e-invest corporate account - open online trading account...

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ICICI Direct Account Opening FormICICI Direct Account Opening FormICICI Direct Account Opening FormICICI Direct Account Opening FormICICI Direct Account Opening Form

Application Form No. :

(For Corporates/Partnership firm/Institutions/trusts etc.)Inclusive of Bank account and Demat account opening form

GENERALSelect the type of entity you belong to:

q Public Limited Companyq Private Limited Companyq Trust

q Public Sector Undertakingq Municipal Corporationq Partnership firm

1. Inward by Region :

2. RCU Screened :

3. Received at CPC / RPC Account Opening :

4. Audit :

5. Inward Verification Date :

6. Rejection Sent to Centre :

7. Rejection Received at the Centre :

8. Data Verification Unit :

9. Received by the Vendor :

10. Sent to CPC/ RPC :

11. Re-Inward - Form Resent post Rectification :

12. Account opening Date

13. Signature of the Scrutinizer :

14. BOT Handling Rejection :

q Society / Club / Association of personsq Other (Please Specify)q Limited Liability Partnership (LLP)

ACKNOWLEDGEMENT SLIPI/We acknowledge receiving from Mr./Ms.

the required documents for opening ICICIdirect.com Account along with following chequesCheque No. (Account Opening Charges amount ` 5000/-)& Cheque No. for __________________________(amt) favouring ICICI Bank

- your account No/Name ___________________________________________for funding in new ICICI Bank Account

opened vide this form.

DSE Name: ________________________________ Seal & Sign of Officer __________________

Sr. No.

Version-12

E-Invest Corporate Account

Sub-Broker Corporate Account

Trading and Clearing Member’s Name ICICI Securities Limited Registered Office Address ICICI Centre, H. T. Parekh Marg, Churchgate,

Mumbai - 400 020, India,Tel.: 022-22882460/70Fax : 022-22826455 Website : www.icicisecurities.com

Correspondence Address Shree Sawan Knowledge Park, Plot No. D-507, T.T.C.Ind.Area, M.I.D.C.,Opp. Juinagar Railway Station,Navi Mumbai – 400 705 Tel: 022-40701000Fax : 022-40701022 Website : www.icicidirect.com

Name of Compliance Officer : Ms. Mamta Jayaram Shetty, Tel : 022-40701000, Email id : [email protected] Name of CEO : Mr. Anup Bagchi, Tel : 022-40701000, Email id : [email protected] BSE SEBI Registration number INB 011286854 (Capital Market Segment) dated July 23, 2007 BSE SEBI Registration number INF 010773035 (Derivative Segment) dated June 8, 2000 NSE SEBI Registration number INB 230773037 (Capital Market and Wholesale Debt Market Segment) datedSeptember 14, 1995

NSE SEBI Registration number INF 230773037 (Futures and Options Segment) dated June 8, 2000 NSE SEBI Registration number INE 230773037 (Currency Derivatives Segment) dated August 27, 2008

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Note: Please ensure that all the instructions givenbelow have been followed

I. GENERAL1. ICICI-Direct account would be in the name of

the applicant. The applicant would need to havea Bank Account with ICICI Bank Limited(hereinafter referred to as “ICICI Bank”) and aDemat Account with ICICI Bank Limited(hereinafter referred to as “ICICI Bank”).

2. Part A : The documents viz Client RegistrationForm, Schedule of charges are mandatory docu-ments.PART B : The documents viz Rights and Obliga-tion, Risk Disclosure Document,Policies and Pro-cedures, Guidance Note are mandatory docu-ments. Further the Agreement between the De-pository Participant and the person seeking toopen an account with the Depository Participantis also mandatory as per National Securities De-positories Limited. Power of Attorney and Let-ter of Confirmation are voluntary and at the dis-cretion of the trading member and the client.

3. Please fill in all details in the entire form only inBLOCK LETTERS. Write only one alphabet ineach square provided. Leave one square blankbetween words.

4. All mandatory fields (fields marked with # )should be filled in.

5. It is mandatory to fill up telephone numbers inthe account opening form (landline or mobile)

6. Clearly specify the complete registered & mail-ing address of the applicant with city, state andpin code. All communications shall be sent tothe mailing address of the applicant as statedabove.

7. Please ensure that the E-mail address of theprincipal authorised signatory is correct sinceall electronic mails will be sent at this address.

8. Usage of white ink is not allowed on AOF andany alteration/correction on the AOF should beattested by the principal authorised signatory

9. Issue a signed cheque favouring ICICI Securi-ties Ltd. for ` 5,000/- towards the account open-ing charges.Please do not give any blank chequesor cash to the sales executive

10.Power of Attorney should be notarised and com-mon seal to be affixed in case of corporateclients. 'For.......... ' stamp to be affixed at the sig-nature

II. SIGNATURES:1. Form need to be initialised by all the authorised

signatories.2. Self attested copy of PAN card is mandatory for

all clients, including Promoters/Partners/Trust-ees and whole time directors and persons au-thorized to deal in securities on behalf of com-pany/firm/others

3. Photograph, Proof of Identity, Proof of Address,PAN and DIN numbers of whole time directors/two directors in charge of day to day operationsis required

4. Photograph, Proof of Identity, Proof of Address,PAN of individual promoters holding control -either directly or indirectly

5. Photograph, Proof of Identity, Proof of Address,PAN of individual promoters holding control -either directly or indirectly

6. Thumb Impression and Signatures of theauthorised signatories other than in English orHindi or any of the other languages containedin the 8th Schedule of the Constitution of Indiamust be attested by a Magistrate or a NotaryPublic or a Special Executive Magistrate.

7. Please ensure that the signature after the decla-ration is in Black Ink only.

8. Company / Partnership firm / Trust / Club / Soci-ety / Association stamp to be affixed on theapplicant’s authorised signature. The name ofthe entity on the AOF and rubber stamp of thesame should match exactly

9. Signatures of all authorised signatories to be re-corded in Black Ink.

10.All documents (Address proof & Identity docu-ments) obtained from customers must be signedby at least one of authorized signatory.

11.Membership number of the Company Secre-tary should form a part of the CompanySecretary’s signature on the copies of the BoardResolution & Latest List of Directors.

12.In case of signature mismatch in AOF and KYCdocuments, a letter would be required to besigned by authorised signatory in the prescribedformat in presence of bank employee and at-tested by the bank employee. For Partnershipfirm and Companies, signature should be wit-ness by another Partner or Director.

III.DOCUMENTSDocuments to be submitted by respective enti-ties is provided in page no 31-34

INSTRUCTIONS / DOCUMENTATION

1. View the status of your icicidirect.com account online under the link “View Account Status" on the Customer Service page.2. You can now view the scanned image of your form on www.icicidirect.com.The scanned copy of your filled form will be uploaded after your account

has been opened.To view the form, please log in to your account and visit the Customer Service section and click on 'My Application form' in the'My Account' section.

3. After receipt of your ICICIdirect User-Id & password, activate your account for trading under the link “Activate Your Account" on the Customer Service page.4. Address any queries & doubts to us directly through 'Easy Mail' which is available on the customer service page of our site, (http//:www.icicidirect.com).5. In case of any queries you can call at any of the 24 Hour Customer Care Centre.

Ahmedabad : 98982 78000 Bangalore : 4113 1877 Bhubaneshwar : 1800 345 3499 Chandigarh : 505 5700Chennai : 4208 8000 Coimbatore : 435 8000 Cuttack : 1800 345 3499 Delhi : 4171 8000Delhi (Mobile) : 98181 78000 Darjeeling : 1800 345 3499 Guwahati : 1800 345 3499 Hyderabad : 2312 8000Indore : 402 2005 Jamshedpur : 1800 345 3499 Kochi : 98954 78000 Kolkata : 98313 78000Lucknow : 9936 218 000 Mumbai : 2830 7777 Patna : 1800 345 3499 Pune : 98904 78000Ranchi : 1800 345 3499 Siliguri : 1800 345 3499 Andhra Pradesh :98495 78000 Chattisgarh : 98932 08000Goa : 98904 78000 Gujarat : 98982 78000 Haryana : 98961 78000 Karnataka : 98455 78000Kerala : 98954 78000 Madhya Pradesh:98932 08000 Maharashtra : 98904 78000 Punjab : 98155 58000Rajasthan : 98292 22292 Tamil Nadu : 98944 78000 UP East : 1800 345 3499 UP West : 98973 08000Uttaranchal : 98973 08000

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ICICI Direct Account Opening FormICICI Direct Account Opening FormICICI Direct Account Opening FormICICI Direct Account Opening FormICICI Direct Account Opening Form

Application Form No. : (For Corporates/ Partnership firm/Insti-tutions/trusts etc.) Inclusive of Bank ac-count and Demat account opening form

Version-12

E-Invest Corporate Account

Sub-Broker Corporate Account

Sr. No Contents Brief Description Page NoMANDATORY DOCUMENTS

1 Details of the applicant 2 Section 1 : ICICI direct.com Account Captures demographic and other details

Details necessary for opening your account(s). 5 3 Section 2 & 3 : Bank & Demat Captures Bank and demat account details.

