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Awards CeremonyFebruary 11, 2016 | The Tower Hotel | London
Awards 2016
European Structured Products & Derivatives
METHODOLOGY
ABOUT THIS BOOKLET
This methodology serves the purpose of providing
an overview of the conditions and criteria used by SRP
to distinguish manufacturers, distributors and service
providers active in the structured products and
derivatives market.
Cast your vote, to ensure industry contribution is recognised.
To vote please visit StructuredRetailProducts.com
To book your table at the Awards Ceremony 2016, please contact
Kris Deslagmeulder on +44 (0)20 7779 8201 or +44 (0) 7408 851 483 (mobile)
or email [email protected]
4
METHODOLOGY
Categorieswww.StructuredRetailProducts.com’s European Ranking acknowledges the best manufacturers, distributors and service providers in the following categories:
Manufacturers Distributors / Private Banks
Service Providers Other Awards
Best House, Europe Best Distributor, Europe
Best Index Provider Best Educational Initiative
Best House, Middle East
Best Distributor, Benelux
Best Issuance Platform Lifetime Achievement
Best House, Africa Best Distributor, Eastern Europe
Best Technology Provider
Best Private Banking Deal
Best House, Equities Best Distributor, France
Best Pricing and Analytics Technology Provider
Best Insurance Deal
Best House, Foreign Exchange
Best Distributor, Germany and Austria
Best Trading Systems Technology Provider
Structured Products Deal of the Year
Best House, Interest Rates
Best Distributor, Nordics
Best Risk Management Technology Provider
Best ETF House
Best House, Credit Best Distributor, Southern Europe
Best Trade Association
Best House, Commodities
Best Distributor, Switzerland
Best Law Firm
Best House, Warrants Best Distributor, UK and Ireland
Best SP and Derivatives Exchange
Best Distributor, Africa
Best Hedge Fund
Best Private Bank, Europe
Best Proprietary Index
Best Capital Protected Distributor
Best Underlying Strategy
Best Partial Capital Protected Distributor
Best Leverage Distributor
Categories M
anufacturers Distributors
Service Providers O
ther Awards
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METHODOLOGYCategories
Manufacturers
Distributors Service Providers
Other Aw
ards
Scope of DataSRP defines structured products as investment vehicles that provide risk-and-return profiles with returns referenced to one or more underlying assets.
Awards Methodology – General Rules:• SRP will conduct a comprehensive survey of market with institutions associated
with structured products during October 7, 2015 to November 6, 2015. • Respondents will vote for various awards under the categories of manufacturers,
service providers and other awards, whose results will be independently verified by SRP.
• Distributor and private banking awards are based on SRP’s proprietary database and submission of product data by the candidates covering from October 1, 2014 and September 30, 2015.
• Some awards will involve editorial-based submission with winners determined by a panel of judges.
Categoriescontinued
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METHODOLOGY
Survey of Market (50% weighting)• Buyside respondents will rate each manufacturer across all asset classes on:
» price competitiveness » innovation and structuring capability » understanding client needs » after-sales support
Industry Peer Review (20% weighting)• Each manufacturer will name the top three manufacturers (apart from itself) for each
award category.
Submission of Revenue Data (30% weighting)• Each manufacturer will submit aggregate revenue of their structured product business
and provide breakdown of internal and external sales.
Survey of Market Industry Peer Review
Submission of Revenue Data
Best House, Europe Best House, Middle East Best House, Africa Best House, Equities Best House, Foreign Exhange Best House, Interest Rates Best House, Credit Best House, Commodities Best House, Warrants
Manufacturer Awards
CategoriesM
anufacturers Distributors
Service Providers O
ther Awards
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METHODOLOGYCategories
Manufacturers
Distributors Service Providers
Other Aw
ards
Distributor / Private Bank Awards
DistributorsSRP Database • Winners are calculated by the annual sales (50%) and performance
data (50%) covered in SRP’s proprietary database.
Submission of Product Data• Candidates will supply all product brochures/term sheets with full sales and performance
data per product, distributed between October 1, 2014 and September 30, 2015.
