fetal heart rate tracings ajog 2012-28-02
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O B S T E T R I C S
The 5-tier system of assessing fetal heart rate tracings is
superior to the 3-tier system in identifying fetal acidemiaJaclyn Coletta, MD; Elizabeth Murphy; Zachary Rubeo, MD; Cynthia Gyamfi-Bannerman, MD
OBJECTIVE: Electronic fetal heart rate monitoring was developed to
identify fetuses at risk of acidemia for intervention before adverse out-
comes. Our objective was to compare the 3-tier system with a 5-tier
system in evaluation of fetal acidemia.
STUDY DESIGN: Retrospective case-control study of patients with a fe-
tal arterial pH7 matched to the next birth that resulted in a pH7.2.
Tracings were categorized into 3- and 5-tier systems by a single re-
viewer. Sensitivities and specificities were calculated for each.
RESULTS: Twenty-four cases and 24 controls were identified. The sen-
sitivity for an orange or red tracing was higher than for category III, with
more of these in the pH7 group compared with controls (P .001).
There were significantly more green, blue, and yellow tracings in the
normal pH group compared with the pH 7 group (P .033, P
.008, P .023), respectively.
CONCLUSION: The 5-tier system had a better sensitivity than the 3-tier
system.
Key words: electronic fetal monitoring, fetal acidemia, neonatal
asphyxia, umbilical artery pH
Cite this article as: Coletta J, Murphy E, Rubeo Z, et al. The 5-tier system of assessing fetal heart rate tracings is superior to the 3-tier system in identifying fetal
academia. Am J Obstet Gynecol 2012;206:226.e1-5.
The use of intrapartum electronic fetalheart rate monitoring (EFM) is wide-spread, with 89% of singleton pregnancies
monitored in2004.1However, despitepre-
vious attempts, developing a standardizedapproach to interpretation and manage-
ment has been problematic. Although
EFM is often criticized for having a highfalse-positive rate as it is unable to predictcerebral palsy, this is not the intended
goal.2 EFM is used to detect patterns that
reflect significant hypoxia and allow inter-
vention before fetal injury.2 Initial studies
demonstrated the significance of EFM inreducing intrapartum mortality and de-
tectingfetalacidemiawhencomparedwith
intermittent auscultation but also showed
an increase in cesarean and operative vag-
inal deliveries.3,4As EFM analysis has been
limited by poor inter- and intraobserver
variability, in 2008, the National Institute
of Child HealthandHuman Development
(NICHD) along with the Society for Ma-
ternal-Fetal Medicine (SMFM) and the
American College of Obstetricians and
Gynecologists (ACOG) convened a work-shop to update definitions for fetal heart
rate (FHR) tracings and assist in the in-
terpretation and management.5,6 At this
workshop, several EFM interpretation
systems were reviewed, including the 1
by Parer and Ikeda,7 who constructed a
grid of all possible fetal heart rate pat-
terns and classified each into 1 of 5 cate-
gories using the color coding of the
Homeland Security Advisory System
green low risk, red severe risk of
academia,and/or evolutionto a more se-
rious pattern (Table 1). At the conclu-
sion of the workshop, attendees agreed
on a 3-tier interpretation system, which
is currently recommended for use in in-
trapartum fetal assessment (Table 2).5
Within the 3-tier system, category I
is characterized by a normal baseline
fetal heart rate, moderate variability,
the presence or absence of accelera-
tions, and absence of decelerations.5,8,9
This category excludes fetal acidemia.Category III tracings predict current or
impending fetal asphyxia with absentfetal heart rate variability in the pres-ence of recurrent late or variable decel-erations, bradycardia, or a sinusoidalpattern. (Table 2)5,8,9 The remainderand majority of FHR tracings that donot fit into category I or III are classi-
fied as category II, an intermediate cat-egory for which the recommendationsare less clear. Eighty percent of FHR trac-ings will fall into this category.
The primary goal of electronic fetalmonitoring is to identify hypoxemic oracidemic fetuses and intervene before anadverse outcome because persistent fetalacidemia canresult in permanent neuro-logic sequelae. Although a new systemhas been developed and its implementa-tion has been recommended, we do not
know whether this will predict acidemiabetter than existing systems as this hasnot been previously studied. Therefore,our objective was to compare the newer3-tier system with the existing 5-tier sys-tem of fetal heart rate interpretation inevaluation of fetal acidemia.
