Role Based Training Module 12 Record

Keeping


2020



Holdings

The ten step process and compliance

for short-term

30 October 2019 to 29 October 2020 Verifiable CPD activity 3


Holdings

The ten step process and compliance

for long-term

30 October 2019 to 29 October 2020 Verifiable CPD activity 3

FPI20010109 Investec Bank Limited Investec Wealth & Investment - World

Axis performance strategy update


2020


FPI20010110 Sanlam Life Insurance Limited SanTrust 1 February 2020 to 31 January 2021 Verifiable CPD activity 4


Holdings

Momentum Financial Adviser

Partnership National Roadshow 2020

30 January 2020 06 February

2020 11 February 2020

13 February 2020 18

Declined 0



TCF: Unpacking twhat it means 01st October 2019 – 30th September

2020


FPI20010113 Foord Asset Management (Pty) Ltd Mind Of the Manager 27th



FPI20010114 Sanlam Life Insurance Limited Satrix Factor Investing Masterclass 01st January 2020 – 31

st December

2020


FPI20010115 Towers Watson (Pty) Ltd Consultancy Forum January 2020 05th



Managers (Pty) Ltd

Health Market Inquiry Findings and

Recommendations for Scheme Benefits


st December

2020



Managers (Pty) Ltd


Recommendations on the Supply-Side

Regulator of Health


st December

2020


FPI20010118 Masthead (Pty) Ltd Ethics and Corporate Governance

Online Course 2020

01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 2

FPI20010119 Masthead (Pty) Ltd POPI Online Course 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 2.5

FPI20010120 Masthead (Pty) Ltd How to complete your Compliance

Report 2020



Holdings

Cape Planner Day 10 October 2019 Verifiable CPD activity 3

FPI20010122 BrightRock Life Limited Claims Showcase 2020 11 February 2019 - 10 February 2020 Verifiable CPD activity 1


Ltd

Bloemfontein Advisor Workshop 30-Jan-20 Verifiable CPD activity 1.5

FPI20010124 Analytics Consulting (Pty) Ltd FICA Training 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1

FPI20010125 Analytics Consulting (Pty) Ltd Investment Committee Meetings 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1.5

FPI20010126 Prima Research (Pty) Ltd SA Telecoms Regulation 28 January 2020 to 27 February 2021 Verifiable CPD activity 1

FPI20010127 Analytics Consulting (Pty) Ltd Reps Supervision 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1


Regional Meeting 09 October 2019

09th October 2019 Verifiable CPD activity 1.5

FPI20010129 Analytics Consulting (Pty) Ltd Securities Investment Committee 01 January 2020 till 31 December

2020



Development

Economic Update 3 01 February 2020 till 31 January 2021 Verifiable CPD activity 1


Development

Economic Update 4 01 February 2020 till 31 January 2021 Verifiable CPD activity 1


Managers (Pty) Ltd


Recommendations on the Supply-Side

Regulator of Health


2020



Managers (Pty) Ltd

AMRS Beyond the Horizon 29 January 2020 12 February 2020


20 February 2020



Limited (Pty) Ltd

Year End Business Update 07 November 2019 Verifiable CPD activity 0.5


Managers (Pty) Ltd

In the room with Stanlib 04 February 2020 Verifiable CPD activity 1

FPI20020004 IQ Compliance (Pty) Ltd A practical approach to FICA 01 March 2020 till 28 February 2021 Verifiable CPD activity 4

FPI20020005 Old Mutual Personal Finance Buy-and-sell pitfalls and implications 01 January 2020 till 31 December

2020


FPI20020006 Old Mutual Personal Finance Retirement Planning Advanced

programme


2020


FPI20020007 Old Mutual Personal Finance Retirement Planning programme 01 January 2020 till 31 December

2020



Ltd

Credit Top Down Meetings Sept 2019 30-Sep-19 Verifiable CPD activity 1.5

FPI20020009 Old Mutual Personal Finance Capital Gains 01st January 2020 – 31

st December

2020


FPI20020010 Old Mutual Personal Finance Investment Planning (Intermediate) 01st January 2020 – 31

st December

2020


FPI20020011 Circulus Online Tax Efficient Estate Planning in 2020 01st January 2020 – 31

st December

2020


FPI20020012 ABSA Group Limited Client Advisory Framework – Implement 01 June 2019 till 31 May 2020 Verifiable CPD activity 0

FPI20020013 ABSA Group Limited Client Advisory Framework - Review 01 June 2019 till 31 May 2020 Verifiable CPD activity 6

FPI20020014 ABSA Group Limited Client Advisory Framework - Integrated

Assessment


FPI20020015 ABSA Group Limited Client Advisory Framework - Consult 17 – 18 October 2019 04 – 05

November 2019

07 – 08 November 2019 12 – 13


FPI20020016 Sanlam Life Insurance Limited Economic Growth 14 January 2020 14 January 2020 Verifiable CPD activity 1.5

FPI20020017 Bridge Fund Managers (Pty) Ltd Bridge Fund Managers' Roadshows 01 January 2020 till 30 April 2020 Verifiable CPD activity 1

FPI20020018 Investec Bank Limited Macro update and Property/Progressive

Yield portfolio review

27th

January 2020 – 31st December

2020



Ltd

Cam Investment Presentation Feb 2020 03rd


February

2020



Personal Lines

01st February 2020 – 31

st January 2021 Verifiable CPD activity 3.5

FPI20020021 eStudy (Pty) Ltd Class of Business: Long-term Insurance 01st February 2020 – 31


FPI20020022 Allegiance Consulting (Pty) Ltd Business Assurance Refresher and Case

Study



FPI20020023 Allegiance Consulting (Pty) Ltd Wealth Plan 01st February 2020 – 31


FPI20020024 Allegiance Consulting (Pty) Ltd Estate Plan and FNA 01st February 2020 – 31



Roadshow

18th


February

2020



Ltd

Should we be preparing for a decade of

slow growth & low inflation?

30th


February 2020 Verifiable CPD activity 0.5

FPI20020027 AC Develop (Pty) Ltd Insurance Apprentice for Judges 17 January 2019 19 January 2020




FPI20020028 Simply Learn CC Complaints Management Framework 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 4.5

FPI20020029 Old Mutual Personal Finance 9 Opportunities for Financial Planning

from Personal Income Tax


FPI20020030 Coronation Management Company Kick Off 2020 17 January 2020 to 31 January 2020

and 25 February 2020


FPI20020031 Old Mutual Personal Finance 7 Habits to Build a Legendary Financial

Services Practice




Holdings

Suitability of Investment Advice in SA 01st February 2020 – 31


FPI20020033 Circulus Online Budget Review 2020 01 February 2020 till 31 March 2021 Verifiable CPD activity 1.5

FPI20020034 Sanlam Life Insurance Limited Legal Updates 01 January 2020 till 31 December

2020


FPI20020035 AC Develop (Pty) Ltd MUA Climate Change 01 February 2020 till 31 March 2021 Verifiable CPD activity 3


Ltd

OPS Meeting – February 2020 11 February 2020 12 February

2020 17 February 2020



FPI20020037 Old Mutual Personal Finance Fundamentals of Trusts 01st January 2020 – 31

st December

2020


FPI20020038 AC Develop (Pty) Ltd AC Legislative Update September 2019 01 February 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20020039 AC Develop (Pty) Ltd SHA Directors and Officers Liability 01st November 2019 – 31

st October

2020



Studies

Robo-Advisors: Exploring and

Leveraging the Competition

10th


February

2020


FPI20020041 Old Mutual Personal Finance Pareto Training – Module 1 Onboarding 01st October 2019 – 30

th September

2020


FPI20020042 Old Mutual Personal Finance Pareto Training – Module 2 Cracking the

Code


th September

2020


FPI20020043 Old Mutual Personal Finance Pareto Training – Module 3 Fast

Tracking New Clients


th September

2020


FPI20020044 Old Mutual Personal Finance Pareto Training – Module 4 Maximising

Existing Clients


th September

2020


FPI20020045 Old Mutual Personal Finance Pareto Training – Module 5 Organize

Your Clients


th September

2020


FPI20020046 Old Mutual Personal Finance Pareto Training – Module 6 Elevate the

Client Experience


th September

2020


FPI20020047 AC Develop (Pty) Ltd Insurance Apprentice - Viewers 07th of February 2020 to the 20th of

March 2020



(Pty) Ltd

Talking Investments with Coronation

2020

29 January 2020 30 January

2020


FPI20020049 Old Mutual Corporate KIC - Corporate Business Complaints

process

14th October 2020 Verifiable CPD activity 1.5

FPI20020050 Old Mutual Wealth Client Presentation 2020 04th February 2020 – 13th February

2020

Non-verifiable CPD activity 0

FPI20020051 Old Mutual Wealth Investment Briefing 2020 04th February 2020 – 15th February

2020


FPI20020052 Investec Bank Limited Know Fraud 11th


February

2021



(Pty) Ltd

Fire module 7 01st February 2020 – 31



Holdings

Market Conduct 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 2

FPI20020055 Anchor Group Limited Retail Pension Funds 29 July 2019 till 28 July 2020 Verifiable CPD activity 2

FPI20020056 ICTS Legal Services (Pty) Ltd ICTS Legal Services - Ensimni Financial

Services

24 Jan 2020 Verifiable CPD activity 2

FPI20020057 ICTS Legal Services (Pty) Ltd Monthly Legal Forum January 2020 23 January 2020 Verifiable CPD activity 2

FPI20020058 HSBC Securities South Africa (Pty)

Ltd

Real Estate Conference 12 December 2019 13

December 2019


FPI20020059 Sanlam Life Insurance Limited SFP – Regional Meeting (A morning with

SFP)

02 October 2019 Verifiable CPD activity 0.5

FPI20020060 Investec Bank Limited Frontier Africa Conference 12 February 2020 till 13 February 2020 Verifiable CPD activity 10.5


Managers (Pty) Ltd

Low Cost Benefit Option/Demarcation

products - What now for South Africans?

01 February 2020 till 31 Jan 2021 Verifiable CPD activity 2


Ltd

Behavioural Finance and the Myths of

Investing - Continuous Invest Training




Ltd

SA Rates Macro Meeting 12th December 2019 Verifiable CPD activity 1.5


Ltd

The Significance of Ethics in

Investments Planning


th September

2020


FPI20020065 Matrix Fund Managers Venture into Vines 29-Jan-20 Verifiable CPD activity 1

FPI20020066 Analytics Consulting (Pty) Ltd Retail Distribution Review Update 01st February 2020 – 31


FPI20020067 CFA Society South Africa Utilizing ESG Data for Sustainable

Investment Solutions


FPI20020068 ABSA Group Limited Overview of the Long-term Insurance

assistance policies

01 February 2020 till 31 January 2020 Verifiable CPD activity 2

FPI20020069 ABSA Group Limited Overview of Long-term Insurance Life

Risk Products



Trusts Limited

Prospective asset class returns: Time to

be greedy rather than fearful


2020


FPI20020071 PPS Insurance Company (Pty) Ltd Business Assurance – Buy and Sell

Agreement


FPI20020072 PPS Insurance Company (Pty) Ltd Business Assurance – Credit Loan

account


FPI20020073 PPS Insurance Company (Pty) Ltd Business Assurance – Financial

Statements


FPI20020074 Navigate Training and Consulting Training Workshop: Unpacking market

conduct

05 March 2020 06 March 2020

till 04 March 2021


FPI20020075 27Four Investment Managers Financial Advisor Global Market Update 25 February 2020 26 February

2020 05 March 2020


FPI20020076 Masthead (Pty) Ltd How to successfully transition to a fee

based business



Limited (Pty) Ltd

Allan Gray Institutional Client Event

2020

17 March 2020 18 March 2020

19 March 2020


FPI20020078 PPS Insurance Company (Pty) Ltd LBS Open Day 18-Feb-20 Verifiable CPD activity 1

FPI20020079 SA Asset Management Quarterly Economic and Fund Update

February 2020



(Pty) Ltd

Unpacking SA Beta Benchmarks 26th Feb 2020 27th Feb

2020 12th March 2020


FPI20020081 PPS Insurance Company (Pty) Ltd Estate Planning Workshop 01 February 2020 till 31 January 2021 Verifiable CPD activity 9

FPI20020082 ABSA Group Limited Post Retirement Planning Refresher 01 January 2020 till 31 December

2020


FPI20020083 ABSA Group Limited Estate Planning Refresher 01 January 2020 till 31 December

2020


FPI20020084 PPS Insurance Company (Pty) Ltd Business Assurance – Business Entities 18th


February

2021


FPI20020085 PPS Insurance Company (Pty) Ltd Business Assurance – Contingent

Liability

18th


February

2021


FPI20020086 PPS Insurance Company (Pty) Ltd Business Assurance – Keyperson

Insurance

18th


February

2021


FPI20020087 Efficient Private Clients (Pty) Ltd The Market Call 24th

Jan 2020 24-Jan-20 Verifiable CPD activity 2

FPI20020088 ABSA Group Limited Manage and create a lead 01 November 2019 till 31 October

