기관리포지터리의 검색기능향상을위한...

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기관 리포지터리의 검색기능 향상을 위한 인명 접근점제어 시스템 구축 연구 연세대학교 대학원 문헌정보학과

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  • 2009 12

  • 2009 12

  • - i -

    iii

    iv

    vi

    1 1

    1.1 1

    1.2 2

    2 5

    2.1 5

    2.1.1 7

    2.1.2 10

    2.1.3 19

    2.225

    2.2.1 25

    2.2.2 28

    2.342

    3 46

    3.1 46

    3.1.1 46

    3.1.2 49

    3.2 53

    3.2.1 53

    3.2.2 55

    3.2.3 60

    3.3 61

    3.3.1 61

  • - ii -

    3.3.2 65

    3.3.3 71

    4 79

    82

    ABSTRACT92

  • - iii -

    [ 1] 47

    [ 2] 47

    [ 3] 48

    [ 4] 48

    [ 5] 49

    [ 6]()67

    [ 7] 67

  • - iv -

    [ 1] 2

    [ 2] 10

    [ 3]OAIS13

    [ 4]DSpace 15

    [ 5]EPrints3 19

    [ 6]KOASAS 21

    [ 7]S-Space 22

    [ 8]KOASAS 23

    [ 9]S-Space 24

    [ 10] 27

    [ 11] 29

    [ 12] 29

    [ 13] 31

    [ 14]VIAF 35

    [ 15]VIAF 35

    [ 16]VIAF 36

    [ 17]VIAF 37

    [ 18] 39

    [ 19] 41

    [ 20] 51

    [ 21] ( )52

    [ 22] 53

    [ 23]NA_DSpace 54

    [ 24] 58

    [ 25] 59

  • - v -

    [ 26]NA_DSpace 61

    [ 27]DSpace 63

    [ 28]NA_DSpace 63

    [ 29] 64

    [ 30] 66

    [ 31] 69

    [ 32] 70

    [ 33]NA_DSpace 71

    [ 34]NA_DSpace : 72

    [ 35]NA_DSpace 73

    [ 36] 74

    [ 37]NA_DSpace 74

    [ 38]NA_DSpace75

    [ 39]NA_DSpace 76

    [ 40]NA_DSpace 76

    [ 41]NA_DSpace 77

  • - vi -

    ,, .

    ,

    (openaccess)

    (institutionalrepository) .

    (self-archiving)

    .

    ,

    .

    DSpace

    .

    .

    1) .

    XML MADS(MetadataAuthorityDescriptionSchema)

    .

    2) ,

    .

    3) .

  • - vii -

    .

    .

    4) 670( )

    .

    .

    5) (670)

    .

    .

    6)

    .

    , DSpace

    NA_DSpace .

    .

    (autocompletion) .

    ,

    .

    .

    ,

    .

    ------------------------------------------------------------------------------------------------------------------

    :,, ,MADS,DSpace,EPrints,

    KOASAS,S-Space

  • - 1 -

    1

    1.1

    . ,

    ,,

    .

    ,

    ,, .

    ,

    (openaccess)

    (institutionalrepository) .

    , ,

    (full-text) ,, ,

    .

    (self-archiving)

    .

    ,

    .

    .

    .

  • - 2 -

    DSpace

    ,

    .

    DSpace

    .

    1.2

    .

    [ 1]

  • - 3 -

    , [ 1]

    .

    ,

    .

    ,

    , .

    ,

    .

    , .

    .

    1) .

    XML MADS(MetadataAuthorityDescriptionSchema)

    .

    2) ,

    .

    3) .

    .

    .

    .

    4) 670( )

    . .

    5)

    . .

    670 .

  • - 4 -

    6)

    .

    ,

    , DSpace

    NA_DSpace .

    .

    (autocompletion)

    . ,

    .

    .

    DSpace .DSpace

    (,KAIST,)

    ,

    . (DDC

    ) .

  • - 5 -

    2

    2.1

    (institutionalrepository) .

    (),,,,

    (,, 2004), (Xia2006),

    () .

    .

    Crow(2002,4)

    (digitalcollections) ,

    .,

    .,

    , ,

    , .,

    , ,

    , .

    ,

    ,

    (digitalobjects) .

    ,

    ,,

    ,

    ,, ,

    ,,

    ( 2009).

  • - 6 -

    Webometricsrankingofworlduniversities

    (http://www.webometrics.info) . (Consejo

    SuperiordeInvestigacionesCientificas,SpanishNationalResearchCouncil,

    CSIC) CybermetricsLab ,

    (web-presence),

    .1 2(1 7)

    , 17,000

    .2009 MIT,Harvard,Stanford,

    Berkeley, 185,KAIST 208

    (CCHS-CSIC,2009).Webometrics ,(visibility)

    50%,(size) 20%,(richfiles) 15%,GoogleScholar 15%

    . (externalinlinks) Yahoo

    , Goolge,Yahoo,LiveSearch,Exalead

    . 4 (pdf,

    ps,doc,ppt) ,GoogleScholar GoogleScholar

    ,GoogleScholar ,,

    .Aguillo,OrtegaandFernandez(2009)

    ,

    ,,

    .

    .

  • - 7 -

    2.1.1

    . ,

    ,

    ,

    .

    2001 12 OpenSocietyInstitute(OSI)

    (BudapestOpenAccessInitiative, BOAI)

    .

    (BOAI2009).

    BOAI ,

    .

    . OAI(Open

    ArchivesInitiative) ,

    .

    .

    .

    . ,

    .

    .

    .

    ,,, ,

  • - 8 -

    ,

    .

