emory research a to z eraz 03 19 2015 presentation.pdf · • in phase i job codes are the primary...
TRANSCRIPT
Emory Research A to ZERAZ
March 19, 2015
WHSCAB Auditorium
Introduction to the Environmental Health and Safety Office
For Research Administrators
EHS‐MS & Administrative
Environmental Compliance
General Safety / Industrial Hygiene
Radiation Safety
Research Safety / Biosafety
Yerkes Primate Center
Who We Are……
• The Environmental Health and Safety Office of Emory University:– Develops programs to control
occupational exposures– Ensures compliance with
regulatory agencies (NIH, OSHA, EPA)
– Guides PIs in obtaining USDA, CDC import permits
– Provides EHS services to the Emory community
Services Provided to the University
– Laboratory Inspections– Biosafety/Chemical
Safety/Radiation safety/Laser Safety Approvals
– Chemical Fume Hood & Biosafety Cabinet Certification, Geiger meter Calibrations
– Hazardous Waste Management
– Lab Decommissioning– Respiratory Fit Testing
When Do You Need to Contact EHSO?
– Department of Defense ‐Certificate of Environmental Compliance (DOD‐CEC)
– Arrival of New Investigators
– Relocation or Departure of Investigators
– Infrastructure modification or room repurposing
– Training questions– Regulatory agency visit– Volunteers/Minors
Protocol Approval
Training
DOD Grants
We Need You!
• Information regarding lab location of research faculty– EHSO Building Liaisons maintain a list of PIs at Emory by department
• PI Name and Contact Information• PI Lab Location• Alternate Lab Contacts
• Assistance with laboratory compliance– Ensure registration of non‐Emory lab personnel
Research Administrator’s Guide to EHSO
• EHSO Reference Handout– Identifies Building Liaisons
– Provides all information discussed earlier
EHS
Principal Investigator
How can we help each other?
Lab Researchers
Department administration
EMORY UNIVERSITY
Program Enrollment Initiative
New Hire Learning Initiative January, 2015
• HR is introducing a program to identify all new hires with financial or research related responsibilities and to provide information on applicable training at time of hire.
• Reasons for program– Employee will be engaged earlier– Provide much needed training– Relieve some of the onboarding burden from the manager
• In Phase I job codes are the primary identifier –i.e. Accountant, Financial Analyst, Budget Analyst. (Exception: Yerkes who is serving as a test group.)
• At time of hire in one of the identified job codes the employee will receive an email explaining the various training classes offered with instructions on how to enroll via the Emory Learning Management System.
• The supervisor will also receive an email outlining the courses the employee has been identified to attend.
• Examples of classes for employees with research responsibilities include Intro to Research Administration, EPEX, Research Administrator 3 day class, Effort (ERS) etc.
• Examples of classes for employees with financial responsibilities include Accounting Basics, Expense Reports, Budgeting Basics, nvision Reporting Basics, etc.
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Communication Roll Out
• HR Rep meeting• Memo to EVPs, VP and Deans• Memo to all hiring managers• News You Can Use• OGCA newsletter• Research Administration Leadership meeting
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Future Enhancements – Rollout TBD
• Phase II will provide information on more general topics– Exempt leave tracking– Kronos training– HR rep Certification – Performance Management– Federally required training i.e. Title IX
• Phase III• Ability to provide department specific programs
• We are interested in your feedback on additional learning that you think will enhance the new hire experience.
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Finance Programs260335 260336 260337 260338 260339 260344 260340 260345 260351 260352
Job Code
Accounting Basics
nVision Reporting Basics*
Inquiry & Query Basics*
Working with nVision
Reports***Budgeting Basics*
Emory Express (Optional)
Expense Reports*
EBI: Basic Navigation Online
Emory Business Intelligence Reports**
New Emory Business Intelligence Reports**** Program Name
AC08 Clinical Business Mgr, Sr x x x x x x x x x x Finance 104AB07 Dir, Business & Finance x x x x x x x x x xAC01 Business Mgr x x x x x x x x x xAC02 Business Mgr, Sr x x x x x x x x x xAB18 Center Administrator, Sr x x x x x x x x x xAB33 Division Administrator x x x x x x x x x xAB12 Adm, Finance & Operations x x x x x x x x x xIJ38 Administrative Manager x x x x x x x x x xIJ26 Asc Dir, Finance x x x x x x x x x xIF06 Budget Analyst x x x x x x x x x xSA12 Research Admin, Post Award Lead x x x x x x x x x xSA14 Research Admin, Post Award II x x x x x x x x x xSA15 Research Admin, Post Award III x x x x x x x x x xAB51 Asc Clinical Administrator x x x x x x x x x x
