evidence gathering questionnaire for the fitness …...the evidence gathered through this...

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Evaluation study to support the Fitness Check of the Birds and Habitats Directives 1 Evidence Gathering Questionnaire for the Fitness Check of the Nature Directives Introduction As part of its Regulatory Fitness and Performance Programme (REFIT), the European Commission is undertaking a Fitness Check of the EU nature legislation, the Birds Directive 1 and the Habitats Directive 2 ('the Nature Directives'), 3 which will involve a comprehensive assessment of whether the current regulatory framework is “fit for purpose”. Adopted in 1979, the Birds Directive relates to the conservation of all wild birds, their eggs, nests and their habitats across the EU. Its strategic objective is ‘to maintain the population of all species of wild birds in the EU at a level which corresponds to ecological, scientific and cultural requirements, while taking account of economic and recreational requirements, or to adapt the population of these species to that level’. The Habitats Directive, adopted in 1992, covers around 1000 other rare, threatened or endemic species of wild animals and plants and some 230 habitat types. These are collectively referred to as habitats and species of Community interest. The strategic objective of the Habitats Directive is "to maintain or restore natural habitats and species of Community interest at favourable conservation status, taking into account economic, social and cultural requirements and regional and local characteristics". The Directives require Member States to take a variety of measures to achieve these objectives. These measures include the designation of protected areas for birds (Special Protection Areas) and for habitats and species of Community interest (Special Areas of Conservation), which together comprise the Natura 2000 network, and the adoption of strict systems of species protection (see objectives of the Directives in Annex I to this document). The Fitness Check is intended to evaluate how the Nature Directives have performed in relation to the achievement of the objectives for which they were designed. In accordance with its mandate, 4 adopted by the European Commission in February 2014, it will assess the effectiveness, efficiency, coherence, relevance and EU added value of the Nature Directives 5 . As part of this process, the European Commission has commissioned an evaluation study to support the Fitness Check. The study is tasked with gathering and analysing evidence and data held by a wide range of stakeholders. The Questionnaire presented below is a key tool to enable you to provide this evidence. In parallel to this questionnaire, you are invited to contribute to the initial list of published and peer-reviewed documents identified as being relevant for the Fitness Check. The list, which 1 Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7-25. 2 Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7-50). 3 Please note that for the purposes of this questionnaire, the terms 'EU nature legislation' and 'Nature Directives' refer to the Birds Directive and the Habitats Directive. 4 http://ec.europa.eu/smart-regulation/evaluation/docs/mandate_for_nature_legislation_en.pdf 5 For more information see: http://ec.europa.eu/environment/nature/legislation/fitness_check/index_en.htm

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Page 1: Evidence Gathering Questionnaire for the Fitness …...The evidence gathered through this questionnaire will be vital to the overall process. For this reason, if you anticipate that

Evaluation study to support the Fitness Check of the Birds and Habitats Directives

1

Evidence Gathering Questionnaire for the Fitness Check

of the Nature Directives

Introduction

As part of its Regulatory Fitness and Performance Programme (REFIT), the European

Commission is undertaking a Fitness Check of the EU nature legislation, the Birds Directive1

and the Habitats Directive2 ('the Nature Directives'),3 which will involve a comprehensive

assessment of whether the current regulatory framework is “fit for purpose”.

Adopted in 1979, the Birds Directive relates to the conservation of all wild birds, their eggs,

nests and their habitats across the EU. Its strategic objective is ‘to maintain the population of

all species of wild birds in the EU at a level which corresponds to ecological, scientific and

cultural requirements, while taking account of economic and recreational requirements, or to

adapt the population of these species to that level’.

The Habitats Directive, adopted in 1992, covers around 1000 other rare, threatened or

endemic species of wild animals and plants and some 230 habitat types. These are collectively

referred to as habitats and species of Community interest. The strategic objective of the

Habitats Directive is "to maintain or restore natural habitats and species of Community

interest at favourable conservation status, taking into account economic, social and cultural

requirements and regional and local characteristics".

The Directives require Member States to take a variety of measures to achieve these

objectives. These measures include the designation of protected areas for birds (Special

Protection Areas) and for habitats and species of Community interest (Special Areas of

Conservation), which together comprise the Natura 2000 network, and the adoption of strict

systems of species protection (see objectives of the Directives in Annex I to this document).

The Fitness Check is intended to evaluate how the Nature Directives have performed in

relation to the achievement of the objectives for which they were designed. In accordance

with its mandate,4 adopted by the European Commission in February 2014, it will assess the

effectiveness, efficiency, coherence, relevance and EU added value of the Nature Directives5.

As part of this process, the European Commission has commissioned an evaluation study to

support the Fitness Check. The study is tasked with gathering and analysing evidence and

data held by a wide range of stakeholders.

The Questionnaire presented below is a key tool to enable you to provide this evidence.

In parallel to this questionnaire, you are invited to contribute to the initial list of published and

peer-reviewed documents identified as being relevant for the Fitness Check. The list, which

1 Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild

birds (OJ L 20, 26.1.2010, p. 7-25. 2 Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206,

22.7.1992, p. 7-50). 3 Please note that for the purposes of this questionnaire, the terms 'EU nature legislation' and 'Nature Directives' refer to the

Birds Directive and the Habitats Directive. 4 http://ec.europa.eu/smart-regulation/evaluation/docs/mandate_for_nature_legislation_en.pdf 5 For more information see: http://ec.europa.eu/environment/nature/legislation/fitness_check/index_en.htm

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will be updated at regular intervals, is structured according to the evaluation categories set out

in the mandate. It can be accessed at:

http://ec.europa.eu/environment/nature/legislation/fitness_check/index_en.htm

The European Commission will also launch an online public consultation for 12 weeks from

April to June 2015. You are welcome to fill in that survey as well, but please be aware that the

two exercises are of a different nature. The public consultation will collect views and

opinions, whereas the questionnaire presented below aims to collect evidence, meaning facts

or information (such as case studies, research findings, infringement cases, case law and data)

which support a point or position.

The questionnaire

The questionnaire has been prepared in order to gather evidence-based information for the

evaluation. It is being sent out to all Member States and selected key stakeholders across the

EU.

Please answer all questions that you consider relevant to the situation in your

country/region/sector/area of activity, based on direct experience supported by evidence.

You are not expected or obliged to answer all questions.

Where possible, quantitative evidence should be provided. Where this is not possible, semi-

quantitative or qualitative evidence would be welcome.

We would encourage you to answer in English. In your answers please specify why and how

the evidence and documents provided is relevant for the specific question. For documents that

are not in English, please provide in the answer to the question a brief summary in English

that explains its relevance to the question.

Please provide full reference details for all documents cited or referred to in your

answers: author / editor names and their initials, full titles, full names of journals, relevant

page numbers, publishers and place of publication. If the document is available online, please

add a URL link. If it is unpublished information, please supply a copy or relevant excerpt.

When citing in short a document for which you have already provided full reference details,

please ensure that we can distinguish between references that have the same author(s) and

year of publication.

Please, make sure that the link between a question and the document related to it is clear. You

may choose to provide the full reference of cited documents in footnotes or in notes numbered

and linked to a reference list at the end of the questionnaire. If you send documents as

attachments to the email, please give them a name that includes the number of the question(s)

they are related to.

Deadlines for submission of the questionnaire

We kindly ask you to fill in the questionnaire and return it by e-mail within 5 weeks of

receiving it to: [email protected].

We appreciate that it may not be possible to provide complete answers to all the questions and

collect all the evidence you may wish to provide within this timeframe. However, it is

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essential that we receive an initial response which is as complete as possible within 5 weeks

in order to enable us comply with the tight evaluation schedule.

On the basis of the initial responses received, follow-up interviews may be organised to seek

clarification or additional information if required. It may not be possible to organise such

interviews for responses received after the 5 week deadline. However, you will have until the

end of April to complete your final submission in response to the questionnaire. Please note

that it will not be possible to take into account contributions received after that deadline.

The evidence gathered through this questionnaire will be vital to the overall process. For this

reason, if you anticipate that you will not be able to complete the questionnaire, please let

us know as soon as possible.

Thank you in advance for your contribution.

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QUESTIONNAIRE

A. General Information

Please answer ALL questions in this table

Answer

Organisation: Stichting BirdLife Europe

Date: 16 March 2015

Country (and, if applicable, region)

represented:

European Union

Organisation(s) represented:

Association for the Defence of Nature Andorra,

Armenian Society for the Protection of Birds (ASPB),

BirdLife Austria, Azerbaijan Ornithological Society,

BirdLife Belarus, Natuurpunt, Natagora, Bulgarian

Society for the Protection of Birds, Association for

Biological Research-BIOM, BirdLife Cyprus, Czech

Society for Ornithology, Danish Ornithological Society,

Faeroese Ornithological Society, Estonian Ornithological

Society, BirdLife Finland, Ligue pour la Protection des

Oiseaux, Georgian Centre for the Conservation of

Wildlife, NABU – NATURE AND BIODIVERSITY

CONSERVATION UNION, Hellenic Ornithological

Society, Hungarian Ornithological and Nature

Conservation Society, Icelandic Society for the Protection

of Birds, BirdWatch Ireland, Society for the Protection of

Nature in Israel, Italian League for the Protection of

Birds, Association for the Conservation of Biodiversity of

Kazakhstan (ACBK), Public Association NABS, Latvian

Ornithological Society, Liechtenstein Botanical and

Zoological Society, Lithuanian Ornithological Society,

Luxembourg League for the Protection of Birds,

Macedonian Ecological Society, BirdLife Malta, Center

for Protection and Research of Birds of Montenegro -

CZIP, Netherlands Society for the Protection of Birds,

Norwegian Ornithological Society, Polish Society for the

Protection of Birds, Portuguese Society for the Study of

Birds, Romanian Ornithological Society, Bird Protection

and Study Society of Serbia - BPSSS, Slovak

Ornithological Society/BirdLife Slovakia,

DOPPS/BirdLife Slovenia, Spanish Ornithological

Society, Swedish Ornithological Society, SVS - BirdLife

Switzerland, Nature Society, Ukrainian Society for the

Protection of Birds, Royal Society for the Protection of

Birds, Gibraltar Ornithological and Natural History

Society, Uzbekistan Society for the Protection of Birds.

Name of contact for enquires (including

follow-up interview if required):

Wouter Langhout

Contact email address: [email protected]

Contact telephone number: +32 2 541 07 80

Languages spoken fluently by contact

person:

English

Language for the interview if it is not possible

to conduct it in English

Type of organisations you represent:

EU authority or agency / Member State

authority or agency / business or industry /

educational or scientific institute / nature

conservation charity / recreation / individual

Nature conservation charity

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expert / other (please specify).

Sector represented: environment / water /

agriculture / forestry / fisheries / transport /

energy / extractive industry / industry / housing

and other buildings / recreation & tourism /

science & education / other (please specify)

Environment

Additional comments:

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B. EVALUATION / FITNESS CHECK questions

Please answer all questions that are relevant to you and for which you can provide

informed insights from direct experience and/or supporting evidence.

We would kindly ask that you keep your answers as succinct as possible. They should

summarise in no more than 2 pages any evidence relevant to a given question. More

complete/detailed information, if any, should be provided in the form of references and/or

web links. Definitions, explanations and examples are provided under each question to assist

you in answering them.

When answering the questions, please note that the Fitness Check intends to examine the

performance of the Nature Directives in relation to their stated objectives, taking into account

expected results, impacts and external factors. The figure below presents the intervention

logic as included in the mandate. For ease of reference, a table presenting the objectives of the

Directives, differentiating between different types of objectives (strategic, specific,

operational), is included in Annex I to this document.

The questions are structured around the five evaluation criteria addressed in the mandate:

effectiveness = S, efficiency = Y, coherence = C, relevance = R, and EU added value = AV.

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Effectiveness

This section focuses on assessing the extent to which the objectives of the Birds Directive and Habitats

Directive have been met, and any significant factors which may have contributed to or inhibited

progress towards meeting those objectives. By 'objectives', we refer not only to the strategic

objectives, but also to other specific or operational objectives required under other articles of both

Directives (as set out in Annex I to this questionnaire).

'Factors contributing to or inhibiting progress' can relate to the Nature Directives themselves (e.g. the

clarity of definitions) or be external factors such as lack of political will, resource limitations, lack of

cooperation of other actors, lack of scientific knowledge, or other external factors (e.g. see those listed

in the above intervention logic).

We are particularly keen to learn of evidence that is not included in the Member State implementation

reports6.

S.1.1 What progress have Member States made over time towards achieving the

objectives set out in the Directives and related policy documents?

Please provide evidence on what progress has or is being made towards the achievement of the

objectives set out in Annex I that are of relevance to you. Please address separately the objectives of

the Birds Directive and the Habitats Directive, and specify which objective(s) you are referring to,

with references to the corresponding Articles. If possible quantify the progress that is being made.

Answer:

Strategic objectives of the Directives

There is plenty of evidence, that the Birds and Habitats Directives, where properly implemented, have

been proving extremely effective at improving the status of species and habitats at the EU. The

upcoming EEA State of Nature Report will show the population status of birds, other species, and

habitats, and will assess progress towards Target 1 of the EU's Biodiversity Strategy.

Scientific evidence demonstrates that Birds Directive Annex I species have shown more positive

trends than non-Annex I species in 1990-2000 in the EU15, and Annex I species had more positive

trends inside EU15 Member States compared to outside7, underlining the effectiveness of the SPA

network and other measures taken as a consequence of Annex I listing (e.g. LIFE projects, species

action plans). An upcoming study based on the latest data gathered for Art.12 (Birds Directive)

reporting and more extensive analysis confirms these conclusions. It is currently in press and will be

provided as soon as it is published.

Birds, and in particular migratory birds, have benefited enormously from hunting restrictions imposed

under the Birds Directive, which shows the transboundary effectiveness and EU added value of the

Directives.

A significant number of animal species have returned to Europe, thanks to an important degree to the

EU Nature Directives. Main positive factors are restriction of hunting, protected areas and

improvement of wider environmental quality.

A recent report titled, “Wildlife Comeback in Europe8 on the recovery of selected mammal and bird

species, found that, “wildlife comeback in Europe since the mid-20th century appears to be

6 Habitats Directive Reports: http://bd.eionet.europa.eu/activities/Reporting/Article_17/Reports_2013/

Birds Directive Reports: http://bd.eionet.europa.eu/activities/Reporting/Article_12/Reports_2013/ 7Paul F. Donald, Fiona J. Sanderson, Ian J. Burfield, Stijn M. Bierman, Richard D. Gregory, Zoltan Waliczky (2007).

International Conservation Policy delivers benefits for birds in Europe. Published in: Science, Vol 317: 810-813.

http://www.monitoringmatters.org/publications/Science%20Donald%20paper.pdf 8 Deinet, S., Ieronymidou, C., McRae, L., Burfield, I.J., Foppen, R.P., Collen, B. and Böhm, M. (2013). Wildlife comeback in

Europe: The recovery of selected mammal and bird species. Final report to Rewilding Europe by ZSL, BirdLife International

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predominantly due to species protection and active targeted conservation (both birds and mammals),

habitat management and site protection (birds) and legal protection (both).” The authors concluded

that, “The case studies of wildlife comeback presented in this report seem to vindicate decades of

conservation efforts in Europe. Sound legislation such as the Birds and Habitats Directives have led to

better hunting regulation, species and site protection and focusing of conservation investments. They

show that with sufficient resources and appropriate efforts, species can be brought back, even from the

brink of extinction.” The report includes accounts for 18 species of European mammals, and 19

species of birds.

National reports under the Birds and Habitats Directives show that progress is weakest where species

and habitats depend on human management and other sectoral policies, in particular agriculture or

energy. For example the loss of grassland of high biodiversity value has been massively accelerated

due to higher land prices, subsidies for bioenergy production and incentives for intensive agriculture

A striking example is the rush for biogas in Germany which has led to a large increase of energy crop

demands such as maize turning whole Natura 2000 sites into intensive arable production9. The

situation of farmland birds is particularly problematic if compared to all common species or marine

specialists10

where the Farmland Bird Index shows a serious decline in comparison to the 1980ies. The

reasons behind this farmland bird decline is due to on the one hand intensification and on the other

hand trends of abandonment. This dual pressure leads to a combination of habitat loss, loss of

heterogeneity in the landscape and general intensification of production and pollution11

.

Therefore it can be concluded that the Directives are delivering on their strategic objectives, but can

only be successful if they are properly implemented and not jeopardized by other policies (see answers

under "coherence").

A key problem is the failure of many Member States to define in quantitative and operational terms

the levels referred to in Art.2 of the Birds Directive and the Favourable Conservation Status referred to

in the Habitats Directive, at national, regional and site level. This seriously hampers the

implementation of the Directives.

Natura 2000 site designation

Thanks to the Birds and Habitats Directives the largest network of areas has been established where

nature conservation objectives are prioritised, with due consideration of social and economic concerns.

Progress in designation of important sites for birds as SPAs in general has been good. In 2013, overall

67% of Important Bird Areas (as identified by BirdLife International) were classified as SPAs,

compared to 23% in 199312

. Natura 2000 has revolutionised site protection in the EU. The Natura

2000 network has added 10% of European Territory as protected areas13

, with huge historical increases

and the European Bird Census Council. London, UK: ZSL http://www.zsl.org/sites/default/files/media/2014-02/wildlife-

comeback-in-europe-the-recovery-of-selected-mammal-and-bird-species-2576.pdf 9 OSTERMANN, G. (2012): DefizitanalyseNatura 2000 am Beispiel der FFH-Gebiete Idarwald und Gerolsteiner Kalkeifel.

NABU-Bundesverband, Berlin https://www.nabu.de/imperia/md/content/nabude/landwirtschaft/gruenland/nabu_gr__nlandstudie.pdf 10 EBCC/RSPB/BirdLife/Statistics Netherlands (2015) Common farmland bird indicator, Europe, single European species

habitat classification, 1980-2012 http://www.ebcc.info/index.php?ID=568&result_set=Publish2014&indik[E_C_Fa]=1 11 Stoate, C., Baldi, A., Beja, P., Boatman, N. D., Herzon, I., van Doorn, A., de Snoo, G. R., Rakosy, L. & Ramwell, C. 2009

Ecological impacts of early 21st century agricultural change in Europe - A review. Journal of Environmental Management.

91, p. 22-46 25 p.

Donald, P.F., Sanderson, F.J., Burfield, I.J. & van Bommel, F.P.J. (2006). Further evidence of continent-wide impacts of

agricultural intensification on European farmland birds, 1990-2000. Agriculture, Ecosystems & Environment 116: 189-196

Donald, P. F., Green, R. E. and Heath, M. F. (2001) Agricultural intensification and the collapse of Europe’s farmland bird

populations. Proc. Roy. Soc. Lond. B 268: 25–29 12 BirdLife International (2013). State of the World’s Birds: Indicators for our changing world. Cambridge, UK: BirdLife

International.

http://www.birdlife.org/datazone/userfiles/file/sowb/pubs/SOWB2013.pdf 13 European Environment Agency (2012). Protected areas in Europe - an overview. Luxembourg: Publications Office of the

European Union.

http://www.eea.europa.eu/publications/protected-areas-in-europe-2012/at_download/file

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in for example Estonia and Austria as a direct consequence of the nature legislation. 69% of the

protected areas worldwide is found in Europe, which protect a relatively large share of its territory in

spite of a high population density – 18% is covered by Natura 2000 compared to the USA only 12,9%

protected areas, with population densities of 116.3 km2 vs 33.7 km2 14 . The designation of SPAs has

been slower in the marine environment. Over 40% of marine IBAs identified by BirdLife in Europe

had not been designated as Special Protection areas in 2014, and two thirds of EU countries only

protect 3% or less of their marine area15

. On the other hand some countries such as Germany which

has designated 88% of its area of IBAs as SPAs and Spain which has designated 90%.

The designation of SCIs/SACs under the Habitats Directive has seen good progress as well.

There is evidence that the Natura 2000 network does effectively cover species of European

interest1617

including non target species18

. Together the Birds and Habitats Directives have

revolutionised site protection in the EU, evidence from the UK showing that prior to the adoption of

the Habitats Directive almost a quarter of nationally designated sites in England were being damaged

annually.19

Natura 2000 site protection and management (Art.6 Habitats Directive)

There have been serious delayed in many Member States regarding the establishment of legal

protection, development of management plans and setting of conservation objectives for Natura 2000

sites. However, where such measures are taken, Natura 2000 proves to be a very effective and

accepted tool202122

.

Proper application of Arts 6(3) and (4) of the Habitats Directive to plans and projects provides a

‘litmus test for sustainable development’, preventing adverse effects on Natura 2000 where these are

avoidable and unjustifiable, while ensuring that essential development, for which there are no less

damaging alternatives are permitted to proceed subject to the provision of compensation to secure the

integrity of the Natura 2000 network.

The practical effects of this aspect have proven more difficult to track, as in many Member States

there is only weak government oversight of the implementation on Article 6.3 (Habitats Directive)

provisions. The clear cut conservation outcome mentioned above demonstrates that Natura 2000 has

been effective in reducing the amount of damaging activity affecting protected sites. Substantial

14 European Environment Agency (2012). Protected areas in Europe - an overview. Luxembourg: Publications Office of the

European Union.

http://www.eea.europa.eu/publications/protected-areas-in-europe-2012/at_download/file 15 BirdLife International (2014). Marine Natura 2000 progress report: Protection of marine Important Bird and Biodiversity

Areas (mIBAs), and sites at sea for seabirds.

http://www.birdlife.org/sites/default/files/attachments/2014.11_MarinaN2K_ProgressReport_0.pdf 16Gruber B, Evans D, Henle K, Bauch B, Schmeller D, Dziock F, Henry P, Lengyel S, Margules C, Dormann C (2012)

“Mind the gap!” – How well does Natura 2000 cover species of European interest? Nature Conservation 3: 45-62.

http://natureconservation.pensoft.net/articles.php?id=1335 17 Evans D (2012) Building the European Union’s Natura 2000 network. Nature Conservation 1: 11–26.

http://natureconservation.pensoft.net/articles.php?id=1329 18 Pellissier V., Schmucki R., F., Jiguet, R., Julliard, J., Touroult, Richard D., and D. Evans (2014). The impact of Natura

2000 on non-target species, assessment using volunteer-based biodiversity monitoring. ETC/BD report for the EEA.

http://bd.eionet.europa.eu/Reports/ETCBDTechnicalWorkingpapers/Impact_Natura%202000_non-target_species 19 Hughes, P. and Ware, R. (1994). The habitats directive and the UK conservation framework and SSSI system: Research

Paper 94/90. House of Commons Library:

http://www.parliament.uk/briefing-papers/rp94-90.pdf 20 IUCN (2005). Implementation of Natura 2000 in New EU Member States of Central Europe: Assessment Report. Warsaw,

Poland: IUCN Programme Office for Central Europe:

https://portals.iucn.org/library/efiles/documents/2005-117.pdf 21 WWF (2006). Natura 2000 in Europe - An NGO assessment: Implementation status of the Habitats Directive in the EU-25

Member States, Bulgaria, Romania, Croatia and Turkey. Budapest, Hungary:

assets.panda.org/downloads/natura_2000__wwf_report_2006.pdf 22 EEB (2007). Saving Biodiversity - Releasing Natura 2000's Potential. Brussels, Belgium: EEB:

http://www.eeb.org/?LinkServID=5031049D-9965-7B23-7C7F51A0351FD5DC&showMeta=0

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evidence of plans and projects being improved and damage prevented has been gathered in the UK23

,

and there are some notable examples across the EU of iconic sites being saved from poorly planned

developments thanks to the protection provided by the Birds and Habitats Directives.

Case Studies: Article 6 Successes

BirdLife Europe partners have intervened in a number of high profile cases, where environmentally

damaging projects in or near to Natura 2000 sites have been modified following intervention based

on Article 6:

Rospuda Valley, Poland24

Kresna Gorge, Bulgaria2526

Port of Antwerp, Belgium2728

Kaliakra, Bulgaria29

There remain, however, a variety of serious problems with implementation. A commission study has

found evidence of poor quality of Appropriate Assessments (AA) undertaken under Art.6 Habitats

Directive, a lack of skills/ knowledge /capacity in relation to Article 6.3 procedures, an inadequate

knowledge base on which to assess impacts, inconsistent screening of plans and projects, a lack of

understanding of key concepts and legal terms, persistent lack of assessment of cumulative effects,

confusion with the EIA/SEA procedures, lack of early dialogue, lack of effectiveness of AAs on plans

and problems during public consultation30

. It is nevertheless important to note that the same study

highlights that the procedure is working well in general.