    BOAI 5,500() ,

    2003 6 '(Bethesda Statementon Open Access Publishing,

    http://www.earlham.edu/~peters/fos/bethesda.htm), 10 '(Berlin

    Declaration,http://oa.mpg.de/openaccess-berlin/berlindeclaration.html)

    , .

    ARL(2004) .,

    .

    .

    .BOAI ,

    ,,,,, ,

    (crawling),

    .

    .,

    (copyrightlaw) ,

    .

    ,

    , .

    ,

    .,

    .

    .

    , .,

  • - 9 -

    .

    , (peer-reviewed), (preprints), ,

    (preliminaryfindings) .,(peerreview)

    , .

    .

    ,

    . ,

    .

    Antelman(2004)

    ,,,

    .4

    ,

    Kousha(2009) (non-OA)

    .

    ,

    . (impact

    factor)

    .

    , OpCitproject(OpenCitationProject2009)

    .

    ,

    .

    ,

    .

  • - 10 -

    2.1.2

    .

    [ 2]

    (:http://maps.repository66.org/)

    [ 2] Repository66.orgRepositoryMaps(http://maps.repository66.org/)

    2009 10 1,356

    .

    ROAR(Registry ofOpen Access Repositories,http://roar,eprints.org)

    OpenDOAR(DirectoryofOpenAccessRepositories,http://www.opendoar.org)

    Googlemaps(http://maps.google.com) (mash-up) .

    1,356 32.52% 441 DSpace

  • - 11 -

    , 31.12%,EPrints

    23.3% DSpace .

    2008 4 DSpace 286 ,EPrints 243

    941 (,, 2008,183) 30.3%,

    25.8% , EPrints DSpace

    . DSpace

    EPrints ,

    55.8% . EPrints

    DSpace .

    1)EPrints

    (Southampton)

    EPrints ,

    .Carr(2009b)

    EPrints

    , OAI .

    EPrints (interoperable)

    OAI

    .EPrints 2000 OAI-PMH 1.0 2001

    1 . EPrints (Joint Information

    SystemsCommittee, JISC) ,2001-2002 Opsis

    2.0 . TARDis(

    ), SHERPA( ),

    eBank(e-science EPrints),IRS( ),IRRA(

    ),Preserv( ) EPrints

    (Hitchcock2005).

  • - 12 -

    2007 1 EPrints3

    . ,

    (self-deposit)

    ,

    (MillingtonandNixon2007).

    EPrints3 ,,

    .,

    ,

    .,

    GoogleScholar , ,

    Web2.0 ,RSS

    .,

    ,

    .,

    , , RSS

    .,

    ,

    (EPrints2009b).

    EPrints OAIS(ReferenceModelforOpen ArchivalInformation

    System, OAIS) .OAIS

    [ 3] .

    OAIS 2002 1 CCSDS(ConsultativeCommitteeforSpaceData

    Systems, , CCSDS)

    .

    ,ISO (14721:2002) ( 2009;Sawyer

    etal.2002,1).

    ,

  • - 13 -

    .

    OAIS (Open)

    ,ArchivalInformationSystem'

    ,

    (Sawyeretal.2002,1).

    [ 3]OAIS (:CCSDS2002)

    OAIS 6 [ 3]

    ,OAIS (informationpackage)

    . (producer) OAIS

    SIP(SubmissionInformationPackage),OAIS

    AIP(ArchivalInformationPackage).OAIS

    DIP(DisseminationInformationPackage) .OAIS

    (ingets),(archivalstorage),

    (datamanagement),(administration),(preservationplanning),

    (access) . SIP,AIP,DIP

  • - 14 -

    . , OAIS SIP

    ,OAIS (ingest) (archivalstorage),

    (archivalstorage) (access) AIP .

    (ingest) (datamanagement),(datamanagement)

    (access) (descriptiveinformation) (

    2003,36-37;Sawyeretal.2002,5-6;CCSDS2002,4-1).

    OAIS

    ,OAIS

    ,

    ( 2003,33).

    OAIS

    (Sawyer2002,9),

    . DSpace EPrints OAIS

    .

    2)DSpace

    DSpace MIT HP(Hewlette-Packard) 2001 open

    accessself-archivingsystem 400

    .

    2000 3 HP DSpace MIT 18

    ,MIT $1.8M .2002 11 HP MIT

    ,1 MIT

    . DSpace

    (Smith2003). DSpaceWiki(http://wiki.dspace.org)

  • - 15 -

    , ,,,

    , , ,

    .

    DSpace ,HP MIT

    .DSpace

    [ 4] (Tansley2006b).

    [ 4]DSpace (:Tansley2006b)

    DSpace (storagelayer),(businesslogiclayer),

    (applicationlayer) ,

    API(ApplicationProgrammingInterface) .

    PostgreSQL

    , (workflow), ,,

    DSpace .

    DSpace API

  • - 16 -

    . ,Web

    UI(UserInterface) (batchloader) OAI,DSpace(item,

    ) .

    DSpace

    (Smithetal.2003).

    DSpace .

    community collection

    . ,

    .

    . ,

    .

    DSpace(http://dspace.org) DSpace

    , ,

    , ,,,

    , ,,,

    , ,

    (DSpace2009).

    DSpace

    (persistentidentifier) .

    .

    . DSpace

    CNRI .

    ( ) ,,(Smithetal.2003).

    CNRI(CorporationforNationalResearchInitiatives)

    ,IDF(International DOI

    Foundation),(LibraryofCongress, LC) (

  • - 17 -

    2009).

    .

    Prefix ,

    ,http://hdl.handle.net/() .

    S-Space ,http://hdl.handle.net/10371/5960

    Prefix 10371, 5960.DSpace

    community,sub-community,collection

    community collection .

    ,

    ,

    ,DSpace

    DOI(DigitalObjectIdentifier)

    .

