factors governing sorption of dissolved organic …...figure 2.4: solid-state 13c nmr spectrum of...
TRANSCRIPT
FACTORS GOVERNING SORPTION OF DISSOLVED ORGANIC MATTER AND PHARMACEUTICALS IN SOIL
by
Stephanie Clare Hofley
A thesis submitted in conformity with the requirements for the degree of Master of Science, Graduate Department of Chemistry, in the University of Toronto
© Copyright by Stephanie Clare Hofley (2012)
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Abstract “Factors governing sorption of dissolved organic matter and pharmaceuticals in soil” by Stephanie Clare Hofley (2012), for the degree of Master of Science, Graduate Department of Chemistry, in the University of Toronto.
Pharmaceuticals, personal care products and dissolved organic matter (OM) are introduced to
soil via irrigation with reclaimed wastewater. This thesis examines the basic factors that
influence sorption of these components in soil. Sorption of dissolved OM samples of varying
composition to clay surfaces was examined. Results indicate that preferential sorption is
dependent on clay type but not necessarily OM composition. Analysis of soils revealed
aliphatic components, carbohydrates and amino acids are prevalent at the soil-water interface
whereas aromatics are inaccessible at the soil-water interface. No clear relationship between
sorption affinity of 17β-estradiol, sulfamethoxazole, carbamazepine and phenanthrene and
soil OM aromaticity or aliphaticity was observed. A negative relationship between sorption
and O-alkyl content may be due to these components blocking contaminant access to high
affinity sorption sites. Therefore, application of reclaimed wastewater to soils with O-alkyl-
rich OM may result in higher mobility of contaminants.
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Acknowledgements I would like to extend my gratitude to Professor Myrna Simpson for her guidance throughout
my research. As well, I would like to thank my committee members; Professor Andre
Simpson for his assistance with the NMR and Professor Frank Wania for reviewing this
thesis.
I would like to thank my colleagues for their support. In particular, I would like to thank Dr.
Denis Courtier-Murias and Dr. Ronald Soong for their assistance in acquiring and analyzing
the NMR spectra.
Funding for this research was provided by the NSERC-BARD Canada-Israel Research
Program (CA-9114-09). I would like to acknowledge the University of Toronto for financial
support through the U of T fellowship, the Relocation Assistance Award and the SGS
Conference Grant. Financial assistance from the Ontario Graduate Scholarship Program is
also appreciated.
I would like to thank my family, boyfriend and friends for their love and encouragement. I
especially want to thank my boyfriend for his patience and assistance with proofreading as
well as my mom for everything she has done to help me achieve my goals.
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Table of Contents Abstract ..................................................................................................................................... ii
Acknowledgements .................................................................................................................. iii
Table of Contents ..................................................................................................................... iv
List of Tables ........................................................................................................................... vi
List of Figures ......................................................................................................................... vii
List of Appendices ................................................................................................................. viii
Chapter 1: Introduction ............................................................................................................. 1
1.1. Reclaimed wastewater.................................................................................................... 1
1.2. Pharmaceuticals and personal care products in sewage treatment plants ...................... 1
1.3. Fate of pharmaceuticals and personal care products in soil ........................................... 2
1.4. Sorption of pharmaceuticals and personal care products ............................................... 4
1.4.1. Relationships between sorption and soil OM composition ..................................... 4
1.4.2. Dual-mode sorption model ..................................................................................... 5
1.5. OM in the soil environment ........................................................................................... 6
1.6. Sorption of OM .............................................................................................................. 7
1.6.1. Preferential sorption of OM to minerals ................................................................. 7
1.6.2. Zonal model of organo-mineral interactions ........................................................... 9
1.7. Sorption mechanisms ................................................................................................... 10
1.7.1. Hydrophobic effects .............................................................................................. 10
1.7.2. Cation and water bridging ..................................................................................... 11
1.7.3. Cation and anion exchange ................................................................................... 12
1.7.4. Ligand exchange ................................................................................................... 13
1.8. Objectives .................................................................................................................... 14
1.9. References .................................................................................................................... 17
1.10. Figures ........................................................................................................................ 23
Chapter 2: Nuclear Magnetic Resonance (NMR) Analysis of Soil Organic Matter at the Solid-Water Interface ............................................................................................................. 25
2.1. Introduction .................................................................................................................. 25
2.2. Materials and Methods ................................................................................................. 28
2.2.1. Organo-clay complex preparation and carbon analysis ........................................ 28
2.2.2. Soil samples and preparation ................................................................................ 30
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2.2.3. NMR analysis of dissolved OM and organo-clay complexes ............................... 31
2.2.4. NMR analysis of soils and humin ......................................................................... 33
2.3. Results and Discussion ................................................................................................ 34
2.3.1. NMR characterization of dissolved OM and organo-clay complexes .................. 34
2.3.2. NMR characterization of soils and humin ............................................................ 42
2.4. Conclusions .................................................................................................................. 45
2.5. References .................................................................................................................... 47
2.6. Tables ........................................................................................................................... 51
2.7. Figures .......................................................................................................................... 52
Chapter 3: Sorption of Carbamazepine, Sulfamethoxazole, 17β-Estradiol and Phenanthrene to Soils with Varying Organic Matter Composition ............................................................... 59
3.1. Introduction .................................................................................................................. 59
3.2. Materials and Methods ................................................................................................. 63
3.2.1. Soil and mineral samples ...................................................................................... 63
3.2.2. Solid-state 13C NMR analysis ............................................................................... 64
3.2.3. Batch sorption experiments ................................................................................... 65
3.3. Results and Discussion ................................................................................................ 68
3.3.1. Sorbent characteristics .......................................................................................... 68
3.3.2. Sorption coefficients ............................................................................................. 70
3.3.3. Comparison of measured and calculated sorption coefficients ............................. 72
3.3.4. Relationship between sorption and OM structure ................................................. 74
3.4. Conclusions .................................................................................................................. 79
3.5. References .................................................................................................................... 81
3.6. Tables ........................................................................................................................... 87
3.7. Figures .......................................................................................................................... 90
Chapter 4: Summary and Synthesis ........................................................................................ 92
4.1. References .................................................................................................................... 96
Appendices .............................................................................................................................. 98
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List of Tables
Table 2.1: Solution-state 1H NMR integration results for the dissolved OM isolates prior to sorption. .................................................................................................................................. 51
Table 3.1: Selected chemical and physical properties of the contaminants. ........................... 87
Table 3.2: Solid-state 13C NMR integration results for soil samples used in sorption studies. ................................................................................................................................................. 87
Table 3.3: Freundlich and linear sorption isotherm parameters for contaminant sorption to various soils. Contaminant abbreviations are as follows: carbamazepine (CBZ), sulfamethoxazole (SMX), 17β-estradiol (E2) and phenanthrene (PHN). ............................... 88
Table 3.4: Sorbate descriptors for the studied contaminants. Abbreviations are as follows: excess molar refractivity (E), molar volume (V), H-bond acidity (A) and basicity (B) and dipolarity/ polarizability (S). ................................................................................................... 89
Table 3.5: Linear regression parameters for the relationship between organic carbon normalized sorption coefficients (Koc) and O-alkyl carbon content. ...................................... 89
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List of Figures
Figure 1.1: Possible fates of contaminants introduced to the soil environment. Reprinted from: Agriculture, Ecosystems & Environment, Vol 120, Müller, K., Magesan, G.N., Bolan, N.S., A critical review of the influence of effluent irrigation on the fate of pesticides in soil., 93-116, Copyright (2007), with permission from Elsevier ..................................................... 23
Figure 1.2: Zonal model of organo-mineral interactions. With kind permission from Springer Science + Business Media: Biogeochemistry, A conceptual model of organo-mineral interactions in soils: Self-assembly of organic molecular fragments into zonal structures on mineral surfaces, Vol 85, 2007, 9-24, Kleber, M., Sollins, P., Sutton, R., Figure 2. .............. 24
Figure 2.1: 1H solution-state NMR spectra in D2O of the dissolved OM isolates, a) forest soil-derived dissolved OM, b) Leonardite humic acid and c) Peat humic acid, prior to sorption to clay mineral surfaces. ........................................................................................... 52
Figure 2.2: 1H HR-MAS NMR spectra of organo-kaolinite complexes swollen in a) D2O and b) DMSO-d6. Enlargements (×16) of the aromatic regions are provided in the boxes above the spectra. .............................................................................................................................. 53
Figure 2.3: 1H HR-MAS NMR spectra of organo-montmorillonite complexes swollen in a) D2O and b) DMSO-d6. Enlargements (×16) of the aromatic regions are provided in the boxes above the spectra. .................................................................................................................... 54
Figure 2.4: Solid-state 13C NMR spectrum of the HF treated Northern Grassland Soil. 1H HR-MAS NMR spectra of the untreated soil (in D2O and DMSO-d6) are also shown. Aromatic regions of the 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents. .................................................................................................................................. 55
Figure 2.5: Solid-state 13C NMR spectrum of the HF treated Southern Grassland Soil. 1H HR-MAS NMR spectra of the untreated soil (in D2O and DMSO-d6) are also shown. Aromatic regions of the 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents. .................................................................................................................................. 56
Figure 2.6: Solid-state 13C NMR spectrum and 1H HR-MAS NMR spectra of the untreated Peat soil (in D2O and DMSO-d6). Aromatic regions of 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents. ...................................................... 57
Figure 2.7: Solid-state 13C NMR spectrum of HF treated humin isolated from the Northern Grassland Soil. 1H HR-MAS NMR spectra of the untreated soil (in D2O and DMSO-d6) are also shown. Aromatic regions of 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents. ...................................................................................................... 58
Figure 3.1: Solid-state 13C cross polarization-magic angle spinning (CP-MAS) NMR spectra and organic carbon content of soils. ....................................................................................... 90
Figure 3.2: Relationships between organic carbon normalized sorption coefficients (Koc) and soil a) alkyl carbon content, b) aromatic carbon content and c) O-alkyl carbon content. ...... 91
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List of Appendices
Appendix A: Sorption Isotherms ............................................................................................ 98
Appendix B: Aqueous-Phase Concentrations and Equilibrium Solid-Phase Concentrations for Contaminant Sorption to Soil ................................................................................................ 102
Appendix C: Relationships between Distribution Coefficients and Fraction of Organic Carbon ................................................................................................................................... 107
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Chapter 1: Introduction
1.1. Reclaimed wastewater
The application of reclaimed wastewater for irrigation purposes is a way to reduce the
demand for potable water (Kinney et al., 2006; Ternes et al., 2007; Tamtam et al., 2011).
Unfortunately, concern about this practice has arisen as a variety of pharmaceuticals and
personal care products have been detected in wastewater effluents as well as fields which
have been irrigated by this method (Carballa et al., 2004; Braga et al., 2005; Castiglioni et al.,
2006; Kinney et al., 2006; Xu et al., 2007; Jelic et al., 2011; Tamtam et al., 2011; Zhang et
al., 2011). Also present in reclaimed wastewater is a considerable amount of dissolved
organic matter (OM) which is co-introduced to soil with the pharmaceuticals and personal
care products (Katsoyiannis and Samara, 2007). It is necessary to understand how these
components will interact with each other as well as soil components in order to predict their
fate and transport in the environment and to make educated decisions regarding the use of
reclaimed wastewater for irrigation.
1.2. Pharmaceuticals and personal care products in sewage treatment plants
Pharmaceuticals and personal care products enter the sewage system either through excretion
from the human body in an unmetabolized form or by flushing down toilets or drains
(Carballa et al., 2004; Braga et al., 2005; Castiglioni et al., 2006; Jelic et al., 2011). Once
contaminants enter a sewage treatment plant the possible mechanisms for removal from
wastewater include sorption to sewage sludge, volatilization and/or chemical or biological
transformation (Omil et al., 2010). However, the majority of treatment plants were built prior
to the discovery that pharmaceuticals and personal care products act as water contaminants
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and were therefore not designed for their effective removal (Kinney et al., 2006). Oftentimes,
these contaminants are resistant to degradation, have a low volatility, and are fairly water
soluble which results in low sorption to sludge (Carballa et al., 2004; Perez et al., 2005; Omil
et al., 2010). Even for compounds which are moderately biodegradable, often the hydraulic
retention time (which describes the length of time which a soluble contaminant will reside in
a sewage treatment plant) is not long enough to allow for complete removal (Perez et al.,
2005; Omil et al., 2010). Whereas additional treatments such as nitrification, enhanced
chemical treatment, oxidation and ozonation may increase the removal of more persistent
compounds, there is a significant cost involved in implementing these technologies in older
treatment plants (Perez et al., 2005; Castiglioni et al., 2006; Xu et al., 2007; Caliman and
Gavrilescu, 2009). The inefficient removal of many pharmaceuticals and personal care
products within treatment plants therefore results in their discharge to the environment
(Carballa et al., 2004; Braga et al., 2005; Castiglioni et al., 2006; Xu et al., 2007; Jelic et al.,
2011; Zhang et al., 2011).
1.3. Fate of pharmaceuticals and personal care products in soil
The hazards associated with the presence of pharmaceuticals and personal care products in
soils are still under investigation (Brooks et al., 2009; Caliman and Gavrilescu, 2009). There
is concern that constant exposure to low levels of antibiotics will cause the development of
resistant bacteria (Thiele-Bruhn et al., 2004; Hou et al., 2010). Furthermore, it has been
shown that certain pharmaceuticals can negatively impact the growth and germination of
crops which would be detrimental to agriculture (Boxall et al., 2006; D'Abrosca et al., 2008;
Aristilde et al., 2010). Current interest therefore lies in determining the typical classes and
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concentrations of pharmaceuticals and personal care products released to the soil through
reclaimed wastewater as well as their fate in the environment (Brooks et al., 2009; Caliman
and Gavrilescu, 2009; Pan et al., 2009).
Once introduced to soil, there are a variety of processes which a contaminant could undergo
(Fig. 1.1). Sorption through interactions with soil minerals and/or OM is one such process
(Semple et al., 2003; Sparks, 2003). This may reduce the bioavailability of the contaminant
and therefore its biodegradability which could result in accumulation in upper soil layers
(Semple et al., 2003; McAllister and Semple, 2010). It has been determined that certain
pharmaceuticals and personal care products are mobile in soil which leads to leaching and
detection of these contaminants in groundwater (Ternes et al., 2007; Barnes et al., 2008; Xu
et al., 2010). Pharmaceuticals have also been detected in plants such as soybeans, carrot roots
and lettuce leaves grown on wastewater irrigated fields (Boxall et al., 2006; Wu et al., 2010).
Concentrations of individual pharmaceuticals and personal care products may be low and
some may even be metabolized in the plants, but humans may still be exposed to mixtures for
which the potential health effects of long-term exposure are unknown (Boxall et al., 2006).
Plant uptake of pharmaceuticals generally occurs as a partitioning process from soil water to
the plant root and is most favorable for compounds of intermediate hydrophobicity (Wu et
al., 2010). If a contaminant is removed from solution through sorption to soil, its ability to
partition into roots is reduced (Wu et al., 2010). An understanding of the factors influencing
sorption of pharmaceuticals and personal care products is necessary as this process is central
in determining contaminant fate. Sorption limits leaching and groundwater contamination as
well as reduces the bioavailability of contaminants and therefore reduces the potential for
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biodegradation and uptake into plants (Semple et al., 2003; Ternes et al., 2007; McAllister
and Semple, 2010; Wu et al., 2010).
1.4. Sorption of pharmaceuticals and personal care products
1.4.1. Relationships between sorption and soil OM composition
The sorption of pharmaceuticals and personal care products to soils and sediments is a
relatively recent area of research and therefore, more studies are required as many aspects are
still poorly understood (Halling-Sørensen et al., 1998; Pan et al., 2009; Pignatello et al.,
2010). Pharmaceutical and personal care product sorption and mobility has been related to
the OC content and mineral content of soils as well as properties of the contaminant such as
solubility and log Kow (Lee et al., 2003; Oppel et al., 2004; Yu et al., 2004; Drillia et al.,
2005; Williams et al., 2006; Chefetz et al., 2008; Sanders et al., 2008; Xu et al., 2009;
Karnjanapiboonwong et al., 2010). However, extensive research with other classes of
contaminants has shown that sorption is related not only to OC content but also to the
composition of the soil OM (Chin et al., 1997; Xing, 1997; Chiou et al., 1998; Perminova et
al., 1999; Chefetz et al., 2000; Mao et al., 2002; Salloum et al., 2002; Niederer et al., 2007).
Many studies have observed positive correlations between sorbent OM aromaticity and Koc
values of a contaminant in such OM (Chin et al., 1997; Xing, 1997; Chiou et al., 1998;
Perminova et al., 1999; Niederer et al., 2007). Other studies have suggested that aliphatic
components of OM have a higher sorption affinity for contaminants (Chefetz et al., 2000;
Mao et al., 2002; Salloum et al., 2002; Wang et al., 2011). A third hypothesis is that neither
OM aromaticity nor aliphaticity alone are well correlated to the degree of contaminant
sorption but that OM conformation and accessibility must also be considered (Simpson et al.,
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2003; Chen et al., 2005; Bonin and Simpson, 2007b; Chefetz and Xing, 2009). These
observations may also apply to the sorption of pharmaceuticals and personal care products
but there are relatively few studies on the relationships between sorption of these
contaminants and OM composition (Yamamoto et al., 2003; Thiele-Bruhn et al., 2004; Bonin
and Simpson, 2007a; Sun et al., 2007; Hou et al., 2010). There have been studies involving
sorption of a large variety of polar and non-polar organic contaminants, including some with
chemical and physical properties similar to those of pharmaceuticals and personal care
products (Niederer et al., 2007; Bronner and Goss, 2011). However, these studies have also
not reached a general consensus regarding which soil OM properties govern sorption
(Niederer et al., 2007; Bronner and Goss, 2011). Therefore, which components of soil OM
are most important for sorption of pharmaceuticals and personal care products requires
further study.
1.4.2. Dual-mode sorption model
Another way of describing sorption of contaminants to OM is referred to as the dual-mode
sorption model and separates OM into two domains: glassy or condensed/rigid and rubbery
or expanded (Xing et al., 1996; Xing and Pignatello, 1997). The dual-mode sorption model
developed from observations that OM is a polymer-like species composed of
macromolecules and therefore can act in a similar fashion to polymers (Xing et al., 1996;
Xing and Pignatello, 1997). Sorption of contaminants to the rubbery domain is thought to
occur via dissolution or partitioning mechanisms (Xing et al., 1996; Xing and Pignatello,
1997; Huang et al., 2003). As sorption to this domain is nonspecific, it is concentration-
independent and results in a linear sorption isotherm (Xing et al., 1996; Xing and Pignatello,
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1997). Components of soil OM which may contribute to the rubbery domain include:
amorphous polymethylene and polysaccharides such as cellulose and chitin (Xing et al.,
1996; Mao et al., 2002). The glassy or condensed domain is thought to be associated with a
hole-filling mechanism which occurs through adsorption rather than partitioning and may
account for as much as 68% of total sorption (Xing et al., 1996; Xing and Pignatello, 1997;
Huang et al., 2003). These are site-specific interactions with a maximum amount of
contaminant that can be adsorbed to the surface (Xing et al., 1996; Xing and Pignatello,
1997). Competition between contaminants is observed and sorption levels off with increasing
contaminant concentration resulting in isotherm non-linearity (Xing et al., 1996; Xing and
Pignatello, 1997). The main contributors to the glassy domain are thought to be aromatic
compounds as they have been shown to be more rigid than aliphatic compounds and inverse
relationships between sorbent aromaticity and sorption linearity have been observed (Chien
and Bleam, 1998; Xing, 2001; Chefetz and Xing, 2009).
1.5. OM in the soil environment
OM is important for soil fertility and nutrient cycling, helps to retain water and reduces
erosion (Weil and Magdoff, 2004). In addition to dissolved OM introduced via irrigation
with reclaimed wastewater, sources of OM in soils include plant litter, microbial biomass and
organic amendments such as manures or biosolids (Kalbitz et al., 2000; Ohno et al., 2007).