MATERIALS AND METHODS
This was a single-center, retrospectivecase-control study in which patients
with fetal acidemia were matched withnormal controls in deliveries that oc-
From Department of Obstetrics andGynecology, Columbia University MedicalCenter, New York, NY.
Received Sept. 3, 2011; revised Nov. 30,2011; accepted Dec 15, 2011.
The authors report no conflicts of interest.
Presented at the 58th annual meeting of theSociety for Gynecologic Investigation, Miami,FL, March 16-19, 2011.
Reprints not available from the authors.
0002-9378/$36.00
2012 Mosby, Inc. All rights reserved.
doi: 10.1016/j.ajog.2011.12.014
Research www.AJOG.org
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curred between Jan. 2008 and March2010. Fetal acidemia was defined as anumbilicalartery pH of7.ThispHvaluewas chosen because although manystudies suggest that the lower limit ofnormal umbilical arterial pH may rangefrom 7.02 to 7.18, the risk of morbidity
or mortality does not increase until thepH is below 7.0.10 This pH is also one ofthe criteria fordefining hypoxic ischemicencephalopathy.10 Using our deliverydatabase, we identified all fetuses deliv-eredat34weeksgestationwithanum-bilical cord arterial pH7 where at least30 minutes of EFMwas available. Umbil-ical artery and venous pH and bloodgases are routinely measured at all deliv-eries in our institution. Results of bothsamples were available and reviewed to
ensure that arterial values were obtained.These cases were matched by plurality
and date of delivery to the next birth that
resulted in an umbilical arterial pH of
7.20, defined as a normal pH for this
study. The last 30 to 60 minutes of each
fetal heart rate tracing were printed and
analyzed as this period should best re-
flect the neonatal pH.
To decrease interobserver variability, asingle reviewer training in MFM andcer-
tified in EFM interpretation evaluated
each fetal heart rate tracing for baseline,
variability, and presence or absence of
accelerations and decelerations. This
same reviewer then categorized each
tracing into the current 3-tier classifica-
tion system (category I, II, or III) and the
5-tier system (green, blue, yellow, or-
ange, or red). The reviewer was blinded
to the patients clinical circumstancesduring the categorization process.
After the tracings were reviewed, elec-tronic medical records were used to ab-stract baseline demographic informa-tion such as age, parity, gestational age atdelivery, and mode of delivery for eachcase and control. Rates of maternal ante-partum complicationssuchaspreterm la-
bor, preterm premature ruptured mem-branes, diabetes, hypertensive disorders,or chorioamnionitis were also docu-mented and analyzed. Neonatal out-comes included birthweight, Apgarscores, umbilical artery pH, presence ofmajor anomalies, admission to the neo-natalintensivecareunit(NICU),anduseof supplemental oxygenation. Sensitivityand specificity were then calculated foreach of the NICHD and Parer categories.Student t test was used to compare the
continuous outcome variables betweengroups. This study was approved by the
TABLE 1
Summary of 5-tier FHR classification system
Variable................................................................................................................................................................................................................................................................................................................................................................................
Green: Orange:................................................................................................................................................................................................................................................................................................................................................................................
Normal baseline If moderate variability:................................................................................................................................................................................................................................................................................................................................................................................
Moderate variability -Tachycardia with severe VD, LD, or PD................................................................................................................................................................................................................................................................................................................................................................................
early or mild VD -Normal baseline with severe PD................................................................................................................................................................................................................................................................................................................................................................................
Blue: -Mild bradycardia with severe VD, LD. or PD................................................................................................................................................................................................................................................................................................................................................................................
If moderate variability: -Moderate bradycardia with severe VD, LD, or PD................................................................................................................................................................................................................................................................................................................................................................................
-Tachycardia with early or mild VD -Any severe bradycardia................................................................................................................................................................................................................................................................................................................................................................................
-Normal baseline with moderate VD or mild LD If minimal variability:................................................................................................................................................................................................................................................................................................................................................................................
If minimal variability: -Tachycardia with moderate/severe VD, mild/moderate LD, or PD................................................................................................................................................................................................................................................................................................................................................................................
-Tachycardia without decelerations -Normal baseline with moderate/severe VD, mild/moderate LD, or PD................................................................................................................................................................................................................................................................................................................................................................................
-Normal baseline early decelerations -Mild or moderate bradycardia early deceleration................................................................................................................................................................................................................................................................................................................................................................................
Yellow: If absent variability:................................................................................................................................................................................................................................................................................................................................................................................If moderate variability: -Normal baseline................................................................................................................................................................................................................................................................................................................................................................................