Account Details Also contains application for opening a newbank or demat account 6-8

4 Details of Principal Authorised User Captures demographic and other details ofto deal in Securities on behalf of theperson authorised to deal in securitiesCompany/Trust/Others onbehalf of the entity 9

5 Schedule of Charges Lists the fees / brokerage and other chargesapplicable on transactions effected throughyour account. Also contains the chargesapplicable to your Bank account. 13-16

FORMATS 1 Details of Promoters / Parters / Contains address and identity details of

Board of Directors / Trustees partners / Directors / Trustees and share 17-18holding pattern duly attested on the letter

Shareholding Pattern head of the entity 19 2 Board Resolution Contains authorisation given by the Company

to specific person to deal on their behalf 21 3 NOC format for credit facilities Required as per RBI Circular, in case the entity

availed is availing credit facility with other banks 22 4 Format of Networth Calculation Prescribes the format in which Networth

calculation has to be submitted by the Entity 22 5 Declaration / Authorisation from Contains declaration given by firm and

Partnership firm / LLP authority given by firm to partner pertaining toopening / operating bank, demat and tradingaccount 23-30

INDEX FOR PART A

1. For any grievance/dispute please contact ICICI Securities Limited at the above address or email [email protected] or Call Customer care number given on page 2. In case not satis-fied with the response, please contact the concerned exchange(s) at NSE : [email protected], Phone :022-26598100, BSE : [email protected], Phone : 022-22728097

MATCH NO. : ________________________________CENTRE : ________________________________TYPE OF SELLING : ________________________________ANNEXURE FORM : ________________________________SDO CODE NO. :________________________________

SCHEME TYPE : ________________________________DBC CODE NO. : ________________________________DBC NODE ID : ________________________________SEBI REGN. NO. : ________________________________LEAD NUMBER :

Bank Branch Name : ____________________________________________ ICICI-direct Account q

Branch Code No : Bank Account q

Agent/Broker Code : Demat Account q

Sub Agent/Sub

Broker Code :

ICICI SECURITIES LIMITED (For office use only)

CentreDateInward No.F.Y.

Account Reference Number (ARN) :

4

NOT TO B

E SIG

NED

KEPT BLA

NK INTENTIO

NALY

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SECTION 1: ICICI-Direct Account Details / Name of the Company / Firm / Trust

(This information is the sole property of the trading member / brokerage house and would not be disclosed to anyone unless required bylaw or except with the express permission of clients)# Name of the Company/Firm/ Trust:

PAN : Whether you wish to receive physical contract note or Electronic Contract Note (ECN) (please specify): Physical ECNEmail id __________________________________________________________________________________________________________

# Registered Office

Flat/Plot No. :Bldg./Society Name :

Road No.& Name :Area/Locality :City :State :Country :Pin Code :Tel (O) :

Mobile No. :SMS Facility : Yes No

Fax No. :

Specify proof of address submitted for registeredaddress ________________________________________________________________________________________________

# Correspondence Office (If different)

Foreign Office

Flat/Plot No. :

Bldg./Society Name :

Road No.& Name :Area/Locality :City :State :Country :

Pin Code :

RBI Reference No. :

RBI Approval Date :

SEBI Registration No.: _____________________________

Other Details

# Date of Incorporation :Place of incorporation : ________________________# BusinessCommencement Date :

Neworth as on :` ........................................... (networth should not be older than 1 year)KRA KYC Compliant : Yes No (If Yes, provide copy of letter provided

by KRA)

IT Circle/Ward/District No. :

# Registration No. (CIN) :

Registration Authority :

Registration Date :

Registration Place :

# Nature of Business :

D D M M Y Y Y Y

D D M M Y Y Y Y

# Details of Contact Person (In case of Trust, Name of Trustee or member is must)

Name :

Designation :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City :

State :

Country :Pin Code :

First Middle Last

Address for Communication / Corporate Benefits

(Default option is Registered Address)

Registered/Permanent Address

Correspondence Address / Foreign Address

(with ROC, SEBI or any other Governmentauthority)

PART A

Flat/Plot No. :Bldg./Society Name :

Road No.& Name :Area/Locality :City :State :Country :Pin Code :Tel (O) :

SMS Facility : Yes NoFax No. :

Specify proof of address submitted for correspondenceaddress ________________________________________________________________________________________________

Version-12

D D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Sex : Male Female

Date of Birth :

Tel (R) :

Tel (O) :

Fax No. :

*Mobile :

SMS Facility : Yes No

E-mail Id :

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

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Note : Authorised user for the Bank Account shall be same officials or authorized users who are allowed to operate ICICI-Direct account.# SECTION 2 : Bank Account

Existing Bank Account New Bank Account # Type of Account: Current Account

A. If you wish to link an existing ICICI Bank Accounta)Provide all details below as in your existing ICICI Bank Account.b)Your signatures in the Bank’s record must match with the signatures on the Form.c)Please ensure that this is a pure current account and NOT a Quantum Deposit, Quantum Optima, Savings Account.# ICICI Bank Account No. :

# Branch Address :

9-Digit MICR Code Number of the Bank & Branch :

IFSC Code :

Appearing on the MICR Cheque issued by the Bank (The second number appearing at the bottom of the cheque).

B.If you wish to open a new ICICI Bank Account :a. Provide all details below as you want this new account to be.b.For the purpose of opening the bank account and utilising the web banking service, all additional formalities as required byICICI Bank for the same will have to be complied with separately. The formalities, procedures and decision of ICICI Bank willbe final in this respect. Copy of the duly filled in form alongwith the Annexures should be sent to the respective bank branch.

# Name of ICICI Bank Branch : ___________________________________________________________________________________

# Address : _____________________________________________________________________________________________________

___________________________________________________________________________________________________________________________________________________

Note : Please ensure that this branch is from the designated list of branches linked to ICICI-Direct Online Trading Account.

Mode of operation of Bank Accounts : __________________________________________________________________________

Any one singly :________________________________________________________________________________________________

Jointly by (Specify the names) : ___________________________________________________________________________________

As per resolution : _____________________________________________________________________________________________

Internet Banking

Preferred User ID :

Note : The Preferred User ID should be minimum 6 & maximum 8 characters in length.

Name of UM & AUM :

Employee Number :

At present working at :(Mention name of Branch)

Designation :

I have understood the document and certify that the document convey compliance with KYC guidelines

(Signature)

Annexure BTo be filled in case the documents submitted are in vernacular language.

FOR OFFICE USE ONLY

Customer ID No. :

Bank Account No. :

Relationship No. :

A/c Type :

Nomination No. :

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EXPECTED VALUE OF TRANSACTION IN A MONTH (`)

Total Cash Deposit (In ̀ ) <1Lacs 1Lac to<10 Lac 10 Lac<25 Lac 25 Lac<1 Cr > 1 Cr

Percentage of Total Cash Deposits In Base Location __________________(%) In Non Base Location ______________(%)

Total Cash Withdrawals (In ̀ ) <1Lacs 1Lac to<10 Lac 10 Lac<25 Lac 25 Lac<1 Cr > 1 CrPercentage of Total Cash Withdrawals In Base Location __________________(%) In Non Base Location ______________(%)

Total Cash Deposit in the A/c. (In ̀ ) <1Lacs 1Lac to<10 Lac 10 Lac<25 Lac 25 Lac<1 Cr > 1 Cr

Total Cash Withdrawals in the A/c. (In ̀ ) <1Lacs 1Lac to<10 Lac 10 Lac<25 Lac 25 Lac<1 Cr > 1 Cr

Foreign Inward Remittances (In ̀ ) NA 10 Lac 10 Lac<25 Lac 25 Lac<1 Cr > 1 Cr

Foreign Outward Remittances (In ̀ ) NA 10 Lac 10 Lac<25 Lac 25 Lac<1 Cr > 1 Cr

Business Income Donations / Grants Others ________________

SOURCE OF FUNDS

ALERTS ON MOBILE (Chargeable Service) / E-MAIL (Free Service)

I/ We would like to receive the account information through +91

OR Email ID :

SMS on the Mobile

Email ID / Fax (If you opt for Fax please give country and state code eg. 912256661430

E-mail Statement will be sent to the above ID’s as per the frequency specified. Linked FDdetails will be includedin the E-mail statements only once a month and shall be sent to thefirst E-mail ID given above.

E-mail is free but fax is a chargeable service (Please refer to the SOC). Maximum five e-mailIds can be registered for Account statement via E-mail and the frequency is same for all users.

Frequency Daily Weekly Forthnightly Monthly

* CHEQUE BOOK REQUIRED YES NO

Principal Authorised Signatory X 1

STATEMENT VIA E-MAIL (Free Service) / FAX (Chargeable Sercive)

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2

3

4

5

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# SECTION 3 : Demat Account Details

Existing Demat Account New Demat Account

Note : If you wish to link an existing ICICI Demat Accounta. Provide all details below as in your existing ICICI Demat Account.b. Your signatures in the Bank’s record must match with the signatures on the Form.

Participant Name : ICICI Bank Limited, Address : 3i, infotech limited, Akruti Trade centre, 3rd Floor, P.10, Road No.7, MIDC Marol, Bhim Nagar, Andheri (EAST), Mumbai- 400093, INDIA.

DP ID: (IN 300183) - DP ID: (IN 302679) - DP ID: (IN 302902) - DP ID: (IN 303028) -

# ICICI Bank Demat Account No. :

Note : Authorised user for the Demat Account shall be same officials or authorized users who are allowed to operate ICICI-Direct account.

