epa regulatory update - glp quality...
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SOCIETY OF QUALITY ASSURANCE REGULATORY FORUM
EPA REGULATORY UPDATE
Linthicum Heights, Maryland
January 24, 2008
Robert Cypher
United States Environmental Protection Agency
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ANY UNITED STATES GLP FIELD TRIAL MAY
BE SUBMITTED TO OTHER COUNTRIES IN
THE WORLD
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Toxicology7.3%
Field Sites36.5%
Chemistry12.5%
Product Chemistry22.9%
Antimicrobial4.2%
Insecticide12.5%
Others4.2%
35
12
22
12
4
Total Inspections 96Total data audits 304Human studies 11
FY2007 - INSPECTIONS BY DISCIPLINE
7
4
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FIELD SITES INSPECTED - FY2007
• Total field sites inspected 35– IR-4 field sites 13 (37%)– Non IR-4 field sites 22 (63%)
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FY2007 FIELD SITES INSPECTIONS
Total Inspections
Field Sites
Gov/Public/Academia
No. Inspections
In Compliance
Non-Gov/Private Sector
No. Inspections
In Compliance
0 20 40 60 80 100
(Inspector's Findings)
(Inspector's Findings)
96
92%
35
73%
13
1
22
16
12
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COMPLIANCE PROFILE FY 2007High Level Violations
FIELD SITESTotal GLP Inspections 96
Inspections 35
In Compliance 34 (97%)
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GLP COMPLIANCE RATE - FY2007
Field
Toxicology
Antimicr
obial
Analy C
hemist
ry
Insecti
cide E
ff
Prod C
hemist
ry
Others0
5
10
15
20
25
30
35
40
Inspections Compliance Rate (No findings) Compliance Rate (High Level Violations)
74%
83%
50%25%100%86%
97%
80%
75%58%100% 68%
100%100%
50%
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Total Inspections Field Sites In Compliance In Compliance0
20
40
60
80
100
120Fy2004 FY2005 FY2006 FY2007
(No findings) (High level violations)
76
96102
96
16
30
38 35
1523
28 28
94% 77% 74% 80%
15
2934 34
94% 97% 89% 97%
FY2004-FY2007 COMPLIANCE STATISTICSFIELD SITES
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Subpart ASubpart BSubpart CSubpart DSubpart ESubpart FSubpart GSubpart J
Science Issues
0
1
2
3
4
5
FY 2007 GLP VIOLATIONSFIELD SITES
0 0 44 1
9
3 0 0 3
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GLP FIELD SITE VIOLATIONSBY CITATION FY2007
• Subpart B– Training records, experience and job
descriptions not available– Final report does not reflect raw data
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GLP FIELD SITE VIOLATIONSBY CITATION FY2007
• Subpart E– SOP deviations– Reagents were not labeled according to GLP– Experimental dates were determined arbitrarily
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GLP FIELD SITE VIOLATIONSBY CITATION FY2007
• Subpart G– Changes to protocol were not signed
by the Study Director– PI do not have a complete protocol– Activity and observations were not
recorded
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GLP FIELD SITE VIOLATIONSBY CITATION FY2007
• Subpart J– Test facility (Study Director) did not have a
copy of the final report– Final report does not reflect raw data
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FY2007 STUDY REJECTIONS
• Product chemistry– Five (5) studies– One (1) laboratory
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EPA INTERNATIONAL ACTIVITIESOECD – MUTUAL ACCEPTANCE OF DATA
(MAD)
Guidance document – Archives “Establishment and Control of Archives that Operate in Compliance with Principles of Good Laboratory Practice”
4 (India, Singapore, Brazil, Argentina)
Provisional members of MAD (non OECD members)
3 (South Africa, Slovenia, Israel)
Members of MAD (non OECD members)
27Full members of OECD MAD
EPAChair of OECD GLP Working Group
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GUIDANCE DOCUMENTSRELEVANT TO FIELD RESEARCHERS
No. 1 The OECD Principles of GLP
No. 4 Quality Assurance and GLP
No. 5 Compliance of Laboratory Suppliers with GLP Principles
No. 6 The Application of the GLP Principles to Field Studies
No. 8 The Role and Responsibility of the Study Director in GLP Studies
No. 10 The Application of the Principles of GLP to Computerized Systems
No. 11 The Role and Responsibilities of the Sponsor in the Application of the Principles of GLP
No. 13 The Application of the Principles of GLP to the Organization and Management of Multisite Studies
No. 15 Establishment and Control of Archives that Operate in Compliance with Principles of Good Laboratory Practice.
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OECD – MUTUAL ACCEPTANCE OF DATAWHAT IS NEW?
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THE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLPTHE W
ORLD ACCORDING TO GLP
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Brazil India ChinaArgentina Singapore Taiwan
Turkey Malaysia
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OECD ACTIVITIES
No revisions of OECD Principles of GLPNo changes of GLP affecting field research in the USField studies conducted according to EPA GLP in the US will be accepted for review in other OECD Member countriesChina*Turkey*Malaysia*Taiwan*Brazil*ArgentinaOther countries
* Have visited EPA
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OECD FUTURE ACTIVITIES
1) OECD event with industry in April 2008 in Rome, NAICC participates
2) GLP inspectors training – Israel, September 20083) Evaluation of GLP compliance monitoring programs of
Members of MAD4) Evaluation of US EPA GLP program in 2010, FDA in
20095) Evaluation of India’s GLP program in February 2008
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Foreign countries inquiring about GLP compliance status of US Field Sites and laboratories
If your facility has not been inspected for the discipline they are interested in, your study
will not be accepted by foreign countries
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FUTURE ACTIVITIES
• Biotechnology studies• Nanotechnology • Human testing
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Robert Cypher
U.S. Environmental Protection Agency
1200 Pennsylvania Ave., NW (2225A)
Washington, DC 20460
202.564.2514 Tel Fax 202.564.0029