elena kagan financial disclosure report for 2009

8/3/2019 Elena Kagan Financial Disclosure Report for 2009

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I , ~ o . o I FINANCIAL DISCLOSURE REPORT R e , o r t R e q u i re d b y t h e E t h m ,in Government Act of l978I e ~ . . t / 2 o l o .I NOMINATION FILING 0 u s . c . at, p..~.," tOl.ttt)

1. P~rson Reporting Ilast name, firs., middle initial) 2. Cour t o r O rgan iz a t i on 3 . Da te o f Repo r tKAGAN, ELENA SUPREME COURT 06/10/2010

4. Tille (Arllcle Ill judges ind lcate acti. .~ or senio r status: 5a . Repor l Tvpe ( cheek app ro p r i a l e ly ]~ ) 6 . Repor t i ng Pe r i odmagistrate judgex iJ~licate full- or part- time}] Nomination. Date 05tl02010ASSOCIATE JUSTICE [] Inmal ~ Anm~al [~ Fm~l to5b. [] Amended Report

mn d if ie a t i a n s p e r t a in ing Ihe r e ln , it is, in m y o p i n i o n , i n e a m p l i a n e e950 PENNSYLVANIA AVENUE, N.W. wi th app l i cab l e l aws and r eg u l a t i ons .WASII1NGTON, D.C. 20530

I.te,iewin g Officer [~t.

I M P O R T A N T N O T E S : The instructions accompanying this jbrm muat be folio,veal. Complete alt pa~-~checking the NONE box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . (Reporting indi~idual one; See pp. 9-13 of filing instructions.)~ (N o reportable po sitions.)

POSITION NAME OF O~GANIZATIONiENTITyI. DEAN HARVARD LAW SCItOOLrHROUGH MARCH 20.2009

2. MEMBER, BOARD OF TRUSTEES OXFORD UNIVERSFFY PRESS. INC. THROUGH MARCH 20. 2009

3. MEMBER, AI)VISORY BOARD AMERICAN INDIAN EMPOWERMEN~ FUND THROUGH MARCH 20,2009

4. MEMBI-:R, t :IOARD OF DIRECIORS ADVANrAGE 1ESTING FOUNDATION THROUGH MARCtt 20, 2009

5. MEMBER, B OARD OF ADVISORS NATIONAL CONSTITUTION CENTER PETER JENNINGS i"ROIECITtlROUGH MARCtl 20,20096. MEMBER, BOARD OF DIRECTORS AMERICAN LAW DEANS ASSOCIATION | | ROt. GI MARCII 20, 2009

7. MFMBER, I~OARD O[: TRtlSI[~ES SKADDEN FELLOWSH IP FOUNDATION IHR(II.K~H MAR(II 20, 2009

8 MEMBER, 13OARD OF I)IRECIORS E(~IIAI, JUSIICE WORKS [ttROLKJlt MARCII 20, 2009

9.

I 1 . A G R E E M E N T S . I~,~o,,.x individualonly; see pp. 14-16 of fihng i ..... t i o n . ~ . )[~ NONE (No reportable agreements.)

PARTIES AND TERMS1 , 1 2i 2 00 8 I AM CURRENTI,Y ON A TWO-YEAR LEAVE OF ABSENCE FROM ]HE FACULTY OF IIAF.VARDUNIVERSITY.


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FINANCIAL DISCLOSU! ~ .E REPORTPagc 2 of 8 )


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FINANCIAL DISCLOSURE Put, PORT [ " ~ . . . . r r . . .. . ~ : ~ , . . , ! - . ~Page 3 of 81[ KAGAN, ELENA [

06q0.2010

IlI. N O N - I N V E S T M E N T I N C O M E . t s .~o .~ .~ ~ , ,~ , ,~a . .~ .~po ~;+~ ~ . ~ .~A. Fliers Non-lnvestnmnl Income

NONE (No reportable non-investment income.)