Introduction(By an existing account holder / applicant’s Bank)

DP ID : _______________________________________________________ CLIENT ID : ______________________________________________________________

I Confirm the identity and the address of the applicant(s) )

Name : ___________________________________________________________________________________________

Introducer’s Signature / Seal of the Bank

Mode of operation of Demat Accounts

Any one singly

Jointly by (Specify the names)

As per resolution

Others (please specify)

Foreign Address

RBI reference No.

RBI Approval Date

SEBI Registration No. (for FIIs)

# Investment / Trading Experience ________ years in stock, ________ years in Derivatives, ________ years in any other investmentrelated field.

Trading Preference

Exchange Segments

National Stock Exchange (NSE) Capital Market ______________________ Future and Option __________________________

Principal Authorised Signatory Principal Authorised Signatory

Currency Derivative ________________________ Principal Authorised Signatory

Bombay Stock Exchange (BSE) Capital Market _______________________ Future and Option _______________________ Principal Authorised Signatory Principal Authorised Signatory

MCX Stock Exchange Capital Market ______________________ Future and Option __________________________

(Subject to Regulatory Approval) Principal Authorised Signatory Principal Authorised Signatory

Currency Derivative ________________________ Principal Authorised Signatory

Whether you wish to avail of the facility of internet trading/ wireless technology(please tick) Yes NoDetails of any action/proceedings initiated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/constituentor its Partners/promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years:________________________________________________________________________________________________________________________________________

DEALINGS THROUGH SUB-BROKERS AND OTHER STOCK BROKERS If client is dealing through the sub-broker, provide the following details:Sub-broker’s Name: _________________________________________________SEBI Registration number_____________________________Registered office address: ________________________________________________________________________________________________Fax:___________________Website:__________________________________________________________________________________________

Whether dealing with any other stock broker/sub-broker (if case dealing with multiple stock brokers/sub-brokers, provide details of all)

Name of stock broker:_______________________________________Name of Sub-Broker, if any_____________________________________Client Code:________________________________________________Exchange: ___________________________________________________Details of disputes/dues pending from/to such stock broker/sub- broker:______________________________________________________

#INTRODUCER DETAILS (optional)

Name of the Introducer:___________________________________________________________________________________________________(Surname) (Name) (Middle Name)

Status of the Introducer: Sub-broker/Remisier/Authorized Person/Existing Client/Others, please specify___________________________

Address and phone no. of the Introducer: __________________________________________________________________________________

Signature of the Introducer: _______________________________________________________________________________________________

In case of other (as may be applicable)

Standing Instructions

I/We authorise you to receive credits automatically into my/our account. Yes No

Account to be operated through Power of Attorney (PoA) Yes No

SMS Alert Facility Yes No

X 4

X 2 X 3

X 5

Details of Account holder(s) :

NAME PAN

Sole 1st Holder

2nd Holder

3rd Holder

For HUF, Partnership Firm, Unregistered Trust, Association of Persons (AOP) etc.,

although the account is opened in the name of the karta, partner(s), trustee(es) etc.,

the name & PAN of the HUF, Partnership Firm, Unregistered Trust, Association of

Persons (AOP) etc., should be mentioned below:

a) NAME b) PAN

X 6

X 9

X 7 X 8

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# Income Details (please specify)

Gross annual Income details q< 1 lac 1 lac to 5 lac q 5 lac to 10 lac 10 lac to 25 lac 25 lac to 1 crore

> 1 crore OR Neworth as on ` .................................................................. (networth should

not be older than 1 year)

Market Value of Portfolio as on

` < 1 lac ` 1 lac to 5 lac ` 5 lac to 10 lac ` > 10 lac

Note: Maximum three signatories including principal authorised signatory are allowed.Please note that only the principal authorised signatory is permitted to operate the www.icicidirect.com trading account.Mobile number is mandatory.

# Details of Principal Authorised User to deal in Securities on behalf of the Company/Trust/Others

Name :

Father's Name : ______________________________

Designation :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City :

State :

Country :

Pin Code :

First Middle Last

D D M M Y Y Y Y

Name :

Father's Name : ______________________________

Designation :

Sex : Male Female

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City :

State :

Country :

Pin Code :

Tel (R) :

Tel (O) :

Fax No. :

*Mobile :

E-mail Id :

Other Authorised User 1

First Middle Last

D D M M Y Y Y Y

Name :

Father's Name : ______________________________

Designation :

Sex : Male Female

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City :

State :

Country :

Pin Code :

Tel (R) :

Tel (O) :

Fax No. :

*Mobile :

E-mail Id :

Other Authorised User 2

First Middle Last

D D M M Y Y Y Y

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

D D M M Y Y Y Y

Sex : Male Female

Date of Birth :

Tel (R) :

Tel (O) :

Fax No. :

*Mobile :

E-mail Id :

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

Number of year in business - < 1 Year 1 to < 3 Year 3 to < 5 Year 5 to < 10 Year > 10 YearAnnual Sales turnover (in Rs.) - <40 Lac 40 Lac to < 5 Cr 5 Cr to < 25 Cr 25 Cr to < 100 Cr > 100 Cr

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Declaration, Signatures and Photographs

I/We declare that I/we do not enjoy any credit facility with any bank.

I/We enjoy the following credit facilitiers with other banks at present:

I/We declare the I/we are not listed on any Stock Exchange.

I/We declare that I/We are listed on the following Stock Exchange(s):

I/We declare that I/we do not have any accounts with ICICI bank in the name of me/ same entity.

I/We declare that I/we have applied for the current accounts with ICICI Bank in the name of me/same entity with the following AOFnumbers.

I/We declare that I/we already hold the following current accounts with ICICI Bank in the name of me/same entity with the follow-ing account numbers. Account Numbers / AOF Numbers ( use separate sheet for having more than 5 accounts/ applied for morethan 5 accounts with AOF numbers)

* in case credit facilities is enjoyed with other bank please provide NOC in the format given on page no 22

Politically Exposed Persons (PEPs) / Related to a Politically Exposed Person (RPEP)Politically exposed persons are individuals who are or have been entrusted with prominent public functions in a foreign country and satisfyone of the following conditions given below. PEPs / RPEP also include persons who are not currently falling under the below criteria but weredoing so at any given point of time within the last one year.

[A] Head of States or of Governments in a foreign Country[B] Senior Politicians in a foreign country[C] Senior government/judicial/military officers in a foreign country[D] Senior executives of state owned corporations in a foreign country[E] Important political party officials in a foreign country[F] Senior Indian diplomat personnel posted outside the country.[G] Family and close associate of the PEPs / RPEP mentioned above.

Families: The term families includes close family members such as spouses, children, parents and siblings, other blood relatives andrelatives by marriage.Close Associates: The term closely associated persons in context of PEPs / RPEP includes close business colleagues and personal advisors/ consultants to the PEPs / RPEP as well as persons who obviously benefit significantly from being close to such a person.We hereby declare that the following beneficial owner/s (I.e. Promoter/Wholetime directors/shareholders/partners/ trusee/trust beneficiaries)of the company/firm/trust is/are PEPs / RPEP since they satisfy one of the following conditions given above (In case of Public LimitedCorporate, details of individual shareholders who are PEPs and holding 5% or more in the shareholding of the company have to be provided: Name PAN Date of Birth Address PEPs RPEP Criteria for considering as PEP

(fromthe list given above)

Name of Bank Nature of Facility Limit

Name of Stock Exchange Ctiy Date of Listing

Name, Photograph and Signatures of the persons authorised by the resolution / authorisation.

Signature(For ............Stamp)

Mr./Ms./Dr.

Stick recent

passport size

photograph

here

X


Mr./Ms./Dr.

X

Stick recent

passport size

photograph

here


Mr./Ms./Dr.

X

Stick recent

passport size

photograph

here

10

Principal Authorised Signatory

11

PAYMENT DETAILS OF ICICI SECURITIES LTD.

Total Amount Payable

( in words) ( in figures)No.: Date / 20

drawn on Bank

Debit to the Linked Bank account

Cheque Details

For the use of Branch/RPC

Branch/RPC : Date : Registration and Channelregistration approved by : Signature : (Name of Official)Entered in FTMMNT Signature :

Cumm. modified PBF Flag changed to Y Signature :

For the use of CPC, MumbaiInternet BankingApplicant's User ID : Date :

Signature : x

` `

DECLARATION

1. I/We hereby declare that the details furnished in the account opening form are true and correct to the best of my/our knowledge andbelief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false oruntrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.

2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock brokerand the tariff sheet.

3. I/We further confirm having read and understood the contents of the Schedule of Charges, Rights and Obligations document, RiskDisclosure Document, Policies and Procedures, Guidance Note and Letter of Confirmation. I/We do hereby agree to be bound by suchprovisions as outlined in these documents. I/We have also been informed that the standard set of documents has been displayed onwww.icicidirect.com4. The rules and regulation of the Depository Participants pertaining to an account which are in force now have been read by me/us and I/wehave understood the same and I/we agree to abide by and to be bound by the rules as are in force from time to time for such accounts.

Place _________________ Date ___________________

FOR OFFICE USE ONLY

UCC Code allotted to the Client: ____________________

Particulars Documents verified with Client Interviewed In-PersonOriginals By Verification done by

Name of the Employee Employee Code Designation of the employee Date SignatureI / We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/Wehave also made the client aware of ‘Rights and Obligations’ document (s), RDD and Guidance Note. I/We have given/sent him a copy of allthe KYC documents. I/We undertake that any change in the ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents wouldbe duly intimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD would be made available onmy/our website, if any, for the information of the clients.