    DSpace

    . DSpaceManakin DuraSpace

    .

    DSpace Manakin A&M

    DSpace .DSpace

    -(look-and-feel) DSpace community

    collection . , community collection

    - .,(businesslogic)

    .,Manakin

    ., , ., JSP

    (DSpaceManakin2005).

    DuraSpace DSpace Fedora

    . ,,

    ,

  • - 18 -

    .DuraSpace Fedora DSpace

    ,

    .DuraSpace

    (DuraSpace

    2009).

    DSpace

    KERIS().

    ' dCollection 2003

    . MIT DSpace ,

    ,,,,

    (,, 2004,105).

    2007

    KAIST DSpace KOASAS(KAISTOpenAccessSelf-Archiving

    System,http://koasas.kaist.ac.kr).

    .2009 11 11,596

    .

    DSpace S-Space(http://s-space.snu.ac.kr)

    2008 12 22 .2009 11 15,189

    , ,

    .GoogleAnalytics 2009 1 8

    122 12,150 S-Space

    , ( 2009b).

    2009 D-Space@Inha(http://dspace.inha.ac.kr)

    , DSpace

    .

  • - 19 -

    2.1.3

    .

    EPrints3 .

    , ISSN .

    RoMEO (

    green,blue,yellow,white ) .

    (MillingtonandNixon2007).

    EPrints3 [ 5]

    ,

    .,,,,

    ,

    ,EPrint

    (EPrints2009a).

    [ 5]EPrints3

    (:EPrints2009a)

  • - 20 -

    .

    .,

    .

    ,

    .

    DSpace Fedora ,

    (Salo2009,255) DSpace 1.6

    (DSpaceWiki2009).

    DSpace ,

    .[ 6] KOASAS

    .

    Bae,ZongTae

    Bae,ZONG-TAE

    Bae,Zong-tae

    Bae,Zong-Tae

  • - 21 -

    [ 6]KOASAS

    S-Space .[ 7]

    .

    Kim,SeongCheol

    Kim,Seong-Cheol

    Kim,Seongcheol

    Kim,Seoung-Cheol

  • - 22 -

    [ 7]S-Space

    , -

    (McCune-Reischauer)

    .

    [ 6] [ 7]

    ,

    ,

    KOASAS S-Space [ 8] [ 9]

    .

  • - 23 -

    [ 8]KOASAS

    [ 8] KOASAS Authors

    ,[ 9] Authors(dc.contributor.author)

    dc.author.alternative .

    ,

    .

    , .

  • - 24 -

    [ 9]S-Space

  • - 25 -

    2.2

    2.2.1

    ,

    ( 2004,3).

    .

    ,

    ,

    .

    .

    ( 2005,1),

    .

    1997 (IFLA International Federation of Library

    AssociationandInstitutions, IFLA) (find),

    (identify),(select),(obtain)(Svenonius2000,16-17).

    .

    . ,,,,,

    .

    ,

    ,

  • - 26 -

    , ,

    ( 1993,235).

    IFLA GARR(GuidelinesforAuthorityRecordsandReferences)

    (IFLA UBCIM WorkingGroup onFRANAR

    2005,1) .

    .

    .

    ,

    ,

    .

    .

    .

    VIAF(VirtualInternationalAuthorityFile, VIAF)

    , LEAF(Linking and Exploring

    Authority Files, LEAF) .VIAF

    LEAF

    (harvesting)

    .

    .

    .

    ,

  • - 27 -

    .(2009,60)

    .

    ,

    .[ 10]

    . ,

    .

    [ 10]

    (: 2009,60)

    2

    3

    1

    4

    5

    1 2

    6

    5 4

    3

    2

    3

    1

    4

    5

    2

    3

    1

    4

    5

    1 2

    6

    5 4

    3

    1 2

    6

    5 4

    3

    ,

    .

  • - 28 -

    2.2.2

    1)FRAD

    IFLA MARC(UniversalBibliographicControland

    InternationalMARC, UBCIM) IFLA(IFLADivision

    ofBibliographicControl) 1990

    ,

    FRBR(FunctionalRequirementsforBibliographicRecords, FRBR)

    .FRBR

    ,

    (IFLA

    StudyGroupontheFRBR1998,7).

    1997 FRBR ,FRBR

    2005 6,

    (FunctionalRequirementsforAuthorityRecord, FRAR) .

    2007 4 (Functional

    RequirementsforAuthorityData, FRAD) .

    FRAD ,

    ,

    (IFLAWorkingGrouponFRANAR2007,1).

    [ 11] .

    FRBR / .,,

    (IFLAWorkingGrouponFRANAR2007,3-4).

  • - 29 -

    [ 11]

    (:IFLAWorkingGrouponFRANAR2007,4)

    , B-1267238

    ,

    ,1892-1950 .

    [ 12]

    (:IFLAWorkingGrouponFRANAR2007,7)

    (rules)

    /

  • - 30 -

    FRAD FRBR FRBR

    [ 12] .

    [ 12]

    .FRBR 10 ,,,,,,

    ,,,

    .

    , ,

    (IFLA WorkingGrouponFRANAR

    2007,4-7).

    FRBR

    ,

    , .

    FRBR FRAD

    . FRAD (names) (identifier)

    .

    [ 13]

    (

    ,,,,,, )

    . ,

    (IFLAWorkingGrouponFRANAR2007,61-63).[ 13]

    ,

    , .

  • - 31 -

    [ 13]

    (:IFLAWorkingGrouponFRANAR2007,63)

    (rules)

    [ 12]

    /

    ///

    ,

    ,

    (, )

    .

