, ______ _

POSmON ORGANIZATION/ENTITY

c

::a

Report Required by the Ethics ,• FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

l. Perso11 Reporting (Last name, Furst name, Middle initial) 2. Court or Organization 3. Date of Report

Higgins, Thomas A Middle District ofTennessee 5/1412004

4. Title (Article III Judges indicate a1mve or senior status; S. ReportType (check appropriate type) 6. Reporting Period

magistrate judges indicate full- or part-time) 0 Nomination, Date 1/112003 U.S. District Judge (Senior)

0 Initial @Annual Q Final to

12131/2003

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any

modifications pertaining !thereto, it is, in my opinion, in compliance 770 U. 8. Courthouse

with applicable laws and regulations.

801 Bro:adway Date

Nashville, TN 37203

L PO:SfTIONS4 (Reporting individual only; see pp. 9-13 of filing instructions)

N01."fE - (No reportable positions.)

NAME OF

l.

2.

Cf) -0 r-.,, m"° o-t.?Z 0 c> -

-z: m -,...,.n12 t..>

o> < -rsr- :c:.-

::z: m Il. AGE:EEl\IENTS. (Reporting individual only; see pp. 14-16 of filing instructions)

"'Tl .. -

0 C'.:) 0 l'T1 ...c..

NONE - (No reportable agreements.)

PARTIES AND TERMS

1.

SOURCE AND TYPE

AND

DESCRIPTION

Name or Person Reporting ' FIN,.:\.NCIAL DISCLOSURE REPORT Date of Report

Higgins, Thomas A S/1412004

IlI. NON-INVES™ENfT INCOME. {Reporting individual aud spouse; see pp. 17-24 of filing instructions)

A. Filler's Non-Investm,ent Incom

NONE (No reportable: non-investment income.) -

GROSS INCOME ' (yours, not spouse s)

l.

B. Spotllse's Non-Investmient Income(Ifyou were married during any portion oftJu:reporting year, please complete this section. (dollar amount not required eitcept for bonoraria)

NONE (No reportable: mn-investment income.)-

SOURCE TYPE

1.

IV. REIMBURSEMENTS - transportation, lodging, ro00, entertainment

(lnc:ludes those to spouse aml. dependent children. See pp. 25-27 of instructions.)

NONE - (No such "-'JlCl•rtable reimbursements.)

1.

PESCRimON

Name of Person Reporting ·· FINA1'rCIAL DISCI.,OSURE REPORT Date of Report

Higgins, Thomas A 511412004

V. GIFI'S. (Includes thos,e ti) 1;pouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such reportable gifts.) -

DESCRIPTION

1.

VL LJAJBIIJTIES. (Incl tdes those of spouse and dependent children. See pp. 32-34 of instructions.)

0 NONE (No reportable liabilities.) -

REDITOR

I. Mo1rga11 Stanley by Dean Witter Margin loan (active assets account) (paid in full 712212003)

I · "'- ...;_ -L- .

M

-

fa :st

a apit

-

'D

--

c

..

.

- -

(2} (4)

lssurer

vm

..

c.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date: of Report

Pag 1 of7 Higgins, Thomas A 5/1412004-

VIl. INVESTMENTS allldl 1RUSTS - income, value, transcatioru; (includes those of the spouse and dependent children. See pp. 34-57 offiling im;1111ctions.)

-A. B. D.

Description of Assets Income during

rep rting period Gross value at end of. reporting period

Transactions during reporting period

[including trust assets)

IPlace "{X)" after each asset circmpt lromprior disclosure

-

0 N01'fE (No reportable incoin:, ai;sets, or transactions)

1. > Nashville Airport (tax: free bond)

2. Fimn, Williamson Co., TN - 2/3 undivided

-

3.

--

4. Activ·e Asset Acct No. 1

5. Ml Stanley Tax Exempt Sec. Fund

-

6. Mlorgan Stanley Dividend Growth B Fund

-

7. Mlorgan Stanley American Opportunities Fund

8. al Opportunities Trust E:

9. Active Asset Acct No. 2

10. Ml im Stanley Pacific Growth Fund

(I)

Amount Code l

(A·H)

D

D

(2)

Type (e.g. div. rent. or int.)