________________________________Signature of the Authorised Signatory

Date ___________________ Stamp of ICICI Securities Ltd

Principal Authorised Signatory Signature of Co- Holder A Signature of Co- Holder B X 11Applicable only in case of Partnership & LLP Applicable only in case of Partnership & LLP

12

NOT TO B

E SIG

NED

KEPT BLA

NK INTENTIO

NALY

13

SCHEDULE OF CHARGES (FOR CORPORATE)Fee Head Charges

A. I-direct Account

1 Account Opening The account opening fees for I-direct account is ` 5000/-

All the bank accounts will have to maintain average monthlybalance of ` 10,000/-. Failure to do so would result in a fee of `

300/- per month as per the regulation of ICICI Bank

In case of opening Multiple Demat Accounts the account openingcharges is NIL for first year for ICICIdirect.com customers. ` 500/- plus applicable service tax payable at the time of accountopening and thereafter every year

B. Brokerage Account

* Please choose between I-Saver plan & I-Secure Plan. This choice can also be made by loggingon to your ICICIdirect.com account after you receive your trading password.

Above ` 5 Crores 0.25% Nil 0.125%

` 2 Crores to 5 Crores 0.30% Nil 0.15%

` 1 Crores to ` 2 Crores 0.35% Nil 0.175%

` 50 Lakhs to ` 1 Crores 0.45% Nil 0.225%

` 25 Lakhs to ` 50 Lakhs 0.55% Nil 0.275%

` 10 Lakhs to ` 25 Lakhs 0.70% Nil 0.35%

Less Than ` 10 Lakhs 0.75% Nil 0.375%

* Within the same settlement the second leg brokerage will be charged on either buy side or sell

side of the trading leg based on the aggregate value of the buy or sell transaction whichever is

lower.The minimum value of the order that will be accepted is ` 200/- .

i. BROKERAGE STRUCTURE

CASH & BTST BROKERAGE STRUCTURE (Select anyone)

(i) ICICIdirect.com I-Saver plan

Total Eligible Turnover(Value of Transaction) Slabs

Brokerage( % age of

transaction value)

Brokeragefor SquareOff order

EffectiveBrokerage

for Square Off

14

The minimum brokerage upto ` 4667 would be ` 35/- per trade or 2.5% of the trade value whicheveris lower. Brokerage rates as mentioned above, will be charged for trade value exceeding ` 4667/-.

Service Tax and Security Transaction Tax (STT), Transaction charges(inclusive of service tax), SEBIturnover charges and Stamp Duty charges will be charged additional as per the applicable rate. (Asmentioned on page 15).

Computation of Brokerage:

In each leg of transaction, Brokerage @0.75% (subject to the minimum criteria as mentioned above)will be charged. The appropriate rebate will be calculated at the end of each quarter based on thetotal value of the transactions, and will be credited to the customer's account.

* Within the same settlement the second leg brokerage will be charged on either buy side or sellside of the trading leg based on the aggregate value of the buy or sell transaction whichever islower.The minimum value of the order that will be accepted is ` 500/- .The minimum brokerage upto ` 6364 would be ` 35/- per trade or 2.5% of the trade value whicheveris lower. Brokerage rates as mentioned above, will be charged for trade value exceeding ` 6364/-.Service Tax and Security Transaction Tax (STT), Transaction charges(inclusive of service tax), SEBIturnover charges and Stamp Duty charges will be charged additional as per the applicable rate. (Asmentioned on page 15).

Brokerage ( % age oftransaction value ) First leg

Brokerage for Squared offorder Second Leg *

0.55% 0.275%

Effective Brokerage for Squaredoff order

Nil

(ii) ICICIdirect.com I-Secure plan

In this brokerage plan 0.55% will be charged irrespective of turnover value in Cash and BTSTtransaction.

The minimum brokerage upto ` 50000 would be ` 25/-per trade or 2.5% of the trade value whicheveris lower. Brokerage rates as mentioned above, will be charged for trade value exceeding ` 50000/-.Service Tax and Securities Transaction Tax (STT), Transaction charges (inclusive of service tax),SEBI turnover charges and Stamp Duty charges will be charged additional as per the applicablerate. (As mention on page 15).Computation of Brokerage:In each leg of transaction, Brokerage @ 0.05% (subject to the minimum of ` 25/- per trade or 2.5%of the trade value which ever is lower will be charged). The appropriate rebate will be calculated atthe end of each month based on the total value of the transactions, and will be credited to thecustomer's account.

2. Margin, Margin Plus

Total Eligible Turnover Brokerage

Above ` 20 Crores 0.03%

` 10 Crores to 20 Crores 0.035%

` 5 Crores to ` 10 Crores 0.04%

Less Than 5 Crores 0.05%

15

* The AUM value will be taken as per Value at NAV of your entire MF holdings, at the time of order placement, asseen on your MF Unit Holdings page. Transaction charges will be applied as per the new fee structure, accord-ingly.The new fee structure applies to all Mutual Fund purchases (excluding those in Liquid fund schemes), started onor after August 1, 2009. Accordingly, any purchase in Liquid funds will not be levied transaction fees, irrespec-tive of the value of your MF unit holdings.

4. DERIVATIVES BROKERAGE SCHEDULE

Total EligibleTurnover

per month

Broker-age(%)

Brokerage onSecond leg*of Intra DaySquare Off

(per lot)


(per lot)

Total EligiblePremium

Value per month

Flat broker-ageper

lot ( )


(per lot)

For Equity/CurrencyFutures

EquityFutures

CurrencyFutures

Option

Service Tax (ST) and Security Transaction Tax (STT), Transaction charges (inclusive of servicetax), SEBI Turnover Charges and Stamp Duty Charges will be charged additional to the above.(As mentioned on Page 16).

* If you buy and sell the same contract on the same trading day, The second leg brokeragewill be charged on either buy side or sell side of the trading leg based on the aggregate valueof the buy or sell transaction whichever is lower.

5. MF Transaction Charges

With effect from August 01, 2009, the Fees structure for investments in Mutual Funds Units throughwww.icicidirect.com has been revised. Following is the revised Fee structure: Service Tax per Transaction12.36% on charges.

Less than ` 8 Lakh ` 100 ` 30 or 1.5%whichever is lower

` 8 Lakh or More Nil Nil

AUM* Cut OffCharge Per Transaction

Lump sum Purchase SIP Purchase

3. 'Cash on spot' Brokerage Schedule : 1.00%

This facility is available only in BSE. The minimum value of the trade that would be accepted wouldbe ` 500/-. The maximum amount of trade that a customer can execute in any settlement under SpotSegment is `10,00,000/-. If the trading day is a bank holiday, then the pay-out will be credited on thenext bank working day. Trades in spot form part of the eligible cash turnover for rebate calculations.Service Tax and Securities Transaction Tax (STT), Transaction charges and Stamp Duty charges will becharged additional as per the applicable rate. (As mentioned on page 16)

`

Above `̀̀̀̀` 20 0.030 ` 25/- ` 10/-

Crores`

10 Crores to 0.035 ` 25/- ` 10/-

` 20 Crores

` 5 Crores to 0.040 ` 25/- ` 10/-` 10 Crores

Less Than 0.050 ` 25/- ` 10/-` 5 Crores

Above ` 20 Lacs 65 ` 25/-` 10 Lacs - 70 ` 25/-

` 20 Lacs

` 5 Lacs - 75 ` 25/- ` 10 Lacs

` 2 Lacs to 85 ` 25/- ` 5 Lacs

Less Than 95 ` 25/- ` 2 Lacs

16

6. Details of Statutory / Regulatory Charges

ChargesCash /

Deliverytransactions

Margin /Margin Plustransactions

Futures / FuturePlus

CurrencyFutures

Options

Service Tax 12.36% on Total value of brokerage

SecuritiesTransactionsTax

0.1% onTurnover

0.025% onTurnover

(Sell Transac-tion)

0.017% (Tradevalue in case

ofSELL trades)

Equity Derivatives : 0.017%on Option Premium in caseof SELL trades and 0.125%on settlement value whereOption contracts are exer-cised

Currency Derivatives : NIL

TransactionCharges*

0.0031% forNSE &

0.0035% for BSEon Turnover

0.0036% forNSE

& 0.0036%for BSE onTurnover

0.00185% (onTurnover

Equity Derivatives : 0.05%(on Premium amount

each side)Currency Derivatives :

Rs 1.15 per Lakh

SEBI Turn-overCharges

0.0001% onTurnover

0.0001% onTurnover

0.0001%(Trade value

and closeout)

Equity Derivatives :0.0001% (On Premium andNotional value for Exercise/Assignment)

Currency Derivatives : Rs40 per lakh of PremiumValue in case of CurrencyOptions

Stamp Duty 0.01% of Turn-over

0.002% ofTurnover

0.002% (Tradevalue and closeout)

0.002% (On Premium andNotional value for Exercise/Assignment)

NIL

Stamp Duty will becharged at the rateof `̀̀̀̀ 200 per Croreor 0.002% (turnoverincluding expiry)

0.0001%

NIL

* Applicable service tax would be charged over and above transaction charges.Please note the above charges are subject to changes by Regulatory/Government Authorities.ICICI Securities reserves the right to revise brokerage structure/fees/charges, by display of the same on thewebsite lCICIdirect.com. For more details on the brokerage structure and conditions applicable, please login towww.icicidirect.com.