    4 (find),(identify),(contextualize),(justify)

    (IFLAWorkingGrouponFRANAR2007,50).,

    .,

    ( )

    ,,

    ., ,

    , ,,

  • - 32 -

    .

    FRAD , ,

    FRBR (,

    , ) ,

    .

    (attributes) .

    FRAD ,,

    , ,,,,,

    , ,,,,,

    , , ,

    , (IFLA Working Group on

    FRANAR2007,16;, 2009,285).

    FRAD ,,,,

    ,,,,, ,

    (fieldofactivity) (disambiguation)

    .

    , FRAD .IFLA

    FRBR

    ,FRAD ,

    .FRBR

    FRAD ,

    , .

    .

  • - 33 -

    2) (VIAF)

    IFLA 1970

    (International Standard

    AuthorityDataNumber, ISADN)

    .

    IFLA(1999) ISADN

    (TheWorkingGrouponMinimalLevelAuthorityRecordsandISADN)

    , IFLA

    (UniversalBibliographicControl,UBC)

    . ,

    .

    (NationalBibliographicAgency,NBA) 2-3

    ,

    ISADN

    .

    ISADN ,

    ,

    30

    .Tillett(2008a) ISADN

    ,,,

    ,

    ISADN ,

    VIAF .

    VIAF ,

  • - 34 -

    .

    VIAF ,,,

    ,

    ,,

    (Tillett2002,117).

    VIAF LC,(DeutscheNationalbibliothek),

    (BibliothquenationaledeFrance) ,

    .

    .OCLC .,

    .,

    , LC

    ., OAI

    , .

    .

    ,

    , LC .,

    (OCLC

    2009a).

    VIAF

    VIAF .VIAF

    (Bennettetal.2006,4).

    , PND(Personennormdatei,

    ) LC (LCNAF) (Enhanced Authority)

    .

    .

    , ,PND LC

  • - 35 -

    VIAF .

    ,OAI VIAF .

    ,VIAF ,

    . OAI

    .

    ,VIAF ,

    . ,

    . HTML LC PND

    .

    [ 14]VIAF

    (:Bennettetal.2006,14)

    [ 15]VIAF

    (:Bennettetal.2006,15)

    PND

    LCNAF

    VIAF

  • - 36 -

    [ 14] ,

    [ 15] VIAF

    (Bennettetal.2006,14-15).

    VIAF (http://viaf.org)

    12 .VIAF

    ,OCLC .VIAF

    . (National

    LibraryofAustralia),(NationalLibraryoftheCzechRepublic),

    (BibliothecaAlexandrina,Egypt),(National

    LibraryofIsrael),(IstitutoCentraleperilCatalogoUnico,

    Italy),(Biblioteca Nacionalde Portugal),

    (BibliotecaNacionaldeEspaa),(NationalLibraryofSweden),

    (VaticanLibrary) .

    (GettyUnionListofArtistNames)

    (SwissNationalLibrary) .

    [ 16]VIAF (:http://viaf.org)

  • - 37 -

    VIAF ,[ 16]

    Tolstoy,LevNikolaevitch' VIAF

    .

    [ 17]VIAF

    (:http://viaf.org)

    [ 17] VIAF 'Tolstoy,LevNikolaevitch'

  • - 38 -

    VIAF 73860755,192 (400's:Alternate

    NameForms),(500s:RelatedNames), (SelectedTitles),

    (Countries of Publication),(Publication Statistics),

    (SelectedPublishers),MARC21,UNIMARC,VIAFID

    .

    VIAF

    .

    .

    3) (NamesProject)

    JISC (Names

    Project) 2007 7 2009 2 .

    MARC

    ,

    .,, ,

    (Hill,Needham and Danskin

    2009).

    ,

    .

    ,

    .Xia(2006)

    ,

    .

  • - 39 -

    [ 18]

    (:Needham 2009)

    (Xia2006).

    (NameAuthorityService)

    .

    ,

    ,

    .

    (Hill,Needham and

    Danskin2009).

    [ 18] .

    Hill,Needham andDanskin(2009)

    ,

    ,

    (BritishLibrary) Mimas(

  • - 40 -

    ,http://www.mimas.ac.uk) (landscapereport)

    . ,

    FRAD (dataanlaysis

    report) .

    . Zetoc(,

    ,http://zetoc.mimas.ac.uk)

    .Zetoc , , ,

    .

    .

    ,

    .

    2009 8 2 (Hill2009) 1

    2

    . ,

    . ,,, ,

    VIAF,OCLC

    CooperativeIdentitiesHub,ISNI(InternationalStandardNameIdentifier,

    ) .,

    .Zetoc,LC/NAF(LibraryofCongress/

    NACO Authority File),UKPMC(UK PubMed Central,http://ukpmc.ac.uk/),

    EThOS(ElectronicThesesOnlineService, ,

    http://ethos.bl.uk) ,

    ,

    .

    , .,

    , (Hill2009).

  • - 41 -

    [ 19]

    (:http://130.88.120.172:8080/)

    [ 19] (http://130.88.120.172:8080/)

  • - 42 -

    , 'Smith' 73

    .'Smith,R.M.' ,

    http://130.88.120.172:8080/individual/jisc.names-a-1244 URL

    . (knownby) Smith,R.M.

    ,(fieldofinterest), (associatednamecomponents)

    . (collaborativerelationships),

    (assigned) .,

    .

    ,

    . ,

    (fieldofinterest)

    .

    2.3

    Chan(2004)

    ,

    , ,

    .

    ,,

    .Hangen(2006,16)

    ,, ,

    . Lynch(2003)

    , ,

  • - 43 -

    ,

    .

    ,

    (2007)

    DSpace,EPrints,Fedora,Greenstone

    ,

    .

    ,

    ,

    .Salo(2009)

    ,

    .