Bird species protection (Art.5-9 Birds Directive)

The complete and comprehensive system of protection that the Birds Directive established for all wild

bird species in Europe has been very successful. Many examples show that it leads, over time, to

largely sustainable hunting practices, although Member States have repeatedly faced the European

23 RSPB (2012). An overview of the RSPB’s engagement with the site protection

system: The second RSPB submission to the Defra review of the implementation of the Birds and Habitats

Directive in England. http://www.rspb.org.uk/Images/rspb2ndsubmissiontodefrahrrcasestudycommentaryandanalysis_tcm9-

305620.pdf 24 BirdLife International (2010). BirdLife's Polish Partner (OTOP) campaigned to save the Rospuda valley from road

development. Presented as part of the BirdLife State of the world's birds website:

http://www.birdlife.org/datazone/sowb/casestudy/25 25 RSPB (2003). Conflict Areas Between the Ten-T and Nature Conservation: Case studies July 2003.

http://www.transportenvironment.org/sites/te/files/media/conflictareas_0.pdf 26 Wikipedia (2015). Kresna Gorge Tunnel. Retrieved from Wikipedia:

http://en.wikipedia.org/wiki/Kresna_Gorge_Tunnel 27 Port of Antwerp. A haven for endangered European plant and animal species. Retrieved from Port of Antwerp website:

http://www.sustainableportofantwerp.com/en/content/planet/haven-endangered-european-plant-and-animal-species 28 Vanoutrive, T. (2007). Sustainable spatial planning for European Sea Ports: Natura 2000 and ports striking a new balance.

As part of the 43rd ISOCARP Congress:

http://www.isocarp.net/Data/case_studies/971.pdf 29 RSPB (2014). Kaliakra. Retrieved from RSPB website:

http://www.rspb.org.uk/whatwedo/campaigningfornature/casework/details.aspx?id=tcm:9-228284 30 Roth, P. and Sundseth, K. (2013). EC Study on evaluating and improving permitting procedures related to Natura

2000 requirements under Article 6.3 of the Habitats Directive 92/43/EEC. Brussels, Belgium:

http://ec.europa.eu/environment/nature/natura2000/management/docs/AA_final_analysis.pdf

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Court of Justice over unsustainable and unlawful hunting practices31

. In Italy and Spain very likely

hunting pressure has declined massively over the last decades.

Even in the younger EU Member States the Birds Directive has already significantly reduced the

pressure from illegal killing and legal hunting on migratory birds, however some room for

improvement still exists. For example, in Malta finch trapping was phased out following accession,

but was recently unlawfully reinstated. The topic has also raised awareness on the Birds Directive –

i.e. a high public awareness exists on the problem of illegal killing in Malta.

The remaining problems in this field can be related most of all to a lack of enforcement and in

Member States, which is caused by a lack of awareness, inadequately mandated enforcement units,

and understaffed and underfinanced enforcement departments 32

, and problems with access to

environmental justice33

.

Financing (Art. 8 Habitats Directive)

See answer on question Y.2

Research and reporting (BD Art 10, 12; HD Art 17, 18):

Surveillance and reporting of the conservation status of the habitats and species listed under the Birds

and Habitats Directive has led to huge improvements in the knowledge and evidence base about

Europe's biodiversity. Results from the latest article 17 report show a reduction in the proportion of

assessments where conservation status is unknown, from 31% to 17% for species and from 18% to 7%

for habitats.34 Furthermore, establishment of the Natura network has prompted research on a number

of themes, including adaptation to environmental change and management strategies, further

contributing to the overarching objectives of the Directives.35

S.1.2- Is this progress in line with initial expectations?

'Initial expectations' refer to the expectations, positive or negative, held by different stakeholders at

the time the legislation transposing the Directives came into force in your country. For example,

government reports and plans might provide evidence of intended timetables for the identification and

designation of Natura 2000 sites. We are seeking to understand the extent to which progress made to

date has met, exceeded, or fallen short of such expectations. If possible, in your answer please address

separately each of the objectives referred to in question S1.1 for which you have provided evidence.

Answer:

31 European Commission (2006) NATURE AND BIODIVERSITY CASES RULING OF THE EUROPEAN COURT OF

JUSTICE Luxembourg: Office for Official Publications of the European Communities, 2006 32 BIO Intelligence Service (2011), Stocktaking of the main problems and review of national enforcement mechanisms for

tackling illegal killing, trapping and trade of birds in the EU, Final report prepared for. European Commission (DG

Environment) 33 Darpo, J. (2013). Effective Justice? Synthesis report of the study on the Implementation of Articles 9.3 and 9.4 of the

Aarhus Convention in the Member States of the European Union. Uppsala, Sweden, Uppsala Universitet :

http://ec.europa.eu/environment/aarhus/pdf/synthesis%20report%20on%20access%20to%20justice.pdf see also

http://ec.europa.eu/environment/aarhus/pdf/conference_summary.pdf 34 European Environment Agency (2015). The European environment — state and outlook 2015: Synthesis Report.

European Environment Agency, Copenhagen:

http://www.eea.europa.eu/soer 35 European Environment Agency (2012). Protected areas in Europe - an overview. Luxembourg: Publications Office of the

European Union.

http://www.eea.europa.eu/publications/protected-areas-in-europe-2012/at_download/file

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Initial expectations at EU level at the time the Birds Directive entered into force where largely

focussed on the need to harmonize rules governing the hunting of migratory birds and tackle the

widespread, large scale and unsustainable persecution of birds, 36

.

The petition "Save the Migratory Birds" submitted by the Dutch ecological group Stichting Mondiaal Alternatief

in 1974 lies at the root of EU efforts to protect wildlife37

. This petition motivated the European Parliament to

adopt a resolution38

, expressing its deep concern, “at the threat of extinction to our migratory birds”, and stating;

“Considers that the problem of the mass slaughter of migratory birds during their passage

through a State's territory must be examined as soon as possible in international law, since

migratory birds should be regarded not as 'res nullius' but as 'res communis';”

The resolution called on the Commission to adopt practical measures, including a general prohibition on the

trapping of birds with nets, a shorter season for hunting migratory birds by other means, the creation of bird

reserves in which hunting is generally banned, the preservation of certain species of birds and the creation of

suitable breeding grounds, and the safeguarding of a healthy environment.

The European Parliament specifically noted that time was short and demanded prompt action, stating;

“Stresses that once introduced the Community Regulations must be enforced as completely as possible

by comprehensive controls and suitable penalties and follow-up action against offenders;”

In response, the EU’s Second Environmental Action Programme39

included the following paragraphs;

A . Protection of wild fauna

139 . Over the last two years the commission has investigated a number of questions concerning the

protection of migratory birds and certain animal species threatened with extinction or becoming extinct

. These studies have shown that the problems transcend national frontiers and that any solution requires

initiatives at both international and community level .

140 . One such measure is the proposal for a council directive on bird conservation which the

commission submitted to the council on 20 December 1976. This measure is in particular response to

the wishes of the European parliament as expressed in its resolution of 21 February 1975.

This demonstrates that expectations around the EU’s new environmental laws were that prompt action would be

taken to address what was seen to be a serious problem.

The Birds Directive successfully improved sustainability of hunting practices by reducing the number

of species subject to legal hunting and the length of the hunting seasons. It has outlawed the use of

unselective methods for killing of wild birds such as poisoning. A similar improvement in the

regulation of hunting on mammals has been brought about by the Habitats Directive. A scientific study

on the recovery of wildlife suggested that persecution was one of the most frequent reasons for

historical declines, and that legal protection under the Birds (and Habitats) Directive is a key driver for

36 Meyer. JH (2013). Getting started: Agenda-setting in European Environmental Policy in the 1970s. Published in: Johnny

Laursen (ed.), The Institutions and Dynamics of the European Community, 1973-83, Baden-Baden: Nomos, March 2013.

http://pure.au.dk//portal/files/52042561/Meyer_2013_Getting_started.pdf 37 Meyer. JH (2013). Getting started: Agenda-setting in European Environmental Policy in the 1970s. Published in: Johnny

Laursen (ed.), The Institutions and Dynamics of the European Community, 1973-83, Baden-Baden: Nomos, March 2013. 38 European Parliament (1975) Resolution on PetitionNo 8/74,'Save the migratory Birds. Publication office of the European

Union, Luxembourg http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=OJ:C:1975:060:FULL&from=EN, 39 Council of the European Communiteies (1977). RESOLUTION OF THE COUNCIL OF THE EUROPEAN

COMMUNITIES AND OF THE REPRESENTATIVES OF THE GOVERNMENTS OF THE MEMBER STATES

MEETING WITHIN THE COUNCIL OF 17 MAY 1977ON THE CONTINUATION AND IMPLEMENTATION OF A

EUROPEAN COMMUNITY POLICY AND ACTION PROGRAMME ON THE ENVIRONMENT http://eur-

lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.C_.1977.139.01.0001.01.ENG Publication office of the European

Union, Luxembourg

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wildlife comeback40

.

The Habitats Directive was also intended to boost site protection in the EU and has been very

successful in that sense (see responses to S1.1).

Transposition has been slow, with many deadlines missed41

. Overall, the designation of terrestrial

Natura 2000 sites is largely complete, but is still significantly behind at sea (See Answer to S1.1). As

the Article 17 reports will show, the adoption of management plans is also falling behind schedule in

most Member States. The combination of legal protection and targeted project funding has however

resulted in the recovery of numerous species.

The EU biodiversity strategy "Our life insurance, our natural capital: an EU biodiversity strategy to

2020" includes a specific target (target 1) referring to the improvement of conservation status of

habitat types and species (HD) and the status of bird populations (BD).The EU 2010 Biodiversity

Target was missed, but Member States have recognized that protected areas and ecological networks

are a cornerstone of efforts to preserve biodiversity, and called for full implementation of the Nature

Directives42

.

The Directives have shaped EU citizens views on EU environment action, where demonstrable

positive impacts on the ground are reflected in EU citizens positive views of the EU’s role in relation

to environmental protection (Eurobarometer)43

.

In conclusion, it can be safely stated that the Directives have produced very substantial progress along

the lines expected when the Directives were adopted, and in some cases even exceeding these

expectations. Many conservation experts did not expect that the Directives would have such a strong

impact on conservation reality, and that the Natura 2000 network would indeed be established. Taking

into account the patchy implementation efforts of Member States, the successes achieved so far are

truly remarkable.

S.1.3 - When will the main objectives be fully attained?

On the basis of current expectations and trends, please provide evidence that indicates the likely year

or range of years that the main objectives will be met. By 'main objectives' we mean the strategic

objectives of the Birds Directive (as set out in its Article 2) and the Habitats Directives (in its Article

2), as well as the specific objectives set out in Annex I to this document.

Answer:

It is unlikely that the main objectives of the Birds and Habitats Directives will be met while

implementation of the measures set out in the Directives, designed to achieve these objectives, remains

40 Deinet, S., Ieronymidou, C., McRae, L., Burfield, I.J., Foppen, R.P., Collen, B. and Böhm, M. (2013). Wildlife comeback

in Europe: The recovery of selected mammal and bird species. Final report to Rewilding Europe by ZSL, BirdLife

International and the European Bird Census Council. London, UK: ZSL

http://static.zsl.org/files/wildlife-comeback-in-europe-the-recovery-of-selected-mammal-and-bird-species-2576.pdf 41 WWF European Policy Office (2001). A Race to protect Europe’s Natural heritage: European snapshot report on the status

of implementation of the Habitats Directive.

http://awsassets.panda.org/downloads/raceprotect.pdf 42 Council of the European Union (2010). Biodiversity: Post-2010 - EU and global vision and targets and international ABS

regime. Council conclusions:

http://data.consilium.europa.eu/doc/document/ST-7536-2010-INIT/en/pdf 43 European Commission (2014). Eurobarometer 416: Attitudes of European Citizens Towards the Environment. Conducted

by TNS Opinion & Social at the request of the Directorate-General for Environment:

http://ec.europa.eu/public_opinion/archives/ebs/ebs_416_en.pdf

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incomplete, inadequately funded, and is undermined by EU sectoral policies.

The Birds Directive Article 12 and Habitats Directive Article 17 Reports will show the progress made by

Member States towards achievement of adequate population levels and favourable conservation status at

EU level. These reports will also show where significant gaps in implementation remain, for example in

the designation and management of SACs. If Member States are required to fulfil their obligations under

the Directives on conservation measures and species protection and recovery, this will make a significant

positive difference as to when objectives will be fully attained.

The Commission has acknowledged that funding for Natura 2000 management is highly inadequate44

,

with likely only 9-19% of funding needs met4546

. Addressing the lack of funding is also likely to

significantly accelerate progress towards achieving the objectives set out in the Directives.

The impact on wildlife of perverse subsidies promoted under the EU’s sectoral policies, including the

Common Agricultural Policy (CAP)47

, Common Fisheries Policy (CFP)48

and Regional Policy49

is well

charted. While some improvements have been made to CFP, the opportunity to reform the CAP has been

missed in this round, and the impacts of unsustainable farming on biodiversity50

are likely to continue and

intensify. Without sweeping reform of the CAP, conservation objectives under the Birds and Habitats

Directives, particularly in the wider countryside, are unlikely to be met.

Experience with implementation of the Directives have also shown that while some species and habitats

can recover within a few years of appropriate management being put in place, for others decades or even

centuries might be needed to recover from past damage. For example research has shown that the rate of

recovery of peatlands from burning may be up to 500 years51

.

44European Commission (2011). Financing Natura 2000 - Investing in Natura 2000: Delivering benefits for nature and

people. Brussels, Belgium:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/financing_natura2000.pdf 45 Gantioler S., Rayment M., Bassi S., Kettunen M., McConville A., Landgrebe R., Gerdes H. and ten Brink P. (2010). Costs

and Socio-Economic Benefits associated with the Natura 2000 Network: Final report to the European Commission, DG

Environment on Contract ENV.B.2/SER/2008/0038. Brussels, Belgium. Institute for European Environmental Policy / GHK /

Ecologic: http://ec.europa.eu/environment/nature/natura2000/financing/docs/natura2000_costs_benefits.pdf 46Kettunen, M., Baldock D., Gantioler, S., Carter, O., Torkler, P., Arroyo Schnell, A., Baumueller, A., Gerritsen, E.,

Rayment, M., Daly, E. and Pieterse, M. (2011). Assessmentof the Natura 2000 co-financing arrangements of the EU

financing instrument. A project for the European Commission –final report. Institute for EuropeanEnvironmental Policy

(IEEP). Brussels, Belgium.138 pp + Annexes: http://www.ieep.eu/assets/791/Assessment_of_Natura_2000_Co-financing.pdf 47Boccaccio, L., Brunner, A. and Powell, A. (2009). Could do better: How is EU Rural Development policy delivering for

biodiversity? Birdlife International:

http://natura2000.ro/wp-content/uploads/2014/10/Report.Could.Do.Better.Natura2000.En.pdf 48BirdLife Europe (2015). Towards sustainable fisheries policy in the EU. Retrieved from BirdLife Europe website:

http://www.birdlife.org/europe-and-central-asia/towards-sustainable-fisheries-policy-eu 49Brunner, A., Campos, B., Godinot, S., Kalinka, P., Kedzierski, A., Palasi, JP., Riley, B., Trilling, M. and Torkler, P. (2010).

Changing Persoectives: How the EU Budget Can Shape a Sustainable Future. Stichting BirdLife Europe:

http://www.wwf.de/fileadmin/fm-wwf/Publikationen

PDF/Changing_Perspectives_EU_budget_for_a_sustainable_future__engl._.pdf 50 European Bird Census Council. (2011). Trends of common birds in Europe, 2011 update. Retrieved from EBCC website:

http://www.ebcc.info/index.php?ID=457 51 Lindsay, R. (2010). Peatbogs and carbon: A critical synthesis to inform policy development in oceanic peat bog

conservation and restoration in the context of climate change. Environmental Research Group – University of East London.

Page 217 et seq.:

http://www.rspb.org.uk/Images/Peatbogs_and_carbon_tcm9-255200.pdf

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S.2 – What is the contribution of the Directives towards ensuring biodiversity? In

particular to what extent are they contributing to achieving the EU Biodiversity

Strategy* Objectives and Targets?

By 'contribution towards ensuring biodiversity', we are referring not only to the conservation of the

species and habitats specifically addressed by the Directives, but also to biodiversity more broadly

defined: i.e. other species and habitats not targeted by the Directives; ecosystems (terrestrial and

marine); and genetic diversity, both within and beyond the Natura 2000 network – in line with the

EU’s 2050 vision and 2020 headline target and the Targets of the EU's Biodiversity Strategy to 2020.

* For an overview of the EU biodiversity Strategy see:

http://ec.europa.eu/environment/nature/info/pubs/docs/factsheets/Biod%20Strategy%20FS.pdf

Answer:

The European Parliament52

and EU Member States53

have recognised that the Birds and Habitats

Directives are the cornerstone of EU efforts to conserve biological diversity.

Protected areas work, and scientific studies have established that Protected Areas remain a key

conservation tool in the face of climate change, enabling species to adapt to shifting range envelopes

and other climate impacts54

. A study of population trends for all wild birds in Europe since 1970 has

shown how important the Birds Directive has been for these birds, especially those on Annex I. The

rate of recovery of Annex I species has been significantly greater inside the EU than outside, and

within the EU has been greater for Annex I species than species not listed on the Annex. A new study

about to be published suggests that the longer a species has been on Annex I of the Birds Directive, the

more positive is the trend. The role of protected areas in this recovery is critical. The greater the area

of SPAs, the stronger the recovery, especially for the rare and vulnerable species on Annex I. This was

borne out by evidence that these trends were more positive in those countries that designated larger

areas of SPAs 55

The need for coordinated international approach, given that nature does not respect national borders

(e.g. migratory species), is a largely self-evident statement (several Birds Directive Articles cover

this). This international approach has for example been exemplified by the Species Action Planning /

Management Planning approach under the Birds Directive56

, which implements several Articles. The

ORNIS Committee has also clarified the key concepts, thus harmoniously protecting species on their

52 European Parliament (2012). European Parliament resolution of 20 April 2012 on our life insurance, our natural capital: an

EU biodiversity strategy to 2020 (2011/2307(INI)). Retrieved from European Commission website:

http://ec.europa.eu/environment/nature/biodiversity/comm2006/pdf/EP_resolution_april2012.pdf 53 Council of the European Union (2010). Biodiversity: Post-2010 - EU and global vision and targets and international ABS

regime. Council conclusions:http://data.consilium.europa.eu/doc/document/ST-7536-2010-INIT/en/pdf 54Chris D. Thomas, Phillipa K. Gillingham, Richard B. Bradbury, David B. Roy, Barbara J. Anderson, John M. Baxter, Nigel

A. D. Bourn, Humphrey Q. P. Crick, Richard A. Findon, Richard Fox, Jenny A. Hodgson, Alison R. Holt, Mike D.

Morecroft, Nina J. O’Hanlon, Tom H. Oliver, James W. Pearce-Higgins, Deborah A. Procter, Jeremy A. Thomas, Kevin J.

Walker, Clive A. Walmsley, Robert J. Wilson and Jane K. Hill (2012). Protected areas facilitate species’ range expansions.

PNAS 2012 109 (35). Pages 14063-14068: http://www.pnas.org/content/109/35/14063.full.pdf+html 55 Paul F. Donald, Fiona J. Sanderson, Ian J. Burfield, Stijn M. Bierman, Richard D. Gregory, Zoltan Waliczky (2007).

International Conservation Policy delivers benefits for birds in Europe. Published in: Science, Vol 317: 810-813.

http://www.monitoringmatters.org/publications/Science%20Donald%20paper.pdf 56 BirdLife International (2012). METHODOLOGY FOR BIRD SPECIES RECOVERY PLANNING IN THE EUROPEAN

UNION. Produced under Contract ENV.B.2./SER/2009/0076r “Scientific and technical assistance supporting the

implementation of the Birds Directive”:

http://ec.europa.eu/environment/nature/conservation/wildbirds/action_plans/docs/final_report.pdf

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return to their breeding grounds.

The Directives form an important framework for enabling environmentally sustainable economic

development, without placing any unnecessary burden on business. This is exemplified by the port

sector – the Commission has issued guidance 57

, Article 6(4) has been used to allow port expansion

where this was of overriding public interest and no alternatives existed in the port of Rotterdam58

, and

good practice on species protection has emerged in the port of Antwerp59

.

There is scientific evidence that Directives work not only for target species60

but also for non-target

species 61

, an effect that will be amplified if implementation of the Directives improve, thus

contributing towards the Headline Target of the Biodiversity Strategy.

The Directives are by definition key tools for delivering target 1 of EU Biodiversity Strategy (i.e.

Fully implement the birds and habitats directives). Member States have acknowledged this in Council

Conclusions on the EU Biodiversity Strategy to 2020; “AGREES that full implementation of the EU

environment acquis, and in particular the EU Birds and Habitats Directives, is essential for the

achievement of the new EU 2020 Biodiversity targets”62

Directives also key for delivering target 2 (Maintain and restore ecosystems and their services), as

conservation measures for species and habitat types in unfavourable status amount to restoration. The

Directives. Connectivity under Article 10 of the Habitats Directive is an integral part of the

Commission’s Green Infrastructure Strategy63

.

The Birds and Habitats Directives protect many species and habitats on farmland (forthcoming EEA

Report, Commission guidance on Farmland). So far, implementation of the directives on farmland has

been very patchy, relying on subsidies under the Common Agriculture Policy including through Agri-

Environmental schemes (contributing to Target 3), and the use of cross-compliance with some

provisions of the Directive as a condition for payments. The CAP in general fails to deliver on

biodiversity64

, and species and habitats on farmland are doing worse compared to other ecosystems.

57 European Commission (2011). EC Guidance on the implementation of the EU nature legislation in estuaries and coastal

zone: With particular attention to port development and dredging. Luxembourg, Publications Office of the European Union:

http://ec.europa.eu/environment/nature/natura2000/management/docs/Estuaries-EN.pdf 58 European Commission (2003). Opinion on the port of Rotterdam. Brussels, Belgium:

http://ec.europa.eu/environment/nature/natura2000/management/opinion_en.htm 59 Port of Antwerp (2012). Sustainability Report 2012. Pages 114-116. Retrieved from Port of Antwerp website:

http://www.sustainableportofantwerp.com/sites/default/files/Sustainability_report_2012.pdf 60 Paul F. Donald, Fiona J. Sanderson, Ian J. Burfield, Stijn M. Bierman, Richard D. Gregory, Zoltan Waliczky (2007).

International Conservation Policy delivers benefits for birds in Europe. Published in: Science, Vol 317: 810-813:

http://www.monitoringmatters.org/publications/Science%20Donald%20paper.pdf 61 Pellissier, V., Touroult, J., Julliard, R., Siblet, J. P. and Jiguet, F. (2013). Assessing the Natura 2000 network with a

common breeding birds survey. Animal Conservation, 16: 566–574. doi: 10.1111/acv.12030

Pellissier V., Schmucki R., F., Jiguet, R., Julliard, J., Touroult, Richard D., and D. Evans (2014). The impact of Natura 2000

on non-target species, assessment using volunteer-based biodiversity monitoring. ETC/BD report for the EEA. 62 European Commission (2011). EU Biodiversity Strategy to 2020: Council conclusions. 3103rd ENVIRONMENT Council

meeting. Luxembourg:

https://www.cbd.int/doc/nbsap/EU-council-conclusions-2020-strategy.pdf 63 European Commission (2013). COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN

PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL COMMITTEE AND THE

COMMITTEE OF THE REGIONS Green Infrastructure (GI) — Enhancing Europe’s Natural Capital. COM/2013/0249 final:

http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:52013DC0249 64 G. Pe’er, L. V. Dicks, P. Visconti, R. Arlettaz, A. Báldi, T. G. Benton, S. Collins, M. Dieterich, R. D. Gregory, F. Hartig,

K. Henle, P. R. Hobson, D. Kleijn, R. K. Neumann, T. Robijns, J. Schmidt, A. Shwartz, W. J. Sutherland, A. Turbé, F. Wulf

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The utter failure of the CAP to reward biodiversity conservation is by far the biggest cause of ongoing

loss of biodiversity in Europe. This failure cannot be attributed to the Directives. Indeed, in many

cases Natura 2000 sites have provided a backstop, forcing some targeting of agrienvironmental

schemes with spectacular impact 65

.

For target 4 (Ensure the sustainable use of fisheries resources), Directives establish basis for the

creation of marine protected areas, which have a crucial role to play in delivering sustainable fisheries,

and protecting marine animal and bird species 66. Similarly to the case of farming, marine

conservation is overwhelmingly impacted by unsustainable fishing practices that are determined not

by the Directives but by the Common Fisheries Policy. Indeed, until the recent CFP reform, Member

States were being prevented from imposing appropriate management of Nature 2000 sites as

management of fisheries was outside their control in most waters (see also C.4). As for target 3, the

establishment of target 4 is an upfront acknowledgement by EU institutions that there are problems

outside the scope of the directives which must be solved in the relevant policy frameworks.

For targets 3 and 4, while Directives have been integrated into CAP and Marine Strategy Framework

Directive, inadequate implementation by Member States has significantly limited the contribution of

the Directives to protecting biodiversity in the wider countryside, and a key provision for cross-

compliance on Article 5 of the Birds Directive has been removed from the new CAP67

. The tools for

delivering conservation in the wider countryside exist in the Directives, but Member States have been

implementing them poorly in general and the Commission has only taken legal action once on Article

3 of the Birds Directive68

.