I)ATE SO~CE AND Type(yours, not ~pouSc~)

I. [-3i20/09 OXFORD UNIVERSITY PEE~g - SERV ICE ON BOARD OF $ 1 . , 6 7 O 03RUSTEES2. I-3/20.()9 DEAN HARV ARD LAW SCIIOO[. DI,280003. 2008 DEAN HARVARD LAW SCHOOl.4 2~19 GOLDMAN SACIIS GLOBAL M ARKEIS INSITIIJTE- FOR $1t),000.00SERVICES ON ADVISORY COL~CII. DURING 20085 . 2 0 0 8 GOLDMAN SACHS GI.OBAL MARKH S INSTITUIE -SERVICES ON ADVISORY COUNCIl. DLIRING 2007

B. Spotlses Non-Investment I n c o m e - th ,ou aere m arried d, t r i , ,g any port ion of the r~port ing kear. comp lete thi~ ~ e c t i o , , .

NONE (No reportable non-imestment income.)DATE SOURC[:" AND TYPE

I.2.

34.

(inclades :t:ose to,~pouse and dependent children, see gp 25 27 of filing i~r.cttons )

~ NONE (No reportable reimbl~rsements.)

~URC:E DATES I.OCATION PU~OSE ITEMS I+A 11) OR IRO~ql)EDI EXEMPT2.3.45


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Page 4 of 8 ~ K A G A N , E I , E N A 06/10,,2010

V. G I~ N O N E (No reportable

~ D E S C N p T I O N V AI. EXEMP I2.3.4.5.

V I . L I A B I L I T I E S . a ~ t , , a , ,~ o . , , , ,y , ~ . . . . . . . d d e p e n d c n t t h i ld r e n ; l e e p p . J l . . ]j o f J [ l in g i . . .. . . . ionS.)N O N E ~ r o reportable liabilities.)

C R E D I T O R D E S C R I P T I O ~I.2,3.4.5,


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Page 5 of g I KAGAN, EI.ENA 06/10:20 J0VI I. INV ESTMENTS a n d TRUSTS - ~ ......... ~.~.~ .......~ a.a.~, a,~,~

N O N E (No reportable income, ~yyets, or

( i n d a d m g ~ s t a s s e t s) : r epos i ng pe r i ( ~ o f r e poa ing p e r iodPhc~ " (X)" after each a~sel Amounq T:,~e (e g.. ~ V3iu~ ~ Valueexempl f r ompf i o rd i s c l o su r e Cod: 1~ div. . rcnk : (ude2 [ Method buy

_ ~ 3 .........I. CAMBRIDGE SAVINGS BANK ACC[ A [n te res l N "[ Exempt2. VAN(iUARD PRIME MONEY MKT A Dividend K T ExemplFLeD3. VAN(iUARD TOrAL STOCK MKT A Dividend M -[ Exempt

~[)EX ADM4. FRANKLIN TEMPLETON, MIJTUAL B Dividend K 1 ExemptBEACON FUND5. UNIV. OV CHICAGO RET - TIAA B [n te res l K T ExemplTRADHIONAL

: 6 . UNIV OF CHICAGO RET- CREF STOCK N o n e K T E ~ e m p l

7. I.INIV OF CltlCAGO RF.T - CREF BOND N o n e K T E*e ,np tMARKET VARIABLE ANNUITY8. UNIV OF ClIICAGO RET - VANGUARD B Dividend K T ExemptINT-TERM BOND9. UNIV OF CHICAGO RET - VANGUARD A Dividend K r Exemp!WINDSOR FUNDIO, HARVARD ,I03(B) RET PLAN - A Dividend L T Excmp!

