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    FacultyofBusinessAdministration&Economics

    InstituteforCooperationinDevelopingCountries

    (InstitutfrKooperationinEntwicklungslndern)

    AmPlan2,D35037Marburg,Germany

    FinalReport

    IDEntifyingandAnalysingNewIssuesinDesertification:

    ResearchTrendsandResearchNeedS

    IDEASProject1November200931December2010

    AlexanderBisaro,MichaelKirk,

    WilliZimmermann,PandiZdruli

    Marburg2011

    Fundedby

    BMBF

    GermanFederalMinistryofEducationandResearch

    (Bundesministerium frBildungundForschung)

    1

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    Pleasecitethisreportasfollows:

    Bisaro,A.,Kirk,M.,Zimmermann,W.,andZdruli,P.,2011.Analysingnewissuesindesertification:

    research trends and research needs. Final report of the IDEAS project to the German Federal

    Ministryof

    Education

    and

    Research

    (BMBF),

    Institute

    for

    Co

    operation

    in

    Developing

    Countries,

    Marburg,Germany.

    2

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    ListofAbbreviations

    ACSAD ArabCenterforAridZonesandDryLands

    ADB AsianDevelopmentBank

    ADMnet ArabDesertificationMonitoringandAssessmentNetwork

    BMBF Bundesministerium frBildungundForschung

    BMZ Bundesministerium frwirtschaftlicheZusammenarbeitundEntwicklung

    CACILM CentralAsianCountriesInitiativeforLandManagement

    CDM CleanDevelopmentMechanism

    CGIAR ConsultativeGrouponInternationalAgriculturalResearch

    CSR CorporateSocialResponsibility

    CST CommitteeonScienceandTechnology

    CWANA CentralandWestAsiaandNorthAfrica

    DDP DrylandsDevelopmentParadigm

    DIE/GDI DeutschesInstitutfrEntwicklungspolitik/

    GermanDevelopmentInstitute

    DLDD Desertification,LandDegradationandDrought

    DPSIR DriverPressureStateImpactResponse

    DRCH DrylandResearchCentreHamburg

    ESCWA EconomicandSocialCommissionforWesternAsia

    EU EuropeanUnion

    FAO

    Food

    and

    Agriculture

    Organization

    of

    the

    United

    Nations

    FDI ForeignDirectInvestment

    GCC GulfCooperationCouncil

    GDP GrossDomesticProduct

    EF GlobalEnvironmentFacility

    GIS GeographicInformationSystem

    GLASOD GlobalAssessmentofSoilDeterioration

    GLOWA GlobalChangeandtheHydrologicalCycle

    GM GlobalMechanism

    GTZ GesellschaftfrtechnischeZusammenarbeitICARDA InternationalCenterforAgriculturalResearchintheDryAreas

    IDEAS IdentifyingandAnalysingNewIssuesinDesertification: ResearchTrendsand

    ResearchNeeds

    IEA InternationalEnvironmentalAgreements

    IFAD InternationalFundforAgriculturalDevelopment

    IFPRI InternationalFoodPolicyResearchInstitute

    InWent InternationaleWeiterbildungundEntwicklunggGmbH

    IPCC IntergovernmentalPanelonClimateChange

    KAZA KavangoZambeziTransfrontierConservationArea

    KfW KreditanstaltfrWiederaufbau

    3

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    LADA LandDegradationAssessmentinDrylands

    LAPs LocalActionPlans

    LCA LifeCycleAnalysis

    LDC LeastDevelopedCountries

    LGAF LandGovernanceAssessmentFramework

    MEA MilleniumEcosystemAssessment

    MDG MillenniumDevelopmentGoals

    MENA MiddleEastandNorthAfricacountries

    NAP NationalActionPlans

    NARS NationalAgriculturalResearchSystems

    NGO NonGovernmentalOrganisation

    NPP NetPrimaryProductivity

    NVDI NormalisedVegetationDifferentiationIndex

    OECD OrganisationforEconomicCooperationandDevelopment

    OSS ObservatoireduSaheletSahara

    PCAD PlantoCombatAdvancingDesertification

    PES PaymentforEcosystemServices

    PIK PotsdamInstitutfrKlimafolgenforschung/

    PotsdamInstituteforClimateImpactResearch

    REDD ReducingEmissionsfromDeforestationandDegradation

    REWS RegionalEarlyWarningSystemforcombatingDesertification

    RSSC RegionalScienceServicesCentres

    SLM

    Sustainable

    Land

    Management

    SOC SoilOrganicCarbon

    SWC SoilandWaterConservation

    UNCCD UnitedNationsConventiontoCombatDesertification

    UNDP UnitedNationsDrylandsProgram

    UNECE UnitedNationsEconomicCommissionforEurope

    UNEP UnitedNationsEnvironmentProgramme

    UNESCO UnitedNationsEducational,ScientificandCulturalOrganisation

    WASCAL WestAfricanScienceServiceCenteronClimateandAdaptedLandUse

    WB WorldBankWOCAT WorldOverviewofConservationApproachesandTechnologies

    WRI WorldResourceInstitute

    ZEF ZentrumfrEntwicklungsforschung/Center forDevelopmentResearch

    4

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    Contents:

    Part1:Problemsetting..................................................................................................6

    1. ProblemStatement:DLDDindrylands...............................................................6

    2. IDEASproject......................................................................................................7

    3. Rationalefordrylandsinvestments....................................................................8

    4. Structureofthispaper........................................................................................8

    Part2:Researchtrendsandresearchneeds...................................................................9

    1. Changing(global)frame conditions........................................................................9

    1. Risingfoodandenergyprices...................................................................9

    2. Carbonmarkets...........................................................................................10

    3. Complexityinglobalinterconnections........................................................11

    4. Climatechange............................................................................................11

    2. AgriculturaldevelopmentandSLM.....................................................................13

    1. subsistencevs.marketforces............................................................................13

    2. SLMandDLDD:technologies.............................................................................14

    3. SLMandDLDD:adoption..................................................................................15

    4. SLM: summaryandconclusions.......................................................................16

    5. Biofuels.............................................................................................................17

    1. Jatropha......................................................................................................17

    6. Future

    of

    farming

    systems

    in

    drylands

    ..........................................................18

    3. Alternativelivelihoods.........................................................................................20

    1. PaymentforEcosystemServices:Carbonsequestration.............................20

    2. Ecotourism...................................................................................................21

    3. Solarenergy...............................................................................................22

    4. Landandwaterinteractions.......................................................................22

    4. CostsofDLDD ....................................................................................................23

    1. Productivity................................................................................................232. Foodemergencies......................................................................................24

    3. Restoration.................................................................................................24

    5. MonitoringandassessingDLDD:indicators...........................................................25

    Part3:RegionalAssessments......................................................................................27

    1. Arabregion............................................................................................................27

    2. Crosscuttingissues...........................................................................................31

    1. Landgovernance..............................................................................................31

    2. Scalingofresearch...........................................................................................32

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    3. Knowledgemanagement................................................................................32

    4. Capacitybuilding.............................................................................................33

    Part4:Products..........................................................................................................34

    Part5:

    German

    scientific

    capacities............................................................................35

    References..................................................................................................................36

    Annex1:Furtherreading

    Stateoftheartonnaturalsciencefindingsandgapsinlanddegradation,desertification,

    sustainablelandmanagementresearchandmonitoring

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    1.ProblemSetting

    1.1ProblemStatement:Desertification,landdegradationanddrought

    Desertificationhasbeenarecognisedenvironmentalcumdevelopmentproblemfordecades,with

    theissuefirstattractingglobalattentionwiththeSaheldroughtsandattendantfoodcrisesofthe

    1970s.Initialpoliticalandinstitutionalresponses,e.g.UNEPguidedPlantoCombatAdvancing

    Desertification(PCAD),werebasedonthenarrow,yetwidelyreproduced,imageofrapidly

    advancingdesertsindrylandsdrivenbylocalhumanactivities.Globalconcernwiththeissue

    resultedintheUNConventiontoCombatDesertification(UNCCD)in1992.Yetdevelopment

    interventionsaddresstheimpactsofthisglobalphenomenonareseentohavelargelyfailed.

    Populationslivingindrylandsremainamongthemostvulnerableintheworld,whileglobalscale

    forces,suchasglobalisationandchangingmarketconditions,havenotreduced,andpossibly

    contributedto,increasesinthisvulnerability.

    SubsequentresearchhasshowntheparticularinstanceofdesertadvanceintheSaheltonotonly

    bereversible(greeningoftheSahel),butalsotodependonamyriadoffactors,includingrainfall

    variation.Desertificationisnotsimplytheadvancingmarchofsanddunesacrosspreviously

    productiveareas,butrelatestoamoregeneralphenomenonofenvironmentaldegradationandits

    interactionwithhumanpopulations.Desertificationhassincebeendefinedaslanddegradationin

    arid,semiaridanddrysubhumidareasresultingfromvariousfactors,includingclimaticvariations

    andhumanactivities(UNCCD),wherelanddegradationisdefined,followingtheMillenium

    EcosystemAssessmentreport(Adeeletal.,2005),asthelossofbiologicaloreconomic

    productivity.

    Such

    a

    definition

    is

    based

    on

    the

    framework

    of

    ecosystems

    services,

    and

    takes

    as

    an

    essentialcomponenttheimpactsoflanddegradationonthewelfareofaffectedpopulations,

    highlightingtheintegratednatureofsocialandecologicalsystemsindrylands.

    Desertificationhashowevernotinthepastbeenseenasaproblemoflinkedsocialecological

    systems.Intheeightiesandearlyninetiesofthepastcentury,itwasalmostsolelythepreferred

    domainofsoilscientists.Themajorachievementofthatperiodwasthepublicationin1991ofthe

    statusofhumaninducedsoildegradation(GLASOD,Oldemanetal.,1991),whichfoundthat17%

    ofvegetatedlandgloballywasdegraded,largelybyerosion,and1in6hectarescouldnolongerbe

    cultivated.Themaincausesofthisenvironmentaldisasterweredeforestationandadversefarmingpracticessuchasovergrazing. Indrylands,thesituationwasmuchworse.Drylands,thatisarid,

    semiaridanddrysubhumidareas,covernearly41%oftheearth'ssurface,andarehometo2

    billionpeople,adisproportionatelygreateramountofwhomliveinpoverty.Morethan1billionha

    indrylandswereestimatedtobedegraded:467millionbywatererosion,432millionbywind

    erosion,100millionhabychemicaldeteriorationand35millionhabyphysicaldeterioration.

    Itwasonlyafterthemidninetiesandthedawnofthenewmillenniumthatsoildegradation

    startedtobeincreasinglyseenalsoasasocioeconomicproblem.However,thishasnotleadina

    straightforwardmannertoacommonlyagreedsetofindicatorsformonitoringandassessingthe

    stateofdesertification. Despitestudiesonthisissuesince2001,theCommitteeonScienceand

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    Technology(CST)oftheUnitedNationsConventiontoCombatDesertification(UNCCD)failedfor

    thebetterpartofadecadetoarriveatanagreeduponsetofindicatorsasguidancefornational

    governments.Thechallengesofmonitoring,assessingandrespondingtolanddegradationin

    drylandsarenotonlyofascientificnature,butalsoincludepoliticaleconomyconcernswhichhave

    presentedbarrierstosuccessfulimplementationoftheUNCCD. Indrylandcountries,rural

    populationsoftendonothaveaccesstoextensionservicesanddecisionmakingwhichcanaffect

    theirlivelihoods.Thisisparticularlythecaseinregardtopotentialdrylanddevelopmentssuchas

    biofuelprojects,whenundertakenincommonlands(seeSection2.2.5).

