ethics cpd - cisi financial services professional body
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Ethics CPDCPD on risk, regulation and integrity may include elements which will count towards ethics CPD if they include learning which focus on individual behaviour, risk assessment and/or decision making, in which
case the CPD will be accepted towards the member’s ethics CPD target. CISI CPD which include these elements will be autologged under the ethics banner where appropriate.
Please find overleaf a list of CPD activities members can undertake to assist them in meeting their Ethics requirements.
Ethics CPDThe CISI offers CPD for Integrity and Ethics from the following READING, EVENT and ONLINE categories.
cisi.org/integrity
Events• Regular CISI CPD
events (regional events organised by branches and
events organised by CISI) on the events calendar under the banner of
‘ethics’
• External events where relevance can be demonstrated e.g. New
City Agenda / IBE / Banking Standards Board.
Speak Up workshop
• 60-90 minutes (depending on length of event)
• Will be automatically recorded if attending a CISI
CPD event
Structured
Integrity at Work workshop
• 60-90 minutes (depending on length of event)
• Will be automatically recorded if attending a CISI
CPD event
Structured
Annual Integrity Debate
• 1 hour 30 mins
• Automatically recorded (for CISITV CPD is awarded after
successful completion of the questionnaire)
Structured
Grey Matters
dilemmas• If read online, CPD is
automatically recorded
• 0.08 hours for each article read
• Roughly 10 Grey Matters published per year
Unstructured
Integrity Matters Test
• CPD Automatically recorded
• 90 minutes for passing the test (and taking the
workshop)
Structured
Professional Refresher
• Integrity and Ethics - Speak Up - Regulation and Ethics - Banking
Standards - Behavioural Finance - Conduct Risk - Conduct Rules - Conduct Rules for All Staff - Conflicts of Interest - Managing
in the Regulatory Environment - RDR Professionalism - Remuneration Code
- Senior Managers and Certification Regime - Treating Customers Fairly - UK Bribery Act - Market Abuse and
Anti-Money Laundering
Structured
CISI TV• Regular CISITV videos under the banner of ‘ethics
and integrity’
Integrity at Work books
• Contains 12 Case Studies and articles from industry
experts
• Published every 2 years
• 5 published so far
Unstructured
Papers and Journals
• Reading articles where relevance can be demonstrated e.g. IBE
publications
Unstructured