fisher notes dec 2012
TRANSCRIPT
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The Growth of Intellectual Property:
A History of the Ownership of Ideas in the United States
William W. isher III!
forthcomin" inEigentumskulturen im Vergleich#$andenhoec% & 'uprecht( )***+
Essay seeks to answer question: How did it come to pass that, in the United States, one can
now own the dcor of a restaurant, and lawyers argue seriously about eclusi!e rights to athletic
mo!es"#
Section $%
&he field of law in which such claims arise has recently come to be known as 'intellectual
property%( $t encompasses se!eral, partially o!erlapping doctrines#:
Copyright lawprotects )original forms of epression) **Magic Mountain, )Star +ars,)
)iddler on the -oof%)Patent lawprotects in!entions ** windsurfers, chemical processes,genetically engineered mice% Trademark lawprotects words and symbols that identifygoods and ser!ices ** ).c/onalds,) the distincti!e shape of a errari &estarosa% Trade-secret lawprotects information that a company has tried but failed to conceal fromcompetitors ** secret formulas for soft drinks, confidential marketing strategies% &he"right of publicity"protects celebrities0 interests in their images and identities%
&he history of each of these doctrines 1like the histories of most areas of the law2 is in!oluted
and idiosyncratic, but one o!erall trend is common to all: epansion% +ith rare eceptions, the
set of entitlements created by each of the doctrines has grown steadily and dramatically from the
eighteenth century to the present%#
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3opyright law: epansion has tended to occur along the ais of duration
&he original, 4567 3opyright 8ct established a copyright term of 49 years if the author were
still li!ing at the end of that period, he could renew the copyright for an additional 49 years%
;!er the net two centuries, 3ongress periodically added to these time periods% .ost copyrights
acquired today will last for the life of the author plus oyed little more than
protection against !erbatim copying of his or her language% $n other words, the 'work( shielded
by the statute was the literal tet, nothing more%# So, for eample, in 4?ected the claim of Harriet Aeecher Stowe that a Berman translation of Uncle Tom's Cabin
infringed her copyright%
Ay the publication of .rs% Stowe0s book, the creations of the genius and
imagination of the author ha!e become as much public property as those of
Homer or 3er!antes% % % % 8ll her conceptions and in!entions may be used and
abused by imitators, playwrights and poetasters% % % % CHer entitlements are limited
toD the copyright of her book the eclusi!e right to print, reprint, and !end it, and
those only can be called infringers of her rights, or pirates of her property, who
are guilty of printing, publishing, importing or !ending with her license, )copies
of her book%) 8 translation may, in loose phraseology, be called a transcript or
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copy of her thoughts or conceptions, but in no correct sense can it be called a
copy of her book%
&oward the end of the nineteenth century, this constricted !iew of an author0s rights came under
increasing attack%#
E!entually the courts, with 3ongress0 encouragement, abandoned it in fa!or of the concept that
the )work) protected by copyright consists )in the substance, and not in the form alone% &hat
which constitutes the essence and !alue of a literary composition, which represents the results of
the author0s labor and learning, may be capable of epression in more than one form of language
different from that of the original% % % % C&husD translation is not in substance a new work% $t is a
reproduction in a new form of an eisting one%) n&his modern understanding confers upon
copyright owners many more entitlements than the right to prepare translations% 3lose
approimation of the plot of a no!el or play, preparation of a screenplay based on a no!el, use of
the characters from a mo!ie or book to create an unauthoriFed sequel ** all these are now
understood to constitute infringement%
&he kinds of works to which copyright law may apply has also grown enormously% or eample,
in 4??9, the Supreme 3ourt concluded that photographs could be copyrighted% n5$n 4654,
3ongress decided that musical recordings 1not >ust musical compositions, but recorded
performances thereof2 should be shielded from copying%n?&wenty years ago, computer software
was added to the list of protectable works%n6&he most recent ma>or addition was architectural
works% n47
,.