    EPrints .EPrints(2009a) 2007 3

    .

    LC-MARBIMultilingualRecord Task

    Force(2001) MARC21 3

    , 7XX

    (HeadingLinkingEntries,) .

    Pont(2005) 7 OCLC

    7XX .

    Tillett(2005) VIAF

    . LC,,

  • - 44 -

    , .

    10 ,,,, 2001

    3 LEAF

    .

    , LEAF(dataproviders)

    LEAF ,

    (CentralNameAuthorityFile)

    (Kaiser2003;Weber2004).

    (NamesProject) Hill(2008)

    ,

    (accesscontrol) .

    Smith-Yoshimura(2009) OCLC 'Cooperative

    IdentitiesHub' .

    , ,

    ,,,

    , .

    ,

    .

    , (1993)

    . (1999)

    ,(2004)

    SRU .

  • - 45 -

    (2009)

    ,

    , ,

    .

    .

    .

    ,

    .

    ,

    .

    .

  • - 46 -

    3

    3.1

    3.1.1

    .

    .

    ,

    ,

    .

    ,

    .

    KCR()4

    ,

    ( 2005;

    , 2009)

    .

    ,,,

    LC [ 1] [ 5] ( 2009a,59-61)

    , ,,,

    .

  • - 47 -

    [ 1]

    (: 2009a,59)

    LC

    ,$d1892-1950 $h $q,$d1892-1950

    Yi,Kwang-su,$d1892-

    ,$d1892-1950 , $qLee,KwangSoo,$d1892-

    ,$d1892-1950 Kayama,Mitsurou , Chunwon,$d1892-

    ,$d1892-1950 , I,Govnag-Su Yi,Chunwon,$d1892-

    Yi,Kwang-su,$d1892- ,$q,$d1892-1950

    Yi,Chun-won,$d1892-

    ,$d1892- $h Kayama,Mitsuro,$d1892-

    Kayama,Mitsur,$d1892-

    $h Yi,Kwang-su I,Gwansu,$d1892-

    - $h - ,$d1892-

    - $h - ,$d1892-

    - $h - ,$d1892-

    - $h - -

    - $h - -

    - Yi,Kwang-su,$d1892-1950

    - -

    [ 2]

    (: 2009a,61)

    LC

    Lu,Xun,$d1881-1936 $h $q,$d1881-1936

    ,$d1881-1936 Lu,Xun,$d1881-1936

    Lu,Hsn,$d1881-1936

    Lu,Xun =$h,$d1881-1936

    LuSun,$d1881-1936

    No,Sin,$d1881-1936 , =$h,$d1881-1936

    Luo,Shun,$d1881-1936

    Chow,Shoo-jin,$d1881-1936

    Lu,Xun,$d1881-1936

    Chou,Shu-jen,$d1881-1936

    Zhou,Yushan,$d1881-1936

    $q ,$d1881-1936Zhou,Yushan,$d1881-19366

    ,$d1881-1936$h

    Lu,Hsun,$d1881-1936

    ,$d1881-1936Chow,Shoo-jin,$d1881-1936

    ,$d1881-1936 Lu,Hsun -,$d1881-1936

    ,$d1881-1936

    ,$d1881-1936 - ,$d1881-1936 ,$d1881-1936

    ,$d1881-1936 - - - ,$d1881-1936

  • - 48 -

    [ 3]

    (: 2009a,60)

    LC

    Murakami,Haruki,$d1949-

    $h

    $q

    ,$d1949-

    Murakami,Haruki,$d1949-

    ,$d1949- , =$h,$d1949-

    Murakami,Kharuki,$d1949-

    ,$d1949- Murakami,Haruki Murakami,Haruki,$d1949-

    ,,$d1949-

    ,,$d1949-

    ,Murakami,Haruki,$d1949-

    ,$d1949-

    ,$d1949-

    ,$d1949- - - - ,$d1949-

    [ 4]

    (: 2009a,62)

    LC

    Buck,PearlS.$q(PearlSydenstricker),$d1892-1973

    Buck,PearlS.$q(PearlSydenstricker),$d1892-1973

    Buck,PearlS.,$d1892-1973

    Buck,PearlSydenstricker,$d1892-1973

    Buck,PearlS.$q(PearlSydenstricker),$d1892-1973

    Walsh,PearlSydenstrickerBuck,$d1892-1973

    , S.Buck,PearlS.,$d1892-1973

    Walsh,PearlSydenstrickerBuck,$d1892-1973

    Buck,Pearl,$d1892-1973 , ,

    Buck,Pearl,$d1892-1973 Bak,Birl,$d1892-1973

    Bok,S.P'ol,$d1892-1973

    Buck,PearlSydenstricker

    , S.,$d1892-1973

    Buk,Purl,$d1892-1973

    Bak,Brl,$d1892-1973

    , Buck,Pearl, S.,$d1892-1973

    Bak,Perla,$d1892-1973

    ,,$d1892-1973

    S. , S. , ,$d1892-1973

    Bak,Perl,$d1892-1973

    ,$d1892-1973

    , S. -,,$d1892-1973

    Buck,PearlSydenstricker,$d1892-1973

    ,$d1892-1973

    S. -Buck,PearlComport,$d1892-1973

    Buck,Pearl,$d1892-1973

    - , S. -, ,$d1892-1973 Bok,PolS.,$d1892-1973

    - Sedges,John - -Sai,Chen-chu,$d1892-1973

    - ,

    - - Sai,Zhenzhu,$d1892-1973

    - ,

    - - Baka,Parla,$d1892-1973

    -

    - - ,$d1892-1973

  • - 49 -

    .

    KERIS 3

    ,

    . KERIS 400 ,

    .