Sorption to minerals can reduce the biodegradation of OM either through the formation of
strong chemical bonds or by trapping in pores which limits accessibility for microorganisms
(Kalbitz et al., 2005; Mikutta et al., 2007). In this way, molecules which are expected to
degrade rapidly such as simple carbohydrates and low molecular weight organic acids may in
7
fact prove to be more recalcitrant in soils (Kalbitz et al., 2005; Mikutta et al., 2007).
Therefore, sorption greatly influences global carbon cycling and leads to soil being one of the
largest sinks for organic carbon with approximately 1600 Pg of carbon stored in the top 100
cm of soils (Eswaran et al., 1993). As well, a layer of OM can drastically alter mineral
surface properties such as surface charge density or hydrophobicity when as little as 0.1% of
the surface is covered (Schwarzenbach and Westall, 1981; Murphy et al., 1990; Day et al.,
1994). Often, the result is an increase in the sorption of organic contaminants on OM coated
minerals in comparison to uncoated minerals (Murphy et al., 1990; Wang and Xing, 2005).
OM plays a key role in determining the transport of contaminants in the soil environment
since OM retained on the mineral surface may decrease contaminant mobility by providing
additional binding sites through a cumulative sorption mechanism (Totsche and Kögel-
Knabner, 2004; Müller et al., 2007; Chefetz et al., 2008). Dissolved OM may conversely
increase the mobility of contaminants through the formation of soluble complexes or by
acting as a competitor for soil binding sites (Kan and Tomson, 1990; Totsche and Kögel-
Knabner, 2004; Müller et al., 2007; Chefetz and Xing, 2009). For these reasons, it is
necessary to understand the fundamental processes controlling sorption of OM to minerals.
1.6. Sorption of OM
1.6.1. Preferential sorption of OM to minerals
Sorption experiments of OM to mineral surfaces show saturation behaviour suggesting that
minerals have a limited number of sorption sites (Day et al., 1994; Kalbitz et al., 2000). As
well, it has been shown that previously sorbed soil OM can reduce the sorption of newly
added dissolved OM and that removal of sorbed OM may reveal additional sorption sites
8
(Kaiser and Zech, 2000; Jin et al., 2008). This limited number of sorption sites in soil leads to
competition and preferential sorption of certain OM components and which components are
retained is influenced by different environmental factors (Namjesnik-Dejanovic et al., 2000;
Chorover and Amistadi, 2001; Feng et al., 2005; Wang and Xing, 2005; Majzik and
Tombacz, 2007; Ghosh et al., 2009). Many studies have shown that preferential sorption of
OM components is dependent on the types of mineral surfaces present in the soil (Chorover
and Amistadi, 2001; Feng et al., 2005; Wang and Xing, 2005; Ghosh et al., 2009). Different
components of peat humic acid were observed to sorb on three different mineral surfaces,
kaolinite, montmorillonite and goethite (Ghosh et al., 2009). Kaolinite retained more non-
polar aliphatic compounds and carbohydrates, montmorillonite preferentially retained
paraffinic fractions and OM containing many carboxylate groups and aromatic fractions were
preferentially sorbed to goethite (Ghosh et al., 2009). Another group used molar absorptivity
of an OM solution as a measure of sample aromaticity and observed a decrease upon sorption
to goethite and birnessite suggesting preferential sorption of aromatic fractions but observed
no change after sorption to montmorillonite (Chorover and Amistadi, 2001). Characterization
of OM extracted from different mineral surfaces showed that a large amount of aliphatic
compounds were associated with both smectite and kaolinite surfaces (Wattel-Koekkoek et
al., 2001; Clemente et al., 2011). However, kaolinite was associated with a large number of
polysaccharides while more aromatic compounds were extracted from the smectite surface
(Wattel-Koekkoek et al., 2001). Furthermore, it has been shown that preferential sorption can
vary with experimental conditions such as pH, ionic strength, and solution cation, as well as
the dominant exchangeable cation on the mineral surface (Namjesnik-Dejanovic et al., 2000;
Feng et al., 2005; Majzik and Tombacz, 2007; Polubesova et al., 2008). One study observed
9
that lowering the solution pH from 7 to 4 reduced the sorption of peptides to montmorillonite
(Feng et al., 2005). Another group observed preferential sorption of aromatic components to
Fe3+-enriched montmorillonite but not Cu2+-enriched or crude-montmorillonite (Polubesova
et al., 2008). It has been suggested that the observed differences in preferential sorption may
be governed by which mechanism of interaction (see section 1.7) is dominant for a particular
mineral type or for different solution conditions (Wattel-Koekkoek et al., 2001; Feng et al.,
2005; Polubesova et al., 2008).
1.6.2. Zonal model of organo-mineral interactions
Recently, a zonal model has been proposed for the sorption of OM to mineral surfaces (Fig.
1.2) which suggests that OM is retained in zones namely the contact zone, the hydrophobic
zone and the kinetic zone (Kleber et al., 2007). The contact zone is composed of the fraction
of OM which is directly attached to the mineral surface (Kleber et al., 2007). The OM in this
zone is the most strongly sorbed and is thought to account for around 65% of the OM
coverage of mineral surfaces (Kleber et al., 2007). This layer is formed relatively quickly and
may interact favorably with other organic molecules to reduce their mobility in the soil
(Kleber et al., 2007). In particular, the authors suggest that proteins play an important role in
the formation of this zone since these molecules interact strongly with certain mineral
surfaces and contain a variety of functional groups which can provide additional binding sites
for other organic molecules (Kleber et al., 2007). If the molecules in contact with mineral
surface increase the hydrophobicity of the surface, the hydrophobic zone may form (Kleber
et al., 2007). Amphiphilic moieties may orient themselves in such a way that the hydrophobic
tails interact with the molecules on the surface and the polar ends point outwards to shield the
10
hydrophobic area from water molecules (Kleber et al., 2007). This zone may take a longer
period of time to form but once sorbed should be relatively stable (Kleber et al., 2007).
Finally, molecules which are retained in the outer region form the kinetic zone (Kleber et al.,
2007). These molecules are loosely retained and are therefore in rapid exchange with the
solution (Kleber et al., 2007). This model highlights the importance of OM-OM interactions
and not simply OM-mineral interactions for the sorption and preservation of OM.
1.7. Sorption mechanisms
Multiple mechanisms have been identified through which OM can interact with mineral
surfaces and contaminants can interact with soil components. These mechanisms include
hydrophobic effects and van der Waals forces, cation or water bridging, cation or anion
exchange, ligand exchange and hydrogen bonding (Voice and Weber, 1983; Arnarson and
Keil, 2000; Sparks, 2003; von Lutzow et al., 2006). The dominant mechanism may depend
on the properties of both the sorbent (solid phase) and the sorbate (ion or molecule in
solution; Arnarson and Keil, 2000). Furthermore, certain binding mechanisms may be most
effective under different soil conditions such as pH or ionic strength as described below
(Arnarson and Keil, 2000).
1.7.1. Hydrophobic effects
Hydrophobic effects describe the combination of molecules being driven from water towards
a soil or mineral surface and the interaction between these molecules and the surface via van
der Waals forces (Voice and Weber, 1983; von Lutzow et al., 2006). These are most
important for contaminants or OM molecules which contain few functional groups and are
11
neutral at the pH of the soil (Arnarson and Keil, 2000). Water must adapt a highly ordered
structure which mimics crystalline ice to solvate a non-polar molecule (Voice and Weber,
1983). For this reason, hydrophobic effects are entropically driven as water is able to adapt a
less ordered arrangement after the OM or contaminant is driven from solution towards the
surface (Voice and Weber, 1983; Arnarson and Keil, 2000). The approach of the non-polar
molecules towards the surface causes electron density to shift creating temporary dipoles
which results in a relatively weak attraction between the non-polar molecules and the soil or
mineral (van der Waals interactions; Voice and Weber, 1983; Sparks, 2003; von Lutzow et
al., 2006). It has been suggested that sorption may occur through a combination of
hydrophobic effects and other mechanisms to increase the strength of the interaction
(Simpson et al., 2006; Kang and Xing, 2007). For example, long chain fatty acids may first
interact via the carboxylate group following which the hydrophobic tail may be able to better
displace water molecules from the surface and sorb through van der Waals interactions
(Simpson et al., 2006; Kang and Xing, 2007).
1.7.2. Cation and water bridging
Cation and water bridging are mechanisms which occur through coulombic attraction and
allow a molecule with a negatively charged functional group to sorb to a negatively charged
surface (Arnarson and Keil, 2000; von Lutzow et al., 2006). With the cation bridging
mechanism, cations on the surface reduce electrostatic repulsion and form an inner-sphere
complex with the surface and ligand, therefore acting as a bridge between the two (Sparks,
2003; von Lutzow et al., 2006; Sposito, 2008). If a water molecule inserts itself between the
cation and the functional group, a less tightly bound outer-sphere complex is formed and the
12
mechanism is termed water bridging (Arnarson and Keil, 2000; Sparks, 2003). The
importance of these two mechanisms is influenced by the valence of the cations present in
solution since polyvalent ions are able to form better bridges than monovalent cations
(Arnarson and Keil, 2000; Feng et al., 2005; von Lutzow et al., 2006; Polubesova et al.,
2008). For example, humic acid sorption to mineral surfaces has been observed to increase in
the presence of Ca2+ compared to Na+ and Fe3+ compared to Cu2+ (Feng et al., 2005;
Polubesova et al., 2008). Similarly, increasing the ionic strength of the solution will favour
sorption through a cation or water bridging mechanism (Feng et al., 2005). For interactions
with mineral oxides or hydroxyl groups of OM, the relevance of the mechanisms is a
function of pH as surface hydroxyl groups will only be deprotonated under basic conditions
(Arnarson and Keil, 2000; Sposito, 2008). Conversely, minerals such as montmorillonite
have a more permanent negative charge due to extensive isomorphic substitution during
weathering which is where a cation of similar size but lower valence displaces another in the
crystal lattice (i.e. Al3+ is replaced by Mg2+ or Si4+ is replaced by Al3+; Sparks, 2003).
Therefore, sorption to these minerals may occur through cation or water bridging regardless
of pH and indeed it has been suggested that a large amount of OM is sorbed to
montmorillonite through a cation or water bridge (Wattel-Koekkoek et al., 2001).
1.7.3. Cation and anion exchange
Cation and anion exchange are additional mechanisms driven by coulombic attraction
(Arnarson and Keil, 2000; Sparks, 2003). For these mechanisms, a charged molecule
displaces an inorganic ion of the same charge from the mineral surface (Arnarson and Keil,
2000). For example, with cation exchange, the surface is negatively charged while the
13
sorbate in this case is positively charged (Arnarson and Keil, 2000). The organic cation then
displaces an inorganic cation and interacts directly with the surface (Arnarson and Keil,
2000). At acidic pH, surface hydroxyl groups may be positively charged and anionic
exchange becomes a viable mechanism (Arnarson and Keil, 2000; Sposito, 2008). If these
mechanisms are dominant then sorption should decrease with increasing ionic strength since
there will be more competition between inorganic and organic ions (Arnarson and Keil,
2000).
1.7.4. Ligand exchange
Ligand exchange involves the displacement of a surface hydroxyl group by a hydroxyl or
carboxyl group of the OM or contaminant (Arnarson and Keil, 2000; Sparks, 2003; von
Lutzow et al., 2006). This mechanism is expected to be dominant for OM-mineral sorption
when the soil contains metal oxides such as goethite which have a high density of surface
hydroxyl groups but may also occur at mineral edges of aluminosilicates (Arnarson and Keil,
2000). This mechanism is also highly pH dependent (von Lutzow et al., 2006; Sposito,
2008). Ligand exchange is much more favourable at acidic pH since the metal-oxygen bond
is weakened and surface hydroxyl groups remain protonated which makes them better
leaving groups (von Lutzow et al., 2006; Sposito, 2008). As multiple hydroxide ions can be
released, an increase in solution pH following sorption could indicate a ligand exchange
mechanism (Chorover and Amistadi, 2001). Similarly, ligand exchange is exothermic so if
this mechanism is dominant, sorption should decrease as temperature increases (Arnarson
and Keil, 2000; von Lutzow et al., 2006).
14
1.8. Objectives
For the reasons previously discussed, it is necessary to understand the factors that will
influence sorption of both dissolved OM and pharmaceuticals and personal care products that
are released to soil through irrigation with reclaimed wastewater. Sorption of OM may
reduce its mineralization and lower emissions of carbon dioxide while sorption of
pharmaceuticals and personal care products will reduce the risk of groundwater
contamination or uptake into plants (Semple et al., 2003; Ternes et al., 2007; McAllister and
Semple, 2010; Wu et al., 2010). Furthermore, sorption of OM may influence the mobility of
these contaminants in soil (Kan and Tomson, 1990; Totsche and Kögel-Knabner, 2004;
Müller et al., 2007; Chefetz and Xing, 2009). Therefore, this project consists of two parts
designed to gain a fundamental understanding of the interactions occurring between soil
minerals, OM and pharmaceuticals and personal care products. First, the sorption of
dissolved OM to mineral surfaces is analyzed and compared with the types of OM present at
the soil-water interface. As previous studies of OM sorption have focused on the sorption of
single OM samples to various mineral surfaces, in this case, the preferential sorption of OM
samples of differing composition is observed. This is done to determine whether the initial
composition of OM influences preferential sorption which is important as the composition of
OM inputs can vary based on vegetation, microbial activity and diversity, and other
environmental factors such as temperature, moisture and management practice (Baldock et
al., 1992; Guggenberger et al., 1995; Zech et al., 1997; Quideau et al., 2001). Second, the
sorption of certain pharmaceuticals and personal care products to soils and mineral samples
is studied. Soils with differing organic carbon content and composition are used as sorbents
to evaluate which soil characteristics govern interactions with these contaminants: mineral
15
content, organic carbon content or OM composition. Sorption of different pharmaceuticals
and personal care products is observed to evaluate how the chemical and physical properties
of these contaminants influence sorption.
The overall objectives of this research are to:
1. Determine which components of three different dissolved OM samples are
preferentially sorbed to clay surfaces using nuclear magnetic resonance (NMR)
spectroscopy
2. Compare OM sorbed to clay surfaces with OM present at the soil-water interface
3. Quantify the sorption of certain pharmaceutical and personal care products to clay
surfaces and soil samples of varying organic carbon content and composition to
determine which soil characteristics influence sorption
4. Study the sorption of contaminants with different chemical and physical properties to
determine the role of these properties on sorption to soil
This thesis contains two subsequent chapters and a short summary/synthesis. Chapter two
describes the sorption of three dissolved OM samples of varying composition to the clay
minerals kaolinite and montmorillonite. In addition, this chapter presents 1H high resolution-
magic angle spinning NMR spectra of whole soils to allow comparison of OM components
present at the soil-water interface to the components sorbed to mineral surfaces. Chapter
three focuses on the sorption of four contaminants, carbamazepine, sulfamethoxazole, 17β-
estradiol and phenanthrene to soils and clays. 13C cross polarization-magic angle spinning
16
NMR spectra of the soils are included as well as relationships between the soil OM
composition and sorption affinity. Sorption isotherms and relationships between distribution
coefficients (Kd) and the fraction of organic carbon (foc) in each soil are also included as
appendices. This study will improve our understanding of the interactions of wastewater
constituents with soil and assist in making informed decisions regarding the further use of
reclaimed water for irrigation.
17
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18
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19
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1.10. Figures
Figure 1.1: Possible fates of contaminants introduced to the soil environment. Reprinted from: Agriculture, Ecosystems & Environment, Vol 120, Müller, K., Magesan, G.N., Bolan, N.S., A critical review of the influence of effluent irrigation on the fate of pesticides in soil., 93-116, Copyright (2007), with permission from Elsevier
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Figure 1.2: Zonal model of organo-mineral interactions. With kind permission from Springer Science + Business Media: Biogeochemistry, A conceptual model of organo-mineral interactions in soils: Self-assembly of organic molecular fragments into zonal structures on mineral surfaces, Vol 85, 2007, 9-24, Kleber, M., Sollins, P., Sutton, R., Figure 2.
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Chapter 2: Nuclear Magnetic Resonance (NMR) Analysis of Soil Organic Matter at the Solid-Water Interface 1
2.1. Introduction
The sorptive preservation of organic matter (OM) on mineral surfaces is hypothesized to
govern OM dynamics in soils and sediments (Keil et al., 1994; Kaiser and Guggenberger,
2000). For example, the mineralization of dissolved OM has been observed to decrease upon
sorption to mineral surfaces which may be a result of either chemical or physical stabilization
(Kalbitz et al., 2005; Mikutta et al., 2007). As soil is one of the largest sinks for organic
carbon, with approximately 1600 Pg of carbon stored in the top 100 cm (Eswaran et al.,
1993), organo-clay interactions which may aid in protection from mineralization are
important for global biogeochemical cycling especially in a changing world (Davidson and
Janssens, 2006; Smith et al., 2008). OM sorption to clay surfaces also alters mineral surface
properties such as surface charge density or hydrophobicity (Murphy et al., 1990; Day et al.,
1994). Furthermore, the sorption of environmentally persistent organic contaminants on wet
mineral surfaces is typically low however, contaminant sorption has been observed to
increase after coating with dissolved OM or humic substances (Murphy et al., 1990; Feng et
al., 2006). Consequently, identifying the precise mechanisms involved in OM-mineral
interactions is important for understanding OM biogeochemistry in soils as well as its role in
contaminant transport.
1 Manuscript submitted to Organic Geochemistry. Stephanie C. Hofley and Myrna J. Simpson wrote the manuscript and received comments from Andre J. Simpson, Denis Courtier-Murias and Ronald Soong. Stephanie C. Hofley isolated the dissolved OM and prepared the organo-clay complexes. Stephanie C. Hofley, Myrna J. Simpson, Andre J. Simpson, Denis Courtier-Murias, Ronald Soong and David J. McNally acquired and analyzed the NMR spectra.
26
The sorption capacity of soils is limited which leads to competition for sorption sites and
preferential sorption of specific OM components (Kalbitz et al., 2000). Previous studies have
examined the sorption of OM and have determined that the characteristics of the
preferentially sorbed components are dependent on the type of mineral surface (Chorover and
Amistadi, 2001; Feng et al., 2005; Wang and Xing, 2005; Ghosh et al., 2009). For example,
studies have observed the preferential sorption of aromatic and carboxylic fractions on
goethite (Chorover and Amistadi, 2001; Ghosh et al., 2009). Other research has observed that
kaolinite typically sorbs more non-polar aliphatic compounds and carbohydrates (Feng et al.,
2005; Wang and Xing, 2005; Ghosh et al., 2009) while aliphatic, proteins and aromatic
components were selectively sorbed onto montmorillonite surfaces (Chorover and Amistadi,
2001; Feng et al., 2005; Wang and Xing, 2005; Ghosh et al., 2009). In addition, solution
conditions, such as pH, ionic strength, and solution cation, as well as the dominant
exchangeable cation on the mineral surface also play a role in the preferential sorption of OM
to mineral surfaces (Namjesnik-Dejanovic et al., 2000; Feng et al., 2005; Majzik and
Tombacz, 2007; Polubesova et al., 2008). These aforementioned studies have used a variety
of methods to investigate the nature of OM-clay interactions such as UV-Vis spectroscopy
(Namjesnik-Dejanovic et al., 2000; Chorover and Amistadi, 2001; Wang and Xing, 2005;
Majzik and Tombacz, 2007), FTIR spectroscopy (Chorover and Amistadi, 2001; Polubesova
et al., 2008), High Performance Size Exclusion Chromatography (Namjesnik-Dejanovic et
al., 2000; Chorover and Amistadi, 2001), DRIFT spectroscopy (Ghosh et al., 2009) and
solid-state 13C NMR (Wang and Xing, 2005; Ghosh et al., 2009). Recently, advanced NMR
methods have been used to characterize organo-clay complexes in detail and determine
which OM components are preferentially adsorbed (Feng et al., 2005; Simpson et al., 2006).
