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1 EU-CIVCAP Improving EU capabilities for peacebuilding NEWSLETTER Volume 1, Issue 2 May 2016 Editorial Contents Editorial .................................................. 1 EU Capabilities for Conflict Prevention and Peacebuilding: A capabilities-based assessment – new paper ........................ 2 Expert Network ...................................... 3 Events ..................................................... 3 Publications ............................................ 4 Brexit Blog .............................................. 4 Contact us .............................................. 5 Published EU-CIVCAP Theoretical and methodological framework EU-CIVCAP Newsletter, Volume 1 Issue 1 DL 8.7 Conflict Prevention and Peacebuilding Forum 1 Bleak Prospects for Peace in Syria The conflict in Syria has entered its fifth year, with no resolution in sight. In the first four years of the war, the UN Security Council (UNSC) only managed to adopt a handful of consequential resolutions, most notably on the endorsement of the June 2012 Geneva Communiqué laying out steps for a transitional government with full executive powers, the removal of chemical weapons and access for humanitarian relief organisations. After a remarkable cessation of hostilities in March and April 2016, fighting has once again broken out, causing significant casualties and further destruction, in blatant disregard of international humanitarian law. The fact that both the Syrian regime and opposition groups still think that there is a military solution to the crisis augurs badly for efforts to broker peace. Paradoxically, it was the escalation sparked by the Russian military intervention in Syria in September 2015 that refocused international attention on Syria and triggered renewed international peace efforts. Crucially, political meetings in Vienna in October and November 2015, co-sponsored by the United States and Russia, have led to the establishment of an inclusive ‘International Syria Support Group’ (ISSG), which provides a new format in which the Syria policy of the UN, League of Arab States, EU and leading governments can be aligned. For the first time, this platform also unites the states in the region that back one or the other side of the Syrian conflict. As a result of these developments, the UNSC was able to adopt Resolution 2254 (in December 2015), which defines the framework for a solution to the conflict in Syria, based on political transition. This resolution is now considered to be the main reference for outlining the UN- facilitated political process that should end the conflict through a “Syrian-led and Syrian-owned political transition” on the basis of the 2012 Geneva Communiqué and the 2015 Vienna Statements. The resolution further clarifies that the political process is facilitated by the UN, through its Special Envoy for Syria, Staffan de Mistura. The ISSG is acknowledged as the central forum to facilitate UN efforts to achieve a lasting political settlement in Syria. Thus a shared responsibility for the political process is vested with the UN and the ISSG. In terms of substance, the resolution adopts the benchmarks for political transition as spelled out in the Vienna Statement of 15 November 2014, namely to establish an “inclusive, credible, and non-sectarian governance” within six months and to set up “a schedule and a process for drafting a new constitution.” The UN Special Envoy initiated the first round of the formal negotiations on 29 January 2016 and has since held three rounds of talks in Geneva. The ISSG has proved to be pivotal to the process. Whereas the EU participates in this ‘contact group’, it wields little political power, seeing that it has ‘no dog in the fight’. US and Russian leadership has been essential to overcoming a political impasse in reaction to the Steven Blockmans Head of EU Foreign Policy, CEPS

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EU-CIVCAPImprovingEUcapabilitiesforpeacebuilding

NEWSLETTERVolume1,Issue2May2016

Editorial

ContentsEditorial..................................................1

EUCapabilitiesforConflictPreventionandPeacebuilding:Acapabilities-basedassessment–newpaper........................2

ExpertNetwork......................................3

Events.....................................................3

Publications............................................4

BrexitBlog..............................................4

Contactus..............................................5

Published

• EU-CIVCAPTheoreticalandmethodologicalframework

• EU-CIVCAPNewsletter,Volume1Issue1

• DL8.7ConflictPreventionandPeacebuildingForum1

BleakProspectsforPeaceinSyria

The conflict in Syriahasentered its fifthyear, with no resolution in sight. In thefirstfouryearsofthewar,theUNSecurityCouncil(UNSC)onlymanagedtoadoptahandful of consequential resolutions,mostnotablyontheendorsementoftheJune 2012 Geneva Communiqué layingout steps for a transitional governmentwithfullexecutivepowers,theremovalofchemical weapons and access forhumanitarianrelieforganisations.Afteraremarkable cessation of hostilities inMarch andApril 2016, fightinghas onceagain broken out, causing significantcasualties and further destruction, inblatant disregard of internationalhumanitarianlaw.ThefactthatboththeSyrianregimeandoppositiongroupsstillthink that there is amilitary solution tothe crisis augurs badly for efforts tobrokerpeace.