-Tachycardia with moderate VD, mild/moderate LD, or PD Red:................................................................................................................................................................................................................................................................................................................................................................................
-Normal baseline with severe VD, moderate/severe LD,mild/moderate PD
If minimal variability:
................................................................................................................................................................................................................................................................................................................................................................................
-Mild bradycardia early, mild/moderate VD, LD, or PD -Tachycardia with severe LD................................................................................................................................................................................................................................................................................................................................................................................
-Moderate bradycardia early decelerations -Normal baseline with severe LD or PD................................................................................................................................................................................................................................................................................................................................................................................
If minimal variability: -Mild or moderate or severe bradycardia with any VD, LD, or PD................................................................................................................................................................................................................................................................................................................................................................................
-Tachycardia with early or mild VD If absent variability:................................................................................................................................................................................................................................................................................................................................................................................
-Normal baseline with mild VD -Any baseline with any deceleration................................................................................................................................................................................................................................................................................................................................................................................
Marked variability Sinusoidal................................................................................................................................................................................................................................................................................................................................................................................FHR, fetal heart rate; LD, late deceleration; PD, prolonged deceleration; VD, variable deceleration.Adapted from Parer and Ikeda.7
Coletta.Acidemiaand FHRclassificationsystems. Am JObstet Gynecol 2012.
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institutional review board at ColumbiaUniversity Medical Center.
RESULTS
There were 9680 deliveries from Jan.2008 through March2010. Of these, we
identified 30 tracings with a pH
7(0.3%). A total of 6 tracings were ex-cluded2 for gestational age less than34 weeks, 1 set of triplets and 1 mono-chorionic twin pair, and 1 for trisomy18. The last case was excluded as therewas only 15 minutes of tracing avail-able for interpretation. Therefore, ourfinal number of cases was 24.
We matched our 24 tracings with a pH7to24controlswithapH7.20.Base-line characteristics and obstetric compli-
cations were similar between the 2groups (Table 3), including gestationalage at delivery. However, there weremore cesarean deliveries in the pH 7group. Overall, the 5-tier system per-formed better than the 3-tier system inclassifying fetuses at risk of acidemia.The sensitivity and specificity for an or-
ange or redtracing was 79.2% and 100%,
respectively, with significantly more or-
ange and red tracings in the pH 7
group compared with controls (10/24,
41.7% vs 0%, P .001; 9/24, 37.5% vs
0%, P .001, respectively) (Table 4).
There were significantly more green,
blue, and yellow tracings in the normal
pH group compared with the pH 7
group (8/24, 33.3% vs 2/24, 8.3%, P
.033; 6/24, 25% vs 0/24, 0%, P .008;
10/24, 41.7% vs 3/24, 12.5%, P .023).
The 5-tier system also had a lower false-
negative rate (Table 5).
Using the 3-tier criteria, there was 1tracing in the pH 7 group that was
category I. The majority of tracings
werecategoryIIinboththepH 7(20/
24, 83%) and the control group (19/24,
79%) (Table 4). When comparing the2
groups, there was a nonsignificant
trend toward more category I tracings
in the control group (5/24, 20.8% vs
1/24, 4.2%, P .084) and more cate-
gory III tracings in the pH 7 group
(3/24, 12.5% vs 0/24, 0%, P .076)
(Table 4).
When neonatal outcomes were ana-
lyzed, both gender and birthweight
were similar between groups. As ex-
pected, neonatal morbidity was higher
in the pH7 group with a significantly
higher rate of NICU admissions and
higher rates of respiratory morbidity,
including supplemental oxygen use in
63% (15/24), continuous positive air-
way pressure (CPAP) in 50% (12/24),intubation in 13% (3/24), and respira-
tory distress syndrome (RDS) in 25%
(6/24) of cases (Table 6). There was a
higher rate of metabolic acidemia (11/
24, 46% vs 0/24, 0%, P .001) with a
mean base deficit of 12 in the pH 7
group and 3 in the pH7.20 group. In
TABLE 2
Three-tier FHR classificationsystem
Category.........................................................................................................
Category I:................................................................................................
Baseline rate: 110-160 beats perminute................................................................................................
Baseline variability: moderate................................................................................................
Late or variable decelerations: absent................................................................................................
Early decelerations: present or absent................................................................................................
Accelerations: present or absent.........................................................................................................
Category II:................................................................................................