Signature + X 12

(Principal Authorised Signatory)

17

# Names of Promoters/Partners/Trust Member

Note: In case more persons are there as Promoters/Partners you are requested to attach additional sheet with their details.Note: Details to be submitted in case the individuals holds more than 5% of the share capital of the company or individualpromoters holding control - either directly or indirectly

Name :

Father's Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :

First Middle Last

Please paste latest

Passport size Photograph

(Sign across the photo)

Name :

Father's Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :

First Middle Last

Please paste latest



Name :

Father's Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :

First Middle Last

Please paste latest



Tel (R) :

Tel (O) :

Mobile :

PAN: _________________________________

DIN: _________________________________

UID :_________________________________

% Holding : ___________________________

Name :

Father's Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :

First Middle Last

Please paste latest



STD Code Tel. No.

STD Code Tel. No.

Tel (R) :

Tel (O) :

Mobile :

PAN: _________________________________

DIN: _________________________________

UID :_________________________________

% Holding : ___________________________

Name :

Father's Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :

First Middle Last

Please paste latest



Tel (R) :

Tel (O) :

Mobile :

PAN: _________________________________

DIN: _________________________________

UID :_________________________________

% Holding : ___________________________

Name :

Father's Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :

First Middle Last

Please paste latest



Tel (R) :

Tel (O) :

Mobile :

PAN: _________________________________

DIN: _________________________________

UID :_________________________________

% Holding : ___________________________

STD Code Tel. No.

STD Code Tel. No.

Tel (R) :

Tel (O) :

Mobile :

PAN: _________________________________

DIN: _________________________________

UID :_________________________________

% Holding : ___________________________

STD Code Tel. No.

STD Code Tel. No.

E-Mail ID : ____________________________E-Mail ID : ____________________________

Tel (R) :

Tel (O) :

Mobile :

PAN: _________________________________

DIN: _________________________________

UID :_________________________________

% Holding : ___________________________

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

STD Code Tel. No.

E-Mail ID : ____________________________ E-Mail ID : ____________________________

E-Mail ID : ____________________________ E-Mail ID : ____________________________

18

# Details of Board of Directors / Trustees / Trust Member

Note: In case more persons are there as Directors/Trustees you are requested to attach additional sheet with their details.Note: Details to be submitted in case the individuals holds more than 5% of the share capital of the company or individualpromoters holding control - either directly or indirectly

E-Mail ID : ____________________________

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :

Appointment Date: % Holding :

First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

D D M M Y Y Y Y

STD Code Tel. No.

STD Code Tel. No.

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :


First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

STD Code Tel. No.

STD Code Tel. No.

E-Mail ID : ____________________________

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :


First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

STD Code Tel. No.

STD Code Tel. No.

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :


First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

D D M M Y Y Y Y

STD Code Tel. No.

STD Code Tel. No.

E-Mail ID : ____________________________

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :


First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

D D M M Y Y Y Y

STD Code Tel. No.

STD Code Tel. No.

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :


First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

D D M M Y Y Y Y

STD Code Tel. No.

STD Code Tel. No.

E-Mail ID : ____________________________

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :


First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

D D M M Y Y Y Y

STD Code Tel. No.

STD Code Tel. No.

Name :

Date of Birth :

Flat/Plot No. :


Road No.& Name :

Area/Locality :

City : State :

Country: Pin Code :


First Middle Last

Please paste latest



Managing Director

Tel (R) :

Tel (O) :

Mobile :

PAN : _________________________________

DIN :_________________________________

UID : ________________________________

Signature :

D D M M Y Y Y Y

STD Code Tel. No.

STD Code Tel. No.

E-Mail ID : ____________________________

E-Mail ID : ____________________________

E-Mail ID : ____________________________

19

Det

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of

Sha

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Sr.

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2 Y

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3 Y

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4 Y

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8 Y

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20

NOT TO B

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KEPT BLA

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21

To be given on the Letter head of the applicant (In case of corporate clients)

WE HEREBY CERTIFY THAT THE FOLLOWING RESOLUTION OF THE BOARD OF DIRECTORSOF__________________________(NAME OF COMPANY) WAS PASSED AT ITS MEETING HELD ON____________ (DATE) & HAS BEEN DULY RECORDED IN THE MINUTE BOOK OF_____________________________________ (NAME OF COMPANY)

1. RESOLVED that the approval of the Board be and is hereby accorded for opening a TradingAccount in the name and style of “ [name of the Company - ……….]” with ICICI Securities Limited(“I-Sec”) for the purpose of trading in Equities Segment, Derivatives Segment, Debt Segment,Investment products and all other services offered by I-Sec to its clients from time to time.

RESOLVED further that the below named official, designated as Principal Authorised Signatory beand is hereby authorised to enter into agreement with I-Sec for the above , execute Power of Attorneyin favour of I-Sec, accept terms and conditions, sign necessary documents, and do all such acts asare incidental and necessary for opening and operating the said Trading Account.

Name of Principal Authorised Signatory : ………………………………………………

2. RESOLVED, further that a current account be opened with ICICI Bank Limited in the name of theCompany. ICICI Bank Limited be and is hereby authorized to honour cheques, bills of exchange &promissory notes drawn, accepted or made on behalf of the Company, jointly / severally (removewhich ever word is not applicable), by the persons authorised by the company in this regard asgiven hereinbelow and to act on any instructions so given relating to opening and operating of thecurrent account whether the same be overdrawn or relating to the transactions of the company.

Name of Principal Authorised Signatory : ________________________________________________Name of Authorised Signatory 1 : _____________________________________________________Name of Authorised Signatory 2 : ______________________________________________________

OR (remove the paragraph which ever is not applicable)

RESOLVED further that the current account of the Company bearing number______________________ with ICICI Bank Limited and operated by the persons authorised by theCompany in this regard and named hereinbelow be linked to the Trading Account to be openedwith I-Sec as mentioned in clause 1 above.


3. RESOLVED, further that a demat account be opened for the Company with ICICI Bank Limited(ICICI Bank Depository Participant) and ICICI Bank Limited (Depository Participant), be and is herebyauthorized to act on any instructions so given in relation to the opening and operation of the saiddemat account or relating to the transactions of the Company made on behalf of the Company,jointly / severally (remove which ever word. is not applicable), by the persons authorised by thecompany in this regard as named hereinbelow


OR (remove the paragraph which ever is not applicable)

22

RESOLVED further that the demat account of the Company bearing number _______________________with ICICI Bank Limited (ICICI Bank Depository Participant);operated by the persons authorised by theCompany in this regard and named hereinbelow be linked to the Trading Account to be opened with I-Sec as mentioned in clause 1 above.


4. RESOLVED further that the Principal Authorised Signatory designated as such by the Company andnamed in clause 1 of this resolution be and is hereby authorised to accept either in writing or throughelectronic mail/ media, on behalf of the Company, the various terms & conditions pertaining to openingand operation of the above account(s), give instructions for operation of the above account/s, to link /delink any bank account and demat account operated by the Company with/from the trading accountto be opened with I-Sec as mentioned in clause 1 above .

5. Names of the authorised persons specimen signature

a) __________________________________ _______________________________

(Principal Authorised Signatory)

b) __________________________________ _______________________________

(Authorised Signatory 1 for ICICI Bank Current Account)

c) __________________________________ _______________________________

(Authorised Signatory 2 for ICICI Bank Current Account)

d) __________________________________ _______________________________

(Authorised Signatory 1 for ICICI Bank Demat Account)

e) __________________________________ _______________________________

(Authorised Signatory 2 for ICICI Bank Demat Account)

Certified to be true

For ….[name of the Company]…..

CHAIRMAN DIRECTO R ( S ) C O M PANY SECRETARY

(Membership No _________)

23

(Format of NOC for credit facilities)

Date:

The Manager

ICICI Bank LimitedICICI Bank TowersBandra Kurla Complex,Mumbai 400 051.

Dear Sir,

Sub: No objection Certificate for credit facilities availed by ____________________________________The above mentioned entity has availed the following credit facilities from our bank

Nature of Facility Sanctioned Limit

We have No objection in the above mentioned entity opening current account with ICICI Bank Ltd.

The same is provided in terms of the RBI circular No. RBI/2004/200 DBOD.No.Leg.BC.84 /09.07.005/2003-04 dated May 15, 2004 and RBI circular DBOD. No. Leg. BC. 22 / 09.07.005/ 2004-2005 dated August4, 2004, for purposes of due diligence by ICICI Bank on the applicant to open the said account with ICICIBank.

Networth of M/s ________________________________as on___________________ Amount ( `)

Paid up Capital

Add: Reserve & Surplus (excluding revaluation reserves)

Less: Accumulated losses if any -

Less: Miscellaneous Expenditure -

Total Net worth

Networth Calculation Format

This is to certify that the net worth of M/s ……………………………...............................……………………as on …………...........................….. is ̀ …….............................................................…................. (In Words).

It is further to certify that the computation of net worth ,is based on my/our scrutiny of the books ofaccounts, records and documents, is true and correct to the best of my/our knowledge. In case any ofthe above information is found to be false or untrue or misleading or misrepresenting, I am/we areaware that I/we may be held liable for it.