Paradoxically, it was the escalationsparked by the Russian militaryintervention in Syria in September 2015thatrefocusedinternationalattentiononSyriaandtriggeredrenewedinternationalpeaceefforts.Crucially,politicalmeetingsinViennainOctoberandNovember2015,co-sponsored by the United States andRussia, have led to theestablishmentofan inclusive ‘International Syria SupportGroup’ (ISSG), which provides a newformatinwhichtheSyriapolicyoftheUN,League of Arab States, EU and leadinggovernmentscanbealigned.Forthefirsttime,thisplatformalsounitesthestatesin the region thatbackoneor theothersideoftheSyrianconflict.

As a result of these developments, theUNSCwasabletoadoptResolution2254(in December 2015), which defines theframeworkforasolutiontotheconflictinSyria, based on political transition. Thisresolution is now considered to be themain reference for outlining the UN-facilitated political process that shouldendtheconflictthrougha“Syrian-ledandSyrian-ownedpolitical transition”on thebasis of the 2012 Geneva Communiquéand the 2015 Vienna Statements. Theresolution further clarifies that thepoliticalprocess is facilitatedby theUN,throughitsSpecialEnvoyforSyria,StaffandeMistura.TheISSGisacknowledgedasthecentralforumtofacilitateUNeffortstoachievealastingpoliticalsettlementinSyria.ThusasharedresponsibilityforthepoliticalprocessisvestedwiththeUNandthe ISSG. In terms of substance, theresolution adopts the benchmarks forpolitical transition as spelled out in theViennaStatementof15November2014,namely to establish an “inclusive,credible, and non-sectarian governance”within six months and to set up “ascheduleandaprocessfordraftinganewconstitution.” The UN Special Envoyinitiated the first round of the formalnegotiationson29January2016andhassinceheldthreeroundsoftalksinGeneva.

TheISSGhasprovedtobepivotaltotheprocess.Whereas the EU participates inthis ‘contact group’, it wields littlepoliticalpower,seeingthatithas‘nodogin the fight’. US and Russian leadershiphas been essential to overcoming apolitical impasse in reaction to the

StevenBlockmansHeadofEUForeignPolicy,CEPS

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militaryescalationinSyriathathadledtotheearlysuspensionofthefirstroundoftheGenevatalksinFebruary.Asaresult,an ISSGCeasefireTaskForce (co-chairedby the US and Russia) and an ISSGHumanitarianTaskForce (chairedbytheUN) were created. While the latter hasbeenabletobrokerlimitedbutimportantimprovements inhumanitarianaccess, itis the former Task Force’s ability toimposethefirst-evercrediblecessationofhostilitiesthatisessential.

Prospects for sustainable peace in Syriaarecontingenton,first,theGenevaTalksleading to a political agreement ontransition and, second, the transitionprocessfulfillingthebenchmarksofanewanddemocraticconstitution,followedbyfree and fair parliamentary andpresidential elections in line withinternationalstandards.Buttoachieveallthat, the US and Russia consider a newceasefireasindispensabletoasuccessfulcontinuationofthepeacenegotiations.Ifpossible, a new cessation of hostilitiesshould be formalised into a ceasefireagreement,evenbeforetheconclusionoftheGenevatalks,toprovidethebasisfordecisions on security governancerequiredduringthetransitionphase.TheefficacyoftheUNSecurityCouncil,which

will need to endorse and support apolitical agreement, if it is reached inGeneva,dependsentirelyonaUS-RussianmutualunderstandingonSyria.

Meanwhile, the role of the EU in thenegotiation process is mostly limited tosupportingtheUSandRussiainfindingasolutiontotheconflict.TheEUcanassistin preventing regional powers fromunderminingtheGenevatalks.Thankstoitsroleinoverseeingtheimplementationof the nuclear deal with Iran and itsexplorationofnew fieldsof cooperation(e.g.,trade,investment,macro-economicand finance cooperation, combatingnarco-trafficking), the EU is uniquelyplaced to offer assurances to Tehran. InviewofthedeepscepticismontheArabsideof theGulf, inparticular fromSaudiArabia, about Iran’s actual intentions inthe region, it is imperative that theemergingEUrelationshipwithIranisnotseen to be at the expense of the Arabstates. The EU should refute theprevailing zero-sum attitude andencourage broad regional cooperation,particularly in supporting conflictresolutioninSyria.