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Gike copyright, patent law was gradually etended o!er the course of the 46th and =7th centuries
to an increasingly wide array of in!entions% Some eamples:
Industrial esigns!$n 4?9=, hoping to pro!ide )encouragement to the decorati!e
arts,) 3ongress etended the reach of the patent statute to co!er )new and original
designs for articles of manufacture%) &he degree of originality demanded by the
atent ;ffice and the courts before recogniFing a patent of this sort has !aried
o!er the years, but recently a wide array of )ornamental ob>ects) ** from eyeglass
display racks to containers for dispensing liquids ** ha!e been deemed
protectable% n44
Plants!Until the early twentieth century, plants were considered products of
nature and hence unpatentable%n4=&he lant atent 8ct of 46@7 o!errode this
principle, etending a modified form of patent protection to new !arieties of
aseually reproducing plants% n4@$n 4657, 3ongress went e!en further, reaching
new and )distinct) seually reproducing plant !arieties% n#
$urgical Procedures! Until the Second +orld +ar, the atent ;ffice took the
position that )the methods or modes of treatment of physicians of certain diseases
are not patentable%) n4
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such patents ** not by eliminating them, howe!er, but rather by eempting
physicians and )health care entities) 1e%g%, nursing homes, hospitals, and medical
schools2 from liability for infringing them% n=7
$oftware!Until the 46?7s, both the atent ;ffice and the courts resisted the
patenting of software programs, primarily on the ground that they constituted
)mathematical algorithms) and thus unpatentable )phenomena of nature%) n=4$n
46?4, the United States Supreme 3ourt signaled a slight weakening in this
resol!e, upholding the patent on a software program 1embedded in a computer2
that ser!ed to monitor continuously the temperature inside a synthetic rubber
mold% n==Since that time, the ederal 3ircuit has adopted an increasingly
recepti!e posture today, !irtually any software program 1if no!el, nonob!ious,
etc%2 is patentable, so long as the applicant describes it as being programmed into
a general purpose computer% n=@&he predictable result has been an enormous
surge in software patent applications%
&his proliferation of the kinds of potentially patentable in!entions has been paralleled by
epansion of the set of entitlements encompassed by a patent% &he doctrine that best eemplifies
that epansion is the concept of )equi!alents%) n=9;rdinarily, the rights of a patent owner are
defined, not by the scope of his in!ention, but by the language of his )claims) a ri!al0s product
will infringe the patent if and only if it falls within the bounds of a !alid claim% $n the nineteenth
century, ri!als would sometimes take ad!antage of this principle% Ay constructing products that
differed in minor respects from patentees0 claims, they sought to a!oid liability% &oward the end
of the century, the courts de!eloped the equitable doctrine of )equi!alents) to pre!ent such
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e!asi!e maneu!ers% n=uries in patent cases has resulted in increasingly generous 1to
patentees2 interpretation of the doctrine% n=?inally, courts ha!e held that the doctrine of
equi!alents may be in!oked by patentees e!en when the defendant0s product or acti!ity only
became possible as a result of new technology ** in other words, e!en if the defendant0s product
or acti!ity could not ha!e been foreseen at the time the patent was granted% n=6
+hat about the manner in which the atent ;ffice and courts ha!e interpreted and applied the
standard requirements of patentability ** no!elty, nonob!iousness, utility, etc%" Here the dramatic
shift in fa!or of patentees has been more recent% -oughly speaking, the nineteenth century was
characteriFed by e!er more generous interpretation of the statutory criteria% artly as a result,
patents became important to many companies and industries%n@7Aetween the irst and Second
+orld +ars, howe!er, the tide turned% 8ngered by anticompetiti!e uses of patents by large
companies, both the atent ;ffice and the courts became substantially less willing to grant or
uphold questionable patents% Aeginning in the 46
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new court 1as its ad!ocates had foreseen2 has been much more fa!orable to patentees ** sharply
lowering the bar of )nonob!iousness) n@4and encouraging more generous damage awards% n@=
-.
$t is in the area of trademark law that the eplosion of intellectual property has been most
striking% &he notion that a manufacturer who places on his goods a particular mark can pre!ent
others from using the same mark to sell similar goods first appeared in 8merican law in the
middle third of the nineteenth century% n@@or many years, howe!er, the kinds of marks shielded
by this principle were limited% $nitially, for eample, most courts 1and the leading commentator2
insisted that, to be protected, a trademark had to include the name of the manufacturer% 8rbitrary
or fanciful names 1e%g%, )Aalm of a &housand lowers) soap2 did not qualify, n@9nor did
geographic names 1referring to the place a product was manufactured2% n@uncts to trademarks, )CtDhe
package, case, or !essel in which the commodity is put, if prepared in a peculiar or no!el
manner%) n@?Ay the late twentieth century, they had gone much further, shielding against
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imitation such things as the uniforms of the cheerleaders for the /allas 3owboys football team
and the layout and appearance of greeting cards% n@6
&he entitlements a manufacturer acquires through )ownership) of a trademark ha!e likewise
grown enormously% $nitially, only the use by competitors of identical marks 1or portions thereof2
was actionable% Gater, competitors were pre!ented from using marks sufficiently similar as to
cause consumer confusion, a standard the courts construed e!er more generously% .ost recently,
trademark owners ha!e been able to halt the use of identical or similar marks by noncompetitors,
on the ground that such usage would )tarnish,) )blur,) or )dilute) the mark% n97&he geographic
range of a trademark has also epanded radically% $nitially, trademark owners0 entitlements were
limited to the territories in which they were actually selling or ad!ertising their products% n94
&he adoption of the Ganham 8ct in 469 allowed users of marks to establish )nationwide
constructi!e use) of their marks as of the date of their application for trademark registration% n9=
&he Ganham 8ct 1and its subsequent amendments2 enlarged owners0 rights in many other
respects as well ** perhaps most importantly by establishing a generous set of remedies for
trademark infringement, including treble damages and attorneys0 fees%