For target 5, it can be said that the Nature Directives have accelerated action on Invasive Alien Species

long before a dedicated EU Regulation was adopted. Especially with regard to the implementation of

LIFE projects that were carried out in Natura 2000 sites69

.

For target 6, it can be stated that the Nature Directives have been the most prominent instrument of the

EU to implement the CBD's Strategic Plan. The Nature Directives are directly beneficial also to

biodiversity outside the EU, especially migratory birds that spend part of their lifecycle in the EU.

This is also supported by the LIFE fund. At the same time Natura 2000 is a globally known and

admired initiative, with several initiatives being inspired from it or even trying to copy it into

legislation .

and A. V. Scott (2014). EU Agricultural reform fails on biodiversity. Science 6 JUNE 2014 • VOL 344 ISSUE 618. Pages

1090-1092:

http://mta.hu/data/cikk/13/44/58/cikk_134458/peer-et_al_2014_Science_06-06-14_%282%29.pdf 65 As can be seen in this evaluation of the agri-environment measure in Castro Verde, there was a real benefit for avi-fauna

such as the Great Bustard. Agro-GES (2005) EVALUATION DES MESURES AGRO-ENVIRONNEMENTALES

ANNEXE 34 : ETUDE DE CAS CASTRO VERDE. Cascais, France.

http://ec.europa.eu/agriculture/eval/reports/measures/annex34.pdf

A similar positive example can be found for Corncrake in the Czech republic as indicated by the field research carried out by

CSO (BirdLife in the Czech Republic) – evidence to be submitted later. 66 EMPASFish (2008) European Marine Protected Areas as tools for Fisheries management and conservation Issue 3 /

February 2008 http://www.um.es/empafish/files/Issue%203.pdf 67 The European Parliament and The Council of the EU(2013). REGULATION (EU) No 1306/2013 OF THE EUROPEAN

PARLIAMENT AND OF THE COUNCIL of 17 December 2013: on the financing, management and monitoring of the

common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC)

No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008. Joint statement by the European Parliament and the Council:

http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2013:347:0549:0607:en:PDF 68 ECJ (2002). Commission of the European Communities v Ireland. Failure by a Member State to fulfil its obligations -

Directives 79/409/EEC and 92/43/EEC - Conservation of wild birds - Special protection areas. Case C-117/00. Delivered in

open court in Luxembourg on 13 June 2002:

http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:62000CJ0117&from=EN 69 European Commission (2014). LIFE and Invasive Alien Species. Luxembourg, Publications Office of the European Union:

http://ec.europa.eu/environment/life/publications/lifepublications/lifefocus/documents/life_ias.pdf

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S.3 – Which main factors (e.g. implementation by Member States, action by

stakeholders) have contributed to or stood in the way of achieving the Directive’s

objectives?

Please summarise evidence of the main factors that have supported or constrained progress towards

achieving the objectives of the Nature Directives. As in previous questions, by 'objectives' we mean

not only the strategic objectives set out in Articles 2 of both Directives, but also specific and

operational objectives, as set out in Annex I to this document. Relevant factors might include, for

example, resource limitations, lack of cooperation of other actors, lack of scientific knowledge, or

other external factors (e.g. those listed in the above intervention logic).

Answer:

Factors that stood in the way of achieving the Directives' objectives

First of all, transposition was delayed. Many member states failed to properly transpose the Directives

into national law by the due date, some only did so when taken to court by the European Commission (7).

In addition, implementation was slow and incomplete, resulting in a large number of complaints and legal

action by the Commission. Most Member States failed to implement the measures set out in the Directives

by the deadlines originally set (Article 12/17 report information on SAC designation). Some measures, for

example the designation of Natura 2000 sites in the marine environment , have in many cases still not been

completed. Most of these delays have been caused by political opposition to designation and

implementation by national and regional stakeholders such as farming unions, hunters associations or

specific vested interests (often property and infrastructure developers). Lack of proper communication

and consultation by many Member States at the early stages of the establishment of the Natura 2000

network have often fuelled suspicion and have been effectively misused by politicians and administrators

hostile to conservation.

Member States have in some cases also directly undermined the implementation of the Directives – for

example by leaving out important parts of sites during designation 70

, or by (unlawfully) exempting sectors

such as forestry and agriculture from the requirements of the Directives71

.

Funding has been a constraint. Member States and the EU have failed to dedicate sufficient resources to

the establishment and management of the Natura 2000 network72

(10,). A lack of mechanisms for

earmarking as well as tracking funding used for biodiversity conservation under EU funds are key

70 ECJ (1996). Judgment of the Court of 11 July 1996. Regina v Secretary of State for the Environment, ex parte: Royal

Society for the Protection of Birds. Reference for a preliminary ruling: House of Lords - United Kingdom. Directive

79/409/EEC on the conservation of wild birds - Directive 92/43/EEC on the conservation of the natural habitats of wild fauna

and flora - Delimitation of Special Protection Areas - Discretion enjoyed by the Member States - Economic and social

considerations - Lappel Bank. Case C-44/95:

http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:61995CJ0044 71 ECJ (2006). Judgment of the Court (Second Chamber) of 10 January 2006.Commission of the European Communities v

Federal Republic of Germany. Failure of a Member State to fulfil obligations - Directive 92/43/EEC - Conservation of

natural habitats - Wild fauna and flora - Assessment of the implications of certain projects on a protected site - Protection of

species. Case C-98/03:

http://curia.europa.eu/juris/document/document.jsf;jsessionid=9ea7d2dc30ddf9f0523b2f884a94bce8eed7dd0287ad.e34KaxiL

c3qMb40Rch0SaxuPbhv0?text=&docid=57288&pageIndex=0&doclang=en&mode=lst&dir=&occ=first&part=1&cid=63224

8 72 Kettunen, M., Baldock D., Gantioler, S., Carter, O., Torkler, P., Arroyo Schnell, A., Baumueller, A., Gerritsen, E.,

Rayment, M., Daly, E. and Pieterse, M. (2011). Assessmentof the Natura 2000 co-financing arrangements of the EU

financing instrument. A project for the European Commission –final report. Institute for EuropeanEnvironmental Policy

(IEEP). Brussels, Belgium.138 pp + Annexes: http://www.ieep.eu/assets/791/Assessment_of_Natura_2000_Co-financing.pdf

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problems73

. Spending under the ERDF on biodiversity has been insufficient74

. Rural development

spending suffers from lack of monitoring, reporting and clear objectives in general 75

, and agri-

environment schemes suffer from lack of clear objectives and strategic choices76

. Positive funding has been

often more than offset by perverse subsidies77

. The LIFE fund is effectively contributing to the

conservation status of habitats and species78

, but seriously underfunded.

Access to Environmental Justice has been a problem – citizens and NGOs have in many Member

States no legal standing, face excessive cost, or have no effective way of challenging decisions79

and there are major problems with the handling of complaints in many Member States,

including with transparency and accountability80

. This has in its turn led to a large number of

complaints to the Commission, while resolving complaints at the national level would be quicker

and more efficient.

Enforcement is a particular problem. A study by IMPEL showed that illegal activities and a lack

of respecting of permit conditions are a frequent problem in Natura 2000 sites, and that human

and financial resources for enforcement are the biggest challenge in enforcement, suggesting

that Member States do not allocate sufficient resources to enforcement81

.

The Commission has taken a large amount of much needed legal action for the implementation

contributing to better implementation, however there has also been at least one case of legal

action not forthcoming as a result of direct political interference from the political top of the

Commission (the Sabor dam in Portugal) 82

73 Kettunen, M., Baldock D., Gantioler, S., Carter, O., Torkler, P., Arroyo Schnell, A., Baumueller, A., Gerritsen, E.,

Rayment, M., Daly, E. and Pieterse, M. (2011). Assessmentof the Natura 2000 co-financing arrangements of the EU

financing instrument. A project for the European Commission –final report. Institute for EuropeanEnvironmental Policy

(IEEP). Brussels, Belgium.138 pp + Annexes: http://www.ieep.eu/assets/791/Assessment_of_Natura_2000_Co-financing.pdf 74 European Court of Auditors (2014). Is the ERDF effective in funding projects that directly promote biodiversity under the

EU biodiversity strategy to 2020? Luxembourg, Publications Office of the European Union:

http://www.eca.europa.eu/Lists/ECADocuments/SR14_12/QJAB14012ENC.pdf 75 European Court of Auditors (2013). CAN THE COMMISSION AND MEMBER STATES SHOW THAT THE EU

BUDGET ALLOCATED TO THE RURAL DEVELOPMENT POLICY IS WELL SPENT? Luxembourg, Publications

Office of the European Union:

http://www.eca.europa.eu/Lists/ECADocuments/SR13_12/SR13_12_EN.pdf 76 European Court of Auditors (2011). ISSN 1831-0834 EUROPEAN COURT OF AUDITORS EN 2011 Special Report No

7 IS AGRI-ENVIRONMENT SUPPORT WELL DESIGNED AND MANAGED? Luxembourg, Publications Office of the

European Union:

http://www.eca.europa.eu/Lists/ECADocuments/SR11_07/SR11_07_EN.PDF 77 Boccaccio, L., Brunner, A. and Powell, A. (2009). Could do better: How is EU Rural Development policy delivering for

biodiversity? Birdlife International: 78 European Court of Auditors (2009). The Sustainability and the Commission’s Management of the LIFE-Nature Projects.

Luxembourg, Publications Office of the European Union:

http://www.eca.europa.eu/Lists/ECADocuments/SR09_11/SR09_11_EN.PDF 79 Darpo, J. (2013). Effective Justice? Synthesis report of the study on the Implementation of Articles 9.3 and 9.4 of the

Aarhus Convention in the Member States of the European Union. Uppsala, Sweden, Uppsala Universitet :

http://ec.europa.eu/environment/aarhus/pdf/synthesis%20report%20on%20access%20to%20justice.pdf see also

http://ec.europa.eu/environment/aarhus/pdf/conference_summary.pdf 80 André, N., Hjerp, P., Homann, G., Lucha, C., Mitsios, A., Mudgal, S., Tedsen, E., Tilche, N. and Volkéry, A. (2012).

Study on environmental complaint handling and mediation mechanisms atnational level. Berlin, Germany, Ecologic Institute:

http://ec.europa.eu/environment/aarhus/pdf/mediation_and_complaint-handling.pdf 81 IMPEL (2013). Buidling up IMPEL Nature conservation capacities, pp. 32-33

http://impel.eu/wp-content/uploads/2014/02/FR-2013-17-Building-up-IMPEL-nature-conservation-capacities.pdf 82 Jackson, A. L. R. (2011). Global Environmental Change: Renewable energy vs. biodiversity - Policy conflicts and the

future of nature conservation. Elsevier, Pages 1195–1208:

https://circabc.europa.eu/sd/a/613bb4fa-ab43-4a14-8f68-f7a8b6f7e0c0/2011_Jackson.pdf

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Maybe the most important factor is a failure of addressing the drivers of biodiversity loss in other

sectoral policies, with the notable example of the EU's Common Agricultural Policy83The loss of

grasslands in Natura 2000 sites has been significantly accelerate by the failure of providing farmers

with adequate incentives for keeping instead of converting their land into arable fields as can be seen

in this example of Bulgaria84

.. On the other hand subsidies (e.g. in Germany for biogas production)

have fuelled habitat change. In combination with weak enforcement this has led to a dramatic decline

of grasslands in Germany and elsewhere .85

Factors that contributed to achieving the Directives' objectives

Case action by stakeholders bringing specific cases to attention of European Commission and

European Parliament has helped protect individual sites and secured conservation outcomes.

Environmental NGOs have achieved results, sometimes through complaints to the Commission

which triggered infringement procedures such as on the Augustow bypass planned through the

Rospuda Valley SPA86

and sometimes through direct legal action at national level87

. Nature

Directive violations represent a high proportion of citizens complaints to the Commission,

usually around 20% of the complaints to DG Environment relate to nature, making it one of the

larger areas 88

and 520 out 3505 complaints submitted to the Commission in 2013 related to

83

P. Reidsma et al., ‘Impacts of land‐use change on biodiversity: As assessment of agricultural biodiversity in the

European Union’ in Agriculture, Ecosystems and Environmental, vol. 114, May 2006, pp. 86‐102.

C.A.M. Van Swaay et al., The European Butterfly Indicator for Grassland species 1990‐2009, De Vlinderstichting,

Wageningen, 2010.

P.F. Donald et al., 'Further evidence of continent‐wide impacts of agricultural intensification on European farmland

birds' in Agriculture, Ecosystems and Environmental, vol. 116, September 2006, pp. 189‐196;

Rural Economy and Land Use Programme (RELU) (2008), Eating Biodiversity: an Investigation of the Links Between Quality Food Production and Biodiversity Protection, 2008; http://www.relu.ac.uk/news/Buller%20Policy%20&%20Practice%20Notes.pdf

Williams I. 2002 Insect Pollination and Crop Production: A European Perspective. In: Kevan P &Imperatriz Fonseca VL (eds) - Pollinating Bees-The Conservation Link Between Agriculture and Nature Ministry of Environment / Brasília.p.59-65http://www.webbee.org.br/bpi/pdfs/livro_02_willians.pdf

G. Pe’er, L. V. Dicks, P. Visconti, R. Arlettaz, A. Báldi, T. G. Benton, S. Collins, M. Dieterich, R. D. Gregory, F. Hartig, K.

Henle, P. R. Hobson, D. Kleijn, R. K. Neumann, T. Robijns, J. Schmidt, A. Shwartz, W. J. Sutherland, A. Turbé, F. Wulf and

A. V. Scott (2014). EU Agricultural reform fails on biodiversity. Science 6 JUNE 2014 • VOL 344 ISSUE 618. Pages 1090-

1092: 84 V Dobrev, G Popgeorgiev, D Plachiyski (2014) Effects of the Common Agricultural Policy on the coverage of

grassland habitats in Besaparski Ridove Special Protection Area (Natura 2000), southern Bulgaria- Acta zoologica bulgarica, 2014 http://www.acta-zoologica-bulgarica.eu/downloads/acta-zoologica-bulgarica/2014/supplement-

5-147-156.pdf 85

Bundesamt für Naturschutz (2014): Grünland Report - Alles im Grünen Bereich? http://www.bfn.de/fileadmin/MDB/documents/presse/2014/PK_Gruenlandpapier_30.06.2014_final_layout_barrierefrei.pdf 86 ECJ (2007). Commission of the European Communities v Republic of Poland. Case C-193/07:

http://eur-lex.europa.eu/legal-content/en/TXT/PDF/?uri=uriserv%3AOJ.C_.2007.199.01.0014.01.ENG

– see also BirdLife International (2010). BirdLife's Polish Partner (OTOP) campaigned to save the Rospuda valley from road

development. Presented as part of the BirdLife State of the world's birds website. Available from:

http://www.birdlife.org/datazone/sowb/casestudy/25 87 ECJ (2004). Judgment of the Court (Grand Chamber) of 7 September 2004. Landelijke Vereniging tot Behoud van de

Waddenzee and Nederlandse Vereniging tot Bescherming van Vogels v Staatssecretaris van Landbouw, Natuurbeheer en

Visserij. Reference for a preliminary ruling: Raad van State – Netherlands. Directive 92/43/EEC -Conservation of natural

habitats and of wild flora and fauna - Concept of "plan' or "project' - Assessment of the implications of certain plans or

projects for the protected site. Case C-127/02: http://curia.europa.eu/juris/liste.jsf?language=en&num=C-127/02 88 European Commission. Legal Enforcement: Statistics on environmental infringements. Retrieved from Europeam

Commission website:

http://ec.europa.eu/environment/legal/law/pdf/statistics_sector.pdf

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environmental legislation 89

; this shows how relevant this legislation is to citizens (see R.4) but

also how much of the enforcement task has been left to private citizens and NGOs.

There is published evidence from Germany that court cases filed by environmental NGOs were

significantly more successful than other cases at German administrative courts, and that the NGOs did

not excessively use the instrument of going to court. From this one can conclude that a key problem of

nature and other environment legislation lies in inadequate implementation by Member State

authorities.90

It can be noted from many examples, that only infringement procedures from the European

Commission led to significant implementation efforts of Member States, e.g. in the case of

Germany complaints about SPA designation or the ongoing horizontal infringement procedure

against Germany's failure to properly designate SACs.

A key factor of success has been cooperation among stakeholders, catalysed by EU or government

initiatives and funding. A variety of actors has actively engaged in the implementation of the Birds and

Habitats Directives with measureable conservation outcome. The flagship example is the LIFE

Programme projects on Natura 2000, which has involved a range of stakeholders including business,

NGOs and local, regional and national authorities. There are many more examples of constructive

engagement of sectors with the Directives, e.g. the positive role of hunters 91

, electricity grid operators92

,

cement industry9394

, port authorities95

, land owners96

, in and outside Natura 2000 sites.

In Germany several models have been developed to improve the Directives implementation, such as

Landcare associations at municipal and regional levels consisting of conservation and agriculture

representatives 97, or "Bio-Stations" 98

taking care of clusters of Natura 2000 sites, bringing

stakeholders together and developing projects.

89European Commission (2013). Report from the Commission: 31st Annual Report on Monitoring the Application of EU

Law. Brussels, Belgium:

http://ec.europa.eu/atwork/applying-eu-law/docs/annual_report_31/com_2014_612_en.pdf 90 SCHMIDT, A., ZSCHIESCHE, M. (2013): Verbandsklagen im Natur- und Umweltschutzrecht 2011 und 2012 unter

Berücksichtigung der Entwicklung von 2007 bis 2010

http://www.ufu.de/media/content/files/Fachgebiete/Umweltrecht/Publikationen/Original_Studie_Verbandsklage_Feb_2014-

1.pdf 91 BirdLife International and FACE (2004). Agreement between BirdLife and FACE on Directive 79/49/EEC

http://ec.europa.eu/environment/nature/conservation/wildbirds/hunting/docs/agreement_en.pdf 92 Renewables Grid Initiative (2011). European Grid Declaration on Electricity Network Development and Nature

Conservation in Europe. Retrieved from RGI website:

http://renewables-grid.eu/fileadmin/user_upload/Files_RGI/European%20Grid%20Declaration.pdf

93 BirdLife International. The CEMEX - BirdLife International Global Conservation Partnership Programme 2007-2017.

Retrieved from BirdLife International website (last updated 2015):

http://www.birdlife.org/worldwide/cemex-birdlife-international-global-conservation-partnership-programme-2007-2017 94 BirdLife International. Partnership with HeidelbergCement. Retrieved from BirdLife International website (last updated

2015):

http://www.birdlife.org/europe-and-central-asia/partnership-heidelbergcement 95

Vikolainen V., Bressers, J.T.A. and Lulofs, K. (2014) ‘A shift toward Building with Nature in the dredging and port development industries: managerial implications for projects in or near Natura 2000 areas’, Environmental Management, Vol. 54, Nr. 1, pp. 3-13

Port of Antwerp. A haven for endangered European plant and animal species. Retrieved from Port of Antwerp website:

http://www.sustainableportofantwerp.com/en/content/planet/haven-endangered-european-plant-and-animal-species 96

European Landowners Organsation (undated) Natura 2000 http://www.elo.org/UserFiles/File/Natura_2000.pdf 97

Jürgen Metzner et al., Kooperativer Naturschutz in der Praxis, NuL 45 (10/11), 2013, 315-321 (with English abstract: Cooperative Nature Conservation in Practice – Implementation examples of landcare groups) http://www.lpv.de/fileadmin/user_upload/data_files/Publikationen/Artikel/NuL10-11_13-Metzner_etal_LPVpraxiskl.pdf

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BirdLife's experience shows that the huge amount of volunteer engagement in the implementation of

the Directives, e.g. in practical conservation or monitoring, is a key factor of success. The landmark

publications of BirdLife as well as government Art.12 reports would have been impossible or far too

expensive without volunteer input. 99

S.4 - Have the Directives led to any other significant changes both positive and negative?

This question aims to assess whether the implementation of the Nature Directives has brought about

any significant environmental, social or economic effects or changes that were not intended or

foreseen by the Directive at the time of their approval, and whether these changes were positive,

negative or neutral in terms of their contribution towards meeting the objectives of the Directives.

Examples of such effects or changes might include the development of a culture of social participation

in nature-related decisions as evidenced by Committees for the development of management plans or

higher cooperation of departments of different ministries, etc.

Answer:

Environmental effects The implementation of the Nature Directives had significant positive effects also for non-target

species 100

as well as the wider environment. Firstly they have created a much greater awareness for

environmental and biodiversity concerns in administration, among stakeholders, and the wider public.

Secondly, Natura 2000 is used also as a guidance for many strategic development initiatives, e.g. for

priorities of government financial support,101

priority setting for practical conservation projects or

establishment of site care takers by NGOs, and for the planning of wind farms (e.g. in several German

Länder) or powerlines. Thirdly the Directives have led to a professionalization of nature conservation,

e.g. by triggering new courses and degrees in universities. Fourthly the Directives led to the creation

of new institutional approaches, such as the German Landcare associations or the German

Biostationen (See references S.3).

The Directives have fostered collaboration between stakeholders (Sustainable Hunting Initiative 102

which has greatly contributed to the reduction of conflict in many parts of Europe). Conflicts that are

often attributed to N2000 are in fact conflicts over different uses of nature and Directives provided for

an effective management and resolution of these conflicts in a way that ensure nature does not lose

out.

The Directives have, especially in federal countries, led to increased cooperation and coordination of

98

Website of the umbrella organisations of Biostationen of Northrhine Westfalia: http://www.biostationen-nrw.com

99 Roomen, M. van, Koffijberg, K., Noordhuis, R. & Soldaat, L. 2006. Long-term waterbird

monitoring in The Netherlands: a tool for policy and management. Waterbirds around the world.

Eds. G.C. Boere, C.A. Galbraith & D.A. Stroud. The Stationery Office, Edinburgh, UK. pp. 463-

470

100 Pellissier V., Schmucki R., F., Jiguet, R., Julliard, J., Touroult, Richard D., and D. Evans (2014). The impact of Natura

2000 on non-target species, assessment using volunteer-based biodiversity monitoring. ETC/BD report for the EEA.

http://bd.eionet.europa.eu/Reports/ETCBDTechnicalWorkingpapers/PDF/Impact_of_Natura_2000_on_non-target_species 101 National fund for Environment Protection (2015). Program LIFE (in Polish). Available at:

http://www.nfosigw.gov.pl/oferta-finansowania/srodki-zagraniczne/instrument-finansowy-life/ 102 BirdLife International and FACE (2004). Agreement between BirdLife and FACE on Directive 79/49/EEC

http://ec.europa.eu/environment/nature/conservation/wildbirds/hunting/docs/agreement_en.pdf

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conservation and planning authorities in the different regions (e.g. in Germany) and supported

massively the cooperation among neighbouring countries or EU Member States of the same

biogeographic region.

The effects of EU Birds and Habitats Directive also are visible in accession countries which have been

adapting their conservation law to the requirements of the directives , indeed the directives have been

a source of inspiration for improved governance and conservation also in non-accession countries in

Eastern Europe, North Africa and the Middle east103

.

The Birds and Habitats Directive has given focus to national conservation work, inviting actors to

focus on EU priorities (LIFE Regulation). The LIFE program and the LIFE priority list for birds and

the Habitats Directive priority species have influenced the selection of projects, as LIFE is a

significant share of project funding for conservation in the EU 104105

.

Socio-economic effects

EU environmental legislation has helped create and boost the “green economy” through the creation of

new roles and sectors, including new environmental professionals, and new businesses.

The Nature Directives also channel a lot of EU financial support into marginal regions, especially

through Rural Development Funding and Cohesion Policy.

EU’s role in protecting the continent’s natural heritage is likely to have increased its popularity with a

large part of the population. EU environmental legislation is indeed generally perceived positively by the

larger public in the EU - 77% of EU citizens think EU environmental legislation necessary. Environmental

protection is seen as key benefit of European integration, and an area where citizens trust the EU and

acknowledge, even in more Eurosceptic countries, that the EU has a role to play. Campaigns around

threatened sites have involved EU citizens in nature conservation106

. The level of cooperation among

conservation NGOs from different EU countries has literally exploded thanks to the Directives and

Natura 2000 leading to daily exchanges of best practice that have improved knowledge, effectiveness and

coordination across the board.