    Recentinsightsfromresilience,vulnerability,povertyandcommunitybaseddevelopmentresearch

    haveinformedtheDrylandDevelopmentParadigm(DDP)(Reynoldsetal.2007),whichpointsto5

    factorswhichdefinedrylandareas:highclimatevariability,lowfertility,sparsepopulation,

    remoteness,distantvoice.TheDPPfocusesondynamiccoupledhumanenvironmentsystems,

    wheretheimportanceofslowvariables,thresholds,nestedandscaledmultilevelgovernance,and

    localecologicalknowledgeisemphasised.Drylandsecosystemsarenotseenasunidirectional,

    evolvingtowardsapeakecologicalstate,rathertheyaredynamicalsystemspossiblyswitching

    betweenalternativestates(Holling,1973).Further,contextualityisimportantinassessingDLDD,as

    indicatorsfordegradationinonesettingmightnotbeappropriatewhenseenintheframeworkof

    localecosystemserviceprovisioninanothersetting.TheDPPhasbeenlargelyembracedbythe

    researchcommunity,representingashiftawayfromsingledisciplineperspectiveofsoil

    degradation,towardsacceptanceofmultipleinteractingcauses(GeistandLambin,2004),non

    linearity,andtheimportanceadaptiveresponsesoflocalpopulationsinthefaceofrapidglobal

    changes

    (Mortimore,

    2005b).

    Thesefindingspointtoexistingdisciplinaryimbalancesinresearch,anlackofattentionofapplied

    science to the urgent needs for practical change and livelihood improvements, an incomplete

    understand of political economy concerns affecting knowledge, an undervaluation of

    stakeholders and insufficient interagency coordination. This Scoping Paper contributes to

    narrowingexistinggapsbyformulatingperspectivesforrenewedresearchprioritiestogetherwith

    a new understanding of the requirements expressed for research from the scientific and

    practitionercommunities,civilsocietyandpolicymakers.

    1.2 TheIDEASProject:IdentifyingandAnalysingNewIssuesinDesertification:ResearchTrends

    andResearchNeeds

    TheBMBFhasaskedthePhilippsUniversittMarburginGermanytocoordinateandpreparea

    ScopingPaperthatshould1)analysethepresentstateofresearchindesertification/sustainable

    landmanagementrelatedissuesand;2)provideinputsfornewtrendsandresearchneedsfor

    additionalimprovements. TheintentionsoftheBMBFaretolinktheoutcomes withitsongoing

    activitiesonsustainablelandmanagementandrelatedfieldsofresearchandpolicyformulation

    (e.g.Biodiversity)possiblytoprovidefundingforaninternationalcollaborativeresearchand

    cooperationproject/programme totackleDLDDandSLMfromvariousperspectives.

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    This Scoping Paper presents research based on two core activities: 1. interdisciplinary desk

    researchwhichhasfocusedonanalyzingthestateoftheartandidentifyinggapsinrecentresearch

    ondesertification, landdegradationanddroughts.2.Feedbackmechanisms including interviews

    withdecisionmakers,highrankingbureaucratsand implementersatanationaland international

    levelregardingtheresultsofourdeskworkstudy.Focusgroupdiscussionandinterviewswiththe

    expertscientificcommunityand implementingagenciesregardingourgapanalysisresults.These

    are BMZ, its implementing agencies (GTZ, KfW, InWent), national and international centres of

    applied research, suchasGDI,CGIAR centres, IFPRIand internationalorganizationsand regimes

    (e.g.FAO,OECD,WorldBank,UNEP,UNDPDrylandsProgram,GEF,DesertnetInternational).

    1.3Rationalefordrylandsinvestment

    Thereareseveralcompellingrationalesforinvestmentindrylands.Drylandsarehometolarge

    populationslivingatlowlevelsofpoverty.Thesepopulationsaresovastthataddressingtheir

    povertyisakeytoachievingtheMillenniumDevelopmentGoals.Second,theircapacityto

    contributetofoodsecurity,bothatlocalandatnationallevels,isconsideredbymanytobeunder

    threat(Mortimore,2005a),increasingthedangerthataffectedruralpopulationswillbecome

    permanentlydependentonsocialtransfers.Thesevastareasofferalargenegativepotentialfor

    environmentaldegradation,withsevereimpactsontheprovisioningoftheglobalcommons,e.g.

    throughthelossofcarbonstorageinsoilandvegetation.Further,manydevelopmentinvestments

    haveuptonowfailedtoreversetheseobservedtrends.Consideringthechangesinkeyframe

    conditionsatthegloballevelinrecentyears,suchasrisingfoodprices,emergingcarbonmarkets,

    climate

    changes,

    and

    new

    land

    market

    dynamics,

    this

    creates

    an

    urgent

    need

    for

    policy

    to

    find

    new

    approaches.Risingglobalfoodpriceshaveincreasedthisurgency,asvariousstudiesconcludethat

    ruralpovertywouldgenerallyincreaseintheshortruniffoodpricesweretorisesubstantially,.

    Thustherecentfoodcrisisoffersopportunitiestoaddresstheimbalanceswithintheglobal

    agriculturalsystemrelatedtodrylandsthathavebeenexposedincludingalackofinvestmentand

    agriculturalaid.

    1.4Thestructureofthispaper

    Thispaperpresentstheresultsofaliteraturereview,expertinterviewsandfeedbackmechanismswith the community of expert scientists and practitioners in desertification and drylands

    management. We base our analyses on the new concept of Desertification, Land Degradation,

    DesertificationandDrought(DLDD).Wefirst identifyseveral changes inframeconditionsatthe

    global level,effecting landusedecisionsatnationalandsubnational levels. Wediscusseachof

    thesechangingframeconditionsandtheirimpactonDLDDresearchneedsacrossdifferentsectors

    (Part2).AregionalanalysisofDLDDispresentedfocusingontheArabregionandCentralAsia(Part

    3).Next,wediscuss theproducts thatcanbeexpected fromnewprojects inDLDD (Part4).We

    concludewithadiscussionofGermandrylands researchcapacity (Part5). Finally,wenote that

    thispaperisacondensedversionofourresearchresults.Werefertheinterestedreadertothisfull

    version(Bisaroetal.,2010)formoreindepthdiscussionoftheissuespresentedhere.

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    Part2:Researchtrendsandresearchneeds

    2.1Changing(global)frameconditions

    Therecentriseandincreasedvolatilityofworldfood(andenergy)prices,theemergenceofcarbon

    marketsandanincreaseincomplexityofglobalinterconnections, suchastheimpactof

    differentiatedandchangingconsumerpreferencesinindustrialisedanddevelopingnationsand

    subsidies,aredirectlyrelevanttoeffortstocombatlanddegradationindrylands.Additionally,on

    thebiophysicalside,climatechangewillcauseincreasingtemperaturesandwaterscarcity,

    introducingnewuncertaintiesandpotentiallyworseninglanddegradationissues.Thissection

    explorestheimpactsofthesechangesinframeconditions,fordecisionmakersatdifferentlevels,

    andwhattheymeanforresearchprioritiesonlanddegradationindrylands.

    2.1.1Foodandenergyprices

    Foodandenergy,especiallyoil,pricesrosedramaticallyoverthecourseof20072008leadingto

    foodemergenciesinmanydevelopingcountries.Volatilityinthesepriceshasalsoincreased. These

    changesareimportantinregardstodesertification(landdegradationindrylands)forseveral

    reasons:

    drylandcountriesgenerallyhavehighlevelsofpovertyandthepoorspendahigher

    proportionoftheirincomeonfoodconsumption;

    manydrylandcountriesarenetfoodimporters;

    higherfoodpricesprovideincentivesforagriculturalexpansionintolandsinappropriateto

    farming;

    risingenergypriceshavecausedagriculturalinputs,suchasinorganicfertilizer,torise

    relativetofoodprices,potentiallymakingsustainablelandmanagementandconservation

    agriculturepracticesmoreprofitable;

    subsistencefarmingisstillimportantespeciallyinsubSaharanAfrica(seeSection2.1).

    Regardinglanddegradation,increasedfood(andenergy)pricescanmeanincreasedprofitability

    foragricultureandSLMinsubsaharanAfrica(Pender2009).Thisissobecausethepriceoffarming

    inputs,suchasinorganicfertilizer,haverisenmorethanthepriceofcorn,wheatandcassava,

    makingsustainablelandandfarmingpracticesmoreprofitablerelativetoconventionalmethods.Similarly,increasingfoodpriceshavemadesoilandwaterconservationpracticesmoreprofitable,

    althoughtheeffectisambiguouswhencomparedwithprofitabilityofnonconservationpractices.

    Higherfoodpricesincreasetheimportanceofsoilandwaterconservation(SWC)approachesin

    drylandsbecausetheycreatestrongerincentivesforfarmerstopracticeSWCcomparedtonon

    drylands(seeSection2.2).

    Despitetheabovementionedresultstherehavebeenrelativelyfewstudiesdirectlyinvestigating

    theimpactoffoodpricesonadoptionofSLMtechniques.Thereissimilarlylimitedbutconsistent

    evidenceforrisingfoodpricescontributingtoagriculturalexpansionanddeforestation(Pender

    2009).Thesedynamicsclearlypointtotherelevanceofchangingfoodpricestolanddegradationin

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    drylands,boththroughdirectimpactsonthelivelihoodsofdrylandpopulationsandthrough

    changedincentivesinlandmanagementpractices.Theresearchprioritiesthatthispresentswillbe

    addressedindetailbelowinsectionsonSLMadoptioninagriculture,landtenureandtheregional

    assessment(Section3.1).Risingfood(andenergy)pricespresentnewresearchneedsindrylands,

    whileofferingopportunitiestoaddressthefundamentalimbalanceswithintheglobalagricultural

    systemthathavebeenexposedincludingalackofinvestmentandagriculturalaidandover

    relianceonthereservesystemsofmajorproducers.

    2.1.2Carbonmarkets

    Astheimpactsofclimatechangebecomeapparent,urgencyforactiononmitigatingitseffectsis

    increasing.Emissionsfromlandusechangeareestimatedtomakeup20%ofatmosphericcarbon

    dioxidethroughlossofbiomassandsoilorganicmatter(Smithetal.,2007).Althoughdrylands

    storemuchlesscarbonperhectarethanhumidregions,thevastsurfaceareaofglobaldrylands

    (nearly40%ofgloballandcover)makesthemahighlysignificantglobalcarbonsink(Lal,2009).

    Somearguethatthepotentialforstoringcarbonindrylandsoilsmayinfactbecomparableona

    perhectarebasistothatofhumidareasbecause,asopposedtosoilinhumidareas,drylandsoils

    havesufferedpreviouslossofsoilorganiccarbon(SOC)fromdegradation(Farageetal.2007).

    Restoringdegradedsoilsthushasasignificantpotentialasatmosphericcarbonsink. TheIPCC

    indicatesthatimprovedgrazingandcropmanagementwithcurrentlyavailabletechnologiesoffers

    thebestoptionforatmosphericcarbonreductions(Smithetal.2007).Pastoralismisimportantin

    this

    regard,

    as

    where

    rangelands

    are

    converted

    to

    cropland

    up

    to

    95%

    of

    the

    carbon

    in

    biomass

    and

    50%ofsoilcarbonislost(Lipperetal.,2010).Inthesamevein,convertingmarginalagricultural

    areasbacktorangelandrestoresthecarbonlevelsto80percentofthenaturalsavannahcarbon

    levelsoverthelongterm(Lal,2009).ConservationagriculturealsoplaysaroleasstudiesfromEast

    AfricahaveshownthatincreasingfallowperiodsresultinincreasedSOCcontent(FAO,2004).

