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© Cranfield University 2017 www.cranfield.ac.uk Embeddable state-estimation algorithms for Li-S battery management Daniel J. Auger, Abbas Fotouhi, Karsten Propp and Stefano Longo April 26-27, 2017 Confidential [Li-SM³ : London]

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  • © Cranfield University 2017

    www.cranfield.ac.uk

    Embeddablestate-estimation algorithmsfor Li-S battery management

    Daniel J. Auger, Abbas Fotouhi,Karsten Propp and Stefano Longo

    April 26-27, 2017

    Confidential [Li-SM³ : London]

  • © Cranfield University 2017

    Outline

    • Context – the REVB project

    • Cranfield’s team and facilities

    • Li-S state of charge estimation

    – Kalman filter derivatives

    – ANFIS

    • Progress and future directions

    • Acknowledgements

    • Conclusions

    Key references are given on the slides.

    Some of the material here has been presented before at the following conferences:

    Li-SM3, London, February 2016

    EMN Meeting on Batteries, Orlando, February 2016

    Hybrid and Electric Industrial Vehicle Technology, Cologne, November 2016

    Talk to the Control Group, University of Oxford, February 2017

    April 26-27, 2017 Confidential [Li-SM³ : London]

    our lithium-sulfur cell modelfor Simulink is free from the

    MATLAB File Exchange

    2

  • © Cranfield University 2017

    ’s automotive application

    Project aim:

    Pack with cells achieving

    • 400 Wh/kg

    • –10 to + 55°C

    • Life of 615 cycles

    Our work package:

    • BMS algorithms

    April 26-27, 2017 Confidential [Li-SM³ : London]

    https://www.cranfield.ac.uk/case-studies/research-case-studies/revb

    3

  • © Cranfield University 2017

    Challenges in Li-S state estimation

    no coulomb counting

    computational complexityis also an issue!

    unhelpful OCV curve

    April 26-27, 2017 Confidential [Li-SM³ : London]

    Initial charge is unknown:• Capacity depends on usage• Self-discharge occurs

    Flat ‘low plateau’ makes itimpossible to estimate remainingcapacity from open-circuit voltagealone.

    4

  • © Cranfield University 2017

    Our team

    April 26-27, 2017 Confidential [Li-SM³ : London]

    Dr Daniel AugerPrincipal Investigator

    Dr Stefano LongoCo-Investigator

    Dr Abbas FotouhiResearch Fellow

    Karsten ProppResearcher

    Vaclav KnapVisiting from Aalborg

    5

  • © Cranfield University 2017

    PIcontroller

    Li-S pouch cell

    Copper plates

    Heat sink

    Heat sink

    Power supply12V

    FanFan

    Peltier elements(combined 280W)

    Some of our facilities

    Bespoke test rigs:

    • Accurate current andtemperature control.

    • Cell and pack level.

    • Simulate automotiveand other duty cycles

    • Two posters to see!

    April 26-27, 2017 Confidential [Li-SM³ : London]6

  • © Cranfield University 2017

    Techniques from control theory (1)

    measurementsplant outputs and any

    known inputs‘plant’

    (system of interest)‘Kalman Filter’ a.k.a.

    ‘linear quadratic estimator’

    measurement noiseunknown

    processnoise

    unknown

    if we know the statistical properties of the process noise and themeasurement noise, then our estimate is optimal in a

    (recursive) least squares sense

    usually, noise properties are assumed, and ‘tuned’ by trial anderror – this often works, but it is not ‘optimal’ in the

    mathematical sense of the word!

    April 26-27, 2017 Confidential [Li-SM³ : London]7

  • © Cranfield University 2017

    Model identification (2)Modified ECN models were fitted using the‘Prediction Error Minimization’ (PEM)algorithm – see Lennart Ljung’s textbook

    Basic idea – find model parameters byminimizing

    where ‘prediction errors’ are defined by

    Using a commercial software tool, PEM wasapplied• The fit was now excellent at high SOCs• Ran very quickly – minutes for a data day

    1

    1( ) det ( , ) ( , )

    NT

    N k kk

    E t tN

    θ ε θ ε θ=

    =

    1ˆ( , ) ( ) ( ; )k k k kt y t y t tε θ θ−= −

    There are two lines here: the fit isalmost perfect at high SOCs.

    April 26-27, 2017

    Time (min)

    doi: 10.1016/j.jpowsour.2016.07.090

    Confidential [Li-SM³ : London]8

  • © Cranfield University 2017

    Model identification (2)Nonlinear model made from all pulses• Covered full state-of-charge range.• Covered multiple temperatures.

    Validated using experimental data fromthe New European Driving Cycle.• C-segment vehicle assumed.• Scaled for sensible pack size – chosen

    in consultation with cell manufacturerand Tier 1 auto supplier.

    Fit was not perfect, but better than thecell manufacturer had ever seen before.• Worst at low states-of-charge

    April 26-27, 2017

    doi: 10.1016/j.jpowsour.2016.07.090

    Confidential [Li-SM³ : London]9

  • © Cranfield University 2017

    Techniques from control theory (2)

    April 26-27, 2017 Confidential [Li-SM³ : London]

    • SOC estimators implemented usingdifferent Kalman filter derivatives.

    • extended (EKF)• unscented (UKF)• particle (PF)

    • UKF observed to be the most robust.

    • Implemented in real-time andapplied to real cells in Cranfield HILrig.

    • Following publication,independently implemented byFICOSA on ALISE project – please seetheir poster!☺

    Time [104 s]

    Time [104 s]

    doi: 10.1016/j.jpowsour.2016.12.087

    10

  • © Cranfield University 2017

    .

    ( 1). .