Private Banks Editorial• The Best Private Bank award requires a submission of a 400-words application based on
the key criteria (product innovation, understanding client needs, after sale service) as well as relevant product data.
Submission of Product DataCandidates will supply product brochures/term sheets.
Submission of Revenue Data• Each private bank is required to submit aggregated revenue of their structured product
business and provide breakdown by asset classes.
Categories SRP Database
Submission of Product Data
Editorial Submission of Revenue Data
Best Distributor, Europe Best Distributor, Benelux Best Distributor, Eastern Europe Best Distributor, France Best Distributor, Germany and Austria Best Distributor, Nordics Best Distributor, Southern Europe Best Distributor, Switzerland Best Distributor, UK and Ireland Best Distributor, Africa Best Private Bank, Europe Best Capital Protected Distributor Best Partial Capital Protected Distributor Best Leverage Distributor
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METHODOLOGY
Service Provider Awards
Survey of Market • All respondents will vote for one candidate in each category based on various key criteria.
The winners are determined by the total number of votes they receive.
Editorial• The candidate will submit a 400-word application to be measured against the key criteria.
Categories Survey of Market
Editorial Key Criteria
Best Index Provider Innovation, Price competitiveness, Understanding client’s needs
Best Issuance Platform Technology innovation, Post-trade service, Breath of coverage, User interface
Best Technology Provider Technology innovation, Infrastructure, Trade execution, User interface
Best Pricing and Analytics Technology Provider
Technology innovation, Pricing, User interface, Diversification of payoffs
Best Trading Systems Technology Provider
Pricing, reporting, Life-cycle and clearing
Best Risk Management Technology Provider
Technology innovation, Infrastructure, Trade execution, User interface, Risk management
Best Trade Association Education, Defending the industry, Communication
Best Law Firm Depth of knowledge, Market responsiveness, Explanation of complex concepts
Best SP and Derivatives Exchange Infrastructure, Market turnover, Time to market, Complains to regulation
Best Hedge Fund Product Innovation, Price competiveness, customer satisfaction
Best Proprietary Index Product Innovation, Price competiveness, Customer satisfaction
Best Underlying Strategy Product Innovation, Price competiveness, Customer satisfaction
CategoriesM
anufacturers Distributors
Other Aw
ardsService Providers
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METHODOLOGYCategories
Manufacturers
Distributors Service Providers
Other Aw
ards
Other awards
Survey of Market • All respondents will vote for one candidate in each category based on various key
criteria. The winners are determined by the total number of votes they receive.
Editorial• The candidate will submit a 400-word application to be measured against the key criteria.
Categories Survey of Market
Editorial Key Criteria
Best Educational Initiative Comprehensiveness, Clarity, Accessibility of educational material
Lifetime Achievement Peer recognition, Long-term industry initiatives, Integrity
Best Private Banking Deal Product size, Product performance, Customer satisfaction
Best Insurance Deal Product size, Product performance, Customer satisfaction
Structered Products Deal of the Year Product size, Product performance, Customer satisfaction
Best ETF House Product Innovation, Price competiveness, Customer satisfaction
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METHODOLOGY
© Copyright Structured Retail Products Lim
ited 2015
To book your table at the Europe Awards Ceremony 2016, please contact Kris Deslagmeulder on +44 (0)20 7779 8201 or email [email protected]
The Structured Products & Derivatives Awards Dinner & Ceremony will honour the best buyside and sellside firms from across Europe, as well as identifying the best index providers, law firms, tech companies and ETF provider.
Europe Structured Products & Derivatives Awards CeremonyFebruary 12, 2016 | Tower Hotel | London
• For more information about SRP Conferences and Awards, please visit
www.StructuredRetailProducts.com or contact Kris Deslagmeulder on +44 (0) 20 7779 8201
London
Join the game changers at Europe’s biggest Structured Products & Derivatives industry event
For more information, please visit structuredretailproducts.com/europe
To discuss a tailored sponsorship solution, please callKris Deslagmeulder +44 (0)20 7779 8201 or email [email protected]
13th European Structured Products & Derivatives Conference London | February 11 & 12, 2016