2020


FPI20020089 ABSA Group Limited Balance enquiry 01 November 2019 till 31 October

2020


FPI20020090 ABSA Group Limited Case Management 01 November 2019 till 31 October

2020


FPI20020091 ABSA Group Limited Customer1_Telephony Integration and

Instant Chat


2020


FPI20020092 ABSA Group Limited Customer1_Customer hub, Client finder

& Activity tracker


2020


FPI20020093 ABSA Group Limited Customer1_Adoption Dashboard 01st November 2019 – 31

st October

2020


FPI20020094 ABSA Group Limited Customer1_Calendar Sync 01st November 2019 – 31

st October

2020


FPI20020095 ABSA Group Limited Customer1_Complaints: Other 01st November 2019 – 31

st October

2020


FPI20020096 ABSA Group Limited Customer1_Complaints ATM 01st November 2019 – 31

st October

2020


FPI20020097 ABSA Group Limited Customer1_Routing (Email to Case) 01st November 2019 – 31

st October

2020


FPI20020098 Old Mutual Personal Finance Business Assurance Business Continuity 01st February 2020 – 31


FPI20020099 Old Mutual Personal Finance Tax Efficient Estate Planning 01st February 2020 – 31


FPI20020100 Sanlam Life Insurance Limited Regional Meeting 21-Nov Verifiable CPD activity 0.5


(Pty) Ltd

Product and Platforms Feedback

Session

28-Jan-20 Verifiable CPD activity 0


Limited (Pty) Ltd

Liberty Morebo 02-Aug-19 Verifiable CPD activity 0


Limited (Pty) Ltd

Liberty Sept – Oct 2019 09th


October

2019




Section 37C of The Pension Funds Act 12-Feb-20 Verifiable CPD activity 1

FPI20020105 Investec Bank Limited Introduction to Structured Products 01 February 2020 till 31 January 2021 Verifiable CPD activity 1

FPI20020106 ABSA Group Limited CAF - Advice 01 June 2019 till 31 May 2020 Verifiable CPD activity 5.5

FPI20020107 Sanlam Life Insurance Limited Q4 Quarterly Investment Meetings Quarter 4, 2019 - 23 January to 20

March 2020


FPI20020108 2IP (Pty) Ltd The Global Macro Economic Backdrop


Environment Q1 2020

30 Jan 2020 – 30 Dec 2020 Verifiable CPD activity 1.5


Ltd

Credit Top Down Meeting 05 Dec 2019 05-Dec-19 Verifiable CPD activity 1.5

FPI20020110 Old Mutual Corporate KIC Start Session: Economic Outlook 04 November 2019 Verifiable CPD activity 1.5

FPI20020111 Old Mutual Corporate Old Mutual Retirement Session 26 November 2019 Verifiable CPD activity 4

FPI20020112 Circulus Online 9 Opportunities for Financial Planning

from Personal Income Tax



Session

11 February 2020 – 20 February 2020 Verifiable CPD activity 1

FPI20020114 Old Mutual Personal Finance Employing Technology in your practice 01 February 2020 till 31 January 2021 Verifiable CPD activity 2

FPI20020115 Alexander Forbes Investments Ltd AF Investment Mind Gym Session: Local

& Global Economic Themes and

Investment Trends for 2020


FPI20020116 Old Mutual Wealth Fit and Proper Online course 01 December 2019 till 31 November

2020


FPI20020117 Investment Consulting & Trustee

Services (Pty) Ltd

Two-Day Fiduciary Duties &

Investments (Module I)

19th & 20th November 2019 03rd

& 04th December 2019 11th & 12th

February 2020 03rd & 04th


FPI20020118 Circulus Online Capital Gains Tax 2020 01 December 2019 till 31 November

2020



Ltd

Protecting clients through keeping a

clear desk

01 February 2020 till 31 May 2020 Verifiable CPD activity 2.5

FPI20020120 Old Mutual Wealth The International Framework that

Governs the Flow of Money

20th


February

2021


FPI20020121 Circulus Online Business Assurance 2020 20th


February

2021


FPI20020122 Circulus Online Estate Planning 2020 20th


February

2021


FPI20020123 Circulus Online Social Media for Financial Professionals 20th


February

2021


FPI20020124 CFA Society South Africa Fixed Income Masterclass '03 February 2020 Verifiable CPD activity 0.5

FPI20020125 Sanlam Life Insurance Limited ACA and Simeka Consultants Forum

January 2020



Development

Budget Review Trilogy JHB 28 February 2020 Verifiable CPD activity 2


Development

Budget Review Trilogy CT 26 February 2020 Verifiable CPD activity 3.5


Development

Budget Review Trilogy KZN 27 February 2020 Verifiable CPD activity 1.5



Self-Mastery 01st January 2020 – 31

st December

2020



Trusts Limited

Self-study of Company Policies,

Attestation & Assessments

10th


February

2021



Ltd

Webinars: Budget Preview 2020 28th


February

2021



Holdings

Quarterly Outlook Presentation 24 January 2020 till 23 January 2021 Verifiable CPD activity 3

FPI20020133 Sanlam Life Insurance Limited Business assurance and financial

statements - Back2BASlCS



Insurance (Pty) Ltd

Online Compliance Programme 01 February 2020 till 31 January 2021 Verifiable CPD activity 6


Managers (Pty) Ltd

INN8 Investing Offshore Workshop 21 February 2020 Verifiable CPD activity 0.5

FPI20020136 Circulus Online Employing Technology to enhance your

business

Date of event 15 February 2020 till 14

February 2021


FPI20020137 Anchor Group Limited Anchor FA Roadshow – February 2020 05-17 February 2020 Verifiable CPD activity 1.5



Momentum : Let’s Talk About Love 19-Feb-20 Verifiable CPD activity 1


Limited (Pty) Ltd

Allan Gray Behavioural Coaching



28 & 29 January 2020 30 January

2020


FPI20020140 Sanlam Life Insurance Limited ACA and Simeka Consultants Forum

November 2019




Understanding, reading and

interpreting financial statements

Renewal

01 March 2020 till 28 February 2021 Verifiable CPD activity 4



Morningstar Q4 Managed Portfolio

Review


18 February 2020


FPI20020143 27Four Investment Managers 27Four Academy Private Equity

technical session


FPI20020144 PSG Asset Management (Pty) Ltd PSG Outlook Roadshow 28 JANUARY 2020 29 JANUARY

2020 30 JANUARY 2020

31 JANUARY 2020 31 JANUARY



Limited (Pty) Ltd

Allan Gray Business Transformation

Programme | Workshop 2 | October

2019


2019 17 October 2019



FPI20020146 ABSA Group Limited Private & Wealth Banking Roadshow 01 February 2020 Verifiable CPD activity 0.5


Limited (Pty) Ltd

Allan Gray Tax & Legal Update 2020 03rd

March – 12th



Proprietary Limited

Investment Perspectives Workshop –

Fixed Income and Global Macros

17th

– 21st February 2020 Verifiable CPD activity 1.5

FPI20020149 Old Mutual Corporate Corporate Regional Collaboration Q3 02nd

– 18th

September 2019 Verifiable CPD activity 3

FPI20020150 GTC Pty (Ltd) GTC Market Update and Analysis 01 February 2020 till 31 January 2021 Verifiable CPD activity 0.5


Holdings

Regional Workshop 6 February 2020 11 March 2020 Verifiable CPD activity 2.5

FPI20020152 Nedgroup Investments (Pty) Ltd NFP Regional Meeting - Minimising

client behavioural biases



Ltd

Machine Learning in STI 01 Feb 2020 till 31 Jan 2021 Verifiable CPD activity 1


Ltd

Retirement Tax – Renewal 01 March 2020 till 28 February 2021 Verifiable CPD activity 1


Ltd

Protection of Personal Information

(POPI) Renewal

01 March 2020 till 28 February 2021 Verifiable CPD activity 1.5

FPI20020156 ICTS Legal Services (Pty) Ltd Werksmans & ICTS Legal Services

Seminar

04-Mar-20 Verifiable CPD activity 2

FPI20020157 Old Mutual Personal Finance Social Media for Financial Professionals 01st February 2020 – 31


FPI20020158 Nedgroup Investments (Pty) Ltd Institutional Breakfast 20-Feb-20 Verifiable CPD activity 1.5


Proprietary Limited

Investments Information sharing Dinner

session



Ltd


maternity cover



Ltd

Introduction to wellness in life

insurance



Ltd

The Investment Forum 2020 16 & 17 March 2020 19 & 20 March

2020


FPI20020163 ICTS Legal Services (Pty) Ltd Mercer Marsh Benefits – Death Benefits

– Tricky Bits


FPI20020164 Masthead (Pty) Ltd Short-Term Fees – How to Get Clients

to Pay for the Work that You Do



Ltd

Advancements in telemedicine 01 February 2020 till 31 January 2021 Verifiable CPD activity 1.5


Ltd

Default Regulations 01 March 2020 till 28 February 2021 Verifiable CPD activity 0.5


Ltd

Value of Advice 01 March 2020 till 28 February 2021 Verifiable CPD activity 1



Morningstar Advisor Forum PE Feb 2020 20 February 2020 Verifiable CPD activity 1


Holdings

Quarterly Outlook Presentation October

2019



Ltd

DFM Masterclass 2020 18-Mar-20 Verifiable CPD activity 4


Ltd

Cyber Risk 01st February 2020 – 31



Ltd

Medical aid inflation and how its

calculated




Ltd

Introduction to commercial insurance 01st February 2020 – 31



Holdings

The CPD Policy 01 February 2020 till 31 January 2021 Verifiable CPD activity 1


Ltd

Estate Planning Conference 2020 13 May 2020 till 12 May 2021 Verifiable CPD activity 5


Managers (Pty) Ltd

Practice Development Session Cape

Town


FPI20020177 CILSA Investments Capital International Client event 04 March 2020 Verifiable CPD activity 1


Services (Pty) Ltd

Retirements technical session 31 January 2020 Verifiable CPD activity 1

FPI20020179 Rand Merchant Bank RMB Global Markets Seminar 2020 10 March 2020 Verifiable CPD activity 5


Ltd

Mental Wellbeing 01st February 2020 – 31



Ltd

An insurer’s risk appetite and the role

of underwriting




Ltd

Understanding life insurance premiums 01st February 2020 – 31


FPI20020183 ICTS Legal Services (Pty) Ltd NMG Legal Forum Feb 2020 13-Feb-20 Verifiable CPD activity 2

FPI20030001 Old Mutual Personal Finance Estate Planning 01st February 2020 – 31


FPI20030002

Discovery Central Services (Pty)

Ltd Factfulness - The illusion of knowledge is the biggest obstacle for learning01st February 2020 – 31


FPI20030003 Compliance Online (Pty) Ltd Protection of Personal Information Act (POPIA)01st February 2020 – 31


FPI20030004 Compliance Online (Pty) Ltd Competition Law 01st February 2020 – 31


FPI20030005

Alexander Forbes Financial

Planning Consultants (Pty) Ltd Privacy Awareness 11-Mar-20 Verifiable CPD activity 1

FPI20030006 FNB Stock Broking and Portfolio Management (Pty) Ltd Committee workshop – 2020/01/15 – Naspers and Global Equity Strategies15-Jan-20 Verifiable CPD activity 1

FPI20030007 Masthead (Pty) Ltd Durban Member Engagement Evening 5 March 2020 Verifiable CPD activity 1

FPI20030008

Momentum, a division of MMI

Holdings Legislative Update 01st February 2020 – 31


FPI20030009

Sanlam Life Insurance Limited Sanlam Corporate In Conversations

Session – March 2020 10th

– 18th


FPI20030010

Sanlam Life Insurance Limited Equity Markets: Will Investors be

rewarded in 2020 10 Feb 2020 Verifiable CPD activity 1

FPI20030011

Sanlam Life Insurance Limited Sanlam Wealth Private Wealth

Intermediary Conference 20 February 2020 Verifiable CPD activity 2.5

FPI20030012 Sanlam Life Insurance Limited Peregrine Conference 23 & 24 January 2020 Verifiable CPD activity 5

FPI20030013


Holdings Marsh Feedback Forum 31 January 2020 Verifiable CPD activity 1

FPI20030014


Ltd The importance of Ethics 01 February 2020 till 31 January 2021 Verifiable CPD activity 2

FPI20030015

Moonstone Business School of

Excellence (Pty) Ltd Cyber Security - POPIA 01 September 2019 till 31 August 2020 Verifiable CPD activity 1.5

FPI20030016 Asset TV (Pty) Ltd ETF'S and Offshore Products 01 February 2020 till 31 January 2021 Verifiable CPD activity 0.5

FPI20030017

CFA Society South Africa The place of credit assets in asset

allocation 26 February 2020 till 25 January 2021 Verifiable CPD activity 0.5

FPI20030018

CFA Society South Africa

SA Ethical decision making workshop 08 June 2020 10 June 2020Verifiable CPD activity 1.5

FPI20030019


Ltd Offshore Legal and Tax 26 February 2020 till 25 January 2021 Verifiable CPD activity 1

FPI20030020

The Standard Bank of South Africa

Retirement Planning Course 28 February 2020 till 27 January 2021 Verifiable CPD activity 3

FPI20030021 Efficient Wealth FIA Presentation: Due Diligence 13 September 2019 Verifiable CPD activity 3

FPI20030022

The Institute of Health Risk

Managers (Pty) Ltd

Progress towards NHI and its

Constitutionality 01 March 2020 till 28 February 2020 Verifiable CPD activity 2.5

FPI20030023


Ltd

Customer Service and Building

Customer Relationships 01st February 2020 – 31


FPI20030024

PPS Insurance Company (Pty) Ltd

Estate Planning Needs Analysis 05th March 2020 – 05th March 2021 Verifiable CPD activity 5.5