    Therearefurtherbenefitstoincreasedcarbonsequestrationinsoils,ascropbiomassandseed

    productionhavebeenfoundtobesignificantlycorrelatedwiththeSOCconcentrationindegraded

    soilsinChina.Thesedevelopmentsarecomplementaryascarbonsequestrationcanbeachievedby

    reducinglanddegradationandrehabilitatingdegradedlands,thusincreasingbiological

    productivitythroughincreasedsoilorganiccarbon.

    Emergingcarbonmarketsarethuspotentiallyanopportunitytoimproverangelandqualityand

    productivityaswellasforincreasedruralincomesandpastoralistmarketparticipation. The

    expansionofcarbonmarketstoincludesoilcarbonsinksthroughtheUNFCCCCleanDevelopment

    Mechanism(CDM)ortheBioCarbonFundpromotetheuseofterrestrialcarbonsinkswhile

    providingextraincomeforlocalfarmersandlivestockkeepers(BioCarbonFund2009).

    Despitetheseadvantages,uncertaintyremainsastohowthesemarketswilldevelop,as

    methodologiesfortheattributionofcarbonsequestrationoverlongertimesscalesarenotyet

    widelyagreedupon.Makingcarbontradingoperationalwithrespecttosoilsequestrationrequires

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    agreedmethodologiesforassessingdegradedlandinrelationtocarbon.Tounderstandthe

    possibleimplicationsofanationalpolicytopromotethedevelopmentoflandthatisdegraded

    fromacarbonstandpointwillrequiredistinguishingbetweentermsthatrefertophysicalstatus

    andcarboncontent,andthosethatrefertosociolegalstatus.Identifyingacceptabledegraded

    areasforrestorationwillfurthermorerequirethatpolicymakersdevelopaparticipatorydecision

    makingprocessinformedbyaccurateanduptodatespatialdatathataddressesenvironmental,

    economic,social,andlegalconsiderations(Section2.6).

    2.1.3Globalinterconnections:increasingcomplexity

    Marketsandvaluechainshavebecomemoreinterconnectedacrossregionsandlevelsinthepast

    decade.Astradeliberalisationandforeigndirectinvestmenthaveincreased,thecomplexityof

    interconnectionsisincreasingwithimportantimplicationsfordrylands.Ingeneral,subsistence

    farmingplaysgreaterroleinDLDDthanmarkets,however,sincetheturnofthecenturydrylands

    havewitnessedstrongerimpactsofchanginginternationalconsumptionpatternsandlifestyles.

    Themassivedemandforbiofuels,drivenlargelybytheclimatechangeissue,hasalreadyledtoa

    lossofpasturesanddeforestation.Atthesametime,standardizedcropping,inpartstemmingfrom

    largescalebiofuelprojects,reducesthepresenceanduseoflocaladaptedcropsandendangers

    biodiversity.Whileencouragementofforeigndirectinvestment(FDI)canpotentiallygenerate

    economicgrowthandincome,drylandcountriesoftendonothave(yet)policiesinplacenorthe

    capacitytoincludeenvironmentalimpactassessmentsintheseprojects.Similarly,largescale

    developmentstakenplaceoncommonlandswithnoformaltitling,riskdisplacinglocal,customary

    use

    and

    access

    rights

    for

    traditional

    livelihoods.

    Initial

    evidence

    points

    to

    the

    dangers

    of

    large

    scale

    projectsforthewelfareoflocalpopulations,althoughoutgrowerschemesundertakeninan

    appropriateinstitutionalenvironmentshowmorepositivepotential(seeSection2.2.7).

    Despiteincreasinglyfreetradeinmanysectorsglobally,NorthSouthrelationsarealsoverymuch

    shapedbysubsidiesforagricultureintheUSAandEU.Drylandsproducerscannotaccesscertain

    internationalmarkets,whiletheymayalsonotbeabletocompetewithgoodsproducedwiththe

    helpofsubsidies.Atthesametime,countriesoftheglobalNorthwhicharemovingtowards

    greeneconomiesexportenvironmentalimpactsoftheirproduction.Thisisseenbythevirtual

    waterconceptwhichdemonstratesthattotalwaterconsumptionmaynotbeaccountedforwithinacountriesborder,butincludestheirrigationinvolvedinproducingfoodimports.

    2.1.4Climatechange

    Drylandsarethemselvesvulnerabletotheimpactsofclimatechange.TheIPCChasdetected

    changesindrylandsovertheperiod19002005,withrainfallhasdeclininginsouthernAfrica,parts

    ofIndiaandMexicoandintheSahel. Theimpactsofclimatechangeintheseareasmayleadto

    furthercarbonemissions,whilenyfurtherfailureofplantgrowthduetoincreasedtemperatures

    wouldfurtherreducecarboninputstothesoil,acceleratingitsdegradation.Evenpartiallossof

    vegetationintegritycouldmakesoilsmorevulnerabletodegradationthrough grazingand

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    cultivation(Smithetal.2007).

    Climatechangewillproducebothdirectandindirectimpacts,withdirectimpactsresultingfrom

    increasedfrequencyofextremeevents,andincreasedvariabilityandshiftsintemperatureand

    precipitationpatterns.Thesechangesresultinincreasingfloodsanddroughts,spreadofdisease

    incidence,suchasmalaria,infrastructuredestructionindrylands,shorteningofthegrowing

    season. Indirecteffectsaretheresultofpoliciesaimedatmitigatingclimatechange,asincreases

    inagriculturalproductiondevotedtobiofuelswilleffectfoodpricesandcarbonmarketswill

    increasethevalueoftropicalforestland.Increasedrisksfromclimatechangedecreaseincentives

    forfarmerstoinvestinlandandlabour,possiblycreatingmoreextensivepastoralsystems.

    Stillsignificantknowledgegapsremain.Ononehand,thefeedbacksbetweenglobalclimate,

    vegetation,precipitationandcarboncyclepresentseriouschallengesformodelling (Andersenet

    al.2009).Thereisarelativelackofprecise,downscaledanduserfriendlymodellingofdriversfor

    respectiveimpactsofclimatevariabilityanddrought.Additionally,whilethereiswidespread

    agreementthatclimatechangewilllikelyincreasetemperaturesindrylands,forvariabilitythe

    impactsarelessclear.1Ontheotherhand,thetimeseriesonrecordfordrylandsof3050year

    timeseriesforassessingroleofclimatevariationandchangeinlanddegradationisnotsufficient,

    astheexperienceofthegreeningoftheSahelshows.Thereisaneedforlongertermchange

    researchontheroleofclimateinlanddegradation.

    Howeverunderstandingandsupportinglocalpopulationscapacitytoadaptremainsan

    interdisciplinary

    challenge

    which

    cannot

    be

    addressed

    with

    improved

    biophysical

    information

    alone(Hinkeletal.,2009). Whilebothmodellingandlongtimeseriesapproachesareimportant,

    thesemustbecomplementedwithgroundtruthinglocalinputsinaparticipatoryapproach.This

    impliesintensifiedinterchangebetweentherespectiveclimateanddesertificationresearch

    communities,includingparticipatorymodellingexercisingtoalignregionalclimatescenarioswith

    localcopingandadaptationstrategies.

    Thesegapsareinpartaresultofpoorcommunicationbetweentheclimateanddesertification

    communities.TheMEAcarriedoutscenarioanalysisonlanddegradation,buttheissuewasonly

    brieflyaddressedinboththeIPCCandSternReport.Occurringandfutureimpactsofclimatechangeindrylandsdemonstratetheurgencyofaddressingthesegapsthroughanintensified

    interchangebetweentherespectivescientificcommunities.Theclimatechangeissuehasopened

    upnewopportunitiesfordrylandstoaccessinternationaldonorfunds,yetinordertotake

    advantageofthisbetterinformationisneededontheimpactoflandusechangesand

    desertificationoncarbonsequestrationandthecostbenefitratioofsoilimprovementandcarbon

    sequestrationpracticesforsmalllandholdersandsubsistencefarmersindrylandecosystems

    (Adeeletal.,2005).

    1 For example, differentmodelresultsforprecipitationinWestAfricaarenotinagreement(Andersenetal.

    2009).

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    Implicationsfordrylandsresearch:

    Foodandenergyprices:

    landscapeandtargetgroupspecificapproachesneededtoassessimpactondesertification

    optionsfor,andlimitsof,agriculturalintensificationandencroachment tobeexplored;

    localversusregionalincentivesmayfavourdualgovernanceapproaches,

    assessinglandusetradeoffsandmappingproductivelands,linktoSustainableLand

    Managementwork(BMBF)

    Carbonmarkets:

    methodsdemonstratinglandmanagementleadingtolongtermsoilsequestration;

    improvingmodellingasexistingapproacheslacklocalverification;

    lowcostlocallevelparticipatorymonitoringwithstakeholders;

    potentialof

    restoration

    to

    increase

    productivity

    and

    PES

    interdisciplinaryresearchissueofstructuringdiversitybetweenregions

    Globalinterconnections:

    marketandnonmarketincentivesneeded

    policyframeworkstoregulateimpactsofFDIontheenvironmentandlocallivelihood

    interdisciplinaryresearchembeddedinexistingglobalintiatives(FAO,IFAD,WB)

    Climatechange:

    improvedmodelling

    and

    long

    time

    scale

    data

    needed

    intensifiedinterchangebetweenclimateanddesertificationresearchcommunities

    participatorymodellingtoalignregionalclimatescenarioswithlocalcopingand

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    2.2AgriculturaldevelopmentandSLM2.2.1Marketorientedvs.subsistenceproduction

    Fordrylandcountries,withthehighestratesofpovertyandinfantmortalityintheworld,

    agricultureisparticularlyimportant.The2008WorldDevelopmentReportestimatesthatGDP

    growthoriginatinginagricultureisaboutfourtimesmoreeffectiveinraisingincomesofextremely

    poorpeoplethanGDPgrowthfromothersources(WorldBank,2008). Thisisthecasebecause

    drylandsoftensupporttraditionallivelihoodsbasedonsmallholderfarmingandpastoralism,

    whereforexample,onefindsthat70%ofthelaborforceinsubsaharanAfricaisstillengagedin

    theagriculturalsector.Ontheotherhand,recentevidencefromsubsaharanAfricarevealsthat

    althoughthereisarelationshipbetweenlanddegradationandpoverty,strategieswhichrelyon

    agriculturalmodernisationandintensificationalonemayreducepoverty,butcanhavenegative

    orambiguousenvironmentalimpacts(Nkonyaetal.2008).Inotherwords,povertyreduction

    pursuedthroughagriculturalinvestmentsmustbecomplementedbyeffortstoincreaseadoption

    ofsustainablelandmanagementpracticesalsoinlessfavouredregions.Certainstrategies,suchas

    soilandwaterconservationoragroforestry,arewinwininthisrespect,contributingtothe

    reductionofbothpovertyandlanddegradation,whileothersencouragingofffarmincomedonot

    implytradeoffs.Finally,someinvestments,suchasthoseassociatedwithagricultural

    intensification,mayinvolvetradeoffsbetweenenvironmentalanddevelopmentgoals.

    Aninsightfromrecentresearchisthattheimpactofincentives,suchasinputsubsidies,ishighly

    contextdependent.Agriculturalproductioninmanydrylandareasismixedbetweensubsistence

    and

    market

    orientation.

