Phu luc so I I I BAO CAO TINH HINH Q U A N T R I CONG T Y
(Ban hanh kem theo Thong tu s6 52/2012/TT-BTC ngdy 05 thdng 04 nam 2012 cua Bo Tdi Chdnh huang ddn ve viec Cong bo thong tin tren thi truang chung khodn)
C O N G T Y C P B O T G I A T L I X C Q N G H O A X A H O I C H U N G H I A V I E T N A M
So: 12/2016/CV-HDQT Doc lap - T y do - Hanh phiic
TP. H6 ChiMinh, ngdy 15 thdng 07 nam 2016
B A G C A O T I N H H I N H Q U A N T R I C O N G T Y 6 thang dau nam 2016
Kinh gui: - Uy ban Chung khoan Nha nu-oc
- So* Giao dich Chu*ng khoan T P . H5 Chi Minh
L Hoat dong cua Hoi dong quan tri:
- S6 cuoc hop cua HDQT: 14.
TT Th^nh vien HDQT Chuc vu So buoi
hop tliam du
Ty le Ly do khong tham dy
01 Ong Lam Van Kiet Tong Giam doc 7/14 50% Tu nhiem Chu tich va Thanh vien HDQT tu ngay 11/04/2016
02 6ng Nguyen Xuan Bac Chu tich HDQT 7/14 50% Tham gia HDQT tu ngay 11/04/2016
03 Ong Cao Thanh Tin Thanh vien HDQT 7/14 50% Tham gia HDQT tu ngay 11/04/2016
04 Ba Doan Thi Tarn Thanh vien HDQT 14/14 100%
05 Ong V6 Thanh Danh Thanh vien HDQT 14/14 100%
06 Ong Bui Cong Than Thanh vien HDQT 14/14 100%
- Hoat dong giam sat cua HDQT dSi vai Ban Giam dSc: HDQT thuong xuyen theo doi cac hoat dong cua Ban T6ng Giam doc va cac cong viec quan ly dieu hanh khac, phoi hgp vol Ban kiem soat kiem tra viec thuc hien cac van de:
• Chi tieu ke hoach do Dai hoi dong co dong va HDQT de ra. • Tien do va bien phap thuc hien Nghi quyet Dai hoi dong co dong, HDQT va cac Quyet
dinh cua HDQT. • hoach san xu^t kinh doanh va cac chi tieu kinh te lien quan.
r \
• Viec chap hanh va tuan thu cac quy dinh cua Luat doanh nghiep, Dieu le Cong ty va cac qui dinh hien hanh cua Nha nuac
1
- Hoat dong cua cac tieu ban thuoc Hoi dong qudn tri: khong c6
I I . Cac nghi quyet cua Hoi dong quan trj:
TT So nghi quyet Ngay Noi dung
'cdi cd
01 01/2016/NQ-HDQT 18/01/2016 Thong qua ket qua kinh doanh nam 2015 va ke hoach kinh doanh nam 2016, Quy 1/2016.
'cdi cd
02 02/2016/NQ-HDQT 05/02/2016 Quyet dinh quy tien luong nam 2015
'cdi cd
03 03/2016/NQ-HDQT 26/02/2016 Dieu chinh chuc danh cua nguai dai dien theo phap luat cua Cong ty tren Giay phep dang ky kinh doanh.
'cdi cd
04 04/2016/NQ-HDQT 09/03/2016 Bo sung ke hoach dau tu xay dung nam 2016 va dieu' chinh tong muc dau tu cua du an LIX Bac Ninh. 'cdi
cd 05 05/2016/NQ-HDQT 10/03/2016 Ch5t danh sach co dong tham du Dai hoi co dong
thuong nien nam 2016. i \
'cdi cd
06 06/2016/QD-HDQT 06/04/2016 Quyet dinh nghi huu huang che do BHXH doi vai^ PTGD Vo Thanh Danh.
'cdi cd
07 07/2016/NQ-HDQT 11/04/2016 - B k b5 sung thanh vien HDQT va Chu tich HDQT - Thong qua noi dung chinh chuan bi cho DHDCD thuong nien nam 2016 - K i t qua SXKD Quy 1/2016 va k l hoach cua Quy 2/2016.
'cdi cd
08 08/2016/NQ-HDQT 28/04/2016 Bau Chu tich HDQT Cong ty.
'cdi cd
09 09/2016/NQ-HDQT 04/05/2016 Ch6t danh sach co dong de chia co tuc dot 2 nam 2015.
'cdi cd
10 10/2016/NQ-HDQT 12/05/2016 Lua chon dan vi kiem toan doc lap nam 2016.
'cdi cd
11 11/2016/NQ-HDQT 01/06/2016 Thong qua viec phat hanh co phieu tang von dieu le tu ngu5n v6n chu so huu cho co dong hien huu nam 2016.
'cdi cd
12 12/2016/NQ-HDQT 01/06/2016 Thong qua bo h6 so dang ky phat hanh them co phieu tang v5n di lu le tu nguon von chu so huu trinh IJy ban Chung khoan Nha nuac.
'cdi cd
13 13/2016/ae.-HDQT 22/06/2016 Cham dut hoat dong Chi nhanh Cong ty Co phan Bot g ia tLIXtalHaNoi .