FPI20030025


Ltd

Policyholder Protection Rules to ensure

fair treatment 01 February 2020 till 31 January 2021 Verifiable CPD activity 2.5

FPI20030026


Managers (Pty) Ltd Medical Expenses Tax Workshop 01 March 2020 till 28 February 2020 Verifiable CPD activity 2

FPI20030027 Liberty Group Limited Budget Speech Review 26th February 2020 – 26th February 2021Verifiable CPD activity 1

FPI20030028


Ltd Introduction to Reinsurance 01st February 2020 – 31


FPI20030029 Asset TV (Pty) Ltd Alternative Investments 01st March 2020 – 01


FPI20030030

Compliance and Learning Center

(Pty) Ltd New Supervision Arrangements 01st February 2020 – 31


FPI20030031


(Pty) Ltd

The Internet of Things Online CPD

course 2020 01st February 2020 – 31


FPI20030032

PPS Insurance Company (Pty) Ltd Business Assurance – Financial Needs

Analysis 01 March 2020 till 28 February 2020 Verifiable CPD activity 5.5

FPI20030033 ABSA Group Limited

Off-Boarding Brand Ambassadors &

Loyal Customers01 December 2019 - 30 November

2020 Verifiable CPD activity 0.5

FPI20030034 ABSA Group Limited Strategic Employee relations

01 December 2019 - 30 November

2020 Verifiable CPD activity 1

FPI20030035 ABSA Group Limited Facilitating learning and development



FPI20030036 ABSA Group Limited Managing Succession



FPI20030037 ABSA Group Limited Driving talent retention



FPI20030038 ABSA Group Limited Celebrity Top talent



FPI20030039 ABSA Group Limited People Manager Standards



FPI20030040 ABSA Group Limited Future-Fit-Hiring



FPI20030041 ABSA Group Limited Absa-Lute Onboarding (Welcome ME)



FPI20030042 ABSA Group Limited Cultivating High Performance



FPI20030043 ABSA Group Limited People Admin Vitals



FPI20030044 ABSA Group Limited Diversity & Inclusion



FPI20030045 Old Mutual Wealth PCS Insight Exchange 31st march - 2 April 2020 Verifiable CPD activity 0.5

FPI20030046


Managers (Pty) Ltd

Tax Implications For Medical Expenses

2020/2021 01st March 2020 – 01

st March 2021 Verifiable CPD activity 1.5

FPI20030047 ABSA Group Limited Pension and Provident Fund Module 01 March 2020 till 28 February 2020 Verifiable CPD activity 2.5

FPI20030048

Investec Asset Management (Pty)

Ltd Credit Top Down Meeting 20 Jan 2020 20-Jan-20 Verifiable CPD activity 1.5

FPI20030049

PPS Insurance Company (Pty) Ltd

Estate and Business Planning 10th

March 2020 – 10th


FPI20030050 Glacier Financial Holdings (Pty) Ltd Glacier Investment Summit 2020 06th

& 07th


FPI20030051 Old Mutual Corporate KIC Session 03 February 2020 03 February 2020 Verifiable CPD activity 1

FPI20030052

Old Mutual Personal Finance Living annuities – summary of the status

quo 1 February 2020 – 31 January 2021 Verifiable CPD activity 2

FPI20030053 Glacier Financial Holdings (Pty) Ltd Glacier Manco Day East London 11 February 2020 Verifiable CPD activity 4.5

FPI20030054 Sanlam Life Insurance Limited Top Achiever’s Conference 2020 06 February 2020 till 07 February 2020 Verifiable CPD activity 2

FPI20030055 Old Mutual Corporate

Strategic Conference 19 & 20 November

2019 19 and 20 November 2019 Verifiable CPD activity 1

FPI20030056

Old Mutual Personal Finance RDR and the impact thereof on current

distribution models 20th


September 2020Verifiable CPD activity 2.5

FPI20030057


Holdings

Momentum Financial Planning Training

on Public Sector Funds 26th


February 2021Verifiable CPD activity 1

FPI20030058


Holdings MFP Conference 2020 11th

– 17th


FPI20030059 Old Mutual Corporate Corporate Regional Collaboration – Q2 03-18 June 2019 Verifiable CPD activity 2

FPI20030060 Sanlam Life Insurance Limited Estate Duty Calculations 05-Mar-20 Non-Verifiable CPD activity 1.5

FPI20030061 Boutique Collective Investments

Glacier BCI Boutique Manager Series:

Income Funds - Solutions for Real

Returns 17 & 18 March 2020 Verifiable CPD activity 1

FPI20030062

Allan Gray Unit Trusts Managers RF

Limited (Pty) LtdNext Generation Business

Transformation Workshop - Value

Propositions that resonate 14-Oct-19 Verifiable CPD activity 2.5

FPI20030063 ABSA Group Limited Basic legal Technical Knowledge 01st February 2020 – 01

st February 2020 Verifiable CPD activity 4

FPI20030064


Limited (Pty) LtdAllan Gray Behavioural Coaching

Programme - Group Coaching Session -

Module 1 - Feb 2020 19-21 February 2020 Verifiable CPD activity 2

FPI20030065


Ltd Fundamentals of Property Insurance 01st February 2020 – 31


FPI20030066

The Sherq Centre of Excellence

(Pty) Ltd Artificial Intelligence Phase 1 and 2 01st February 2020 – 01

st February 2021 Verifiable CPD activity 8

FPI20030067

FNB Stock Broking and Portfolio


FNB Wealth & Investments Ops Risk

Management, Fraud Risk Management

and Security Awareness – Feb 2020 01 February 2020 till 31 January 2021 Verifiable CPD activity 1.5

FPI20030068 Sanlam Life Insurance Limited SA Economy Event Risk 11 February 2020 till 10 February 2021 Verifiable CPD activity 1.5

FPI20030069


Management (Pty) Ltd FNB Ethics and Business Conduct 15 March 2020 till 14 March 2021 Verifiable CPD activity 1

FPI20030070

Morningstar Investment


Investment Committee Portfolio Review

and Market Update








FPI20030071


Limited (Pty) Ltd

Behavioural Coaching Programme

Module 1 07 February 2020 till 06 February 2021 Verifiable CPD activity 3

FPI20030072


Ltd SA Rates Macro Meeting 15-Jan-20 Verifiable CPD activity 1.5

FPI20030073 Asset TV (Pty) Ltd ETF’s and offshore products 01 February 2020 till 31 January 2021 Verifiable CPD activity 0.5

FPI20030074


Excellence (Pty) Ltd Introduction to Fintech 01 March 2020 till 28 February 2020 Verifiable CPD activity 3

FPI20030075


Excellence (Pty) Ltd Income Tax and Capital Gains Tax 01 March 2020 till 28 February 2020 Verifiable CPD activity 6.5

FPI20030076


Excellence (Pty) Ltd Estate Planning Fundamentals 30 April 2020 till 31 March 2020 Verifiable CPD activity 7

FPI20030077


Excellence (Pty) Ltd Fundamentals of Business Assurance 30 April 2020 till 31 March 2020 Verifiable CPD activity 6.5

FPI20030078


(Pty) Ltd Cyber Security 13 March 2020 till 12 March 2021 Verifiable CPD activity 4

FPI20030079


(Pty) Ltd

4IR – A Digital Experience – Ilead lab

day 13 March 2020 till 12 March 2021 Verifiable CPD activity 6

FPI20030080 Masthead (Pty) Ltd Income Tax Update Seminar 2020 10-Mar-20 Verifiable CPD activity 2

FPI20030081


Excellence (Pty) Ltd Ethics – How to impress your clients 30th

April 2020 – 30th


FPI20030082



Customer Services and Building Client

Relationships 30th

April 2020 – 30th

April 2021 Verifiable CPD activity 4.5

FPI20030083


Excellence (Pty) Ltd Business Continuity Planning 01st march 2020 - 01st March 2021 Verifiable CPD activity 2

FPI20030084 ICTS Legal Services (Pty) Ltd Bidvest Wealth and Employee Benefits 15 November 2019 Verifiable CPD activity 2

FPI20030085

PPS Academy, a division of PPS

Insurance (Pty) Ltd Business Asssurance Online 01 March 2020 till 28 February 2021 Verifiable CPD activity 5

FPI20030086


Insurance (Pty) Ltd Risk Planning Renewal 2020 01 March 2020 till 28 February 2021 Verifiable CPD activity 4.5

FPI20030087 Nedgroup Investments (Pty) Ltd Fund Manager Workshops 2020 09 March 2020 10 March 2020 11 March 2020 Verifiable CPD activity 3.5

FPI20030088 Nedgroup Investments (Pty) Ltd Fund Manager Roadshow March 2020 10 March 2020 12 March 2020 Verifiable CPD activity 2.5

FPI20030089 Masthead (Pty) Ltd

Practice Management Principles 1 –

Leadership competence 01 March 2020 till 28 February 2021 Verifiable CPD activity 1

FPI20030090


Insurance (Pty) Ltd Budget Speech 27th


FPI20030091


Insurance (Pty) Ltd Introduction to Business Assurance 01st March 2020 – 01

st March 2021


FPI20030092


Insurance (Pty) Ltd Fundamentals of Financial Planning:

Risk Planning 01

st March 2020 – 01

st March 2021


FPI20030093


Insurance (Pty) Ltd Sales Resilience 01st March 2020 – 01

st March 2021


FPI20030094 Sanlam Life Insurance Limited Client Road Shows 02nd

March 2020 – 08th


FPI20030095


Managers (Pty) LtdThe Structure and Functions of Medical

Schemes01

st March 2020 – 01

st March 2021


FPI20030096

PSG Asset Management (Pty) Ltd

Key Client Event with Max du Preez 25th

– 29th


FPI20030097 FIA (Financial Intermediaries Association of Southern Africa (NPC) The South African Investment Market

14 Novwmber 2019 Verifiable CPD activity 1

FPI20030098


Services (Pty) Ltd The Case for Resilience Roadshow 28th



FPI20030099


Managers (Pty) LtdDisrupting Prescribed Minimum Benefits

- two-day programme 01st March 2020 – 01


FPI20030100 ABSA Group Limited Absa Polymers Morning 11th

March 2020 Verifiable CPD activity 3.5

FPI20030101

AC Develop (Pty) Ltd InsuranceZone – Record of Advice –

renewal 2020 01 April 2019 till 31 March 2020 Verifiable CPD activity 3

FPI20030102


Holdings Momentum Consult Cape Provincial

Conference – Short term insurance 05 March 2020 Verifiable CPD activity 2

FPI20030103

Old Mutual Personal Finance Nedgroup Investments International

Investment Summit 10-11 February 2020 Verifiable CPD activity 7.5

FPI20030104 Old Mutual CorporateThe Maadili Charter

18th


September


FPI20030105


Limited (Pty) Ltd Fund Provider Workshop 04-Mar-20 Verifiable CPD activity 2.5

FPI20030106Alexander Forbes Investments Ltd

Hot Topics Seminar: Investments 27th



FPI20030107 Sanlam Life Insurance Limited FGIP Advisors Forum 11-Mar-20 Verifiable CPD activity 4.5

FPI20030108 Octomate (Pty) Ltd CL: Transportation Policy 01st April 2020 – 01


FPI20030109 Octomate (Pty) Ltd CL: Liability Policy 01st April 2020 – 01


FPI20030110 Octomate (Pty) Ltd Self-Driving Cars 01st March 2020 – 01


FPI20030111 Octomate (Pty) Ltd Commercial Claims for Businesses 01st April 2020 – 01


FPI20030112 Octomate (Pty) Ltd Commercial Claims for Businesses 01 March 2020 till 28 February 2021 Verifiable CPD activity 3

FPI20030113 Octomate (Pty) Ltd

Commercial Lines: Engineering Policy

Renwal 01 March 2020 till 28 February 2021 Verifiable CPD activity 3


Commercial Lines: Motor Policy

Renewal 01 March 2020 till 28 February 2021 Verifiable CPD activity 3


Commercial Lines: Miscallenous Policy



Commercial Lines: Guarantee Policy


FPI20030117 Octomate (Pty) Ltd Motor Fleet Underwriting for beginners 01 March 2020 till 28 February 2021 Verifiable CPD activity 2


Motor Fleet Management Intermediate

Class 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI20030119 Octomate (Pty) Ltd Cyber Insurance Masterclass 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI20030120 Octomate (Pty) Ltd Managing Fire and its devastating effects01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI20030121 Octomate (Pty) Ltd Business Interruption Beginner's Class 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI20030122


Insurance (Pty) Ltd Ethics Programme 01 March 2020 till 28 February 2021 Verifiable CPD activity 2

FPI20030123

Full Value Financial Services (Pty)

Ltd Economic Principles Online Course 01 March 2020 till 28 February 2021 Verifiable CPD activity 2

FPI20030124


Holdings Partnership Connect 2020 10 March 2020 till 09 March 2021 Verifiable CPD activity 1

FPI20030125 IHRM Medical Schemes Underwriting 2020 01 March 2020 till 28 February 2021 Verifiable CPD activity 1.5

FPI20030126 The Compliance Toolbox Financial Intelligence Centre Act 10 March 2020 till 09 March 2021 Verifiable CPD activity 3.5

FPI20030127 NBC Holdings (Pty) Ltd Binder Agreement Regulations 03 March 2020 till 02 March 2021 Verifiable CPD activity 4

