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c ., te %an fllowing $de H. W. H, J. CH JGE UD STATES DISTCT COUT SOUI DITRCT OF T 1133 N. SHOR BLV. CORS CT, T 781 (361) 888-H4 - · Fa (61) 888,3179 August 5, 2004 Judge lv M Lsi, Ca Judicial Confeence of te Unite States Com ittee on Finacia Dsclosu Oe Colubus Cicle, N.E. Washgton, D.C. 2054 Re: Cae Yea 2003 Filng Dea Judge Lisi: Ta you fr you letter of July 30, 2004. - := - c : ( _ 0 m "' e• -o - 0 'iz '> m ;;.: U - N2 U ‘: o> -·' : m : .. c 0 C> m ..:. - Wit rset to. te apsa date_ofmy inteest in it i old, pbaly 1987 . or 1988, acomplshed somete- in te yea i 1987. . It is dficaut t value this prope be<ÕUSe it is budeŠd by a provÚon t it Canot be sold util te deat of . Ûit. peo. Te assesed vae fom. lat yea's t bil _i$ _hger _ but i my view not reliable beause te propey canotnow be conveyed. . :· . . . ' . . . I will provide.you te 4aton a to t_ Sml Cap World Fud ad Euoacifc Fd in fllowng corspondece. · · · · · · · Hr:sh . ·• . .. .. : . _, . . · -. : 6 . .

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  • c:I

    .,,

    the ann, following dea.1'.h

    H. W. HEAD, JR. CHIEF JUDGE

    UNITED STATES DISTRICT COURT SOUTIIERN DISTRICT OF TEXAS

    1133 N. SHORELINE BLVD. CORPUS CHRETI, TEXAS 78401

    (361) 888-:H48 - · Fax (361) 888,3179

    August 5, 2004

    Judge lvlary M Lisi, Chair Judicial Conference of the United States Committee on Financial. Disclosure One Columbus Circle, N.E. Washington, D.C. 20544

    Re: Calendar Year 2003 Filing

    Dear Judge Lisi:

    Thank you for your letter of July 30, 2004.

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    0 m"r'"Tl er.• -o- 0'i'Jz'.:- > m;;;.:z U1 -N2 U1 ::o> -ri·' ::> m::r-

    .. c0 C> m ...c:..

    - With respect to. the appraisaj date_ofmy interest in it is old, probably 1987 . or 1988, accomplished sometime- in tQ.e years in 1987. . It is difiic ult to value this property be

  • I

    'l

    Date ____ _

    TANT

    SIDON: NAME

    TERMS.

    -

    ( '

    -

    2.

    l.

    Report Required by the E.tbics A0-10 FINANCIAL DISCLOSURE REPORT in Government Act of 1978L Rev. 1/2004

    Calendar Year 2003 (S U.S.C. app. §§ 101-lll)

    e rson Reporting (Last name, First name, Middle initial) 2. Court or Organization

    ad, Jr., Hayden W Southern District of Texas

    ... Title (Article Ill Judges indicate active or senior status; 5. ReportType (chC'Ck appropriate type) magistrate judges indicate full- or part-time) 0 Nomination, Date U. S. District Judge

    Q Initial @ Amlllal 0 Final

    3. Date of Report

    512912004

    6. Reporting Period

    l/112003

    to 1213112003

    7. Chamgers or Office Address 8. On the basis of the infonnation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

    1133 N. Shoreline Blvd. with applicable laws and regulations.

    Corpus Christi, TX 78401

    NOTES: The instructions accompanying this fonn must be followed. Complete: all parts, checking the NONE box for each part u have no reportable information. Sign on last page.

    I. POSIDONS. (Reporting individual only; see pp. 9-13 offiling instructions)

    0 NONE - (No reportable positions.)

    PO OF ORGANIZATION/ENTITY

    1. Agent Fann, Grayson County, Texas

    President Reynaldo Garza Inns of Court, Corpus Christi, TX

    3. Custodian Child m Uniform Transfer to Minors Act

    ; '. :- ::. · .• . .. ' } .

    ' :

    ...

    IL

    A GREElVIENTS. (Reporting individual only; see pp. 14-16 of filing instructions)

    NONE - (No reportable agreements.)

    DAT);_ PARTIES AND

    0 ...... ,;• = (;) C:::::> L,,c-::i

    r__r--.,.., 0- sU;i:::C: c::>

    0-Fi??5 C):;;:-:rr- ).>

    -s

    Ir] C)

    m

    rn -o:: rrrw u

    0

  • GROSS INCOME

    SOQRCE AND TYPE

    DESCRJPTJON

    L

    FINANCIAI. DISCLOSURE REPORT Name of Person Reporting Date of Report

    Head, Jr., Hayden W 512912004

    IlL NON-JNVESTI\1ENT lNCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

    A. Filer's Non-Investment Income

    NONE (No reportable non-investment income.) -

    SOURCE AND TYPE

    (yoms, not spouse's)

    1.