FIDEI.ITY MAGELLAN FUN[)I I . ItARVARD 403{B) RET PLAN - B Dividend 1. T ExemplFIDELITY PERIlAN FUND12. IIARVARD 403([3) RET PLAN - C Dividend 1, l ExemptFtDF.I.1TY INIERMED BOND FUND13. I tAP, VARD 403(B) I ~ET PLAN - A Dividend K l Exelnl3tVANGUARD TOIA[, BOND MKIINDEX14 tlARVARD 4031B) RET PLAN - A Dividend J I" ExemptVANGI.JARD FED NIONEY MKT FUND15 ttARVARD 403(B) RET PLAN - A Dividend K " 1 t!xemptVANGUARD WEt,LI~SLEY INC FUND16. ItARVARD 403(B} RET PLAN - A Dividend K "I " F.xemplVANGUARD 500 INDEX FUND17 ttARVARD 403(B) REI" PLAN - A Dividend J T ExemptVANGUARD INII, EXPLORER FIFND


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Page 6 of 8 ~A~,XN, E L E N A [ 06/10/2010

~ NO~ (No reportable income5 assets, or transactions.}De~ript i~n of A~ge~ In com e du6ng (iron s vah~e a t end Tran s a c t io n s dunng r e~ ing( i~ luding t rus t asse~} , rcponiag peri~ of repor t ing per iod ,

exempt Worn prior disclosure ~ CodC(A.tl)[ div. ~nL C~de 2 Melh~t buy. ~ell. I mmldd,t%3 C o d a ?int.)

IS. [IARVAKD 457B PLAN - VANGUARD A Dividend K 1 ExemplTOTAL BOND MKT INDEX19. HARVARD 457B PLAN - VANGUARD A Dividend K T ExemptTOTAl, STOCK MKT INDEX20 llARVAKD 457B II,AN - VANGUARD A Dividend 3 "1 [ ~ x e m p tEXPI.ORER FUND21 . tlARVARD457B PLAN - VANGUARD A Dividend J T I ~ x e m p t(iLOBAL EQUITY F~I)22 . .IUSTICE FEDERAl, CREDI-F UNION A Dividend N T Exempt23 . DANK OF AMERICA ACCT A In tc res l Exempt24 DREYFUS GNMA FUND - CLASS Z A Dividend J T Exempt25 . VANGUARD - GN~IA FUND INVESTOR A Dividend J "1 ExemptSHARES26 . CIIARLES SCIIWAB MONEY MARKET A Dividend N I T ExemptACCOUNT27 . SCIIWAB S&P 500 INDEX FUND B Dividend L T Exempl28 . SCHWA8 - AMERICAN CENTURY N o n e ExemplGROWTIt29 . SCHWAB - AMERICAN CENII/RY N o n e ExemptSELECT FUND30 SC.IIWAB -T ROW~ PRICE GROWTH None ExemptST K3 I, SCHWAB - T ROWE PRICE CAPITAL None ExemptAPPREC FUND


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FINANCIAL DISCLOSURE REPORT I m ~ , o o f P ..... u : , ~ _ ~ r , i ~ : l ,a,,ofa,p~,r,Page 7 o f 8 K , ~ C , A N , E L E N A 0 6 . 1 1 0 / 2 0 1 0

V III . ADDITIONAL INFORMATION OR EX PLANATIONS.


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Page 8 of 8 K A Z A N , E 1 , E N A 0 6 ; 1 0 , 2 0 1 0I X . C E R T I F I C A T I O N .

I certify that all information given above (including information pertaining to my spouse and minor or dependenl children, if anyl isaccurate, true, and complete to the best of my knowledge and belief, and that any information not eeported s~as withheld because it met applicable statulorypruvisiuns permitting non-disclosure.

I further certify that earned income fr~m~ outside employment and honoraria and the acceptance of gift~ which have been reported are incompliance with the provisions of 5 U.S.C. app. S01 el. ~eq., 5 U.S.C. 7353, and Judidal Couference regula|ions.

Sigoutnre

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFUI,LY FALSIFIES OR FAILS TO FII,E Til ls REPORT 5|AY B E SUBJECTIt) CIVil ,AN[) CRIMINAL SANCTIONS (S U.S,C. app.

FILING INSTRUCTIONSMall signed original and 3 additional copies to:

Committee on Financial DisclosureAdm in i s t ra t ive Offi ce o f the Un i t ed S t i t t c s Cour t sSuite 2-301On e Co l um b u s C i r c le ,Was h ing ton , D.C. 20544

elena kagan financial disclosure report for 2009

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