FPI20030128 Novia One Group (Pty) Ltd RegTech, InsurTech, Cybersecurity & Risk Management01 June 2019 till 31 May 2020 Verifiable CPD activity 16

FPI20030129 Novia One Group (Pty) Ltd The Business of a Bank 01 June 2019 till 31 May 2020 Verifiable CPD activity 10.5

FPI20030130

Novia One Group (Pty) Ltd

Beyond Fintech: Disruptive Innovation

in Investment Management 01 June 2019 till 31 May 2020 Verifiable CPD activity 5

FPI20030131 Novia One Group (Pty) Ltd Customer Banking and Fintech 01 June 2019 till 31 May 2020 Verifiable CPD activity 10.5

FPI20030132 Anchor Group Limited Long-term Insurance 29 July 2019 till 28 July 2020 Verifiable CPD activity 4.5

FPI20030133

Noble Private Portfolios (Pty) Ltd Noble Private Portfolio Investment

Seminar 01 March 2020 till 28 February 2021 Verifiable CPD activity 0.5

FPI20030134

Novia One Group (Pty) Ltd An Overview of Financial Markets &

Fintech 01st June 2019 – 30

th May 2020 Verifiable CPD activity 10.5

FPI20030135 Novia One Group (Pty) Ltd Artificial Intelligence & Big Data 01st June 2019 – 30


FPI20030136 Novia One Group (Pty) Ltd Blockchain & Capital Raising 01st June 2019 – 30


FPI20030137 Carmen Venter – Synergia

S11F Retirement Deduction and Estate

Duty Implications 23rd

March 2020 – 23rd


FPI20030138


HoldingsMomentum Consult Cape Provincial

Conference – Long-term Insurance 05-Mar-20 Verifiable CPD activity 4.5

FPI20030139


Excellence (Pty) Ltd Cyber Resilience: A Roadmap 01st March 2020 – 01

st March 2021


FPI20030140 Nedbank Limited Fiduciary Basics 10 march 2020 - 10 march 2021 Verifiable CPD activity 4

FPI20030141

Captains & Coaches (Pty) Ltd Sasfin Value Proposition Workshop

(Session 1) 19-Jul-19 Verifiable CPD activity 1

FPI20030142


(Session 2) 26-Jul-19 Verifiable CPD activity 1

FPI20030143


(Session 3) 02-Aug-19 Verifiable CPD activity 1

FPI20030144

FPI Centre for Professional

Development 2020 PCE Workshop 23 January 2020 24 January 2020 28 January 2020Verifiable CPD activity 5

FPI20030145 Octomate (Pty) Ltd Commercial Lines: Property Policy 01 April 2020 till 31 March 2021 Verifiable CPD activity 3

FPI20030146 Nedbank Limited

Personal Mastery for the 4th Industrial

Revolutions 10 March 2020 till 09 March 2021 Verifiable CPD activity 6

FPI20030147


Services (Pty) Ltd Retirement Forum – February Session 28 February 2020 Verifiable CPD activity 1

FPI20030148

Old Mutual Corporate Superfund Summit 2020

5 March 2020 9 March 2020 12

March 2020

19 March 2020 20 March 2020 Verifiable CPD activity 2

FPI20030149 Old Mutual Corporate OMCC Case Study 3 26 August 2019 till 25 August 2020 Verifiable CPD activity 1.5

FPI20030150 ABSA Group Limited Endowment Policies January till December 2020 Verifiable CPD activity 2.5

FPI20030151



A Guide to Corporate Social

Responsibility 01 March 2020 till 28 February 2021 Verifiable CPD activity 1.5

FPI20030152 Prima Research (Pty) Ltd SA Retail Issues Q1 2020 24 March 2020 till 23 March 2021 Verifiable CPD activity 1

FPI20030153ABSA Group Limited

ABSA Fund Managers: Economic and

Investment Feedback 09 March 2020 Verifiable CPD activity 1

FPI20030154 Carmen Venter – Synergia Time Value of money 23 March 2020 till 22 March 2021 Verifiable CPD activity 4.5

FPI20030155 Carmen Venter – Synergia Personal Income Tax 23 March 2020 till 22 March 2021 Verifiable CPD activity 7

FPI20030156 Carmen Venter – Synergia Marital Regimes 23 March 2020 till 22 March 2021 Verifiable CPD activity 3

FPI20030157 Carmen Venter – Synergia Law of Succession 23 March 2020 till 22 March 2021 Verifiable CPD activity 2.5

FPI20030158 Old Mutual Personal Finance Budget and Legal Technical Update 2020 1 February 2020 – 31 January 2021 Verifiable CPD activity 2

FPI20030159 Amity Investment Solutions (Pty) Ltd Amity Masterclass 20-Feb-20 Verifiable CPD activity 4

FPI20030160 Marix Fund managersMacro Update: Eskorona and other ills

10-13 March 2020 Verifiable CPD activity 1.5

FPI20030161

PSG Wealth Financial Planning

(Pty) Ltd

PSG Wealth Product and Platform

Feedback Session 04-Mar-20 Verifiable CPD activity 0.5

FPI20030162 Prima Research (Pty) Ltd Eskom – Winter is coming 24th

March 2020 – 24th


FPI20030163

Efficient Private Clients (Pty) Ltd

The Market Call 21-Feb-20 Verifiable CPD activity 2.5

FPI20030164

Schroder’s Unit Trusts LimitedSchroders Investment Symposium 2020

5-6 March 2020 Verifiable CPD activity 3

FPI20030165 AC Develop (Pty) Ltd MUA Motor Risk Update 27th



FPI20030166


(Pty) Ltd PSG Insure Internal Strategy Session 12th

, 13th

& 25th


FPI20030167


(Pty) Ltd PSG Wealth Strategy Session25-Feb-20 Verifiable CPD activity 2

FPI20030168


(Pty) Ltd PSG Equity Strategy Session25-Feb-20 Verifiable CPD activity 3

FPI20030169


(Pty) Ltd PSG Insure Strategy Session25-Feb-20 Verifiable CPD activity 2

FPI20030170 Old Mutual Corporate OMCC Academy Case Study 1 15 July 2019 Verifiable CPD activity 1.5

FPI20030171 Old Mutual Corporate OMCC Case Study 2 28 October 2019 Verifiable CPD activity 1.5

FPI20030172 Glacier Financial Holdings (Pty) Ltd Glacier Tax Seminar 2020 21 April 2020 08 April 2020 23 April 2020 05 May 2020 07 April 2020 Verifiable CPD activity 3.5

FPI20030173 Old Mutual Corporate Regional Collaboration March 2020

04 March 2020 24 March 2020

26 March 2020 31 March 2020 Verifiable CPD activity 5

FPI20030174 Old Mutual Corporate OMCC Case Study 1 - 24 Feb 2020 24 February 2020 Verifiable CPD activity 1.5

FPI20030175 NBC Holdings (Pty) Ltd Legal Update – PPR 13 March 2020 till 30 December 2020 Verifiable CPD activity 1.5

FPI20030176 Asset TV (Pty) Ltd DFM 202001 March 2020 till 28 February 2021


FPI20030177 Asset TV (Pty) Ltd Retirement Income Masterclass 01 March 2020 till 28 February 2021 Verifiable CPD activity 1

FPI20030178


Planning Consultants (Pty) Ltd Smooth Bonus Products 18 March 2020 Verifiable CPD activity 1


Exceptional Assistant – Develop

Business Practice Efficiencies through

Best Business Practice 01 March 2020 till 28 February 2021 Verifiable CPD activity 5

FPI20030180


Insurance (Pty) Ltd Fundamentals of Retirement Planning 01 April 2020 till 31 March 2021 Verifiable CPD activity 11

FPI20030181 Outsurance Insurance Company Advisor Development Communication 01 January 2020 till 31 December 2020 Verifiable CPD activity 0.5

FPI20030182 Outsurance Insurance Company

Event name Competency Based

Interviewing 01 January 2020 till 31 December 2020 Verifiable CPD activity 3

FPI20030183


Ltd Rates Macro Meeting 05 February 2020 Non-Verifiable CPD activity 1.5

FPI20030184 Nedbank Limited Key Individual Guidance 10 March 2020 to 09 March 2021 Verifiable CPD activity 5.5

FPI20030185

Old Mutual Personal Finance

HS Network Conference – Presentation:

Assisting an Incapacitated Client – A

guide to available practical options 09 March 2020 Verifiable CPD activity 1

FPI20030186

Salesguru Holdings Proprietary

Limited Mindset, Planning Prospecting course 01 June 2019 till 31 June 2020 Verifiable CPD activity 19.5

FPI20030187

Captains & Coaches (Pty) Ltd Service Agreement Fee structure

workshop 05 July 2019 Verifiable CPD activity 1

FPI20030188 Captains & Coaches (Pty) Ltd Rule 19 Replacemnt advise recrd 30-Aug-19 Verifiable CPD activity 1

FPI20030189 Captains & Coaches (Pty) Ltd Investment Proposal for Elite Wealth 13 September 2019 Verifiable CPD activity 1

FPI20030190


Managers (Pty) LtdThe healthcare Market and

Demarcation Regulations 2019/2020 01st March 2020 – 01


FPI20030191


Managers (Pty) LtdUnderstanding Prescribed Minimum

Benefits 2020 01st March 2020 – 01


FPI20030192


Managers (Pty) Ltd An Overview of Employee Benefits 01st March 2020 – 01


FPI20030193


Holdings PI/Momentum Ethics Workshop 2020 18th

March 2020 – 18th


FPI20030194


Business Assurance


st October


FPI20030195 Captains & Coaches (Pty) Ltd The impact of COFI on Sasfin Wealth 20 September 2019 Verifiable CPD activity 1

FPI20030196 Captains & Coaches (Pty) Ltd Fundamentals of Investment Planning 27-Sep-19 Verifiable CPD activity 1

FPI20030197 ABSA Group Limited Online Post Retirement planning refresher 01 April 2020 till 31 March 2021 Verifiable CPD activity 3

FPI20030198

VAPS Consulting (Pty) Ltd Supervision – understanding the new

criteria 01st April 2020 – 31


FPI20030199

Investment Consulting & Trustee

Services (Pty) LtdTwo-Day Advanced Fiduciary Duties &

Investments (Module II)28th November 2019 – 25

th November


FPI20030200


Limited (Pty) Ltd Allan Gray Business Transformation

Programme - Workshop 3 - March 202011-13 March 2020 Verifiable CPD activity 5

FPI20030201

FMI, a Division of Bidvest Life The case for protecting your clients'

income20 March 2020 till 19 March 2021


FPI20030202 Old Mutual Personal Finance Budget 2020 Preview 02 March 2020 03 March 2020 04 March 2020Verifiable CPD activity 1

FPI20030203


Managers (Pty) LtdMedical Scheme Complaint resolution

process 24 April 2020 till 23 April 2021 Verifiable CPD activity 1

FPI20030204

Simeka Consultants and Actuaries

(Pty) Ltd Simeka Spotlight Session 2020 10-12 march 2020 Verifiable CPD activity 1

FPI20030205

Glacier Financial Holdings (Pty)

Ltd Economic Overview Q4 04-Nov-19 Verifiable CPD activity 1

FPI20040001


Ltd Glacier Asset Manager Day (Coronation & Allan Gray)14-Feb-20 Verifiable CPD activity 0.5

FPI20040002


Holdings Business Assurance – Part 1

Development Series – Comprehensive

introduction to Business Assurance 01 March 2020 till 28 Feb 2021 Verifiable CPD activity 3

FPI20040003





FPI20040004




introduction to Business Assurance 01 March 2020 till 28 Feb 2021 Verifiable CPD activity 2.5

FPI20040005





FPI20040006


Holdings Key Individual Training 01 June 2019 till 31 May 2020Verifiable CPD activity 5

FPI20040007 Asset TV (Pty) Ltd Ethics Masterclass 01 March 2020 – 28 February 2021 Verifiable CPD activity 1

FPI20040008


Limited (Pty) Ltd Behavioural Coaching Programme

Module 2

10 March 2020 11 & 12

March 2020 13 March 2020 Verifiable CPD activity 7

FPI20040009


IFA Association Regional Round Table 17th

March 2020Verifiable CPD activity 1

FPI20040010 ABSA Group Limited Online Estate Planning Refresher 01st April 2020 – 31


FPI20040011


Insurance (Pty) Ltd Class of Business Training: Short-term

Insurance: Commercial Lines 01st April 2020 – 31


FPI20040012


Insurance (Pty) Ltd Class of Business Training: Short-term

Insurance: Personal Lines 01st April 2020 – 31


FPI20040013


Limited (Pty) Ltd Enomic Overview with Sandy McGregor 12-Mar-20 Verifiable CPD activity 1

FPI20040014

Investment Consulting & Trustee

Services (Pty) Ltd

One Day Governance & Risk

Management 15th


November 2020Verifiable CPD activity 5.5

FPI20040015

ICTS Legal Services (Pty) Ltd ICTS Legal Services -Ensimini Financial

Services 13-Mar-20 Verifiable CPD activity 2

FPI20040016 Asset TV (Pty) Ltd Why Invest in bonds 01 April 2020 till 31 March 2021 Verifiable CPD activity 0.5