27
However, these advanced NMR studies have not yet been used to examine if varying OM
composition prior to sorption imparts any variation on the resulting organo-clay complex
structure. This is a key aspect to consider as the structural characteristics of dissolved OM
can differ with vegetation, microbial activity and diversity, and other environmental factors
such as temperature, moisture and management practice (Baldock et al., 1992; Guggenberger
et al., 1995; Zech et al., 1997; Quideau et al., 2001; Kögel-Knabner, 2002; Ohno et al.,
2007). One study by Alekseeva et al. (2010) observed predominant sorption of alkyl
components from three different humic acids by solid-state 13C NMR spectroscopy.
However, two of these humic acid samples had similar composition while the third was
predominantly composed of aliphatic OM; thus competition between different OM structures
(aliphatic versus aromatic versus peptides) may not have been detected.
The objective of this study was to examine the role of varying dissolved OM composition on
the preferential sorption of specific OM compounds to mineral surfaces using NMR
techniques that provide molecular-level detail on OM structure before and after sorption. The
sorption of three different dissolved OM samples that were isolated from Peat humic acid
(PHA), a forest soil and Leonardite humic acid (LHA) to Ca2+ enriched kaolinite and
montmorillonite was studied using 1H High-Resolution Magic-Angle-Spinning (HR-MAS)
NMR which enables the analysis of semi-solid phase compounds that are in contact with the
NMR solvent (Simpson et al., 2006). 1H HR-MAS NMR has been used successfully in the
past to study dissolved OM sorption to clay mineral surfaces (Feng et al., 2005; Simpson et
al., 2006). We also examined the structural composition of the dissolved OM samples prior
to sorption using solution-state 1H NMR. Lastly, to test the observed trends with organo-clay
28
complexes, we analyzed whole soils containing kaolinite and montmorillonite by 1H HR-
MAS NMR and solid-state 13C NMR. Solid-state 13C NMR was employed to analyze all
components in soil OM and used for comparison to solvent accessible OM observed using 1H
HR-MAS NMR (Simpson et al., 2011). The overall goal of this research was to test the
hypothesis of OM preferential sorption using both organo-clay complexes and whole soils
using a number of NMR techniques.
2.2. Materials and Methods
2.2.1. Organo-clay complex preparation and carbon analysis
The clay minerals kaolinite (KGa-1b Washington County, Georgia) and montmorillonite
(STx-1b Gonzales County, Texas) were purchased from The Clay Minerals Society’s Source
Clays Repository (West Layfayette, Indiana). Montmorillonite has a surface area (N2) of
83.79 ± 0.22 m2/g and a cation exchange capacity of 84.4 meq/100 g whereas kaolinite has a
surface area of 10.05 ± 0.02 m2/g and a cation exchange capacity of 2.0 meq/100 g (Van
Olphen and Fripiat, 1979). The clays were suspended in a 0.01 M solution of calcium nitrate
(Ca(NO3)2·4H2O; certified A.C.S., Fisher Chemicals) and shaken for an hour to replace any
exchangeable cations and saturate all surfaces with Ca2+. The mixture was then centrifuged
(3000 rpm, 30 min), the supernatant was decanted and the clays were rinsed with deionized
water. The whole procedure was repeated after which the clays were freeze-dried.
Leonardite humic acid standard and Pahokee Peat soil were purchased from the International
Humic Substances Society (St Paul, Minnesota). Peat humic acid was extracted from the
Pahokee Peat using the method described by Salloum et al. (2001). Briefly, the Pahokee Peat
29
was mixed with 0.1 M NaOH for approximately 20 hours. The humic acid was precipitated
from the solution by acidifying to pH 1 using 6 M HCl. The humic acid was mixed with three
cycles of 0.1 M HCl/0.3 M HF to remove clay minerals, rinsed repeatedly with deionized
water to remove chlorides and finally freeze-dried. Dissolved OM was isolated from an O
horizon of a mixed forest soil located on the campus of the University of Toronto at
Scarborough (Toronto, Canada). Approximately 20 g of soil was mixed with 200 mL of
deionized water for ~20 hours in 250 mL Nalgene® polyethylene centrifuge bottles. After
mixing, the bottles were centrifuged (4000 rpm, 30 min). The supernatant was collected and
filtered through a 0.22 μm Durapore® membrane filter (Millipore) and then freeze-dried. The
procedure was repeated until no additional soluble OM was extracted (i.e.: water phase
remained colourless).
The humic acids and forest soil-derived dissolved OM were dissolved in a 0.01 M solution of
Ca(NO3)2 and the solution pH was raised to approximately 10 using NaOH. After stirring for
an hour, HNO3 was used to readjust to pH 7 and the solution was filtered through a 0.22 μm
Durapore® membrane filter (Millipore). The filtered solution was then freeze-dried such that
dissolved OM isolates were obtained. Dissolved OM isolates (150 mg) were then re-
dissolved in 40 mL of a 0.01 M Ca(NO3)2 solution. HNO3 and NaOH were used in order to
adjust the solution to pH 7. This solution was mixed with 150 mg of homoionic kaolinite or
montmorillonite in a 45 mL Nalgene® polyethylene centrifuge tube. The tube was shaken on
an Eberbach 6010 shaker for 48 hours. The solution was centrifuged (5000 rpm, 60 min), the
supernatant was retained and the organo-clay complex was washed five times with deionized
30
water. The organo-clay complexes and the supernatants were freeze-dried and placed in the
oven at 40°C under vacuum in the presence of P2O5 for at least 24 hours.
The total carbon content of organo-clay complexes was determined using the LECO
combustion method (University of Guelph Laboratory Services, Guelph, ON). Carbon
contents were as follows: 0.50% for soil-derived dissolved OM-kaolinite; 0.71% for soil-
derived dissolved OM-montmorillonite; 0.22% for LHA-kaolinite; 0.31% for LHA-
montmorillonite; 0.56% for PHA-kaolinite; and 1.0% for PHA-montmorillonite. The carbon
data indicates that in general, montmorillonite clays sorbed greater quantities of dissolved
OM than kaolinite; likely due to its high surface area which is consistent with other studies
(Feng et al., 2005). Of the three types of dissolved OM studied, LHA sorbed the least and
PHA sorbed the most to mineral surfaces.
2.2.2. Soil samples and preparation
Two grassland soils from the Canadian Prairies were included in this study because they
contain prominent amounts of kaolinite and montmorillonite but have varying carbon
contents (Salloum et al., 2001). These two samples have also been previously studied using a
host of molecular-level organic geochemical techniques in our laboratory (Otto et al., 2005;
Otto and Simpson, 2005, 2006a, 2006b; Shunthirasingham and Simpson, 2006; Feng and
Simpson, 2007; Clemente et al., 2011). The first grassland soil (referred to as Northern
Grassland) was sampled from the University of Alberta Ellerslie Research Station. The
second grassland soil (referred to as Southern Grassland) was sampled from the Agriculture
and Agri-Food Canada Research station in Lethbridge, Alberta. Both samples were air-dried
31
after sampling and stored in glass jars in the dark. The Northern Grassland and Southern
Grassland soils have organic carbon contents of 2.8% and 5.0% respectively (Clemente et al.,
2011). For contrast to mineral soils, a standard Peat soil was analyzed (Pahokee Peat;
purchased from the International Humic Substances Society; St Paul, Minnesota). The humin
fraction of the Northern Grassland soil was included for comparison because humin
represents the fraction of OM that is tightly held by mineral surfaces (Simpson and Johnson,
2006). Humin extraction was performed at outlined in Simpson and Johnson (2006).
Prior to solid-state 13C Cross Polarization Magic Angle Spinning (CP-MAS) NMR analysis,
the two grassland soils and humin samples were repeatedly treated with 0.3 M HF to
concentrate OM (Rumpel et al., 2006). After HF treatment, all samples were rinsed five times
with deionized water to remove excess HF and then freeze dried. The Peat sample was not
HF treated for any NMR analyses. Soil and humin samples were not pre-treated prior to 1H
HR-MAS NMR analysis. Chemical shifts were assigned based on previously published data
(Malcolm, 1989).
2.2.3. NMR analysis of dissolved OM and organo-clay complexes
Dissolved OM samples prior to sorption were prepared by dissolving ~25 mg in 1 mL of
deuterium oxide (D2O; 99.9% purity, Cambridge Isotope Laboratories) and were transferred
into 5 mm High Throughputplus NMR tubes (Norell Inc.; NJ, USA). 1H solution-state spectra
of the samples were acquired with a Bruker Avance III 500 MHz spectrometer equipped with
an 1H-19F-15N-13C 5 mm broadband Quadruple Inverse (QXI) probe fitted with an actively
shielded Z gradient (Bruker BioSpin, Rheinstetten, Germany). Experiments were performed
32
with 256 scans, a recycle delay of 3 seconds and 64 K time domain points at a temperature of
25°C. Water suppression was carried out by Presaturation Utilizing Relaxation Gradients and
Echoes (PURGE; Simpson and Brown, 2005). Spectra were apodized by multiplication with
an exponential decay corresponding to 1 Hz line broadening in the transformed spectrum and
a zero filling factor of 2. Spectra were externally referenced to DSS (δ = 0.00 ppm). 1H
solution-state NMR spectra were integrated using AMIX software (v. 3.9.7; Bruker BioSpin)
and the relative percentage of each region were calculated by dividing the area by the total
proton signal (0-8 ppm minus 0.1 ppm near the water peak). The Bruker Biofluid Reference
Compound Database (version 2.0.3, Bruker BioSpin) was used for the identification of some
of the more resolved components of the forest soil-derived dissolved OM spectrum.
Organo-clay complexes were analyzed using 1H HR-MAS NMR spectroscopy. The organo-
clay complexes (40 mg) were swollen with 60 μL of deuterated dimethyl sulfoxide (DMSO-
d6; 99.9% purity, Cambridge Isotope Laboratories) or D2O (99.9% purity, Cambridge Isotope
Laboratories). Slurries were prepared in a 4 mm zirconium rotor and then sealed with a Kel-F
insert and rotor cap. Spectra were acquired with a Bruker Avance III 500 MHz spectrometer
equipped with a 4 mm 1H-13C-15N HR-MAS probe fitted with an actively shielded magic
angle gradient (Bruker BioSpin, Rheinstetten, Germany). Experiments were performed at a
spinning speed of 6666 Hz. Experiments were performed with PURGE water suppression
(Simpson and Brown, 2005), 512 scans, a recycle delay of 2 seconds and 16 K time domain
points at a temperature of 25°C. Spectra were processed with a zero filling factor of 2 and by
multiplication with an exponential decay corresponding to 2 Hz line broadening in the
transformed spectrum. Spectra of complexes swollen with D2O were externally calibrated to
33
the methyl group of DSS (δ = 0.00 ppm). Spectra of complexes swollen with DMSO-d6 were
calibrated using the solvent residual peak at 2.50 ppm. Spectral interpretations of OM
structures are based on previous work by Simpson et al. (2001, 2006) and Deshmukh et al.
(2005).
2.2.4. NMR analysis of soils and humin
Solid-state CP-MAS 13C NMR spectra were acquired on a Bruker Avance 300 MHz NMR
spectrometer equipped with a 4 mm H-X MAS probe. Samples were prepared by packing
approximately 100 mg into a 4 mm zirconium rotor which was then closed with a Kel-F cap.
The acquisition parameters were as follows: MAS spinning rate of 13 kHz, CP contact time
of 1 ms, and a 1 second recycle delay. NMR spectra were processed using a zero filling
factor of 2 and line broadening of 50 Hz. Chemical shifts were calibrated against that of
glycine as an external standard.
Untreated soil and humin samples were dried under vacuum over P2O5 to remove excess
water prior to analysis by 1H HR-MAS NMR. Samples (~30 mg) were placed in a 4 mm
zirconium oxide rotor and 60 µl of DMSO-d6 or D2O was added as a swelling solvent. After
homogenization of the sample using a stainless steel mixing rod, the rotor was sealed using a
Kel-F insert and rotor cap. 1H HR-MAS NMR spectra were acquired using a Bruker Avance
III 500 MHz spectrometer equipped with a 4 mm triply tuned 1H-13C-15N HR-MAS probe
fitted with an actively shielded magic angle gradient at a spinning speed of 6666 Hz. PURGE
was employed for water suppression (Simpson and Brown, 2005). Spectra were acquired
34
with 256 scans, a recycle delay of 2 seconds and 8 K time domain points. Spectra were
processed with a zero-filling factor of 2 and a line broadening of 1 Hz.
2.3. Results and Discussion
2.3.1. NMR characterization of dissolved OM and organo-clay complexes
The solution-state 1H NMR spectra of the dissolved OM isolates prior to sorption are shown
in Fig. 2.1. Signals in the spectra are classified in four general categories: a) aliphatic
protons, b) protons adjacent to carbonyl groups, c) protons from carbohydrates and α protons
of amino acids and d) aromatic protons (Simpson et al., 2001, 2006; Deshmukh et al., 2005).
Resonances from 0-2 ppm and 2-3 ppm correspond to aliphatic protons (such as terminal
CH3 groups or polymethylene CH2) and protons adjacent to carbonyl groups respectively
(Simpson et al., 2001, 2006; Deshmukh et al., 2005). These are likely due to the presence of
cutin and cutan from plant cuticles and suberin which can be found in roots and bark (Kögel-
Knabner, 2002; Deshmukh et al., 2005). Other lipids and proteins found in plants and
microorganisms will also contribute to signals within these regions (Simpson et al., 2006,
2007b). Signals from 3-6 ppm are mainly attributed to carbohydrates such as cellulose and
hemicelluloses but may overlap with other signals such as those from α protons of amino
acids (Simpson et al., 2006) and methoxyl from lignin. Signals within the aromatic region
(between 6-8 ppm) may be attributed to aromatic groups found in lignin or aromatic
containing amino acids such as phenylalanine and tyrosine (Simpson et al., 2001; Kögel-
Knabner, 2002).
35
The 1H NMR spectrum of the forest soil-derived dissolved OM (Fig. 2.1a) contains a large
number of intense peaks at chemical shifts corresponding to aliphatic protons and protons
adjacent to carbonyl groups (0-3 ppm). Many overlapping peaks are also observed in the 3-6
ppm region of this sample where signals from carbohydrates and α protons of amino acids
resonate. For the soil-derived dissolved OM, the relative percent of the 3-6 ppm region is
37% (Table 2.1) which indicates that these compounds are a major component of this sample
relative to the others analyzed. However, the main contribution to the spectrum is signals
from aliphatic chains, fatty acids and esters (0-3 ppm). Only a few signals appear in the
aromatic region of the spectrum of the soil-derived dissolved OM and are consistent with the
resonances of phenylacetic acid, a common degradation intermediate of phenylalanine
(Fewson, 1988). For the LHA sample (Fig. 2.1b) a large percentage (Table 2.1) is attributed
to aliphatic components and protons adjacent to carbonyls (0-3 ppm). Fewer carbohydrate
and amino acid α proton peaks (3-6 ppm) are observed in the LHA 1H NMR spectrum in
comparison to the other two samples with a relative percent of only 17% for this region.
However, the LHA sample contains the largest relative percent of aromatics of all the
dissolved OM isolates which is evident from the large broad peak observed in the aromatic
region (6-8 ppm). Lastly, a number of 1H NMR signals are also visible in the aliphatic region
(0-2 ppm) for the PHA sample (Fig. 2.1c) but they are of a lower intensity than those of the
other two dissolved OM isolates. The spectrum also contains a number of resonances in the
2-3 ppm region indicating the presence of protons adjacent to carbonyl groups. These regions
make up a lower relative percent of the PHA sample (Table 2.1) than for the other two
samples. A large peak corresponding to carbohydrates and amino acid α protons is also
observed (3-6 ppm). The relative percentage of the carbohydrates and amino acids in the
36
sample is 48% which is higher than the relative percent of aliphatic components and in
contrast to the composition of the soil-derived dissolved OM and LHA. Only a few signals
appear in the aromatic region (6-8 ppm) of the spectrum of the PHA sample.
Overall, the forest soil-derived dissolved OM is composed mainly of aliphatic components
such as alkanes and fatty acids, relative to the other samples. Carbohydrates contribute a
smaller but still considerable amount to the soil-derived dissolved OM. This is consistent
with the polar and relatively fresh nature of dissolved OM isolated from forest O horizons
(Guggenberger and Zech, 1994; Simpson et al., 2008). The LHA sample contains aliphatic
components and has the highest aromaticity of the samples studied. The organic
geochemistry is characteristic of its origin because it is formed from diagenetically altered
lignite and is more weathered than soil OM (Chang and Berner, 1998). Conversely, the PHA
spectrum contains many signals from carbohydrates and α protons from amino acids. The
relative percent of aliphatic components in the PHA is comparable to the amount of
carbohydrates and amino acid α protons in the PHA but is still lower than the amount of
aliphatic compounds in the other two samples. Peat is formed in marshes where
decomposition is typically slower than in unsaturated soils (Gardiner and Miller, 2004)
which results in relatively fresh organic materials that are enriched in carbohydrates and
other labile components (Kalbitz et al., 2000; Kögel-Knabner, 2002). The three dissolved
OM isolates used in this study, PHA, LHA and forest soil-derived dissolved OM, have
varying compositions as related to their origin and these differences are observed by
solution-state 1H NMR prior to sorption to clay mineral surfaces.
37
1H HR-MAS NMR allows the application of solution-state NMR experiments to samples that
are not fully soluble such as soil and organo-clay samples (Simpson et al., 2001). When using
this technique, it is important to note that only those species that are in contact with solvent
are visible (Simpson et al., 2011). Pure solids are not observed and thus, the use of solvents
with varying properties such as D2O and DMSO-d6 facilitates the analysis of OM
components at the solid-water interface as well as components that may be buried beneath
the OM at the solid-water interface. For example, D2O is used to mimic environmental
conditions and DMSO-d6, which is more penetrating, can show OM components that are
buried or protected (Simpson et al., 2001). Although the initial compositions of the dissolved
OM samples varied (Fig. 2.1), the 1H HR-MAS spectra of the organo-clay complexes (Figs.
2.2 and 2.3) show that similar components of each sample were preferentially sorbed to
either kaolinite or montmorillonite mineral surfaces regardless of dissolved OM composition
before sorption.
The 1H HR-MAS NMR spectra of the organo-kaolinite complexes are displayed in Fig. 2.2.
The spectra of the organo-clay complexes swollen by D2O (Fig. 2.2a) show components that
exist at the solid-water interface (Simpson et al., 2001) and peaks labeled Si are from a
natural silicate species (Simpson et al., 2007b). The 1H HR-MAS NMR spectra reveal that
the components which sorbed to kaolinite surfaces are primarily aliphatic in nature and do
not vary with dissolved OM composition. For example, the 0.9 ppm and 1.05 ppm 1H
resonances have been assigned to terminal CH3 protons and main chain CH2 protons
respectively and correspond to long-chain aliphatic compounds found in plant cuticles or
microbial lipids (Simpson et al., 2001, 2007a). The sorption of compounds containing
38
carboxylic acids and esters, such as those derived from cutin, is highlighted by signals from
2-3 ppm (Deshmukh et al., 2005). However, the weak signals observed between ~7.5-8.5
ppm also suggest a small amount of sorption of aromatic compounds (Simpson et al., 2001).
Similarly, weak signals between ~3-6 ppm indicate a small amount of sorption of
carbohydrates and/or amino acids.
1H HR-MAS NMR spectra of organo-kaolinite complexes were also acquired in DMSO-d6
(Fig. 2.2b) and were used to complement the results observed in D2O. Since DMSO-d6 is a
more penetrating solvent (relative to D2O) it is capable of breaking H bonds and penetrates
into hydrophobic domains thus exposing components which are more tightly bound to the
surface (Simpson et al., 2001). Even with this more penetrating solvent, the signals observed
are still mainly those from aliphatic components (Fig. 2.2b). However, some further
information about the nature of the sorbed aliphatic components can be obtained by
examining the resonances at 0.8 ppm and 1.2 ppm which are assigned to terminal CH3
protons and main chain CH2 protons respectively (Simpson et al., 2006). The signal arising
from the main chain CH2 protons is of a higher intensity than that of the terminal CH3
protons and suggests that most of the compounds sorbed to kaolinite are indeed from long
chain aliphatic compounds such as those found in plant cuticles or microbial lipids
(Deshmukh et al., 2005; Simpson et al., 2007a). The resonances between 2-3 ppm are from
protons adjacent to carbonyl groups and indicate that the aliphatic components sorbed are not
simply n-alkanes and n-alkenes but include fatty acids and esters (Deshmukh et al., 2005;
Simpson et al., 2006). Similarly to the D2O swollen spectra, in the DMSO-d6 swollen spectra
39
low intensity signals are observed which indicate the presence of amino acids and
carbohydrates (3-6 ppm) as well as aromatics (6-8 ppm).