IJ31 Asc Dir, Grants/Contracts (Sch) x x x x x x x x x Finance 103SE10 Asc Dir, Research Projects x x x x x x x x xSS20 Asc Dir, Spon Research Acct x x x x x x x x xSR22 Asc Spons Res Admin (Dept/Sch) x x x x x x x x xIF01 Financial Analyst x x x x x x x x xIF02 Financial Analyst, Senior x x x x x x x x xSS12 Res Fin Analyst (Dept/Sch) x x x x x x x x xSS13 Res Fin Analyst, Sr (Dept/Sch) x x x x x x x x xSS10 Research Accountant (Dept/Sch) x x x x x x x x xSR21 Spons Res Admin (Dept/Sch) x x x x x x x x xSR23 Spons Res Admin, Sr (Dept/Sch) x x x x x x x x xIA01 Accountant x x x x x x x x xIA02 Accountant, Senior x x x x x x x x xIJ07 Mgr, Accounting (Dept) x x x x x x x x xIJ51 Mgr, Grants (Non‐Research) x x x x x x x x x
IA03 Accounting Assistant x x x x x x x x Finance 102IA04 Accounting Assistant, Senior x x x x x x x xIA09 Finance/Accounting Specialist x x x x x x x x 14
Finance Programs
Job Code
Accounting Basics
nVision Reporting Basics*
Inquiry & Query Basics*
Working with nVision
Reports***Budgeting Basics*
Emory Express
(Optional)Expense Reports*
EBI: Basic Navigation Online
Emory Business
Intelligence Reports**
New Emory Business
Intelligence Reports**** Program Name
ST01 Clin Research Coordinator I x x x Finance 101ST02 Clin Research Coordinator II x x x
ST03 Clin Research Coordinator III x x x
ST04 Clin Research Coordinator IV x x x
WD11 Executive Special Assistant x x x
SC20 Mgr, Research Laboratory x x x
IJ21 Office Manager x x x
DB01 Secretary x x x
DB02 Secretary, Sr x x x
SE03 Supv, Research Project Coord x x x
SC04 Supv, Research Specialist x x x
SP05 Pre‐Award Spec, Sr (Dept/Sch) x x x
SP03 Pre‐Award Specialist (Dpt/Sch) x x x
IJ40 Academic Department Admin x x x
ST17 Clin Research Fin Mgr, Lead x x x
ST11 Clin Research Finance Mgr x x x
ST12 Clin Research Finance Mgr, Sr x x x
IG39 Reimbursement Analyst x x x
SE01 Research Project Coordinator x x x
DB05 Administrative Assistant x x x
DB06 Administrative Assistant, Exec x x x
DB36 Administrative Assistant, Sr x x x
DB35 Administrative Coordinator x x x
XA03 Dir, Program x x x
XA59 Dir, Projects (Dept/Sch) x x x
SE11 Dir, Research Projects x x x
EF18 Mgr, Communications x x x
XB38 Mgr, Events x x x
LN05 Mgr, Information Tech (SOM) x x x
AB06 Mgr, Program & Research x x x
SE09 Mgr, Research Projects x x x
SE02 Research Project Coord, Senior x x x
SA04 Clin Trials Pre‐Award Spc II x x x
SA05 Dir, Research Admin Svcs x x x
SA06 Clin Trials Pre‐Award Spc III x x x
SA07 Clin Trials Post‐Award Spc II x x x
SA08 Clin Trials Post‐Award Spc III x x x
SA10 R h Ad i P A d L d
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Grants Program
Job Code
Intro to Rsch Admin A‐110 A‐21 Cayuse EPEX
Effort (ERS)
Finding Funding
Award Review &
Reconciliation Tool (ARRT)
Projects & Awards Closeout
Tool (PACT)
Mgt. of Industry &
Fed Contracts
Subcontracts & Subrecipient
RAE ‐ 3 day class Program Name
SA05 Dir, Research Admin Svcs x x x x x x x x x Research Administration 103
IJ31 Asc Dir, Grants/Cntracts (Sch) x x x x x x x x xSE10 Asc Dir, Research Projects x x x x x x x x xSS20 Asc Dir, Spon Research Acct x x x x x x x x xSR22 Asc Spons Res Admin (Dept/Sch) x x x x x x x x xSR11 Asc Dir, Research Svs x x x x x x x x xSA14 Research Admin, Post Award II x x x x x x x x xSA15 Research Admin, Post Award III x x x x x x x x x
SA12 Research Admin, Post Award Lead x x x x x x x x xSS12 Res Fin Analyst (Dept/Sch) x x x x x x x x xSS13 Res Fin Analyst, Sr (Dept/Sch) x x x x x x x x xSR21 Spons Res Admin (Dept/Sch) x x x x x x x x xSR23 Spons Res Admin, Sr (Dept/Sch) x x x x x x x x xSS10 Research Accountant (Dept/Sch) x x x x x x x x x
SP05 Pre‐Award Spec, Sr (Dept/Sch) x x x x x x x x x x Research Administration 102
SP03 Pre‐Award Specialist (Dpt/Sch) x x x x x x x x x xSA14 Research Admin, Pre Award II x x x x x x x x x xSA18 Research Admin, Pre Award III x x x x x x x x x x
SA10 Research Admin, Pre Award Lead x x x x x x x x x x
ST17 Clin Research Fin Mgr, Lead x x Research Administration 101
ST11 Clin Research Finance Mgr x xST12 Clin Research Finance Mgr, Sr x xSA07 Clin Trials Post‐Award Spc II x xSA08 Clin Trials Post‐Award Spc III x xSA04 Clin Trials Pre‐Award Spc II x x
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The Process in eLMS
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RAS Update