/uring the same period, 8merican courts through common*law ad>udication ha!e de!eloped
se!eral doctrines ancillary to trademark law% &he most important of these is a line of decisions
initiated by the 464? case ofInternational %ews $er&ice &! ssociated Press, in which the
Supreme 3ourt en>oined the defendant news organiFation from appropriating information
contained in the plaintiff0s newspaper stories until such time as the )commercial !alue) of that
information had )passed away%) 3ourts in succeeding years differed sharply on the merits of the
)misappropriation) doctrine announced inI%$% Some ** most notably, the influential 3ourt of
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8ppeals for the Second 3ircuit ** ha!e done what they could to e!ade or limit it% n9@;thers,
howe!er, ha!e enthusiastically etended it to a !ariety of circumstances arguably in!ol!ing
)piracy) of information% $n theow (onescase, for eample, the Supreme 3ourt of $llinois held
that the 3hicago Aoard of &rade could not de!elop a stock inde futures contract keyed to the
)/ow Iones $ndustrial 8!erage,) without first obtaining the permission of the company that had
originally created that famous market inde%n99
.
&he final intellectual*property growth area is perhaps less economically important than
copyright, patent, or trademark law, but has considerable cultural significance% $n 46urisdictions to ha!e considered his proposal ha!e adopted some !ersion of it ** either
through statute or through common*law ad>udication%n9$n its modern form, this doctrine
enables celebrities to pre!ent others from making use of the )depiction) or )endorsement) !alue
of their identities% 8 few eamples should suggest the scope and power of the principle% $n 46?@,
Iohnny 3arson, whose long*running late*night comedy show had traditionally begun with the
phrase, )Here0s Iohnny,) successfully in!oked the doctrine to pre!ent the sale of )Here0s Iohnny
ortable &oilet0s%) n95i!e years later, Aette .idler, a popular singer, reco!ered J977,777 from
the ord .otor 3ompany on the ground that ord had deliberately used in one of its
ad!ertisements a singer whose !oice closely resembled .idler0s% n9?8nd in 466=, the Samsung
Electronics 3ompany was held to !iolate the right of publicity when it included in one of its
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ad!ertisements )a robot, dressed in a wig, gown, and >ewelry) and posed in a )stance) that made
it resemble Kanna +hite, a famous game*show hostess% n968 few !ery recent decisions ha!e
sought to curtail the reach of the doctrine,n
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8 second, related long*term change was the transformation of the United States from a net
consumer of intellectual property to a net producer% Until approimately the middle of the
nineteenth century, more 8mericans had an interest in )pirating) copyrighted or patented
materials produced by foreigners than had an interest in protecting copyrights or patents against
)piracy) by foreigners% &he shift in the )balance of trade) had a predictable effect on the stance
taken by the United States in international affairs% $n the early nineteenth century ** as 3harles
/ickens learned to his dismay ** the 8merican go!ernment was deaf to the pleas of foreign
authors that 8merican publishers were reprinting their works without permission%n
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style changes, in one eceptionally epansi!e week ord spent about J= million on ad!ertising%)
nustice ** the notion that each person who contributes to a
collecti!e enterprise deser!es a reward commensurate with the magnitude of his or her
contribution to the enterprise% n@
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Since the late eighteenth century, such attitudes ha!e contributed to the willingness of legislators
and >udges first to establish and then to epand intellectual property rights% &hus, for eample,
the committee that persuaded the 3ontinental 3ongress to recommend to the states that they
adopt copyright laws >ustified the proposal partly on the ground that )nothing is more properly a
man0s own than the fruit of his study%) n9Similar statements by other lawmakers may be found
throughout 8merican history% or eample, in 4?@5 Henry 3lay argued that it is )incontestable)
that )authors and in!entors ha!e, according to the practice among ci!iliFed nations, a property in
their respecti!e productions % % % and that this property should be protected as effectually as any
other property is, by law, follows as a legitimate consequence%) nustified her narrow reading of the fair*use doctrine 1which pri!ileges certain sorts of
nonpermissi!e uses of copyrighted materials2 on similar grounds: )&he rights conferred by
copyright are designed to assure contributors to the store of knowledge a fair return for their
labors%) n
8 second, related ideological current has been the widespread popular suspicion in the United
States of go!ernmental in!ol!ement in the process of identifying and rewarding good works of
art and socially !aluable in!entions% &his attitude crystalliFed later than the labor*desert theory
>ust discussed% Until the middle of the nineteenth century, 8mericans were remarkably recepti!e
to the notion that go!ernments could and should ad!ance the public interest by identifying and
encouraging socially !aluable !entures of all sorts% &his general disposition had many
manifestations in early 8merican legal and economic history ** including, for instance: selecti!e
grants of corporate charters to enterprises that, in the legislators0 !iew, promised to redound to
the public welfare ).ill 8cts,) which empowered landowners who wished to install mills on
streams running through their property to build dams that flooded their neighbor0s property
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1pro!ided they paid compensation2 and generous delegations by state legislatures of the power
of eminent domain to pri!ate railroads% n5&his same general mercantilist sentiment underlay
se!eral proposals early in 8merican history that in!entors be rewarded, not with patents, but with
public funds% or eample, in 45?5, &ench 3oe proposed the following scheme to the
ennsyl!ania Society for the Encouragement of .anufactures and the Useful 8rts:
remiums for useful in!entions and impro!ements, whether foreign or 8merican,
for the best eperiments in any unknown matter, and for the largest quantity of
any !aluable raw material, must ha!e an ecellent effect% &hey would assist the
efforts of industry, and hold out the noble incenti!e of honourable distinction to
merit and genius% &he state might with great con!enience enable an enlightened
society, established for the purpose, to offer liberal rewards in land for a number
of ob>ects of this nature% ;ur funds of that kind are considerable, and almost
dormant% n?