    As

    discussed,

    the

    impacts

    of

    rising

    food

    prices

    and

    increasing

    environmentalriskscanpotentiallyincreaseincentivesforwaterandsoilconservationagricultural

    practices,whileatthesametimeprovidingarationalefortheexpansionofagricultureintomore

    marginalandfragileareaswithnegativeimpactsonlanddegradation. Scientificandpolicyinputs

    intothesedevelopmentpathwaysmusttakeintoaccountthatdrylandfarmerscanberesponsive

    toeithermarketandsubsistenceneeds.

    2.2.2SLMandDLDD:technologies

    SustainableLandManagement(SLM)offerstremendousopportunitiesandbenefitsfordrylands.TheWorldOverviewofConservationApproachesandTechnologies(WOCAT)project hasclearly

    identifiedmanyofthem.AfirstconclusionisthatinvestmentsinSLMandoverallinrural

    developmentpayoffinbothagriculturalproductionandenvironmentalquality. However,

    SustainableLandManagementisdefinedinanarrowmannerwithintheUNCCDincontrasttoFAO

    (landtenureservice)andotherprofessionalbodies.Thesociolegalandsocioeconomicaspectsof

    land(landtenuresecurity,accesstoland,landeconomy,landpolicy)requiremuchmoreattention

    andshouldbeanintegralcomponentofSLM.

    ThebenefitsofSustainableLandManagementaresummarisedasfollows:

    Reversenegativetrendsofresourcebasedegradationanddecliningagricultural

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    Contributetomitigationandadaptationtoclimatechange

    Improvelocallivelihoodsbyreducingpovertyandimprovingfoodsecurity

    Safeguardandprovidestewardshipfornaturalresources

    Preserveandenhanceecosystemservicesandfunctionality

    Provideimportantenvironmentalbenefitsatlocal,regionalandgloballevels

    TheMillenniumEcosystemAssessmentdescribestheecosystemgoodsandservicesandincludes

    themintofourcategoriesidentifiedas:Supportingservices(soil,nutrientsupply,cropgrowth),

    Provisioningservices(food,water,wood,fishing,hunting,geneticresources,etc),Regulating

    services(carbonsequestration,airquality,climate,floods,diseases),andCulturalservices

    (aesthetic,spiritual,religious,educational,andrecreation).SLMhasdirectimpactsonthese

    servicesinanumberofdifferentways.Inrelationtoprovisioningservices,SLMcanincrease

    productivityparticularlybyimprovingwateruseefficiencyandoptimisingnutrientandbiomass

    cycles,whilealsoincreasingfoodsecurity,primarilyforthesmallholderfarmersindeveloping

    countries.Inaddition,itcanprovidelocalenergysourcesaswellasbuildingmaterialsandfodder,

    aswellasprovidinglocalfreshandcleandrinkingwater. Regardingregulatingandsupporting

    services,SLMcanenhancevegetationcover;enhancesoildevelopmentandhelpincreasesoil

    organicmattercontent;enhancenutrientcyclingandimprovesoilfertility;preservebiodiversity;

    enhancecarbonsequestrationanddecreaseCO2releaseintheatmosphere;increasewater

    infiltrationandreduceevaporationandrunoff;regulateriver,lakeandgroundwaterlevels;

    regulatewaterdischargefromhighlandstolowlandareas;reducefloodinganddryingupofrivers.

    In

    relation

    to

    cultural

    and

    social

    services,

    SLM

    can

    keep

    alive

    cultural

    and

    natural

    landscapes;

    protectculturalheritage;protectandpromoteindigenousknowledge;supportsustainable

    productiontechnologies;enhanceecotourismbyofferingneweconomicopportunities.

    NumerousstudieshaveshownthatSLMhasthepotentialtoincreaseyieldsby30170percent,

    increasesoilorganiccarbonupto1percentindegradedsoilsandupto23percentinhealthy

    soils,andincreasewateruseefficiencybyupto100percent.SLMshouldbebasedprimarilyonsoil

    andwatermanagement(terracing,contourplanting,living barriers,lowtillage,mulches,cover

    cropsincludingbiological nitrogenfixinglegumes,grazingcorridors,water harvesting),andsoil

    fertilitymanagement (manure,compost,biomasstransfer,agro forestryandnitrogenfixingtreesonfarms,integratedsoilfertility management).Further,approachestointroducingconservation

    agriculturetechniques(notillage,bedandfurrowtechnologies,residuemanagement,etc.)in

    drylands,includingirrigateddrylands,arepromisingastheyprovidealowcostentrypointforlong

    termsustainability(seeFullReportformoredetails).

    2.2.3SLMandDLDD:adoption

    TheapplicationofthesetechnologiesaredemonstratedinsuccessstoriesfromsubsaharanAfrica

    showingthatsoilandwaterconservationandagroforestryinterventionsandotherland

    managementpracticescanhaveimmediateproductivitybenefitswhilecontributingtoreduced

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    landdegradation(Penderetal.,2006,Nkonya,2004).Stillknowledgegapsremainregardingthe

    adoptionofSLMtechnologiesandpracticesbylocalfarmersandconditionsforsuccessful

    upscalingofSLM.Nkonyaetal.(2008)investigatetherelationshipbetweenprofitabilityand

    adoptionofsustainablelandmanagementtechnologies,andfindthatprofitabilityisanecessary,

    butnotsufficientconditionforadoption.Otherfactorswhichappearimportantareawarenessof

    thelanddegradationproblem,securityoflandtenure,accesstomarkets,education,accessto

    creditandagriculturaltechnicalassistance.However,theliteraturerarelyarrivesatunambiguous

    conclusionsaboutthelinksbetweenanyoneofthesefactorsandlanddegradation.Takingaccess

    tomarketsasoneexample,thishasbeenpositivelycorrelatedwithuptakeofsomeSLM

    technologies,howeverremainshighlydependentoncontextualfactorssuchasthevalueofthe

    cropgrown,creditavailabilityandruralinfrastructure.Attentiontothesevariouscontextualfactors

    intermsoftheirprofitabilityandtherisktheyimplyforfarmersisakeyissueforfutureresearchto

    bothunderstanddecisionmakingregardingSLM,andtodesignpoliciestosupportSLMadoption.

    Adoptionissuesalsoraisekeyimplementationgaps,astheimportanceknowledgemanagement

    andinstitutionalcontextscometothefore.Inthecaseofconservationtillage,formationof

    communication,planningandmanagementplatformsappeartobeessentialforhighadoption

    rates.Whileforpastoralism,akeyforproductivityandlowenvironmentalimpactsisaccessto

    goodinformationformobilityandhealthandmarketaccess.

    2.2.4SLM:Summaryandconclusions

    RecentresearchshowsthemostpromisingapproachesforSLMconservationtechnologiesare

    zero

    tillage,

    crop

    residue

    management,

    drip

    irrigation,

    sprinkle

    irrigation,

    laser

    leveling

    of

    fields

    digitalmapping,satelliteimageryforinformationsharingaboutlandtypes.Furtheropportunities

    doexistforresearchonconventionaltechnology,e.g.adaptedgermplasms.Howeverthereisalso

    criticismofthetechnologicalapproachtosustainablelandmanagement.Conventionalscience

    investsinincreasingthesalinitytoleranceofcrops,howeverthesecropscanincreasethesalinityin

    soilsbeyondthebiologicalpotentialtobeproductive,sothatwaterremianslthelimitingfactor.

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    ResearchprioritiesforSLM:1. Evaluatehowchangesinlanduseandlandmanagementaffectbiophysical

    propertiesanddisturbanceregimesofterrestrialecosystems;

    2. DefinebettertheroleoflandwithintheecosystemcomponentsandestablishtheimpactsofSLMintherecoveryofdegradedlands;

    3. DefinesynergiesinSLMbenefitsnotonlyforlandconservationandlandstewardshipbutalsointermsofbiodiversityconservationandclimatechangemitigation;

    4. Developmentandapplicationofframeworkstobetterintegratetechnicalandsocial

    research;

    5. Demonstratetheimportanceofbestmanagementpracticesaswellasdevelopmentofpolicyoptions,managementstrategies,andguidelinesforfuturesustained

    interventionsinthedrylandsandbettervalorisetheirbiophysicalpotential;

    6. Includelandvalueandecosystemservicesintothenationalfinancialaccounting

    systems.

    7. Definestrategiesandmethodsformatchingsustainablelanduseoptionsandsecureland

    Thusliteratureandexpertconsultationshaveidentifiedknowledgegapsrelatingtopolicyand

    institutionalenvironmentsforSLM.Thereisaneedtomovefromtechnologytransferto

    researchtransferapproachesinwhichresearchersworkwithlocalscienceonlocalneeds;thisis

    alsomorecosteffective.TheadoptionofSLMtechnologiesinpartdependsoncostandbenefits,

    whichinturndependsonthefreedomoflanduserstoinnovateandtheirresources.Thereis

    limitedknowledgeonthesecostsandbenefits,inpart,becausetheyarenottypicallyrecognized

    bytechnologytransferthinking.Asanconceptualandanalyticalframeworkwhichaddressesand

    integratesthetechnicaldimensionofresourceunitsandresourcesystemsaswellastheinterests

    oftheirusersandresultinggovernancestructures,theSocioEcologicalSystemframeworkofE.

    Ostrom(2009)mighthelptofocusproblemsandpinpointstrategiesandinstrumentsforfuture

    SLM.Furtherthishighlights theneedtorevitalizeembeddednessoftechnologydebate,inwhich

    technologyisseeninthecontextofitsimpactsonsocietaldevelopment.

    2.2.5Biofuels

    Biofuelshaveseenarashofinvestmentinbothdevelopinganddevelopedcountriessince2005,

    drivenbyfuelblendtargetssetinmanycountries,includingtheUSAandtheEU.Around80%of

    bioethanolproducedworldwideisgrownintheUSAandBrazil,whilebiodieselfromrapeseedis

    producedinGermanyandtheEU.InAfricaandAsia,recentmajorlandacquisitionshavebeen

    aimedatproducingbiodieselfromJatrophaandpalmoil.

    Biofuelshavebeenpromotedindrylandsasembodyingasynergybetweenincreasedagricultural

    investmentandproductivityandreductionsofglobalgreenhousegasemissionsthroughcarbon

    storage

    in

    the

    plant

    biomass.

    However,

    the

    initial

    optimism

    which

    led

    to

    high

    biofuel

    targets

    has

    beenmitigatedbyconcernswiththecarbonfootprintofbiofuelswhentheentireproductionand

    tradecyclearetakenintoaccount.Further,differentgroups,includingNGOs,haveraisedconcerns

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    abouttheroleofmultinationalcorporationsinbiofueldevelopmentinthedevelopingworld.

    Risingfoodpriceshaveincreasedreturnstotheproductionpartoffoodprovisionvaluechains.

    Thishasincreasedtheincentivesoflargescaleagribusinessestobecomeinvolvedinproduction

    throughlargescalelandacquisitions.

    Largescaleagribusinessisevidentlyhowevernottheonlybusinessmodelassociatedinfood

    production. Whilelargescalelandacquisitionscanhavepositivemacroleveleffectsintermsof

    increasedGDPgrowthandrevenuesforthenationalgovernment,alternativemodelssuchas

    outgrowerschemesarepotentiallymorebeneficialforlocalsmallholders.Inadditiontoresearch

    organisations,socalledfarmertofarmerorganisations,supportedbyNGOshavebeen

    promotingtheuseofalternativebusinessmodelsinbiofueldevelopment..