March 19, 2014
WHSCAB Auditorium
RAS Implementation Update – Units Launched
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RAS Unit Launch Date
Cancer and Imaging April 2013
Rollins School of Public Health April 2013
Department of Medicine January 2014
Department of Pediatrics May 2014
Basic Sciences December 2014
Yerkes February 2015 (post‐award)
• 5.5 RAS units operational • 96 employees• 60+% of university research volume covered by these units
RAS Implementation Schedule – Remaining Units
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A total of 10 RAS units will be implemented across the University
RAS Unit Anticipated Launch Date
Yerkes May 2015 (pre‐award)
Surgery (Anchor) June 2015
Psych‐Neuro (Anchor) June 2015
Integrate School of Nursing into RAS Structure May 2015
Hospital Specialties (Pathology – Anchor) September 2015
ECAS & Remaining School/Units October 2015
Additional Resource joins RAS
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RAS Evolution/Maturity Model
Pre‐Launch
Launch
Post‐Launch Steady State Mature
1 Year Post‐Launch
2 Years Post‐Launch
RAE Certification, incl. ARRT/PACT Training
Budget Page
Training
SOP Reviews
Assessments/Job Mapping
Create/Submit Interim FSRs to Sponsors
Account Clean‐Up
On‐going Training
Create/Submit Final FSRS to OCGA
(OCGA detailed review)
Create/Submit Final FSRs to OGCA (OGCA high level review only)
Funding for Additional Resourceends
Complete Budget Entry/Adjustments
Milestone Training
KPI Implementation/Adoption
Execute RAS SOPs
Continuous Improvement
RAS Assumes Responsibility for F&A Adjustments (under $1000 for SOM)
RAS KPIs: Pre‐Award
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Process KPI KPI Description Frequency
Proposal DevelopmentPre‐Award Engagement – Initial
Response Time% of time RAS responded in 2 days
or lessMonthly
Proposal DevelopmentProposal Quality
(future)Proposals submitted to OSP in
complianceQuarterly
Proposal DevelopmentFaculty Satisfaction with
Pre‐Award SupportPI Satisfaction Monthly
RAS KPIs: Post Award
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Process KPI KPI Description Frequency
Ongoing Reconciliation
Financial Reconciliation% of projects reconciled and projected in previous 60 days
Monthly
Interim FSRTimeliness of Completion of interim financial reporting
% of FSR reviewed and approved by RAS
Monthly
Final FSRTimeliness of Completion of Final
Report% of FSRs accurately submitted by
60 days following end dateMonthly
Post‐Award SupportFaculty Satisfaction with Overall
Post‐Award SupportPI Satisfaction Bi‐annual
Closeout (Completion)
Submission of Closeout Paperwork
% of award closeout forms submitted to OGCA on time
Monthly
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Satisfaction Survey Results ‐ Summary
• Pre‐Award Services• Monthly Surveys: March – December 2014• Number of surveys distributed: 608 /total responses received: 162*
o Response rate: 27 %• Average score (scale: 1 – very dissatisfied to 5 – very satisfied)
• Service: 4.4 out of 5 • Communication: 4.3 out of 5
• Post‐Award Services• Bi‐Annual Surveys – March – August 2014• Number of surveys distributed: 340 /Total responses received: 45
o Response rate: 13.24%• Average Score (scale: 1 – very dissatisfied to 5 – very satisfied)
• Service: 4.1 out of 5 • Financial updates: 3.7 out of 5 • Communication: 4.2 out of 5
*One respondent elected to not answer the question for communication satisfaction. Therefore, the total number of respondents for communication satisfaction is 161.
Other Highlights
• Kady Weingart joined Central RAS team in January 2015• Effort Pre‐Review Clean‐up
– Over 7,000 forms completed through initiative • KPIs in development
– 60‐day Award Reconciliations• Standardized Reconciliation Template• Reconciliation Tracker and Process Developed
• RAS hosting Shared Services for Higher Ed Conference at Emory in April • Joint initiative with SSON (Shared Services and Outsourcing Network)
• Representatives from 30 + universities to attend• Link to brochure: http://www.highereducationsitetour.com/
RAS 2015 Goals
• Launch the remaining 4.5 RAS units• Integrate School of Nursing into RAS structure• Launch a joint employee recognition program for RAS, OSP and OCGA• Complete account clean‐up (FIRA)• Become current on all effort pre‐certification• Assemble a “RAS Social Committee” • Implement all KPIs and distribution of monthly RAS scorecards • Implement changes resulting from new Uniform Guidance requirements • Develop a RAS training strategy• Implement a Federal Contracts solution
Questions?