For ____________________CFO/Director – Finance/Partner – Finance/ Trustee

Date:__________________________ Place: ______________________________

24

To be given on the Letter Head of the applicant (In case of partnership firm)

Date:ToICICI Bank Limited,______________Branch

Dear Sirs,1. As the firm of ________________________________________________________, carrying on business

of _______________________________ at _______________________________ and elsewhere(hereinafter referred to as “the firm”), we have or desire to have dealings with ICICI Bank Limited(“ICICI Bank”). We hereby inform you that we, the undersigned, are partners of the said firm andeach of us have full and unrestricted authority to sign on behalf of and to bind the firm. We also givebelow the names of our other partners, if any, who also have unrestricted authority to bind the firmand who have not owing to absence or for other reason signed this form.

2. We the partners, confirm that ___________________, _______________ and _______________ aresleeping partner/s in our Partnership firm having ___% , ____% and ____ % share in the firm.

OR We hereby confirm that there are no sleeping partner/s in the firm.

3. We, the partners who have signed and the partners who have not signed, if any, are jointly andseverally responsible to ICICI Bank for all the liabilities of the firm to ICICI Bank. ICICI Bank mayrecover its claims from the estates of any or all of the partners of the firm and in case the partner isa member of a joint family.

4. Whenever any change occurs in the constitution of the firm, we, the partners, undertake immediatelyto inform ICICI Bank in writing and our individual responsibility and that of our respective estate toICICI Bank will continue until we receive from ICICI Bank an acknowledgement of the change in ourconstitution and until all our liabilities to ICICI Bank prior to the aforesaid change are discharged.

5. We, the partners, also undertake that all acts of the firm purporting to be done on behalf of the firmbefore ICICI Bank shall have received notice of any change in the constitution of the firm and shallbe binding on the firm and each of us and our respective estates until all liabilities in respect ofsuch acts shall have been discharged. The account of the firm will be operated severally by any ofthe partners of the firm.

OR The account of the firm will be operated jointly by __________________and _____________, and all

documents, promissory notes, cheques etc. shall be signed by them in the name of the firm andshares, securities and valuables held by ICICI Bank in any account whatsoever of the firm may bewithdrawn by them on their passing and receipt or discharge in the name of the firm, and all suchacts and operations will be binding on the firm.

6. The authorised partner(s) or any other person authorised by partners may avail the financial,monetary and any other products and services offered by ICICI Bank through its websitewww.icicibank.com (hereinafter “the Website”), Corporate Internet Banking, Corporate Care Services(phone banking channels and e- mail) and/or Debit/ATM card facility on behalf of the firm, and do allsuch acts, deeds and things necessary, and to execute all such documents as are necessary, inconnection therewith, and to operate the said account in the name of the firm, using the aforesaidfacilities, and to accept and adhere to all the terms and conditions as are necessary and complywith all other formalities as prescribed by ICICI Bank in this regard and agree to such changes andmodifications in the said terms and conditions as may be suggested by ICICI Bank from time to timeand to execute such deeds, documents and other writings as may be necessary or required for thispurpose.

7. And that we, the partner(s), do accept the terms and conditions for the current account as may becontained in the application form and displayed on the Website or any other terms and conditions

25

as may be notified by ICICI Bank from time to time in connection with the provision of products andservices herein;

8. And that ICICI Bank be and are hereby authorised to accept all valid and legal instructions throughthe Website and Corporate Care Services (phone banking channels and E mail) from any one of theabove signatories in respect of Firm’s account/s as per the mode of operation suggested above. TheFirm does agree to hold ICICI Bank harmless and their interest protected on account of it executingsuch instructions by the above signatories in the manner provided Specific clauses for Corporateinternet banking ( clause no 9)

9. Further, the authorised partner(s) be and are hereby authorised to receive the login id and passwords,as may be sent by ICICI Bank, for entering into transactions on Corporate Internet Banking and areauthorised severally to convey to ICICI Bank acceptance on behalf of the firm of any transactions aswell as to enter into transactions on behalf of the firm on Corporate Internet Banking.

Specific Clause for Corporate Phone Banking (clause no 10 )10.And that the partner(s) be and are hereby authorised to receive the Login id and Password for

accessing information, conveying the acceptance on behalf of the firm and entering into transactionsthrough the phone banking medium (including by giving instructions for effecting fund transferand/ or causing a debit balance in firm’s account(s) with ICICI Bank and/or continually operate theaccount(s) even when overdrawn.

Specific clause for Debit card (clause no 11,12,13, 14 and 15)11.Further, the Users of Debit/ATM Card are authorised to avail and use all the facilities offered by ICICI

Bank in respect of such Debit/ ATM Card, irrespective of the fact that such Users are not authorisedsignatories or same/ similar transaction needs to be performed by any of the authorised signatoriesjointly or otherwise.

12.The authorised partner(s) may apply to ICICI Bank for the facility of Debit/ATM Card for officialpurposes of the firm with respect to the Account, and to singly operate the Account of the firm withthe Debit/ATM Card; and do all such acts, deeds and things necessary, and to execute all suchdocuments as are necessary, in connection therewith, and to operate the said proposed account inthe name of the firm, using the aforesaid facilities, and to accept and adhere to all the terms andconditions as are necessary and comply with all other formalities as prescribed by ICICI Bank in thisregard.

13.Such number of Debit/ATM Cards shall be issued by ICICI Bank to the firm as may be agreed to byICICI Bank from time to time. Each Debit/ATM Card issued to the firm shall have a Password allottedto it by ICICI Bank. The limit on withdrawals per Debit/ATM Card per day will be as specified by ICICIBank from time to time.

14.The firm hereby authorises ICICI Bank to mail/ courier the Debit/ATM Card(s) to the attention of thepartner(s) who applies for the Debit/ATM Card facility, and the Password to the address of the firmas registered with ICICI Bank.

15.The firm acknowledges and agrees that inadequate protection of the Debit/ATM Card(s) or anydisclosure of the confidentiality of the Password is entirely at the firm’s risk, and all transactionsconducted with use of the Password shall be to the sole liability of the firm, and the firm shall nothold ICICI Bank liable for any unauthorised or fraudulent transactions done with the Debit/ATMCards allotted to the firm. It shall be the firm’s responsibility to distribute the Debit/ATM Cards andthe Password to its authorised users, as mentioned above, and to maintain without any reference toICICI Bank, its own records of the people who have been given Debit /ATM Cards from time to time.

We declare that the partnership is registered/ unregistered.Yours faithfully,

Name of Partners (in block letters) Signatures

26

To be given on the Letter Head of the applicant (In case of partnership firm)

Dated :

To,ICICI Bank LimitedICICI Bank TowersBandra Kurla Complex,Mumbai 400 051.

AND

ICICI Securities LimitedShree Sawan Knowledge Park,Plot No. D-507, T.T.C.Ind. Area, M.I.D.C.,Turbhe, Opp. Juinagar Railway Station,Navi Mumbai-400 705.

We refer to the following accounts:

1. Trading account being opened ICICI Securities Limited in the name of M/s.

2. Beneficial Owner [BO] account being opened with ICICI Bank Limited in the category of‘Individual’ for holding and carrying out transactions for the above-named firm.

CLAUSES SPECIFIC TO ICICI BANK FOR OPENING A BENEFICIAL OWNER ACCOUNT:

1. I / We, have submitted an application for opening a single / joint account for opening a BeneficialOwner [BO] account in the category “individual’ for holding and carrying out transactions in respectof securities belonging to our firm, since as per the clarification issued by the Department ofCompany Affairs vide its Circular No. 5/75 (8/18/75-CL-V) dated March 31, 1975, Partnership Firm isnot capable of being a member within the meaning of Section 41 of The Companies Act, 1956.

2. I / we represent the firm.

3. In consideration of you having agreed to accept the Permanent Account Number [PAN] issued bythe Income Tax Department [ITD] to the firm along with our individual identity documents, I / Weacknowledge and undertake as under :- a. The acceptance of the PAN number of our firm does not amount to you having taken notice of trust or recognise our firm.

b. I / We shall continue to be responsible for complying with the relevant provisions of The Companies Act, 1956 and the Rules made thereunder and other applicable Laws failing which I / we shall be responsible for the consequences thereof.

CLAUSES SPECIFIC TO ICICI SECURITIES FOR OPENING A TRADING ACCOUNT:

1. I / We recognise that a beneficiary account cannot be opened with a depository participant in thename Partnership firm as per Regulations. To facilitate the operation of the above trading account withyou, we authorise you to recognize the beneficiary account No. _________________ with ICICI BankLtd. Opened as a joint account in the names of the partners of the firm.

2. We agree that the obligations for shares purchased and / or sold by the firm will be handled andcompleted through transfers to / from the above-mentioned account. We recognise and accept transfersmade by you to the beneficiary account as compete discharge of obligations by you in respect oftrades executed in the above trading account of the firm.

3. We hereby authorise _____________________ , partner in the firm to execute / sign and submit suchdocuments, agreements, deeds etc. as may be necessary to enter into the agreement and engage inbusiness with ICICI Bank Ltd. and ICICI Securities Ltd.