The 1H HR-MAS NMR spectra of the organo-montmorillonite complexes (Fig. 2.3) show
similar features as the organo-kaolinite complexes. The largest signals are from main chain
CH2 and CH3 protons followed by those from protons α to carbonyl groups. In the DMSO-d6
swollen 1H HR-MAS NMR spectra, the intensity of the main chain CH2 resonance is
comparable to that of the terminal CH3 resonance. This ratio of CH2 to CH3 intensity
suggests that the compounds sorbed to the montmorillonite surface include a mixture of
chain lengths and suggests that proteins as well as cutin-derived waxes have been sorbed
because short aliphatic side chains from amino acids such as valine and leucine will
contribute a greater number of CH3 groups than CH2 groups (Feng et al., 2005; Simpson et
al., 2007b). In the D2O swollen 1H HR-MAS NMR spectra, the resonance at ~3.7 ppm may
be assigned to either amino acid α protons or carbohydrate protons. In the DMSO-d6 swollen
1H HR-MAS NMR spectra the intensity of these signals increase slightly which also supports
the finding that some amino acids/peptides sorbed to montmorillonite. The aromatic region
of the D2O swollen 1H HR-MAS NMR spectra is relatively free of resonances. In the DMSO-
d6 swollen 1H HR-MAS NMR spectra, the intensity of the aromatic region is small in
comparison to the aliphatic region however; a broad resonance is observed which may be
from lignin or aromatic side chains of proteins. Because these signals are not observed in the
D2O spectra, it suggests that aromatic structures are buried and more tightly bound to
montmorillonite surfaces.
40
While the primary components sorbed to kaolinite and montmorillonite are aliphatic in
nature, there are observable differences between the organo-kaolinite and organo-
montmorillonite complexes. For example, kaolinite preferentially sorbed long chain aliphatic
compounds (likely derived from plant cuticles) whereas montmorillonite preferentially
sorbed aliphatic compounds of various chain lengths including cutin-derived waxes and
peptides. The 1H HR-MAS NMR spectra of both the kaolinite and montmorillonite
complexes contain signals between 3-6 ppm attributable to either carbohydrates or α protons
of amino acids. Further differences are found in the aromatic region. For the kaolinite
complexes, distinct resonances are observable both in D2O and DMSO-d6 whereas, for
montmorillonite, only broad aromatic signals are detected in the DMSO-d6 spectra. This
suggests that the aromatic moieties on montmorillonite are either more tightly bound to the
surface or are attributed to larger molecules whereas those on kaolinite are more mobile
(Simpson et al., 2001, 2006). The results obtained here suggest that preferential sorption is
primarily controlled by the type of minerals present in soil and not the characteristics of the
dissolved OM.
Sorption is believed to be controlled by the different mechanisms responsible for the binding
of OM to different mineral types (Chorover and Amistadi, 2001; Wattel-Koekkoek et al.,
2001). For example, montmorillonite has a higher cation exchange capacity than kaolinite
and as such, cation-bridging is believed to be a more active mechanism for sorption to
montmorillonite (Van Olphen and Fripiat, 1979; Wattel-Koekkoek et al., 2001). The
observation that mineral type determines preferential sorption is supported by Ghosh et al.
(2009) who studied sorption of Peat humic acid on kaolinite, montmorillonite and goethite
41
(pH of 5 and Na+ as the dominant cation). Non-polar aliphatic compounds and carbohydrates
were preferentially sorbed on kaolinite and paraffinic fractions were sorbed on
montmorillonite whereas compounds containing carboxylic functional groups were
preferentially sorbed on goethite. Similar trends in the relative intensities of the CH2 and CH3
groups as those observed in this study were detected by Feng et al. (2005) who also
examined the sorption of Peat humic acid on kaolinite and montmorillonite using 1H HR-
MAS NMR. However, it should be noted that the results of Feng et al. (2005) were obtained
using a pH of 7 but with Na+ as the dominant cation. As in this study, those that have
employed Ca2+ enriched clays likewise observed the preferential sorption of aliphatic
compounds on kaolinite and montmorillonite. For example, Chorover and Amistadi (2001)
saw no change in molar absorptivity of a natural OM solution (pH of 4) following mixing
with montmorillonite which suggests the selective sorption of predominantly aliphatic
components. Wang and Xing (2005) also observed the sorption of aliphatic fractions of a
humic acid on Ca2+ enriched kaolinite and montmorillonite by solid-state 13C NMR at pH 5.
Finally, Alekseeva et al. (2010) observed that organo-montmorillonite complexes showed
relatively lower intensity aromatic peaks than the original humic solutions (pH of 7)
indicating that alkyl groups and oxygen containing groups were preferentially sorbed.
Recently, Clemente et al. (2011) separated grassland soils into sand-, silt- and clay-sized
fractions to examine the structure of the OM associated with each fraction. Aliphatic and
polymethylene components were observed to accumulate in the clay fraction whereas more
aromatic components were observed in the silt- and sand-sized fractions. This suggests that
the organo-clay complexes prepared in this study do indeed mimic the processes occurring in
the environment which was tested further with the analysis of whole soils.
42
2.3.2. NMR characterization of soils and humin
The solid-state 13C CP-MAS and the 1H HR-MAS NMR spectra of soil samples are shown in
Figs. 2.4-2.6 and the NMR spectra of soil humin are displayed in Fig. 2.7. The solid-state 13C
CP-MAS NMR spectra for all samples show the typical range of components observed in soil
OM. Alkyl carbon (0-50 ppm) is prominent in all samples and is generally attributed to
lipids, waxes and polymethylene chain carbon from plant cuticles (Malcolm, 1989). The O-
alkyl region contains resonances from carbohydrates and methoxyl groups found in lignin
and peptides (Malcolm, 1989). Aromatic signatures (110-165 ppm) stem from lignin, black
carbon and aromatic amino acids (Malcolm, 1989). Lastly, the carboxylic and carbonyl
region (165 -210 ppm) show a clear peak at ~170 ppm which is attributed to COOH groups
that are found in fatty acids and peptides (Malcolm, 1989). The inclusion of the solid-state
13C CP-MAS NMR data in this study is for comparison to the 1H HR-MAS NMR data and it
is important to note that all samples show prominent signals that can be attributed to aromatic
compounds found in soil OM (Figs. 2.4-2.7).
As discussed previously, 1H HR-MAS NMR allows the application of solution-state NMR
experiments to samples that are not fully soluble and which also contain pure solid domains.
Only those species that are in contact with solvent are observed and the use of different
swelling solvents allows for a comparison of OM structures that are visible at different
interfaces (Simpson et al., 2001; Feng et al., 2005, 2006). In this study, D2O was employed
as one of the swelling solvents to examine which OM components are in direct contact with
soil water. The 1H HR-MAS NMR spectra for all four samples in D2O were similar in that
nearly identical signals were observed albeit in different amounts (Figs. 2.4-2.7). In D2O, we
43
would expect to observe signals from compounds that are found primarily at the solid-
aqueous interface and are therefore readily accessible to water (Simpson et al., 2001). Signals
at approximately 0.8, 1.4, 2.1 and 2.2 ppm can be attributed to aliphatic waxy/lipid
compounds such as CH3-CH2-CH2-CH2-R, CH3-CH2-R-CH2-CH2-CH2-OH, R-CH2-CH2-
CO2H and R-CH2-CH2-CO2H, respectively (Simpson et al., 2001; Deshmukh et al., 2005).
Several overlapped signals observed at 3.5-4.3 ppm indicated the presence of different
carbohydrates, amino acids, aromatic methoxyl groups and CH2 units adjacent to ether and
ester groups (Simpson et al., 2001; Deshmukh et al., 2005). A signal was observed which
overlapped with water at approximately 4.8 ppm and was attributed to an ester of a mid-chain
hydroxyl compound found in the cutin/cutan of plants (Deshmukh et al., 2005). In each
sample, a sharp formic acid signal was observed at approximately 8.5 ppm.
1H HR-MAS NMR analysis using DMSO-d6 as the swelling solvent revealed signals
originating from a wider range of components (Figs. 2.4-2.7). DMSO-d6 is a more
penetrating solvent than D2O because it can break hydrogen bonds and in 1H HR-MAS
NMR reveals additional information about OM components that may be buried and
inaccessible to D2O (Simpson et al., 2001). In this study, many signals can be attributed to
cutinaceous and cutanaceous compounds from the leaves of plants or microbially derived
lipids (Deshmukh et al., 2005; Simpson et al., 2007a). The 1H NMR spectrum can be sub-
divided based on the types of compounds that resonate in different regions. For example,
from δ=0-1 ppm, one would expect to find terminal CH3 groups; 1-2 ppm main chain
methylene CH2 units from lipids, waxes/cuticle/lipids; 2-3 ppm substituted methylenes and
methines α to a functionality in hydrocarbons; 3-4 ppm carbohydrates; 4-6 ppm the
44
anomeric protons of carbohydrates, esters, double bonds, tannins and; 6-8 ppm mainly
aromatic protons (Kelleher et al., 2006).
It is important to note that the aromatic protons were not observed when the soil samples
were swollen in D2O which implies that these constituents are not prevalent at the soil-water
interface and confirms the results observed with the organo-clay complexes. Further
evidence for this is based on the clear aromatic signal in all of the solid-state 13C NMR
spectra. In particular, signals from aromatic compounds at approximately 7 ppm were only
visible in samples after swelling in DMSO-d6. Compared to D2O, DMSO-d6 is a highly
penetrating solvent that can enter both hydrophobic and hydrophilic domains (Simpson et
al., 2001). In addition, samples swollen in DMSO-d6 have enhanced molecular mobility and
when combined with MAS (that minimizes the effects of chemical shift anisotropy, dipole-
dipole interactions and magnetic susceptibility line broadening), less mobile soil
components become visible (Keifer et al., 1996; Millis et al., 1997; Stark et al., 2000; Fang
et al., 2001). Swelling in DMSO-d6 was also shown to disrupt soil aggregates and provide
information on hydrophobic structures that are physically protected by the arrangement of
the OM under aqueous conditions (Hayes and Swift, 1978). Our results for soil and humin
samples swollen in DMSO-d6 are consistent with a study that showed aromatic moieties in
soil are protected within hydrophobic regions that are not accessible by water (Simpson et
al., 2001). These aromatic signals were not observed in D2O and indicate that these
compounds are not easily accessible at the soil-water interface. It can thus be hypothesized
that aromatic moieties in soil may exist within a hydrophobic environment (Piccolo et al.,
1996; Simpson et al., 2001), or within the layers of phyllosilicate clay minerals, for which
45
aromatic species are known to have high affinity (Jaynes and Vance, 1999; Simpson et al.,
2001). These environments would be protected from water, but would be accessible to a
more penetrating solvent such as DMSO-d6. These results are also consistent with
hypotheses developed from contaminant-OM studies which found that OM accessibility to
the contaminant is equally as important as the structure of the OM (Murphy et al., 1990;
Salloum et al., 2001; Feng et al., 2006; Simpson and Johnson, 2006; Bonin and Simpson,
2007). Our results also highlight the importance of OM-OM interactions which protect
moieties from water penetration and perhaps biodegradation. Consequently, both OM-clay
interactions and OM-OM interactions are important for the short-term and long-term fate of
OM in soil environments.
2.4. Conclusions
The use of 1H HR-MAS NMR with contrasting solvents revealed that kaolinite sorbed more
long chain aliphatic species while montmorillonite sorbed aliphatic compounds of various
chain lengths, including cutin–derived waxes and peptides. The types of compounds
observed on the clay surfaces were independent of initial OM composition which varied
considerably prior to sorption. These results with organo-clay complexes demonstrate that
preferential sorption is more influenced by mineral type and experimental conditions (pH,
dominant cation and ionic strength) than the structural characteristics of OM prior to
sorption. This observation is consistent with studies on soil humin structure which reported
that humin contains high concentrations of aliphatic components (Simpson and Johnson,
2006). The presence of these compounds in humin fractions suggests that they are persistent
and non-extractable.
46
The observations with organo-clay samples were confirmed using whole soil and a
corresponding soil humin sample. Aliphatic compounds, carbohydrates and amino acids were
prevalent at the soil-aqueous interface of soils swollen in D2O. Aromatic compounds were
detected in the 13C CP-MAS NMR spectra but were not visible by 1H HR-MAS NMR
spectroscopy until DMSO-d6, a more penetrating solvent than D2O, was used as a swelling
solvent. This suggests that aromatic compounds in whole soils are not available at the soil-
aqueous interface but instead exist in more hydrophobic domains. Therefore, aromatic
species are likely less available for interaction with contaminant species and will have less of
an influence on their transport through soils. Since these results were likewise found with a
Peat soil which is low in minerals, our study also highlights the importance of OM-OM
interactions which may play a role in the protection and preservation of specific OM
components.
47
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Baldock, J.A., Oades, J.M., Waters, A.G., Peng, X., Vassallo, A.M., Wilson, M.A., 1992. Aspects of the chemical-structure of soil organic materials as revealed by solid-state 13C NMR spectroscopy. Biogeochemistry 16, 1-42.
Bonin, J.L., Simpson, M.J., 2007. Variation in phenanthrene sorption coefficients with soil organic matter fractionation: The result of structure or conformation? Environmental Science & Technology 41, 153-159.
Chang, S., Berner, R.A., 1998. Humic substance formation via the oxidative weathering of coal. Environmental Science & Technology 32, 2883-2886.
Chorover, J., Amistadi, M.K., 2001. Reaction of forest floor organic matter at goethite, birnessite and smectite surfaces. Geochimica et Cosmochimica Acta 65, 95-109.
Clemente, J.S., Simpson, A.J., Simpson, M.J., 2011. Association of specific organic matter compounds in size fractions of soils under different environmental controls. Organic Geochemistry 42, 1169-1180.
Davidson, E.A., Janssens, I.A., 2006. Temperature sensitivity of soil carbon decomposition and feedbacks to climate change. Nature 440, 165-173.
Day, G.M., Hart, B.T., Mckelvie, I.D., Beckett, R., 1994. Adsorption of natural organic matter onto goethite. Colloids and Surfaces A-Physicochemical and Engineering Aspects 89, 1-13.
Deshmukh, A.P., Simpson, A.J., Hadad, C.M., Hatcher, P.G., 2005. Insights into the structure of cutin and cutan from Agave americana leaf cuticle using HRMAS NMR spectroscopy. Organic Geochemistry 36, 1072-1085.
Eswaran, H., Vandenberg, E., Reich, P., 1993. Organic carbon in soils of the world. Soil Science Society of America Journal 57, 192-194.
Fang, X., Qiu, F., Yan, B., Wang, H., Mort, A.J., Stark, R.E., 2001. NMR studies of molecular structure in fruit cuticle polyesters. Phytochemistry 57, 1035-1042.
Feng, X., Simpson, M.J., 2007. The distribution and degradation of biomarkers in Alberta grassland soil profiles. Organic Geochemistry 38, 1558-1570.
Feng, X.J., Simpson, A.J., Simpson, M.J., 2005. Chemical and mineralogical controls on humic acid sorption to clay mineral surfaces. Organic Geochemistry 36, 1553-1566.
Feng, X.J., Simpson, A.J., Simpson, M.J., 2006. Investigating the role of mineral-bound humic acid in phenanthrene sorption. Environmental Science & Technology 40, 3260-3266.
Fewson, C.A., 1988. Microbial metabolism of mandelate: A microcosm of diversity. FEMS Microbiology Reviews 54, 85-110.
Gardiner, D.T., Miller, R.W., 2004. Soils in our Environment, 10th Edition. Prentice Hall, New Jersey.
Ghosh, S., Wang, Z.Y., Kang, S., Bhowmik, P.C., Xing, B.S., 2009. Sorption and fractionation of a peat derived humic acid by kaolinite, montmorillonite, and goethite. Pedosphere 19, 21-30.
48
Guggenberger, G., Zech, W., 1994. Dissolved organic carbon in forest floor leachates - simple degradation products or humic substances. Science of the Total Environment 152, 37-47.
Guggenberger, G., Zech, W., Haumaier, L., Christensen, B.T., 1995. Land-use effects on the composition of organic matter in particle-size separates of soils: II. CPMAS and solution 13C NMR analysis. European Journal of Soil Science 46, 147-158.
Hayes, M.H.B., Swift, R.S., 1978. The Chemistry of Soil Constituents. Wiley, New York. Jaynes, W.F., Vance, G.F., 1999. Sorption of benzene, toluene, ethylbenzene, and xylene
(BTEX) compounds by hectorite clays exchanged with aromatic organic cations. Clays and Clay Minerals 47, 358-365.
Kaiser, K., Guggenberger, G., 2000. The role of DOM sorption to mineral surfaces in the preservation of organic matter in soils. Organic Geochemistry 31, 711-725.
Kalbitz, K., Solinger, S., Park, J.H., Michalzik, B., Matzner, E., 2000. Controls on the dynamics of dissolved organic matter in soils: A review. Soil Science 165, 277-304.
Kalbitz, K., Schwesig, D., Rethemeyer, J., Matzner, E., 2005. Stabilization of dissolved organic matter by sorption to the mineral soil. Soil Biology & Biochemistry 37, 1319-1331.
Keifer, P.A., Baltusis, L., Rice, D.M., Tymiak, A.A., Shoolery, J.N., 1996. A comparison of NMR spectra obtained for solid-phase-synthesis resins using conventional high-resolution, magic-angle-spinning, and high-resolution magic-angle-spinning probes. Journal of Magnetic Resonance Series A 119, 65-75.
Keil, R.G., Montlucon, D.B., Prahl, F.G., Hedges, J.I., 1994. Sorptive preservation of labile organic matter in marine sediments. Nature 370, 549-552.
Kelleher, B.P., Simpson, M.J., Simpson, A.J., 2006. Assessing the fate and transformation of plant residues in the terrestrial environment using HR-MAS NMR spectroscopy. Geochimica et Cosmochimica Acta 70, 4080-4094.
Kögel-Knabner, I., 2002. The macromolecular organic composition of plant and microbial residues as inputs to soil organic matter. Soil Biology & Biochemistry 34, 139-162.
Majzik, A., Tombacz, E., 2007. Interaction between humic acid and montmorillonite in the presence of calcium ions I. Interfacial and aqueous phase equilibria: Adsorption and complexation. Organic Geochemistry 38, 1319-1329.
Malcolm, R.L., 1989. Applications of solid-state 13C NMR spectroscopy to geochemical studies of humic substances. In: Hayes, M.H.B., MacCarthy, P., Malcolm, R.L., Swift, R.S. (Eds.), Humic Substances II. In Search of Structure. John Wiley, New York, pp. 340-372.
Mikutta, R., Mikutta, C., Kalbitz, K., Scheel, T., Kaiser, K., Jahn, R., 2007. Biodegradation of forest floor organic matter bound to minerals via different binding mechanisms. Geochimica et Cosmochimica Acta 71, 2569-2590.
Millis, K.K., Maas, W.E., Cory, D.G., Singer, S., 1997. Gradient, high-resolution, magic-angle spinning nuclear magnetic resonance spectroscopy of human adipocyte tissue. Magnetic Resonance in Medicine 38, 399-403.
Murphy, E.M., Zachara, J.M., Smith, S.C., 1990. Influence of mineral-bound humic substances on the sorption of hydrophobic organic compounds. Environmental Science & Technology 24, 1507-1516.
49
Namjesnik-Dejanovic, K., Maurice, P., Aiken, G., Cabaniss, S., Chin, Y., Pullin, M., 2000. Adsorption and fractionation of a muck fulvic acid on kaolinite and goethite at pH 3.7, 6, and 8. Soil Science 165, 545-559.
Ohno, T., Chorover, J., Omoike, A., Hunt, J., 2007. Molecular weight and humification index as predictors of adsorption for plant- and manure-derived dissolved organic matter to goethite. European Journal of Soil Science 58, 125-132.