FPI20040017 Old Mutual Wealth

OMW: Introduction to IWP Workshop

and Module 01 March 2020 till 28 Feb 2021 Verifiable CPD activity 5

FPI20040018

Old Mutual International SA Training and Investment Update in

association with Baillie Gifford & Old

Mutual International 7 February 2020 Verifiable CPD activity 2

FPI20040019 Old Mutual wealth

Understanding the annual effective

cost 01 March 2020 till 28 February 2021 Verifiable CPD activity 2

FPI20040020 Sanlam Life Insurance Limited Retirement Planning 102 01st April 2020 – 31


FPI20040021 AC Develop (Pty) Ltd CPA for F&I's - Renewal 2020 01st April 2020 – 31


FPI20040022

AC Develop (Pty) Ltd TCF Programme for F&I's - 2020

Renewal 01st April 2020 – 31


FPI20040023 Asset TV (Pty) Ltd Online Programme 01 April 2020 – 31 March 2021 Verifiable CPD activity 1

FPI20040024



Managing the Coronavirus (a guide for

employers and employees) 01 March 2020 till 28 Feb 2021 Verifiable CPD activity 0.5

FPI20040025

AC Develop (Pty) Ltd FAIS as it applies to F&I's - Renewal

2020 01 April 2020 – 31 March 2021 Verifiable CPD activity 7.5

FPI20040026

AC Develop (Pty) Ltd FICA as it applies to F&I's - Renewal

2020 01 April 2020 – 31 March 2021 Verifiable CPD activity 1

FPI20040027

AC Develop (Pty) Ltd National Credit Act for F&I's - Renewal


FPI20040028

Captains & Coaches (Pty) Ltd Investment Philosophy: Cashflow

Matching 04-Oct-19 Verifiable CPD activity 1

FPI20040029 Captains & Coaches (Pty) Ltd The Trusted Advisor 15-Nov-19 Verifiable CPD activity 1

FPI20040030

Captains & Coaches (Pty) Ltd

Planning for Retirement and Beyond 29-Nov-19 Verifiable CPD activity 1

FPI20040031 AC Develop (Pty) Ltd Legislative Update October 2019 01st Oct 2019 – 30

th Sept 2020 Verifiable CPD activity 1

FPI20040032 AC Develop (Pty) Ltd Legislative Update Nov/Dec 2019 01st Nov 2019 – 30

th Oct 2020 Verifiable CPD activity 1

FPI20040033 ICTS Legal Services (Pty) Ltd Cadiant Partners Legal Forum 19-Mar-20 Verifiable CPD activity 4.5


Absa Investment Managers: Budget

Speech Insights & Analysis CPD 04

March 2020 '26 February 2020 Verifiable CPD activity 1.5

FPI20040035


Excellence (Pty) Ltd National Credit Act General Course 01 March 2020 till 28 Feb 2021 Verifiable CPD activity 4.5

FPI20040036 Captains & Coaches (Pty) Ltd Goal based Investing '25 October 2019 Verifiable CPD activity 1

FPI20040037 Captains & Coaches (Pty) Ltd Investor behaviour tax 25 October 2019 Verifiable CPD activity 1

FPI20040038 Captains & Coaches (Pty) Ltd The Compliance Review Workshop 21 February 2020 Verifiable CPD activity 4

FPI20040039

Captains & Coaches (Pty) Ltd Stress testing the Sasfin Philosophies

(COVID-19) 27 March 2020 Verifiable CPD activity 1

FPI20040040

Captains & Coaches (Pty) Ltd

The fundamentals of FAIS Compliance '13 December 2019 Verifiable CPD activity 1

FPI20040041

AC Develop (Pty) Ltd Steps to Bridge the Insurance Skills Gap


FPI20040042


Holdings

The fundamentals of retirement

planning 06 April 2020 till 05 April 2021 Verifiable CPD activity 3

FPI20040043


Holdings Suitability of investment advice in SA 07 April 2020 till 06 April 2021 Verifiable CPD activity 1.5

FPI20040044


Holdings

The fundamentals of FAIS Compliance

for Investments 07 April 2020 till 06 April 2021 Verifiable CPD activity 3

FPI20040045


Holdings Business Lessons from the FAIS Ombud 07 April 2020 till 06 April 2021 Verifiable CPD activity 3

FPI20040046


Holdings

Business lessons for FSPs from the 2015

Rugby World Cup 07 April 2020 till 06 April 2021 Verifiable CPD activity 3

FPI20040047


Holdings

The ten-step process of professional

client engagement 07 April 2020 till 06 April 2021 Verifiable CPD activity 1

FPI20040048

AC Develop (Pty) Ltd

Covid 19 - impact on marine insurance 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20040049 Glacier Financial Holdings (Pty) Ltd Glacier Online Tax Workshop 9 April 2020 – 8 April 2021 Verifiable CPD activity 1

FPI20040050 ICTS Legal Services (Pty) Ltd Ensimini Financial Services 26-Feb-20 Verifiable CPD activity 2

FPI20040051

ICS Academy (Pty) Ltd Marketing & Advertising – An Overview

in the context of FAIS and CISA - 202001

st April 2020 – 01


FPI20040052 Old Mutual Personal Finance Retirement Planning (post-retirement) Online 202001st Nov 2019 – 31

st Oct 2020 Verifiable CPD activity 5

FPI20040053 Circulus Online Financial Planning Refresher 2020 01st April 2020 – 01


FPI20040054 Sanlam Life Insurance Limited Budget Highlights 2020 01st April 2020 – 01


FPI20040055


Ltd Financial Planning 01st April 2020 – 01


FPI20040056 Fundhouse Advisor (Pty) Ltd Fundhouse Market Insights Webinar 09 April 2020 Verifiable CPD activity 1

FPI20040057


Managers (Pty) Ltd Kevin Lings Webinar 01st April 2020 – 01


FPI20040058


Holdings

Estate Planning for Professionals

Workshops 1 to 4 01st April 2020 – 01st April 2021 Verifiable CPD activity 9

FPI20040059 Sanlam Life Insurance Limited Class of Business Investments 01 April 2020 till 31 March 2021 Verifiable CPD activity 19.5

FPI20040060 Sanlam Life Insurance Limited SFP National Conference 2020 12 & 13 March 2020 Verifiable CPD activity 4.5

FPI20040061

Old Mutual Personal Finance Retirement Planning (Pre retirement)

online 1 Nov 2019 – 31 Oct 2020 Verifiable CPD activity 6.5

FPI20040062 Milpark Education

Employee benefits Risk and Structuring

of Risk Benefits 01 April 2020 till 31 March 2021 Verifiable CPD activity 2


Estate planning: Succession planning

for Businesses 01 April 2020 till 31 March 2021 Verifiable CPD activity 2


Fundamentals of Business Interruption

Insurance 01 April 2020 till 31 March 2021 Verifiable CPD activity 2

FPI20040065 Milpark Education Investment Planning 01 April 2020 till 31 March 2021 Verifiable CPD activity 5

FPI20040066 Milpark Education Investment Planning Products 01 April 2020 till 31 March 2021 Verifiable CPD activity 5

FPI20040067 Milpark Education King IV and Retirement Funds 01 April 2020 till 31 March 2021 Verifiable CPD activity 2

FPI20040068 Milpark Education Managing Risk in a Clients Portfolio 01 April 2020 till 31 March 2021 Verifiable CPD activity 2

FPI20040069 Milpark Education Medical Scheme Performance 01 April 2020 till 31 March 2021 Verifiable CPD activity 2


Ombud's cases and ethical

considerations 01 April 2020 till 31 March 2021 Verifiable CPD activity 2


Regulation 28 In-fund Investment

Management 01 April 2020 till 31 March 2021 Verifiable CPD activity 2

FPI20040072 Milpark Education Pension Fund Regulations 01 April 2020 till 31 March 2021 Verifiable CPD activity 2

FPI20040073 Milpark Education Retirement Funds and Risk Management 01 April 2020 till 31 March 2021 Verifiable CPD activity 2

FPI20040074 Milpark Education Income Tax Refresher 01 April 2020 till 31 March 2021 Verifiable CPD activity 26

FPI20040075 Carmen Venter – Synergia

Pre- and Post Reitrement Planning

Online Programme 09 April 2020 till 08 April 2021 Verifiable CPD activity 4

FPI20040076 Carmen Venter – Synergia Capital Gains Tax Natural Person 09 April 2020 till 08 April 2021 Verifiable CPD activity 6.5

FPI20040077 Carmen Venter – Synergia Comprehensive Case Studies 09 April 2020 till 08 April 2021 Verifiable CPD activity 26


Introcust1 - Introduction to Customer

One 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1


Cust1BNAV - CustomerOne Basic

Navigation 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1


CUST1MHA - Leads Management on

CustomerOne for AIFA 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1

FPI20040081

AC Develop (Pty) Ltd 5 Adverse Effects of Climate Change on

Maritime Transport 01 April 2020 till 31 March 2021 Verifiable CPD activity 0.5

FPI20040082


Ltd Glacier International Seminar

9 March 2020 10 March 2020

11 March 2020 12 March 2020


FPI20040083

FMI, a Division of Bidvest Life How Future Insurability can ease

financial stress during lockdown 08th

April 2020 - 08th


FPI20040084


Planning Consultants (Pty) Ltd The Value of Hedge Funds 08-Apr-20 Verifiable CPD activity 1

FPI20040085 Sanlam Life Insurance Limited Intermediary Digital Enablement 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 1.5

FPI20040086

Efficient Private Clients (Pty) Ltd

The Market Call 20-Mar-20 Verifiable CPD activity 3

FPI20040087

CFA Society South Africa Demystifying Machine Learning for

Investors 29-Apr-20 Verifiable CPD activity 0.5

FPI20040088


Managers (Pty) Ltd IN the room with Ninety One 21-Apr-20 Verifiable CPD activity 0.5

FPI20040089

Prima Research (Pty) Ltd Massmart Turnaround Strategy – Is this

the road to recovery 24-Apr-20 Verifiable CPD activity 1

FPI20040090 AC Develop (Pty) Ltd ExSell Sales Training Programme 01st April 2020 – 01


FPI20040091 The University of the Free State Employee benefits - renewal 08 June 2020 till 10 July 2020 Verifiable CPD activity 25

FPI20040092 Natsure (Pty) Ltd Understanding Commercial Risk 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20040093 Asset TV (Pty) Ltd ESG Masterclass 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20040094


Managers (Pty) Ltd STANLIB Fixed Income Webinar 08 April 2020 - 07 April 2021 Verifiable CPD activity 1

FPI20040095



Managing client’s portfolio in times of

crises 01 April 2020- 31 March 2021 Verifiable CPD activity 2.5

FPI20040096


(Pty) Ltd PSG Wealth Work Session

16 March 2020 17 March 2020 18


FPI20040097


(Pty) Ltd PSG Insure Work Sessions 10 March 2020 11 March 2020 12 March 2020Verifiable CPD activity 3

FPI20040098


Holdings Financial Intelligence Centre Act (FICA) 12 July 2019 till 11 July 2020 Verifiable CPD activity 3

FPI20040099 ASISA Academy Ethics Workshop 01 April 2020 till 31 March 2021 Verifiable CPD activity 3.5

FPI20040100


(Pty) Ltd Portfolio Committee Meeting 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI20040101


(Pty) Ltd PSG Elite Purposeful Portfolios 02 March 2020 Verifiable CPD activity 3.5

FPI20040102

CFA Society South Africa Weekly Webinars: COVID-19: Before,

During and After - Roadmap to

Recovery 08 April 2020 Verifiable CPD activity 0.5

FPI20040103


Managers (Pty) Ltd Listed property update: navigating extraordinary times09 April 2020 Verifiable CPD activity 1

FPI20040104

Fundhouse Advisor (Pty) Ltd ASISA IFA Practice Management

Programme – Module 627 November 2019 & 28 November

2019

19 February 2020 & 20 February


FPI20040105The University of the Free State

Financial Coaching renewal



FPI20040106



Alexander Forbes – Knowledge Knocks

Prudential 15 April 2020 Verifiable CPD activity 1

FPI20040107 Masthead (Pty) Ltd Running a Sustainable Business Podcast 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20040108 Analytics Consulting (Pty) Ltd NFB Investment Committee Meetings 01 Jan 2020 till 31 Dec 2020 Verifiable CPD activity 0.5

FPI20040109


Ltd Economic Overview Q1 10 February 2020 Verifiable CPD activity 1.5

FPI20040110 Ninety One SA (Pty) Ltd Roaring, Boring and Flooring


13 February 2020 0 1.5

FPI20040111

FMI, a Division of Bidvest Life The Impact Life Income has on Estate

Planning 08th

May 2020 – 08th


FPI20040112 Nedbank Limited

Financial Legal Environment Updates

(Advanced Programme) 20th

April 2020 – 20th


FPI20040113 Sanlam Life Insurance Limited SFP Regional Kick off Meeting 31st January 2020 Verifiable CPD activity 1.5

FPI20040114 AC Develop (Pty) Ltd OSC Legislative Update Jan 20 01st January 2020 – 31st December 2020Verifiable CPD activity 1.5

FPI20040115

AC Develop (Pty) Ltd COVID impact on Climate and

Commercial Buildings 01st April 2020 – 01


FPI20040116


Insurance (Pty) Ltd Estate Planning and Wills Course:

Module 10: Last Will and Testament

Selling Opportunities 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040117 Masthead (Pty) Ltd Cybersecurity Online Course 2020 01 May 2020 till 31 April 2021 Verifiable CPD activity 1