Name of Partners (in block letters) Signatures

27

NOT TO B

E SIG

NED

KEPT BLA

NK INTENTIO

NALY

28

Date:ToThe Branch ManagerICICI Bank Limited,______________Branch

Subject: Limited Liability Partnership Letter for Account Opening with ICICI BankDear Sirs,_________________________________________________________________________________ is aLimited Liability Partnership formed and governed as per the Limited Liability Agreement,dated______________(“Agreement” or “Incorporation Document”) and incorporated under theprovisions of the Limited Liability Partnership Act, 2008 having its registered office at_________________________; (hereinafter referred to as “LLP Firm”, which expression shall, unlessit be repugnant to the subject or context thereof, include its successors and permitted assigns ).The LLP Firm is carrying on business of _______________________________ at______________________ and elsewhereBelow mentioned is the list of the all the present partners / designated partners of the LLP Firm, all ofthem having full and requisite authority, to the extent as mentioned in the Incorporation Documentto sign on behalf of and to bind the LLP Firm.

1. 2.

3. 4.

In pursuance to the Incorporation Document and in the manner as mentioned therein, we theundersigned express our desire to open a current account (“Account”) in the name of the LLP Firmwith ICICI Bank Limited (“ICICI Bank”) at ICICI Bank’s ______________________branch; and we theundersigned have the requisite authority under the Incorporation Document to appoint Mr./ Ms.____________________________________________________,_________________________________ to sign the necessary formsand documents thereof required for Account opening. The afore named being hereinafter referredto as the Authorised Signatory(s) of the LLP Firm having unrestricted authority to jointly and severallybind the LLP Firm/ all its partners and designated partners to the extent as provided in the Agreement.

The Account of the LLP Firm shall be operated up to the Monetary Limit prescribed for each of theAuthorised Signatory(s) and the Mode of Operation (“MOP”) of the Account shall be Joint / Single /Either or Survivor / Former or Survivor / Later or Survivor /____________ (or in any other style)

Name of the Authorised Signatory Monetary Limits for Account operation

To be given on the Letter Head of the applicantLimited Liability Partnership Letter

29

All documents, promissory notes, cheques, other negotiable instruments shall be signed as per theMOP by the Authorized Signatories of the LLP Firm and shares, securities and valuables held by ICICIBank in any account whatsoever of the LLP Firm may be withdrawn by them on their passing andreceipt or discharge in the name of the LLP Firm, and all such acts and operations will be binding onthe LLP Firm.

We, the partners/ designated partners / Authorised Signatories as named herein (who have signed)and the partners / designated partners / Authorised Signatories named herein, who have not signed, ifany, are jointly and severally responsible to ICICI Bank for all the liabilities of the LLP Firm to ICICI Bankand such signature(s) shall be sufficient authority to bind the LLP Firm in all transactions between ICICIBank and the LLP Firm including those specifically referred to herein. ICICI Bank may recover its claims/charges/dues etc arising out of the LLP Firm’s Account from the property of the LLP Firm which maycomprise the estates of any and/ or all of the partners/ designated partners/ Authorised Signatories ofthe LLP Firm as per the Incorporation Document or as per such other amendments to the same thatmay be effected from time to time,.

Whenever any change occurs in the constitution of the LLP Firm, we, the partners/ designated partners,undertake immediately and collectively, if not through the Authorised Signatory(s) named herein, toinform ICICI Bank in writing and our individual responsibility and that of our respective estate to ICICIBank will continue until we receive from ICICI Bank an acknowledgment of the change in our constitutionand until all our liabilities to ICICI Bank prior to the aforesaid change are discharged in full and final.

We, the partners/ designated partners/ Authorised Signatories named herein, also undertake that allactsof the LLP Firm purporting to be done on behalf of the LLP Firm before ICICI Bank shall have receivednotice of any change in the constitution of the LLP Firm, shall be binding on the LLP.

We, the the partners/ designated partners/ Authorised Signatories named herein, undertake that eachone of us shall be personally liable to ICICI Bank for his / her / its own wrongful acts or omissions to theextent of his / her / its respective estates until all liabilities in respect of such acts or omissions shallhavebeen duly discharged to the full satisfaction of ICICI Bank.

The Authorized Signatory(s) or any other person authorised collectively by all the partners / designatedpartners may avail the financial, monetary and any other products and services offered by ICICI Bankthrough its website www.icicibank.com (hereinafter “the Website”), Corporate Internet Banking,Corporate Care Services (phone banking channels and e-mail) and/or Debit/ATM card facility on behalfof the LLP Firm, and do all such acts, deeds and things necessary, and to execute all such documents asare necessary, in connection therewith, and to operate the said Account in the name of the LLP Firm,using the aforesaid facilities, and to accept and adhere to all the terms and conditions as are necessaryand comply with all other formalities as prescribed by ICICI Bank in this regard and agree to suchchanges and modifications in the said terms and conditions as may be suggested by ICICI Bank fromtime to time and to execute such deeds, documents and other writings as may be necessary or requiredfor this purpose.

And that we, the partner(s)/ designated partners/ Authorised Signatory(s) as named herein, do acceptthe terms and conditions for the Account as may be contained in the application form and displayedon the Website or any other terms and conditions as may be notified by ICICI Bank from time to time inconnection with the provision of products and services herein;

30

And that ICICI Bank be and are hereby authorised to accept all valid and legal instructions through theWebsite and Corporate Care Services (phone banking channels and E mail) from any one of the abovenamed Authorised Signatory(s) in respect of Account/s as per the mode of operation provided hereinabove. The LLP Firm does agree to hold ICICI Bank harmless and their interest protected on account ofitexecuting such instructions by the above named Authorised Signatory in the manner provided herein.Specific clauses for Corporate internet bankingFurther, the below mentioned user/s (“User/s”) be and are hereby authorised to receive the login id andpasswords, as may be sent by ICICI Bank, for entering into transactions on Corporate Internet Bankingand are authorised severally to convey to ICICI Bank acceptance on behalf of the LLP Firm of anytransactions as well as to enter into transactions on behalf of the LLP Firm on Corporate Internet Banking.

Names of the User/s with transaction limits for Corporate Internet Banking is provided hereunder

Name of the Limit (`) To be approved by Users From To

Specific Clause for Corporate Phone Banking

And that the following partner(s)/ designated partner(s) of the LLP Firm, referred hereinafter as“Authorised Official(s)” be and are hereby authorised to receive the Login id and Password for accessinginformation, conveying the acceptance on behalf of the LLP Firm and entering into transactions throughthe phone banking medium (including by giving instructions for effecting fund transfer and/ or causinga debit balance in LLP Firm’s account(s) with ICICI Bank and/or continually operate the Account(s) evenwhen overdrawn.Names of the Authorised Official(s) with the transaction limits for Corporate Care Services are as follows:

Sr. No. Name of Authorised Transaction LimitsOfficial(s)

Specific clause for Debit/ ATM card :

Further, the Debit/ATM Card for the Account is authorized to be availed and used by ________________(“Cardholder/s”) as also all the facilities offered by ICICI Bank in respect of such Debit/ ATM Card,irrespective of the fact that such Debit/ ATM Card transaction needs to be performed by any one ofCardholders, singly.

The Cardholder/s, as named herein, may also apply to ICICI Bank for the facility of Debit/ATM Card forofficial purposes of the LLP Firm with respect to the Account, and to singly operate the Account of theLLP Firm with such Debit/ATM Card; and do all such acts, deeds and things necessary, and to executeall such documents as are necessary, in connection therewith, and to operate the said Account in

31

thename of the LLP Firm, using the aforesaid facilities, and to accept and adhere to all the terms andconditions as are necessary and comply with all other formalities as prescribed by ICICI Bank in thisregard.

Such number of Debit/ATM Cards shall be issued by ICICI Bank to the LLP Firm as may be agreed to byICICI Bank from time to time. Each Debit/ATM Card issued to the LLP Firm shall have a passwordallotted to it by ICICI Bank. The limit on withdrawals per Debit/ATM Card per day will be as specified byICICI Bank from time to time.The LLP Firm hereby authorizes ICICI Bank to mail/ courier the Debit/ATM Card(s) to the attention oftheAuthorized Signatory(s) / Cardholder / such other authorized person who applies for the Debit/ATMCardfacility, and the password to the address of the LLP Firm as registered with ICICI Bank

The LLP Firm acknowledges and agrees that inadequate protection of the Debit/ATM Card(s) or anydisclosure of the confidentiality of the password is entirely at the LLP Firm’s risk, and all transactionsconducted with use of the password shall be to the sole liability of the LLP Firm, and the LLP Firm shallnot hold ICICI Bank liable for any unauthorized or fraudulent transactions done with the Debit/ATMCards allotted to the LLP Firm/ Authorized Signatories / person/s authorized by the LLP Firm. It shall bethe LLP Firm’s responsibility to distribute the Debit/ATM Cards and the password to its AuthorisedSignatory(s),as mentioned herein above, and to maintain without any reference to ICICI Bank, its ownrecords of the people / officers who have been given Debit /ATM Cards from time to time.

This letter is issued in the usual course of business of the LLP Firm, signed, certified and stamped asbeing true correct and updated, to ICICI Bank, in the manner as mentioned in the Incorporation Documentand which shall as between ICICI Bank and the LLP Firm, be conclusive evidence to bind the LLP Firmwith respect to any and all the instructions provided herein.

And that this letter be communicated to ICICI Bank and shall remain in full force and effect until noticeinwriting of its withdrawal, or cancellation, or amendment is given to ICICI Bank by LLP Firm and accepted/ acknowledged by ICICI Bank.