Otto, A., Shunthirasingham, C., Simpson, M.J., 2005. A comparison of plant and microbial biomarkers in grassland soils from the prairie ecozone of Canada. Organic Geochemistry 36, 425-448.
Otto, A., Simpson, M., 2005. Degradation and preservation of vascular plant-derived biomarkers in grassland and forest soils from western Canada. Biogeochemistry 74, 377-409.
Otto, A., Simpson, M.J., 2006a. Evaluation of CuO oxidation parameters for determining the source and stage of lignin degradation in soil. Biogeochemistry 80, 121-142.
Otto, A., Simpson, M., 2006b. Sources and composition of hydrolysable aliphatic lipids and phenols in soils from western Canada. Organic Geochemistry 37, 385-407.
Piccolo, A., Nardi, S., Concheri, G., 1996. Macromolecular changes of humic substances induced by interaction with organic acids. European Journal of Soil Science 47, 319-328.
Polubesova, T., Chen, Y., Navon, R., Chefetz, B., 2008. Interactions of hydrophobic fractions of dissolved organic matter with Fe3+- and Cu2+-montmorillonite. Environmental Science & Technology 42, 4797-4803.
Quideau, S.A., Chadwick, O.A., Benesi, A., Graham, R.C., Anderson, M.A., 2001. A direct link between forest vegetation type and soil organic matter composition. Geoderma 104, 41-60.
Rumpel, C., Rabia, N., Derenne, S., Quenea, K., Eusterhues, K., Kögel-Knabner, I., Mariotti, A., 2006. Alteration of soil organic matter following treatment with hydrofluoric acid (HF). Organic Geochemistry 37, 1437-1451.
Salloum, M.J., Dudas, M.J., McGill, W.B., 2001. Variation of 1-naphthol sorption with organic matter fractionation: The role of physical conformation. Organic Geochemistry 32, 709-719.
Shunthirasingham, C., Simpson, M.J., 2006. Investigation of bacterial hopanoid inputs to soils from western Canada. Applied Geochemistry 21, 964-976.
Simpson, A.J., Kingery, W.L., Shaw, D.R., Spraul, M., Humpfer, E., Dvortsak, P., 2001. The application of H-1 HR-MAS NMR spectroscopy for the study of structures and associations of organic components at the solid - aqueous interface of a whole soil. Environmental Science & Technology 35, 3321-3325.
Simpson, A.J., Brown, S.A., 2005. Purge NMR: Effective and easy solvent suppression. Journal of Magnetic Resonance 175, 340-346.
Simpson, A.J., Simpson, M.J., Kingery, W.L., Lefebvre, B.A., Moser, A., Williams, A.J., Kvasha, M., Kelleher, B.P., 2006. The application of 1H high-resolution magic-angle spinning NMR for the study of clay-organic associations in natural and synthetic complexes. Langmuir 22, 4498-4503.
Simpson, A.J., Simpson, M.J., Smith, E., Kelleher, B.P., 2007a. Microbially derived inputs to soil organic matter: Are current estimates too low? Environmental Science & Technology 41, 8070-8076.
50
Simpson, A.J., Song, G., Smith, E., Lam, B., Novotny, E.H., Hayes, M.H.B., 2007b. Unraveling the structural components of soil humin by use of solution-state nuclear magnetic resonance spectroscopy. Environmental Science & Technology 41, 876-883.
Simpson, A.J., McNally, D.J., Simpson, M.J., 2011. NMR spectroscopy in environmental research: From molecular interactions to global processes. Progress in Nuclear Magnetic Resonance Spectroscopy 58, 97-175.
Simpson, M.J., Johnson, P.C.E., 2006. Identification of mobile aliphatic sorptive domains in soil humin by solid-state 13C nuclear magnetic resonance. Environmental Toxicology and Chemistry 25, 52-57.
Simpson, M.J., Otto, A., Feng, X.J., 2008. Comparison of solid-state carbon-13 nuclear magnetic resonance and organic matter biomarkers for assessing soil organic matter degradation. Soil Science Society of America Journal 72, 268-276.
Smith, P., Fang, C., Dawson, J.J.C., Moncrieff, J.B., 2008. Impact of global warming on soil organic carbon. Advances in Agronomy, Vol 97 97, 1-43.
Stark, R.E., Yan, B., Ray, A.K., Chen, Z., Fang, X., Garbow, J.R., 2000. NMR studies of structure and dynamics in fruit cuticle polyesters. Solid State Nuclear Magnetic Resonance 16, 37-45.
Van Olphen, H., Fripiat, J.J., (Eds.), 1979. Data Handbook for Clay Minerals and Other Non-Metallic Materials, Pergamon Press, Oxford.
Wang, K.J., Xing, B.S., 2005. Structural and sorption characteristics of adsorbed humic acid on clay minerals. Journal of Environmental Quality 34, 342-349.
Wattel-Koekkoek, E.J.W., van Genuchten, P.P.L., Buurman, P., van Lagen, B., 2001. Amount and composition of clay-associated soil organic matter in a range of kaolinitic and smectitic soils. Geoderma 99, 27-49.
Zech, W., Senesi, N., Guggenberger, G., Kaiser, K., Lehmann, J., Miano, T.M., Miltner, A., Schroth, G., 1997. Factors controlling humification and mineralization of soil organic matter in the tropics. Geoderma 79, 117-161.
51
2.6. Tables
Table 2.1: Solution-state 1H NMR integration results for the dissolved OM isolates prior to sorption.
Relative Percentage of Total 1H NMR Signal (0-8 ppm) Sample Aliphatic Protons
(0-2 ppm) Protons α to a
Carbonyl (2-3 ppm)
Carbohydrates and Amino Acid
α Protons (3-6 ppm)
Aromatic Protons (6-8 ppm)
DOM 40 17 37 6 LHA 41 26 17 16 PHA 26 17 48 9
52
2.7. Figures
Figure 2.1: 1H solution-state NMR spectra in D2O of the dissolved OM isolates, a) forest soil-derived dissolved OM, b) Leonardite humic acid and c) Peat humic acid, prior to sorption to clay mineral surfaces.
8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 ppm
aromatic compounds
c) PHA
b) LHA
a) DOM
c) PHA
b) LHA
a) DOM
amino acids & carbohydrates
water
aliphatic compounds
acetic acid
protons αto carbonyls
1H Chemical Shift (ppm)
53
Figure 2.2: 1H HR-MAS NMR spectra of organo-kaolinite complexes swollen in a) D2O and b) DMSO-d6. Enlargements (×16) of the aromatic regions are provided in the boxes above the spectra.
8.5 8.0 7.5 7.0 6.5 6
8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 ppm
8.5 8.0 7.5 7.0 6.5 6.
PHA-kaolinite
LHA-kaolinite
8.5 8.0 7.5 7.0 6.5 6.
8.5 8.0 7.5 7.0 6.5 6.
b) 1H HR-MAS NMR Swollen in DMSO-d6
8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 ppm
PHA-kaolinite
DOM-kaolinite
aromatic
CH3
acetic acid
protons αto carbonyl
main chain CH2
1H Chemical Shift (ppm)
water aromatic
CH3protons αto carbonylprotons αto carbonyl
DMSO
1H Chemical Shift (ppm)
amino acids & carbohydrates
LHA-kaolinite
DOM-kaolinite
a) 1H HR-MAS NMR Swollen in D2O
SiSi
wateramino acids & carbohydrates
x 16
x 16
x 16
x 16
x 16
x 16
8.5 8.0 7.5 7.0 6.5 6
8.5 8.0 7.5 7.0 6.5 6
main chain CH2
54
Figure 2.3: 1H HR-MAS NMR spectra of organo-montmorillonite complexes swollen in a) D2O and b) DMSO-d6. Enlargements (×16) of the aromatic regions are provided in the boxes above the spectra.
1H Chemical Shift (ppm)1H Chemical Shift (ppm)8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 ppm 8.5 8.0 7.5 7.0 6.5 6.0 5.5 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 ppm
DOM-montmorillonite
LHA-montmorillonite
PHA-montmorillonite
protons αto carbonyl
DMSO
amino acids & carbohydrates
protons αto carbonyl
water
LHA-montmorillonite
PHA-montmorillonite
a) 1H HR-MAS NMR Swollen in D2O
Si
Si
b) 1H HR-MAS NMR Swollen in DMSO-d6
acetic acid
DOM-montmorillonite
wateramino acids & carbohydrates
x 16
x 16
x 16
x 16
x 16
x 16
8.5 8.0 7.5 7.0 6.5 6.
8.5 8.0 7.5 7.0 6.5 6.
8.5 8.0 7.5 7.0 6.5 6.
5 8.0 7.5 7.0 6.5 6.0 5.
5 8.0 7.5 7.0 6.5 6.0 5.
5 8.0 7.5 7.0 6.5 6.0 5.
aromatic aromatic
CH3
main chain CH2
CH3
main chain CH2
55
Figure 2.4: Solid-state 13C NMR spectrum of the HF treated Northern Grassland Soil. 1H HR-MAS NMR spectra of the untreated soil (in D2O and DMSO-d6) are also shown. Aromatic regions of the 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents.
23456789 ppm
in DMSO-d6
in D2O13C CP-MAS NMR of
whole soil treated with HF
13C Chemical Shift (ppm)
1H HR-MAS NMR
x 10
x 10
DM
SO
1H Chemical Shift (ppm)
56
Figure 2.5: Solid-state 13C NMR spectrum of the HF treated Southern Grassland Soil. 1H HR-MAS NMR spectra of the untreated soil (in D2O and DMSO-d6) are also shown. Aromatic regions of the 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents.
23456789 ppm
x 8
x 8
in D2O
in DMSO-d6
H OH
O
DM
SO
200 150 100 50 0
in D2O13C CP-MAS NMR of whole soil treated with HF
13C Chemical Shift (ppm)
1H HR-MAS NMR
1H Chemical Shift (ppm)
in DMSO-d6
57
Figure 2.6: Solid-state 13C NMR spectrum and 1H HR-MAS NMR spectra of the untreated Peat soil (in D2O and DMSO-d6). Aromatic regions of 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents.
1H HR-MAS NMR @ 500MHz
in D2O
23456789 ppm
x 6
x 6
23456789 ppm
x 6x 6
x 6x 6
H OH
O
DM
SO
13C CP-MAS NMR of untreated Peat
13C Chemical Shift (ppm)
1H Chemical Shift (ppm)
in DMSO-d6050100150200
in D2O
1H HR-MAS NMR
58
Figure 2.7: Solid-state 13C NMR spectrum of HF treated humin isolated from the Northern Grassland Soil. 1H HR-MAS NMR spectra of the untreated soil (in D2O and DMSO-d6) are also shown. Aromatic regions of 1H HR-MAS NMR spectra are expanded to highlight results with the different solvents.
23456789 ppm
x 6
x 6
23456789 ppm
x 6x 6
x 6x 6
H OH
O
DM
SO
050100150200
Chemical Shift 050100150200
Chemical Shift
13C CP-MAS NMR of HF treated Humin
13C Chemical Shift (ppm)
1H Chemical Shift (ppm)
in DMSO-d6
in D2O
1H HR-MAS NMR
59
Chapter 3: Sorption of Carbamazepine, Sulfamethoxazole, 17β-Estradiol and Phenanthrene to Soils with Varying Organic Matter Composition
3.1. Introduction
The use of reclaimed wastewater for irrigation purposes has been considered to reduce the
demand for potable water (Kinney et al., 2006; Ternes et al., 2007; Tamtam et al., 2011).
However, there is concern about some of the constituents that are found in wastewater, namely
pharmaceuticals and personal care products, which are not entirely removed during the
wastewater treatment process (Carballa et al., 2004; Braga et al., 2005; Castiglioni et al., 2006;
Jelic et al., 2011; Zhang et al., 2011). Consequently, the application of wastewater to soil can
result in the concomitant introduction of these contaminants in low concentrations. The analysis
of soils irrigated with reclaimed wastewater detected various pharmaceuticals and personal care
products, even months after cessation of irrigation, which suggests that once applied to soils
these contaminants have the potential to persist (Kinney et al., 2006; Tamtam et al., 2011).
Therefore, a fundamental understanding of the interaction mechanisms of pharmaceuticals and
personal care products with soil components will assist in determining their fate in the soil
environment and will help elucidate whether these contaminants will accumulate in upper soil
layers, leach to groundwater, undergo degradation and/or be taken up by plants.
Investigation into the fate of pharmaceuticals and personal care products in the environment only
began recently such that the factors governing interactions between these contaminants and soil
are still not fully understood (Halling-Sørensen et al., 1998; Pan et al., 2009; Pignatello et al.,
2010). Previous studies have determined the sorption affinity and relative mobility of
pharmaceuticals and personal care products for soils and have related this to soil properties such
60
as organic carbon (OC) content and mineral content as well as the physicochemical properties of
the contaminants (Lee et al., 2003; Oppel et al., 2004; Yu et al., 2004; Drillia et al., 2005;
Williams et al., 2006; Chefetz et al., 2008; Sanders et al., 2008; Xu et al., 2009;
Karnjanapiboonwong et al., 2010). In addition, studies have investigated sorption of
pharmaceuticals and personal care products with respect to varying soil organic matter (OM)
characteristics (Yamamoto et al., 2003; Thiele-Bruhn et al., 2004; Bonin and Simpson, 2007a;
Sun et al., 2007; Hou et al., 2010). For example, Thiele-Bruhn et al. (2004) characterized soil
OM by pyrolysis mass spectrometry and observed a positive correlation between sulfonamide
sorption to soil and polar moieties. Similar conclusions that sulfamethoxazole could be
interacting with polar groups of sediment fractions were drawn by Hou et al. (2010). Other
studies on the sorption of endocrine disruptors to humic acids and dissolved OM surrogates have
suggested that an important sorption mechanism may be π-interactions with aromatic
components (Yamamoto et al., 2003; Sun et al., 2007; Hou et al., 2010). Conversely, Bonin and
Simpson (2007a) did not observe any clear trend between sorption of steroid estrogens to whole
soil and the OM characteristics as measured by solid-state 13C NMR. Therefore, further
investigation into the sorption of pharmaceutical and personal care products is required to
understand which soil characteristics control sorption and environmental mobility.
The sorption behaviour of polycyclic aromatic hydrocarbons has been extensively studied for
several decades and it is widely accepted that soil OM is the primary sorption domain for these
contaminants in soils, provided the OC content is greater than 0.1% (Schwarzenbach and
Westall, 1981; Murphy et al., 1990). However, the precise characteristics of soil OM that govern
sorption are still under investigation. For example, a number of studies have suggested that
61
sorption is proportional to the amount of aromatic carbon in soil OM (Chin et al., 1997; Xing,
1997; Chiou et al., 1998; Perminova et al., 1999). Xing (1997) observed an increase in the OC
normalized sorption coefficients (Koc) of naphthalene with increasing soil OM aromaticity.
Conversely, other studies proposed that alkyl carbon is a high affinity sorption domain for
polycyclic aromatic hydrocarbons (Chefetz et al., 2000; Mao et al., 2002; Salloum et al., 2002;
Wang et al., 2011). Salloum et al. (2002) observed that aliphatic-rich natural OM sorbed equal or
greater amounts of phenanthrene than aromatic-rich samples. Similarly, Chefetz et al. (2000)
observed higher Koc values for sorption of pyrene to cuticle and humin, two natural OM samples
with high aliphaticity, than to highly aromatic natural OM samples. A third group of studies have
found poor correlations between Koc values and both aromaticity and aliphaticity and have
proposed that these properties alone are not adequate predictors for sorption (Simpson et al.,
2003; Chen et al., 2005; Bonin and Simpson, 2007b; Chefetz and Xing, 2009). Instead, one
hypothesis that has emerged is that the accessibility and conformation of OM determines
whether it interacts with contaminants (Murphy et al., 1990; Salloum et al., 2002; Gunasekara
and Xing, 2003; Simpson et al., 2003; Chen et al., 2005; Bonin and Simpson, 2007b; Chefetz and
Xing, 2009). This suggests that investigations involving sorption to whole soils and not just soil
fractions such as humic substances are required as sorption domains may be exposed or altered
during extraction processes. Other recent studied examined sorption of a large variety of polar
and non-polar organic contaminants, including some with chemical and physical properties more
similar to those of pharmaceuticals and personal care products than polycyclic aromatic
hydrocarbons but no general consensus on which soil properties influence sorption has been
reached (Niederer et al., 2007; Bronner and Goss, 2011a). For example, Niederer et al. (2007)
observed large differences between air-OM sorption coefficients for OM samples of different
62
origins and found a correlation between this variability and the sorbent aromaticity. Conversely,
Bronner and Goss (2011a) suggested that Pahokee Peat could be used as a surrogate for sorption
to soil OM of varied origin and composition. Thus, further studies of the interactions of
pharmaceuticals and personal care products in soil are necessary to determine whether soil OM
characteristics will influence the sorption to soils of this new and emerging group of soil organic
contaminants.
This study examines the sorption of four contaminants with varying chemical and physical
properties (carbamazepine, sulfamethoxazole, 17β-estradiol and phenanthrene) to soil and two
common soil minerals (kaolinite and montmorillonite). Carbamazepine is an anti-epileptic drug
which has low biodegradability and therefore has the potential to accumulate in soils (Castiglioni
et al., 2006; Kinney et al., 2006; Williams et al., 2006). Sulfamethoxazole is a common
antimicrobial agent and its presence in the environment raises concern over the possibility of
bacteria developing resistance through long-term exposure (Thiele-Bruhn et al., 2004; Hou et al.,
2010) whereas 17β-estradiol is a naturally occurring estrogen with a high endocrine-disrupting
potential (Lee et al., 2003; Bonin and Simpson, 2007a; Zhang et al., 2011). Various
concentrations of carbamazepine, sulfamethoxazole and 17β-estradiol have been detected in
wastewater effluents so these are examples of contaminants which may be introduced to soil via
reclaimed wastewater irrigation (Carballa et al., 2004; Braga et al., 2005; Castiglioni et al., 2006;
Jelic et al., 2011; Zhang et al., 2011). Phenanthrene is a commonly studied polycyclic aromatic
hydrocarbon which is included in this study for comparison purposes. Sorption to soils,
especially those which contain a low OC content and a high mineral content, may be influenced
by contaminant-mineral interactions. Therefore, sorption of carbamazepine, sulfamethoxazole
63
and 17β-estradiol to montmorillonite and kaolinite was studied to determine whether sorption to
minerals was considerable or whether sorption was influenced most by the soil OM content.
Furthermore, contaminants were sorbed to five soils chosen for their varying soil OM
composition, which was analyzed by solid-state 13C Cross Polarization-Magic Angle Spinning
Nuclear Magnetic Resonance (CP-MAS NMR) spectroscopy. This was done to test whether the
hypotheses for polycyclic aromatic hydrocarbon sorption, that OM structure and conformation
influence contaminant sorption affinity, were also applicable to pharmaceutical and personal care
product sorption. The overall objective of this research was to determine which soil properties
govern sorption of pharmaceuticals and personal care products: mineral content, OC content or
OM composition.
3.2. Materials and Methods
3.2.1. Soil and mineral samples
Surface soil samples from varying locations and which have different OM properties (quantity
and composition) were selected for this study. The Pahokee Peat soil was purchased from the
International Humic Substances Society (St Paul, Minnesota) as an example of a soil with a low
mineral content and a high OC content (48.35%; Bonin and Simpson, 2007a). A forest fire
impacted surface soil (0-10 cm) was collected in October of 2002 from a site near the town of
Nestow, Alberta. The area was dominated by Jack pine (Pinus banksiana) and experienced a
wildfire in the summer of 2001 (Otto et al., 2006). The Charred soil has an OC content of 14.3%
and has high aromaticity (Otto et al., 2006). A pine forest soil (O horizon) was collected from a
forest near Hinton, Alberta with predominantly Lodgepole pine (Pinus contorta) (Otto and
Simpson, 2005). This soil has an OC content of 23.1% and contains OM that is of a more polar
64
and fresh nature (Otto and Simpson, 2005). A grassland soil was collected from the University of
Alberta Ellerslie Research Station in Edmonton where the predominant vegetation was western
wheatgrass (Agropyron smithii; Otto and Simpson, 2006). This soil has an OC content of 5.26%
and the dominant mineral is montmorillonite but the mineralogy also includes kaolinite, illite and
chlorite (Dudas and Pawluk, 1969; Otto and Simpson, 2006). An agricultural Brandon loam soil
(0-15 cm depth) was sampled in the fall of 2007 from a plot at the Central Experimental Farm in
Ottawa, Ontario and provides an example of a soil to which reclaimed water may potentially be
applied to for irrigation purposes (Ma et al., 2003). The OC content of this soil is 1.66% (LECO
combustion method) and the minerals present are feldspar, amphibole, chlorite, illite and mixed-
layer minerals (MacLean and Brydon, 1963). Soil samples were air dried and passed through a 2
mm sieve. Before use in sorption experiments, soils were finely ground using a mortar and
pestle.