&he first draft of what ultimately became the intellectual*property clause of the 3onstitution
similarly incorporated a system of go!ernmental awards and subsidies% n6Edward +alterscheid
argues con!incingly that this approach was ultimately re>ected, not because of principled
opposition to go!ernmental in!ol!ement in the identification of worthy in!entions, but because it
was deemed too epensi!e% n57
Ay the late nineteenth century, howe!er, this recepti!ity to direct go!ernmental super!ision of
in!enti!e acti!ity had been eroded by the comple of attitudes commonly known as classical
liberalism ** including, most importantly, the notion that the public and pri!ate spheres 1the
)state) and )ci!il society)2 were and should be distinct, combined with a general distrust of
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go!ernmental tinkering with the market% $n the altered ideological climate, intellectual*property
rights were more palatable than go!ernmental priFes as a way of stimulating creati!ity% &o
modern lawyers, both systems plainly in!ol!e go!ernmental ad>ustments of the market to that
etent, both entail departures from an ideal of laisseF*faire% Aut the inter!ention by go!ernment
was 1and is2 less apparent when it consists of conferring property rights on classes of authors and
in!entors than when it consists of the identification and support of particular persons%
3lassical liberalism has also contributed in many more detailed ways to the epansion of
intellectual*property rights% &he most important, probably, has been the strong commitment of
both courts and legislators when administering the copyright laws to the principle of aesthetic
relati!ism% Unwilling to differentiate between good and bad art 1or art and ad!ertising2, we
etend the umbrella of copyright protection to e!erything ** from brilliant bursts of creati!ity to
1at least in theory2 minor de!iations from eisting works caused by a )copyist0s bad eyesight or
defecti!e musculature, or a shock caused by clap of thunder%)n54-esidues of classical
liberalism also, incidentally, continue to shape many other, related aspects of 8merican politics
and law ** for instance, the distressingly low le!els of public funding for the arts in the United
States 1compared, for instance, to most countries in +estern Europe2, and the apparently
successful recent efforts of conser!ati!e -epublican congressmen to stunt the Lational
Endowment for the 8rts%
8 third ideological current that had a particularly powerful impact on 8merican copyright law
was the populariFation and then persistence of a )romantic conception of authorship%) 8 great
deal of recent scholarship has been de!oted to the eploration of this theme% n5=$n brief, the
story goes as follows: Until the eighteenth century, neither popular nor elite culture in Europe or
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Lorth 8merican placed a high !alue on the indi!idual artist or author% &radition, skill, and
connection with the past were more important than originality%n5@&he con!ergence of se!eral
forces 1-omanticism, the political theory of possessi!e indi!idualism, the self*interest of English
book publishers, the scheming of rench monarchists, etc%2 precipitated a widespread repudiation
of this attitude toward art in fa!or of a celebration of indi!idual artistic genius% +ordsworth
captured the new ideal:
Benius is the introduction of a new element into the intellectual uni!erse: or, if
that be not allowed, it is the application of powers to ob>ects on which they had
not before been eercised, or the employment of them in such a manner as to
produce effects hitherto unknown% n59
3opyright law in Europe and the United States grew out of ** and to some etent helped
populariFe ** this romantic !ision% 3ombined with the general labor*desert theory 1discussed
abo!e2, it helped support the notion that an artist deser!es to own his creations% 8nd, as eter
IasFi has shown, it helped shape myriad specific doctrines in copyright law ** usually 1though not
in!ariably2 in a fashion that epanded the entitlements of copyright owners% 8 few eamples: the
elaboration of a generous conception of a copyrighted )work) and a concomitant epansion of
the rights of copyright owners the etension of copyright protection to photographs and the
curious way in which the )work*for*hire) doctrine has e!ol!ed in the United States% n5ect as in!enti!e genius, as
embodied in Geonardo de Kinci0s work,) amplified by the )Enlightenment ele!ation of scientific
geniuses such as /escartes, GeibnitF, and Lewton,) the glowing image of the in!entor was
already well established in +estern culture when 8merican patent law began to take shape% n5?