As in previous situations where the EUwas not a (political) player but a payer,

theUnion’sroleinSyriawillprimarilybethat of post-conflict peacebuilder. TheUnion’smaterialsupportinimplementinga futurepeaceagreementwillbecriticaltomustering theMarshall Plan-scale aidthatSyriaandtheSyrianpeopleneedfora successful transition.Here, theEUhasmanydifferentelementstooffer:liftingofsanctions, political recognition, technicalexpertise, funding for reconstruction,long-term development assistance,creating trade and investmentopportunities, and so on. Key to thereconciliation of fractured communitieswill be the EU’s support in assuringaccountability for crimes committedduringthewar.

TheSyrianpeoplearefollowingallsignalssent by international institutions andleading governmentswith keen interest.Syrians may pressure their politicalrepresentatives to be more flexible andagree to a solution that enjoys broadinternationalsupport,andtheywillcounton the European Union to play asubstantial part in the post-conflictrehabilitationthattheyandtheircountrywillneed.

StevenBlockmansHeadofEUForeignPolicy,CEPS

EUCapabilitiesforConflictPreventionandPeacebuilding:Acapabilities-basedassessment–newpaper“EU Capabilities for Conflict PreventionandPeacebuilding:ACapabilities-BasedAssessment”developsaconceptualandmethodological framework for theimplementation of the EU-CIVCAPproject, to ensure consistency acrossdifferent work packages anddeliverables. Drawing on a range ofdifferent literatures (strategicmanagement,developmentstudies,andmilitarystudies),thepaperintroducesacapabilities-based assessment (CBA)

framework to assess existing andrequiredcapabilitiesinorderfortheEUtoachieveitsgoalsinpeacebuildingandwithaviewtoidentifyinggaps.Bylinkinggoals to capabilities, this frameworkdepartsfromthemethodsemployedbypreviousassessmentsofEUcapabilities,whichhaveonly focusedon short-termrequirements,towardsamorestrategicand holistic approach to capabilitydevelopment. The paper also outlinesthe project’s methodology and data

collectionmethods,includingethicsandrisk-related issues to be considered byEU-CIVCAP researchers conductingempirical fieldwork inconflictandpost-conflictareas.

Authors:Ana E. Juncos, Lecturer in EuropeanPolitics and EU-CIVCAP ConsortiumCoordinatorandGilberto Algar-Faria, Senior ResearchAssociateandEU-CIVCAPProjectOfficer

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ExpertNetwork

The EU-CIVCAP Expert of the month,Daniela Irrera, voices concerns aboutthe temporary measures for managingasylum seekers within the EU. The so-called Refugee Facility agreed betweenthe EU and Turkey, for example,mightbecomealong-termstrategy(clickheretoaccesstheop-ed).

In an LSE Comment Daniela Irrera alsolooksathowNGOsparticipateinsavingpeopleandalleviatingEUresponsibilitiesin rescue operations in theMediterranean following the EU-Turkeydeal(clickheretoassesstheanalysis).

Expert of the Month for March 2016,Prof Richard G. Whitman, argues thattheeffectivenessoftheEUasamediatoriscloselylinkedtothedevelopmentofitsforeign and security policy. For moredetail,see"TheimportanceofmediationfortheEU’sinternationalprofile".

Events

FutureEvents

In September 2016: ConflictPrevention and Peacebuilding Forum,Brussels.

In October 2016: The first ‘Researchmeetspolicy’seminarwilltakeplaceatCEPS, Brussels. Themain objective ofthe seminar is to engage policy-makers,practitionersand researchersindiscussionsabouthowtheresearch-policy-practice nexus can bestrengthened. These seminars willidentify present and future researchneeds, assess policy and researchcapacities,andchartawayforwardtobetter match research outputs withpolicyneeds.

On 17–18 November 2016: ExecutiveBoardMeeting,Rome.

On 17–18 November 2016:ConsortiumAssembly,Rome.

On17–18November2016:Workshopon Technologies, Procedures andPersonnel in Conflict Prevention andPeacebuilding,Rome.

PastEvents

On 11 May 2016: The first ConflictPrevention and Peacebuilding PolicyForum of the EU-CIVCAP projectfocusedon“Post-conflictSyria:WhichEU civilian capabilities forreconstruction?”tookplaceatCEPS.

Chair: Steven Blockmans, Head of EUForeignPolicy,CEPS

Speakers: AntjeHerrberg, Co-founderandCEOofMediatEUr;PierreVimont,Senior Associate at Carnegie Europeand former Executive SecretaryGeneral of the European ExternalAction Service; Mazen DarwishPresident of the Syrian Centre forMediaandFreedomofExpression.

Panellists considered avenues for theimplementation of a possible peacedealforSyria.Italsocriticallyassessedthenon-military instruments that theEUcancontributetothepost-conflictinternationalpeacebuildingeffort.Theseminar provided an ex anteevaluationoftherelevanceofthetoolsintheEU’skit,andappliedittooneofthemost dramatic crisis situations intheEU’sneighbourhood.