EU-wide approach has given businesses operating across different Member States more certainty in

relation to legislative framework and the common legislative framework also helped them saved resources

compared to a situation in which they would have had to comply with a different nature protection

regimes in each Member State, and the wealth of Commission guidance is helping this further. The

Natura 2000 viewer allows business to locate sites in any Member States and find the species and habitats

103 The following initiative is in part inspired on the BirdLife-FACE agreement : BirdLife International (2010) Towards

sustainable hunting in the Middle East. Presented as part of the BirdLife State of the world's birds website. Available from:

http://www.birdlife.org/datazone/sowb/casestudy/35. Checked: 15/03/2015 104 Gantioler S., Rayment M., Bassi S., Kettunen M., McConville A., Landgrebe R., Gerdes H., ten Brink P. (2010). Costs

and Socio-Economic Benefits associated with the Natura 2000 Network. Final report to the European Commission, DG

Environment on Contract ENV.B.2/SER/2008/0038. Institute for European Environmental Policy / GHK / Ecologic, Brussels

2010:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/natura2000_costs_benefits.pdf 105 European Parliament and Council of the European Union (2013). REGULATION (EU) No 1306/2013 OF THE

EUROPEAN PARLIAMENT AND OF THE COUNCIL of 17 December 2013 on the financing, management and

monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC)

No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008:

http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2013:347:0549:0607:en:PDF 106 ECJ (2007). Commission of the European Communities v Republic of Poland. Case C-193/07:

http://eur-lex.europa.eu/legal-content/en/TXT/PDF/?uri=uriserv%3AOJ.C_.2007.199.01.0014.01.ENG

– see also BirdLife International (2010). BirdLife's Polish Partner (OTOP) campaigned to save the Rospuda valley from road

development. Presented as part of the BirdLife State of the world's birds website. Available from:

http://www.birdlife.org/datazone/sowb/casestudy/25

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present 107

A recent report for DG Environment estimated that the full implementation and management of

the Natura 2000 network can be expected to directly support 122,000 FTE jobs108

and Gross

Value Added of €3.05 billion in the regions in which sites are located, helping to provide a new

source of income for land owners and managers and to diversify the rural economy. Taking

account of indirect and induced effects (through purchased inputs and employee expenditures),

the total impact at the EU level is estimated to be to support 207,400 FTE jobs and GVA of €5.2

billion at the EU level109

. It has been estimated that job creation per bilion euros of EU

expenditure is 7 times higher in Management of Natura 2000 than in current CAP

expenditure.110

It is estimated that there are between 1.2 to 2.2 billion visitor days to Natura 2000

sites each year, generating recreational benefits worth between €5 and €9 billion per annum111

.

The Directives have helped involving business in nature conservation. The flagship example is the LIFE

Programme projects on Natura 2000, which has involved a range of stakeholders including business, and

local, regional and national authorities through joint LIFE projects. There are many more examples of

constructive engagement of sectors with the Directives, e.g. the positive role of hunters112

, electricity grid

operators113

and cement industry, including in Natura 2000 sites114115

.

107 European Environment Agency (2015). Natura 2000 viewer. Available on:

http://natura2000.eea.europa.eu/ 108 De Ceuster, G., Hinterberger, F., Kuik, O., Leveson Gower, H., Pirgmaier, E., Polzin, C., Rayment, M. and Varna, A.

(2009). The economic benefits of environmental policy: A project under the Framework contract for economic analysis

ENV.G.1/FRA/2006/0073 - 2nd. Amsterdam, The Netherlands, Vrije Universiteit:

http://ec.europa.eu/environment/enveco/economics_policy/pdf/report_economic_benefits.pdf 109 GHK Consulting et al for DG Environment (2007). Links between the environment, economy and jobs. Londen, England.

Retrieved from European Commission website:

http://ec.europa.eu/environment/enveco/industry_employment/pdf/ghk_study_wider_links_report.pdf 110 Investing for the future: more jobs out of a greener EU budget. http://www.eeb.org/EEB/?LinkServID=41FFA309-5056-

B741-DBFD725B2A886A5F based on:

Daly E., Pieterse M., Medhurst J., Evaluating the potential for Green Jobs in the next Multi-annual Financial Framework,

London, GHK, August 2011 - can be downloaded from http://www.birdlife.org/eu/pdfs/Green_Jobs.pdf

111 BIO Intelligence Service (2011). Estimating the economic value of the benefits provided by the tourism/recreation and

Employment supported by Natura 2000, Final Report prepared for European Commission, DG Environment. Retrieved from

Europeam Commission website:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Estimating_economic_value.pdf 112 BirdLife International and FACE (2004). Agreement between BirdLife and FACE on Directive 79/49/EEC

http://ec.europa.eu/environment/nature/conservation/wildbirds/hunting/docs/agreement_en.pdf 113 Renewables Grid Initiative (2011). European Grid Declaration on Electricity Network Development and Nature

Conservation in Europe. Retrieved from RGI website:

http://renewables-grid.eu/fileadmin/user_upload/Files_RGI/European%20Grid%20Declaration.pdf 114 BirdLife International. The CEMEX - BirdLife International Global Conservation Partnership Programme 2007-2017.

Retrieved from BirdLife International website (last updated 2015):

http://www.birdlife.org/worldwide/cemex-birdlife-international-global-conservation-partnership-programme-2007-2017 115 BirdLife International. Partnership with HeidelbergCement. Retrieved from BirdLife International website (last updated

2015):

http://www.birdlife.org/europe-and-central-asia/partnership-heidelbergcement

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Efficiency

Efficiency is essentially a comparison between inputs used in a certain activity and produced outputs.

The central question asked here is whether the costs involved in the implementation of the EU nature

legislation are reasonable and in proportion to the results achieved (benefits). Both 'costs' and

'benefits' can be monetary and/or non-monetary. A typology of the costs and benefits resulting from

the implementation of the Directives is given in Annex II to this questionnaire. In your answers, please

describe the nature, value and overall significance of the costs and benefits arising from the

implementation of the Directive, supported by evidence.

Y.1 - What are their costs and benefits (monetary and non-monetary)?

Based on the explanation given above, please indicate, supported by evidence, what types of costs and

benefits have resulted from the implementation of the Nature Directives. Please provide evidence,

quantitative where possible, of costs and benefits, describe their nature (monetary/non-monetary) and

value, and who is affected and to what extent. Please distinguish between the costs and benefits

arising from the Directives themselves and those arising as a result of other factors. To facilitate

analysis of the answers it would be useful if costs and benefits could be addressed separately.

Answer:

There is strong evidence that the benefits delivered by the directives (monetary and non-monetary) far

outweigh the costs resulting from current implementation of the directives, and also the costs that

would be incurred were the Directives to be fully implemented.

Costs

A key piece of evidence is the 2010 study titled, “Costs and Socio-Economic Benefits associated with

the Natura 2000 Network”116

, which estimated the annual costs of implementing the Natura 2000

network at €5.8 billion per year for the EU-27.

A GHK study commissioned by the EU budget reform coalition concluded that the cost of a job

created through investment in the management of Natura 2000 is 7 times lower than the cost of a job

saved or created through current CAP expenditure. This is shows an outstanding level of effectiveness

of the directives as an engine of job creation117

.

A GHK study on Taking into account opportunity costs when assessing costs of biodiversity and

ecosystem action118

further highlights that the opportunity costs of the Natura 2000 network (€2bn) are

far exceeded by the benefits delivered by the network.

Benefits

A 2014 study titled “The Economic benefits of the Natura 2000 Network” found that the benefits that

flow from Natura 2000 are of the order of €200 to 300 billion/year. This study estimated that there are

between 1.2 to 2.2 billion visitor days to Natura 2000 sites each year, generating recreational benefits

116 Gantioler S., Rayment M., Bassi S., Kettunen M., McConville A., Landgrebe R., Gerdes H., ten Brink P. (2010). Costs

and Socio-Economic Benefits associated with the Natura 2000 Network. Final report to the European Commission, DG

Environment on Contract ENV.B.2/SER/2008/0038. Institute for European Environmental Policy / GHK / Ecologic, Brussels

2010:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/natura2000_costs_benefits.pdf 117 Investing for the future: more jobs out of a greener EU budget. http://www.eeb.org/EEB/?LinkServID=41FFA309-5056-

B741-DBFD725B2A886A5F based on:

Daly E., Pieterse M., Medhurst J., Evaluating the potential for Green Jobs in the next Multi-annual Financial Framework,

London, GHK, August 2011 - can be downloaded from http://www.birdlife.org/eu/pdfs/Green_Jobs.pdf

118 Bassi, S., Davis, M., Gardner, S., Herbert, S., Kaphengst, T., Mazza, L., Pieterse, M. and Rayment, M. (2011). Taking into

account opportunity costs when assessing costs of biodiversity and ecosystem action. Berlin, Germany, Ecologic Institute:

http://ec.europa.eu/environment/enveco/biodiversity/pdf/OpportunityCostsOfBiodiversityAndEcosystemAction.pdf

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worth between €5 and €9 billion per annum119

.

It is estimated that the Natura 2000 network currently stores around 9.6 billion tonnes of carbon,

equivalent to 35 billion tonnes of CO2, which is estimated to be worth between € 600 billion and €

1,130 billion (stock value in 2010)120

, depending on the price attached to a ton of carbon (i.e. to reflect

the value of avoided damage of climate change by avoided GHG emissions). It can be expected that in

the future these carbon values will increase, especially if the conservation status of the network

improves121

.

BirdLife’s Wellbeing Through Wildlife report found that Europe’s environment is delivering health

benefits, ecosystem services, and economic benefits for its citizens. Europeans also value nature not

only for these benefits, but also for the intrinsic value of having access to a rich, biodiverse natural

environment122

.

Successive UK Government reports on “The costs and benefits of Defra’s regulatory stock, Emerging

Findings from Defra’s Regulation Assessment” 123

124

, found that there is a benefit to cost ratio of

between 8.6 – 7 to 1 for regulations in the area of biodiversity conservation, i.e. every €1 spent

delivers between €7 – 8.6 worth of benefits.

Y.2 - Are availability and access to funding a constraint or support?

This question focuses on the proportion of identified funding needs that has been or is being met by

EU and Member State funding, respectively, the extent to which the level of available funding affects

the implementation of the Directives and enables the achievement of their objectives (as set out in

Annex I to this questionnaire), and the extent to which initial funding allocations for nature under EU

funding instruments were used as well as any factors which may have favoured or hindered access to

and use of funds. In your answer please consider whether funding constraints affect costs or create

administrative burdens (eg as a result of limitations on guidance or delays in decision making).

Answer:

The inadequate amount of funding made available for implementing the Birds and Habitats Directives,

and significant difficulties in accessing even that funding available have been significant constraints to

119 ten Brink P. (2011). Estimating the Overall Economic Value of the Benefitsprovided by the Natura 2000 Network. Final

Report to the European Commission,DG Environment on Contract ENV.B.2/SER/2008/0038. Institute for European

Environmental Policy / GHK / Ecologic, Brussels 2011

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Economic_Benefits_of_Natura_2000_report.pdf

120 ten Brink P. (2011).Estimating the Overall Economic Value of the Benefitsprovided by the Natura 2000 Network. Final

Report to the European Commission,DG Environment on Contract ENV.B.2/SER/2008/0038. Institute for European

Environmental Policy / GHK / Ecologic, Brussels 2011:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Economic_Benefits_of_Natura_2000_report.pdf 121 ten Brink P. (2011).Estimating the Overall Economic Value of the Benefitsprovided by the Natura 2000 Network. Final

Report to the European Commission,DG Environment on Contract ENV.B.2/SER/2008/0038. Institute for European

Environmental Policy / GHK / Ecologic, Brussels 2011:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Economic_Benefits_of_Natura_2000_report.pdf 122 BirdLife International (2006). Wellbeing through wildlife in the EU. Available on RSPB website:

http://www.rspb.org.uk/Images/wellbeing_tcm9-148929.pdf 123 Department for Environment, Food & Rural Affairs (2015). Emerging Findings from Defra’s Regulation

Assessment: First update covering 2012. Retrieved from:

https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/406225/defra-regulation-assessment-2015.pdf 124 Department for Environment, Food & Rural Affairs (2011). The Costs and Benefits of Defra’s Regulatory Stock:

Emerging Findings From Defra’s Regulation Assessment. Retrieved from:

https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/69226/pb13623-costs-benefits-defra-

regulatory-stock110816.pdf

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the achievement of the objectives set out in the Directives.

Site management and monitoring are suffering the most from under-financing. Funding is also lacking

to increase staff capacities; to carry out larger restoration projects (including land purchases) and to

implementing landscape scale measures to improve environmental quality in general in and around

Natura 2000 areas (e.g. nitrogen-reducing measures in agriculture)125

.

On paper, Natura 2000 can currently be funded through a variety of funds126

.

Only one of these funding sources, LIFE, is dedicated to nature conservation, and the limited size of

this fund is a severe constraint. The current LIFE Nature and Biodiversity represents around 0.2 % of

the total EU budget. LIFE operates on the basis of EU co-financing for Member State funds, currently

75% for priority species and habitat types and 40% for other species and habitat types, which can be a

barrier to access for applicants in some Member States. While some Member States have put

structures in place to help access LIFE funding, e.g. national cofinancing funds, which has led to

visible increases in project uptake127

, others have not, limiting applicants ability to access LIFE

funding.

Theoretical provision of funding for nature conservation through EU sectoral funding is a significant

support, but a lack of earmarking prevents tracking how these funds are spent. The likely result is

underfunding. Only 9-19% of the funds needed for the management of Natura 2000 were available in

the last Multi-annual Financial Framework (10)128

A lack of mechanisms for tracking funding

earmarked for biodiversity conservation under the ESF is a an important problem in assessing the

amount of funding129

.

A European Court of Auditors report has found that ERDF funding opportunities for projects directly

promoting biodiversity have not been exploited to their full potential. The Court reported that, ”Not

only did many Member States allocate little or no ERDF funding directly to biodiversity, but for those

which did allocate funding, the financial uptake was below the average for all cohesion policy

funding. Since the beginning of the 2007–13 programming period, the financial uptake for biodiversity

projects remained slow, despite the fact that, in 2011, the Commission called for the situation to be

rectified”130

.

The European Court of Auditors has also found that Rural development spending suffers from lack of

monitoring, reporting and clear objectives in general 131

, and agri-environment under RDP suffers

from lack of clear objectives and strategic choices132

.

125 EEB (2011). Where there is a will there is a way: Snapshot report of Natura 2000 management. Brussels, Belgium,

European Environmental Bureau:

http://www.eeb.org/EEB/?LinkServID=5CC039F5-5056-B741-DBFACCB777CA4E16 126 Kettunen, M., Torkler, P. and Rayment, M. (2014). Financing Natura 2000 Guidance Handbook. Part I – EU funding

opportunities in 2014-2020, a publication commissioned by the European Commission DG Environment. Luxembourg,

Publications Offi ce of the European Union:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Natura2000financingHandbook_part%201.pdf 127 National fund for Environment Protection (2015). Program LIFE (in Polish). Available at:

http://www.nfosigw.gov.pl/oferta-finansowania/srodki-zagraniczne/instrument-finansowy-life/ 128 Kettunen, M., Baldock D., Gantioler, S., Carter, O., Torkler, P., Arroyo Schnell, A., Baumueller, A., Gerritsen, E.,

Rayment, M., Daly, E. and Pieterse, M. (2011). Assessmentof the Natura 2000 co-financing arrangements of the EU

financing instrument. A project for the European Commission –final report. Institute for EuropeanEnvironmental Policy

(IEEP). Brussels, Belgium.138 pp + Annexes: http://www.ieep.eu/assets/791/Assessment_of_Natura_2000_Co-financing.pdf 129 Kettunen, M., Baldock D., Gantioler, S., Carter, O., Torkler, P., Arroyo Schnell, A., Baumueller, A., Gerritsen, E.,

Rayment, M., Daly, E. and Pieterse, M. (2011). Assessmentof the Natura 2000 co-financing arrangements of the EU

financing instrument. A project for the European Commission –final report. Institute for EuropeanEnvironmental Policy

(IEEP). Brussels, Belgium.138 pp + Annexes: http://www.ieep.eu/assets/791/Assessment_of_Natura_2000_Co-financing.pdf 130 European Court of Auditors (2014). Is the ERDF effective in funding projects that directly promote biodiversity under the

EU biodiversity strategy to 2020? Luxembourg, Publications Office of the European Union:

http://www.eca.europa.eu/Lists/ECADocuments/SR14_12/QJAB14012ENC.pdf 131 European Court of Auditors (2013). CAN THE COMMISSION AND MEMBER STATES SHOW THAT THE EU

BUDGET ALLOCATED TO THE RURAL DEVELOPMENT POLICY IS WELL SPENT? Luxembourg, Publications

Office of the European Union:

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It is clear that if the Directives are to be effectively implemented a deep root and branches revision of

the integration approach to funding is urgent.

Y.3 - If there are significant cost differences between Member States, what is causing

them?

This question seeks to understand the factors that affect the costs of implementing the Directives,

whether there is evidence of significant cost differences between Member States, and the causes of

these cost differences. In your answer, please describe the cost differences and the reasons for them

(e.g. whether they arise from specific needs, circumstances or economic factors), supported by

quantitative evidence. Do these differences lead to differences in impact? Please note that Question

Y.5, below, focuses on good practices in keeping costs low. For this Question Y.3 we are interested in

evidence of overall differences in implementation cost (see typology of costs in Annex II to this

questionnaire) along with the reasons for them.

Answer:

There are cost differences, arising from differences in the ecology, economies, and conservation

approaches of the various Member States.

All Costs

Biodiversity is unequally distributed across the member states. This is a strong justification for

adopting an EU level approach to conservation, and vindicates the EU added value of the Birds and

Habitats Directives. This shared approach to conservation is carried over into financing, as action to

protect our common natural heritage for future generations is co-financed by the community (Article 8

Habitats Directive) through several different funding sources133

. It is also very clear that some of the

richest biodiversity is found in some of the EU’s poorest Member States and Regions.134

It must be noted however that Member states cost estimates often reflect their conservation ambition

and political choices (eg land purchase vs subsidies vs imposing rules on land owners). A recent

comprehensive global study found that performance in conservation is not correlated to countries

economic wealth, suggesting it is determined by level of priority given to biodiversity rather than by

spending power135

.

Administrative Costs

http://www.eca.europa.eu/Lists/ECADocuments/SR13_12/SR13_12_EN.pdf 132 European Court of Auditors (2011). ISSN 1831-0834 EUROPEAN COURT OF AUDITORS EN 2011 Special Report No

7 IS AGRI-ENVIRONMENT SUPPORT WELL DESIGNED AND MANAGED? Luxembourg, Publications Office of the

European Union:

http://www.eca.europa.eu/Lists/ECADocuments/SR11_07/SR11_07_EN.PDF 133 Kettunen, M., Torkler, P. and Rayment, M. (2014). Financing Natura 2000 Guidance Handbook. Part I – EU funding

opportunities in 2014-2020, a publication commissioned by the European Commission DG Environment. Luxembourg,

Publications Offi ce of the European Union:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Natura2000financingHandbook_part%201.pdf 134 Ghermandi, A., Ding, H. and Nunes, P. A. L. D. (2013). The social dimension of biodiversity policy in the European

Union: Valuing the benefits to vulnerable communities. Published in Environmental Science & Policy 33, Pages 196-208:

http://www.researchgate.net/profile/Andrea_Ghermandi/publication/247158164_The_social_dimension_of_biodiversity_poli

cy_in_the_European_Union_Valuing_the_benefits_to_vulnerable_communities/links/0046351dbadd4d351f000000.pdf 135 Rodrigues, A. S. L., Brooks, T. M., Butchart, S. H. M., Chanson, J., Cox, N., Hoffmann, M., & Stuart, S. N. (2014).

Spatially Explicit Trends in the Global Conservation Status of Vertebrates. PLoS ONE, 9(11), e113934.

doi:10.1371/journal.pone.0113934. Available at:

http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4245261/#__ref-listid528416title

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Where Member States have insufficiently monitored their biodiversity, or have implemented the

Habitats Directives poorly, this may result in additional administrative costs. A prime example of this

is the marine environment, where site designation is late (1) and knowledge is limited (2) resulting in

uncertainty and costs to developers.

Habitat and Species Management Costs

The Article 12 and 17 reports will show that there are differences in current conservation status and

population levels of habitats and species in different Member States. In those Member States where a

higher percentage are in unfavourable status or declining, higher levels of funding may be needed to

bring these into back into favourable status.

Diverse national circumstances (sites type, land use, location, ecological status, pressures, labour and

wage costs, management strategies), the level of current data, and different cost assessment

approaches and methodologies may also explain differences in the cost estimates across Member

States136

Y.4 - Can any costs be identified (especially regarding compliance) that are out of

proportion with the benefits achieved? In particular, are the costs of compliance

proportionate to the benefits brought by the Directives?

Please provide any quantitative evidence you may have demonstrating that the costs of implementing

the Directives exceed the benefits. Do the Directives require any measures which give rise to

significant costs but which bring about little, or only moderate benefits?. If so, please explain the

extent to which any imbalances are caused by the Directives themselves, or by specific approaches to

implementation.

Answer:

The overall costs of the Birds and Habitats Directives are very small compared to the benefits. This is

true for the current incomplete level of implementation of the Directives, while benefits would be

significantly greater were full implementation to be achieved.

Many cases that BirdLife has reviewed where excessive costs have been claimed are usually cases of

botched implementation or compliance failures, where costs would have been very reasonable had the

directives been properly implemented or procedures adhered to in the first place (eg delays to

infrastructures due to inappropriate appropriate art 6 assessment leading to legal challenge and

blocking of the project or costly late stage modifications). Evidence from the UK demonstrates that in

almost all cases these costs can be avoided by engaging with the procedures set out in the Directives,

and working cooperatively with stakeholders to find an environmentally sustainable solution.137

According to the findings of the UK-focused Davidson Review138

on the “Implementation of EU

Legislation” from 2006, “many businesses that operate across Europe said that differential

implementation across Member States, thereby undermining the single market, matters more than

136 Gantioler S., Rayment M., Bassi S., Kettunen M., McConville A., Landgrebe R., Gerdes H., ten Brink P. (2010). Costs

and Socio-Economic Benefits associated with the Natura 2000 Network. Final report to the European Commission, DG

Environment on Contract ENV.B.2/SER/2008/0038. Institute for European Environmental Policy / GHK / Ecologic, Brussels

2010:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/natura2000_costs_benefits.pdf 137 RSPB (2012). An overview of the RSPB’s engagement with the site protection system: The second RSPB submission to

the Defra review of the implementation of the Birds and Habitats Directive in England. Available at RSPB website:

http://www.rspb.org.uk/Images/rspb2ndsubmissiontodefrahrrcasestudycommentaryandanalysis_tcm9-305620.pdf 138 Beter Regulation Executive (2006). Davidson Review: Final Report. Crown copyright. Available at:

http://webarchive.nationalarchives.gov.uk/20121212135622/http://www.bis.gov.uk/files/file44583.pdf

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whether there is over-implementation in a particular country;”

Furthermore, there is a very substantial overlap between action needed to implement the directives and

action needed to achieve other environmental objectives, which means that there is ample opportunity

for coordination and cost-saving, and achieving biodiversity objectives while also delivering

supplementary benefits to water and air quality, flood protection etc. An obvious example is in relation

to the water framework directive where proper management of Natura 2000 sites would greatly

improve watershed management, in line with WFD obligations.

There is a huge body of evidence that claims of excessive costs of environmental legislation in general

are systematically over stated, while benefits are underappreciated and that almost all attempts to save

money by delaying action end up producing larger costs later on. 139

In the UK the 2006 Davidson review found little compelling evidence to suggest that EU Directives

are being routinely “over-implemented” (i.e. going beyond minimal legal obligations).140

An important

point made by the Davidson review was that “it is sometimes beneficial for the UK economy to set or

maintain regulatory standards which exceed the minimum requirements of European legislation”.

The UK-based business-led Aldersgate Group makes a similar point: “it will sometimes be beneficial

to go beyond minimum requirements of EU legislation to secure UK environmental aspirations,

provide international leadership or to create future competitive advantage for British based firms in

the green economy...the regulatory framework must encourage a rapid shift to a sustainable economy

rather than being held back by vested interests or the lowest common denominator.”141

There are examples where specific approaches to implementation generate unnecessary costs, although

evidence strongly suggests that even these costs are tiny in comparison with the benefits delivered.

Case Study: European Protected Species in the UK

In the UK, the failure to assess and to define favourable conservation status at national level, or at

the spatial levels appropriate for different species, lies at the heart of the UK’s current approach to

their protection: without a handle on what favourable conservation status looks like, and therefore

what is required to achieve it, a precautionary approach must be adopted based on a goal of no net

loss (as it is not known what scale of loss might prove significant).

Steps to assess and define favourable conservation status at the national and other appropriate

spatial scales for EPS is a prerequisite for the effective conservation of these species, and for the

development of a more streamlined and less precautionary approach to development impacts142

.

Nevertheless, evidence submitted by Wildlife and Countryside Link to the UK Government’s

Habitats Regulations Review showed that, of the thousands of land use consultations received by

Natural England each year, less than 0.5% result in an objection under the Habitats Regulations.143

Given this track record, the Precautionary approach should be implemented and actions that are crucial

139EEA (2013) Late lessons from early warnings: science, precaution, innovation. EEA Report No 1/2013 Copenhagen,

Denmark. http://www.eea.europa.eu/publications/late-lessons-2 140 Beter Regulation Executive (2006). Davidson Review: Final Report. Crown copyright. Available at:

http://webarchive.nationalarchives.gov.uk/20121212135622/http://www.bis.gov.uk/files/file44583.pdf 141 Raingold, A. (2011). Dealing with Deficits: Best value regulation to reduce our environmental and financial debts.