The clay minerals kaolinite (KGa-1b Washington County, Georgia) and montmorillonite (STx-
1b Gonzales County, Texas) were purchased from The Clay Minerals Society’s Source Clays
Repository (West Layfayette, Indiana) and were used as received. Montmorillonite has a surface
area (N2) of 83.79 ± 0.22 m2/g and a cation exchange capacity of 84.4 meq/100 g whereas
kaolinite has a surface area of 10.05 ± 0.02 m2/g and a cation exchange capacity of 2.0 meq/100
g (Van Olphen and Fripiat, 1979).
3.2.2. Solid-state 13C NMR analysis
Soil samples were analyzed by solid-state 13C CP-MAS NMR to characterize differences in the
OM composition. Solid-state 13C NMR provides structural information about all of the
65
components present in the soil OM (Simpson et al., 2011). Prior to NMR analysis, the soils with
the lowest OC content (Grassland and Agricultural) were treated with 10% HF acid to
concentrate the OC and subsequently increase the signal to noise ratio without significantly
altering the 13C distribution of the samples (Schmidt et al., 1997; Rumpel et al., 2006). The
treated samples were rinsed repeatedly with deionized water to remove excess HF and freeze-
dried. NMR spectra were acquired with a Bruker BioSpin Avance III 500 MHz spectrometer
equipped with a 4 mm H-X MAS probe (Bruker BioSpin, Rheinstetten, Germany).
Approximately 100 mg of soil was packed in a 4 mm zirconium rotor and sealed with a Kel-F
cap. The spectra were acquired with a spinning rate of 13 kHz, a ramp-CP contact time of 1 ms
and a 1 s recycle delay. Over an acquisition time of 14 ms, the number of scans to obtain the
spectra ranged from 23 K to 68 K (1 K=1024 transient) and 1024 data points were collected.
Spectra were processed with a zero filling factor of 2 and 50 Hz line broadening. Chemical shifts
were calibrated using the carboxyl signal of glycine (176.03 ppm) as an external standard and
were assigned according to published studies (Baldock et al., 1992; Guggenberger et al., 1995;
Preston et al., 1997; Mao et al., 2000). Spectra were integrated using AMIX software (v. 3.9.7;
Bruker BioSpin) and were divided into four regions corresponding to: alkyl carbon (0-50 ppm),
O-alkyl carbon (50-110 ppm), aromatic carbon (110-160 ppm) and carbonyl carbon (160-200
ppm). Relative C percentages were calculated by dividing the area of each region by the total
carbon signal (0-200 ppm).
3.2.3. Batch sorption experiments
Carbamazepine (≥98% purity), phenanthrene (98% purity) and 17β-estradiol (≥98% purity) were
purchased from Sigma-Aldrich (St Louis, Missouri) and sulfamethoxazole (≥98% purity) was
66
purchased from Fluka Analytical (St Louis, Missouri). Chemical and physical properties of the
contaminants are listed in Table 3.1. Sorption experiments were performed in an aqueous
background solution of 0.01 M calcium chloride (Fisher Chemicals, Fair Lawn, New Jersey)
with 10-4 M mercury (II) chloride (> 99.5% purity, Sigma-Aldrich, St Louis, Missouri) added as
a biocide (Wolf et al., 1989). The solution was adjusted to pH 7 with drops of dilute NaOH and
the pH was verified using an Accumet® Basic pH meter. Stock solutions of the contaminants
were prepared in methanol and then diluted with the background solution to obtain the desired
concentrations. Methanol concentrations were less than 0.5% of the total volume to reduce
cosolvent interference with sorption behaviour (Feng et al., 2006). Contaminant concentration
ranges for sorption experiments were based on aqueous solubility properties (i.e.: higher
concentration ranges were used for water soluble contaminants). Final solution concentrations
for carbamazepine and sulfamethoxazole ranged from 2-10 mg/L and for phenanthrene and 17β-
estradiol from 0.2-1.0 mg/L. Contaminant solutions were added to pre-weighed soil samples in
13 mL Kimax glass test tubes with Teflon-lined screw caps containing 5 glass beads to aid with
mixing. Preliminary experiments were conducted to ensure that sorption was between 20-80% to
minimize analytical error. For each concentration, test tubes containing no soil served as control
samples. Test tubes were shaken for 48 hours (preliminary experiments indicated that apparent
equilibrium was reached before this time) on an Eberbach 6010 shaker at room temperature. The
samples were then centrifuged (1000 rpm, 1 hour) and 2 mL of the supernatants were placed in
amber vials for analysis by high-performance liquid chromatography (HPLC). Sorbed amounts
were calculated from the difference between solution concentrations of controls and equilibrium
aqueous-phase concentrations. Sorption isotherms were constructed from three replicates of five
concentration points.
67
Contaminant concentrations were measured using an Agilent 1100 HPLC system equipped with
an autosampler, a 5μm PrevailTM C18 4.6 × 250 mm column, a diode array detector and a
fluorescence detector. Solvent A, 0.1% glacial acetic acid in water, was prepared by mixing 500
μL of acetic acid (ACS grade, Fischer Scientific, Fair Lawn, New Jersey) with water (Millipore
Synergy® UV) in a 500 mL volumetric flask and filtering through a 0.45 μm mixed cellulose
ester membrane filter (Millipore). Solvent B was acetonitrile (Optima® grade, Fisher Scientific,
Fair Lawn, New Jersey). Carbamazepine analysis parameters were: 5 μL injection volume, a
mobile phase of 25% A and 75% B, a flow rate of 1 mL min-1, column temperature of 25°C,
diode array detection at an absorbance wavelength of 286 nm and a retention time of ~4 min
(Chefetz et al., 2008). Sulfamethoxazole analysis parameters were: 5 μL injection volume, a
mobile phase of 60% A and 40% B, a flow rate of 1 mL min-1, column temperature of 25°C,
diode array detection at an absorbance wavelength of 265 nm and a retention time of ~5.9 min
(Hou et al., 2010). 17β-estradiol analysis parameters were: 20 μL injection volume, a mobile
phase of 40% A and 60% B, a flow rate of 1 mL min-1, column temperature of 25°C,
fluorescence detection with an excitation wavelength of 226 nm and an emission wavelength of
310 nm and a retention time of ~7.6 min (Sun et al., 2010). Phenanthrene analysis parameters
were: 20 μL injection volume, a mobile phase of 10% A and 90% B, a flow rate of 1 mL min-1,
column temperature of 25°C, diode array detection at an absorbance wavelength of 254 nm and a
retention time of ~5.9 min (Bonin and Simpson, 2007b).
Origin Version 7.0 (Origin Lab, Northampton, Massachusetts) was used to calculate isotherm
coefficients. Sorption isotherms were modelled using the Freundlich equation: x/m = KFCen
where x/m is the equilibrium solid-phase solute concentration in mg/g, KF is the Freundlich
68
sorption coefficient with units of (mg/g)/(mg/L)n, Ce is the aqueous-phase solute concentration
with units of mg/L and n is the isotherm nonlinearity index (unitless). Isotherms were also
modelled using a linear sorption isotherm: x/m = KdCe where Kd is the distribution coefficient in
units of L/g. Where appropriate, OC normalized coefficients were calculated using Koc = Kd/foc
where foc is the percent normalized fraction of OC in the soil (Feng et al., 2006; Bonin and
Simpson, 2007a). Origin Version 7.0 (Origin Lab, Northampton, Massachusetts) was also used
to obtain linear regression parameters for the relationship between Koc and soil O-alkyl carbon
content.
3.3. Results and Discussion
3.3.1. Sorbent characteristics
The solid-state 13C NMR spectra of the soil samples are shown in Fig. 3.1 and the relative
integration results for the different structures are listed in Table 3.2. Resonances within the solid-
state 13C NMR spectra (Fig. 3.1) are classified into four general categories: a) alkyl carbon, b) O-
alkyl carbon, c) aromatic carbon and d) carboxyl and carbonyl carbon. Resonances from 0-50
ppm are from alkyl carbon such as methyl groups (0-25 ppm) and methylene from simple
aliphatic chains (25-35 ppm) which arise from lipids and waxes from plant cuticles as well as the
polyesters cutin and suberin (Guggenberger et al., 1995; Kögel-Knabner, 1997; Preston et al.,
1997; Mao et al., 2000). Resonances from 50-110 ppm can be assigned to O-alkyl carbon such as
alcohols, carbohydrates and methoxy carbon (56 ppm) from proteins or lignin and ethers
(Preston et al., 1997; Mao et al., 2000). Within the O-alkyl region, between 90-110 ppm,
resonances from anomeric carbon of carbohydrates are observed (Kögel-Knabner, 1997; Preston
et al., 1997; Mao et al., 2000). Aromatic resonances appear between 110-160 ppm and are from
69
aromatic constituents found in lignin, tannins and aromatic side chains of proteins such as
phenylalanine and tyrosine as well as black carbon (Baldock et al., 1992; Guggenberger et al.,
1995). Finally, carboxyl and carbonyl carbon resonances appear between 160-200 ppm (Baldock
et al., 1992; Guggenberger et al., 1995).
Of the soil samples analyzed, the Peat contains the highest relative percentage of alkyl carbon
and the least aromatic carbon. The Charred soil is enriched in aromatic carbon likely in the form
of black carbon which is a remnant of incomplete combustion and can account for as much as
30-45% of total OC in charred soils (Skjemstad et al., 1996; Schmidt et al., 1999; Cornelissen et
al., 2005). Carbohydrates and alcohols are consumed as fuel during forest fires resulting in a
relatively small contribution of O-alkyl components which is consistent with a high degree of
soil OM degradation (Baldock et al., 1992; Fernandez et al., 1997; Kavdir et al., 2005).
Conversely, the Pine Forest soil contains the largest percent of O-alkyl carbon of all the soils
which is consistent with fresh OM and a relatively low amount of aromatic carbon (Baldock et
al., 1992). The Grassland sample is the second most aromatic of the samples. Lastly, the
Agricultural soil contains a large amount of O-alkyl carbon and is of intermediate aromaticity.
Therefore, NMR analysis reveals that the OM composition of the soils varies and is likely the
result of many factors including overlying vegetation, climate, mineral content, microbial
activity, recent wildfires and land-use (Baldock et al., 1992; Guggenberger et al., 1995; Zech et
al., 1997; Quideau et al., 2001; Kögel-Knabner, 2002; Ohno et al., 2007).
70
3.3.2. Sorption coefficients
Isotherm parameters for contaminant sorption to the soils are listed in Table 3.3. All isotherms
were nonlinear; with Freundlich n indices ranging from 0.41 to 0.89 (see Figs. A.1-A.8).
Although sorption isotherms were better modelled using the Freundlich equation, the Freundlich
sorption coefficients (KF) could not be directly compared due to the differing n values and
therefore linear sorption coefficients (Kd) were also calculated. Each contaminant exhibited a
different sorption affinity for the soils. The highest sorption coefficients (Kd values) were
observed for phenanthrene with sorption of the remaining compounds decreasing in the order:
17β-estradiol >> carbamazepine > sulfamethoxazole which inversely correlates to the aqueous
solubilities and positively correlates to the log Kow values of the contaminants. This suggests that
van der Waals forces are likely an important, if not the only, sorption mechanism and that the
contaminants sorbed mostly to OM components rather than water-coated soil minerals (Lee et
al., 2003; Yamamoto et al., 2003; Yu et al., 2004).
To test the role of soil minerals in the sorption of pharmaceuticals and personal care products of
interest, sorption of 17β-estradiol, sulfamethoxazole and carbamazepine to kaolinite and
montmorillonite was measured. Previous studies in our laboratory found that phenanthrene
sorption to kaolinite and montmorillonite was not detectable so this was not repeated in this
study (Feng et al., 2006; Bonin and Simpson, 2007b). Sorption of carbamazepine, 17β-estradiol
and sulfamethoxazole to kaolinite was not detected. This is consistent with other reports that
suggest contaminant affinity for kaolinite is lower than for montmorillonite likely due to its
decreased surface area and nonexpanding nature (Van Emmerik et al., 2003; Bonin and Simpson,
2007b). Carbamazepine and 17β-estradiol sorption to montmorillonite was detected but
71
sulfamethoxazole sorption was not observed. Sulfamethoxazole has a pKa value of 5.29 and is
negatively charged at the experimental pH whereas the other contaminants are neutral (Hou et
al., 2010). Decreasing sulfonamide sorption with increasing pH due to sulfonamide
deprotonation has been observed previously (Gao and Pedersen, 2005). Sorption of
carbamazepine on montmorillonite resulted in an isotherm with a KF that is orders of magnitude
lower than the KF values for carbamazepine sorption to the majority of the soils (Table 3.3).
Carbamazepine sorption isotherms (see Figs. A.1 and A.2) showed that similar amounts of the
contaminant sorbed to montmorillonite and the Agricultural soil in the low concentration range.
However, montmorillonite was not one of the main minerals found in the Agricultural soil and
the mixture of minerals present may have sorbed lower amounts of carbamazepine. Furthermore,
the sorption isotherm for montmorillonite had an n index of greater than 1 which implies that
sorbate-sorbate interactions were stronger than sorbate-sorbent interactions and that
carbamazepine would rather remain in solution at low concentrations than interact with the
mineral surface (Schwarzenbach et al., 2003). Therefore, the shape of the isotherms suggests that
in this experiment, carbamazepine is more likely to sorb to OM than to mineral surfaces. 17β-
estradiol sorption to montmorillonite also gave an isotherm with a KF which is an order of
magnitude lower than any of the values for 17β-estradiol sorption to soil (Table 3.3). These
results suggest that for the soils studied, sorption of the pharmaceuticals and personal care
products to the mineral phase is not the dominant sorbent property and that OC is the main
sorbent characteristic that drives sorption of these compounds to soil provided the soils are not
dry.
72
Sorption affinity of the contaminants for the soils also generally increased with OC content
which further supports the hypothesis that sorption occurred mainly through interactions with the
soil OM (Schwarzenbach and Westall, 1981; Hou et al., 2010). The notable exception to this
trend is the Charred soil which had Kd coefficients of equal or greater value than those of the
Peat even though the Charred soil has a much lower OC content. This may relate to the OC
quality of this sample because the Charred soil contains black carbon which has a high sorption
affinity for contaminants as compared to other types of OM found in soils and sediments (Jonker
and Koelmans, 2002; Cornelissen and Gustafsson, 2004; Cornelissen et al., 2005; Sun et al.,
2010). Sorption to black carbon would also account for the observed nonlinearity of the sorption
isotherms and lower n indices (Table 3.3) for the Charred soil (Accardi-Dey and Gschwend,
2002; Cornelissen and Gustafsson, 2004; Cornelissen et al., 2005; Sun et al., 2010) because of
the condensed and highly aromatic nature of black carbon which behaves as a “glassy” domain
(Xing and Pignatello, 1997; Cornelissen et al., 2005). Although there was an increase in sorption
with increasing OC content, this was not a linear relationship (see Figs. C.1 and C.2) indicating
that other factors such as OM characteristics must be considered.
3.3.3. Comparison of measured and calculated sorption coefficients
Poly parameter linear free energy relationships (pp-LFERs) which predict the log Koc values for
contaminant sorption to Pahokee Peat are found in the literature (Endo et al., 2009; Bronner and
Goss, 2011b). These relationships predict the sorption of a compound based on sorbate
descriptors including: excess molar refractivity (E), molar volume (V), H-bond acidity (A) and
basicity (B) and dipolarity/polarizability (S; Endo et al., 2009; Bronner and Goss, 2011b). Log
Koc values were calculated from some of these pp-LFER equations and were compared to those
73
measured in this study. Sorbate descriptors for carbamazepine, sulfamethoxazole, 17β-estradiol
and phenanthrene are given in Table 3.4.
The log Koc values for sorption to Peat measured in this study are as follows: 2.38 ± 0.04 for
carbamazepine, 2.30 ± 0.02 for sulfamethoxazole, 3.49 ± 0.04 for 17β-estradiol and 4.20 ± 0.02
for phenanthrene. Based on the pp-LFER equation for sorption to Peat at low concentrations
published by Endo et al. (2009), the calculated log Koc values are: 4 ± 1 for carbamazepine, 4 ± 1
for sulfamethoxazole, 8 ± 1 for 17β-estradiol and 5.6 ± 0.7 for phenanthrene. This pp-LFER
consistently overestimates the log Koc measured for sorption of the contaminants. This is
expected as low contaminant concentrations were defined as orders of magnitude lower (or
<10%) than the aqueous solubility limits whereas the concentrations used in this experiment
were generally above these limits (Endo et al., 2009). The log Koc values calculated based on the
pp-LFER equation for sorption to Peat at high concentrations published by Endo et al. (2009)
are: 2.6 ± 0.9 for carbamazepine, 2 ± 1 for sulfamethoxazole, 5 ± 1 for 17β-estradiol and 4.4 ±
0.7 for phenanthrene. The measured log Koc values of all contaminants fall within error of these
predicted values which suggests that this equation can be used to accurately predict log Koc for
sorption to Peat. Finally, based on the pp-LFER equation for sorption to Peat published by
Bronner and Goss (2011b), the calculated log Koc values are: 1.9 ± 0.5 for carbamazepine, 0.7 ±
0.4 for sulfamethoxazole, 2.3 ± 0.5 for 17β-estradiol and 4.0 ± 0.3 for phenanthrene. The
measured log Koc for phenanthrene agrees with the calculated value within error. However, this
pp-LFER underestimates the log Koc values measured for carbamazepine, 17β-estradiol and
sulfamethoxazole. This suggests that this equation does not accurately predict sorption of all
74
contaminants to Pahokee Peat. The log Koc values measured in this study are better modelled by
the pp-LFER for sorption to Peat at high sorbate concentrations published by Endo et al. (2009).
3.3.4. Relationship between sorption and OM structure
Comparisons between the OM structure of the soils and the Koc values were made to determine
whether the soil OM composition influenced sorption affinity. To account for the higher sorption
affinity of contaminants for black carbon than other types of soil OM, the use of a black carbon
normalized sorption coefficients (KBC) for describing sorption to soils has been proposed
(Gustafsson et al., 1997; Accardi-Dey and Gschwend, 2002). However, accurate quantification
of the fraction of black carbon in a soil can be difficult (Cornelissen et al., 2005) and in this
experiment, the fraction of black carbon in the soils was unknown. Other studies have calculated
Koc values for soils known to contain black carbon and other condensed OM fractions, such as
kerogen and nonhydrolyzable carbon, and have compared sorption of contaminants to these
fractions with sorption to other OM fractions (Salloum et al., 2002; Yu et al., 2006; Sun et al.,
2010; Zhang et al., 2010). Therefore, while the Charred soil in this study is assumed to contain
black carbon, the sorption coefficients are normalized to OC content for comparison with the
other soils.