FPI20040118 Fundhouse Advisor (Pty) Ltd Q1 2020 Investment Update 16 April 2020 – 11 May 2020 Verifiable CPD activity 1.5

FPI20040119

FMI, a Division of Bidvest Life TalkTime Webinar 3 - The case Life

Income 15 April 2020 Verifiable CPD activity 0.5

FPI20040120 Ninety One SA (Pty) Ltd IMPACT Budget Feb 2020

2 March 2020 2 March 2020 & 03


FPI20040121

eStudy (Pty) Ltd

HILL: Personal Development,

Effectiveness and Impact Programme 01 April 2020 till 31 March 2021 Verifiable CPD activity 42

FPI20040122 Nedbank Limited Wills Basics 10 April 2020 till 09 April 2021 Verifiable CPD activity 4.5

FPI20040123

eStudy (Pty) Ltd HILL: Innovation and Inspirational

Leadership Programme 22 April 2020 till 21 April 2021 Verifiable CPD activity 34.5

FPI20040141

eStudy (Pty) Ltd HILL: Well-being, Collaboration and

Diversity Programme 22 April 2020 till 21 April 2021 Verifiable CPD activity 41


Employee Benefits & Client

Engagement 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040126 Milpark Education Employee Benefits Dispute Resolution 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040127 Milpark Education Employee Benefits and Tax 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040128 Milpark Education Global Investment Strategies 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040129 Milpark Education Investment Planning and the Economy 01st April 2020 - 01st April 2021 Verifiable CPD activity 2


Investment Planning for Business

Owners 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040131 Milpark Education Pension Fund Regulations 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040132 Milpark Education Practice Management 01st April 2020 - 01st April 2021 Verifiable CPD activity 5


Presentation Skills for Financial

Planners 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040134 Milpark Education Risk & Business Assurance 01st April 2020 - 01st April 2021 Verifiable CPD activity 5.5


Risk Management Considerations for a

Financial Planning Practice 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040136 Milpark Education Tax Planning for Businesses 01st April 2020 - 01st April 2021 Verifiable CPD activity 2.5


Umbrella Funds Options, including

Costing 01st April 2020 - 01st April 2021 Verifiable CPD activity 2

FPI20040138 Masthead (Pty) Ltd The Fundamentals of POPI 01st May 2020 – 31


FPI20040139 Masthead (Pty) Ltd Risk & Estate Planning Course 01st May 2020 – 31


FPI20040140


Managers (Pty) Ltd

History of the SA Health System and

Medical Schemes 01st April 2020 – 01


FPI20040141


Planning Consultants (Pty) Ltd Section 14 and Directive 135 Transfer 26th February 2020 Verifiable CPD activity 1

FPI20040142


Holdings MFP Connect & Engage March 2020 02nd

March 2020 – 01st April 2020 Verifiable CPD activity 2.5

FPI20040143


Excellence (Pty) Ltd Fundamentals of Investment Planning 30th

April 2020 – 30th

April 2021Verifiable CPD activity 3.5

FPI20040144



A goals-based approach to

individualised savings strategies 22 April 2020 Verifiable CPD activity 1

FPI20040145



Dividend Income Fund - Budget MNP

investment 03 March 2020 Verifiable CPD activity 1

FPI20040146


Management (Pty) Ltd Fair Market conduct 28 April 2020 till 27 April 2021 Verifiable CPD activity 0.5

FPI20040147



FNB Economics - international food

retailing 20 February 2020 Verifiable CPD activity 2

FPI20040148



Global Ma Feedback – Offshore Equity

Funds 12 February 2020 Verifiable CPD activity 2

FPI20040149 ICTS Legal Services (Pty) Ltd Cadiant Partners Legal Forum 04 December 2019 Verifiable CPD activity 4

FPI20040150 Sygnia Asset Management Investment Landscape OSI Fund 8 April 2020 and 14 April 2020 Verifiable CPD activity 0

FPI20040151 Sygnia Asset Management Passive Investing Webinar 15 April 2020 Verifiable CPD activity 1

FPI20040152 Anchor Group Limited

Webinar | Dr Adrian Enthoven &

positioning for a recovery 15th


FPI20040153 Asset TV (Pty) Ltd Global Equities Masterclass 2020 01st May 2020 – 30

th April 2021 Verifiable CPD activity 0.5

FPI20040154

Sanlam Life Insurance Limited Class of Business 4: Pension Fund

Benefits 01st April 2020 - 01st April 2021 Verifiable CPD activity 3.5

FPI20040155



Monthly Market Review/Update April

2020 06th April 2020 Verifiable CPD activity 1

FPI20040156

CFA Society South Africa Weekly Webinars: An investor response

to Covid-19 13-May-20 Verifiable CPD activity 0.5

FPI20040157


LtdSouth African Specialist Risks Insurance

Association (SASRIA) 01st April 2020 - 01st April 2021 Verifiable CPD activity 1

FPI20040158


Ltd

An In Depth Look at Car Insurance

Premiums 01st April 2020 - 01st April 2021 Verifiable CPD activity 1.5

FPI20040159


LtdWhy Short-term Insurance Claims May

Get Rejected 01st April 2020 - 01st April 2021 Verifiable CPD activity 1

FPI20040160


Ltd Offshore Pension Tax 01st April 2020 - 01st April 2021 Verifiable CPD activity 0.5

FPI20040161


Ltd

ASISA standard on retirement savings

cost disclosure - renewal 01st April 2020 - 01st April 2021 Verifiable CPD activity 1.5

FPI20040162


Ltd Introduction to Ethics 01st April 2020 - 01st April 2021 Verifiable CPD activity 0.5

FPI20040163


(Pty) Ltd Fire Protection: Module 9: SANS 10400

Part T: General provisions, safety

distances, maximum division areas, d

and protection of openings 01st April 2020 - 01st April 2021 Verifiable CPD activity 1

FPI20040164 Anchor Group limited

Local and Global Market Update 09

April 2020 09 April 2020 Verifiable CPD activity 1

FPI20040165


(Pty) Ltd Fire Module 8 01 May 2020 till 30 April 2020 Verifiable CPD activity 0.5

FPI20040166


Managers (Pty) Ltd Absolute Returns Webinar 15 April 2020 Verifiable CPD activity 1

FPI20040167

FPI Centre for Professional

Development 2020 Economic update 01 May 2020 till 31 April 2021 Verifiable CPD activity 0.5

FPI20040168

Elite Wealth Management(Pty) Ltd

Administration Software Training 01 Feb 2020 till 31 Jan 2021 Verifiable CPD activity 3.5

FPI20040169

Elite Wealth Management(Pty) Ltd

Financial Planning Software Training 01 Feb 2020 till 31 Jan 2021 Verifiable CPD activity 3.5

FPI20040170 Asset TV (Pty) Ltd

What is happening in South Africa’s

credit markets 01 May 2020 till 31 April 2021 Verifiable CPD activity 0.5

FPI20040171 Asset TV (Pty) Ltd Fixed Income Masterclass 01 May 2020 till 31 April 2021 Verifiable CPD activity 1

FPI20040172 AC Develop (Pty) Ltd AC Legal Update January 2020 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20040173


Ltd Business Insurance: Property class - renewal01 March 2020 till 28 Feb 2021 Verifiable CPD activity 2

FPI20040174


Ltd

The importance of global cover -

renewal 01 April 2020 till 31 March 2021 Verifiable CPD activity 1.5

FPI20040175


Ltd Extending the normal retirement age in

occupational defined contribution funds

in South Africa - renewal 01 April 2020 till 31 March 2021 Verifiable CPD activity 2

FPI20040176


Ltd Income protection products vs Lump

sum disability products - renewal 01 May 2020 till 30 April 2020 Verifiable CPD activity 1

FPI20040177


LtdSaving for retirement: Retirement

annuity (RA) versus pension or

provident fund - renewal 01 March 2020 till 28 Feb2021 Verifiable CPD activity 1

FPI20050001 FPI Centre for Professional Development Webinar: 2020 Healthcare Planning 01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050002 FPI Centre for Professional Development Webinar: The development of ethics from antiquity01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050003 FPI Centre for Professional Development Webinar: Tax on Trust Income 01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050004 FPI Centre for Professional Development Webinar: Asset allocation 01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050005 ABSA Group Limited Customer 1 My Hub 01 Jan till 31 Dec 2020 Verifiable CPD activity 1

FPI20050006 ABSA Group Limited Customer 1 Activity Tracker 01 Jan till 31 Dec 2020 Verifiable CPD activity 1

FPI20050007

Sanlam Life Insurance Limited Western Cape Regional Meeting Short-

term 01 Jan till 31 Dec 2020 Verifiable CPD activity 1

FPI20050008 Milpark Education Personal Lines Insurance for High Net Worth Clients 01 May 2020 till 30 April 2021 Verifiable CPD activity 2

FPI20050009 Masthead (Pty) Ltd RE 1 and RE 5 Training Session 1 28 April 2020 till 27 April 2021 Verifiable CPD activity 3.5

FPI20050010 Masthead (Pty) Ltd RE 1 and RE 5 Training Session 2 29 April 2020 till 28 April 2021 Verifiable CPD activity 3.5

FPI20050011 FPI centre for professional developmentWebinar: Visulation Retirement 01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050012 FPI centre for professional developmentWebinar: 7 powerful habits to build a legendary practice01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050013 Integrity Academy (Pty) Ltd Behaviours and Emotions in Financial Planning01 June 2020 till 31 May 2021 Verifiable CPD activity 3

FPI20050014 STANLIB Wealth Management Balanced and Equity Funds Webinar 22 April 2020 Verifiable CPD activity 1

FPI20050015 Old Mutual Investment Group (Pty) LtdWebinars: Long-term Perspectives 2020 01st May 2020 – 01

st May 2021 Verifiable CPD Activity 1

FPI20050016 Sanlam Life Insurance Limited SFP Regional Meeting - Risk & Investments07-Nov-20 Verifiable CPD Activity 3.5

FPI20050017


Limited (Pty) Ltd Allan Gray Local Investment Updates 4-6 May 2020 Verifiable CPD Activity 0.5


Cost of Customer Care in Short-term

Insurance CCCSTI-OS01

st April 2020 – 01

st April 2021

Verifiable CPD Activity 2

FPI20050019

Prima Research (Pty) Ltd A Consumer Outlook – Not letting this

Crisis go to waste 4th May 2020 - 04th May 2021 Verifiable CPD Activity 1

FPI20050020 Asset TV (Pty) Ltd Exit Ahead – Strategies for Investors 01st May 2020 – 30

th April 2021 Verifiable CPD Activity 0.5

FPI20050021 FPI Centre for Professional DevelopmentGlobal Asset 1 June 2020 - 31 May 2021 Verifiable CPD Activity 1

FPI20050022 FPI Centre for Professional DevelopmentBuy & Sell Pitfalls and Implications 1 June 2020 - 31 May 2021 Verifiable CPD Activity 1

FPI20050023 FPI Centre for Professional DevelopmentWebinar: Employing technology to enhance your business1 June 2020 - 31 May 2021 Verifiable CPD Activity 1

FPI20050024 FPI Centre for Professional DevelopmentRecap of estate duty 1 June 2020 - 31 May 2021 Verifiable CPD Activity 1

FPI20050025 Sanlam Life Insurance Limited Masterclass May 2020 12th

May 2020 – 12th

May 2021 Verifiable CPD Activity 5

FPI20050026 FPI Centre for Professional DevelopmentWebinar: 2020 Budget 01st June 2020 - 31


FPI20050027 Nedgroup Limited

Multi-Manager – NFP Regional Meeting:

Minimising clients behavioural biases25

th March 2020 – 23

rd April 2020

Verifiable CPD Activity 1

FPI20050028 Old Mutual Wealth Advice Forum: Economics – is it only about History? (Covid-19 impact tie back into Black Swan event26th

June 2020 Verifiable CPD Activity 0.5

FPI20050029 Fundhouse Advisor (Pty) Ltd Fundhouse Market Insights Webinar 29th April 2020 Verifiable CPD Activity 1

FPI20050030 Ninety One SA (Pty) Ltd Webinar 14 april 2020 14-Apr-20 Verifiable CPD Activity 1

FPI20050031 VAPS Consulting (Pty) Ltd The Internet of things in Insurance 05 May 2020 till 04 May 2021 Verifiable CPD activity 0.5

FPI20050032 Momentum, a division of MMI Holdings Outcome Matters May 2020 13 May 2020 till 12 May 2021 Verifiable CPD activity 1

FPI20050033


Excellence (Pty) Ltd A guide to mindfulness in the workplace01 April 2020 till 31 March 2021


FPI20050034


Excellence (Pty) Ltd Fundamentals of Retirement Planning Renewal 01 May 2020 till 30 April 2021 Verifiable CPD activity 6.5

FPI20050035


Limited (Pty) Ltd Orbis Investment Update 05 & 07 May 05 May 2020 07 May 2020 Verifiable CPD activity 0.5

FPI20050036 ICTS Legal Services (Pty) Ltd Mercer Marsh Benefits 14 April 2020 Verifiable CPD activity 2

FPI20050037

Iress Wealth Management (Pty) Ltd

Campaign Manager 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20050038


Planning Calculators 01 March 2020 till 28 Feb 2021 Verifiable CPD activity 1

FPI20050039


Financial Data Capture 01 April 2020 till 31 March 2021 Verifiable CPD activity 5.5