Retrieved from Aldersgate Group website:

http://www.aldersgategroup.org.uk/asset/download/262/Dealing%20with%20Deficits.pdf 142Wildlife and Countryside Link (2012). Wildlife and Countryside Link submission to the Defra Review of the

Implementation of the Habitats and Wild Birds Directives. Available at WCL website:

http://www.wcl.org.uk/docs/link_response_to_nature_directives_060212.pdf 143 Wildlife and Countryside Link (2012). Wildlife and Countryside Link submission to the Defra Review of the

Implementation of the Habitats and Wild Birds Directives. Available at WCL website:

http://www.wcl.org.uk/docs/link_response_to_nature_directives_060212.pdf

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for maintaining the fabric of life on earth should not be discounted away on the basis of short term

costs. This is not to say that we shouldn’t continuously strive toward more cost effective conservation.

Y.5 - Can good practices, particularly in terms of cost-effective implementation, be

identified?

Here we are looking for examples of where the objectives of the Directives are being met more cost-

effectively in some Member States or regions than others, and the reasons for these differences. It is

important to understand whether they are due to particular practices (rather than, for example,

differences in needs, circumstances or economic factors) that have kept costs relatively low. We would

welcome examples of differences in practices between Member States in implementing the

requirements of the Directives, including initiatives designed to achieve cost-effective implementation,

and evidence of whether these initiatives or practices have reduced costs in certain Member States or

regions.

Answer:

There are many examples of cost-efficient implementation. In many cases this is where governments

or stakeholders have engaged with the processes set out in the Directives with a willingness to make

the work for nature, for citizens, for business, and for government.

Notable examples include;

Windfarm sensitivity mapping144

, which has delivered certainty for renewable energy

investors and helped avoid unnecessary legal costs.

Strategic long-term planning of alternatives by grid developers around Natura 2000 sites145

.

National level support for effective implementation, for example around Appropriate

assessment, through national guidance, access to data, high quality experts and efficient

screening .

Case studies from the UK demonstrate that where developers engage with the processes set out in the

Directives, a solution can usually be found that is environmentally sustainable and secures the

economic benefits anticipated from the development project, without compromising the integrity of

the protected site and the benefits it delivers, while also avoiding unnecessary delay and cost arising

from legal challenge.146

A review of the national legislation implementing the Habitats Directive in the UK “The Habitats

Regulations Review”147

recently found that;

“It was clear from the wide range of evidence and views submitted in the course of the Review

that in the large majority of cases the implementation of the Directives is working well,

allowing both development of key infrastructure and ensuring that a high level of

environmental protection is maintained.”

Evidence submitted by Wildlife and Countryside Link to the UK Government’s Habitats Regulations

Review showed that, of the thousands of land use consultations received by Natural England each

year, less than 0.5% result in an objection under the Habitats Regulations.148

144 European Commission (2011). Guidance on Wind energy development and Natura 2000. Luxembourg, Publications

Office of the European Union: 2011http://ec.europa.eu/environment/nature/natura2000/management/docs/Wind_farms.pdf 145 ENTSOE-E (2014) Ten Year National Development Plan. Appendix 7 (Pages 503-505). Available at European Network

of Transmission System Operators for Electricity website:

https://www.entsoe.eu/Documents/TYNDP%20documents/TYNDP%202014/141031%20TYNDP%202014%20Report_.pdf 146 http://www.rspb.org.uk/Images/rspb2ndsubmissiontodefrahrrcasestudycommentaryandanalysis_tcm9-305620.pdf 147 https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/69513/pb13724-habitats-review-report.pdf

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Case Study: SCANS

In some cases Member States have collaborated in order to cost-effectively implement requirements of the

directives. One example of this is the collaboration between Member States to undertake large-scale

surveys to estimate the abundance of small cetaceans in the European Atlantic and North Sea (SCANS-II)

in line with the requirements under article 11. This project was supported by eleven partners in 10

countries and co-financed by institutions in seven countries, as well as being supported by dedicated Life

funding. Sustained European funding streams are essential in order to support long-term monitoring at

this scale149

.

Y.6 - What are likely to be the costs of non-implementation of legislation?

This question seeks to gather evidence on the impacts of non-implementation of the Birds and Habitats

Directives, and its associated costs, whilst assuming that some measures would be taken to conserve

nature. Taking into account current national measures that do not arise directly from obligations

under the Directives, please describe and, if possible, quantify, with supporting evidence, the potential

impacts and associated costs of non-implementation of the Directives, for instance on: habitats and

species of Community interest and wider biodiversity; ecosystem services (eg in relation to carbon

sequestration, areas for recreation); and economic and social costs (eg jobs and health).

Answer:

The costs of non-implementation of the Birds and Habitats Directives would be significant for nature,

for business, and for Europe’s citizens. It is important that the scale of the impact of the Directives on

development (and other activities) not be exaggerated in terms of potential savings or benefits from

non-implementation.

At European level, financial costs arising from the EU’s failure to fully implement the Birds and

Habitats Directives and to achieve its 2020 biodiversity targets have been estimated to be in the order

of €50bn per year150

. The same report suggests that the impact on businesses from the uncertainty

about implementation of the environmental legislation could be substantial, and there will be knock-on

costs (failure to achieve EU social / climate / agricultural / fisheries objectives).

At member state level, evidence from the UK demonstrates that of the 26,500 land use consultations

received by Natural England (the UK’s conservation agency for the England region) each year, less

than 0.5% result in an objection by Natural England under the Habitats Regulations. Therefore, the

proportion of total land use applications affected is very small and the proportion where significant

effects and/ or compensation is required is even smaller.

The impacts on business of non-implementation are confirmed by the UK-focused Davidson

Review151

on the “Implementation of EU Legislation” from 2006, which found that “many businesses

that operate across Europe said that differential implementation across Member States, thereby

148 Wildlife and Countryside Link Submission to the Defra Review of the Implementation of the Habitats and Wild Birds

Directives http://www.wcl.org.uk/docs/link_response_to_nature_directives_060212.pdf 149

European Commission (2004) SCANS-II - Small Cetaceans in the European Atlantic and North Sea http://ec.europa.eu/environment/life/project/Projects/index.cfm?fuseaction=search.dspPage&n_proj_id=2621&docType=pdf 150 European Commission (2011) The costs of not implementing the environmental acquis. Final report

ENV.G.1/FRA/2006/0073 http://ec.europa.eu/environment/enveco/economics_policy/pdf/report_sept2011.pdf 151 Beter Regulation Executive (2006). Davidson Review: Final Report. Crown copyright. Available at:

http://webarchive.nationalarchives.gov.uk/20121212135622/http://www.bis.gov.uk/files/file44583.pdf

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undermining the single market, matters more than whether there is over-implementation in a

particular country;”

In relation to the likely impacts of non-implementation on wildlife, a recent scientific study on the

recovery of wildlife suggested that persecution was one of the most frequent reasons for historical

declines, and that legal protection under the Birds (and Habitats) Directives has been a key driver for

halting this and supporting the wildlife comeback152

.

Historic evidence from the UK shows that prior to the adoption of the Habitats Directive national

conservation measures were ineffective at halting biodiversity losses, with almost a quarter of

nationally designated sites in England were being damaged annually.153

Y.7 - Taking account of the objectives and benefits of the directives, is there evidence

that they have caused unnecessary administrative burden?

This question seeks to gather evidence of any unnecessary burden arising from the administrative

requirements of the Directives for different stakeholders (MS authorities, businesses, landowners, non-

governmental organisations, citizens). Administrative burdens are the costs to businesses and citizens

of complying with information obligations resulting from legislation, and relate to information which

would not be collected in the absence of the legislation. Some administrative burdens are necessary if

the objectives of the legislation are to be met effectively. Unnecessary burdens are those which can be

reduced without affecting the objectives. Quantitative evidence may include typical requirements in

terms of human resource inputs, financial costs (such as fees and wages), delays for development and

other decision-making processes, and other measures of unnecessary or disproportionate burden the

administrative costs in terms of effort and time, and other inputs required, financial costs, delays and

other measures of unnecessary or disproportionate burden.

Answer:

There is no evidence that the Directives themselves have caused or are causing unnecessary

administrative burden. Overall, environmental legislation is causing less than 1% administrative

burdens on business in the EU154

, with one third of the administrative burden estimated to be the result

of inefficient public and private administrative practices 155

. Given the size of the EU environmental

aquis, this figure means that administrative burden of the directives is negligible. Note also here that

the perceived burden is higher than the actual burden 156

.

Evidence from Member State level confirms this. The UK Government’s Administrative Burdens

Measurement Exercise (ABME), launched in 2005, found that the Habitats Regulations, which

implement the Habitats Directive in the UK, accounted for £200,000 worth of the environment

ministry’s (Defra’s) administrative burden, i.e. less than 0.03 percent of Defra’s total administrative

152 Deinet, S., Ieronymidou, C., McRae, L., Burfield, I.J., Foppen, R.P., Collen, B. and Böhm, M. (2013) Wildlife comeback

inEurope: The recovery of selected mammal and bird species. Final report to Rewilding Europe by ZSL, BirdLife

International and the European Bird Census Council. London, UK: ZSL http://static.zsl.org/files/wildlife-comeback-in-

europe-the-recovery-of-selected-mammal-and-bird-species-2576.pdf 153 Hughes, P. and Ware, R. (1994). The habitats directive and the UK conservation framework and SSSI system: Research

Paper 94/90. House of Commons Library:http://www.parliament.uk/briefing-papers/rp94-90.pdf 154 High level group on administrative burdens (2014) Cutting Red Tape in EuropeBrussels, 24 July 2014 Legacy and outlook

p.33 http://ec.europa.eu/smart-regulation/refit/admin_burden/docs/08-10web_ce-brocuttingredtape_en.pdf 155 The breakdown of the costs is explained on page 20 of this report - European Commission (2012)Action Programme for

Reducing Administrative Burdens in the EU Final

Reporthttp://ec.europa.eu/dgs/secretariat_general/admin_burden/docs/com2012_746_swd_ap_en.pdf

156 European Commission (2012)Action Programme for Reducing Administrative Burdens in the EU Final

Reporthttp://ec.europa.eu/dgs/secretariat_general/admin_burden/docs/com2012_746_swd_ap_en.pdf

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burden. The Wildlife and Countryside Act 1981 accounted for £500,000 worth of administrative

burden, i.e. less than 0.07 percent of Defra’s total administrative burden157

.

Y.8 - Is the knowledge base sufficient and available to allow for efficient

implementation?

This question seeks to establish the extent to which adequate, up-to-date and reliable information

required to implement the Directives efficiently is available, such as information related to the

identification, designation, management and protection of Natura 2000 sites, the choice of

conservation measures, the management and restoration of habitats, the ecological requirements of

species and the sustainable hunting/use of species, permitting procedures, etc. Please indicate key

gaps in available knowledge relating to your country and, if relevant, at biogeographical and EU

levels. If possible, please provide evidence that inadequacies in the knowledge base have contributed

to the costs and burdens identified in previous questions.

Answer:

The knowledge base on the status of species and habitats under the Birds and Habitats Directive is

largely complete and has improved158

(see also Article 12 and Article 17 reports). The implementation

of the Directive has led to one of the world’s most impressive improvements in knowledge about

biodiversity. There can be no doubt that the Directives are operating on much more robust scientific

grounds than many other EU policies (eg the CFP allows, and the EMFF subsidies, fishing in the deep

sea environment in the virtual absence of scientific data).

However, information on implementation of appropriate assessments is scattered159

, which not only

needs to be improved for civil society and business, but also to meet the legal requirements of the

Aarhus convention. Implementation of active dissemination of environmental information has been

inadequate, notoriously in financing Natura 2000, legal aspects, and impact assessment and

compensation

157 http://archive.defra.gov.uk/corporate/policy/regulat/documents/abme-report0612.pdf 158 EEA (2015) Publications on Natura 2000. http://www.eea.europa.eu/data-and-maps/figures/publications-on-natura-2000-

per/publications-on-natura-2000-per 159 End report expected soon - Arcadis (2014) Workshop Document Active dissemination of Environmental information

in relation to the Birds and Habitats Directive. Unpublished

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Relevance

Relevance concerns the extent to which the objectives of the nature Directives are consistent with the

needs of species and habitats of EU conservation concern. The question of relevance relates to whether

the objectives of the legislation are still necessary and appropriate; whether action at EU level is still

necessary in light of the challenges identified and whether the objectives and requirements set out in

the EU nature legislation are still valid.

R.1 - Are the key problems facing species and habitats addressed by the EU nature

legislation?

By ‘key problem’, we mean the main pressures and threats that species and habitats face, which are

significantly widespread in terms of their incidence (geographic extent) and/or magnitude/severity. Do

the Nature Directives respond adequately to these problems? Are the specific and operational

objectives of the Directives suitable in light of the key problems identified? Please justify your answers

with evidence.

Answer:

Yes, the Directives do address the main threats to habitats and species and provide a robust and modern

framework for dealing with all current threats, in so far as these can be addressed through dedicated

biodiversity legislation, rather than through legislation addressing the drivers of biodiversity loss such as

invasive alien species, air and water pollution etc.

The upcoming Red List of Birds and Article 12/17 reports will report the newest information on the

threats, showing that essentially these are largely the same ones that the Directives have been set up to

address. Even in the "new" threat of climate change there is very solid evidence that the Nature

Directives are playing a crucial role in allowing biodiversity to adapt to a changing climate (see below).

They even can contribute significantly to mitigate greenhouse gas emissions160

and to help people and

economy to adapt to climate change

The main drivers of biodiversity loss in the EU are land-use change (notably agricultural intensification 161

), over-exploitation of biodiversity and its components, the spread of invasive alien species, alteration of

hydrology, pollution and climate change162

. The Directives address by definition all the threats affecting species and habitats - as Member States are obliged to maintain or restor them at/to favourable levels.

This goes especially for Natura 2000 sites, such as land use change, as there are no exemptions to

categories activities that need an "appropriate assessment", as confirmed by the ECJ163

. Cases of

"Imperative Reasons of Overriding Public Interest" (IROPI) are restricted, and derogations from

species protection provisions are conditional on the lack of suitable alternatives, restricting their use.

Where land use change occurs outside Article 6(4) and it has a significant effect on Natura 2000 site, this

160 ten Brink P. (2011).Estimating the Overall Economic Value of the Benefitsprovided by the Natura 2000 Network. Final

Report to the European Commission,DG Environment on Contract ENV.B.2/SER/2008/0038. Institute for European

Environmental Policy / GHK / Ecologic, Brussels 2011:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Economic_Benefits_of_Natura_2000_report.pdf 161 Donald et al 2006 Further evidence of continent-wide impacts of agricultural intensification on European farmland birds,

1990–2000 Agriculture, Ecosystems & Environment Volume 116, Issues 3–4, September 2006, Pages 189–196

http://www.sciencedirect.com/science/article/pii/S016788090600079X 162 European Commisison (2011) COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN

PARLIAMENT, THE COUNCIL, THE ECONOMIC AND SOCIAL COMMITTEE AND THE COMMITTEE OF THE

REGIONS Our life insurance, our natural capital: an EU biodiversity strategy to 2020 COMMUNICATION FROM THE

COMMISSION TO THE EUROPEAN PARLIAMENT, THE COUNCIL, THE ECONOMIC AND SOCIAL COMMITTEE

AND THE COMMITTEE OF THE REGIONS Our life insurance, our natural capital: an EU biodiversity strategy to 2020 /*

COM/2011/0244 final */ http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:52011DC0244 163

ECJ (2004). Judgment of the Court (Grand Chamber) of 7 September 2004. Landelijke Vereniging tot Behoud van de

Waddenzee and Nederlandse Vereniging tot Bescherming van Vogels v Staatssecretaris van Landbouw, Natuurbeheer en

Visserij. Reference for a preliminary ruling: Raad van State – Netherlands. Directive 92/43/EEC -Conservation of natural

habitats and of wild flora and fauna - Concept of "plan' or "project' - Assessment of the implications of certain plans or

projects for the protected site. Case C-127/02: http://curia.europa.eu/juris/liste.jsf?language=en&num=C-127/02

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land use change is illegal. Similarly, the Directives are able to address the problem of threatened species

through dedicated science based species action plans, developed by the Commission as measures to

achieve adequate population levels under the Birds Directive and favourable conservation status under

the Habitats Directive. This approach should be improved by extending species action plans to huntable

species, integrally addressing conservation and use according to Article 7 of the Birds Directive, and to

take legal action on the non-implementation of plans, as there has been no legal action by the Commission

in this respect yet.

The Directives form part of a coherent EU legal framework addressing these threats. Climate change

mitigation, Invasive alien species, Nitrates pollution, Water quality and several other forms of pollution

are addressed by other pieces of EU legislation. Natura 2000, like any other protected area networks, is

key in helping species to adapt to new ranges under climate change164 A recent detailed study has proven

in the role of SPAs in climate adaptation, specifically for the Smew165

and there are no reasons to believe

this is not a general pattern.

R.2 - Have the Directives been adapted to technical and scientific progress?

With this question, we are seeking to examine the implications of technical and scientific progress

regarding the habitats and species that the Directive focus on. Please summarise, and provide any

evidence you may have that indicates that the annexes listing habitats and species in both Nature

Directives are, or are not, sufficiently updated to respond to technical and scientific progress.

Answer:

A review of the Annexes to the Nature Directives would very likely be counterproductive for

achieving the strategic aims of the Directives and for meeting the internationally agreed 2020

biodiversity targets. Adding or deleting species or habitats to/from the Annexes would delay

implementation, jeopardize recently achieved legal certainty, increase administrative burden

and divert scarce human and financial resources away from urgently required full

implementation of the Directives.166

.

The principles of nature conservation embodied by the Directives and the science underpinning

them are still fully relevant today. Both the Birds Directive and Habitats Directive are driven by the

ecological requirements of the species and habitats concerned and both build in flexibility to deal

with changing environmental circumstances such as climate change.

The Birds and Habitats Directive give the possibility but do not contain an obligation of adapting

the annexes to technical and scientific progress. However, any annex change must support and not

weaken the overarching strategic objectives of the Directives. These are to contribute to ensuring

biodiversity through conservation of Europe's most valuable and threatened habitats and species,

maintaining at or restoring to an adequate/favourable level all wild bird species and species of

Community Interest, no matter if listed on one or several of the Annexes of the Habitats Directive.

The decision whether an update of the Annexes is appropriate should therefore be guided by a

thorough analysis of risks and benefits of such an update for all biodiversity collectively, and not

only for individual species or habitats.

These risks include delays to and uncertainty around implementation (diverting effort and resources

164 Hiley JR, Bradbury RB, Holling M, Thomas CD. 2013 Protected areas act as establishment centres for species colonizing

the UK. Proc R Soc B 280: 20122310. http://dx.doi.org/10.1098/rspb.2012.2310 and Thomas et al 2012 Protected areas

facilitate species’ range expansions www.pnas.org/cgi/doi/10.1073/pnas.1210251109 165 Pavon Jordan et al 2015. Climate-driven changes in winter abundance of a migratory waterbird in relation to EU protected

areas Diversity and Distributions, (Diversity Distrib.) (2015) 1–12 166 Maes et al. (2013): Not the right time to amend the Annexes of the European Habitats Directive. Conservation Letters 00

(2013) 1–2

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away from much-needed full implementation and placing a burden of uncertainty on business).

While there are potential arguments for review of the annexes, in our view the costs of doing so

would not justify the benefits. For example:

1) Annex I (Birds Directive) or Annex I, II (Habitats Directive)

Natura 2000, on land almost complete and by now the largest network of protected areas in the

world, has proven to be effective to deliver for target species167

but as well for other species168

(umbrella effect) - if properly implemented. So many of the problems of non listed species or

habitats could be addressed by better implementation of the Nature Directives in general, while

changes to the network would distract attention from the need to focus on full implementation

for the benefit of target and non-target species alike.

Natura 2000 supports also non-listed species in adapting to climate change, as it provides a

coherent network of sites that provides space for climate induced range shifts of species.169

170

Adaptive management of sites can and should allow new species to find refuge from changing

climatic conditions, including species that are not listed on the Annexes of the Directives.

At a time when the Natura 2000 network is just about to move fully from designation into

management, and where most sites are still lacking proper protection, conservation objectives,

management plans and monitoring (e.g. many Member States, e.g. Germany, are facing

infringement procedures now on SAC designation), the costs to biodiversity delivery of changes

to the annexes would far outweigh any potential benefits. In a densely populated and highly

fragmented landscape, as is the case in most of the EU, the current Natura 2000 network secures

more or less the last (semi-)natural areas of the continent - essential for many, not only listed,

species - in particular under the threat of climate change.

As things stand there is no evidence-led process for identifying at Member State level which

species in favourable or improving conservation status are not conservation dependent, and not

at risk of rapidly declining back into unfavourable status were they to be de-listed. Many

management dependent habitats and related species are definitely dependent on active

conservation and protection, especially in agricultural landscapes.

Regular changes to the annexes of the Directives, whether to add or remove species/habitats,

would cause legal uncertainty about site boundaries and restrictions for developers for years,

higher administrative burden and divert scarce resources from action for the established site

network - with a questionable benefit, given there are alternative options (see below). Electricity

grid operators, the cement industry and others have spoken out against changes to the Nature

Directives including annexes, as this would threaten planning certainty for their operations.171

172

2) Annex IV, V (Habitats Directive) or Annex II (Birds Directive)

Changing these annexes of the Directives could lead to massive political conflicts among

167 Paul Donald et al. (2007): International Conservation Policy delivers benefits for Birds in Europe (Science 317, 810) - a

follow-up study is going to be published shortly, 168 Pellisier et al. (2014): The impact of Natura 2000 on non-target species. ETC/BD Technical paper 4/2014 169 Andrew Dodd et al. (2010): Protected areas and climate change. Reflections from a practitioner’s perspective.

http://www.utrechtlawreview.org/ Volume 6, Issue 1 (January) 2010 170 Huntley B, Green R.E, Collingham YC, & Willis S.G. (2007) A climatic atlas of European breeding birds. Barcelona:

Lynx Edicions 171 CEMBureau and BirdLife (2014) CEMBUREAU & Birdlife call for no changes to rules that protect European nature

http://www.cembureau.be/newsroom/cembureau-birdlife-call-no-changes-rules-protect-european-nature 172 RGI (2014) The need for clear, stable nature and climate mandates for grid investment http://renewables-

grid.eu/publications/rgi-position-papers/open-letter.html

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stakeholder groups that just have begun to accept the political compromise that has been found

in the last years.173

Such re-emerging conflicts would not only prolong the time until effective

action can be taken, but it would undermine the acceptance of EU conservation legislation in

general. Enforcement and implementation would suffer rather than benefit.

3.) Annex IV, V (Habitats Directive) or Annex II (Birds Directive)

The Directives already provide sufficient possibilities to address risks caused by improving

status of “conflict” species at local level for human health, infrastructure, crops or other damage

by way of derogations, allowing, as a last resort also the killing of protected species (Art.9

Birds Directive, Art.16 Habitats Directive). This is a much more targeted way to address

potential problems, based on sound science and facts, compared to indiscriminate hunting.

In the case of Cormorant the European Hunters Association FACE rejected the listing of the

species on Annex II, because private hunters do not see their role in managing problem species,

and because in a number of Member States they would have to bear responsibility for damage

caused by those.174

The European hunters organisation FACE has stressed that it opposes changes to the Birds

Directive, including Annex II.175

This annex must be seen rather as political compromise, than

as a reflection of up to date science. Any opening of this annexe would massively undermine

acceptance of the Directives, cause conflicts that slow down implementation efforts and thus

jeopardize the achievement of the strategic objectives of the Directives.

From the above it gets clear that the negative impact of a change to the annexes far outweigh any

potential benefits in terms of better protection of species or resolution of social or economic

conflicts. However, that is not to say that other measures for habitats and species may be required,

and conservation NGOs stand ready to cooperate on these:

1. Develop targeted EU wide or multi-country action plans for any taxa that require particular

extra attention (e.g. freshwater molluscs, other invertebrates), including specific

conservation projects, additional hunting restrictions, additional protected areas and

monitoring efforts above the level required by the Nature Directives;

2. Mobilise targeted funding for threatened species conservation: the EU LIFE Programme

allows funding for Red List species not covered by the Nature Directive Annexes. Member

States are free to allocate additional resources on these species (or habitats);

3. Maximising co-benefits of the Water Framework Directive, Marine Strategy Framework

Directive, air quality legislation and other environmental legislation for Red listed species;

Improving the ecological status of all waters, as required under the WFD, would for

example yield high benefits to all freshwater biodiversity including potentially endangered

mussels and macroinvertebrates.