    3.1.2

    AACR 22.17(dates)

    .

    , ,

    .

    [ 5]

    (: 2009a,65)

    [: ] [: ]

    , $d1964-

    , $d1964.3- , $d1953.03.21-

    , $d1964.02.18- , $d1955-

    [: ] [: ]

    , $d1968-

    , $d1971- , $d1968.8-

    , $d1971. 7- , $d1968.10-

    , $d1971.12.25-

    , $d1978-

    , $d1978. 2-

  • - 50 -

    ,

    , [ 5] (

    2009a,64-65).

    ,

    .

    .

    , ,

    .

    ,

    .KOMARC

    ($h)

    , ,

    .

    ,

    .

    .

    ,

    . MARC 100,600,700

    .

    AACR AACR 22.19

    (distinguishingterm) .

  • - 51 -

    , ( )

    . (2000,123-124)

    ($o)

    .

    ,

    , .[

    20] .

    [ 20]

    (: 2000,124)

    1948- 15

    1951- 6

    1958- 3

    1948- 17

    1960- 11

    FRAD

    (fieldofactivity).Jones(2008)

    FRAD MARC21 670 $b(

    ) 678(, ) .

    (fieldofinterest) .

    ,

    .

    ,

    .

    ,

  • - 52 -

    .

    .

    (2009)

    .

    .

    (400 $t)

    .

    , $t ,

    [ 21] ,

    .

    [ 21] ( )

    (: 2009,68-69)

    001KAC199631288

    1001 a ,d1935

    4001 a=,h,d1935

    4001 aOe, Kenzaburo,d1935

    4001 a ,d1935

    4001 a ,d1935

    4001 a ,d1935

    4001 a, ,d1935

    678 a

    001KAC199631288

    4001 a .tM/T ( )

    4001 a=,h( )

    4001 aOe, Kenzaburo

    4001 a

    4001 a .t ( )

    4001 a

    4001 a,

    678 au

    999 a1935-( )

  • - 53 -

    . .

    ,

    .

    ,

    .

    3.2

    3.2.1

    .

    [ 22]

  • - 54 -

    ,[ 22]

    .

    MARC MADS ,

    , .

    .

    670

    ,

    .

    NA_DSpace .

    [ 23]NA_DSpace

    [ 23] .

  • - 55 -

    ,

    .

    .

    .

    ,

    NA_DSpace .

    ,

    .

    ,

    . , ,

    ,

    NA_DSpace

    .

    3.2.2

    , .

    , .

    .

    , MARC

    LC XML MADS

    .

    ,

    .

  • - 56 -

    , .

    .

    , .

    .

    .

    ,

    ISADN

    .

    ,

    .

    , MADS .LC

    XML MODS(MetadataObject

    DescriptionSchema) MARC21

    ,MARC21 XML MADS .

    MADS (root elements) mads(1 MADS )

    madsCollection(MADS ) ,MADS

    (item) . authority,

    related variant .authority ,related

    variant .

    (descriptor) name, titleInfo, topic, temporal, genre, geographic,

    hierarchicalGeographic,occupation (LCNetworkDevelopmentandMARC

    StandardOffice2008a).

    note(), affiliation(), url, identifier(),

    fieldOfActivity(),extension,recordInfo .

    name

    (LCNetworkDevelopmentandMARCStandard

  • - 57 -

    Office2008b).

    -:

    namePart- type date,family,given,termsOfAddress

    role- roleTerm

    type code,text ,authority www.loc.gov/

    marc/sourcecode/relator/relatorsource.html

    description-

    -:

    ID,xlink,lang,xml:lang,script,transliteration

    type personal,corporate,conference,geographic

    www.loc.gov/marc/sourcecode/authorityfile/authorityfilesource.html

    670 678 MADS ,670 $a $b

    note ,type source ,678 $a $b

    note type history (LC NetworkDevelopment

    andMARCStandardOffice2008b).

    ,

    authority ,variant .

    nameParttype titleInfo

    fieldOfActivity

    .,namePart type fieldOfActivity

    () ,

    titleInfo .

  • - 58 -

    MARC [ 24] .

    [ 24]

    [001] [ ] 000301634

    [005] [ ] 20090930192235

    [008] [ ] 060112ne acannaab a aaa d

    [100] [ ] a,d1959-

    [400] [ ] a,d1959-

    [400] [ ] aBae, Zong-tae,d1959-

    [400] [ ] aBae, Zong Tae,d1959-

    [670] [ ] a :bt.p.

    [670] [ ] a :bt.p.

    [678] [ ] a

    XML MADS

    [ 25] .

    fieldOfAcitivity titleInfo

    .

    , titleInfo 670 .

    ,titleInfo ,

    . DDC

    .

  • - 59 -

    [ 25]

    General management

    Technology

    Bae, Zong-taeGeneral management

    Bae, Zong TaeGeneral management

    1959-

    Bae, Zong-tae1959-

    Bae, Zong Tae1959-

  • - 60 -

    3.2.3

    .

    .

    .

    ,

    . EPrints3

    ([ 5]) . EPrints

    ,

    .

    ,

    .

    , 2 ,

    .

    ,

    .

    ,

    .DSpace

    ,

    .

    , .

    , .

    .

  • - 61 -

    ,

    .

    .

    3.3

    3.3.1

    DSpace .[ 26]

    DSpace1.4.1 .

    NA_DSpace .

    [ 26]NA_DSpace

  • - 62 -

    NA_DSpace .

    JSP Tomcat6.0.J2EEcontainer ,

    Java6.0 ,DBMS Oracle9i .

    SpringFramework2.5

    .SpringFramework ,

    (inversionofcontrol) (dependencyinjection)

    . 2

    Spring-MVC .2

    MVC(Model-View-Controller)

    ,

    .MVC Model

    ,View

    ,Controller Model View

    .