    OC i i i

    SOC i SOC

    V a SOC b

    where i SOC i

    = +

    − ∆ ≤ ≤ ∆

    Techniques from computer scienceLi-S Cell SOC Observability Analysis

    April 26-27, 2017 Confidential [Li-SM³ : London]

    .t i i O L PV a SOC b R I V= + − −

    1

    10

    i

    P P

    aC

    OCA

    R C

    − = =

    [ ]

    11

    0

    0 0

    1

    P

    PPP P L

    t

    P

    t i i O L

    dVCVdt R C I

    SOCdSOC

    Cdt

    VV b a R I

    SOC

    η

    − = +

    − = − −

    observability matrix

    a = 0 is possible for Li-S cell.

    Li-S cell SOC is not observable using OCV curve.

    Classical methods in the literature may not be applicable for Li-S battery SOC estimation.

    A generic framework is proposed in REVB project for battery SOC and SOH estimation.

    Fotouhi et al, PEMD 2016, Glasgow

    11

  • © Cranfield University 2017April 26-27, 2017 Confidential [Li-SM³ : London]

    Identifying instantaneousECN parameters

    Identifying instantaneousECN parameters

    BatteryState

    Estimator(ANFIS)

    BatteryState

    Estimator(ANFIS)

    Current

    Voltage

    SOC

    Battery MeasurementsBattery Measurements

    Ba

    tte

    ryP

    ara

    me

    ters

    (P

    1,P

    2,…

    ,Pn

    )

    Temperature

    ( , , , )OC O P PV R R Cθ =

    1

    1( ) det ( , ) ( , )

    NT

    N k kk

    E t tN

    θ ε θ ε θ=

    =

    1ˆ( , ) ( ) ( ; )k k k kt y t y t tε θ θ−= −

    Fotouhi et al, IEEE Transactions on Systems Man and Cybernetics: Systems, & Fotouhi et al, PEMD 2016, Glasgow

    Techniques from computer scienceLi-S Cell SOC Estimation based on real-time identification and using ANFIS

    12

  • © Cranfield University 2017April 26-27, 2017 Confidential [Li-SM³ : London]

    Advantages:(i) It can start from any initial SOC value and no initial condition data is needed,(ii) The whole battery capacity is not needed for SOC calculation,(iii) Small convergence time,(iv) The proposed method is simple and fast enough to be used in real-time.

    Techniques from computer scienceLi-S Cell SOC Estimation over UDDS using ANFIS

    Using the proposed method, a Li-S cell’s SOC is estimatedwith a mean error of 4% and maximum error of 7% underreal driving condition.

    13

  • © Cranfield University 2017

    Where were we last year?

    Before REVB project

    • No embeddable modelsof any kind.

    • No estimators.

    At Li-SM³ in February 2016

    • PEM-based ECN modeltechniques developed, but stillin peer review.

    • Initial Kalman filter results,paper in preparation.

    • Early ANFIS estimatorsdeveloped and, but still in peerreview.

    April 26-27, 2017 Confidential [Li-SM³ : London]14

  • © Cranfield University 2017

    Where are we now?

    Before REVB project• No embeddable models

    of any kind.

    • No estimators

    At Li-SM³ in April 2017 (now)• PEM-based ECN models

    published and available fromMATLAB File Exchange.

    • Kalman filter techniquesimplemented published – andsuccessfully replicated by athird party.

    • More advanced version ofthese in peer review.

    • ANFIS estimators improved. Inpeer review

    April 26-27, 2017 Confidential [Li-SM³ : London]15

  • © Cranfield University 2017

    Future directions (1)

    ECN Models

    Early Zero-DimensionalElectrochemical Models

    Spatially DistributedElectrochemical Models

    ECN-Based EKF/UKF

    Mature 0D Model StateEstimators

    Spatially DistributedState Estimators

    Mature Zero-DimensionalElectrochemical Models

    Prototype 0D Model StateEstimators

    Time

    Now

    Work by collaborators

    April 26-27, 2017 Confidential [Li-SM³ : London]16

  • © Cranfield University 2017

    Future directions (2)

    Degradation modelling with ECN parameter changes• Working with Aalborg University, Denmark• Uses ECN model as a basis• Estimates increases in resistance/reductions in capacity• Early results gave some success.• Journal paper in preparation• Key researcher: Vaclav Knap – look out for his poster!☺

    April 26-27, 2017 Confidential [Li-SM³ : London]17

  • © Cranfield University 2017

    Future directions (3)

    April 26-27, 2017 Confidential [Li-SM³ : London]

    source: https://airbusdefenceandspace.com/our-portfolio/military-aircraft/uav/zephyr/

    • Applications in other domains,beyond automotive.

    • About to begin working in aconsortium with Airbus.

    • We have an exciting newopportunity as a post-docresearch fellow – seehttps://tinyurl.com/lithium-sulfur-postdoc-2462

    • Continuing to look atautomotive applications, too!

    18

  • © Cranfield University 2017

    Acknowledgements

    Funding

    Grant no. EP/L505286/1

    This presentation’s co-authors

    Other colleagues/collaborators

    April 26-27, 2017 Confidential [Li-SM³ : London]19

  • © Cranfield University 2017

    Conclusions – thanks for listening!

    • Two practical methods of SOCestimation have been developed.

    – Kalman filter derivatives

    – ANFIS

    • Both methods have beenimplemented in real-time and onpractical hardware.

    • Several directions of future work.

    • Exciting new research fellowship:

    For further information contact:

    Dr Daniel J. [email protected]

    Dr Abbas Fotouhi

    [email protected]

    April 26-27, 2017 Confidential [Li-SM³ : London]

    https://tinyurl.com/lithium-sulfur-postdoc-2462

    our lithium-sulfur cell modelfor Simulink is free from the

    MATLAB File Exchange

    20