We declare that the LLP Firm is formed and registered under the provisions of the Limited LiabilityPartnership Act, 2008

Yours faithfully,

Fill the name of all the Partners including all To be signed here by all the Partners Designated Partners , as per the Incorporation including all Designated Partners, as per Document * the Incorporation Document

* All Partners need to sign the LLP Letter UNLESS POWER IS DELEGATED by all Partners to specifiedDesignated Partners and mentioned expressly in the constituent document, i.e. LLP Agreement” /registered Incorporation Document to legally bind the LLP Firm.

32

DocumentSelf Attested PAN of the entityPhotographs

Identity Proof, PAN and AddressProof for all Authorized signatories,whole time directors/two directors incharge of day to day operations,individual promoters holding control- either directly or indirectly

Proof of Communication Address (ifnot mentioned or is different fromaddress stated in Certificate ofIncorporation)

Proof of Registered AddressLatest Networth certificate

Balance sheet

Copy of a canceled Cheque leaf/pass book/bank statementcontaining nameIntroduction by an existing accountholder or by the applicant’s bank.

No-Objection Certificate (NOC) fromthe lending bank(s) if the entity /constitution is enjoying creditfacilities

ParticularsName as per PAN is same as mentioned in the AOFAll Authorized signatories, whole time directors/two directors in charge of day to day operations,individual promoters holding control - eitherdirectly or indirectlyDIN numbers of whole time directors/two directorsin charge of day to day operationsAnyone of the following self attested doc:1. PAN2. Valid passport with photo and sign3. Voter Id Card4. Driving License (handwritten or laminated) issuer

by Regional Transport Authority5. Unique Identification Number (UID) (Aadhaar)6.Identity card/ document with applicant’s Photo,

issued by any of the following: Central/StateGovernment and its Departments, Statutory/Regulatory Authorities, Public SectorUndertakings, Scheduled Commercial Banks,Public Financial Institutions, Colleges affiliatedto Universities, Professional Bodies such as ICAI,ICWAI, ICSI, Bar Council etc., to their Members;and Credit cards/Debit cards issued by Banks

Anyone of the following self attested doc:1. Passport2. Voter ID Card3. Driving license4. Bank passbook / Bank Statement (with a cancelled

cheque and for the period of immediatelypreceding 3 calendar months)

5. Electricity bills (not more than two months old)6. Residence Telephone bills (not more than two

months old) and7. Leave and License agreement / Agreement for

sale.Anyone of foll (certified by Authorised Signatory):1. Document registered electronically with

Registrar of Companies (ROC)2. Bank Statement (With a cancelled cheque and for

the period of immediately preceding 3 calendarmonths. If statement is bulky, statement of 15days for the start and end period can besubmitted)

3. Valid Leave and License agreement (If a new bankaccount is being opened, the license should beregistered and submitted with the utility bill)

4. Telephone bill (not more than two months old)5. Electricity bill (not more than two months old)Same as above1. Duly signed by a Chartered Accountant2. As per the format given in this form1. For last 2 financial years2. Copies of annual balance sheet to be submitted

every yearIn case of linking an existing bank account, the sameshould be submitted for the linked bank account.

Not required in case of linking an existing demataccount

1. Not required in case of linking an existing bankaccount

2. To be provided as per the format given3. Proof of delivery (POD) of having sent the

request for NOC to the lending bank

Sr. No. Page No.

DOCUMENTATIONMANDATORY FOR ALL:

12

3

4

56

7

8

9

10

Self attested copy of PAN card is mandatory for all clients, including Promoters/Partners/Trustees and wholetime directors and persons authorized to deal in securities on behalf of company/firm/ others

33

COMPANIES:

DocumentCertificate of incorporationMemorandum of Association (MOA)Articles of Association (AOA)

Certificate of commencement ofbusiness

Particulars

Certified by Company Secretary /Director(s) as “True and Updated. The MOAor AOA should authorize or enable thecompany to deal in securities.1. Required only In case of Public Limited

Companies2.Not required in case of linking of bank

account.

Sr. No.123

4

ADDITIONAL DOCUMENTSCOMPANIES:

Particulars1.As per Format given in AOF2.Is signed by:·

Two directors or·Company Secretary (membershipnumber is mentioned) or·One director, who is not anauthorized signatory

3. Director name is in the List of Directorssubmitted by the Company1. All Whole time directors2. All promoters having more than 5%shareholdingCopy of latest share holding pattern includ-ing list of all those holding control, eitherdirectly or indirectly, in the company interms of SEBI takeover Regulations, dulycertified by the company secretary/Wholetime director/MD (to be submitted everyyear).1. Required only in case of opening newBank account2. Should be certified and dated by theCompany Secretary or Director(s)3. Submit Form 32 in case there has beenaddition of directors as per latest list ofdirectors.4. Proof of resignation of Director(s) isrequired if latest list of director does nothave the name of the Director/s as per firstlist of directors available in MOA / AOA

Sr. No. Page No.DocumentBoard / Governing Body Resolution

Photographs

Share holding pattern

Latest List of all Directors with theiraddresses

5

6

7

8

34

PARTNERSHIP FIRMS:

Particulars1 To be submitted for:a.Opening a Trading

account b.Opening a Bank accountc.Opening a Demat account

2. All pages to be signed by minimum 1partner and last page to be signed by allpartners under rubber seal

1. Under Indian Partnership Act forregistered partnership firm.

1. Executed on Stamp paper or franked andsigned by all Partners at least on last page

2. All the pages to be Original seen & verified3. Must contain authorisation or enabling the

firm to deal in securities

Ensure that the same is taken for all partnersas mentioned in the Partnership Deed.

Anyone of the following self attested doc:1. Passport2. Voter ID Card3. Driving license (Other than Maharashtra)4. Bank passbook / Bank Statement (with

a cancelled cheque and for the periodof immediately preceding 3 calendarmonths)

5. Electricity bills (not more than two months old)

6. Residence Telephone bills (not morethan two months old) and

7. Leave and License agreement /Agreement for sale.

Sr. No. Page No.DocumentPartnership Letter

Certificate of Registration

Partnership deed

Photographs of all partnersPAN of all Partners

Proof of Address of all Partners

1

2

3

4

5

Sr. No. Document Particulars 1 Partnership Letter 1 To be submitted for opening Bank account2. All pages to be

signed by minimum 1 partner and last page to be signed by allzartners under rubber seal

2 LLP Registration Certificate Under Limited Liability Partnership Act 2008

3 LLP Agreement 1. Executed on Stamp paper or franked and signed by allPartners at least on last page 2. All the pages to be Original seen& verified 3. Must contain authorisation or enabling the firm todeal in securities

4 Photographs of all partners

5 PAN of all Partners Ensure that the same is taken for all partners

6 Proof of Address of all Anyone of the following self attested doc:Partners 1. Passport

2. Voter ID Card3. Driving license (Other than Maharashtra)4. Bank passbook / Bank Statement (with a cancelled chequeand for the period of immediately preceding 3 calendar months)5. Electricity bills (not more than two months old)6. Residence Telephone bills (not more than two months old)and 7. Leave and License agreement /Agreement for sale.

6

Limited liability Patnership (LLP)

35

TRUST/SOCIETY:

Particulars1. As per format given in AOF2. Should be signed by:

• Managing Trustee / Chairperson or• Secretary or• Any two authorised signatories

1. Certified “True and Updated”2. Should be notarized if you are opening a

new demat account3. Should be signed by:


4. Must contain authorisation or enabling thefirm to deal in securities

1. Certified “True and Updated”2. Should be signed by:


1. On the letterhead.2 Should be signed by:


Anyone of the following self attested doc:1. PAN2. Valid passport with photo and sign3. Voter Id Card4. Driving License (handwritten or

laminated) issuer by Regional TransportAuthorityAnyone of the following self attested

doc:• Ration card• Passport• Voter ID Card• Driving license (Other than Maharashtra)• Bank passbook / Bank Statement (with

a cancelled cheque and for the periodof immediately preceding 3 calendarmonths)

• Electricity bills (not more than twomonths old)

• Residence Telephone bills (not morethan two months old) and

• Leave and License agreement /Agreement for sale.

Sr. No. Page No.DocumentResolution of Managing Committee/Governing Body

Trust Deed

Certificate of registration

List of all office bearers / Trustees

Photographs of TrusteesIdentity proof of Trustees

Proof of address of Trustees

1

2

3

4

56

7

36

FOR OFFICE USE ONLYI-direct Account Opening Check List

Mandatory Documents 1. Signatures Title Page No. Check to be made Centre CPC • Know Your Client form 10 Compulsory signature of the Principal Signatory • Schedule of Charges 13-16 Compulsory signature of the signatories 2. Enclosures • Mandatory Documents as given on page no. 31 • Additional documents as given on page no. 32-34 Other checks • Bank / Demat Details are complete. • Cheque should be drawn in favour of ICICI Securities Ltd. • Agreement is still valid (i.e. the franking date within 6 months of agreement date). • Signature at all places is matching. • E-mail address mentioned or not. • In case documents submitted are in vernacular language Annexure B is filled or not. • Authorisation enabling the entity to deal in securities is given in clause no.________ of MOA / AOA / Partnership Deed / Trust deed

Checklist Verified:

Name of the CAT ________________________ Signature _______________________________

Employee Code ________________________

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