    JavaApplication .

    NA_DSpace AJAX

    , NA_DSpace (advanced search)

    Author AJAX .

    NA_DSpace DC(DublinCore, DC)

    , KOASAS,S-Space,D-Space@Inha

    . NA_DSpace

    dc.contributor.author ,

    . NA_DSpace

    DC ID

    .

    DSpace [ 27]

    (lastname) (firstname) .

  • - 63 -

    [ 27]DSpace

    [ 28]NA_DSpace

  • - 64 -

    NA_DSpace

    ,

    [ 28]

    .

    [ 29]

    ,

    [ 29] .

    AJAX NA_DSpace

    ,

    , ,

    .

  • - 65 -

    3.3.2

    .,

    ,

    .

    . DSpace KAIST

    .,

    DDC .,

    DSpace

    ,KAIST, .

    [ 30] .

    MARC MADS .

    100 , 400

    variant .

    .,

    ., 100 400

    $a name namePart

    , $b 670 $a

    titleInfo .,titleInfo

    ,

    fieldOfActivity .

  • - 66 -

    [ 30]

    General management

    Technology

    Bae, Zong-taeGeneral management

    Bae, Zong TaeGeneral management

    1959-

    Bae, Zong-tae1959-

    Bae, Zong Tae1959-

    [001] [ ] 000301634 [005] [ ] 20090930192235 [008] [ ] 060112ne acannaab a aaa d [100] [ ] a,d1959- [400] [ ] a,d1959- [400] [ ] aBae, Zong-tae,d1959- [400] [ ] aBae, Zong Tae,d1959- [670] [ ] a :bt.p. [670] [ ] a :bt.p. [678] [ ] a

  • - 67 -

    ,,

    [ 6] .

    [ 6]()

    610 Medicine & health 611 Human anatomy, cytology & histology 612 Human physiology 613 Personal health & safety 614 Incidence & prevention of disease 615 Pharmacology & therapeutics 616 Diseases 617 Surgery & related medical specialties 618 Gynecology, obstetrics, pediatrics & geriatrics 619 [Unassigned] 620 Engineering & allied operations 621 Applied physics 622 Mining & related operations 623 Military & nautical engineering 624 Civil engineering 625 Engineering of railroads & roads 626 [Unassigned] 627 Hydraulic engineering 628 Sanitary & municipal engineering 629 Other branches of engineering 630 Agriculture & related technologies

    [ 7]

    600 Technology

    601 Philosophy & theory

    602 Miscellany

    603 Dictionaries & encyclopedias

    604 Special topics

    605 Serial publications

    606 Organizations

    607 Education, research & related topics

    608 Inventions & patents

    609 Historical, geographic & persons

    treatment

    621 Applied physics

    621.1 Steam engineering

    621.2 Hydraulic-power technology

    621.3 Electric, electronic, magnetic,

    communications, computer engineering

    621.4 Heat engineering and prime movers

    621.5 Pneumatic, vacuum, low-temperature

    technologies

    621.6 Fans, blowers, pumps

    621.8 Machine engineering

    621.9 Tools and fabricating equipment

  • - 68 -

    ,

    .

    [ 7] .

    [ 30]

    607.251, Technology

    Education,research& relatedtopics.

    Technology' . 621 Applied

    physics

    ,

    .

    .

    .

  • - 69 -

    [ 31]

    [ 31]

    (678 ) .

    ,

    ,

  • - 70 -

    . 3

    [ 32] .

    [ 32]

    Electric, electronic, magnetic, communications, computer engineering 5.8GHz 4x4 MIMO

    Kim, Seoung-CheolElectric, electronic, magnetic, communications, computer engineering

    Kim, Seong-CheolElectric, electronic, magnetic, communications, computer engineering

    Kim Seong-CheolElectric, electronic, magnetic, communications, computer engineering

    Kim, SeongcheolElectric, electronic, magnetic, communications, computer engineering

    1961-

    Kim, Seoung-Cheol1961-

    Kim, Seongcheol1961-

    5.8GHz 4x4 MIMO

  • - 71 -

    ,

    .

    3.3.3

    .

    .[ 33] Authors

    .

    [ 33]NA_DSpace

  • - 72 -

    . ,

    .

    ([+])

    [ 34] .

    [ 34]NA_DSpace :

    [ 34] , bae

    ,Bae,Zong-tae Generalmanagement

    ,Bae,ZongTae Technology .

    .

    ,

    .

  • - 73 -

    Authors [

    35] , Matched

    ,

    Unmatch .

    [ 35]NA_DSpace

    NA_DSpace Authors

    .

    .

    .

    NA_DSpace

    [ 36]

    (Approve) . .

  • - 74 -

    [ 36]

    .

    , .

    [ 37]NA_DSpace

  • - 75 -

    NA_DSpace

    [ 37] .NA_DSpace

    (n:m) NA_DSpace

    key key .

    .

    NA_DSpace .

    .(quicksearch)

    ,

    namePart ,

    .[

    38] search

    .

    [ 38]NA_DSpace

    .(advanced

    search) ,Author [

    39]

    .

  • - 76 -

    .

    [ 39]NA_DSpace

    [ 40]NA_DSpace

  • - 77 -

    BaeZong-tae(Generalmanagement) ,

    [ 40]

    . BaeZong-tae' Authors

    ' Bae,Zong-tae','Bae,ZongTae',BaeZong-tae'

    .,NA_DSpace

    .

    'BaeZong-tae'

    ,,

    ,

    ( 2009,12) .