$n the United States, the attracti!eness and importance of this image was reinforced by at least
three cultural forces: the frontier ethic, which en!isions man as pitted against nature, harnessing
it through ingenuity as much as through force n56the associated )pastoral ideal,) celebrating the
transformation of the wilderness into the garden n?7and the premium placed on social mobility,
from which standpoint in!enti!eness is seen as an important way in which a talented youth can
achie!e wealth and fame% n?4&he net result is the re!erence with which 8mericans ha!e treated
** and continue to treat ** our ma>or in!entors: &homas Edison, 8leander Braham Aell, the
+right Arothers, Aill Bates, etc%
&he impact of this imagery on patent law has been enormous% Lot always has it operated to
increase the a!ailability of patents% or eample, the establishment and sometimes se!ere
application of the requirement that, to be patentable, an in!ention must be )nonob!ious) to a
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person ha!ing ordinary skill in the pertinent art n?=is plainly traceable to the heroic image of the
in!entor% +hat we wish to reward are )flashes of creati!e genius,) n?@not mere works of
craftsmanship% &he net effect of this orientation has been to constrict rather than to epand the
Fone of creations co!ered by patents% n?9Aut, in general, the high regard in which in!entors
ha!e been held in the United States has worked to support and epand the patent system%
Gike the romantic ideal of authorship, the image of the in!entor has pro!ed distressingly durable%
or eample, Neith 8oki obser!es that the debate o!er the patenting of /L8 fragments from the
Human Benome ro>ect was permeated with heroic imagery 1researchers analogiFed to Gewis O
3lark the pro>ect as a whole likened to the search for the Holy Brail, etc%2 n?ect is a prime eample2 ** to which the
image of the lone genius seems singularly inapt%
-.
&he two forces >ust re!iewed ** economic needs and ideological pressures ** ha!e been
reinforced in the United States by a recurring political dynamic% &he ad!ocates of increased
intellectual property protection ha!e consisted, for the most part, of creators, their surrogates
1publishers, mo!ie studios, etc%2, businesses interested in protecting their trademarks, patent
portfolios, or trade secrets, and celebrities eager to capitaliFe on their reputations% .ost ha!e had
strong financial interests in statutory reform that would protect them against nonpermissi!e use
of their )property%) &he interests of persons who would benefit from reduced intellectual*
property protection, by contrast, ha!e tended to be more diluted% &he largest and most important
such group consists of consumers ** each of whom typically has had only a small stake in the
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content of the pertinent laws% &he result is that lobbying efforts ha!e repeatedly been biased in
fa!or of the epansion of intellectual property% Enthusiasts ha!e made themsel!es heard, while
skeptics ha!e been largely silent%
&here are many eamples of this dynamic in the course of 8merican history% 8 quaint but
perhaps important early instance in!ol!es the efforts of Iohn itch, one of the persons who
claimed to ha!e in!ented the steamboat, to obtain patent protection for his in!ention% /uring the
week of 8ugust =7, 45?5, itch in!ited at least three 1and perhaps many more n?2 members of
the 3onstitutional 3on!ention to see a demonstration 1and perhaps to ride uponn?52 his
in!ention% +hat eactly was discussed during this demonstration we will ne!er know, but the
chances are good that he pressed on the delegates the need for firmer, national patent laws%
itch0s timing was either shrewd or fortuitous% ;n 8ugust 4?, the first draft of what ultimately
became the intellectual*property clause had first been presented to the delegates% n??Ay
September
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among representati!es of authors, composers, publishers, music publishers, and educational
institutions%) n67Similar compromises pro!ided the content for )the statute0s treatment of cable
tele!ision, library photocopying, phonorecord publishing, >ukebo operation, and the
manufacturing clause%) n64&his is not to suggest that the parties to these negotiations were
always in accord% ;n the contrary, the )affected interests) often disagreed sharply, and many of
the compromises were achie!ed only after protracted discussions and much ca>olery by the
pertinent 3ongressional committees%n6=&he point, rather, is that the negotiations pri!ileged
groups with interests sufficiently strong and concentrated to ha!e formal representati!es% Kery
rarely was the public ** the consumers of intellectual products ** represented in any way% 8nd
3ongress itself ** whose >ob, one might think, is precisely to protect the public0s interest ** failed
to do so%
&he eamples could be multiplied, n6@but the general proposition is clear enough: &he sharply
different densities of the )interests) on opposite sides of intellectual*property issues, combined
with the important role played by organiFed interest groups in 8merican politics, means that,
more often than not, the proponents of epanded entitlements will win out%
.