    2.2.5.1Biofuels:Jatrophaindrylands2

    Jatrophahasbeenseenasapotentiallyvaluableboosttodrylandproductivitybecauseofits

    heraldedabilitytogrowinmoremarginallandsandunderwaterscarceconditions.However,there

    remainsahighdegreeofuncertainty,andevendoubt,aboutitsclaimedadvantages,withrespect

    tobiophysicalcharacteristicsoftheplant(itstoxicityandinputresponsiveness)andthesocio

    economicimpactsofbiofuelsinvestmentbothbymultinationalcorporationsandlocalfarmers.

    Ingeneral,theliteratureiscautionaryregardingJatropha,pointingtoeconomic,environmental

    andsocietalrisks.RecentenergypricevolatilitymeansthatthereisnoguaranteethatJatropha

    production

    for

    biodiesel

    is

    profitable;

    though

    when

    income

    from

    by

    products

    such

    as

    soap

    are

    includedresultslookbetter(BrittaineandLutaladio,2010).Environmentalrisksincludelossof

    biodiversityduetomonocropping,withmoreresearchneededonthetoxicityimpactsofusing

    seedcakefertilizeronlargescales.Forsociety,landacquisitionindevelopingcountriesthreatens

    rurallivelihoodsparticularlywheretenureiscustomaryandoftenbasedoncommunalsystems.

    LargescaleJatrophaplantationsoftenlackmechanismstoincludetheruralpoorandtakethe

    mostproductivelandwiththebestaccesstowaterandinfrastructure.

    Jatrophainvestmentshaveoftennotdemonstratedbenefitstoruralpopulationsthroughtax

    revenuesforgovernmentsandimprovedemploymentopportunities.Outgrowerschemesbasedon

    overlyoptimisticyieldpredictionshavenotfulfilledpromises,andcanleadtolossofinterestbyfarmersinJatrophagrowing.Further,localfarmershaveweakbargainingpositionsinrelationto

    multinationalcorporationsincompensationschemesrelatedtolargescalelandacquisitions,so

    thatcommonlandsandunclearlandtenurerelationsincreasetheriskthatruralpopulationswill

    bedisplacedfromlandsimportanttotheirlivelihoods(WorldBank2010).

    Ontheotherhand,Jatrophaoffersseveraladvantagestopoorfarmersindrylands.Itprovidesa

    waytodiversifyincome,whileitswoodybyproductsarecombustibleandreducepressureon

    forests.Itcanbeplantedasfenceonconservationareasbecauseitisnotpalatabletograzing

    animalsand,itcanbeusedasacontourtostopsoilerosion.Recentfindingspointtowardsapro

    2 See Full Length Version Scoping Paper for more details

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    poordevelopmentpathwayifincreasedJatrophaplantingissupportedthroughlocalfarmers.

    Grownatlowerintensitiesithasahigherpotentialtoreducecarbonemissions.However,fullLife

    CycleAnalysis(LCA)ofthecarbonimpactandevaluationofitssoilandwaterconservation

    propertiesareneverthelessareneededtomakesounddecisions.

    Biofuels

    in

    drylands:

    research

    priorities

    Biophysical:

    biofuelproductionshouldbebasedonlongtermassessments,andlifecycle

    analysis,ofthecarbonandwaterimpacts

    developmoreproductivestrainsofJatrophatoensureprofitability

    moreresearchisneededonthetoxicityimpactsofusingseedcakefertilizerfrom

    Jatrophaonalargescale

    Institutions

    and

    policy:

    needforidentfyingequitablebusinessmodels;whichmodelsworkinwhich

    contexts,andwhycertainarrangementshaveemergedinthesecontexts

    capacitybuildingtoaddressinformationassymmetriesandthelackofadequate

    policyframeworksandparticipatorygovernancemechanisms

    knowledgemanagementsystemstotakeintoaccountlocalinterests,aswellas

    environmentalimpacts

    2.2.6

    Future

    of

    farming

    systems

    in

    drylands

    Themostpromisingapproachesfordrylandsfarmingaddressingdevelopmentandenvironmental

    goalsincludesustainablecommercialagricultureandintegratedfarming.Methodswhichinclude

    localknowledgearehoweverneededtoidentifyareaswithpotentialforintensificationandto

    excludeareasofhighvalueforbiodiversityandwaterregeneration.Becausedrylandsareoften

    locatedoffmaintradingroutesitisimportanttofocusonhighvaluecrops.Inthiscontext,spatial

    planningandrenewedlanduseconceptsareneededwhichwouldincludelandusetradeoffsand

    aclearanalysisoflimitingfactorwhichisnotalwayswater,evenindrylands.

    Theassessmentofintegratedfarmingsystemsvisavislandusedundermonocultureisan

    importantaspectoffutureresearch:integratedanddiversifiedfarmingsystemsbasedonextensiveanimalhusbandryandcropproductionwouldproducenotonlymanureforcrops,butwouldalso

    diversifyincomeopportunitiesincaseofshiftingmarketorientationsanddrought.Integrated

    farmingsystemsisnotcurrentlyanindicatorforDLDD.Further,organicallyproducedfood,

    especiallythroughbiodynamicagriculture,holds promiseforenhancingbiodiversityand

    promotingintegratedfarmingsystems.Thiscanalsoapplytocashcropslikecottonasexperiences

    withorganiccottoninthedrylandsoftheSahelactuallyshow(BurkinaFaso,Mali).

    Arenewedfocusonsustainablegrowthofagriculturalproductionisachievablethroughbio

    dynamic,organicfood/products. Evidencefrommodellingandcasestudiesshowthatorganic

    agricultureratherthanincreasingfoodsecurityproblems,presentssolutionsintermsofincreased

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    productivityandimprovedaccesstofood(Halberg,etal.,2006).Further,duetomoreintensive

    labourprocessesthisleadstohigherlevelsofemploymentreducingoutmigrationrisks,aswellas

    increasingenvironmentalbenefits.Investmentsinorganicfarminghavethepotentialindirect

    effectsofbetterschoolingandinfrastructure,whilesubsidizingandfacilitatingecosystemservice

    provision.

    Uptonow,therehavebeenaninsufficientamountofstudiesonlandgrabbingandland

    conversionstemmingfromtherushintobiofuels(Section2.2.5)(Themostcomprehensiveare

    WorldBank2010andClavetal.2010).Thebenefitsofalternativetenuresystemsinfragile

    naturalenvironments,inparticularcommonlands,havebeendemonstrated,yetgovernments

    generallycontinuetosupportprivatization,nowadaysverymuchdrivenbyFDIinland.Thisleads

    topotentialresourceconflicts,whilealsopresentingopportunitiesintheformofnewemployment

    andmarketparticipation.Atthesametime,supportforthedecentralised,locallydrivenand

    participatorybiofuelandagricultureproductionasacounterweighttoFDIisbeingprovidedby

    organisationsassociatedwiththesuperficiallyappealing,thoughcontestedfoodsovereignty

    concept,e.g.byCampesinoaCampesinofoundedinLatinAmericaandotherNGOs.

    ThelinksforDLDDtoagriculturalandruraldevelopmentresearchareevident.Assuch,thereisa

    needtorelatetoongoingresearchinpubliclyfinancedInternationalAgriculturalResearchcentres

    oftheCGIARsystem.Naturalandappliedsciencesshouldaddressrestorationtechniques,while

    thesocialsciencesshouldcomplementthiswithattentiontoglobaldrivers,suchaschanging

    preferencesinthedevelopedworldandthepushtowardsorganicproductionandquality

    standards

    (labelling),

    in

    the

    form

    of

    research

    on

    value

    add

    chains

    which

    link

    local

    and

    international

    scales.Positiveeffectsofthesestronglydependoneffectivegovernancestructureswhichcannot

    easilybeimplementedatlowerlevelsinremoteandneglectedregions.Suchanalysisshould

    includepathwaysandscenarioanalysisofidealisedfutureproductionpatterns,takingaccountof

    theparallelexistenceofcommercialised,marketintegrated,agribusinessfocuseddevelopment

    alongsidepeasantsubsistencedrivenagriculture.Thisagainpointstotheimportanceof

    revitalisingfarmingsystemapproaches,withspecialattentiontothespatiallandscapedimension

    withrespecttolanduseplanning.

    Crosscuttingresearchissuesinfutureofdrylandfarming:

    Integratedresearchissue:needforlandscapeapproachandfarmingsystem

    approach movingbeyondmicro/macroscales

    Methodstoidentifyandmaphighproductiveandecologicallyvaluableareas,

    whichincludelocalknowledge

    participatoryapproaches:alternativebusinessmodels outgrowerschemes,food

    sovereigntyapproach

    Biodynamic,organicfarming:assessmentofintegratedfarmingsystemsvisavis

    landusedundermonoculturetosupportPES

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    2.3Alternativelivelihoods

    TraditionalthinkingaboutdrylandsdevelopmentfallsintowhatSafrielandAdeel(2008)callthe

    "desertificationparadigm",wherebyrisingpopulationdensitiesputpressureonresourceusersto

    extractmorefromaninherentlylowproductivityland,leadingtofurtherlanddegradation.

    Alternatively,the"counterparadigm"arguesthat,facingscarcityofbiologicalproductivity,

    resourceuserswillfindinnovativesolutions(inducedtechnicalandinstitutionalinnovationsinthe

    traditionoftheHayamiRuttanModelandEsterBoserup)andadapttothesituation;thisthinking

    appliestobothtraditionallivelihoodsadaptedtohighvariabilityofdrylands,butalsotoinnovative

    strategiesforalternativelivelihoods.Recentresearchinsightsalsoputemphasisconsideringthe

    multifunctionalityofdrylandstoattractinvestmentsintheformofpaymentsforecosystem

    servicesinordertoreverseandpreventdegradation(ThomasandTurkelboom,2008).

    Whileitisagreedthatalternativelivelihoodscanplayanimportantroleinvulnerabilityreduction,

    andpreventionoflanddegradation,theydonotgouncriticised.Somearguethatalternative

    incomestrategiesoftenareeitheroflittleimpacttothelocaleconomyorresultinnegative

    impactsonpastoralistsandotherlanduserswithsecondarypropertyrights. Thissuggestsa

    thoroughanalysisofwhethertheconceptofalternativeincomestrategieshasbeenbeneficialto

    theecologyandeconomyoflocalsystems,asarelativelysmallliteraturebaseindrylandsexistsin

    thisregard(Hazell2001). Certainly,thepotentialforecotourismandrenewableenergygeneration

    asasourceofincomeandincomediversificationexists,howeverknowledgegapsexistaswellas

    regardingtheecologicallimits,andfullcostsandbenefitsofsuchapproaches.Thisisinadditionto

    the

    institutional

    and

    political

    context

    questions

    regarding

    successful

    implementation.

    2.3.1 PaymentforEcosystemServices(PES):Carbonsequestration

    Recentmodellingstudieshaveshownthatcarbonsequestrationinsoilscanprovideasignificant

    offsetforgreenhousegasemissions3.Soilerosionleadstolossofthepotentialtogrowbiomass

    andincreasinghumuscontent.Indeed,severalscholarsarguethegreatestpotentialfor

    sequestrationexistsinsoilsthathavealreadybeencarbondepleted,asindrylandsoils.However,

    thisisgenerallynotwellunderstoodandtheUNFCCCprocesshaspaidlittleattentiontothe

    potentialforcarbonsequestrationinsoils.Infact,certainstudiesclaimthatsoilerosionisnot

    contributingtoatmosphericcarbonlevelsbecauseerodedsoilisredepositedinotherlocations,anditdoesnotmineralise.However,thistypeofconclusionwhilevalidforspecificstudysites

    demonstratestheneedforlandscapescaleapproachestoassesstheentireprocess.Further

    researchisthusneededonthepotentialforcarbonsequestrationinsoilsthroughSLMpractices.