    B. Spouse's Non-Investment Income - (Ifyou were married during anyportion of the reporting year, please complete this section. (dollar am0ut1t not required except for honoraria)

    D NONE (No reportable non-investment income.) -

    1. 2003 Nursery School (Teaching) .

    IV. REIMBURSEMENTS - transponation, 1oc1ging, food. entertainment.

    (Includes those to spouse and dependent children. See pp. 25-27 ofinstructions.)

    NONE (No such reportable reimbursements.)-

    -

  • I ____________________________________ __,_H_ea_d_._h_ .• _Ha __ yd_en __ w ______________________________ _._ __ sn9a004

    SOURCE

    N..., "'""""" -..FJ]\TANCIAL DISCLOSURE REPORT n..eorRqxm

    V. GIFTS. (Includes those to spouse and dependent chtldren. See pp. 28-31 of instructions.)

    NONE - (No such reportable gifts.)

    DESCRlPTION

    1. -----

    VL 1.JABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

    NONE - (No reportable liabilities.)

    CREDITOR DESCRJPTION 1.

    VALUE CODE

  • 5/2912004 I I of eport

    · -'- -- -'- .

    4.

    J T !-<

    (2) (5)

    -

    w

    1.

    17.

    (2) (1)

    f'IN..A;NCIAL DISCLOSURE REPORT Name of Person Reporting Date Page 1 of2 Head, Jr., Hayden W

    - income, value. transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.}VIl. INVESTMENTS and TRUSTS

    A. B. c. D. Income during Gross value at end of Transactions during reporting period

    Description of Assets reporting period reporting period (including trust assets)

    If not exempt fiom disclosure(1) (2) (1) (3) (4)

    Place "(X)" after each asset exempt Date: Identity of Amount Type (e.g. Value Value Type (e.g. Value Gain from prior disclosure buy, sell, buyer/sellerCode l div. rent. or Code2 Method Monih - Code2 Code l

    Codc3 merger, Day(A-H) inl) (J-P) (J-P) (A-H) (ifpm'ak:redemption) transaction)(Q-W)

    DNONE (No reportable income, assets, or transactions}

    2.

    AMERICAN IDGH INCOME TRUST B Dividend K T BUY 03-25 K

    IRA: US TREASURY CATS SERJESKDUE 11- B Interest SELL 11-17 K 15-2003

    3. IRA: HERNDON PLANT OAKLEY MONEY MARKET (GREAT HALL PRIME)

    IRA: GROW11l FUND OF AMERICA

    A

    A

    Dividend

    Dividend

    K

    K

    T

    T

    BUY

    BUY

    11-17

    12-16

    K

    J

    5. IRA: SMAIL CAP WORID FUND A None J T BUY J

    IRA: EUROPACIFIC FUND A Dividend J T BUY J6.

    7. 1/3 ENTAILED INTEREST, FARM, GRAYSON c Rent CO.,TX

    8. HERNDON PLANT OAKLEY MONEY MARKET A Dividend K T BUYSELL VARS J SEE NOTEIN (GREAT HAIL) PART Vfil

    9. MPS-MANAGED MUNICIPAL BOND TRUST B Dividend K T

    10. #3 1991 TR.UST, CO-TRUSTEE:

    11. HERNDON PLANT OAKLEY MONEY MARKET A Dividend (GREAT HALL)

    12. #3 CUSTODIAL ACCOUNT:

    13. HERNDON PLANT OAKLEY MONEY A Dividend MARKET(GREAT HALL)

    14. AMERICAN BALANCED FUND A Dividend

    15. HAYDEN W. HEAD, JR. (CONT'D):

    16. CAPITAL WORLD BOND FUND B Dividend ·-

    M

    J

    J

    K

    Q

    BUYSELL

    T BUYSEIL -

    T BUY

    T BUY

    VARS J SEE NOTE IN PARTYm

    VARS

    VARS

    J

    J

    SEE NOTE IN PARTYm

    VARS J

    18.

    HANOVER COMPRESSOR, COMMON A Ncme J T

    NORTHERNBORDERPTRS LTD B Distribution PARTNERSHIP UNIT

    !. lncome.'Gain,Codes: A = S!,000 or less B = $1 001-$2,500 c =$2.:501-$5 ,Qt){) D = S5,001-Sl5,000 E = SJS,001-$50,000 (See Columns Bl andD4) F = SSO,OOl ·Sl 00,000 G = $100;001-$1,000,000 HI = Sl,OOO,OOI'-$5,000,000 H2 =More than $5,000,000

    2. Value Codes: = $15,000 or less K = $15,001-$50;000 L = $50,001-$1.00,000 M = $100,001-$250,000

    (See Columns Cl and D3) N = $250,000-$500' 000 0 = $500,001-$1,000,000 Pl = SI,OOO,OOI-SS,000,000 P2 = $5,000,001-S25,000,QOO

    P3 = $25,000,001-$50,000,000 P4 =$More tltan.$50,000,000

    3. Value Method Codes Q =Appr.ri:;ai R =Cost (Real Estate Oitly) s = Assessment T = Cash/Market

    (See CoJW1111 C2) u =Book Value v other = Estimated

  • 23.