    [ 41]NA_DSpace

    [ 40] [ 41]

    . NA_DSpace

  • - 78 -

    .,,,,

    ,,URI,collection , ,

    .URI

    http://hdl.handle.net/() NA_DSpace

    .

    DSpace

    NA_DSpace

    .

    ,, , .

    NA_DSpace ,

    .

    ,

    .

    .

    . ,

    , ,

    ,

    .

  • - 79 -

    4

    .

    (NationalInstituteofInformatics,NII)

    JAIRO(JapaneseInstitutionalRepositoriesOnline,http://jairo.nii.ac.jp)

    2009 4 .11 131

    76 . KISTI(

    )

    ,

    .

    ,

    , , (

    ) .

    ,, .

    ,, ,

    .

    .

    ,

    .

    ,

    DSpace NA_DSpace ,

  • - 80 -

    .

    ,

    .

    .

    , .

    .

    .

    , .

    .

    .

    .

    ,

    . XML

    MADS XML

    .

    ,

    .

    ,

    .

    ,

    .

  • - 81 -

    .

    ,

    .

    ,

    .

    ,

    .

    NA_DSpace

    , .

    .

    ,

    .

    ,

    ,

    .

  • - 82 -

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  • - 92 -

    ABSTRACT

    AStudyondeveloping

    aNameAccessPointControlSystem

    toimprovethePerformanceofInformationRetrieval

    from InstitutionalRepositories

    Kim,Mihyang

    Dept.ofLibraryandInformationScience

    TheGraduateSchool

    YonseiUniversity

    Astheinformationenvironmentrapidlychanges,librariesareputtingtheir

    effortsinto collecting and preserving digitalcontents,aswellasproviding

    variousservicesrelatedtotheircontentsbesidesthetraditionalmonographic

    forms.Forinstance,college and university librarieshave started to build

    institutionalrepositories,whereresearchinformationcanbecollecteddirectly

    from researcherswithoutbeingintervenedbyproprietarypublishers,asshown

    intheexampleoftheopenaccessmovement.Oneoftheconcernswithinsuch

    an environmentisthatlittleauthority orcontrolexistsoverthemetadata

    input,becausethedataareenteredbyresearchers-namely,enduserswho

    havelittleknowledgeoflibrarysystemsortheformatofsuchmetadata.This

    may causeinconsistency among themetadata,and asaresult,recalland

    precision in information retrievalcould deteriorate due to the lack of

    authoritativedata.

  • - 93 -

    This research suggests an approach to controlling authors'names by

    developingnameaccesspointcontrolsystem forDSpace,whichisopen-source

    and widely-used institutionalrepositorysoftware.Withtheproposedsystem,

    consistentmetadata can be maintained,and the quality ofdata can be

    improved.Indevelopingnameaccesspointcontroldataforthesystem,the

    followingaspectshavebeenimplemented:

    1)Theprimarydatahavebeencreatedfrom theexistingauthorityrecords

    ofthelibraries.MetadataAuthority Description Schema (MADS),which is

    basedonXML,hasbeenutilizedastheformatoftheprimarydata.

    2)Unliketheexistingauthoritydata,theprimarydatadonotuseany

    authorityforms.Instead,thedatausesalltheformsprovidedbytheresources

    asaccesspoints(referredtoasaclusteringapproach).

    3)Fieldofactivity(subject)andtitleinformationonauthorshipareutilized

    forpersonsofthesamename.Theexistingauthorityrecordsusetheauthor's

    birthanddeathdatestodistinguishpersonsofthesamename.Duetothefact

    thattherearealotofKoreanswiththesamename,thereexistsomecases

    wheretheauthor'sbirthmonthanddayarepresentedinadditiontothebirth

    year.However,endusersmaynotknow thesedates,andtoensureprivacyof

    personalinformation,theproposed system utilizesfield ofactivityand title

    informationassubfieldcodes.

    4)Toexpandthefieldofactivity,titleinformationhasbeenextractedfrom

    the670tag (sourcedatafound)in MARC authority records.Thefield of

    activityisfurtheridentifiedfrom theclassificationsoftherelatedbibliographic

    records.

    5)Todistinguishpersonswiththesamenamewithinthesamefield of

    activity,thetitleinformationfrom the670tagisutilizedassubfieldcodes.

    Title information isconsidered to be one ofthe mosteffective waysto

    differentiatepersonswiththesamename.

  • - 94 -

    6)Sinceasingleauthorcanpublishmultipleworkswithinvariousfieldsof

    activity,eachtitleinformationandfieldofactivityareusedasaccesspoints.

    Alltheaforementioned datawereimported to anew DSpacesystem,

    NA_DSpace,forinstitutionalrepositories,andnameaccesspointcontroldata

    wereusedformetadatainputandinformationretrievalwithintherepositories.

    Whenthedepositor(e.g.,aresearcher)inputsanameintothesystem,the

    system presentsalistofaccesspointstothecontroldataforbrowsingand

    providesanautocompletionoftheinputsoastoensureaccuratedata.Along

    withtheaccesspoints,thesystem alsopresentsinformationaboutfieldsof

    activityandtitlesifnecessary,inordertodifferentiatepersonswiththesame

    name.Furthermore,allthesefeaturesareutilizedinsearchingforinformation

    from therepositories,sothatthepeformanceofinformationretrievalcanbe

    improved.

    Theresearchresultindicatesthatthesystem improvesinformationretrieval

    performance.Itisalsoexpected thatthesystem canbeutilized overother

    metadataprovidedbylibraries,inadditiontotheinstitutionalrepositories,in

    ordertoprovidebetterqualityinformation.

    ------------------------------------------------------------------------------------------------------------------

    Key words :name access point control,authority control,institutional

    repository,MADS,DSpace,EPrints,KOASAS,S-Space