Rent

Dividend

Dividend

None

None

(I)

Value

Codel (J-P)

N

M

K

J

J

(2)

Value Method'. Codle 3 (Q-W)

Q

1'

1'

1'

T

-

(I)

Type (e.g. buy, sell,

merger, redemption)

Redeemed

Gift

Rec'dfm IRA

Sold

l

Date: Month-Day

7118

12118

11128

4/11

fnot exem

(3) Value

Code2 (J-P)

J

1

1

J

pt from disclosure

Gain Code 1 {A· Hl

(5) Identity of buyer/seller (ifpfivate transaction)

See note Part

Diocese of Nashville

See note Part vm

Issurer

11. Mlorgan Stanley Exempt Sec. Fund

-

.12. Mlorgan Stanley American Value Fund

--

13. /DW Latin Amrican Growth Fund

-

14. MlSDWCompetitive Edge BIP B Fund

A

A

A

A

Dividend

Dividend

Dividend

Dividend

J

1

1

1

T

T

-T

T

-·

15. Mlorgan Stanley S&P 500 Select Fund B

---

16. M org an Stanley Strategist Fu:o.cll B

17. Mlorgan Stanley Dividend Grl)vvth B Fund

A

A .-

A

Dividend

Dividend

Dividend

1

J

1

T

T

T

P/redempt._ 4/11 1 lssurer

18. V: :ampen American Cap. Equity Fund A Dividend J T

- - -- -- - - ----··- -·---· - · - -------- · --· · -

I. Income Gain Codes: A = $1.000 or less B =$1,001-$2,500 C = Sl.501-$5,000 D = $5,001-$15,000 E = $15,001-$50,000

(See Colunms Bl and 04) F = $50,001-$100,000 G = Sl00,001-$1,000,000 Hl = Sl,OOO,OOl-$5,000,000 H2 =More than $5,000,000

2. Value Codes: = $1:5,000 or less K = $15.001-$50.000 L =$50,001-$100.000 M =$100,001-$250.000

(See C.ilumns Cl and D3) N = $250,000-$500,000 0 =$500,001-$1.000,000 Pl = $1,000,001-$5,000,000 P2 =$5.000,001-$25,000,000

P3 = $2:5,000,001-$50,000,000 P4 = $More than $50,000,000

=3. Value Method Codes Q Aprprnisal R =Cost (Real Estate Only) S =Assessment T CashfMarket=

(See Column C2) U =Book Value V Olber W = Estimated =

, ______ _

i

i

i

i

American(); 1l'portunities

i

B.

i

(2)

!

c D

FINANCIAL DISCLOSURE REPORT Date ofRepolt Name of Person Reporting

Pag 2 of7 Higg ns, Thomas A 5/14/2004_

VIl. INVESTMENTS and l'RUSTS - income, value, transcations (includes those of the spouse ai!ld dependent children. Sec pp. 34-57 of filing instn1ctions.)

19.

20.

21.

22.

23.

24.

25.

A.

Description of Assets (including ttust assets)

Place "(X)" after each assc1t e from prior disclosure

xempt

:rv oneyTrustlori Stanley Act ve Asset I

:rvloq!311 Stanley IRA Acct. No. 1

Mo'i:gan Stanley Liqu d Asae_, tFund

Mo,i:gan Stanley Util ty Fwtd _,

_,Morgan Stanley Fund, clasi;B

:lllue Moi:gan Stanley AmericanV_,

_,DW Core Equity Trust

Income during n:{lO,rting period

(1) (2)

Amount Type (e.g. Code 1 div. renl or (A-H) inl)

A Div dend

c Div&Int

c. Gross value at end of reporting period

(l} (2)

Value Value Code2 Method (J-P) Code3

(Q-W)

1 T

N· T

D. Transactions during reporting ]period

(I) If not exempt from disclosure

(3) (4) (5) Type (e.g. Date: Value Gain Identity of buy, sell, Month- Code2 Code buyer/sellermerger, Day {J-P) I (A- (if private redemption) H) transaction)

Exchanged 7/23 K Issuer

Exchanged 7123 K Issuer- See ' note Part VIlI

Exchanged 7123 K Issuer

Exchanged 7123 K ' Issuer

26.

27.

28.

wthMo,rgan Stanley M d Cap Gro _,

Moi:gan Stanley Developin,g _, Growth

_,Moi:gan Stanley Value Added EquityFund

-

Exchanged 7123 K Issuer

Exchanged 7123 K , Issuer

Exchanged 7123 J Issuer

29. -Moi:gan Stanley European G1 :owthFund - Exchanged 7/23 K I Issuer

30. - .FundMorgan Stanley Div. Growth Exchanged 7/23 K Issuer

31. TCW/DW Small Cap. Growt _, hFund Exchanged 7123 - K -

32.