    Althoughmodellingstudieshavebeencarriedout,improvedmethodsareneededformeasuring

    sequesteredcarbonandensuringthatitremainsinthesoilinthelongerterm,inorderforsoil

    carboncreditstobeincorporatedintomarketmechanisms.

    3 Farageetal.(2007)thatestimatethatagriculturalsoilscouldsequesteratleast2030Pgofcarbonoverthe

    next50100years,possiblyrisingto100Pg.AtmosphericCO2concentrationisrisingatjustover3Pgyear(IPCC,

    2001),

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    KnowledgegapsalsoremainregardingtheimpactsofcarbonPESschemesonlocallivelihoods.The

    priceofcarboniscurrentlytoolowtomakepaymentsforsoilcarbonsequestrationa

    comprehensivealternativetotraditionallivelihoods,howeveritcanplayaroleinsupplementing

    anddiversifyingrurallivelihoods.BecauseofthesynergiesbetweenSLMpracticesandcarbon

    sequestration,theanalysisofadoptionofSLMtechnologiesapplies(seeSection2.2.4)..

    Finally,thereisfurtherpotentialfornewtechnologiestocontributetosoilcarbonsequestration.

    Lal(2009)arguesthereareseveralpromisinginnovativestrategiesofenhancingsoilorganic

    matter.Nanotechnologyenhancedmaterialscanbeappliedtoimprovesoilqualityanduse

    efficiencyofinput.Useofnanoenhancedmaterialcanalsoincreasesoilrestorationandbringnew

    landunderproduction.Nanofertilizershaveapotentialtoenhanceuseefficiencyanddecrease

    soillosses.Biotechnologyalsohascarbonsequestrationapplicationsinaridclimates4

    2.3.2Ecotourism

    Tourismtonaturalattractionsinremoteruralareasrepresentsanopportunitytoincreaseincomes

    anddiversifylivelihoodsindrylands.InsubSaharanAfricaithasbeenoneofthelargestgrowth

    areasintherecentdecade.Opportunitiesfordiversificationofthe(local)economyexiststhrough

    creatingincomeopportunitiesfromecotourismandhandicraftproduction,forexample,asin

    UNESCOprojectsinTunisia,JordanandEgyptwhichhaveyieldedgoodresults,whileecotourismis

    analreadybeingimplementedtoinNamibia. Thepotentialforecotourismtosignificantlyreduce

    povertyandenvironmentaldegradationindrylandshasbeendiscussedforyears,butremains

    relatively

    unexplored.

    The

    limits

    of

    this

    development

    option

    must

    however

    be

    considered

    with

    regardtowaterconsumption.ConservancymodelsinSouthernAfricahaveshownthatecotourism

    canalsobeencouragedincommunallandsbasedonsharedinvestmentsandbenefitsof

    communities,however,itspotentialshouldnotbeoverestimatedforthedrylands.Large,

    transnationalprojectshavingthepotentialforecotourismareunderplanning,suchastheKAZA

    transboundarynationalparkprojectinthesameregion.Additionally,tourismandwildlife

    opportunitiesneedsignificantinvestmentandasafesocialandpoliticalenvironment.

    Growingfinancialopportunitiesfromtourism,institutionalchallengesrelatingtothecontrolof

    naturalresources,andvariablelocalcapacityformanagingecotourismventuresareillustrateboththepotentialofandthechallengestocommunitybasedecotourism.Recentresearchhighlights

    thefactthatgoodgovernanceiscriticaltoachievingconservationandruraldevelopment

    objectives.

    4 GrowinggeneticallymodifiedplantscanimprovetheSOCpoolthroughimprovementofroot/shootratio,

    harvestindex,andincorporationofsomerecalcitrantcompoundsinplanttissues(especiallyroots)thatdecreasethe

    rateofdecompositionofbiomassreturnedtothesoil(Lal,2009).

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    2.3.3Solarenergy

    Thepotentialofsolarfarmsindrylandshasbeendiscussedforyears,butremainsrelatively

    unexplored.Energygenerationthroughwindandsolarcouldbringdevelopmenttodrylandsbased

    onindividualorgrouprightsandmanagement.Therearerecentinitiativeswhichhavebegunto

    addressthisopportunityby,forexample,investigatingthepoliticalrisksassociatedwithasocalled

    SuperSmartGridwhichsupplyEuropeanelectricitydemandwithdecentralisedproductionin

    NorthAfrica(Battaglinietal.2009).Suchdevelopmentsrequiresignificantinvestmentandsecurity

    andstabilityinsocialandpoliticalenvironment.However,thetechnologicaloptionswiththe

    potentialfordecentraliseddevelopment,andlowerinvestmentcosts,aregenerallythoughttobe

    morebeneficialtolocalpopulations.Decentralisedsolarenergyproductionisaresearchdirection

    withpotentialbenefitstopoordrylandpopulations,althoughtechnicalandorganizational

    knowledgegapsexist.

    2.3.4Landandwaterinteractions

    Landandwaterinteractionshavegenerallybeenneglectedinpolicydebates,aswater

    managementinthedrylandshasbeenreceivingfarmoreattentionofrecentyears.However,ithas

    becomeclearinthecontextofDLDD,thatintegratedlandandwaterapproachesarerequiredto

    assessclimatechange,landuseplanning,vegetationcover,PES,waterandcarboncredits. A

    furtherdevelopmentofirrigationschemesandwateruseefficiency(dripirrigation)indrylands

    alsorequirenewmethodswhichbetterintegratelandandwater.Thereisaneedtodevelop

    interactiveknowledgemanagementsystemsforasyetverydispersedinformationcomponents

    Fromaninstitutionalperspective,thereisclearlythepotentialfororganizationaldevelopment

    researchtoeliminateinstitutionalbarriersaslandandwaterareoftenaffiliatedtodifferent

    governmentstructures.Thisimpliesprovidinginstitutionalsupporttofacilitatewaterspecialists

    cooperatingwithlandresearchersandpolicymakers,aswellasotherstakeholders.Such

    approachesneedtotakeintoaccountthepreviousworkandotherinitatives,suchasGlobal

    ChangeandtheHydrologicalCycle(GLOWA),theRegionalScienceServicesCentres(RSSC)West

    AfricanScienceServiceCenteronClimateandAdaptedLandUse (WASCAL)approaches.

    Fromatechnicalperspective,thereexiststhepotentialtoidentifyanddevelopoptionsfortechnicalprojectfocuswithclearbenefitsrelatedtoDLDD.Forexample,AUNESCOfundedproject

    inEgyptasdevelopedtechniquesfordesalinationofwaterusingsolarenergyinsteadoffossilfuel.

    Landandwaterinteractionsarerelevantatvariouslevels:i)landandwaterpolicy,(Linkingland

    andwatergovernanceIFAD);ii)landtenureandwaterrights(LandandWater:therightsinterface;

    FAOlegislativestudy84);iii)landuseplanningandwatershedmanagement.

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    Researchneeds,alternativelivelihoods:

    CarbonsequestrationandlinkbetweenPESandSLM:biophysicalgapsregardingC

    storage,andimplementationgapsregardingtechnology

    Thoroughanalysis

    of

    whether

    the

    concept

    of

    alternative

    income

    strategies

    has

    beenbeneficialtotheecologyandeconomyoflocalsystems

    Analysisofpotentialforecotourismandrenewableenergygenerationregardingthe

    ecologicallimits,andfullcostsandbenefits

    Methodsforintegrationoflandandwaterinlanduseplanningandirrigation

    development

    2.4CostsofDLDD

    2.4.1Productivity

    Estimatingthecostsoflanddegradationatarangeofscalesisapotentiallyusefultoolfordecision

    makers,bothraisingtheprofileoflanddegradationissuesandprovidingthebasisforlanduse

    decisionmakinginacostbenefitframework.Assuchthishasbeenontheresearchagendaofthe

    UNCCDandassociatedinstitutions,e.g.theGlobalMechanism,forsometime. Someestimatesof

    globalcostsat40billionUSDperyear(LADA,2008).However,studieswhicharenationalorglobal

    inscopearebothfew,andsufferfrommethodologicalanddatarelatedweaknesses.

    Inthepast,costestimatesandcostbenefitanalysesofDLDDhavebeencarriedouteitherthrough

    scalingupmicrostudiesbyestimatingthecostsperhectare,orbyaggregatingmicrostudiesasa

    functionofpopulationsandspatialdata,i.e.landuses.Limitsanddifficultiesexistwithrespectto

    dataavailabilityforbothapproaches. Forexample,landuseschangeoverthecourseoftheyear

    limitingtheaccuracyofavailabledata. Berryetal.(2003),incasesstudiesfromChina,sub

    SaharanAfricaandSouthAmerica,findthatlanddegradationdecreasesagriculturalproductivity

    by3%to7%,howeverciteproblemswithcomparabilityofdataacrossregions.Becauseof

    incompletenessandinconsistencyinthebasicdataoncostsoflanddegradation,thereisneedfor

    amorecomprehensiveapproachtothetopic.Withrespecttomodelling,gapsexistintermsoflinkingstudiestoempiricalmethodsofdemonstratingincreasedproductivityoverthemediumto

    longterm.

    Overallthereisalimitedamountofreliable,widelyacceptedestimatesforthecostsofland

    degradationduetoproductivitylossesatalllevels.Further,theLandDegradationAssessmentin

    Drylands(LADA)arguesthatfullcostestimatesoflanddegradationmustincludesocialcosts,such

    asthoseassociatedwithoutmigration.Improvedmethodsanddatacollectionarenecessaryfor

    progressinthisarea.

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    2.4.2FoodEmergencies

    Fromadevelopmentviewpoint,neglectofdrylandspopulationstakesacostlytollthroughthe

    frequentreliefeffortsthatarerequiredtorespondtofoodemergenciesresultingfromdrought

    andsubsequentlossofharvestsandlivestock.Thesecostsareactuallylargelymetbythe

    internationalcommunitiesincaseswherecountriesarenotabletorespondontheirown.Recent

    researchfromIndia,whichcurrentlyrespondstofoodemergencieswithouttheaidofthe

    internationalcommunity,revealedthatthecountriescombinedlossesandresponseexpenses

    fromthedroughtof200304weremorethanallgovernmentyearlyspendingcombined,and

    amountedtohalfthegovernmentsinvestmentsinagricultureandruraldevelopmentovera5year

    period(Ryden,2010).Inadditiontothecoststothestate,therewereveryconsiderablecoststo

    theruralcommunityintheformofforcedlabourmigration,lossesduetodistresssalesofcattle

    andjewelleryandthesocialcostsofindebtednessanddistress.

    Whileclearlythesecostsaresignificantandusefulforpolicymakers,theliteraturebaseinthis

    areagloballyissmall.DLDDhasundertakennothingcomparabletotheSternReportintheclimate

    changecommunity,whichdrewsubstantialglobalattentionbyattributingcoststowhatwas

    previouslyseenasmainlymerelyanenvironmentalissue.Expertconsultationshavepointedtoa

    needforincreasedscientificevidenceforbenefitsofdrylandsinvestment,whencomparedwith

    thecostlyemergencyaidwhichcannotbeavoidedoncethereisafailedcroporseverelossof

    livestockduetodroughts.

    2.4.3Restoration

    A

    global

    assessment

    of

    the

    costs

    and

    benefits

    of

    land

    restoration

    relies

    on

    the

    development

    of

    methodsforassessingbothlocalandglobalbenefitsofecosystemservice(seeSection2.1.2).