Includes all tracings not categorizedas Category I or III
.........................................................................................................
Category III:................................................................................................
Absent baseline FHR variability andany of the following:................................................................................................
-Recurrent late decelerations................................................................................................
-Recurrent variable decelerations................................................................................................
-Bradycardia................................................................................................
Sinusoidal pattern...........................................................................................................
FHR, fetal heart rate.Adapted from Macones et al.5
Coletta.Acidemiaand FHRclassificationsystems.
Am JObstetGynecol 2012.
TABLE 3
Baseline characteristics and obstetric complications
Characteristic pH 7.2 Pvalue
Maternal age 31.4 31.3 .94..............................................................................................................................................................................................................................................
Nulliparous 15/24 (63%) 6/24 (25%) .09..............................................................................................................................................................................................................................................
Mean GA at delivery 38.7 38.8 .85..............................................................................................................................................................................................................................................
Antenatal compsa 12/24 (46%) 8/24 (33%) .25..............................................................................................................................................................................................................................................
Chorioamnionitis 2/24 (8%) 0/24 (0%) .15..............................................................................................................................................................................................................................................
Cesarean delivery 16/24 (67%) 4/24 (17%) .001..............................................................................................................................................................................................................................................
GA, gestational age.
a Included preterm labor, preterm premature ruptured membranes, diabetes, and hypertensive disorders.
Coletta.Acidemiaand FHRclassificationsystems. Am JObstet Gynecol 2012.
TABLE 4
Categorization of FHR tracings
Category pH 7.2, % Pvalue
Green 8.3 33.3 .033..............................................................................................................................................................................................................................................
Blue 0 25.0 .008..............................................................................................................................................................................................................................................
Yellow 12.5 41.7 .023..............................................................................................................................................................................................................................................
Orange 41.7 0 .001..............................................................................................................................................................................................................................................
Red 37.5 0 .001..............................................................................................................................................................................................................................................
Category I 4.2 20.8 .084..............................................................................................................................................................................................................................................
Category II 83.3 79.2 .719..............................................................................................................................................................................................................................................
Category III 12.5 0 .076..............................................................................................................................................................................................................................................
FHR, fetal heart rate.
Coletta.Acidemiaand FHRclassificationsystems. Am JObstet Gynecol 2012.
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addition, the mean 5-minute Apgarscore was significantly lower in the pH7 group (7.8 vs 9, P .001).
COMMENT
Principal findings of the study
When comparing the 2 classification sys-tems, we found that the 5-tier systemperformed better than the 3-tier systemin identifying fetuses at risk foracidemia.For a tracing categorized as either orangeor red, there was a 79% sensitivity and100%specificityforapH7withnofalse-positive results. Although our group re-cently published a study comparing thedifferent FHR classification systems andfound that 3-tier and 5-tier systems weresimilar in detecting very normal andvery abnormal tracings, the study didnot specifically evaluate fetal acidemia orneonatal outcome.11 To our knowledge,this is the first study in characterizng fetalpH.
3-tier vs 5-tier FHR classification
systems of EFM
The overall goal of the 3-tier system wasto make more specific recommendationsfor FHR pattern classification and intra-partum management. Its main criticismis the broad definitions within categoryII, inhibiting precise interpretation of fe-tal status, subsequent management, andultimate neonatal outcome. Twenty of24 tracings in the pH7groupand19of
24 tracings in the pH7.20 group wereclassified as category II, thus this cate-gory did not characterize fetal acidemiacompared with nonacidemic fetuses,based on our definitions. The purpose ofthe 5-tier system was to specifically clas-sify FHR patterns according to risk of fe-tal acidemia and risk of evolution to aworsening pattern, aiding obstetric
management. By using the 5-tier system,79%of fetal acidemia was correctly char-acterized by the presence of an orange or
red tracing, compared with only 12%with a category IIItracing.The 5-tier sys-tem includes more specific definitions,ultimately further delineating the trac-ings that would be included in categoryII. All tracings in the pH 7.20 group
were categorized as either blue, green, oryellow, thus ruling out neonatal aci-demia. Furthermore, no neonates in thisgroup were admitted to the NICU. Sim-ilarly, the 5-tier system better identifiedfetal tracings that resulted in lower neo-natal Apgar scores, admission to the in-tensive care unit, and subsequent oxygensupplementation. Although all fetuseswith a category III tracing were admittedto the NICU, this category only identi-fied 3 of the 24 cases, because of the very
strict criteria for category III, requiringeithera sinusoidal pattern or absent vari-ability as well as the presence of a brady-cardia, late, or variable decelerations.This differs from a red tracing as bothabsent or minimal variability with decel-erations will qualify.