FPI20050040


Risk FNA 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20050041


Practice Management: Threads 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20050042 SBFC Structured Products 29 April 2020 till 28 April 2021 Verifiable CPD activity 1.5

FPI20050043

Citadel Investement Services (Pty)

Ltd CAM Investment Presentation 2020 06 May 2020 Verifiable CPD activity 2.5

FPI20050044 Integrity Academy (Pty) Ltd Regulatory Update 2020 01 June 2020 till 31 May 2021 Verifiable CPD activity 5.5

FPI20050045 Anchor Group Limited Investment Outlook 29 April 2020 Verifiable CPD activity 1

FPI20050046 ICS Academy (Pty) Ltd Fit & Proper Requirements 2020 01 May 2020 till 30 April 2021 Verifiable CPD activity 2

FPI20050047

Sasfin Financial Advisory Services

Panic at the Dischem 02 April 2020 22 April 2020 Verifiable CPD activity 1

FPI20050048

Sasfin Financial Advisory Services

Investing Post Covid 19 08 April 2020 22 April 2020 Verifiable CPD activity 0.5

FPI20050049 Ninety One SA (Pty) Ltd Webinar 21 April 2020 21 April 2020 Verifiable CPD activity 0.5

FPI20050050 FPI Centre for Professional Development2020 Tax Planning 01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050051 Momentum, a division of MMI Holdings Planning at Retirement – Workshop 1 1 May 2020 - 1 May 2020 Verifiable CPD Activity 2



FPI20050054 FPI Centre for Professional DevelopmentConflict of Interest 01 June 2020 till 31 May 2021 Verifiable CPD Activity 1

FPI20050055 FPI Centre for Professional DevelopmentHow to help with a Retirement Plan 01 June 2020 till 31 May 2021 Verifiable CPD Activity 1

FPI20050056 Sanlam Life Insurance Limited Sanlam Private Wealth Intermediary Webinar1 May 2020 - 1 May 2020 Verifiable CPD Activity 1

FPI20050057 Circulus online Business Assurance refresher 01 May 2020 - 01 May 2021 Verifiable CPD Activity 3

FPI20050058 Boutique Collective Investments April 2020 BCI Boutique Specialist views – Zoom Hosting02nd

April 2020 – 24th

April 2020 Verifiable CPD Activity 5.5

FPI20050059

ICTS Legal Services (Pty) Ltd Mercer Marsh Benefits – Death Benefits

– Tricky Bits 13-Mar-20Verifiable CPD Activity

2

FPI20050060

Prudential Portfolio Managers Unit

Trusts Limited Pruview with Chris Wood 14-May-20Verifiable CPD Activity

0.5

FPI20050061


Management (Pty) Ltd Managed Portfolio Review 22-Apr-20Verifiable CPD Activity

0.5

FPI20050062 Barbara Mundell Consult Mastering Time Value of Money Calculations14th May 2020 - 14th May 2021 Verifiable CPD Activity 2

FPI20050063 Ninety One SA (Pty) Ltd Webinar 23rd

April 2020 23rd april 2020 Verifiable CPD Activity 1

FPI20050064 Ninety One SA (Pty) Ltd Webinar 30th April 2020 30-Apr-20 Verifiable CPD Activity 0.5

FPI20050065 Ninety One SA (Pty) Ltd Webinar 5th May 2020 05-May-20 Verifiable CPD Activity 1

FPI20050066 FPI Centre for Professional DevelopmentAspects Surrounding Estate Planning 2 01st June 2020 - 31


FPI20050067 Anchor Group Limited

COVID-19 Webinar: Jonathan

Oppenheimer, the SA Future Trust and

SMME Relief | 5 May 2020 05-May-20

Verifiable CPD Activity

0.5

FPI20050068 Sanlam Life Insurance Limited Q1 2020 Quarterly Investment Committee Meetings04th

May 2020 – 12th

June 2020 Verifiable CPD Activity 1.5


Learn how to Build a Robust Financial

Management Model 2020 25th

May 2020 – 25th

May 2021 Verifiable CPD Activity 3

FPI20050070


(Pty) Ltd Investment Meetings 01st June 2019 – 31

st March 2020 Verifiable CPD Activity

0.5

FPI20050071


(Pty) Ltd

Fundamentals of health service

benefits 01st June 2020 - 31st May 2020Verifiable CPD Activity

3.5

FPI20050072 Ninety One SA (Pty) Ltd Webinar 22nd

April 2020 22 Apil 2020 Verifiable CPD Activity 1

FPI20050073

PSG Asset Management (Pty) Ltd

PSG Market Update with Justin Floor 29-Apr-20Verifiable CPD Activity

0.5

FPI20050074 Glacier Financial Holdings (Pty) Ltd Glacier Round Table Q1 12 - 18 March 2020 Verifiable CPD Activity 2

FPI20050075

ICTS Legal Services (Pty) Ltd Bidvest Wealth & Employee Benefits

08-May-20Verifiable CPD Activity

1

FPI20050076 Ninety One SA (Pty) Ltd Webinar 28 April 2020 28 April 2020 Verifiable CPD Activity 1.5

FPI20050077


Ltd

Offshore Tax and Investments

06 May 2020 till 05 May 2021 Verifiable CPD Activity 1

FPI20050078 Investec Bank Limited

Economics for Financial Market

Professionals 14 May 2020 till 12 May 2021 Verifiable CPD Activity 2.5


Preparation for an FSCA Visit – What to

Expect 2020 18 May 2020 till 17 May 2021 Verifiable CPD Activity 3

FPI20050080

PSG Asset Management (Pty) Ltd Dr Azaar Jamine – Hitting the reset

button on the global economy 22 April 2020 Verifiable CPD Activity 1

FPI20050081 REZCO Investment Council REZCO Webinar 13 May 2020 13 May 2020 Verifiable CPD activity 1

FPI20050082

CFA Society South Africa Trust Study virtual panel discussion


FPI20050083

27Four Investment Managers Webinar | How to build efficient

portfolios using Style Based Investing


FPI20050084 Ninety One SA (Pty) Ltd Webinar application 16 April 16 April 2020 Verifiable CPD activity 0.5

FPI20050085

HSBC Securities South Africa (Pty)

Ltd

GEMs Multi-Asset Strategy | Virtual

marketing with Nicholas Smithie 01 April 2020 till 30 April 2020 Verifiable CPD activity 0.5

FPI20050086

HSBC Securities South Africa (Pty)

Ltd The COVID-19 Crisis: Political and

Economic consequences for South

Africa 23 April 2020 Verifiable CPD activity 1

FPI20050087


Excellence (Pty) Ltd Communication Skills 01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20050088


Excellence (Pty) Ltd Sales within the financial services industry01 April 2020 till 31 March 2021 Verifiable CPD activity 1

FPI20050089 STANLIB Wealth Management Global Balanced Webinar 06 May 2020 Verifiable CPD activity 0.5

FPI20050090 Ninety One SA (Pty) Ltd Webinar 07 May 2020 07 May 2020 Verifiable CPD activity 1

FPI20050091 Masthead (Pty) Ltd A Practical Guide to developing your own FICA RMCP Session 1 22 May 2020 till 21 May 2021 Verifiable CPD activity 3

FPI20050092 Masthead (Pty) Ltd A Practical Guide to developing your own FICA RMCP Session 2 23 May 2020 till 22 May 2021 Verifiable CPD activity 3

FPI20050093 FPI Centre for Professional Development Webinar - The World after lockdown 18 May 2020 till 17 May 2021 Verifiable CPD activity 1

FPI20050094 Asset TV (Pty) Ltd ETF Performance during March Sell off in South Africa 01 May 2020 till 30 April 2021 Verifiable CPD activity 0.5

FPI20050095


Management (Pty) Ltd Behavioural Lessons for Advisors 08 April 2020 Verifiable CPD activity 1

FPI20050096 CFA Society South Africa Recent Market Tumult & the Prognosis for Value Investing20 May 2020 Verifiable CPD activity 0.5

FPI20050097


LtdBusiness Assurance: Tax and estate

duty implications applicable to key

person, contingent liability and buy and

sell structures. 01 May 2020 till 30 April 2021 Verifiable CPD activity 1

FPI20050098


(Pty) Ltd National Budget & Regulatory Update 10 March 2020 till 19 March 2020 Verifiable CPD activity 1

FPI20050099


(Pty) Ltd A path through the clouds - What is the

way to economic recovery in SA 10 March 2020 till 19 March 2020 Verifiable CPD activity 0.5

FPI20050100


(Pty) Ltd Advice for Advisors 10 March 2020 till 19 March 2020 Verifiable CPD activity 0.5

FPI20050101


(Pty) Ltd

The necessity for successful

transformation 10 March 2020 till 19 March 2020 Verifiable CPD Activity 0.5

FPI20050102


(Pty) Ltd Profiling your brand within the brand 10 March 2020 till 19 March 2020 Verifiable CPD Activity 0.5

FPI20050103


(Pty) Ltd The role of cycles and how to manage the impact10 March 2020 till 19 March 2020 Verifiable CPD Activity 0.5

FPI20050104 STANLIB Wealth Management Webinar with Ann Sebastian and Tracy Coetzer24 April 2020 Verifiable CPD Activity 1

FPI20050105


(Pty) Ltd

Advice: The challenge of increasing

externalisation 10 March 2020 till 19 March 2020 Verifiable CPD Activity 0.5

FPI20050106 Momentum, a division of MMI Holdings The trusted advisor 18 May 2020 till 17 May 2021 Verifiable CPD Activity 1.5

FPI20050107 Sanlam Life Insurance Limited Covid 19 and the economy 10 March 2020 Verifiable CPD Activity 1.5

FPI20050108 Cinnabar Investment Management (Pty) LtdCinnabar Investments Insights and Feedback Q2 202024-Apr-20 Verifiable CPD Activity 0.5

FPI20050109


Planning Consultants (Pty) Ltd Financial Courage Couts 29-Apr-20Verifiable CPD Activity

1

FPI20050110


Management (Pty) Ltd Navigating Investing During Market Volatility and behavioural lessons for advisors29-Apr-20Verifiable CPD Activity

1

FPI20050111


Ltd Optional extras and value-added services01

st April 2020 – 01

st April 2021 Verifiable CPD Activity

1

FPI20050112


Ltd Life Compliance Refresher 2020 01st Feb 2020 - 01st Feb 2021Verifiable CPD Activity

1

FPI20050113


Ltd

Discovery Insure Compliance Refresher

2020 01st Feb 2020 - 01st Feb 2021Verifiable CPD Activity

1

FPI20050114 Old Mutual Corporate

KIC 10 Feb 2020 - Investment Review of

2019 10-Feb-20Verifiable CPD Activity

1.5

FPI20050115

AC Develop (Pty) Ltd Hollard Agri Market Risk Update 2020

ON435990 01st October 2019 – 01

st October 2020 Verifiable CPD Activity

2

FPI20050116

AC Develop (Pty) Ltd Hollard RMCOE Forum - Online CPD

Application ON436000 01st June 2019 – 31

st January 2020 Verifiable CPD Activity

12.5

FPI20050117 AC Develop (Pty) Ltd AIG Transact Systems Training 01st May 2020 - 01st May 2021 Verifiable CPD Activity 3

FPI20050118

Masthead (Pty) Ltd Exceptional Assistant – Improve

Efficiencies to Increase Profits Session 1

28 May 2020 - 20 May 2021


3

FPI20050119

Masthead (Pty) Ltd Exceptional Assistant – Improve

Efficiencies to Increase Profits Session 2

28 May 2020 - 20 May 2021


1.5

FPI20050120

Fundhouse Advisor (Pty) Ltd Fundhouse market insights webinar -

12.05.2020 12-May-20Verifiable CPD Activity

1

FPI20050121

Sanlam Life Insurance Limited The new destabilization - 5th May 2020

05-May-20Verifiable CPD Activity

1.5

FPI20050122



Just SA - A New Generation Annuity for

Retirement 20-May-20Verifiable CPD Activity

1

FPI20050123 Laurium Capital Boardroom talk 07-Apr-20 Verifiable CPD Activity 0.5

FPI20050124


Managers (Pty) Ltd

Understanding the roles and protocoles

of medical schemes 01st May 2020 - 01st May 2021Verifiable CPD Activity

1

FPI20050125 Momentum, a division of MMI Holdings

Retrenchment – A financial planning

event 01st May 2020 - 01st May 2021Verifiable CPD Activity

2

FPI20050126 ICTS Legal Services (Pty) Ltd NMG Legal Forum - 29 April 2020 29 April 2020 Verifiable CPD Activity 1

FPI20050127 Momentum, a division of MMI Holdings Quarterly Outlook April 2020 28 April 2020 till 27 April 2021 Verifiable CPD Activity 3

FPI20050128

Efficient Private Clients (Pty) Ltd The Market Call April 2020

24-Apr-20 Verifiable CPD Activity 3.5


Regulatory Update – Understand the

Impact Webinar 15 May 2020 till 14 May 2021 Verifiable CPD Activity 2.5

FPI20050130


Managers (Pty) Ltd

The Conduct of Financial Institutions

Bill (COFI) and its relevance to the

medical schemes industry

01 May 2020 till 30 April 2021 Verifiable CPD Activity 2

FPI20050131


Ltd

Discovery Umbrella Funds Compliance

Refresher 2020 01 February 2020 till 31 March 2021 Verifiable CPD Activity 1

FPI20050132 AC Develop (Pty) Ltd Hollard Trucking Risks Renewal 01 March 2020 till 28 February 2021 Verifiable CPD Activity 1