    Whilethereisinterestinthisarea,largeknowledgegapsremain.Further,suchassessmentsshould

    addressthequestionsofwhatrestorationtechniquesworkandinwhichecological,institutional

    andsocialcontexts,aswellasthereasonsfortheirsuccess.

    Thereisaneedforresearchandmethodsforaddressingthereconciliationofshorttermgoals,

    involvingfastregenerationandincreasedproductivitywiththelongtermgoalsofecosystem

    restoration,includingcostestimationoftherecoveryofdegradationland.Methodsexistwith

    regardtoprotectedareasandbiospherereserves,wherebyreferenceareasforpotentialnaturalvegetationandbiotopesinotherwisedegradeddrylands areas canbeusedasapristineland

    benchmark,thereisaneedforimprovementandwideracceptance.

    ResearchneedsforcostsofDLDD:

    needforempiricallybasedstudiesoflanddegradationcostsfor

    supportingcostbenefitdecisionframeworkatmultiplescales

    costsofrespondingtofoodemergencies

    improvedmethodsforrestorationcostestimatesrecognisingtension

    betweenshorttermandlongtermgoals2.5

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    MonitoringandassessingDLDD:indicatorsAsubstantialamountofeffortandresourceshavegoneintothedevelopmentofindicatorsfor

    DLDDoverthepastdecades.Despitetheseeffortsglobalassessmentsdiffersignificantlyinthe

    percentageoflandwhichisclassifiedasdegraded,rangingfrom4%to74%(Safriel,2007).The

    mostprominentglobalassessmentistheGLASODassessment(UNEP,1990),whichassessedsoil

    degradation,andwasnotwithoutcritics.Becausesoilmodellingexhibitschaoticfeatures,much

    modelcalibrationandindicatorselectionintheGLASODassessmentwasdonethroughsubjective

    judgementofexperts.Theseexpertjudgementswerefoundtobetobesometimesinconsistent;

    thesamecharacteristicsindifferentplacesproduceddifferentclassifications(SonneveldandDent,

    2009).

    Amorerecent,ambitiousattempttotackletheissueofmonitoringandassessmentistheLand

    AssessmentDegradationAssessmentinDrylands(LADA)project.Inthisapproach,NetPrimary

    Productivity(NPP)andNormalisedVegetationDifferentiationIndex(NVDI)areusedastheprimary

    indicatorsoflanddegradationattheglobal,regionalandnationalscale.Thoughsoilcharacteristics

    havealsobeenusedinthepast,thispresentsdifficultiesforbothintermsofmethodsfortheuse

    ofGISandsatellites,andintermsofcosts(PonceHernandezandKoohafkan,2010).Atthesub

    nationalscale,biophysicalindicatorsoflanddegradationareseparatedintotheirphysical,

    biologicalandchemicalcomponents. TheLADAmethodologyappliestheDriverPressureState

    ImpactResponse(DPSIR)framework.Thedifferentphysical,biologicalandchemicaldegradation

    indicatorsarethenlinkedtosocioeconomicpressuresanddriversthroughexpertjudgement5.

    TheDPSIRhasenjoyedwidespreaduseforindicatorselectioninenvironmentalproblems.

    However,Svarstadetal.(2008)arguetheDPSIRframeworkismostconducivetoaconservation

    approachwhichignorestheneedsoflocalpopulations,asitemphasisesecologicalimpactstothe

    neglectofeconomicandsocialconsiderations.Withtherecentemphasisonecosystemservices

    andrecognitionthatlanddegradationisdrivenbymultiplesocialandecologicalfactors(Geistand

    Lambin,2004),akeyresearchissueisarrivingataminimumsetofindicatorsfromlinkedsocial

    ecologicalsystems(e.g.Ostrom,2007,2009).

    TheDrylandsDevelopmentParadigm(DDP)(Reynoldsetal.2007,seeSection1.1)hasfurtheremphasisedthelinkedsocialecologicalsystemsindrylands,pointingtotherelevanceofslow

    variablesandthresholdsasnewdirectionsfordrylandsmanagement.Researchcanplayamajor

    roleinestablishingearlywarningsystemsdevelopedwithaviewtomonitoringslowvariables.The

    majorknowledgeneedsforsuchsystemsincludebiophysicalandspatiotemporalvariationsof

    DLDDrisks,andlimitsandthresholdsofservicesinagroecosystems.

    Further,casestudiesfromsouthernAfricahaveunderlinedtheneedtobetterintegrateknowledge

    withinandbetweenscientificandlocalknowledgebases.Empiricalresultsshowthatboth

    scientificandlocalknowledgehavetheirlimitationssothatneutralverificationisnecessaryto

    5 Theselasttwomethodsrelylargelyon eitheradhocdesignedforms orusing(bayesian)computermodels.

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    broadenreductionistscienceapproachesaswellastoputlocalspecificitiesintoageneralizing

    context(Stringer&Reed,2007).Reedetal.(2006)proposeaframeworkforindicatorselection

    whichincludesstakeholdersatalllevels,providingfortheincorporationoflocalknowledge.This

    combinestopdownandbottomupapproachestoM&Aandallowsforcomparabilitybetween

    siteswiththeminimumsetindicatorsandsitespecificitywithlocallydevelopedindicators.

    However,suchproposalshavenotencounteredsmoothsailingwithintheUNCCDprocesswhere

    currentindicatoruserequiresPartiestocollectandshareinformationonlyonlandcoverstatus

    andthepercentageofpopulationsinaffectedareaslivingabovethepovertyline.Amore

    comprehensivesetofindicatorslimitedbybothinstitutionalconstraintsrelatedtotheUNCCD

    (Grainger,2009b)andcapacityconstraintsrelatedtothechallengeofachievingconsistencyand

    standardisationbetweencountriesandacrossadministrativelevels.Thus,indicatorresearch

    shouldbedirectedtowardsthebarriersto,andavenuesfor,expandingsuchaminimumsetby

    improvingtheacceptanceofindicatorsystemsinpolicydecisionmaking.

    Becauseoftheseconstraintstogetherwiththewealthofpastworkonindicators,theresultsofour

    studypointtoresearchprioritiesidentifyingandimplementingcosteffectiveusesofexisting

    indicatorsystems.(Thenotableexceptiontothisbeingthedevelopmentofslowchangeindicators

    tosupportfoodemergencyearlywarningsystemsindrylands).Thisrequiresastocktakingand

    evaluationofexistingindicatorsetandmonitoringprocesseswithrespecttothecriteriaof

    practicabilityinuseforpolicymakersandotherstakeholdersatdifferentscales,withaviewto

    bettercombiningbiophysicalandsocioeconomicindicators.Further,thereisaneedforclarityin

    depicting

    present

    status,

    trends

    and

    reversible

    processes

    of

    land

    degradation,

    with

    the

    possibility

    oflinkingstatesofdegradationtochangesineconomicevaluationofdesertification. Expert

    consultationalsopointedtotheneedforscenarioanalyseslinkingclimate,population&land

    coverchangewithpotentialvulnerabilityoftargetgroupstoDLDD.

    ResearchneedsformonitoringandassessmentofDLDD:

    researchoncosteffectiveuseofexistingindicators&monitoring

    multilevelnestedframeworksforlinkingsocialecologicalsystems;inclusionoflocal

    knowledge

    Earlywarningsystemdevelopment:slowvariablesandthresholdsinagro

    ecosystems

    identifycostandpoliticallimitstocombiningbiophysicalandsocioeconomicand

    selectingminimumset

    linkstatesofdegradationtochangesineconomicevaluationofdesertification

    Improvingacceptanceofindicatorsystemsinpolicydecisionmaking

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    RegionalAssessment1;TheArabWorld6,

    PuttingtheUNCCDimplementationincontext

    Arabcountries,whoseareaamountstoabout14.3millionkm2andextendthroughtheAridand

    Semiaridzonesissufferingfromthephenomenonofdesertificationinvariousformsandvarying

    degrees.ThecomplexityoftheissuesconfrontingtheimplementationoftheUNCCDconvention

    requiresaglobal,regional,nationalaswellasalocalevidencebasedandknowledgebased

    approach.Governance,climatechange,poverty,foodsecurity,accesstolandandwater,political

    conflictsinthefaceofdesertificationandlanddegradationarealllinkedintheArabregionand

    demandaclearandpragmaticfocus.Forbetterunderstandingthecomplexityandcontextinthe

    Arabworld,someofthemostrelevantlinkagesarediscussed.

    ImpactofClimateChangeonAgricultureandCostsofAdaptation

    IFPRI2009MiddleEastandNorthAfrica7

    Thecropmodellingresultsindicatethatclimatechangewillhaveanegativeeffectoncropyieldsin

    theMiddleEastandNorthAfricain2050.Theregionwillfaceyielddeclinesofupto30percentfor

    rice,about47percentformaizeand20percentforwheat.

    Withoutclimatechange,calorieavailabilityisexpectedtoincreaseintheMiddleEastandNorth

    Africabetween2000and2050,from2,846to3,119dailycaloriesperperson.Withclimatechange,

    however,calorieavailabilityintheregionin2050willbeabout2,500,orupto500calorieslessper

    personperday,comparedtoanoclimatechangescenario.

    Inanoclimatechangescenario,NorthAfricaandtheMiddleEastwillseedramaticimprovements

    inthenumberofmalnourishedchildrenbetween2000and2050,decliningfrom3.5milliontojust

    over1million.Climatechangewillcounteractmuchofthisprogress,resultinginover2million

    malnourishedchildrenin2050,1millionmorethaninanoclimatechangescenario.Tocounteract

    theeffectsofclimatechangeonnutrition,NorthAfricaandtheMiddleEastrequireadditional

    6 Arab world or Arab countries or League of Arab states or Middle East and North Africa countries (MENA)7 http://www.ifpri.org/publication/climate-change-impact-agriculture-and-costs-adaptation

    29

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    annualinvestmentsof241271millionUSD.Themajorityofinvestmentexpendituresshouldbein

    agriculturalresearch.

    HumanRightsandDesertification.8

    Itisnowwidelyacceptedthatpovertyshouldnotbeseenonlyasalackofincome,butalsoasa

    deprivationofhumanrights(undernutritionandhungerareconstitutiveofpoverty).Itisequally

    recognizedthatunlesstheproblemsofpovertyareaddressed,environmentalissueswillnotbe

    resolved.Inthiscontext,ahumanrightsapproachtopovertyreductionprovidesaconceptual

    frameworkforcombatingdesertificationandlanddegradationintheArabregion.

    Forexample,farmersandherdersneedfirmrightstothesoils,grazing,woodlandsandwater

    sourcesonwhichtheirlivelihooddepend.Governmentsneedtorecogniselocalrightswhichare

    vitalforpromotingfarmerinvestment.