33.

-OW Spectrum Balanced

-DW Spectrum Strategic

34. -OW Spectrum Tech.

35. -TCW/DW Total Return TmsIt Exchanged 7123 J Issuer

36. -G!Ctbal Utilities Fund B ' Exchanged 1123 K Issuer

I . lncomc:/G11in Codes: A =$ 1.000 or less B = $1,001-$2,500 = $2..501-$5.000 =$5,00 l-$15,000 E ., $15,001-$50,000

(See Columns Bl and 04) F =$50,001-$100,000 G = SI00,001-$1,000,000 HI =S l,000,001-SS,OOO,OOO H2 =More than $5,000,000

2. Value Codes: J = $15,000 or less K = $15.00 l -$50,000 L = $50.001-$100.000 M =$100,00 l-$250,000

(See CC1lumns Cl and 03) N =$2:50,00()..$500,000 0 =$500,001-$1.000,000 Pl = $!,OOD,001-$5,000,000 P2 =$5,000,00 l -$25 ,000,000

P3 = $2.5,000,001-$50,000,000 P4 =$More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) s = Assessment T =Cash/Market

{See Coiumn C2) u = Bc>0k Value v =Other w =Estimated

·�������-

-

M

..

Purch. -

(4)

I

Issuer

-

37.

43.

45.

47.

--

(2) (2)

7/23

7/24

7/24

7/24

7/24

6/6

PINANCIAL DISCLOSURE REPORT Name of Person Reporting Dab: of Report

Pag 3 oJ[7 Higgins, Thomas A 5/14/20()4.

VII. ll'lVESTMENTS and lRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

-A. B. c. D.

Description of Assets ![including trust assets)

Income during repo!1fug period

Gross value at end of reporting period

Transactions during ICpO!'ling period

lfnot exempt from disclosure (I)(I) (1) (2) (3) (5)

!Place "(X)" after each asset eKempt Value Type (e.g. Date:Amount Type (e.g. Value Value Gain Identity of Code2 Code buyer/sellerCode2 ·Method buy, sell, Morith •lliom prior disclosure Code l div. rent or

(A·H) int.) (J·P) Code3 merger, Day (J-P) (A· (if private redemption)(Q-W} H\ transaction)

11th Sciences Trust B Exchanged K Issuer-

38. -.American Opportunities Exch. 7n.4 K Issuer Purch.

-.Intl: mational Smallcap Exch. K39. Purch.

--. ' Special Value Fund D Exch. K Issuer40.

Purch.

41. -·Value Added MKT Ser/Eqy Exch. 7/24 K Issuer Purch.

-K Issuer-·VBIiKampen Growth & Jnc,t1rne Bx.ch.42.

Purch.

-1MSIF Core Plus Fixed Inc:. Exch. 7124 K Issuer Purch.

44. -lMSIF Small Cap A Bx.ch. 7/24 K Issuer Purch.

--· ,iKampen Aggressive Growth Exch. 7/24 K Issuer

-·VBILKampen Comstock A Exch. K Issuer46. Purch.

-ICap1ital Opportunities TrlW: El - Transfer 11/28 J See note Part VIII

-IMS Charter MSFCM Buy 7131 J Issurer48.

49. -l MS Charter Graham Buy 7131 '• J Issurer

50. im Stanley IRA AccoUJ11t l o. 2 A Dividend J T

- -

51. -1 Mo 1rgan Stanley Div. Growth Fund

-

P/exch redem

6/6 J Issuer

52. -l Mo 1rgan Stanley Jnformatio1ti Fund P/ex.ch J Issuer

-redem

53. -l rim mcial Services Trust B Exch. Purch.

6/6 J

-

54. -' 1 e Added Mkt Ser/EqyVal - Exch. Purch.

616 J

l. Income/Gain Codes: A = SI .OIDO or less B =$1,001-$2,500 c =$2.501-$5,000 D =$5,001-$15,000 E = $15,001-$50,000

(SeeColunms Bl and 04) F =$50,IDOI-$100,000 G = SlOO,OOl-Sl,000,000 HI =$1,000,00I-$5,000,000 H2 =More than $5,000,000

2. Value Codes: J = Sl5,000 or less K =$15.001-$50,000 L = $50,001-$100.000 M = $100,001-$250,000

(See Columns Cl and 03} N = $250.000-$500,000 0 = $500 ,00 l-$1.000 ,000 PI = $1,000,001-$5,000,000 P2 = $5,000,00 l-$25,000,000 P3 = $25,000,001-$50.000.000 P4 =$More than $50,000,000

3. Value Method Codes Q =AJ!praisal R = Cost (Real Estate Only) S = Assessment T =Cash/Market

(See Column C2) U = Book Value V =Otiler W = Estimated

·��������-'-�������������'--�������--!�-

--

- -

R

. -

..