Specifically, the relationships of Koc with aliphaticity and aromaticity (Figs. 3.2a and 3.2b) were
tested as previous research with polycyclic aromatic hydrocarbons and other organic molecules
has highlighted the importance of these two components (Chin et al., 1997; Xing, 1997; Chiou et
al., 1998; Perminova et al., 1999; Chefetz et al., 2000; Mao et al., 2002; Salloum et al., 2002;
Niederer et al., 2007; Wang et al., 2011). No clear trend was observed between the Koc values of
75
the neutral contaminants (carbamazepine, 17β-estradiol and phenanthrene) and aliphaticity of the
soil OM (Fig. 3.2a). For example, the Charred soil contained only an intermediate amount of
alkyl carbon but gave the highest Koc values. For carbamazepine, 17β-estradiol and
phenanthrene, the Grassland soil also had a higher Koc value than the aliphatic rich soil samples
(Agricultural and Peat). For sulfamethoxazole, a trend of increasing sorption with increasing
alkyl carbon content was observed for the Pine Forest, Grassland, Agricultural and Peat soils. As
the sulfamethoxazole is negatively charged at the experimental pH, electrostatic interactions may
have been important which altered the sorption trends compared to the neutral contaminants
(Tolls, 2001; Tülp et al., 2009; Vasudevan et al., 2009). For example, Ca2+ is present in the
solution so cation bridging between the pharmaceutical and deprotonated hydroxyl or
carboxylate groups of the OM may be an important sorption mechanism for sulfamethoxazole
(Tolls, 2001; Tülp et al., 2009; Vasudevan et al., 2009). However, the Charred soil also resulted
in highest Koc value for sulfamethoxazole. Furthermore, for all of the contaminants, the Charred
soil and the Grassland soil contained the same relative amount of alkyl carbon but had very
different Koc values. These observations suggest that aliphaticity alone is not an accurate
predictor of sorption.
The trend between Koc and aromaticity is also unclear (Fig. 3.2b). For carbamazepine, 17β-
estradiol and phenanthrene there is an increase in sorption with higher aromaticity based on
sorption to the Pine Forest, Agricultural, Grassland and Charred soils. However, the Peat resulted
in high Koc values but contains the lowest amount of aromatic carbon. For sulfamethoxazole, the
Grassland soil, which is the second most aromatic of the samples, had one of the lowest Koc
76
values whereas the Peat had the second highest Koc value. Therefore, OM aromaticity may not be
a suitable predictor of pharmaceutical and personal care product sorption.
To further assess the role of OM composition in sorption, the Koc values of the contaminants
were also plotted against the O-alkyl content of the five soils (Fig. 3.2c). The Koc values of all
contaminants generally decreased with increasing O-alkyl content of the soils. Linear regression
parameters for the relationship between Koc and O-alkyl carbon content are reported in Table 3.5.
Based on these values, there is a strong and significant (α = 0.1) negative correlation between Koc
and O-alkyl carbon content for carbamazepine, 17β-estradiol and phenanthrene. The relationship
for sulfamethoxazole is relatively weak and is not significant (α = 0.1) which further exemplifies
the difference in reactivity of this negatively charged contaminant compared to the neutral
compounds studied in this experiment. The negative relationship between Koc and the O-alkyl
content of the soils is consistent with reports which have observed a negative correlation between
sorbent polarity and Koc values of polycyclic aromatic hydrocarbons (Xing, 1997; Chiou et al.,
1998; Chen et al., 2005). Studies have also shown that carbohydrates act as poor sorption sites
for contaminants (Salloum et al., 2002; Simpson et al., 2003; Chen et al., 2005). For example,
Salloum et al. (2002) studied the sorption of phenanthrene to natural OM samples including
algae, cellulose, cuticle and lignin and observed the lowest Koc for sorption to cellulose.
Similarly, OM samples treated to remove polysaccharides displayed higher phenanthrene
sorption than untreated samples (Simpson et al., 2003; Chen et al., 2005). One explanation for
this observed negative relationship may be that O-alkyl carbon blocks important contaminant
sorption sites. For soils with low O-alkyl carbon content, high affinity sorption sites may be
revealed resulting in increased contaminant sorption. The Koc value for the Charred soil may be
77
higher than the other soils not only due to the presence of highly condensed and aromatic black
carbon but also due to the lack of O-alkyl species ensuring that these black carbon components
are fully accessible for interaction. While aromatic or aliphatic carbon may interact favourably
with contaminants, their accessibility rather than their presence in soil may be the factor
controlling sorption. Niederer et al. (2007) similarly suggested that sorption of contaminants was
most influenced by the availability of sorption sites rather than specific chemical characteristics
of the soil OM. To explain this phenomenon, the authors proposed that OM components such as
carboxylic and phenolic groups could undergo internal hydrogen bonding forming highly cross-
linked regions into which contaminants would generally be unable to enter for sorption (Niederer
et al., 2007). As O-alkyl components are polar, these could be involved in this cross-linking and
therefore the above reasoning could provide an alternative explanation for the observed decrease
in sorption with increasing O-alkyl content.
Other studies of the sorption of organic contaminants have also suggested the importance of OM
conformation and accessibility (Murphy et al., 1994; Salloum et al., 2001; Feng et al., 2006;
Pignatello et al., 2006; Bonin and Simpson, 2007b). For example, Murphy et al. (1994) proposed
that the conformation of OM sorbed to a mineral surface is dependent on its configuration in
solution where it could adopt a coiled or elongated structure based on pH, ionic strength and
cation valence. The sorption affinity of hydrophobic organic contaminants has been observed to
vary for OM-mineral complexes formed under different solution conditions, which suggests that
different conformations of OM on mineral surfaces result in the exposure or concealment of
contaminant sorption sites (Murphy et al., 1994; Feng et al., 2006). Previous studies have found
that reconstituted Koc values (calculated from the Koc values for contaminant sorption to humin
78
and humic acid fractions) were greater than measured Koc values for sorption to whole soil
(Salloum et al., 2001; Bonin and Simpson, 2007b). This implies that with fractionation additional
or more favourable sorption sites are exposed which are not accessible in whole soils (Salloum et
al., 2001; Bonin and Simpson, 2007b). As well, Feng et al. (2006) observed phenanthrene had a
higher sorption affinity for OM-kaolinite complexes than OM-montmorillonite complexes. Both
mineral surfaces preferentially sorbed polymethylene compounds however, montmorillonite also
sorbed peptides which the authors believed could limit the accessibility of the hydrophobic
domains for contaminants (Feng et al., 2006). Furthermore, Pignatello et al. (2006) observed
suppressed sorption of organic compounds to wood char coated with humic and fulvic acids
which was attributed to the blocking of high affinity sorption sites.
A previous study of a whole soil by 1H High Resolution-Magic Angle Spinning (HR-MAS)
NMR spectroscopy determined that carbohydrates are one of the main types of compounds
detected at the soil-water interface (Simpson et al., 2001). 1H HR-MAS NMR is a technique
which allows the application of solution-state NMR experiments to samples that are not fully
soluble, such as soils (Simpson et al., 2001). The soil is swollen by an NMR solvent and the only
compounds detected are those which are in contact with the solvent (Simpson et al., 2011). The
use of D2O provides detail about which components would be available for interaction at the
solid-water interface (Simpson et al., 2001). The presence of O-alkyl species at the soil-water
interface supports that these compounds could indeed be blocking other soil OM components
which would act as more favourable sorption sites for contaminants. Conversely, aromatic
compounds were only detected after soils were swollen by DMSO-d6, a more penetrating solvent
than D2O which can break hydrogen bonds (Simpson et al., 2001). Aromatic carbon is likely
79
buried in hydrophobic domains and therefore not available for direct interaction with the
contaminants which may be the reason that a strong relationship between Koc and aromaticity is
not observed (Simpson et al., 2001). Combined with the weak relationships between Koc and
aliphaticity and aromaticity, the negative relationship between Koc and soil O-alkyl content
suggests that OM composition alone cannot be used to predict sorption of pharmaceuticals and
personal care products but that OM conformation and accessibility must also be considered.
3.4. Conclusions
Contaminants studied here sorbed more to the soil OM than kaolinite and montmorillonite
suggesting that OM is the primary sorbent property that governs the fate of these contaminants in
soil. The neutral pharmaceuticals (carbamazepine and 17β-estradiol) displayed trends in Koc
which were comparable to those of phenanthrene. At the pH of this study, sulfamethoxazole was
negatively charged and displayed different trends in Koc values from the neutral contaminants
which may have been the result of significant electrostatic interactions such as cation bridging
between sulfamethoxazole and negative functional groups of the soil OM (Tolls, 2001; Tülp et
al., 2009; Vasudevan et al., 2009). The contaminant properties such as log Kow had a more
notable impact on the amount of chemical which was sorbed to soil and therefore would
determine the relative contaminant mobility. Carbamazepine and sulfamethoxazole Koc values
were considerably lower than those for 17β-estradiol and phenanthrene and therefore these
pharmaceuticals may have a higher mobility in soil. This is consistent with reports that observed
carbamazepine and sulfamethoxazole in groundwater (Ternes et al., 2007; Barnes et al., 2008).
Weak relationships were observed between Koc and soil aliphaticity or aromaticity. Not only
should the types of OC present in soils be considered but also the accessibility of those
80
components as this will influence their ability for interaction. A negative relationship between
Koc and the O-alkyl content may be due to carbohydrates blocking high affinity sorption sites or
due to O-alkyl and carboxylic components forming highly cross-linked regions for which
contaminants have restricted access. Consequently, application of reclaimed wastewater to soils
with relatively fresh OM enriched in O-alkyl components, such as the Pine Forest and
Agricultural soil used in this study, may result in higher mobility of pharmaceuticals and
personal care products. Additional studies involving sorption of various pharmaceuticals to soils
over a range of environmentally relevant pH will assist in verifying these observations.
Specifically, the sorption of pharmaceuticals to a soil which has been coated with O-alkyl
compounds should be compared with sorption to the unaltered soil to determine whether addition
of these components causes a decrease in sorption affinity.
81
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3.6. Tables
Table 3.1: Selected chemical and physical properties of the contaminants. Chemical Structure Molecular
Formula Molecular
Weight (g/mol)
Water Solubility
(mg/L)
Log Kow
pKa
Carbamazepine
C15H12N2O 236.27 17.7a 2.45a 14a
Sulfamethoxazole C10H11N3O3S 253.28 356b 0.9b 1.85, 5.29b
17β-estradiol
C18H24O2 272.38 3.85c 4.01c 10.23c
Phenanthrene C14H10 178.23 1.12d 4.57d -
a Monteiro and Boxall (2009). b Hou et al. (2010). c Yamamoto et al. (2003). d Yu and Huang (2005). Table 3.2: Solid-state 13C NMR integration results for soil samples used in sorption studies.
Relative Percentage of Total 13C NMR Signal (0-200 ppm) Sample Alkyl
(0-50 ppm) O-Alkyl
(50-110 ppm) Aromatic
(110-160 ppm) Carbonyl
(160-200 ppm) Peat 40 37 16 7
Charred 27 20 52 1 Pine Forest 26 50 17 7 Grassland 27 32 32 9
Agricultural 29 44 19 8
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Table 3.3: Freundlich and linear sorption isotherm parameters for contaminant sorption to various soils. Contaminant abbreviations are as follows: carbamazepine (CBZ), sulfamethoxazole (SMX), 17β-estradiol (E2) and phenanthrene (PHN).
Sorbent-Sorbate System KF ± SE (mg/g)/(mg/L)n
n ± SE
Freundlich r2
Kd ± SE (L/g)
Linear r2
KOC (L/g)
Peat – CBZ 2.1×10-1 ± 1×10-2 0.66 ± 0.04 0.991 1.17×10-1 ± 8×10-3 0.969 2.4×10-1 ± 2×10-2 Charred – CBZ 3.5×10-1 ± 3×10-2 0.51 ± 0.06 0.981 1.9×10-1 ± 2×10-2 0.968 1.3 ± 2×10-1
Pine Forest – CBZ 3.8×10-2 ± 2×10-3 0.76 ± 0.03 0.997 2.6×10-2 ± 1×10-3 0.994 1.14×10-1 ± 5×10-3 Grassland – CBZ 2.2×10-2 ± 1×10-3 0.71 ± 0.03 0.996 1.43×10-2 ± 8×10-4 0.994 2.7×10-1 ± 1×10-2
Agricultural – CBZ 3.76×10-3 ± 7×10-5 0.85 ± 0.01 0.9997 2.88×10-3 ± 8×10-5 0.998 1.73×10-1 ± 5×10-3
Montmorillonite - CBZ 1.0×10-4 ± 5×10-5 4.0 ± 0.3 0.994 not calculated a - n/a bKaolinite - CBZ not detected - - not detected - n/a b
Peat – SMZ 1.6×10-1 ± 1×10-2 0.72 ± 0.04 0.993 9.9×10-2 ± 6×10-3 0.980 2.0×10-1 ± 1×10-2 Charred – SMZ 1.9×10-1 ± 1×10-2 0.64 ± 0.03 0.994 1.04×10-1 ± 8×10-3 0.973 7.2×10-1 ± 5×10-2
Pine Forest – SMZ 4.7×10-3 ± 4×10-4 0.88 ± 0.04 0.996 3.81×10-3 ± 9×10-5 0.998 1.65×10-2 ± 4×10-4 Grassland – SMZ 5×10-3 ± 1×10-3 0.7 ± 0.2 0.893 2.8×10-3 ± 2×10-4 0.886 5.2×10-2 ± 4×10-3
Agricultural – SMZ 3.23×10-3 ± 9×10-5 0.78 ± 0.017 0.999 2.19×10-3 ± 9×10-5 0.998 1.32×10-1 ± 5×10-3 Montmorillonite - SMX not detected - - not detected - n/a b
Kaolinite - SMX not detected - - not detected - n/a b
Peat – E2 9×10-1 ± 1×10-1 0.60 ± 0.08 0.971 1.5 ± 1×10-1 0.960 3.1 ± 3×10-1 Charred – E2 1.8 ± 3×10-1 0.5 ± 0.1 0.932 3.2 ± 4×10-1 0.907 22 ± 3
Pine Forest – E2 1.8×10-1 ± 1×10-2 0.59 ± 0.04 0.990 3.0×10-1 ± 3×10-2 0.982 1.3 ± 1×10-1 Grassland – E2 1.99×10-1 ± 7×10-3 0.60 ± 0.02 0.997 3.2×10-1 ± 3×10-2 0.992 6.2 ± 5×10-1
Agricultural – E2 2.7×10-2 ± 1×10-3 0.61 ± 0.06 0.981 3.6×10-2 ± 3×10-3 0.997 2.2 ± 2×10-1 Montmorillonite – E2 6.2×10-3 ± 4×10-4 1.0 ± 0.1 0.984 6.3×10-3 ± 2×10-4 0.984 n/a b
Kaolinite – E2 not detected - - not detected - n/a b
Peat – PHN 5.2 ± 5×10-1 0.71 ± 0.07 0.983 7.6 ± 4×10-1 0.993 15.7 ± 9×10-1 Charred – PHN 3.1 ± 1×10-1 0.41 ± 0.02 0.994 6.1 ± 9×10-1 0.928 42 ± 6
Pine Forest – PHN 0.9 ± 1×10-1 0.89 ± 0.09 0.984 1.04 ± 3×10-2 0.991 4.5 ± 1×10-1 Grassland – PHN 4×10-1 ± 2×10-2 0.56 ± 0.03 0.994 6.4×10-1 ± 6×10-2 0.994 12 ± 1
Agricultural – PHN 1.12×10-1 ± 8×10-3 0.76 ± 0.07 0.986 1.43×10-1 ± 7×10-3 0.989 8.6 ± 4×10-1 Montmorillonite – PHN not detected c - - not detected c - n/a b
Kaolinite - PHN not detected c - - not detected c - n/a ba Kd not calculated due to the non-linearity of the sorption isotherm (see Fig. A2). b n/a = not applicable, montmorillonite and kaolinite contain no organic carbon so Koc values could not be calculated. c Feng et al. (2006), Bonin and Simpson (2007b).
89
Table 3.4: Sorbate descriptors for the studied contaminants. Abbreviations are as follows: excess molar refractivity (E), molar volume (V), H-bond acidity (A) and basicity (B) and dipolarity/ polarizability (S).
Chemical E V A B S Carbamazepine 2.15a 1.1811a 0.42 ± 0.07a 1.11 ± 0.05a 1.79 ± 0.16a
Sulfamethoxazole 1.99b 1.7244b 0.59b 1.21b 2.43b
17β-estradiol 1.800c 2.1988c 0.88c 0.95c 3.30c
Phenanthrene 2.055d 1.454d 0.000d 0.26d 1.290d
a Tülp et al. (2008). b Abraham et al. (2009). c Lázaro et al. (2009). d Acree and Abraham (2001). Table 3.5: Linear regression parameters for the relationship between organic carbon normalized sorption coefficients (Koc) and O-alkyl carbon content.
Chemical Equation r p-valuea
Carbamazepine Koc = (-0.0101 ± 0.0007)(% O-alkyl) + (0.62 ± 0.03)
-0.922 0.03
Sulfamethoxazole Koc = (-0.0045 ± 0.0002)(% O-alkyl) + (0.24 ± 0.01)
-0.603 0.3
17β-estradiol Koc = (-0.20 ± 0.02)(% O-alkyl) + (11.3 ± 0.8)
-0.849 0.07
Phenanthrene Koc = (-0.69 ± 0.04)(% O-alkyl) + (39 ± 2)
-0.950 0.01
a p-value for the t-test of the null hypothesis that slope = 0
90
3.7. Figures
Figure 3.1: Solid-state 13C cross polarization-magic angle spinning (CP-MAS) NMR spectra and organic carbon content of soils.
180 160 140 120 100 80 60 40 20 ppm
Charred14.3% OC
Peat48.35% OC
Grassland5.26% OC
Pine Forest23.1% OC
Agricultural1.66% OC
Chemical Shift (ppm)
alkyl
anomeric
aromaticcarboxyl + carbonyl O‐alkyl
OCH3
CH2
CH3
91
Figure 3.2: Relationships between organic carbon normalized sorption coefficients (Koc) and soil a) alkyl carbon content, b) aromatic carbon content and c) O-alkyl carbon content.
15 20 25 30 35 40 45 50
0
5
10
15
20
25
30
35
40
45
50
17β-estradiol Phenanthrene
K oc (L
/g)
% O-alkyl carbon
15 20 25 30 35 40 45 50
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6 Carbamazepine Sulfamethoxazole
Koc
(L/g
)
% O-alkyl carbon15 20 25 30 35 40 45 50 55
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6 carbamazepine sulfamethoxazole
Koc
(L/g
)
% aromatic carbon26 28 30 32 34 36 38 40
0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6 carbamazepine sulfamethoxazole
K oc (L
/g)
% alkyl carbon
26 28 30 32 34 36 38 400
5
10
15
20
25
30
35
40
45
50
17β-estradiol phenanthrene
Koc
(L/g
)
% alkyl carbon15 20 25 30 35 40 45 50 55
0
5
10
15
20
25
30
35
40
45
50
17β-estradiol phenanthrene
K oc (L
/g)
% aromatic carbon
a) Koc vs. % alkyl carbon b) Koc vs. % aromatic carbon c) Koc vs. % O-alkyl carbon
92
Chapter 4: Summary and Synthesis The research presented within this thesis demonstrates that similar components of dissolved
organic matter (OM) isolated from Leonardite humic acid, Peat humic acid and a forest soil were
sorbed to clay surfaces even though the initial structure of the dissolved OM isolates varied.
These results suggest that initial dissolved OM composition may not influence preferential
sorption. Therefore, observations made about preferential sorption of a single OM sample should
be applicable to systems with differing OM inputs. Conversely, preferential sorption was
influenced by the type of clay with which the OM interacted. Mainly long chain aliphatic
components which were likely cutin-derived were observed on the kaolinite surface using 1H
High Resolution-Magic Angle Spinning Nuclear Magnetic Resonance (HR-MAS NMR)
spectroscopy. The compounds observed on the montmorillonite surface included both peptides
and aliphatic compounds of various chain lengths. The variation in the components sorbed to
each clay surface was consistent with previous publications which determined that preferential
sorption is influenced by mineral type (Chorover and Amistadi, 2001; Feng et al., 2005; Wang
and Xing, 2005; Ghosh et al., 2009).
1H HR-MAS NMR analysis of two Grassland soils established that the OM components
prevalent at the soil-water interface were aliphatic compounds, carbohydrates and amino acids.