It is clear that a category III fetal heartrate tracing is abnormal and conveys anincreased risk for fetal acidemia at thetime of observation. However, 83% ofthe tracings that resulted in significant
acidemia were category II, with noclearly defined management strategy. Al-though evidence of metabolic acidemiais only one of the criteria necessary toform the diagnosis of hypoxic ischemicencephalopathy, and the majority of ne-onates born with isolated acidemia donot meet the diagnosis for cerebral palsy,the ability to more accurately identify fe-tuses at risk would help decrease seriousmorbidity.
Strengths and limitations of the studyThe main strength of this study is that itis the first to directly compare the cur-rent 3-tier classifications with a previ-ously published system in characterizingfetal acidemia. The single reviewer wastrained by a workshop participant, andanalyzed each tracing before any knowl-edge of clinical history or outcome,avoiding the potential for bias. There areseveral limitations to this study. Thesmall sample size is reflective of the low
frequency of fetal acidemia and is thereason for the case-control study design.
TABLE 5
Statistical comparisons
Variable Sensitivity, % Specificity, % False negative, % False positive, %
Category I 20.8 95.8 76.0 ..............................................................................................................................................................................................................................................
Green 33.3 91.7 66.6 ..............................................................................................................................................................................................................................................
Blue 25 100 75.0 ..............................................................................................................................................................................................................................................
Green or blue 58.3 91.7 41.7 ..............................................................................................................................................................................................................................................
Category III 12.5 100 0..............................................................................................................................................................................................................................................
Orange 41.7 100 0..............................................................................................................................................................................................................................................
Red 37.5 100 0..............................................................................................................................................................................................................................................
Orange or red 79.2 100 0..............................................................................................................................................................................................................................................
Coletta.Acidemiaand FHRclassificationsystems. Am JObstet Gynecol 2012.
TABLE 6
Neonatal outcomesVariable pH7.2 Pvalue
Mean birthweight 3303 3261 .80..............................................................................................................................................................................................................................................
Mean Apgar 1 min 5.3 8.6 .001..............................................................................................................................................................................................................................................
Mean Apgar 5 min 7.8 9 .80..............................................................................................................................................................................................................................................
Mean base deficit 12 3 .001..............................................................................................................................................................................................................................................
NICU Admission 16/24 (67%) 0/24 (0%) .001..............................................................................................................................................................................................................................................
CPAP/Intubated 14/24 (58%) 0/24 (0%) .001..............................................................................................................................................................................................................................................
RDS 6/24 (25%) 0/24 (0%) .001..............................................................................................................................................................................................................................................
CPAP, continuous positive airway pressure; NICU, neonatal intensive care unit; RDS, respiratory distress syndrome
Coletta.Acidemiaand FHRclassificationsystems. AmJObstet Gynecol 2012.
www.AJOG.org Obstetrics Research
MARCH 2012 American Journal of Obstetrics &Gynecology 226.e4
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It is possible that the 3-tier system couldhave performed better with a larger sam-ple size; however, it is remarkable thatthe 5-tier system was able to differentiateacidemic from normal fetuses using thesame number of tracings. Larger datasets
maybe neededto corroborate these find-ings. In addition, it is possible that thesingle reviewer could have misclassifiedthe tracings, but the decision to haveonly 1 reviewer eliminatedthe possibilityfor interobserver variability and made itmore likely that the categories from the 2systems were concordant with the trac-ings (ie, green category I and red
category III). Finally, it is difficult tocomment on whether these findingswould be generalizable. The inter- and
intraobserver variability of the 3-tier sys-tem have been described.12 It would beinteresting to assess whether similarfindings could be obtained by other re-viewers or the same reviewer on a differ-ent occasion,but this is beyondthe scopeof this study.
CONCLUSION
The 5-tier classification system per-formed better than the 3-tier classifica-tion system in characterizing fetuses
with acidemia who required subsequent
admission to the NICU and respiratorysupport. Although the 5-tier system maybe cumbersome because of its complex-ity, it may be a worthy undertaking tobetter characterize abnormal tracingsthat subsequently result in fetal aci-
demia. Further research is needed to as-sess whether subcharacterizing the sec-ond category of the 3-tier system wouldproduce similar results. f
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