&he fourth and final force that has contributed to the growth of intellectual*property rights
consists of a gradual shift in the terminology used by lawyers to describe and discuss those rights
** in a word, the )propertiFation) of the field% $n the eighteenth century, lawyers and politicians
were more likely to refer to patents and copyrights as )monopolies) than they were to refer to
them as forms of )property%) &he popularity of the former term deri!ed partly from the historical
origins of patent law: $n England, patents in the modern sense originated in section of the 4=@
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Statute on .onopolies, which both described patents as )monopolies) and eempted them from
the general ban on royal grants of such rights%n69Aut the currency of the term also deri!ed
partly from ** and helped to reinforce ** a substanti!e position: like other )monopolies,) patents
and copyrights were dangerous de!ices that should be deployed only when absolutely necessary
to ad!ance some clear public interest% &homas Iefferson was the most prominent adherent of this
!iew, but many others shared his attitude to !arying degrees% n6ustified on the basis of the need to protect
innocent sellers against )fraud%) n6$n other words, the law in this field was understood to be a
branch of 1what was gradually coming to be called2 tort law,n65not property law% $n the 4?96
case ofmoskeag Manufacturing Company &! $pear, a sharply different language appears: )the
doctrine of an eclusi!e property in trade*marks has pre!ailed from the time of the year books%)
n6?&his new conception did not immediately sweep the field for many years, tort and property
concepts coeisted uneasily in the many subdi!isions of the law of trademarks and unfair
competition% Aut slowly, property discourse took precedence% n66
$n the early twentieth century, an influential group of commentators lent their aid to this trend%
Ged by rank Schechter, these scholars argued that the true basis of trademark protection was a
property interest in the mark itself 1or in the goodwill of which the mark was a !ehicle2, and that
the law should recogniFe and enforce that property right more fully than it already did%n477
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;li!er +endell Holmes and a few like*minded scholars disagreed, but they were clearly in the
minority%n474
raming arguments in terms of property rights became increasingly common in other doctrinal
fields as well% or eample, in the 46=4 case of)isher &! $tar, the Lew Mork 3ourt of 8ppeals
ruled that the comic*strip characters, .utt and Ieff, could not be used by the defendant
newspaper without the permission of the creator of the characters%n47=&he court founded its
>udgment on the general proposition: )8ny ci!il right not unlawful in itself nor against public
policy, that has acquired a pecuniary !alue becomes a property right that is entitled to protection
as such%) [email protected] recently a federal district court in Lew Mork held that the digital sampling
by a rap artist of a small portion of the classic song, )8lone 8gain, Laturally,) constituted
copyright infringement% &he court opened its opinion >ustifying this outcome with the statement:
)0&hou shalt not steal0 has been an admonition followed since the dawn of ci!iliFation%) n479
8nother, more general manifestation of the same trend has been the growing power of the phrase
)intellectual property%) Aefore the Second +orld +ar, use of the phrase as shorthand for
copyrights, patents, trademarks, and related entitlements was rare% Since that time, it has become
steadily more common% n47
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&here was once a theory that the law of trade marks and tradenames was an
attempt to protect the consumer against the )passing off) of inferior goods under
misleading labels% $ncreasingly the courts ha!e departed from any such theory and
ha!e come to !iew this branch of law as a protection of property rights in di!ers
economically !aluable sale de!ices% $n practice, in>uncti!e relief is being etended
today to realms where no actual danger of confusion to the consumer is present,
and this etension has been !igorously supported and encouraged by leading
writers in the field% 3oncei!ably this etension might be >ustified by a
demonstration that pri!ately controlled sales de!ices ser!e as a psychologic base
for the power of business monopolies, and that such monopolies are socially
!aluable in modern ci!iliFation% Aut no such line of argument has e!er been put
forward by courts or scholars ad!ocating increased legal protection of trade
names and similar de!ices% % % % 3ourts and scholars, therefore, ha!e taken refuge
in a !icious circle to which no ob!iously etra*legal facts can gain admittance%
&he current legal arguments runs: ;ne who by the ingenuity of his ad!ertising or
the quality of his product has induced consumer responsi!eness to a particular
name, symbol, form of packaging, etc%, has thereby created a thing of !alue, a
thing of !alue is property the creator of property is entitled to protection against
third parties who seek to depri!e him of his property% % % % &he !icious circle
inherent in this reasoning is plain% $t purports to base legal protection upon
economic !alue, when, as a matter of actual fact, the economic !alue of a sales
de!ice depends upon the etent to which it will be legally protected% % % % &he
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circularity of legal reasoning in the whole field of unfair competition is !eiled by
the )thingification) of property% n47
-egrettably, the pleas by 3ohen and a few others that >udges >ettison the concept of )property)
and frankly confront the public policy implications of protecting certain kinds of information fell
largely on deaf ears% &he )propertiFation) of the field continued ** and is now well*nigh
complete%
III.