FPI20050133 AC Develop (Pty) Ltd Hollard KI Forum CPD Application ON43599401 July 2020 till 31 June 2021 Verifiable CPD Activity 1.5

FPI20050134 Ninety One SA (Pty) Ltd Webinar 12 May 12 May 2020 Verifiable CPD Activity 1


Managing upside & downside risk during

times of elevated uncertainty

01 May 2020 till 30 April 2021 Verifiable CPD Activity 0.5


Managing clients wealth in turbulent

times 01 May 2020 till 30 April 2021 Verifiable CPD Activity 1

FPI20050137

Iress Wealth Management (Pty) LtdSession 1 - Xtools underlying principles

01 October 2019 till 30 September 2020Verifiable CPD Activity 1

FPI20050138

Iress Wealth Management (Pty) Ltd Session 2 - Important aspects on

Retirement Planning 01 October 2019 till 30 September 2020Verifiable CPD Activity 1

FPI20050139

Iress Wealth Management (Pty) LtdSession 3 - Technical aspects of Tax

01 October 2019 till 30 September 2020Verifiable CPD Activity 1

FPI20050140

Iress Wealth Management (Pty) Ltd Session 4 – 9 Opportunities for financial

planning from a client’s income tax

assessment 01 October 2019 till 30 September 2020Verifiable CPD Activity 1

FPI20050141 AC Develop (Pty) Ltd GIB 2020 Strategy Conference 30 October & 31 October 2019 Verifiable CPD activity 4.5

FPI20050142


Ltd International Investing 101 01 May 2020 till 30 April 2021 Verifiable CPD Activity 2

FPI20050143 Masthead (Pty) Ltd Key Individual Responsibilities – Understanding your role and obligations 27 May 2020 till 26 May 2021 Verifiable CPD Activity 3

FPI20050144 FPI GCI Leap Conference by Kobus Oosthuizen30 January 2020 Verifiable CPD Activity 1

FPI20050145 NBC Holdings (Pty) Ltd Legal update on Covid 19 and Retirement Funds06 May 2020 till 05 May 2021 Verifiable CPD Activity 1.5

FPI20050146


Excellence (Pty) Ltd How FAIS can be used to build relationships01 June 2020 till 31 May 2021 Verifiable CPD activity 0.5

FPI20050147


Excellence (Pty) Ltd Business Etiquette for Financial Advisors 01 June 2020 till 31 May 2021 Verifiable CPD activity 4

FPI20050148 STANLIB Wealth Management Kevin Ling - Economic Update 14 May 2020 till 13 May 2021 Verifiable CPD activity 1

FPI20050149 Coronation Management Company Fixed_Interest_Webinar_ May2020 19 May 2020 21 May 2020 Verifiable CPD activity 1.5

FPI20050150

FPI Centre for Professional Development Webinar: Retirement Planning 100 year

plan 01 June 2020 till 31 May 2021 Verifiable CPD activity 1

FPI20050151

STANLIB Wealth Management In the Room with Schroders Webinar 26

May 26 May 2020 Verifiable CPD Activity 1

FPI20050152

2IP (Pty) Ltd The Global Macro Economic Backdrop


Environment Q2 2020 18 May 2020 till 17 May 2021 Verifiable CPD Activity 1.5

FPI20050153

AC Develop (Pty) Ltd Hollard 2020 - Prospering in a new

normal 02 June 2020 till 01 June 2021 Verifiable CPD Activity 1

FPI20050154 VAPS Consulting (Pty) Ltd FIC Programme 1 June 2020 – 31 May 2021 Verifiable CPD Activity 6

FPI20050155


Limited (Pty) Ltd

Fixed interest webinar and economic

overview - 26 May 2020 26 May 2020 Verifiable CPD Activity 0.5

FPI20050156


Ltd

Basics of Financial Planning Workshop

01 February 2020 till 31 Jan 2021 Verifiable CPD Activity 1.5

FPI20050157


Ltd

FNA Practical Application

01 March 2020 till 28 February 2021 Verifiable CPD Activity 6.5

FPI20050158


Ltd

Theory of Financial Planning Workshop

01 March 2020 till 28 Feb 2021 Verifiable CPD Activity 6.5

FPI20050159 NBC Holdings (Pty) Ltd FICA Refresher training 04 May 2020 till 03 May 2021 Verifiable CPD Activity 3

FPI20050160

Centre for Professional Development Administration of Deceased Estates

Renewal 01 April 2020 till 31 March 2021 Verifiable CPD Activity 6.5

FPI20050161


Services (Pty) Ltd

Retirements forum - 24 April 2020

24 April 2020 Verifiable CPD Activity 2

FPI20050162 Centre for Professional Development Estate Planning Death and Taxes 1 June 2020 – 31 May 2021 Verifiable CPD Activity 1

FPI20050163 Old Mutual Investment Group (Pty) Ltd Webinars: Listed Equity Stewardship 26 may 2020 - 26 May 2021 Verifiable CPD Activity 0.5

FPI20050164


Excellence (Pty) Ltd Learning form the Short-term Insurance

Ombudsman cases and reports01 may 2020 - 01 may 2021


1.5

FPI20050165Foord Asset Management (Pty) Ltd Forward Thinking - May 2020

04 - 14 may 2020Verifiable CPD Activity

1

FPI20050166


(Pty) Ltd

Fundamentals of Collective Investment

Schemes 01st June 2020 - 31st May 2020Verifiable CPD Activity

2.5

FPI20050167 ICTS Legal Services (Pty) Ltd Ensimini 24 April 24-Apr-20 Verifiable CPD Activity 1.5

FPI20050168Morningstar Investment


Morningstar Monthly Marker Update for

Advisors 6 & 7 May 2020 06 & 07 May 2020Verifiable CPD Activity

0.5

FPI20050169 Ninety One SA (Pty) Ltd 4Factor SA webinar 7 May 07-May-20 Verifiable CPD Activity 1

FPI20050170 Asset TV (Pty) Ltd in the Hot Seat with CY Jacobs 28th

May 2020 – 28th

May 2021 Verifiable CPD Activity 0.5

FPI20050171

PPS Investments (Pty) Ltd NAVIGATING UNCHARTERED TERRITORY

22 April 220Verifiable CPD Activity

0.5

FPI20050172 Old Mutual Wealth Advice Forum Webinars 2020 12-Jun-20 Verifiable CPD Activity 0.5

FPI20050173 Circulus online Estate Planning Course 2020 01 Feb 2020 - 01 Feb 2021 Verifiable CPD Activity 10.5

FPI20050174 Circulus online PURPOSE DRIVEN TRUSTS 01 may 2020 - 01 may 2021 Verifiable CPD Activity 1

FPI20050175

Iress Wealth Management (Pty) Ltd CPD Session 5 GEPF on XPLAN 01st October 2019 – 30

th September

2020Verifiable CPD Activity

1

FPI20050176

Iress Wealth Management (Pty) Ltd CPD Session 6 - Estate Planning on

XPLAN01

st October 2019 – 30

th September


1

FPI20050177

Iress Wealth Management (Pty) Ltd CPD Session 7 - Estate Planning on

XPAN P2 01

st October 2019 – 30

th September


1

FPI20050178



Principles of Financial Management

01st April 2020 – 31


2

FPI20050179



Risk Planning Fundamentals Renewal

01st April 2020 – 31


3.5

FPI20050180

Prima Research (Pty) Ltd Pick n Pay - Mission not ye

Accomplished 01st june 2020 - 01st june 2021Verifiable CPD Activity

0.5

FPI20050181AC Develop (Pty) Ltd Hollard Commercial Cyber programme

01st June 2020 – 31st May 2021Verifiable CPD Activity 0.5

FPI20050182 AC Develop (Pty) Ltd Hollard Personal Cyber CPD 01st June 2020 – 31st May 2021 Verifiable CPD Activity 1

FPI20050183


Limited (Pty) Ltd Allan Gray and Orbis Investing during

lockdown and beyond 20 May 202020-May-20 Verifiable CPD Activity 0.5

FPI20050184

Centre for Professional Development Advanced Employee Benefits and Tax

01 April 2020 till 31 March 2021 Online 5

FPI20050185

Centre for Professional

Development

FICA Annual Update Renewal

01 April 2020 till 31 March 2021 Verifiable CPD Activity 5.5

FPI20050186


Development

Health Services Benefits Renewal


FPI20050187


Development

Investment Planning


FPI20050188


Development

Investment Planning Products


FPI20050189


Development

The law as it affects estate planning

and trusts 01 April 2020 till 31 March 2021 Verifiable CPD Activity 4.5

FPI20050190


Development

Practice Management Renewal


FPI20050191 Asset TV (Pty) Ltd Global Equity Market Update by Dr James Cooke01st June 2020 – 01st June 2021 Verifiable CPD Activity 0.5

FPI20050192

Anchor Group Limited COVID-19 Webinar: Michael Jordaan &

Post COVID-19 South Africa – 20 May

2020 20-May-20


0.5

FPI20050193 FPI Centre for Professional DevelopmentRisk and business assurance 01st April 2020 – 31

st March 2020 Verifiable CPD Activity 5

FPI20050194 FPI Centre for Professional Developmentrisk planning products 01st April 2020 – 31


FPI20050195 FPI Centre for Professional Developmentshort term insurance 01st April 2020 – 31


FPI20050196 FPI Centre for Professional Developmentsocial media use 01st April 2020 – 31

st March 2020 Verifiable CPD Activity 5.5

FPI20050197 FPI Centre for Professional Developmenttax and retirement funds 01st April 2020 – 31


FPI20050198 FPI Centre for Professional Development

taxation applicable to estate planning

and trusts 01st April 2020 – 31


4

FPI20050199 FPI Centre for Professional Development

the investor and investment planning01

st April 2020 – 31


5

FPI20050200


Excellence (Pty) LtdAdvice on banking products subject to

FAIS01

st April 2020 – 31


2.5

FPI20050201


(Pty) Ltd

Regulation of the South African

Financial Markets 01 June 2020 till 31 May 2021 Verifiable CPD Activity 1.5

FPI20050202


(Pty) Ltd

Fundamentals of employered sponsored

retirement funds 01 June 2020 till 31 May 2021 Verifiable CPD Activity 7

FPI20050203


(Pty) Ltd

Evidencing Treating Customers Fairly

01 June 2020 till 31 May 2021 Verifiable CPD Activity 3.5

FPI20050204


(Pty) Ltd

Fundamental of short-term insurance

01 June 2020 till 31 May 2021 Verifiable CPD Activity 4

FPI20050205


(Pty) Ltd

General Code of Conduct for FSPs


FPI20050206


(Pty) Ltd

Amended fit and proper requirements


FPI20050207



Refresher Pension Fund Benefits -

Renewal 04 June 2020 till 03 June 2021 Verifiable CPD Activity 6

FPI20050208



Refresher Structured Deposits -

Renewal 04 June 2020 till 03 June 2021 Verifiable CPD Activity 3

FPI20050209



Refresher health Renewal

04 June 2020 till 03 June 2021 Verifiable CPD Activity 5.5

FPI20050210



Refresher Forex Investmetns - Renewal

04 June 2020 till 03 June 2021 Verifiable CPD Activity 4

FPI20050211


(Pty) Ltd

Protection of Personal Information Act

01st June 2020 - 31st May 2020Verifiable CPD Activity

2

FPI20050212


(Pty) Ltd

Policy holder protection rules: Short-

term insurance 01st June 2020 - 31st May 2020Verifiable CPD Activity

4

FPI20050213


(Pty) Ltd

Fundamentals of Deposit Taking


2

FPI20050214


(Pty) Ltd

Fundamentals of Long-term Insurance


2.5

FPI20050215


Excellence (Pty) Ltd Long-term Insurance Refresher 01st April 2020 – 31


6

FPI20050216


Excellence (Pty) Ltd Refresher – Investments 01st April 2020 – 31


8

FPI20050217


Practice Management: Cases 01

st April 2020 – 01


1

FPI20050218


Retirement FNA 01

st April 2020 – 01


1

FPI20050219



Leveraging Emotional Intelligence 31

st June 2020 – 31

st June 2021 Verifiable CPD Activity

2

FPI20050220



Smart Beta Renewal 31

st June 2020 – 31

st June 2021 Verifiable CPD Activity

2

FPI20050221



FICA Awareness Renewal 01st June 2020 – 01st June 2021 Verifiable CPD Activity

3.5

FPI20050222



Economic & Investment Overview

03rd

June 2020 –03rd

June 2021 Verifiable CPD Activity 2

FPI20050223



Critical Thinking Skills - Renewal


FPI20050224



Introduction to South African

Legislation - Renewal 01 June 2020 till 31 May 2021 Verifiable CPD Activity 3

FPI20050225



Financial Services Overview - Renewal


FPI20050226



Compliance Risk Identification and

Analysis 31 June 2020 till 30 June 2021 Verifiable CPD Activity 3.5

FPI20050227

Liberty Group Limited LHL - FCC 2020 AML/ABC Refresher

Course 01 June 2020 till 31 May 2021 Verifiable CPD Activity 1.5

FPI20050228 Naviga Solutions (Pty) Ltd Select Manager Investment Meeting May 202021 May 2020 Verifiable CPD Activity 2

fpi programme cpd hours programmes listing on fpi we… · prescient investment presentation 28...

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