    TheESCWAregionsuffersfromaviciouscycleofpoliticaltension,conflictanddedevelopmentin

    whichpoliticaltensions,conflict,collapseofStateinstitutions,extremeideologicaldiscourse,and

    negativedetrimentalsocialandeconomicrepercussionsreinforceoneanother.9

    GovernanceandAntiCorruptionPerformanceintheArabregion10

    Avarietyoffactorshavebeenhighlightedtoexplainthegovernancegapandrelativelypoor

    governanceandanticorruptionperformanceofMENAcountries.Thesefactorsarefullydeveloped

    anddocumentedintheWorldBankreportonBetterGovernanceaswellasinInstitutionalised

    Corruption:aninstrumentofgovernanceintheMiddleEastandNorthAfrica?11

    Desertification

    and

    Land

    Governance

    12

    RegionalAssessmentfortheFAOVoluntaryGuidelinesonResponsibleGovernanceofTenureof

    LandandOtherNaturalResourcesMiddleEastandNorthAfrica(MENA),Amman,Jordan,May

    201013

    Rightsofaccesstotheseresourcesandtheassociatedsecurityoftenureareincreasinglyaffected

    byoccupation,neoliberaleconomicpolicies,populationgrowth,urbanization,climatechange,

    naturaldisasters,violentconflicts,andgrowingdemandsforlandforfoodproductionandfornew

    energysourcessuchasbioenergy.Weakgovernanceoftenureisafactorinmanytenurerelated

    problems,andfailingtoaddresstheseproblemshindersreformefforts.Incontrast,responsiblegovernanceoftenurecanhelptoreducehungerandpoverty,supportsocialandeconomic

    development,reformpublicadministration,andcontributetopeacebuilding. Intheregion,two

    particularchallengeswerehighlighted:thelinkagesbetweenlandandwatergovernanceaswellas

    theimpactofwar,occupationandconflictonlandrelatedissues.

    8 http://www.unccd.int/publicinfo/docs/HumanRightsandDesertification.pdf

    9 www.unescwa.org

    10 Overview of Corruption in the MENA Countries 2007; www.u4.no

    11 http://www.cipe.org/pdf/publications/fs/rachami.pdf12 FAO 2010, Regional Assessment for the FAO Voluntary Guidelines on Responsible Governance of Tenure of Land and OtherNatural Resources Middle East and North Africa (forthcoming)

    13 W. Zimmermann, 2010: Land tenure development in the Arab region, in FAO Land reform bulletin 2010 (forthcoming)

    30

    http://www.unccd.int/publicinfo/docs/HumanRightsandDesertification.pdfhttp://www.unccd.int/publicinfo/docs/HumanRightsandDesertification.pdfhttp://www.cipe.org/pdf/publications/fs/rachami.pdfhttp://www.cipe.org/pdf/publications/fs/rachami.pdfhttp://www.cipe.org/pdf/publications/fs/rachami.pdfhttp://www.unccd.int/publicinfo/docs/HumanRightsandDesertification.pdf
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    ResearchPartnersintheArabRegion

    TheroleandfunctionofACSADfortheArabregion(TheArabCenterforAridZonesand

    DryLands14

    )

    ACSADwasappointedbytheleagueofArabStatestobetheAraborganization,whichis

    responsiblefordesertificationstudiesandmonitoringintheArabworld,aswellasfollowingupthe

    activitiesofUnitedNationsconventiontocombatdesertification(UNCCD).

    TheArabCenterfortheStudiesofAridZonesandDryLandswasestablishedinDamascus,Syriain

    1968.ACSADisaspecializedAraborganizationworkingwithintheframeworkoftheLeagueof

    ArabStateswiththeobjectiveofunifyingtheArabeffortswhichaimtodevelopthescientific

    agriculturalresearchinthearidandsemiaridareas,helpintheexchangeofinformationand

    experiencesandmakeuseofthescientificprogressandthemodernagriculturaltechniquesin

    ordertoincreasetheagriculturalproduction.

    ACSAD/GTZPartnershipforCombatingDesertificationintheArabregion15

    In1993,ACSADGermanpartnershipthroughGTZforcombatingdesertificationwaslaunchedto

    establishfavourableinstitutionalstructuresandensureadequatenationalconditionsforthe

    implementationoftheUnitedNationsConventionforCombatingDesertificationUNCCD.(still

    ongoing).

    TheroleandfunctionofICARDAfortheARABRegion

    (InternationalCenterforAgriculturalResearchintheDryAreas)16

    ICARDAservesthenontropicaldryareasfortheimprovementofonfarmwateruseefficiency,

    rangeland

    and

    small

    ruminant

    production.

    In

    the

    Central

    and

    West

    Asia

    and

    North

    Africa

    (CWANA)

    region,ICARDAcontributestotheimprovementofwheats,kabulichickpea,pastureandforage

    legumesandassociatedfarmingsystems.Italsoworksonimprovedlandmanagement,

    diversificationofproductionsystems,andvalueaddedcropandlivestockproducts.Social,

    economicandpolicyresearchisanintegralcomponentofICARDA'sresearchtobettertarget

    povertyandtoenhancetheuptakeandmaximizeimpactoftheresearchoutputs.

    ResearchLessonsintheArabRegion:

    Therearesuccessstoriesinthefieldsofsoilandwaterconservation,waterresourcemanagement,

    integrationofconservationagriculture,livestockandrangemanagement,conservationagriculture,communitybasednaturalresourceandriskmanagement,mainstreamingDLDDinspatialplanning

    (Tunisia,Morocco),research(ICARDA,ACSAD),monitoringanddecisionsupportsystemsandlocal

    institutionbuilding,securingpastoralsresourcerights(Mauretania),GIStechnologyfortrend

    analysisandearlywarning(ACSAD).Indicatorsofsuccessincludelongtermincreasesin

    productivity;increaseddroughtresilienceofruralproductionsystemsandincreaseincapacities.

    14 http://www.acsad.org/

    15 http://www.acsad.org/gtz/gtz.pdf

    16 www.icarda.org

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    ScienceGaps

    Althoughthecountriesintheregionareextremelydiverseintermsofsurfacearea,populationand

    oilandgasreserves,theidentificationanddiscussionofasetofScienceGapsfromanArab

    regionalperspectiveisproposed:

    12.Withfewexceptions,thepoliticaleconomyinArabcountriesincludenarrow,sectoral,

    centralized,authoritarian,andtechnocraticapproaches;lackofaccessoraffordabilityof

    requiredinputs;lackofcongruencewithand/orsupportfromgovernmentpriorities,policies,

    andincentives;insufficientinfrastructureandinstitutions;lackoftrust;lackoflocalcommunity

    involvementandcommitment;.Howcansciencecontributetobetterunderstandthe

    extremelydiversepoliticalandadministrativesystemsintheArabregionandtosupportan

    enablingpolicyandadministrativeenvironmentforimplementingtheUNCCD?

    13.MoreresearchisrequiredforanalysingthespecificinterdependenciesintheArabregion

    betweentheprocessofdesertification,governanceinArabcountries,securityaspects,climate

    change,waterscarcity,migration/urbanisation,foodsecurity,andpovertyeradicationfor

    policyorientationandcoherentmeasures.

    14.Increasingtheunderstandingofdrylandagriculturalandnaturalecosystemsandthe

    degreetowhichcarryingcapacitycanbesustainablyenhancedthroughintegratedcroptree

    livestocksystems,conservationagriculture,increasedsoilfertility,improvedwater

    managementandSLM

    15.Insteadoffixedtechnologies,themainresearchoutcomesareknowledge,expertise,

    strategies,methods,modelsandapproaches.Portfoliosofoptionsshouldbedevelopedrather

    thanrecipelikesolutions.Closerpartnershipswithnongovernmentalorganizations,

    cooperatives,

    and

    other

    development

    agents

    can

    magnify

    the

    leverage

    of

    research

    and

    developmentinstitutionsinwaysthatmakemasscustomizationpractical.Optionsof

    promisingParticipatoryDevelopmentMethodsshouldbestudiedandidentified.

    16.ResultsofpastresearchprojectsintheArabregionhavenotbyitselfsupportedthescaling

    upofgoodresults,lessonslearnedandtheinstitutionalisingofknowhow.Harvestingexisting

    researchresultsandaddingvaluebycreatingsynergies,integrationintothebroaderpicture,

    integratingintoongoingdesignofprojectsandprograms,usingasastartingpointfor

    complementaryareasofsciencecouldbeapromisingresearchcomponent.

    17.Arabcountrieshavemadeonlymodesteffortstotransferknowledgetothegeneralpublic

    ortotransfereitherlocallyproducedknowledgeorimportedknowledgetotheproductivesector.Themechanismsofknowledgetransferremainverylimited.Whatistheroleofscience

    indevelopingalternativemechanismforimprovedknowledgemanagementandtransferto

    allstakeholdersinvolvedintheimplementationofUNCCD?

    18.Arabcountriesingeneralhaveneitherupdatedtheirlandpolicyorientationnorreformed

    theirnormativeframeworkforimprovingtenuresecurityoflandandnaturalresourceandfor

    rulebasedaccesstolandandwater.Sustainablelandmanagementisdefinedinanarrow

    mannerwithintheUNCCD.Thesociolegalandsocioeconomicaspectsofland(landtenure

    security,landrights,accesstoland,landeconomics,landpolicy)requiremuchmoreattention

    andshouldbeanintegralcomponentofSLM.MuchmoreresearchisrequiredintheArab

    regionforassessingthelandtenurearrangementforrangelandmanagement,thelandtenure/

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    19.Thereisanenormousinefficiencyinwaterconsumptioninagriculture,industryandurban

    areasintheregion.Sincethereisnopricingpolicy(protectionmoney),thereisnoincentivefor

    farmersforinvestinginmodernandconsumptionefficientirrigationtechniques.Howcan

    sciencecontributeforimprovingpoliciesandmeasuresforanincreasedwaterconsumption

    efficiencyintheregion?

    Regionalassessment2:CentralAsia

    PleaseseetheFullVersionoftheScopingPaper.

    4.2Crosscuttingissues

    4.2.1.LandGovernance

    TheUNCCDcallsforgoodgovernanceasindispensableconditionformeasurestocombat

    desertification.However,thereisawideknowledgeandpolicygapbetweenrhetoricandthe

    realitiesontheground. OperationalisingdefinedgovernanceprinciplesforSLMindrylandsand

    theUNCCDimplementationandimprovingcompliancewiththeseremainsanopenquestion.

    Currentgovernanceresearchappliestheconceptualmodelsofthesocialecologicalsystem

    (Ostrom2007,2009)andmultilevelgovernancementionedabove.Theseconceptsbringafocus

    ontotherespectiverolesandfunctionsofdifferentactors,e.g.government,civilsocietyorprivate

    sectoractors,indifferentinstitutionalsettings.Governancescholarsaddressthequestionsofco

    operationbetweenstateandcivilsocietyindifferentpoliticalsystems;policycoherence;

    decentralisationdynamics;compliancetoconvention;leadership/ownership; democratic

    decisionmaking,participation; controlofcorruption,transparency,accountability;local

    empowerment.Iinviewofthelargegovernancechallengesfacedbyasignificantnumberof

    drylandstates,thereisanidentifiedneedforresearchonDLDDimpactsinweakgovernedstates,

    onpreventionofconflictandonmigration.

    Thepasttwodecadesofresearchinnaturalresourcemanagement,asbeenasortofrenaissance

    forcommonlandsandcustomarytenure,asmanystudieshaveshownthatinagivencontext

    communaltenureisbothsecureandmoreproductivethanprivatetenureorlandtitling.These

    findingsshouldnotbemisinterpretedtomeanthatcustomarytenureissuperiorinallinstances,

    justaspriorprejudicesabouttheTragedyoftheCommonswereequallyfalse.Adifferentiated,

    andcontextualisedapproachtolandtenurestillleavesthequestion,inthecontextofmitigating

    DLDD,whichmechanismscanhelptoovercomelandgovernanceproblems?Theremanyoptions,

    asdiscussedwithrespecttobiofuelsinSection2.6.Theseincludetherecognitionofcustomary

    landrightsorcodepastoral,localuseragreements,comanagementmodelslanddispute

    resolution,gender

    responsive

    tenure,

    corporate

    social

    responsibility

    (CSR),

    certification

    (FDI),

    publiclandreform(public/privat