4. Make use of measures under Target 2-5 of the EU's Biodiversity Strategy, e.g.

establishement of Green Infrastructure and ecosystem restoration, integrate biodiversity

concerns into agriculture, forestry and fisheries policy and tackle invasive alien species.

173 see especially documents of the EU Sustainable Hunting Initiative and the agreement between BirdLife and FACE

(http://ec.europa.eu/environment/nature/conservation/wildbirds/hunting/index_en.htm) 174 BirdLife and FACE issued a joint statement in 2008 opposing any listing of Cormorant in Annex II of the Birds Directive

(http://www.europarl.europa.eu/RegData/etudes/note/join/2013/495845/IPOL-PECH_NT%282013%29495845_EN.pdf -

page 32) 175 FACE conference conclusions of 23 Sept 2014 include the statement "FACE stands firm on its commitment taken with

BirdLife International, not to support initiatives aimed at amending the text of the Birds Directive, believing that such

initiatives would only weaken the current provisions of the Directive, which is not in the interest of either party"

http://www.face.eu/about-us/resources/news/hunters-call-on-the-eu-for-more-recognition-of-their-environmental-role

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R.3 How relevant are the Directives to achieving sustainable development?

This question seeks to examine the extent to which the Directives support or hinder sustainable

development, which is about ensuring that the needs of the present generation are met without

compromising the ability of future generations to meet their own needs. It requires ensuring a balance

between economic development, social development and environmental protection. . In your answer,

please provide evidence of the impacts that implementation of the Directives has had in relation to

these three 'pillars' of sustainable development.

Answer:

One of the pillars of sustainable development is environment, and the Birds and Habitats

Directives represent the cornerstone of EU efforts to deliver environmental sustainability

through conservation of biological diversity. They remain central to the achievement of

sustainable development in the EU (see evidence above under Effectiveness).

The Directives are an excellent example of sustainable development176, as they do not prevent

development, but rather ensure that it is undertaken in a way which is compatible with the

protection of wildlife. Evidence to the widespread and increasing best practice in combining

economic development and conservation under the directives is given under question S3. Directives

also deliver wider environmental and social benefits, including employment177 and health

benefits178 (see question Y1).

Environmental regulations play a central role in protecting the environment and the natural

capital upon which our long-run prosperity ultimately depends. Yet, such regulations are

often perceived solely as a burden on business and the wider economy, despite their proven

benefits. However, we know that such perceptions are an unreliable indicator of the true

regulatory “burden”; evidence suggests that there may be a considerable disparity between

perceptions of regulatory quality and actual measurable results i.e. there may be a gap

between business perceptions of regulation and “objective reality”. 179

R.4 - How relevant is EU nature legislation to EU citizens and what is their level of

support for it?

The aim of this question is to understand the extent to which citizens value the objectives and intended

impact of the EU nature legislation. To this end, we would like to obtain information and evidence on

the extent to which nature protection is a priority for citizens (e.g. in your country), including in

176 Protected areas facilitate species’ range expansions,” Chris D. Thomas et al

http://www.pnas.org/content/109/35/14063.abstract 177 Gantioler S., Rayment M., Bassi S., Kettunen M., McConville A., Landgrebe R., Gerdes H. and ten Brink P.

(2010). Costs and Socio-Economic Benefits associated with the Natura 2000 Network: Final report to the European Commission, DG Environment on Contract ENV.B.2/SER/2008/0038. Brussels, Belgium. Institute for European Environmental Policy / GHK / Ecologic: http://ec.europa.eu/environment/nature/natura2000/financing/docs/natura2000_costs_benefits.pdf 178 BirdLife International (2006). Wellbeing through wildlife in the EU. Available on RSPB website:

http://www.rspb.org.uk/Images/wellbeing_tcm9-148929.pdf 179 OECD (2012). Measuring Regulatory Performance: A Practitioner's Guide to Perception Surveys. Paris, OECD

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comparison with other priorities; for example whether citizens (e.g. in your country) support the

establishment and/or expansion of protected areas, the extent to which they access/use them or; the

extent to which citizens are involved in any aspect of the implementation of the Directives (e.g.

participation in the development of management plans of protected areas or decisions concerning the

permitting of projects which have an impact on protected areas).

Please note that the Birds and Habitats Directives may be relevant to citizens even if they do not

actually know of their existence or the existence of the Natura 2000 network.

Answer:

The Nature Directives are extremely relevant to EU citizens, even of many might not know them

directly. In fact they are among the most relevant and popular EU interventions: EU Nature

conservation legislation, and the Natura 2000 network of protected sites created through this

legislation, are one of the key concrete, tangible benefits of EU membership which are

recognized by EU citizens across the union. This is reflected in the consistently high level of

support from EU citizens for Union action on the environment in general and on biodiversity

specifically. Not all citizens are however aware about the links between local and national nature

conservation legislation with EU level legislation. The Eurobarometer survey180

has consistently

captured these high levels of support. It is noteworthy that support is high even in countries where overall

support for the EU is very low.

The relevance of the Directives to citizens is exemplified by the work of BirdLife Europe itself.

Implementation of the Birds and Habitats Directives is the top priority of BirdLife partner organisation in

the whole EU and beyond, and it is the object of efforts of our 28 grassroots partners, employing

thousands of staff, engaging tens of thousands of volunteers and supported by millions of individual

members and supporters181 . To this one can add the membership and supporters of several other big

NGO networks. It is hard to find a piece of EU policy whose roll out engages directly so many citizens.

Nature Directive violations represent a high proportion of citizens complaints to the

Commission, usually around 20% of the complaints to DG Environment relate to nature,

making it one of the larger areas 182

and 520 out 3505 complaints submitted to the Commission

in 2013 related to environmental legislation 183

The extremely high proportion of citizens’ complaints

to the European Commission that revolve around the Nature Directives are another tangible proof that

this legislation is very relevant for citizens and directly affects their interests and lives. The fact that so

many citizens seek help in getting the directives properly implemented is per se evidence to their

relevance.

R.5 - What are citizens’ expectations for the role of the EU in nature protection?

The aim of this question is to obtain information and evidence on questions such as: whether citizens

submit complaints or petitions to the EU requesting its involvement on cases regarding nature

protection, whether citizens expect the EU to become more involved in promoting nature protection,

or whether nature protection should be left to each individual Member State; whether citizens expect

180 European Commission (2014). Eurobarometer 416: Attitudes of European Citizens Towards the Environment. Conducted

by TNS Opinion & Social at the request of the Directorate-General for Environment:

http://ec.europa.eu/public_opinion/archives/ebs/ebs_416_en.pdf 181 BirdLife Europe (2012) Annual Report 2011. http://www.birdlife.org/community-blog/wp-

content/uploads/2012/04/Annual-report2011_lowres.pdf 182 European Commission. Legal Enforcement: Statistics on environmental infringements. Retrieved from Europeam

Commission website:

http://ec.europa.eu/environment/legal/law/pdf/statistics_sector.pdf 183European Commission (2013). Report from the Commission: 31st Annual Report on Monitoring the Application of EU

Law. Brussels, Belgium:

http://ec.europa.eu/atwork/applying-eu-law/docs/annual_report_31/com_2014_612_en.pdf

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the EU to introduce laws on nature protection to be applied in all Member States equally or whether

the EU should limit itself to coordinating Member States’ initiatives; whether the EU should focus on

laying down rules, or whether the EU should more actively promote their monitoring and enforcement

in Member States.

Answer:

Citizens expect the EU to take a strong role in nature protection and, as explained above, this is

one of the areas where the EU is most trusted by citizens. Eurobarometer surveys show 95% of EU

citizens think environment is important, 77% agree that European environmental legislation is necessary

for protecting the environment in their country, and over half of Europeans think the EU is not doing

enough to protect the environment.184

Indeed, citizens, even in EU sceptic countries show higher trust in

the EU than in their own government. Citizens expect the EU to deliver on its nature conservation

commitments under the Birds and Habitats Directives and under the EU Biodiversity Strategy to 2020.

Where the EU, and member States, fail in these efforts, there is a very high level of concern from EU

citizens, as evidenced by the number of petitions to the European Parliament concerning the environment,

and the high level of EU-wide interests in significant breaches of nature conservation legislation, e.g. the

illegal killing of birds on Malta (see also question R.4).

184 European Commission (2014). Eurobarometer 416: Attitudes of European Citizens Towards the Environment. Conducted

by TNS Opinion & Social at the request of the Directorate-General for Environment:

http://ec.europa.eu/public_opinion/archives/ebs/ebs_416_en.pdf

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Coherence

Evaluating the coherence of legislation, policies and strategies means assessing if they are logical and

consistent, internally (i.e. within a single Directive), with each other (i.e. between both Directives),

and with other policies and legislation. Here we are looking for evidence regarding how far and in

what ways the Directives are complementary and whether there are significant contradictions or

conflicts that stand in the way of their effective implementation or which prevent the achievement of

their objectives.

C.1 – To what extent are the objectives set up by the Directives coherent with each

other?

This question focuses on coherence between objectives within each Directive, and/or between

objectives of the Birds and Habitats Directives. It covers not only the strategic objectives but also the

specific and operational objectives set out in Annex I to this document. Based on experience in your

country/region/sector, please provide evidence of any inconsistencies between the objectives that

negatively impact on the implementation of the Directives.

Answer:

The Birds and Habitats Directives establish a legal framework that is internally coherent and

integrated with other EU environmental laws, with EU sectoral policies, and is key to

achievement of EU and international biodiversity conservation objectives.

There are no significant problems for implementation arising out of the fact that they are two

Directives. The Habitats Directive has been conceived from the start as a second step building on

top of the foundations laid by the Birds Directive. The original choice of expanding the scope of

the Birds Directive through a complementary piece of legislation, rather than repealing and

replacing it has been amply vindicated and today the two Directives represent one coherent

framework. The European Commission has already streamlined and harmonised reporting

obligations185

and other procedures so that there is no duplication or extra burden imposed by

the fact rules are embedded in two complementary legal texts.

C.2 – To what extent are the Directives satisfactorily integrated and coherent with other

EU environmental law e.g. EIA, SEA?

This question is similar to the previous question, but focuses on the extent to which the EU Nature

Directives are coherent with and integrated into other EU environment legislation, and the extent to

which they are mutually supportive. EU environment legislation of particular relevance to nature

conservation includes the following:

Strategic environmental assessment of policy plans and programmes 2001/42/EC Directive

(SEA)

Environmental impact assessment of projects 85/337/EC Directive as codified by Directive

2011/92/EU (EIA)

185 ORNIS Committee (2011) Minutes. Unpublished

http://ec.europa.eu/transparency/regcomitology/index.cfm?do=search.documentdetail&5K404K2W+x90U5FmL1eEAfrfLn1

cgkj7Mn+InW96bkwDftvKFOKx2dvStAkgOQoq,

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Water Framework Directive 2000/60/EC, (WFD)

Marine Strategy Framework Directive 2008/56/EC (MSFD)

Floods Directive 2007/60/EC (FD)

National Emission Ceilings Directive 2001/81/EC (NECD)

Environmental Liability Directive 2004/35/EC (ELD).

This question considers how the main provisions and measures set out in these instruments interact

with the EU nature legislation, including whether there are potential gaps or inconsistencies between

these instruments and the EU nature legislation, for example whether the current permitting

procedures are working in a coherent way or whether they are acting as barriers to achieve the EU

Nature Directive’s objectives; whether the assessments required under the different pieces of EU

legislation, in particular under the EIA, are aligned or whether there are differences which result in

additional administrative burden; whether any identified gaps and inconsistencies are due to the texts

of the Directives or due to implementation in your/a Member State.

Answer:

The Nature Directives have already been complemented by other supporting legislation, which

has been explicitly designed to work alongside them. This is true notably for the Water

Framework Directive, Marine Strategy Framework Directive and Invasive Alien Species

Regulation. There are no relevant systematic problems, at least not arising out of the Nature

Directives. There are good approaches tested to coordinate/integrate permission or reporting

procedures. In some cases insufficient ambition or bad implementation of other environmental

Directives can undermine the objectives of the Nature Directives (e.g. emission ceilings which

are too low and allow ammonia emissions that are highly damaging to biodiversity). There is a

clear lack of enforcement in most of these Directives, so the gap of an Inspection Directive must

be closed. A Soil Directive is also urgently needed to deal with problems such as erosion which

can heavily affect species and habitats but cannot effectively be addressed through the Nature

Directives.

The Marine Strategy Framework Directive is very much coherent with EU nature legislation. The MSFD

specifically states (Recital 6) that establishing special protected areas and special areas of conservation

contributes to achieving good environmental status of EU seas – the main objective of the MSFD.

Therefore the MSFD states that monitoring programmes established by Member States to monitor the

achievement of GES needs to be compatible with the monitoring that is already laid down by EU nature

directives (Article 11 of the MSFD). Furthermore, Programmes of measures established by Member

States to adhere to the MSFD and contribute to coherent and representative networks of marine protected

areas should include spatial protection measures such as SPAs and SACs (Article 13 of the MSFD).

The Fitness Check of the Water Framework Directive (WFD) found that legal coherence

between the Birds and Habitats Directives and the Water framework Directive is clear,

“although the interaction on the ground needs interpreting on a case by case basis by the Member

States.”(186) Commission guidance makes it clear that the WFD does not change what Member

States must achieve for the BHD, but it provides a joint framework for the implementation of

measures needed by both WFD and BHD in water-dependent Natura 2000 sites.(187) The

guidance also points out that, according to WFD Article 4.1.(c) the WFD objective of good status

may need to be complemented by additional objectives in order to ensure that conservation

objectives for protected areas are achieved. Art. 4.2. WFD says that "where more than one of the

objectives … relates to a given body of water, the most stringent shall apply". The “Blueprint to

safeguard Europe’s Water Resources”(188), which aims to tackle the obstacles which hamper

186European Commission (2012) The Fitness Check of EU Freshwater Policy

http://ec.europa.eu/environment/water/blueprint/pdf/SWD-2012-393.pdf 187 European Commission (2012) Links between the Water Framework Directivfe and the Nature Directives

http://ec.europa.eu/environment/nature/natura2000/management/docs/FAQ-WFD%20final.pdf 188 European Commssion (2012) A Blueprint to Safeguard Europe's Water Resources http://eur-lex.europa.eu/legal-

content/EN/TXT/PDF/?uri=CELEX:52012DC0673&from=EN

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action to safeguard Europe's water resources, points out that achieveing widespread

improvement in aquatic ecosystems will contribute positively to the EU Biodiversity Strategy

goal of halting the loss of biodiversity and the degradation of ecosystem services in the EU by

2020, and restoring them in so far as feasible.

The Environmental Impact Assessment (EIA) Directive has recently been reformed, among other reasons

in order to help streamline procedures between art 6 appropriate assessments and EIA. (eg “whereas” 32,

DIRECTIVE 2014/52/EU of 16 April 2014: In order to improve the effectiveness of the assessments, reduce

administrative complexity and increase economic efficiency, where the obligation to carry out assessments

related to environmental issues arises simultaneously from this Directive and Directive 92/43/EEC and/or

Directive 2009/147/EC, Member States should ensure that coordinated and/or joint procedures fulfilling the

requirements of these Directives are provided, where appropriate and taking into account their specific

organisational characteristics. Where the obligation to carry out assessments related to environmental issues

arises simultaneously from this Directive and from other Union legislation, such as Directive 2000/60/EC of

the European Parliament and of the Council (16

), Directive 2001/42/EC, Directive 2008/98/EC of the

European Parliament and of the Council (17

), Directive 2010/75/EU of the European Parliament and of the

Council (18

) and Directive 2012/18/EU, Member States should be able to provide for coordinated and/or joint

procedures fulfilling the requirements of the relevant Union legislation. Where coordinated or joint

procedures are set up, Member States should designate an authority responsible for performing the

corresponding duties. Taking into account institutional structures, Member States should be able to, where

they deem it necessary, designate more than one authority.’)

C.3 - Is the scope for policy integration with other policy objectives (e.g. water, floods,

marine, and climate change) fully exploited?

This question is linked to the previous questions as it addresses the extent to which the objectives of

the Nature Directives have been integrated into or supported by the objectives of other relevant EU

environment policies. However, this question focuses more on policy implementation. The other EU

legislation and policies targeted in this question are the same as those referred to under question C.2,

as well as climate change policy. When answering this question, please note that the scope of

integration refers to the integration from the EU Nature Directives to other policies as well as to the

extent in which the objectives of these other policies are supported by the implementation of the

Nature Directives.

Answer:

Other policies do partly integrate the objectives of the Nature Directives, but overall not sufficiently. In

particular, the Common Agriculture Policy has consistently failed to take into consideration the

conservation of biodiversity and the objectives of the Nature Directives (see following question).

The EU's climate change and energy policy offers many opportunities for synergies with the EU

Nature Directives and vice versa.

- Firstly, biodiversity will be more resilient to climate change, more able to adapt, if we maintain

our ecosystems in a healthy state. This will be vital also to human adaptation to climate change,

because our prosperity and wellbeing depend on the services that healthy ecosystems supply.

Scientific evidence shows that protected areas could continue to play a critical role in nature

conservation in the face of climate change, helping to both retain retracting species and

encourage colonisation by expanding species. Researchers concluded that protected areas seem

set to continue to deliver high biodiversity benefits, even if the relative abundances and identities

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of the species present change. 189 190

- Secondly, by implementing the Nature Directives properly a significant amount of greenhouse gas

emissions can be avoided. Healthy wetlands, grasslands, forests and seas serve as carbon sinks - while

degraded ones serve as sources. The Natura 2000 network in the EU27 stored 9.6 billion tons of

Carbon (equivalent to 35 billion tonnes of CO2191

- Thirdly, the Nature Directives are an ideal instrument for ecosystem based adaptation to climate

change providing co-benefits for both nature conservation, many ecosystem services and protection of

humans against climate change impacts such as floods, droughts and storms.192

Climate change is an obvious major threat to biodiversity and ecosystem services that cannot be

fundamentally addressed through the directives and needs to be addressed by EU climate and energy

policy. However, nature and biodiversity conservation through the directives are crucial to climate change

adaptation. Biodiverse and healthy ecosystems are more resilient to (climate) change, and more able to

adapt to changing environments.193

]

C.4 – To what extent do the Nature Directives complement or interact with other EU

sectoral policies affecting land and water use at EU and Member State level (e.g.

agriculture, regional and cohesion, energy, transport, research, etc.)?

In this question we are aiming at gathering evidence on whether the provisions of EU nature

legislation are sufficiently taken into account and integrated in EU sectoral policies, particularly in

agriculture, rural development and forestry, fisheries and aquaculture, cohesion or regional

development, energy, raw materials, transport or research policies. It also addresses whether those

policies support and act consistently alongside EU nature legislation objectives Please provide

specific examples which show how the Nature Directives are coherent with, or conflict with, relevant

sectoral legislation or policies. Please be as precise as possible in your answers, e.g. pointing to

specific articles of the legislation and how they support or contradict requirements or objectives of

other legislation or policies, stating what are main reasons or factors for the lack of consistency and

whether there are national mechanisms in place to monitor coherence.

Answer:

The implementation of the Nature Directives interacts very heavily with other policy areas. Activities

in the areas of regional development, infrastructure planning or construction are fully covered by Art.

6.3/6.4. of the Habitats Directive as far as Natura 2000 sites are concerned. Agriculture, forestry,

fisheries and other spatially relevant uses must comply with Art 6.2 and avoid deterioration.

Outside of Natura 2000 there are, with the exception of species protection provisions, no specific

189 The performance of Protected Areas for biodiversity under climate change: Chris D Thomas, Phillipa K Gillingham;'in

press' in Biological Journal of the Linnean Society 190 “Protected areas facilitate species’ range expansions,” Chris D. Thomas et al

http://www.pnas.org/content/109/35/14063.abstract 191 Brink, P. ten et al. 2013: The Economic benefits of the Natura 2000 Network. Synthesis Report. Institute for European

Environmental Policy (IEEP), GHK, Ecologic Institut, Metroeconomica, EFTEC, Luxembourg. ISBN: 978-92-79-27588-3.

http://ec.europa.eu/environment/nature/natura2000/financing/docs/ENV-12-018_LR_Final1.pdf 192 ten Brink P. (2011).Estimating the Overall Economic Value of the Benefitsprovided by the Natura 2000 Network. Final

Report to the European Commission,DG Environment on Contract ENV.B.2/SER/2008/0038. Institute for European

Environmental Policy / GHK / Ecologic, Brussels 2011:

http://ec.europa.eu/environment/nature/natura2000/financing/docs/Economic_Benefits_of_Natura_2000_report.pdf 193

BirdLife International (undated) Partners with nature - How healthy ecosystems are helping the world’s most vulnerable adapt to climate changehttp://www.birdlife.org/sites/default/files/attachments/Ecosystemsandadaption.pdf

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instruments in the Directives that would allow to effectively address societal and economic impacts on

biodiversity. However, there is the general obligation of Member States to maintain or restore to all

species and habitats of community interest and all wild birds. From this follows the need to properly

adapt other sectoral policies so they integrate biodiversit concerns, rather than vice versa.

EU Nature legislation has had positive impacts on achieving the objectives in some sectoral policies,

especially in ensuring marine habitats achieve a favourable conservation state and population of fish

stocks replenish. Marine protected areas have been found to have positive impacts for fish population194

and have been used as a tool for fisheries management with also positive outcomes in Europe195

.

The main failure in this integration involves the Common Agriculture Policy (CAP) of the EU. A vast

scientific literature shows that agriculture intensification is the main threat to biodiversity in Europe196

.

Upcoming reports under art 12 and 17, identify agriculture as a main source of biodiversity loss, with

trends worsening or negatively stable. The European Environment Agency observes that “biodiversity in

agro-ecosystems is under considerable pressure as a result of intensification and land abandonment”197

and

in 2011, the European Farmland Bird Index, which monitors farmland bird populations, fell to its lowest

ever recorded level198

. The well-documented decline in farmland birds is also mirrored by declines in

other farmland biodiversity, as highlighted in the recent ‘State of Nature report’: 60% of the 1064 species

studied were declining, including 64% of farmland moths, 70% of carabid beetles and 76% of the plant

species preferred by bumblebees as food sources199

. Also the CAP in which there are several references to

the birds and habitats directives is not working. To list a couple of examples related to the CAP before this

latest reform round:

1. the inclusion of references to the birds and habitats directives in the cross compliance mechanism are

not sufficient. This has been highlighted not just by BirdLife200

but also by the Court of Auditors201

. The

meain reasons are because the scope and objectives of cross compliance are not well-defined and the

194

Fenberg P.B.*, Caselle J., Claudet J., Clemence M., Gaines S., García-Charton J.A., Gonçalves E., Grorud-Colvert K., Guidetti P., Jenkins S., Jones P.J.S., Lester S., McAllen R., Moland E., Planes S. and Sørensen T.K. (2012) The science of European marine reserves: status, efficacy and needs. Marine Policy 36(5), 1012-1021. doi:10.1016/j.marpol.2012.02.021 http://www.homepages.ucl.ac.uk/~ucfwpej/pdf/SMREUMP.pdf 195 EMPASFish (2008) European Marine Protected Areas as tools for Fisheries management and conservation Issue 3 /

February 2008 http://www.um.es/empafish/files/Issue%203.pdf 196

P. Reidsma et al., ‘Impacts of land‐use change on biodiversity: As assessment of agricultural biodiversity in the

European Union’ in Agriculture, Ecosystems and Environmental, vol. 114, May 2006, pp. 86‐102.

C.A.M. Van Swaay et al., The European Butterfly Indicator for Grassland species 1990‐2009, De Vlinderstichting,

Wageningen, 2010.

P.F. Donald et al., 'Further evidence of continent‐wide impacts of agricultural intensification on European farmland

birds' in Agriculture, Ecosystems and Environmental, vol. 116, September 2006, pp. 189‐196;

Rural Economy and Land Use Programme (RELU) (2008), Eating Biodiversity: an Investigation of the Links Between Quality Food Production and Biodiversity Protection, 2008; http://www.relu.ac.uk/news/Buller%20Policy%20&%20Practice%20Notes.pdf

Williams I. 2002 Insect Pollination and Crop Production: A European Perspective. In: Kevan P &

Imperatriz Fonseca VL (eds) - Pollinating Bees-The Conservation Link Between Ag

riculture and Nature Ministry of Environment / Brasília.p.59-65http://www.webbee.org.br/bpi/pdfs/livro_02_willians.pdf 197 European Environment Agency (2010) 10 messages for 2010: Agricultural ecosystems;

http://www.eea.europa.eu/publications/10-messages-for-2010-agricultural-ecosystems/at_download/file 198 Pan-European Common Bird Monitoring Scheme: http://www.ebcc.info/index.php?ID=457 199 Burns F, Eaton MA, Gregory RD, et al. (2013) State of Nature report. The State of Nature partnership.

http://www.rspb.org.uk/ourwork/science/stateofnature/index.aspx 200 BirdLife (2009) Through the Green Smokescreen:How is CAP Cross Compliance delivering for biodiver

sity?

http://agriregionieuropa.univpm.it/sites/are.econ.univpm.it/files/FinestraPAC/Editoriale_17/Through_the_green_smokescree

n_November_2009.pdf 201 European Court of Auditors (2014) The effectiveness of European Fisheries Fund support for aquaculture

http://www.eca.europa.eu/Lists/News/NEWS0812_09_01/NEWS0812_09_01_EN.PDF Luxembourg: Publications Office of

the European Union, 2014

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requirements are not properly translated in concrete on the ground measures.