Aromatic components were not observed at the soil-water interface, but instead appeared to exist
within more hydrophobic domains. Similar results were obtained with a Peat soil which had a
low mineral content; this therefore demonstrates the importance of OM-OM interactions.
Consequently, OM-OM interactions may be responsible for the observed differences between the
93
OM sorbed to the clay surfaces and the OM components present at the soil-water interface. For
example, carbohydrates were prevalent at the soil-water interface while these compounds were
only detected in low amounts on the clay surfaces. Therefore, a clearer understanding of the
factors governing OM-OM interactions and not just OM-mineral interactions is required to fully
understand the sorption and preservation of OM in soils. Understanding the interactions of OM
in soils and which OM components are present at the soil-water interface is important as this can
govern the sorption of contaminants.
Sorption of carbamazepine, sulfamethoxazole, 17β-estradiol and phenanthrene to soils was
positively related to the log Kow values of the contaminants, and sorption generally increased
with soil organic carbon content. These results suggest that these contaminants were interacting
with components of the soil OM and not the soil minerals. This hypothesis was supported by
experiments in which no contaminant sorption was detected on kaolinite and only low amounts
of carbamazepine and 17β-estradiol were sorbed to montmorillonite whereas sorption of
sulfamethoxazole and phenanthrene to montmorillonite was not detected. Analysis of the soils by
13C Cross Polarization-Magic Angle Spinning (CP-MAS) NMR showed differences in the soil
OM compositions. No clear relationships between the contaminant organic carbon normalized
sorption coefficients (Koc) and the aliphatic or aromatic content of the soils were observed. A
strong and significant (α = 0.1) negative correlation between the contaminant Koc values and the
O-alkyl carbon content of the soils was observed for carbamazepine, 17β-estradiol and
phenanthrene. One explanation for this may be that O-alkyl components such as carbohydrates
(which were shown to be available at the soil-water interface) are blocking contaminant access to
high affinity sorption sites. Alternatively, O-alkyl components could form hydrogen bonds with
94
functional groups such as carboxylic acids creating highly cross-linked regions within the OM
into which contaminants would be unable to enter for sorption (Niederer et al., 2007). These
results are consistent with reports that have observed a negative relationship between sorption
and sorbent polarity as well as those that have observed low sorption to isolated polysaccharides
(Xing, 1997; Chiou et al., 1998; Salloum et al., 2002; Simpson et al., 2003; Chen et al., 2005).
This also agrees with studies that have suggested the importance of soil OM conformation and
accessibility for contaminant sorption (Murphy et al., 1994; Salloum et al., 2001; Feng et al.,
2006; Pignatello et al., 2006; Bonin and Simpson, 2007). Similar relationships were observed for
the neutral contaminants studied (carbamazepine, 17β-estradiol and phenanthrene). However,
sulfamethoxazole, which was negatively charged at the solution conditions used in this
experiment, showed different sorption trends from the other contaminants. Likely, an
electrostatic interaction such as cation bridging between sulfamethoxazole and negative
functional groups of the OM was an important sorption mechanism for this contaminant (Tolls,
2001; Tülp et al., 2009; Vasudevan et al., 2009). Carbamazepine and sulfamethoxazole would
likely be more mobile in the soil environment as the Koc values for these compounds were much
lower than those of 17β-estradiol and phenanthrene. The results of this study also suggest that the
application of reclaimed wastewater to soils which are enriched in O-alkyl carbon will result in
higher contaminant mobility.
Since the pharmaceuticals and personal care products interacted mainly with the soil OM, factors
which influence the preferential sorption of OM to mineral surfaces and soils also indirectly
control the sorption of these contaminants. In soils, if the conditions do not favour preferential
sorption of O-alkyl components, there should be less blocking of high affinity sites by these
95
species and a larger amount of contaminant sorption. Future experiments which involve the
sequential loading of OM to mineral surfaces and the characterization of the OM present at the
solid-water interface after each loading may provide insight into OM-OM interactions. These
interactions may be as important as OM-mineral interactions for sorption and preservation of
OM and could influence which components are present at the soil-water interface and available
for interaction with contaminants. 1H HR-MAS NMR spectroscopy is valuable for these types of
analyses as it allows direct, molecular-level characterization of the OM components sorbed to the
clays. Furthermore, the sorption of pharmaceuticals and personal care products to organo-clay
complexes or soils with various loadings of O-alkyl compounds should be compared to
determine whether addition of these components causes a decrease in sorption affinity. The
results of this thesis and these future studies will improve the fundamental understanding of
wastewater constituents and their chemical reactions in soil and highlight potential risks of using
wastewater for irrigation.
96
4.1. References
Bonin, J.L., Simpson, M.J., 2007. Variation in phenanthrene sorption coefficients with soil organic matter fractionation: The result of structure or conformation? Environmental Science & Technology 41, 153-159.
Chen, B., Johnson, E., Chefetz, B., Zhu, L., Xing, B., 2005. Sorption of polar and nonpolar aromatic organic contaminants by plant cuticular materials: Role of polarity and accessibility. Environmental Science & Technology 39, 6138-6146.
Chiou, C.T., McGroddy, S.E., Kile, D.E., 1998. Partition characteristics of polycyclic aromatic hydrocarbons on soils and sediments. Environmental Science & Technology 32, 264-269.
Chorover, J., Amistadi, M.K., 2001. Reaction of forest floor organic matter at goethite, birnessite and smectite surfaces. Geochimica Et Cosmochimica Acta 65, 95-109.
Feng, X.J., Simpson, A.J., Simpson, M.J., 2005. Chemical and mineralogical controls on humic acid sorption to clay mineral surfaces. Organic Geochemistry 36, 1553-1566.
Feng, X.J., Simpson, A.J., Simpson, M.J., 2006. Investigating the role of mineral-bound humic acid in phenanthrene sorption. Environmental Science & Technology 40, 3260-3266.
Ghosh, S., Wang, Z.Y., Kang, S., Bhowmik, P.C., Xing, B.S., 2009. Sorption and fractionation of a peat derived humic acid by kaolinite, montmorillonite, and goethite. Pedosphere 19, 21-30.
Murphy, E.M., Zachara, J.M., Smith, S.C., Phillips, J.L., Wietsma, T.W., 1994. Interaction of hydrophobic organic compounds with mineral-bound humic substances. Environmental Science & Technology 28, 1291-1299.
Niederer, C., Schwarzenbach, R.P., Goss, K., 2007. Elucidating differences in the sorption properties of 10 humic and fulvic acids for polar and nonpolar organic chemicals. Environmental Science & Technology 41, 6711-6717.
Pignatello, J.J., Kwon, S., Lu, Y., 2006. Effect of natural organic substances on the surface and adsorptive properties of environmental black carbon (char): Attenuation of surface activity by humic and fulvic acids. Environmental Science & Technology 40, 7757-7763.
Salloum, M.J., Dudas, M.J., McGill, W.B., 2001. Variation of 1-naphthol sorption with organic matter fractionation: The role of physical conformation. Organic Geochemistry 32, 709-719.
Salloum, M.J., Chefetz, B., Hatcher, P.G., 2002. Phenanthrene sorption by aliphatic-rich natural organic matter. Environmental Science & Technology 36, 1953-1958.
Simpson, M., Chefetz, B., Hatcher, P., 2003. Phenanthrene sorption to structurally modified humic acids. Journal of Environmental Quality 32, 1750-1758.
Tolls, J., 2001. Sorption of veterinary pharmaceuticals in soils: A review. Environmental Science & Technology 35, 3397-3406.
Tülp, H.C., Fenner, K., Schwarzenbach, R.P., Goss, K., 2009. pH-dependent sorption of acidic organic chemicals to soil organic matter. Environmental Science & Technology 43, 9189-9195.
Vasudevan, D., Bruland, G.L., Torrance, B.S., Upchurch, V.G., MacKay, A.A., 2009. pH-dependent ciprofloxacin sorption to soils: Interaction mechanisms and soil factors influencing sorption. Geoderma 151, 68-76.
Wang, K.J., Xing, B.S., 2005. Structural and sorption characteristics of adsorbed humic acid on clay minerals. Journal of Environmental Quality 34, 342-349.
97
Xing, B., 1997. The effect of the quality of soil organic matter on sorption of naphthalene. Chemosphere 35, 633-642.
98
Appendix A: Sorption Isotherms
Figure A.1: Carbamazepine sorption isotherms for Charred and Peat soils.
0 1 2 3 4 5 6 7
0.2
0.3
0.4
0.5
0.6
0.7
0.8
x/m
(mg/
g)
Ce (mg/L)
Charred Peat
Figure A.2: Carbamazepine sorption isotherms for Pine Forest, Grassland and Agricultural soils and Montmorillonite.
0 1 2 3 4 5 6 7 8
0.00
0.02
0.04
0.06
0.08
0.10
0.12
0.14
0.16
x/m
(mg/
g)
Ce (mg/L)
Pine Forest Grassland Agricultural Montmorillonite
99
Figure A.3: Sulfamethoxazole sorption isotherms for Charred and Peat soils.
0 1 2 3 4 5 6 7 80.1
0.2
0.3
0.4
0.5
0.6
0.7
x/m
(mg/
g)
Ce (mg/L)
Charred Peat
Figure A.4: Sulfamethoxazole sorption isotherms for Pine Forest, Grassland and Agricultural soils.
0 1 2 3 4 5 6 7 8
0.005
0.010
0.015
0.020
0.025
0.030
x/m
(mg/
g)
Ce (mg/L)
Pine Forest Grassland Agricultural
100
Figure A.5: 17β-estradiol sorption isotherms for Charred and Peat soils.
0.0 0.1 0.2 0.3 0.4 0.50.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
1.1
1.2
x/m
(mg/
g)
Ce (mg/L)
Charred Peat
Figure A.6: 17β-estradiol sorption isotherms for Pine Forest, Grassland and Agricultural soils and Montmorillonite.
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.80.00
0.02
0.04
0.06
0.08
0.10
0.12
x/m
(mg/
g)
Ce (mg/L)
Pine Forest Grassland Agricultural Montmorillonite
101
Figure A.7: Phenanthrene sorption isotherms for Charred and Peat soils.
0.0 0.1 0.2 0.3 0.4 0.50.4
0.6
0.8
1.0
1.2
1.4
1.6
1.8
2.0
2.2
2.4
2.6
x/m
(mg/
g)
Ce (mg/L)
Charred Peat
Figure A.8: Phenanthrene sorption isotherms for Pine Forest, Grassland and Agricultural soils.
0.00 0.05 0.10 0.15 0.20 0.25 0.30 0.35 0.40 0.45 0.500.00
0.05
0.10
0.15
0.20
0.25
0.30
0.35
x/m
(mg/
g)
Ce (mg/L)
Pine Forest Grassland Agricultural
102
Appendix B: Aqueous-Phase Concentrations and Equilibrium Solid-Phase Concentrations for Contaminant Sorption to Soil
Table B.1: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for carbamazepine sorption to Peat soil.
Ce (mg/L) x/m (mg/g) 1.092 ± 0.004 0.198 ± 0.002 2.34 ± 0.02 0.354 ± 0.004 3.75 ± 0.05 0.51 ± 0.01 5.09 ± 0.08 0.61 ± 0.01 6.8 ± 0.2 0.70 ± 0.05
Table B.2: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for carbamazepine sorption to Charred soil.
Ce (mg/L) x/m (mg/g) 0.70 ± 0.07 0.28 ± 0.01 1.73 ± 0.03 0.487 ± 0.006 3.3 ± 0.1 0.61 ± 0.03 4.4 ± 0.2 0.76 ± 0.08
Table B.3: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for carbamazepine sorption to Pine Forest soil.
Ce (mg/L) x/m (mg/g) 0.98 ± 0.02 0.037 ± 0.001 2.12 ± 0.03 0.0671 ± 0.0009 3.38 ± 0.03 0.098 ± 0.004 4.7 ± 0.1 0.119 ± 0.004
5.93 ± 0.09 0.149 ± 0.004 Table B.4: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for carbamazepine sorption to Grassland soil.
Ce (mg/L) x/m (mg/g) 0.981 ± 0.003 0.0223 ± 0.0002 2.160 ± 0.004 0.0394 ± 0.0002 3.54 ± 0.06 0.055 ± 0.001 4.86 ± 0.03 0.0666 ± 0.0004 6.18 ± 0.06 0.084 ± 0.002
103
Table B.5: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for carbamazepine sorption to Agricultural soil.
Ce (mg/L) x/m (mg/g) 1.340 ± 0.005 0.00481 ± 0.00007 2.74 ± 0.01 0.0089 ± 0.0001 4.32 ± 0.07 0.0128 ± 0.0003 5.7 ± 0.1 0.0164 ± 0.0009
7.26 ± 0.06 0.0200 ± 0.0005 Table B.6: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for carbamazepine sorption to Montmorillonite.
Ce (mg/L) x/m (mg/g) 1.77 ± 0.06 0.006 ± 0.002 3.3 ± 0.1 0.013 ± 0.002
4.39 ± 0.08 0.0330 ± 0.0008 5.05 ± 0.01 0.0606 ± 0.0006 5.56 ± 0.02 0.089 ± 0.002
Table B.7: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for sulfamethoxazole sorption to Peat soil.
Ce (mg/L) x/m (mg/g) 1.21 ± 0.03 0.17 ± 0.01 2.56 ± 0.01 0.304 ± 0.006 3.97 ± 0.08 0.44± 0.01 5.39 ± 0.07 0.552 ± 0.006 7.1 ± 0.2 0.64 ± 0.04
Table B.8: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for sulfamethoxazole sorption to Charred soil.
Ce (mg/L) x/m (mg/g) 1.13 ± 0.08 0.19 ± 0.02 2.42 ± 0.04 0.336 ± 0.008 3.9 ± 0.3 0.47 ± 0.07 5.4 ± 0.2 0.56 ± 0.04 7.1 ± 0.2 0.65 ± 0.05
Table B.9: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for sulfamethoxazole sorption to Pine Forest soil.
Ce (mg/L) x/m (mg/g) 1.38 ± 0.01 0.0067 ± 0.0002 2.86 ± 0.05 0.0119 ± 0.0003 4.43 ± 0.06 0.0172 ± 0.0004 5.9 ± 0.1 0.0218 ± 0.0006
7.43 ± 0.04 0.0281 ± 0.0009
104
Table B.10: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for sulfamethoxazole sorption to Grassland soil.
Ce (mg/L) x/m (mg/g) 1.31 ± 0.03 0.00526 ± 0.00008 2.74 ± 0.07 0.0104 ± 0.0002
4.196 ± 0.006 0.01376 ± 0.00009 6.3 ± 0.3 0.014 ± 0.002 7.3 ± 0.1 0.0206 ± 0.0004
Table B.11: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for sulfamethoxazole sorption to Agricultural soil.
Ce (mg/L) x/m (mg/g) 1.27 ± 0.02 0.0039 ± 0.0001 2.68 ± 0.05 0.0069 ± 0.0002 4.21 ± 0.08 0.0098 ± 0.0002 5.7 ± 0.1 0.0122 ± 0.0005 7.2 ± 0.1 0.0151 ± 0.0004
Table B.12: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for 17β-estradiol sorption to Peat soil.
Ce (mg/L) x/m (mg/g) 0.050 ± 0.002 0.152 ± 0.002 0.134 ± 0.002 0.262 ± 0.008 0.205 ± 0.007 0.38 ± 0.01 0.32 ± 0.01 0.43 ± 0.02 0.39 ± 0.02 0.541 ± 0.004
Table B.13: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for 17β-estradiol sorption to Charred soil.
Ce (mg/L) x/m (mg/g) 0.044 ± 0.009 0.332 ± 0.008 0.10 ± 0.02 0.56 ± 0.01 0.23 ± 0.04 0.71 ± 0.06 0.27 ± 0.04 1.0 ± 0.1 0.40 ± 0.05 1.1 ± 0.1
Table B.14: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for 17β-estradiol sorption to Pine Forest soil.
Ce (mg/L) x/m (mg/g) 0.049 ± 0.004 0.032 ± 0.001 0.128 ± 0.006 0.053 ± 0.002 0.20 ± 0.01 0.075 ± 0.003 0.32 ± 0.01 0.089 ± 0.002 0.41 ± 0.02 0.110 ± 0.003
105
Table B.15: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for 17β-estradiol sorption to Grassland soil.
Ce (mg/L) x/m (mg/g) 0.046 ± 0.002 0.0333 ± 0.0008 0.120 ± 0.009 0.055 ±0.002 0.207 ± 0.009 0.075 ± 0.002 0.289 ± 0.005 0.096 ± 0.002 0.39 ± 0.01 0.113 ± 0.003
Table B.16: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for 17β-estradiol sorption to Agricultural soil.
Ce (mg/L) x/m (mg/g) 0.094 ± 0.002 0.0075 ± 0.0002 0.228 ± 0.008 0.0104 ± 0.0007 0.357 ± 0.002 0.0140 ± 0.0003 0.49 ± 0.02 0.018 ± 0.001 0.62 ± 0.01 0.0207 ± 0.0006
Table B.17: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for 17β-estradiol sorption to Montmorillonite.
Ce (mg/L) x/m (mg/g) 0.143 ± 0.004 0.0009 ± 0.0001 0.283 ± 0.002 0.0018 ± 0.0002 0.439 ± 0.005 0.0026 ± 0.0003 0.57 ± 0.02 0.0039 ± 0.0003
0.713 ± 0.005 0.0043 ± 0.0003 Table B.18: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for phenanthrene sorption to Peat soil.
Ce (mg/L) x/m (mg/g) 0.041 ± 0.003 0.64 ± 0.02 0.130 ± 0.009 1.11 ± 0.02 0.18 ± 0.02 1.56 ± 0.08 0.27 ± 0.01 1.98 ± 0.09 0.34 ± 0.03 2.48 ± 0.07
Table B.19: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for phenanthrene sorption to Charred soil.
Ce (mg/L) x/m (mg/g) 0.032 ± 0.007 0.71 ± 0.02 0.11 ± 0.03 1.3 ± 0.1 0.18 ± 0.04 1.6 ± 0.1 0.30 ± 0.05 1.9 ± 0.3 0.43 ± 0.04 2.2 ± 0.2
106
Table B.20: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for phenanthrene sorption to Pine Forest soil.
Ce (mg/L) x/m (mg/g) 0.050 ± 0.004 0.082 ± 0.002 0.132 ± 0.003 0.139 ± 0.002 0.20 ± 0.01 0.198 ± 0.004
0.259 ± 0.002 0.271 ± 0.003 0.32 ± 0.01 0.334 ± 0.003
Table B.21: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for phenanthrene sorption to Grassland soil.
Ce (mg/L) x/m (mg/g) 0.051 ± 0.002 0.0812 ± 0.0007 0.142 ± 0.007 0.135 ± 0.004 0.221 ± 0.001 0.17 ± 0.02 0.347 ± 0.005 0.216 ± 0.002 0.458 ± 0.009 0.263 ± 0.004
Table B.22: Aqueous-phase solute concentrations (Ce) and equilibrium solid-phase solute concentrations (x/m) for phenanthrene sorption to Agricultural soil.
Ce (mg/L) x/m (mg/g) 0.0785 ± 0.0007 0.0177 ± 0.0005 0.179 ± 0.003 0.0305 ± 0.0002
0.2786 ± 0.0003 0.0435 ± 0.0009 0.393 ± 0.006 0.0520 ± 0.0008 0.481 ± 0.009 0.067 ± 0.002
107
Appendix C: Relationships between Distribution Coefficients and Fraction of Organic Carbon
Figure C.1: Relationship between distribution coefficients (Kd) and the fraction of organic carbon (foc) in each soil for carbamazepine and sulfamethoxazole.
0.0 0.1 0.2 0.3 0.4 0.5
0.00
0.05
0.10
0.15
0.20
0.25 Carbamazepine Sulfamethoxazole
K d (L/g
)
foc
Figure C.2: Relationship between distribution coefficients (Kd) and the fraction of organic carbon (foc) in each soil for 17β-estradiol and phenanthrene.
0.0 0.1 0.2 0.3 0.4 0.5
0
1
2
3
4
5
6
7
8
17β-estradiol Phenanthrene
Kd (
L/g)
foc