&he !arious circumstances and forces that ha!e contributed to the proliferation of intellectual*
property rights ha!e reinforced one another% Here are a few eamples of this dynamic:
&he emergence during the early twentieth century of the 8merican film industry soon ga!e rise
to a shrewd and well*funded trade organiFation, the .otion icture 8ssociation of 8merica% n475
$n amicus briefs in important cases, in lobbying before 3ongress, and in its statements to the
public, the .88 has consistently ad!ocated strong protection of intellectual*property rights%
n47?$n framing its presentations, the association has capitaliFed on lawmakers0 recepti!ity to the
labor*desert theory as well as their awareness of the position of the United States as the world0s
largest producer of films% n476&his strategy has been highly effecti!e with remarkable
frequency, the positions the association has supported ha!e pre!ailed% n447ower begets power,
of course% &hese doctrinal reforms ha!e further strengthened the industry, lending the .88
e!en more authority%
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&he recently adopted federal anti*dilution statute, which shields )famous) trademarks from
acti!ities that )tarnish,) )disparage,) or )blur) them, grew out of a similar intersection of forces%
.anufacturers of products sold under famous labels complained to 3ongress that the protection
they en>oyed from state anti*dilution statutes was une!en too often, they insisted, manufacturers
of unrelated products were able to )freeride) on the reputations of famous brands by using
confusingly similar marks% n444$t should be unlawful, they insisted, to manufacture )/U;L&
shoes, AU$3N aspirin, CorD N;/8N pianos%) n44=+hy" $f consumers are not misled
concerning the source of the products, why eactly is it important to prohibit such acti!ities" &he
manufacturers offered two reasons: 142 they had in!ested time and effort in culti!ating these
famous marks and thus deser!ed legal protection and 1=2 other countries already had such
prohibitions and it was important that the United States not lag behind any nation in the strength
of its intellectual*property protections% $n the absence of any organiFed resistance from
consumers, these arguments pre!ailed% n44@$n short, the combination of a strong interest group,
largely unopposed in the lobbying process, able to draw effecti!ely upon the labor*desert theory
and the presumpti!e legitimacy of its members0 )property) rights, secured yet another etension
of the law%
&he ubiquity of such synergy means that de!eloping a strategy for halting the trend described in
this article will be difficult% Lot impossible% &he fate of the )+hite aper) shows that it is
possible at least to slow the growth of intellectual property rights% -eleased in 466< by resident
3linton0s $nformation $nfrastructure &ask orce, the +hite aper recommended a !ariety of
ad>ustments of copyright law, all designed to increase the ability of copyright owners to control
uses of their works on the internet% n449&hose recommendations were quickly embodied in
proposed legislation, which, in the absence of organiFed opposition, initially seemed assured of
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passage% &o the surprise of many obser!ers, the legislati!e initiati!e failed% 3rucial to that failure
was a publicity and lobbying campaign waged by a miscellaneous group of scholars, educators,
and public*interest acti!ists% n44
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following grounds: )8lthough the norms of sports enthusiasts might be offended, sports is now
big business, and big business demands this protection% Entire industries eist to sell and promote
goods and ser!ices at sporting e!ents and for use by sports participants% layers in this !ast
market may benefit from the efficiency of fied property rights in the fuel that dri!es these
market transactions% 8 key element of that fuel is the sports mo!es themsel!es, and patents,
copyrights and trademarks may pro!ide the best tools for securing those rights%)not e!eryone is
con!inced% See, e%g%, .arch +alsh, )atently -idiculous, Some Say eople /unk Aasketballs%
eople Gift Aoes% Should the atent ;ffice rotect &heir 0$n!entions0")+egal Times18ugust 46,
4662, S@=%
/1See 3opyright 8ct of 4567, ch% 4
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/)8Aefore 4667, architectural works were not shielded by copyright law% 8rchitectural plans
were protected, but only in the narrow sense that they could not be copied without permission% $f
a builder lawfully obtained a set of blueprints for a building 1or determined how to build it
without blueprints2, he was free to build an identical structure% 8 4667 statute 1catalyFed by the
8merican ratification of the Aerne 3on!ention2 etended copyright protection to )the design of a
building as embodied in any tangible medium of epression) and made clear that the building
itself constituted such a )medium of pression%) &he upshot is that, as long as a building contains
original design elements that are not functionally required, its )o!erall shape) may not be
imitated without permission% 8dmirers may photograph, draw, or paint the building 1as long as it
is )!isible from a public place)2 but cannot build an identical structure or e!en 1it seems2 a scale
model of it%
/))See /onald S% 3hisum,Patents 1466=2, 4:4?7ff CcheckD%
/)0See/0 parte +atimer, 4??6 3ommn% /ec% 4=@ 14??62%
/)1@< U%S%3% secs% 44*49%
/)2lant Kariety rotection 8ct, 5 U%S%3% RR =@=4*=
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/)7See Edward elsenthal, ).edical atents &rigger /ebate 8mong /octors,) 1all $treet
(ournal, 8ug% 44, 4669, at A4, A%
/)*See Ioel Barris, )&he 3ase for atenting .edical rocedures,) ==merican (ournal of +aw
and Medicine14662: ?