    A.

    101(K):

    int.)

    :U.S.

    (3) (4) (5)

    T

    -

    24.

    reporting period

    (2) (1)

    FINA CIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page2 of2 Head, Jr., Hayden W Si29fl004'

    - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of:liling instructio111S.)VIL INVES S and TRUSTS

    B. c. D. Income during Gross ,'3Jue at end of Transactions during reporting period

    Description of Assets reportingperiod(including trust assets)

    Ifnot exempt from disclosure(1) (2) (1)

    Place "(X)" after each asset exempt from prior discloS1lll'e

    TEPPCO PTRS LIMITED PARTNERSHIP UNIT19.

    20. BECKS PRIME BOC LTD. 112 LTD. PARTNERSHIP 'QNJIT

    BECKS DAIRY-ASHFORD I-10 SE LTD. PARTNERSHIP UNIT

    21.

    DIVERSIFIED INVESTORS 22. VARIABLE FUND

    U.S. TREASURY BOND, DUE 11-15-2021

    Amollllt Type (e.g. Value Code I div. rent or Code2 (A-H) (J-P)

    B Distribution J

    A Distn"bution J

    A Distnoution J

    A Dividend K

    c Interest L

    Value Method Code3 (Q-W)

    Type (e.g. buy, sell, merger, redemption)

    (2) Date: Month-Day

    Value Code2 (J-P)

    Gain Code 1 (A-H)

    Identity of buyer/seller ("tfpm'ate b'ansaeticm)

    u

    u

    T BUY MO J

    T

    TRANSAMERICA LIFE INSURANCE; B Interest K T PREMIUM MO J UNIVERSAL LIFE INSURANCE POLlCY

    25. FIRST COLONY UNIVERSAL LIFE INSURANCE POLlCY

    A Interest J T PREMIUM MO J.

    26.

    27.

    U.S. SAVINGS BONDS, SERIES EE

    SAVINOS BONDS SERIES EE

    A

    A

    Interest

    Interest

    J

    J

    T

    T

    28. IRA: AMERICAN HIGH INCOME TRUST A Dividend J T BUY MO J

    29. OVERRIDING ROYALTY INTERESTS lN Royalty J v S:EENOTEJN MINERALS F'ARTVIll

    l. Income/Gain Codes: A = Sl,000 orless B = $1 ,0o.J-$2,500 C =$2,501 $5,000 D = S5,001-$15,000 E =$15;001-$50,000

    (SecColwnnsBI am!D4) F = $S0,00l-$JOO,OOO G = $100;001-$1,000,000 HI = $1,000,00l "$.5,000,000 H2 =More than $5,000,000

    2. Value.Codes: J =SJS,000 orless K = $15,001-$50,000 L = $50,001•$100,000 M = $100,001-$2:50.000

    (See Colunms Cl andD3) N = S250,000-$500,000 0 = $500.001-$1,000,000 Pl = s1,ooo,ao1-$5,000;ooo n = ss,000;001-s2s,ooo,ooo

    PJ = S25,000,001-$50.000,000 P4 = $More than $S0,00fl.001l

    3_ Value Method Codes Q = lqlpraisal R = Cost (Real Estate Only) S = i\Ssessment T =Cash/Market

    (5ee Coiumn C2) U Book Value V =Other w Estimated

  • FrnANCIAL DISCLOSURE REPORT Name of Person Reporting

    Head, Jr., Hayden W

    Date of Report

    5129f2004

    (lrulicate part of Report.} VIII. ADDIDONAL INFORMATION OR EXPLANATIONS

    Among the holdings at year's end was an undeposited check for $40,000J'rom USAA representing damages to home from a plumbing leak.

    The following notes apply to Part VU. Item #:

    7 - account is used for temporary investment of income received pending transfer to bank or other reinvestment. No gain or loss is realized on sales of money market account.

    ·

    I 0 & 12 - account is used to make monthly disbursements to beneficiary. No gain or loss is realizCd on sales of money market a ccount. 29- During the year, notice was received regarding unrecovered and unclaimed property from interests in certain overriding royalty interests in minerals. No income was received from this property, the value of such has not been determined at this time, and the leases are not known but assumed to be those same ORR! reported in pas:t years ••

  • Date " /.___,CJ'-+-/-0 _,__f _

    KNOWING Y NOTE: ANY INDIVIDUAL WHO BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

    FINANCIAL DISCLOSURE REPORT Name or Person Reporting

    Head, Jr., Hayden W

    Date of Report

    512912004

    IX. CERID'ICATION.

    I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno'!ledge and belie and that any information not reported was withheld because it met applicable statutocy provisions pemritting non-disclosure.

    I further certify that earned income :from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

    , Signature

    FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY

    FILING INSTRUCTIONS

    Mail signed original and 3 additional copies to:

    Committee on Financial Disclosw:e

    Suite 2-301 Administrative Office of the United States Courts

    One Columbus Circle, N.E. Washington, D.C. 20544