(3) (4) (S)

-

.. -

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date: of Report

Pag 4 of7 Higgins, Thomas A 5/14/2004_

VII. INVESTMENTS :an<ll TRUSTS - income, value, transcations (includes those of the spouse 8llld dependent children. See pp. 34-57 of filing im;tructions.}

Transactions during reporting 1ieriod A.

Description of Assets (inclu ding trus t assets)

Place "(X)" after each asset eitempt from prior disclosure

B. Income during

repo_rting period

(I) (2)

Amount Type (e.g. Code I div. rent or (A-H) int)

c. Gross value at end of n:porting period

(1) (2)

Value Value Code2 Method (J-P) Code3

(Q-W)

D.

(I) If n ot exemp t from disclosure

Type (e.g. buy, sell, merger, redemp tion)

(2) Date: Month-Day

Value Code2 (J-P)

Gain Identity of Code buyer/seller I (A .. (if private H\ transaction)

55.

56.

57.

58.

-American Opportunities Fd. H

--Bl>st<l1n Financial Qualified Tax CreditsL.P.V.

-Ui improved land, Humphreys !Co., TN - 112 umlivided interest

-Se:ars Municipal TN (tax fi'ee bond)

A Interest

None

A Interest

K· T

L R

J T

Exch. Porch.

616 J

See note Part vm

59.

60.

Ui proved land, Humphreys Co., TN - 112 Wltdivided interest

-Shares Common MONY Group. Inc.

None

None

J

J T

See note Part vm

61.

62.

63.

Sbares Common MONY Group, Inc.

-Shares Common MONY Oro111 1, Inc.

Bank ofAmerica Account

None

None

A Interest

J T

J T

J T

-

64.

65.

66.

Sbares Common Nationwide Financial Services, Inc

-Piiovicient Mutual Whole Lire

-M111tual of New York Whole J.iJFe

A Dividend

B Dividend

B Dividend

J T

K -T

L T

67.

68.

69.

70.

Trust

--SunTrust Tenn. Reserve Fu11d (Money Market Funds:)

--Consolidated Edison NY (Bond)

--Allstate Corp. (Bond)

E Div.&Int P l T See note Part vm

71.

72.

-FPL Group Capital Inc. (lBonCI)

--Stanley WKS (Bond) '

I. Income/Gain Codes: A = 51.000 or less B = $1,00l-$2,500 c = $2,501·$5,000 D = $5,001-$15,000 E = $15,001-$50,000

(See Columns B 1 and 04) F = $5<),001-$100,000 G = $100,001-$1,000,000 Hl = $1,000,001-$5,000,000 H2 =More than $5,000.000

2. Value Ci de!:: J = $ lS,000 or less K = $15.001-$50,000 L =$50.001-5100.000 M =$100,001-$250,000

(See Columns C'l and D3) N = $250.,000-$500,000 0 = $500,001-$1.000,000 Pl =$1,000,001-$5,000,000 P2 =$5.()00.001-$25,000,000

P3 = $2.S,000,001-$SO.OOO.OOO P4 = $M ore than $50,000,000

3. Value Method Codes Q =A pp iisa l R =Cost (Real Est.ue Only) S =Assessment T =Cash/Market

(See Column C2) U =Book Value V =Other W = Estimated

'�������- I ' --------------'------------------------·�-------------------..!-� ,

--

-

- :o

-J

. --

-1

--

· -B

(3)

-

.

{4}

-

FIN.Al'lCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

· Pag 5 of7 Higgins, Thomas A S/14120Q4 .

vrr. ThrVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

-A.

Description of Assets including trust assets)

'lace "(X)" after each asset ex.empt iom prior disclosure

B.. Income during

repo!ling period

(I) (2)

Amount Type (e.g. C odcl div. renl or {A-H} int.)

c. Gross value at end ot• reporting period

(I) (2)

Value Value Code2 Method (J-P) Code3

(Q-W)

D. Transactions during reporting period

(I) If not exempt from disclosure

(2) Type (e.g. Date: Value buy, sell, Month- Code2 merger, Day (J-P)redemption)

(5)

Gain Identity of Code buyer/seller I (A· (if private H\ transaction)

73.

74.

75.