The lunchtime seminar was held atCEPS and engaged academics, policy-makers and other stakeholders indiscussions about currentdevelopments.

On 11 May 2016: Executive BoardMeeting,Brussels.

From left to right: Interpreter,MazenDarwish, Antje Herrberg, StevenBlockmansandPierreVimont

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Publications

Newpublication: Inanop-edpublishedintheEUobserver,ProfMichaelE.Smith(University of Aberdeen) warns Europeagainst conducting an over-zealoussearch for recriminations and remediesin its struggle against terrorism. Clickheretoaccesstheop-ed.

New policy brief: Dr Giovanni Faleg(CEPS)argues thatastableLibyawouldclose the door to Daesh. Click here toreadthepolicybrief.

NewSpecialIssue:CivilianCapacitiesforPeace Operations: A View from theWesternBalkans.

During and ever since the protractedconflictinthe1990s,theWesternBalkanstates have received internationalpeacekeeping assistance. However, inrecent years they have becomeproviders of both military and civilian

staff to peace operations abroad. TheBelgrade Centre for Security Policy(BCSP), in cooperation with theNorwegian Institute of InternationalAffairs (NUPI), conducted a baselinestudyontheWesternBalkansstatesandtheir contribution to peacebuildingoperations abroad, focusing on theirlargest untapped potential – civiliancapacities.AspecialissueoftheJournalof Regional Security, produced jointlywith the Faculty of Political Sciences atthe University of Belgrade, waspublished with articles providing in-depth analyses of the legal andinstitutionalframeworkforparticipationin peace operations abroad, whileidentifying best practices andcomparative advantages among the sixcountriescoveredbythestudy.ForeachoftheWesternBalkanstatesincludedintheresearch,aseriesofpolicybriefingswasdevelopedwithpartnerinstitutions

from the region, outlining the mostimportant findings for Albania, Bosniaand Herzegovina, Croatia, Macedonia,MontenegroandSerbia.

The main finding is that the civiliancapacities of these states are currentlyunder development and that there is ashared trend of deploying primarilymilitary troops and capabilities.Moreover, the basic legislation thatcoverspeacekeepingputstherespectiveMinistriesofDefenceinthedrivingseat,whichmeansthatcivilianparticipationinpeaceoperations isunder-regulated(orwithregulationdispersedacrossseveralpieces of legislation). This has led to amodest civilian participation in peaceoperationswithin these states,whilst aregionalpatternofthedeployingpoliceforcesisalsovisible.

BrexitBlog

TheEU-CIVCAPwebsitecurrentlyhostsasection on the implication of Brexit forthe UK and EU’s ability to deal withconflictpreventionandpeacebuilding.InhisblogProfSimonDuke,amemberofEU-CIVCAPExpertNetwork,argues thatinthelead-uptotheUK’sEUreferendumon 23 June 2016 foreign and securitypolicywillbeoneofthemajortopicsofdiscussion.

We inviteyoutopostcommentsbelowthe article, entitled "Global Reach andGlobalInfluence:WithouttheEU?“

For her part, Daniela Irrera argues thatBrexitwillnotonlyaffecttheEUbutalsotheinternationalsystemasawhole.Clickheretoaccesstheop-ed.

Prof Christoph Meyer, Professor ofEuropean and International Politics atKingsCollege Londonandamemberofthe EU-CIVCAP Expert Network, arguesthat Brexit would make the UK lesssecure.

Christopher Langton, Head ofIndependent Conflict Research andAnalysis(ICRA)andamemberoftheEU-

CIVCAP Expert Network recalls thathistoryshowsusthatadisunitedEuropeisadangerousplace.

IAI reflects on Italy and theRenegotiation of the UK's EUMembership and Brexit or No Brexit?PoliticalandInstitutionalImplicationsofanEUwithouttheUK.

CEPS analyses the EU deal to avoidBrexit: Take it or leave and the FinalBrexit Question: The known Plan A toremainortheunknownPlanBtoleave

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Contactus

Website:http://www.eu-civcap.net/ Facebook:https://www.facebook.com/eucivcap

Email:[email protected] Twitter:https://twitter.com/eucivcap

Horizon2020funded

ThisprojecthasreceivedfundingfromtheEuropeanUnion’sHorizon2020researchandinnovationprogrammeundergrantagreementno.:653227.Thecontentreflectsonlytheauthors’views,andtheEuropeanCommissionisnotresponsibleforanyusethatmaybemadeoftheinformationitcontains.

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