2. Furthermore within Rural Development there were measures related to the implementation of Natura

2000 which were not always as effective or targeted202

.

3. Finally, it is clear also that there is an overlap between the CAP subsidies and the most problematic

zones in terms of environment and biodiversity as can be seen by BirdLife’s transparency report203

.

Even the most recent CAP reform in which biodiversity was identified as one of the key objectives has

failed to deliver real change as was stated in an article published by Science in June 2014204.

It has to be also noted that unsustainable policies and subsidies related to the production of bioenergy

is adding another challenge for biodiversity concerns and requires urgent reform. This can be seen for

example by the serious threats that biogas production in Germany had on Natura 2000 sites by the

dramatic conversion of high biodiverse grasslands to intensive maize production205

.

Although forestry is not subject to a common EU policy, the EU Forest Strategy of 2013206

gives clear

supportive signals to the implementation of Natura 2000. At national levels however, there is still a great

room for further integration of biodiversity concerns into forest policy - a necessity to take into

account that forests are far more than just producers of wood to society.

The Nature Directives have helped integrate biodiversity concerns into pan-EU initiatives, through the

establishment of an EU-wide legal framework for nature conservation. For example Commission guidance

on Projects of Common Interest207

identifies the Habitats Directive as a key tool for taking impacts on

biodiversity and habitats into account.

Another policy area where integration needs to be further improved is energy policies.

Transition to renewable energy sources requires major new investment in EU’s energy

systems and infrastructure, and poses new demands on EU’s land, water and forest

resources. Failures in integration are particularly linked to increased bioenergy

(biofuels and biomass) use, new grid development and lack of spatial planning in

deployment of new energy production.

For example, as EU policies currently have no safeguards for biomass use in the heating

and electricity sector, increased maize cultivation for biogas production has led to

increased conversion of grasslands to maize monocultures, even in species rich Natura

sites.Increased use of wood for energy has also raised concerns about the impacts of

202 Boccaccio, L., Brunner, A. and Powell, A. (2009). Could do better: How is EU Rural Development policy delivering for

biodiversity? Birdlife International:

203 Luigi Boccaccio, Ariel Brunner, Jenna Hegarty, Gareth Morgan Trees Robijns (2010)Reality check:

Are Common Agricultural Policy subsidies paying for environmental quality?http://www.seo.org/wp-

content/uploads/tmp/docs/birdlife_reality-check_transparency-report_july10.pdf

204 G. Pe’er, L. V. Dicks, P. Visconti, R. Arlettaz, A. Báldi, T. G. Benton, S. Collins, M. Dieterich, R. D. Gregory, F. Hartig,

K. Henle, P. R. Hobson, D. Kleijn, R. K. Neumann, T. Robijns, J. Schmidt, A. Shwartz, W. J. Sutherland, A. Turbé, F. Wulf

and A. V. Scott (2014). EU Agricultural reform fails on biodiversity. Science 6 JUNE 2014 • VOL 344 ISSUE 618. Pages

1090-1092: 205 NABU (2014) Vollzugsdefizite und Verstöße gegen dasVerschlechterungsverbot bei FFH-Lebensraumtypen auf

Grünlandstandorten in Deutschland https://www.nabu.de/imperia/md/content/nabude/landwirtschaft/gruenland/140403-nabu-

beschwerde_ffh-gr__nland.pdf 206

European Commission (2013) A new EU Forest Strategy: for forests and the forest-based sector. COM (2013) 659 final 207 http://ec.europa.eu/environment/eia/pdf/PCI_guidance.pdf

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intensified forest management to biodiversity and forest habitats 208

. In Slovenia209

for

example, expansion of hydro power and building of new dams, partly due to climate

change mitigation efforts, has in some cases happened at the expense of freshwater

ecosystems including Natura 2000 sites. In Bulgaria210

, wind power plants have been

planned in an area with high concentration of Natura sites, and one of Europe’s most

important bird migration areas.

The provisions under Article 6(3) and 6(4) of the Habitats Directive are adequate to

handle renewable energy developments, - i.e. there are no fundamental problems and

the Directives contribute to better sited and designed projects, if implemented

properly211

Better integration of the nature legislation with energy policies is vital to ensure an environmentally

sustainable development of the energy sector]. Practice has shown that despite many failures in

integration, good examples and best practices already exists and that with careful planning it’s more than

feasible to develop energy infrastructure ‘in harmony with nature’. Good examples include Bern

Convention best practice guidance on integrated planning for wind farms and birds212

, and cooperation

of the electricity transmission systems operators with conservation groups 213

.

C.5 - How do these policies affect positively or negatively the implementation of the EU

nature legislation

In this question, we are keen to gather evidence on whether agriculture and rural development,

fisheries and aquaculture, cohesion or regional development, energy, raw materials, transport and

research policies have a positive or negative impact on the achievement of the objectives of nature

legislation. Please provide specific examples/cases (including infringement cases or case law), which

demonstrate clear conflicts or incoherencies between sectoral policies and EU nature legislation,

and/or examples showing how specific policies influence the implementation of the Nature Directives

in a positive or negative way, for example in relation to Article 6 of the Habitats Directive (see Annex

I to this questionnaire). Where possible, please include evidence of the main factors influencing the

positive and negative effects. Please consider in your answer what ex ante and ex post evaluation

procedures are applied to ensure that this coherence is implemented or supervised.

Answer:

Fisheries.

The Common Fisheries Policy has in the past been more ambiguous with regards to the objectives of the

208

NGO Coalition (2011) Woody biomass for bioenergy, concerns and recommendations. http://www.clientearth.org/reports/ngo-report-on-biomass-11-april-2011.pdf 209

Euronatur and Riverwatch (undated )Outstanding Balkan River landscapes – a basis for wise development decisions - Slovenia http://www.balkanrivers.net/sites/default/files/SI_CountrySpecial14%5Bsmallpdf.com%5D.pdf 210

RSPB (2014). Kaliakra. Retrieved from RSPB website:

http://www.rspb.org.uk/whatwedo/campaigningfornature/casework/details.aspx?id=tcm:9-228284 211

Jackson, A. L. R. (2011). Renewable energy vs. biodiversity - Policy conflicts and the future of nature conservation.

Elsevier, Global Environmental Change: Pages 1195–1208:

https://circabc.europa.eu/sd/a/613bb4fa-ab43-4a14-8f68-f7a8b6f7e0c0/2011_Jackson.pdf 212

Convention on the conservation of European wildlife and natural habitats (2013) Wind farms and birds: an updated analysis of the effects of wind farms on birds, and best practice guidance on integrated planning and impact assessment. https://wcd.coe.int/ViewDoc.jsp?id=2064209&Site=COE 213

Renewables Grid Initiative (2011). European Grid Declaration on Electricity Network Development and Nature

Conservation in Europe. Retrieved from RGI website:

http://renewables-grid.eu/fileadmin/user_upload/Files_RGI/European%20Grid%20Declaration.pdf

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Nature Directives, mainly referring to general environmental legislation. However, the new policy fully

supports the objectives of EU Nature Directives, where it specially states that Member States, under the

obligation of the EU nature directives, can adopt conservation measures within their own jurisdiction to

support the conservation objectives of SPAs and SACs (Recital 25 and Article 11). Furthermore, the CFP

specifically states that an ecosystem based approach (Article 2.3) shall be applied to fisheries management

in order to minimise the impacts of fishing to the wider marine environment in order to contribute to the

achievement of good environmental statues of EU seas as set out under the Marine Strategy Framework

Directive. As stated above, achieving the objectives of the EU nature legislation is fundamental to

achieving good environmental status of the MSFD as stated in the legislation. It is now up to further

reforms of regional management plans of EU fisheries to further integrate the coherent objectives that

have been laid down in the CFP.

In the past, policies on maritime sectors have been ambiguous in coherence with EU Nature legislation.

The Integated Maritime Policy, has changed this, setting the MSFD as its environmental pillar (Recital 12,

Article 2.c and Article 3.3). Therefore issues such as aquaculture, coastal tourim, marine biotechnology,

ocean energy and seabed mining, all have to conform to the objectives set out under the MSFD, including

contributing to the conservation objetctives of spatial measures such as SPAs and SACs.

This has been clearly illustrated under the new Maritime Spatial Planning Directive adopted in 2014, a

tool that has been set out to ensure an efficient and sustainable management of activities at sea,

emphasises the need to support EU nature legislation and that spatial planning will contribute to EU

nature legislation (Recital 15). The Maritime Spatial Planning Directive specifically states that all

maritime spatial plans need to be based on an ecosystem based approach (Article 5) to be able to

contribute to EU nature legislation.

The European Court of Auditors found that the European Fisheries Fund (EFF) did not offer effective

support for the sustainable development of aquaculture214

.Rather than generating a more sustainable

fishing sector, the EFF (2007-2013) has worked significantly to its detriment. Less than one-quarter of the

fund has been directed at fleet capacity reduction, instead available funds have been used to help vessel

owners overcome economic problems at the expense of rebuilding fish stocks. In addition to poorly

managed aid for vessel modernisation and fleet adjustment, nearly 40 percent of the EFF was committed

to expanding port infrastructure, processing, and aquaculture by October 2010, representing an

incoherent and contradictory set of measures that together significantly increased economic returns to

enterprises and thus encouraged increased production irrespective of environmental carrying capacity215

.

The recently reformed CFP is supposed to change this sorry state of affairs (eg by setting quotas in line

with MSY and tackling by catch through discard bans) and it clarifies that Natura 2000 management

takes priority over fishing rights. The new EMFF also includes explicit provisions aimed at supporting the

management of Natura 2000 but it is still early to say how much these will be taken up by national

authorities.

Agriculture

The common agricultural policy has consistently undermined achievement of objectives of the Birds

and Habitats directives and contributed to the collapse of farmland biodiversity (see previous

question). Farming is also the sector that has seen the poorest levels of implementation as public

authorities have often turned a blind eye to gross violations of the directives, such as the clearing of

protected habitats for the expansion of intensive cropping216

. This has led to massive loss of

biodiversity, notably in the case of grasslands destruction, which in some regions has reached

214

http://www.eca.europa.eu/Lists/ECADocuments/SR14_10/QJAB14010ENC.pdf 215

WWF 2011: Reforming EU fisheries subsidies: a joint NGO discussion paper and technical resource

http://awsassets.panda.org/downloads/lr_reform_fisheries_subsidies.pdf 216 Bundesamt für Naturschutz (2014): Grünland Report - Alles im Grünen Bereich?

http://www.bfn.de/fileadmin/MDB/documents/presse/2014/PK_Gruenlandpapier_30.06.2014_final_layout_barrierefrei.pdf

NABU (2014) Vollzugsdefizite und Verstöße gegen dasVerschlechterungsverbot bei FFH-Lebensraumtypen auf

Grünlandstandorten in Deutschland https://www.nabu.de/imperia/md/content/nabude/landwirtschaft/gruenland/140403-nabu-

beschwerde_ffh-gr__nland.pdf

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horrifying levels (97% of protected grasslands destroyed in parts of Bavaria in less than two decades217

and significant declines of grasslands in Bulgaria218

).In investigation carried out by BirdLife we have

failed to find almost any cases of farmers penalised for habitat clearing, either through genuine

sanctions or through withdrawing of subsidies under cross compliance219

, despite the destruction of

tens of thousands of hectares in hundreds of individual cases. Even for the new CAP reform 2014-

2020, improvements are not happening. The greening of the policy which was supposed to signify a

real change has allowed for a blanket exemption of all the permanent crops from greening, it is not

bringing the necessary habitats into the –very often- intensive landscapes through the Ecological

Focus Area measure which can be cropped and is not banned from pesticides, the crop diversification

measure will not allow for real diversity in the landscapes since monocultures can be deemed

equivalent to the diversification measures (as just approved by the Commission in the case of France)

and finally the grasslands within Natura 2000 sites do not get a 100% protection measure – this is

defined by Member States who are not obliged to designate all the grasslands within Natura 2000 as

environmentally sensitive and hence as extra protected.

The very un-satisfactory integration of biodiversity elements within the CAP overall does not mean

there are not specific elements where in the past there were success found. Especially with regards to

agri-environment several positive examples have been identified (e.g. Corncrake scheme in Czech

Republic220

and Great Bustard scheme in Portugal221

) and agri-environment has definitely been the

most effective measure within the CAP on biodiversity and the environment222

. Unfortunately not even

agri-environment has been without problems as could be seen from the Court of Auditors report223

.

C.6- To what extent do they support the EU internal market and the creation of a level

playing field for economic operators?

This question seeks to gather evidence of the implications of the EU Nature Directives for economic

operators in terms of whether they help ensure a level playing field across the EU (e.g. by introducing

common standards and requirements for activities carried out in or around Natura 2000 areas or

otherwise depend on natural resources protected under the Directives), predictability and legal

certainty (e.g. helping to avoid that developments are blocked due to 'Not In My Backyard' type

challenges), or whether they negatively affect the internal market.

Answer:

Environmental standards are key for the proper functioning of the single market in purely economic

217 NABU (2014) Vollzugsdefizite und Verstöße gegen dasVerschlechterungsverbot bei FFH-Lebensraumtypen auf

Grünlandstandorten in Deutschland https://www.nabu.de/imperia/md/content/nabude/landwirtschaft/gruenland/140403-nabu-

beschwerde_ffh-gr__nland.pdf

218 V Dobrev, G Popgeorgiev, D Plachiyski (2014) Effects of the Common Agricultural Policy on the

coverage of grassland habitats in Besaparski Ridove Special Protection Area (Natura 2000), southern

Bulgaria- Acta zoologica bulgarica, 2014

219 BirdLife (2009) Through the Green Smokescreen:How is CAP Cross Compliance delivering for biodiver

sity?

http://agriregionieuropa.univpm.it/sites/are.econ.univpm.it/files/FinestraPAC/Editoriale_17/Through_the_green_smokescree

n_November_2009.pdf 220 Agri environment for corncrake – evidence to be submitted later. 221 Agro-GES (2005) EVALUATION DES MESURES AGRO-ENVIRONNEMENTALES ANNEXE 34 : ETUDE DE CAS

CASTRO VERDE. Cascais, France. http://ec.europa.eu/agriculture/eval/reports/measures/annex34.pdf 222 Broyer, J., Curtet, L., and Chazal, R. 2014. How to improve agri-environment schemes to achieve meadow bird

conservation in Europe? A case study in the Saône valley, France. J. Ornithol. 155(1):145-155

http://link.springer.com/article/10.1007/s10336-013-0996-6?wt_mc=alerts.TOCjournals 223 European Court of Auditors (2011). ISSN 1831-0834 EUROPEAN COURT OF AUDITORS EN 2011 Special Report No

7 IS AGRI-ENVIRONMENT SUPPORT WELL DESIGNED AND MANAGED? Luxembourg, Publications Office of the

European Union:

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terms as they help set a level playing field across the EU, and prevent any one member state deriving an

unfair short-term competitive advantage by destroying its environment. EU environmental standards

achieve this by establishing minimum standards for environmental protection that apply across all EU

Member States. This also serves to provide certainty for businesses operating across the EU, that the rules

applicable to them are the same in all Member States. Businesses that wish to trade within any EU

Member State must comply with these rules whether they are based in the EU or outside.

Aside from the functioning of the internal market, it is also important to recognize the role played by EU

environmental standards in supporting the EU economy more broadly. There is a growing body of

evidence regarding the importance of the natural environment in relation to the valuable goods and

services it provides.224

There is a growing body of evidence suggesting that, in the long-run, environmental regulation is good for

business by opening up new market opportunities and driving cost-reducing innovation.225

Research has clearly demonstrated the major role played by Europe’s Natura 2000 network in

safeguarding the natural capital upon which Europe’s prosperity and well-being ultimately depends,

providing a wide range of important benefits to society and the economy via the flow of ecosystem

services.226

As an EU -wide network, Natura 2000 represents an important shared resource capable of

providing multiple benefits to society and to Europe’s economy.227

Ecosystem services deliver benefits over multiple spatial and temporal scales; many are trans-boundary in

nature. In addition, the complex ecological processes underpinning the delivery of these services also do

not respect national boundaries. Protecting supra-national “public goods” must be a shared

responsibility; without EU environmental standards that simply would not be possible.

Environmental standards can also help create new markets for environmental products or services, as

well as promoting improved levels of environmental protection globally among countries wishing to trade

with the EU. Within a Member State, such standards are also important as they should play a role in

preventing environmental damage taking place in one sector (for example agriculture) which, by

damaging the natural environment, has a negative impact on another sector (such a tourism). The Europe

2020 Strategy aims to create a smart, sustainable and inclusive European economy. As one of the three

pillars of sustainable development, environmental protection is therefore a key element of the current

political objectives of the single market.

C.7 – To what extent has the legal obligation of EU co-financing for Natura 2000 under

Article 8 of the Habitats Directive been successfully integrated into the use of the main

sectoral funds?

This question builds on question Y.2 on the availability and access to funding, but aims at examining

whether Member States have sufficiently identified the funding needs and are availing of EU funding

opportunities to meet the requirements of Article 8 of the Habitats Directive. EU co-funding for the

Natura 2000 network has been made available by integrating biodiversity goals into various existing

EU funds or instruments such as the European Agricultural Fund for Rural Development (EAFRD),

European (Maritime and) Fisheries Fund (EFF / EMFF), Structural and Cohesion funds, LIFE and

Horizon 2020. In your reply, please distinguish between different sources of funding.

224 For example, see: Millennium Ecosystem Assessment (Program). (2005). Ecosystems and Human Well-Being: Our

Human Planet: Summary for Decision Makers (Vol. 5). Millennium Ecosystem Assessment (Ed.). Island Press. 225 Rayment, M., E. Pirgmaier, et al. (2009). The economic benefits of environmental policy - Final Report., Institute for

Environmental Studies. 226 Brink, P. ten et al. 2013: The Economic benefits of the Natura 2000 Network. Synthesis Report. Institute for European

Environmental Policy (IEEP), GHK, Ecologic Institut, Metroeconomica, EFTEC, Luxembourg. ISBN: 978-92-79-27588-3.

http://ec.europa.eu/environment/nature/natura2000/financing/docs/ENV-12-018_LR_Final1.pdf 227 Kettunen, M. et al. (2011). Assessment of the Natura 2000 co‐financing arrangements of the EU financing instrument. A

project for the European Commission – final report. Institute for European Environmental Policy (IEEP), Brussels, Belgium.

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Answer:

Many Member States have missed various opportunities to use EU funds that could be used for co-

financing of Natura 2000, this is mainly due to competent authorities priority setting in agriculture and

regional funds, but also the fault of inconsistent communication and negotiation of the European

Commission. It might be time to reconsider the integration approach in funding and discuss a stand-alone

EU environment fund or a more effective procedure for ensuring ringfencing of funds. The Commission

has acknowledged that the use of different EU instruments is still very significantly below the financial

needs of Natura 2000 as defined by the Member States.228

Only 9-19% of the estimated financial needs of

Natura 2000 are covered by the EU funds229

. A recent study230

by the Institute for European

Environmental Policy estimates that somewhere in the region of €34bn per year would be required to

cover the cost of environmentally beneficial land management on agricultural and forested land in the EU,

rising to €43bn per year when supportive costs (such as advice provision) are factored in. The CAP’s

Rural Development pillar represents the single largest fund available in the EU for conservation measures

but receives just c€12bn per year. It is also important to note that not all of this funding is used to support

more sustainable and wildlife-friendly land management, in fact much is still spent on harmful

investments or wasted231

. In the current CAP, Member States are required to spend at least 25% of the

RD budget on ‘environmental measures’ however some schemes are little more than additional income

support (such as the Less Favoured Area payment) or have been poorly designed by the Member State232

and so deliver minimal environmental benefit (the issue of limited expertise and capacity within the

Commission is also at fault here as they have responsibility for scheme approval).

The European Maritime Fisheries Fund has been previously very harmful to the environment –

subsidising overcapacity and overfishing233

. However, the new fund that supports the objectives of the

CFP and the IMP has been reformed, forcing Member States to fund actions to support EU Nature

legislations. It is however up to the Member States to decide how to achieve this through their operational

programmes that have yet to be adopted

The European Commission Staff Working Paper on Financing Natura 2000 noted that a lack of

information about funding for Natura 2000 under the European Fisheries Fund may be partly

explained by poorer progress in establishment of Natura 2000 for the marine environment.234

228 European Commission (2011) COMMISSION STAFF WORKING PAPER FINANCING NATURA 2000 Investing in

Natura 2000: Delivering benefits for nature and people. SEC(2011) 1573 final

http://ec.europa.eu/environment/nature/natura2000/financing/docs/financing_natura2000.pdf - 229 Kettunen, M., Baldock D., Gantioler, S., Carter, O.,Torkler,P.,Arroyo Schnell, A.,Baumueller, A., Gerritsen, E. Rayment,

M.,Daly, E.& Pieterse, M. 2011.Assessmentof the Natura 2000 co-financing arrangements of the EU financing instrument. A

project for the European Commission–bfinal report.Institute for EuropeanEnvironmental Policy(IEEP), Brussels, Belgium.

138 pp + Annexes. http://www.ieep.eu/publications/2011/03/financing-natura-2000 230 Hart K, Baldock D, Tucker G, Allen B, Calatrava J, Black H, Newman S, Baulcomb C, McCracken D, Gantioler S (2011)

Costing the Environmental Needs Related to Rural Land Management, Report Prepared for DG Environment, Contract No

ENV.F.1/ETU/2010/0019r. Institute for European Environmental Policy, London 231 Boccaccio, L., Brunner, A. and Powell, A. (2009). Could do better: How is EU Rural Development policy delivering for

biodiversity? Birdlife International:

. European Court of Auditors (2013). CAN THE COMMISSION AND MEMBER STATES SHOW THAT THE EU

BUDGET ALLOCATED TO THE RURAL DEVELOPMENT POLICY IS WELL SPENT? Luxembourg, Publications

Office of the European Union: http://www.eca.europa.eu/Lists/ECADocuments/SR13_12/SR13_12_EN.pdf 231 European Court of Auditors (2011). ISSN 1831-0834 EUROPEAN COURT OF AUDITORS EN 2011 Special Report No

7 IS AGRI-ENVIRONMENT SUPPORT WELL DESIGNED AND MANAGED? Luxembourg, Publications Office of the

European Union: 232 European Court of Auditors (2011) Special report no. 7: Is agri-environment support well designed and managed? 233 Reforming EU Fisheries Subsidies A Joint NGO Discussion Paper And Technical Resource October 2011

http://awsassets.panda.org/downloads/lr_reform_fisheries_subsidies.pdf 234 European Commission (2011) COMMISSION STAFF WORKING PAPER FINANCING NATURA 2000 Investing in

Natura 2000: Delivering benefits for nature and people. SEC(2011) 1573 final

http://ec.europa.eu/environment/nature/natura2000/financing/docs/financing_natura2000.pdf

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It is clear therefore that considerably less is being spent on protecting and enhancing the natural

environmental than is required.

C.8 - Are there overlaps, gaps and/or inconsistencies that significantly hamper the

achievements of the objectives?

This question refers to overlaps, gaps and/or inconsistencies in the different EU law/policy

instruments regarding nature protection. It therefore depends largely on the results of other questions

related to the coherence of the Nature Directives with other EU law and policies. When answering this

question you may want to consider whether the identified overlaps, gaps and inconsistencies hamper

the achievement of the Directive’s objectives (e.g. see Annex I to this questionnaire).

Answer:

There is a severe gap in enforcement of EU environmental legislation, including the Nature

Directives. Member States should be obliged to fulfil specific standards in monitoring, inspecting

and sanctioning potential illegal activities. Therefore an EU Inspection Directive has to be

tabled.

There are no gaps or inconsistencies within the Directives themselves that hamper achievement of the

objectives. Implementation failures at member state levels have, however, created gaps and inconsistencies

that are hampering achievement of the objectives, while also, in some cases, creating a significant burden

for business.

BirdLife has denounced systemic failure in implementation in several cases including appropriate

assessment in Italy235

and Bulgaria236

and enforcement of hunting legislation in Malta237

.,

C.9 - How do the directives complement the other actions and targets of the biodiversity

strategy to reach the EU biodiversity objectives?

With this question we seek to collect evidence on ways in which the implementation of measures under

the Birds and Habitats Directives that are not explicitly mentioned in the EU Biodiversity Strategy,

help to achieve actions and targets of the EU Biodiversity Strategy. For example, restoration of

Natura 2000 sites can significantly contribute to helping achieve the goal under Target 2 of the EU

Biodiversity Strategy to restore at least 15% of degraded ecosystems.