76.

77.

-lDul•ont E I DeNemours Co. CB<>nd)

-_,Weils Fargo & Co. (Bond)

-:::iti1i:orp (Bond)

-::ate mar Inc. (Bond)

--l )ee re & Co. (Bond)

78.

79.

80.

-Insuired Municipals Income TIR. (Mut. Fund)

--l licipal Insd Nat'l TR (Mut. Fund)

-Iiarlley Davidson Inc. (ColDlnc>n)

81. -I.imited Brands Inc. (Common)

82. _, 1euser Busch Inc. (Common)

-83. -l •rico Inc. (Common) -

-84. Corp. (Common)

-85. _,II/alMart Stores (Common) -

-86. _,II/algreen Co. (Common)

87.

---cbe Corp. (Common)

-88. -<::ltevron Texaco Corp. (Comn:ton)

-89. 3n Mobil Corp. (Common)

90. -J :rican lnt'l Group Inc. (Common) ,

-- ----·-- · - - ----- · - ··· I. lncomelGain Codes: A = $UIOO or less =$1,001-$2,500 c = $2.501-$5,000 D = $5,00J-$15,000 E =StS,001-SSO,OOO

(See Columns BI and D4) F = $50,001-$100,000' G = $100,001-Sl,OOO,OOO HI = $1,000.001-$5,000,000 H2 =More than $5,000.000

2. Value Oooes: = $15,000 ur less K = s15.001-$50,000 L =$50.001-$100.000 M =$100,001-$250,000

(See Co,lumns Cl and D3) N = $250,0Q().$500,000 0 = $500,00 l-S>l .000,000 Pl = $1,000,001 ·$5,000,000 P2 = $5,000.001-$25,000J)OO

P3 = $25,000,00 l-SS0,000,000 P4 =SMore than $50,000,000

3. Value Method Codes Q = Ap: raisal R =Cost (Rea! Estate Only} S =Assessment T = Cash/Markel

(See Column C2) U = B•ook Value V =Other W =Estimated

·--------· I --

-

Lill

Pfh

We Upoint

-I

-l

-l

--- ------ -

-

·-

---· -- ---··· . - - - -- - - - - · · · - - - -

FINAl CIAL DISCLOSURE REPORT N""' of P • -rtmg Date of Report

Page 6of7 Higgins. Thomas A 5/14/2004_

VIL INVESTMENTS and mUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling in:>tructions.)

A.

Description of Assets (including trust assets)

Place "(X)" after each asset: c: empt from prior disclosure

B. Income during

rep rting period

(I) (2)

Amount Type (e.g. Code! div. rent. or (A·H) int.)

c. Gross value at end of reporting period

(I) (2)

Value Value Code2 Method (J·P) Code3

(Q-'W)

D. Transactions during reporting period

(I) If not exempt from disclosure

(2) (3) (4) (S)Type (e.g. Date: Value Gain Identity of buy, sell, Month- Code2 Code buyer/sellermerger, Day (J-P) I {A· (ifptiva.teredemption} m transaction)

91.

92.

93.

-Fat1 111ie Mae (Common)

-Jefl'erson Pilot Corp. (Co11111D>n)

--Sur.1trust Bank (Common)

94.

95.

96.

97.

98.

-.Biomet Inc. (Common)

-

oh-.J nson & Johnson (Commolll)

-

-. y Eli & Co. (Common)

-

-.Meitronic Inc. (Common)

-

-. zer Inc. (Common)

99.

100.

101.

102.

-· Health Networks (Common)

-

tera1 Electric Co. (ComI111c1n)

--, iliated Compulers SVCS (Common)

--, omatic Data Processillg hlC. (Common)

-

103.

104.

105.

106.

107.

108.

-ICisc:o Systems (Common)

-

-lDelII Inc. (Common)

--l I Corp. (Common)

.rosoft Corp. (Common)

---C)racle Corp. (Common)

-

gard Data Sys. Inc. (Common} ,

·- ·-· . -

l. lncomefGa:in Codes: A = $1.000 or less B =$1,001-$2,500 c =$2.501-$5,000 D =$5,001-$15,000 E = $15,001-$50,000

(See Columns B ! and D4) F = $50,001-$100,000 G = SIOO,OOJ-Sl,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000.000

2- Value Codes: = $15,000 or less K = $15.001-$50,000 L = $50,001-$100.000 M =$100,001-$250,000

(See Colurrms Cl and 03) N = $250,000-$500,000 0 = $500,001-$1,000,000 Pl =$!,000,001-$5,000,000 P2 = $5,000.001-S25,000,000

P3 = $25,000,001-$50.000.000 P4 =$Morethan $50,000,000

3. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) s = Assessment T = Cash/Market

(See Column C2) u = Bool: Value v =Other w =Estimated

·--------·

Dul

-_,

-:

-l

(I)

Type

(2) (4)

FINANCIAL DISCLOSlURE REPORT Dat•e of Report Name of Person Reporting

Page '7' o:f 'J Higgins, Thomas A 5/1412004.