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)contributory patent infringement) ** which has had the effect of significantly epanding the set
of persons who will be deemed infringers%
/0
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/11See 8ndrea .% Bauthier, )&he E!olution of the 3oncept of roperty in 8merican &rademark
Gaw) 1unpublished paper 46672% 8s Bauthier obser!es, the first 8merican case to in!oke this
principle, Thomson &! 1inchester, did not use the word )trademark,) relying instead on the
general tort of fraud% @ .ass% 146 ick%2 =49 1Sup% 3t% 4?@52% Lot until the 4?97s did 8merican
>udges 1relying partly on earlier English cases2 recogniFe a distinct cause of action for
)trademark) infringement% See, e%g%, Taylor &! Carpenter, 44 aige 3h% =6= 1L%M% 3h% 4?992%
/12See)etridge &! 1ells, 9 8bb% r% 499 1L%M% Super% 3t% 4?
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/2)&his restriction was tempered, howe!er, by two eceptions: a ri!al could not use an
identical or similar mark in an area in which the original trademark owner had already
established a reputation 1e%g%, through media co!erage2 and could not deliberately seek to take
ad!antage of the original owner0s good will%
/204< U%S%3% R47
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/2*1hite &! $amsung /lecs! m!* Inc%, 654 %=d 4@6< 16th 3ir% 466=2%
/
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/
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greatly depend on the Efforts of learned and ingenious ersons in the !arious 8rts and Sciences:
8s the principal Encouragement such ersons can ha!e to make great and beneficial Eertions of
this Lature must eist in the legal Security of the ruits of their Study and $ndustry to
themsel!es and as such Security is one of the natural -ights of all .en, there being no roperty
more peculiarly a .an0s own than that which is produced by the Gabour of his .ind%) Ibid%, 449%
/4
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/;8See ibid%
/;)&he quotation is from Ierome rank0s famous opinion inlfred .ell : Co! &! Catalda )ine
rts* Inc%, 464 %=d 66 1=d 3ir% 46udicial decision on this issue is.leistein &!
onaldson+ithographing Co%, 4?? U%S% =@6 1467@2%
/;0See, e%g%, .artha +oodmansee, &he Benius and the 3opyright: Economic and Gegal
3onditions of the Emergence of the )8uthor,)/ighteenth-Century $tudies45 146?92: 9=
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/;4See, e%g%, IasFi, );n the 8uthor Effect,) supra note , @77*74, @7*44 1showing the influence
of this ideal on the opinions in)eistand,ogers &! Boon2%
/;;See IasFi, supra note , 96*
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/7ournal, itch suggests that nearly all of the delegates attended the demonstration%
/7;8ccounts differ concerning how many, if any, of the delegates actually rode on the boat%
/77&he tet of that first draft is set forth in note , supra%
/7*&he incident and its implications are carefully discussed in +alterscheid, supra note , pp%
94*9@%
/*8Iessica /% Gitman, )3opyright, 3ompromise, 8nd Gegislati!e History,) Cornell +! ,e&% 5=
146?52: ?
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/*4See Bauthier, supra note , 6*4
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/)82rand Upright Music +td! &! 1arner .rothers* 5?7 %Supp% 4?= 1S%/%L%M% 46642%
/)8
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/)))See, for eample, the statement of Iames N% Aaughman, 8ssistant Beneral 3ounsel of
3ampbell Soup 3o%, in the subcommittee hearings on the bill% .adrid rotocol $mplementation
8ct and ederal &rademark /ilution 8ct of 466n
Intellectual Property ,ights4 Intellectual Property nd The %ational Information Infrastructure
1466
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@?, Lo% 4=, p% 46 )$ndustry +arns ;f laws $n L$$ Aill,)Information : Interacti&e $er&ices
,eport1/ecember 4, 466