Answer:

The Directives contribute significantly to the other actions and targets of the EU biodiversity strategy.

Birds and Habitats Directives complement nature conservation efforts in wider countryside, by

protecting hotspots of biodiversity, which serve as pools of species that can colonise beyond the

Natura 2000 sites, thus supporting overall Biodiversity target and target 2.

EEA report confirms that “the abundance of a large number of bird species is higher inside than

outside the Natura 2000 network, showing that the Natura 2000 areas designated upon the presence of

235 WWF & LIPU. 2013. Dossier sul depauperamento dei siti Natura 2000 e sulla Valutazione di Incidenza in Italia.

http://awsassets.wwfit.panda.org/downloads/dossiernatura2000_lipu_wwf_2013.pdf 236 RSPB (2014). Kaliakra. Retrieved from RSPB website:

http://www.rspb.org.uk/whatwedo/campaigningfornature/casework/details.aspx?id=tcm:9-228284 237

BirdLife Europe (2013) BirdLife malta acts on illegal hunting. http://www.birdlife.org/europe-and-central-asia/news/birdlife-malta-acts-illegal-hunting.

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targeted bird species listed in Annex I of the Birds Directive also harbour a substantial number and

population of common bird species”.238

Much of the Natura 2000 network is on farmland, and so the Directives can play (if implemented) a

key role in protecting farmland and forest biodiversity (target 3).

Birds and Habitats Directives play a key role in maintaining habitats and species, but also in delivering

restoration of degraded habitats and depleted species populations. They therefore complement efforts

to tackle pressures on wildlife, including climate change and invasive alien species.

If properly implemented in the marine environment, the Directives would also help achieve good

ecological status under the Marine Strategy Framework Directive, as outlined in our response to C2.

See also question S.2

C.10: How coherent are the directives with international and global commitments on

nature and biodiversity?

This question seeks to assess whether and how the EU nature legislation ensures the implementation

of obligations arising from international commitments on nature and biodiversity which the EU and/or

Member States have subscribed to239

, and whether there are gaps or inconsistencies between the

objectives and requirements of the EU nature legislation and those of relevant international

commitments, including the way they are applied. For example, the Directives’ coherence with

international agreements which establish targets relating to nature protection and/or require the

establishment of networks of protected areas.

238 Pellissier V., Schmucki R., F., Jiguet, R., Julliard, J., Touroult, Richard D., and D. Evans (2014). The impact of Natura

2000 on non-target species, assessment using volunteer-based biodiversity monitoring. ETC/BD report for the EEA.

http://bd.eionet.europa.eu/Reports/ETCBDTechnicalWorkingpapers/PDF/Impact_of_Natura_2000_on_non-target_species 239 e.g. Bern Convention; Convention on Biological Diversity; Convention for the Protection of the World Cultural and

Natural Heritage; Ramsar Convention; European landscape Convention; CITES Convention; CMS (Bonn) Convention;

International Convention for the protection of Birds; Agreement on the Conservation of African-Eurasian Migratory

Waterbirds; Regional Sea Conventions (Baltic, North East Atlantic, Mediterranean and Black Sea).

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Answer:

The Birds and Habitats Directives are the Cornerstone of EU efforts to conserve biological diversity.

As such, they are the prime and practically the only instrument to implement key obligations under the

Convention on Biological Diversity and the Bern Convention. They also fulfil many other

commitments under the Bonn Convention on Migratory Species, the Ramsar Convention on Wetlands,

the World Heritage Convention, and also CITES.

In relation to the CBD, the Birds and Habitats Directives implement key obligations under Articles 6,

7, 8, 10, 11, 12, 14, and 20, and under several Programmes of Work. Successive EU reports to the

CBD240

confirming that the legal backbone of the EU biodiversity and nature protection legislation is

formed by the Birds and Habitats Directives, and that in designating 18% of the EU’s terrestrial area

as Natura 2000 sites, the EU has gone beyond Aichi target 11 in the terrestrial environment.

In addition to fulfilling standing obligations under international conventions, the Directives have also

helped strengthen commitments made by other contracting parties.

For example, the Habitats Directive has formed the foundation of the agreed European Common

Position within the International Whaling Commission which states that;

“Within the Union, Council Directive 92/43/EEC of 21 May 1992 on the conservation of

natural habitats and of wild fauna and flora lists all cetacean species as species of Union interest

and requires Member States to maintain those species in, or restore them to, a favourable

conservation status in those parts of their territory to which the Treaty applies. All cetaceans are

listed in Annex IV to that Directive. Therefore, all whale species are strictly protected from

deliberate disturbance, capture or killing within Union waters. ….Cetaceans, and therefore

whales, are migratory species. Consequently, Union policies and legislation relating to

cetaceans will be more effective within Union waters if they are backed by coherent worldwide

action”.

EU member states are therefore obligated to take a strong position on the protection of cetaceans at

meetings of the parties to the IWC, which both strengthens global conservation commitments made by

the EU, and enhances protection of cetaceans within European waters given their migratory nature.

Similarly the Birds and Habitats Directive inform the EU position taken within other international

conventions such as CMS and CITES.

Monitoring and conservation measures undertaken to fulfil the requirements of the Habitats Directive

are coherent with Member States’ commitments under international agreements such as the IWC and

CMS. They are a central component of Member States’ progress reports to international and regional

conventions such as the IWC, ASCOBANS and ACCOBAMS and contribute to fulfilling their

commitments under these conventions.

By serving as a template for neighbouring countries the directives have supported conservation in the

entire Western Palearctic region, further enhancing delivery of the Aichi targets at global scale.

240 European Commission (several years) National Reports to the CBD http://www.cbd.int/doc/world/eur/eur-nr-02-en.pdf

http://www.cbd.int/doc/world/eur/eur-nr-03-en.pdf

http://www.cbd.int/doc/world/eur/eur-nr-04-en.pdf

http://www.cbd.int/doc/world/eur/eur-nr-05-en.pdf

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EU Added Value

Evaluating the EU added value means assessing the benefits/changes resulting from implementation of

the EU nature legislation, which are additional to those that would have resulted from action taken at

regional and/or national level. We therefore wish to establish if EU action (that would have been

unlikely to take place otherwise) made a difference and if so in what way? Evidence could be

presented both in terms of total changes since the Directives became applicable in a particular Member

State, in changes per year, or in terms of trends.

AV.1 - What has been the EU added value of the EU nature legislation?

When responding to this question, you may wish to consider the following issues: What was the state

of play or the state of biodiversity in your country at the moment of the adoption of the Directives

and/or your country’s entry into the EU? To what extent is the current situation due to the EU nature

legislation? In answering this question, please consider different objectives/measures set out in the

Directives (eg regarding protected areas, species protection, research and knowledge, regulation of

hunting, etc, including their transboundary aspects).

Answer:

The Birds and Habitats Directives were adopted to address failures and inconsistencies in national

nature protection laws, and to tackle rapid and accelerating biodiversity losses. As nature knows no

borders, to be effective nature conservation action must be coordinated at international level, justifying

an EU-level approach.

Similarly, in a common market we need also a level-playing field for economic actors, based on a

shared framework of environmental laws and standards. EU level action is essential to conserve shared

biological resources and ensure complementarity of conservation action across union.

Natura 2000 has expanded the protected area network across Europe, established effective and flexible

rules for nature conservation, and has helped businesses to integrate biodiversity in their planning in a

coherent way. Evidence of EU added value is that most Member States have upgraded their hunting

legislation and completed their Natura 2000 designation only following Commission legal action241

. It

is thus logical to conclude that these conservation improvements would not have happened, or would

have taken a lot more time without the EU framework and enforcement. Further evidence of the EU

added value is the much lower level of biodiversity protection in European Countries outside the EU

such as the western Balkans.242243

AV.2 - What would be the likely situation in case of there having been no EU nature

legislation?

241 European Commission (2006) NATURE AND BIODIVERSITY CASES RULING OF THE EUROPEAN COURT OF

JUSTICE Luxembourg: Office for Official Publications of the European Communities, 2006 242 Denac, D., Schneider-Jacoby, M. & Stumberger, B. (eds.) (2010): Adriatic flyway – closing the gap in bird conservation.

Euronatur, Radolfzell. Schneider-Jacoby, M. & Spangenberg, A. (2010): Bird Hunting Along the Adriatic Flyway – an

Assessment of Bird Hunting in Albania, Bosnia and Herzegovina, Croatia, Montenegro, Slovenia and Serbia. – In: Denac, D.,

Schneider-Jacoby, M. & Stumberger, B. (eds.). Adriatic flyway – closing the gap in bird conservation. Euronatur, Radolfzell,

pp. 32–51. 243 BirdLife International (2015) Wings across the Balkans. http://www.biom.hr/en/izdvojeni-projekti/wings-across-the-

balkans/

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This question builds on question AV.1. In answering it, please consider the different

objectives/measures set out in the Directives (eg. whether there would be a protected network such as

that achieved by Natura 2000; whether the criteria used to identify the protected areas would be

different, whether funding levels would be similar to current levels in the absence of the Nature

Directives; the likelihood that international and regional commitments relating to nature conservation

would have been met; the extent to which nature conservation would have been integrated into other

policies and legislation, etc).

Answer:

Without the Nature Directives the situation would be much worse (see previous question: much less

protected areas, less restrictions (e.g. on hunting) etc. Many important comebacks of species would not

have happened, etc. Comparison with conservation situation inside the EU with any country to the

south and east is striking, as described above.

In the absence of EU nature legislation, it is likely that uncoordinated nature conservation efforts

would have continued at national level across the EU (including the selection of sites, conservation

measures, monitoring of conservation status). Evidence suggests that these approaches had not been

effective prior to the adoption of the Birds and Habitats Directives, and the absence of any

international coordination would have presented a serious challenge to achieving the goal of halting

the loss of biodiversity - Evidence from the UK shows that prior to the adoption of the Habitats

Directive almost a quarter of nationally designated sites in England were being damaged annually.244

We can testify that conservation work by BirdLife partners has massively improved in quality thanks

to the focus, , legal support and exchange of best practice triggered by EU legislation. We have seen

such improvements kicking in particularly swiftly following countries accession to the EU.

Inconsistency of nature protection rules across EU 28 would have compromised achievement of single

market.245

AV. 3 - Do the issues addressed by the Directives continue to require action at EU level?

When answering this question the main consideration is to demonstrate with evidence whether or not

EU action is still required to tackle the problems addressed by the Directives. Do the identified needs

or key problems faced by habitats and species in Europe require action at EU level?

Answer:

Yes, there is still a very strong case for EU-level action to tackle the problems addressed by the

Directives.

Europe’s habitats and wildlife are still under pressure from climate change, invasive alien species, and

other drivers of biodiversity loss that can only be tackled through international action. The internal

market is more established, and responsible businesses not only want to engage with the Directives,

but also finds them no barrier to their business operations.246

244

Hughes, P. and Ware, R. (1994). The habitats directive and the UK conservation framework and SSSI system: Research

Paper 94/90. House of Commons Library:

http://www.parliament.uk/briefing-papers/rp94-90.pdf 245 Beter Regulation Executive (2006). Davidson Review: Final Report. Crown copyright. Available at:

http://webarchive.nationalarchives.gov.uk/20121212135622/http://www.bis.gov.uk/files/file44583.pdf 246 BirdLife (2007) The CEMEX - BirdLife International Global Conservation Partnership Programme 2007-

2017http://www.birdlife.org/worldwide/cemex-birdlife-international-global-conservation-partnership-programme-2007-2017

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The need not just to halt but to reverse biodiversity loss requires not only that EU action should

continue, but that the EU should do more, in particular to close the implementation and enforcement

gap.

In 1979, the EC signed and ratified the Bern Convention on the conservation of European wildlife and

natural habitats, which explicitly recognises “that wild flora and fauna constitute a natural heritage of

aesthetic, scientific, cultural, recreational, economic and intrinsic value that needs to be preserved and

handed on to future generations;”.247

As a signatory to the Convention on Biological Diversity, the EU has confirmed that the conservation

of biological diversity is a common concern of humankind.248

At the international level, growing concern over biodiversity loss has spurred governments, including

the EU, to sign up to ever more ambitious biodiversity conservation targets.249

The need to conserve biodiversity is even more pressing now in the face of climate change.

Although the nature Directives have not yet been fully implemented, and conservation funding

remains inadequate, there is scientific evidence that EU level intervention through the Birds and

Habitats Directives has proven to be effective at reducing the rate of loss of biodiversity.250

The Pan-European Common Birds Indicator251

shows that biodiversity loss is continuing, despite

successes of Directives.

Public concern across the EU about the environment remains high, as does public support for EU level

action to tackle environmental problems252

.

Business also supports EU level intervention because of the advantages that this brings for the Single

Market and environmental protection.253

Europe is a continent that values and protects its environment; many people believe that the nature has

its own intrinsic value that cannot be traded off against purely economic values. A 2010

Eurobarometer poll found that EU citizens see the conservation of biodiversity first and foremost as

moral obligation rather than as a means of protecting our own well-being and quality of life.254

According to the latest results from the article 17 report of the Habitats Directive only 16% of

European Habitats and 23% of species of community interest are in favourable conservation status255

.

These are preliminary results from the “State of Nature” report expected to be published during the

246 BirdLife (2011) Partnership with Heidelberg Cement. http://www.birdlife.org/europe-and-central-asia/partnership-

heidelbergcement 247 Council of Europe (1979) Convention on the Conservation of European Wildlife and Natural Habitats. Bern

http://conventions.coe.int/Treaty/en/Treaties/Html/104.htm 248 Convention on Biological Diversity http://www.cbd.int/convention/articles/default.shtml?a=cbd-00 249 Convention on Biological Diverstity (2011) Aitchi Targets http://www.cbd.int/sp/targets/ 250 Paul F. Donald, Fiona J. Sanderson, Ian J. Burfield, Stijn M. Bierman, Richard D. Gregory, Zoltan Waliczky (2007).

International Conservation Policy delivers benefits for birds in Europe. Published in: Science, Vol 317: 810-813.

http://www.monitoringmatters.org/publications/Science%20Donald%20paper.pdf 251 EBCC/RSPB/BirdLife/Statistics Netherlands(2014) All common bird indicator, Europe, single European species habitat

classification, 1980-2012http://www.ebcc.info/pecbm.html 252 European Commission (2014). Eurobarometer 416: Attitudes of European Citizens Towards the Environment. Conducted

by TNS Opinion & Social at the request of the Directorate-General for Environment:

http://ec.europa.eu/public_opinion/archives/ebs/ebs_416_en.pdf 253 UK Government (2014) Review of the Balance of Competences between the United Kingdom and the European Union

Environment and Climate Change

https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/284500/environment-climate-change-

documents-final-report.pdf 254 Eurobarometer (2010). Attitudes of Europeans towards the issue of biodiversity. The Gallup organisation

Analytical report Wave 2 http://ec.europa.eu/public_opinion/flash/fl_290_en.pdf 255Full report to be published in April. Information from Presentation by the EC at the Nature Directors Meeting in Rome in

November 2014.

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upcoming months.

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Annex 1: Objectives of the Directives

Overall

objective

To contribute to ensuring biodiversity through conservation of Europe's most valuable and threatened

habitats and species, especially within Natura 2000 Birds Directive Habitats Directive

Strategic

Objectives

Art. 2: Maintain the population of all species of

naturally occurring wild birds in the EU at a

level which corresponds in particular to

ecological, scientific and cultural requirements,

while taking account of economic and

recreational requirements, or to adapt the

population of these species to that level.

Art 2: Maintain or restore natural habitats and

species of Community interest at a favourable

conservation status (FCS), taking into account

economic, social and cultural requirements and

regional and local characteristics.

Specific

Objectives

Art. 3: Preserve, maintain or re-establish a

sufficient diversity and area of habitats’ for

birds, primarily by creating protected areas,

managing habitats both inside and outside

protected areas, re-establishing destroyed

biotopes and creating new ones.

Art. 5: Establish a general system of protection

for all birds.

Art. 7: Ensure hunting does not jeopardize

conservation efforts and complies with the

principles of wise use and ecologically

balanced control of the species concerned.

Art 4: Establish Natura 2000 – a coherent network of

special areas of conservation (SACs) hosting

habitats listed in Annex I) and habitats of species

listed in Annex II), sufficient to achieve their FCS

across their natural range, and SPAs designated

under the Birds Directive.

Art. 6: Ensure SCIs and SACs are subject to site

management and protection.

Art 10: Maintain/develop major landscape features

important for fauna and flora

Art. 12-13: ensure strict protection of species listed

in Annex IV.

Art. 14: ensure the taking of species listed in Annex

V is in accordance with the maintenance of FCS.

Art. 22: Consider the desirability of reintroducing

species listed in Annex IV that are native to their

territory.

Measures/

Operations

objectives

Site Protection system

Art. 4:

4(1): Designate Special Protection Areas

(SPAs) for threatened species listed in Annex I

and for regularly occurring migratory species

not listed in Annex I, with a particular attention

to the protection of wetlands and particularly to

wetlands of international importance.

4(3): Ensure that SPAs form a coherent whole.

4(4): [Obligations under Art 6(2), (3) and (4) of

Habitats Directive replaced obligations under

first sentence of 4(4)]. Outside SPAs, strive to

avoid pollution or deterioration of habitats.

Species protection system

Art. 5 (a-e): Prohibit certain actions relating to

the taking, killing and deliberate significant

disturbance of wild birds, particularly during

the breading and rearing periods.

Art. 6: Prohibit the sale of wild birds except of

species listed in Annex III/A and, subject to

consultation with the Commission, those listed

in Annex III/B.

Art. 7: Regulate hunting of species listed in

Annex II and prohibit hunting in the breeding

and rearing seasons and, in the case of

migratory birds, on their return to breeding

grounds.

Art. 8: Prohibit the use of all means of large-

scale or non-selective capture or killing of

birds, or methods capable of causing the local

disappearance of species, especially those listed

in Annex IV.

Art 9: Provide for a system of derogation from

Site Protection system

Arts. 4 & 5: Select Sites of Community Importance

(SCIs) and SACs, in relation to scientific criteria in

Annex III.

Art. 6(1): Establish necessary conservation measures

for SACs.

Art. 6(2): [Take appropriate steps to?]Avoid the

deterioration of habitats and significant disturbance

of species in Natura 2000 sites.

Plans or projects

Art. 6(3/4): Ensure, through an ‘appropriate

assessment’ of all plans or projects likely to have a

significant effect on a Natura 2000 site, that those

adversely affecting the integrity of the site are

prohibited unless there are imperative reasons of

overriding public interest.

Art. 6(4): When plans or projects adversely affecting

the integrity of a site are nevertheless carried out for

overriding reasons, ensure that all compensatory

measures necessary are taken to ensure the overall

coherence of Natura 2000.

Financing

Art. 8: Identify required financing to achieve

favourable conservation status of priority habitats

and species, for the Commission to review and adopt

a framework of aid measures.

Landscape features

Art 10: Where necessary, encourage the

management of landscape features to improve the

ecological coherence of the Natura 2000 network.

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protection of species provisions under specified

conditions

Research

Art. 10: Encourage research into relevant

subjects, especially those listed in Annex V.

Non-native species

Art 11: Ensure introductions of non-native

species do not prejudice local flora and fauna.

Reporting

Art 12: report each 3 years on implementation

Surveillance

Art. 11: Undertake surveillance of the conservation

status of habitats and species of Community interest.

Species protection system

Art 12 & 13: Establish systems of strict protection

for animal species and plant speces of Annex IV

prohibiting specified activities.

Art. 14: Take measures to ensure that taking/

exploitation Annex V species is compatible with

their maintenance at FCS

Art. 15: Prohibit indiscriminate means of

capture/killing as listed in Annex VI.

Art. 16: Provide for a system of derogation from

protection of species provisions under specified

conditions

Reporting

Art 17: report on implementation each 6 years,

including on conservation measures for sites and

results of surveillance.

Research

Art. 18: undertake research to support the objectives

of the Directive.

Non-native species

Art. 22: ensure that introductions of non-native

species do not prejudice native habitats and species.

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Annex 2: Typology of cost and benefits

This annex sets out a typology of costs and benefits resulting from implementation of the Nature

Directives in the EU, which need to be considered in the evaluation.

Typology of Costs

The evaluation will consider costs which result directly and indirectly from the Directives, including

both monetary costs (i.e. involving direct investments and expenditures) and non-monetary costs

(involving additional time inputs, permitting delays, uncertainty and missed opportunities).

It will include both the compliance costs of the legislation, and any opportunity costs resulting from

missed or delayed opportunities for development or other activities. Compliance costs can be further

divided into administrative costs and costs of habitat and species management. Examples of each

of these types of costs are set out in Table 1.

Administrative costs refer to the costs of providing information, in its broadest sense (i.e. including

costs of permitting, reporting, consultation and assessment). When considering administrative costs,

an important distinction must be made between information that would be collected by businesses and

citizens even in the absence of the legislation and information that would not be collected without the

legal provisions. The costs induced by the latter are called administrative burdens.

Evidence of these costs will include:

Monetary estimates of investments required and recurrent expenditures on equipment,

materials, wages, fees and other goods and services; and

Non-monetary estimates of administrative time inputs, delays, missed opportunities and

other factors affecting costs.

Typology of benefits

The evaluation will collect evidence on the direct and indirect benefits derived from EU nature

legislation, which include benefits for biodiversity and for the delivery of ecosystem services, and the

resultant effects on human well-being and the economy.

The ecosystem services framework provides a structured framework for categorising, assessing,

quantifying and valuing the benefits of natural environmental policies for people. However, it is also

widely recognised that biodiversity has intrinsic value and that the Directives aim to protect habitats

and species not just for their benefits to people, but because we have a moral duty to do so. In

addition, consideration of benefits needs to take account of the economic impacts of implementation

of the legislation, including effects on jobs and output resulting from management activities as well as

the effects associated with ecosystem services (such as tourism).

A typology of benefits is given in Table 2. Assessment of the benefits of the Directives for

biodiversity is a major element in the evaluation of their effectiveness. Effects on ecosystem services

will be assessed in both:

Biophysical terms – e.g. effects on flood risk, number of households provided with clean

water, number of visitors to Natura 2000 sites etc.; and

Monetary terms – e.g. reduced cost of water treatment and flood defences, value of

recreational visits, willingness to pay for conservation benefits.

Evidence of economic impacts will include estimates of expenditures by visitors to Natura 2000 sites,

employment in the creation and management of the Natura 2000 network, and resultant effects on

gross value added in local and national economies.

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Typology of costs resulting from the Nature Directives

Type of costs Examples Administrative costs

Site designation, including scientific studies, administration, consultation etc.

Establishing and running of management bodies

Preparation and review of management plans

Public communication and consultation

Spatial planning

Development casework, including time and fees involved in applications, permitting

and development casework affecting habitats and species, including conducting

appropriate assessments

Time and fees involved in compliance with species protection measures, including

derogations

Research

Investigations and enforcement

Habitat and species

management costs

Investment costs:

Land purchase

Compensation for development rights

Infrastructure for the improvement/restoration of habitat and species

Other infrastructure, e.g. for public access, interpretation works, observatories etc.

Recurrent costs - habitat and species management and monitoring:

Conservation management measures– maintenance and improvement of favourable

conservation status for habitats and species

Implementation of management schemes and agreements with owners and managers

of land or water

Annual compensation payments

Monitoring and surveillance

Maintenance of infrastructure for public access, interpretation etc.

Risk management (fire prevention and control, flooding etc.)

Opportunity costs Foregone development opportunities resulting from site and species protection,

including any potential effects on output and employment

Delays in development resulting from site and species protection, and any potential

effects on output and employment

Restrictions on other activities (e.g. recreation, hunting) resulting from species and

site protection measures

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Typology of Benefits

Type of benefit Examples Benefits for species and habitats Extent and conservation status of habitats

Population, range and conservation status of species

Ecosystem services Effects of Directives on extent and value (using a range of physical and monetary

indicators) of:

Provisioning services – food, fibre, energy, genetic resources, fresh water,

medicines, and ornamental resources.

Regulating services – regulation of water quality and flows, climate, air

quality, waste, erosion, natural hazards, pests and diseases, pollination.

Cultural services – recreation, tourism, education/ science, aesthetic,

spiritual and existence values, cultural heritage and sense of place.

Supporting services – soil formation, nutrient cycling, and primary

production.

Economic impacts Effects of management and ecosystem service delivery on local and national

economies, measured as far as possible in terms of:

Employment – including in one-off and recurring conservation management

actions, as well as jobs provided by tourism and other ecosystem services

(measured in full time equivalents);

Expenditure – including expenditures by visitors as well as money spent on

conservation actions;

Business revenues – including effects on a range of land management,

natural resource, local product and tourism businesses;

Local and regional development – including any effects on investment,

regeneration and economic development; and

Gross Value Added – the additional wages, profits and rents resulting from

the above.