VII. Il�VESTMENTS ancl TRUSTS - income, value, transcations (includes those of the spouse lllilddependent children. See pp. 34-57 of filing irn1tructions.)

A.

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior di losurc

B. Income during

repQrting period

(2)

Amount (e.g. Code! div. rent. or (A-HJ int.)

c. Gross value at end of reporting period

(l)

Value Value Code2 Method (J-P) Code3

(Q-W)

D. Transactions during reporting perilod

(1) lf llOI ex:empt from disclosure

(2) (3) Type (e.g. Date: Value buy, sell, Month- Code 2 merger, Day (J-P)redemption)

(5)

Gain identity of Code buyer/seller I (A- (if jirivate H) transaction)

109.

110.

Il l.

112.

113.

-E.I.. DuPont (Common)

-Vedzon Communications (Ctmunon)

-Disney Walt Co. (Note)

--Home Depot, Inc. (ColDIIlOln)

-. ce Energy (Note)

Sell 216 K

Sell 2125 J

Sell 3/10 K

B

c

114.

115.

-.Intl:mational Paper Co. (Common)

N'orthem Trust Co. (Comm>n)

Sell 3/21 K

Sell 3/21 J

E

116.

117.

Corp. (Common)

--lFo11est Labs Inc. (Common)

-

Sell 5113 J

Sell 9/18 J

B

A

118.

119.

-1Suntrust Banks (Common)

-i Motor co. (Note) -

Sell 12115 L

Sell 1/15 K

E

-

l. Income/Gain Codes: A = $1 1000 or less B = $1,001-$2,500 c = $2.501-$5,000 D = S5,001-Sl5,000 E = $15,001-$50,000

(SeeC01lumnsBl and D4) F = $50,()01 -SIOO,OOO G = $100,001-$1,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000.000

2. Value Codes: J = $1. i,llOO or less K = $15.001-$50,000 L = $50.001-$100.000 M = SI00,001-$250,000

{See Cc•lumns Cl and 03) N = $250,()00.$500,000 0 = $500,001-SI .000,000 Pl =$1,000,00!-S5,000,000 P2 =$5,000,001-$25,000,000

P3 = $25,000,00l-$50,000.000 P4 =$More than $50,000,000

3. Value Miethod Codes Q = Appraisal R = Cost (Real Estate Only) S =Assessment T = Cash/Markel

(See Column C2) U =Book Value v =Other W =Estimated

I

A ...._· o death gi n

un ll.

Name of P"""' RoportiogFINANCIAL DISCLOSURE REPORT Date of Report

Higgins, Thomas A 5114/2004

(Indicate part of Report) VIII. ADDIDONAL INFORMATION OR EXPLANATIONS

Partvn.Line 2 Appraisal as 8/20/94. Original l/2 undivided interest received by 1951. Acquired 113 of the remaining 112 interest

Part Vll, Line 8 Received Ill a RllJUired minimum distn'bution from IRA after age 71-112

Part Vll, Line 23 Morgan Staoley American Opportunities Fund. Class B was fonnerly known prior to merger as Morgan Stanley Capital Growth Securities Fund

Part VIl, Line 47 . This fimd was acquired 6125199 at 1 cost of$7,859.30, and was not included in prior reports by oversight The transfer from this fund is reflected in Part VII.Lines

Part VII, Line 57 Unimpruve:i land Purchasl'ld S/22191 Purchas< price: $75,000

Part VII, Line 59 Unimpmved land PurchaSll'ld S/18/94 PurchaSl price: $11,000

Part VU, Lilne 67 The ben·eficial interest under this trust was contingent prior to the funding ofthis trust on 1/1/03

. ·-

Date _ ___,.£"'----/_Y_-_o '-f/""- -

r t' ) •:"'

FINAJl CIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Higgins, Thomas A 511412004

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) iis a curate, true, and c:omplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I furth1 r certify that eamc:d income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance witll the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE; ANY INDIVIDUAL 'WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE nns REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544