'cdi cd
14 14/2016/NQ-HDQT 27/06/2016 Thong qua ngay dang ky cuoi cung de phat hanh co phieu tang v5n dieu le tu nguon von chu so huu cho co dong hien huu nmn 2016.
'cdi cd
I I I . Thay doi danh sach nhirng ngucri co lien quan:
STT Ten to chu-c / ca nhan Chirc vu tai
cong ty (neu co)
Thoi diem bat dau la nguoi co
lien quan
Thoi diem khong con la nguoi CO lien
quan
Ghi Chu
1 Nguyen Xuan Bac Chu tich H D Q T 11/04/2016
Nguyen Thi Minh V g
Nguyen Xuan Tao Cha
Nguyen Thi Phuang Chi
Nguyen Xuan Hung Anh
2 Truang Thj Tram Truang ban kiem
soat 28/04/2016
Le Thi Lien Me
Truo'ng Quang Thanh Anh
Truang Quang Cong Anh
Truang Thi Tuyet Nhung Chi
3 Le Dinh Vy Truang ban kiem
soat 11/04/2016 Xin tu nhiem
Nguyen Thi Thuy Nga V g ^
Nguyen Thj Thanh Me
Le Thi Le Thuy Chi
Le Dinh Nghi Em
Le Dinh Bich Ly Em
IV. Giao dich ciia co dong noi bo va nguoi lien quan:
1. Danh sdch co dong noi bo va nguai co lien quan
STT Ten to chtfc / ca nhan Chuc vu tai cong ty (neu co)
So CO phieu SO' huu cuoi
ky
huu CO
phieu cuoi ky
Ghi Chu
1 Lam Van Kiet Tong Giam Doc 239.976 1,11%
2 Nguyen Xuan Bac Chu tich HDQT 0
3 Cao Thanh Tin TV HDQT kiem Pho TGD 0
4 V6 Thanh Danh TV HDQT 240.000 1,11%
3
STT Ten to chuc / c a nhan Chuc vu tai cong ty (neu co)
So c6 phieu so* huu cuoi
ky
Ty le SO"
huu CO
phieu c u o i ky
Ghi Chu
i
Lim Kim Hue 99.520 0,46% Vg V6 Thanh Danh
6 Doan Thi Tam TV HDQT, Cong bo TT Iciem Ke Toan Truang
1
179.520 0,83%
7 Bui Cong Than TV HDQT kiem Pho TGD 0
8 Tran Pham Thuy Vy 49.416 0,23%. Vg Bui Cong Than
9 Truang Thi Tram TB K i l m Soat 0 i
10 Nguyen Thi Thuy Van TV BKS kiem PP. Tieu Thu 2.400 0,01%.
11 Nguyen Ngoc Quang TV BKS kiem Pho
: GD CN Binh Duong 19.390 0,09% 1
12 To Thi A i 1 9.984 0,05%. Vg Nguyen Ngoc
Quang
2. Giao dich cua nguai noi bo va nguai co lien quan doi vai co phieu cua Cong ty niem yet:
STT Nguoi thuc hien giao dich Quan he voi Cong ty
S6 CP so huu dau ky
S5 CP so huu cuoi ky Ly do
tang, giam
]/ Thai gian thuc hien
STT Nguoi thuc hien giao dich Quan he voi Cong ty
85 CO phieu Ty le S6 c6
phieu Tyle
Ly do tang, giam
]/ Thai gian thuc hien
1 Lam Van Kiet Tong Giam Doc 339.976 1,57% 239.976 1,11% Ban 09/05/2016
2 Luu Kim Hue Vg V6 Thanh Danh -Thanh vien HDQT 149.520 0,69% 99.520 0,46% Ban
Tir 17/06 den
30/06/2016
V, Cac van de can \xt\x y khac: khong
T M . H O I D O N G QUAN T R I
boNG T Y C 6 P H A N B O T G I A T LIX C O N G H O A X A H O I C H U N G H T A VIET N A M
Doc lap - Tu" Do - Hanh Phuc
DANH S A C H C O DONG NOI BO, NHA DAU TU' NOI BO QUA QUY O A U TU' ' CHU'NG K H O A N NIEM Y E T , NGU'QI DU'OC UY QUYEN C O N G BO THONG TIN
VA NGU'ai C O LIEN QUAN DEN NGAY 30/06/2016
Tai k h o a n M6i l ien |
STT i
1
i
Ten to chu'C / ca nhan g iao d i c h
chLKng khoan
(ndu c6)
ChLPC v u tai c o n g ty (ndu CO)
he v a i thanh
v i e n chu ch6t
S6 CO phidu SO" hi>u
Ghi chu
1 |6ng Lam Van Kiet T6ng Giam D6c 239,976
JNgfi Thi Bgch Y§n V a
iLam MinhTri^t Con
;Lam Quan Vu Con
| A U Thi Hong Chi
1 (Lam V a n l h ^ n h Anh
;Lam Van Phu Em
JLam Anh Phu-gng Em
JLam Hoang Yen Em
2 6ng Nguyin Xuan B i c Chu tjch HDQT
iNguyen Thj Minh Vp-
; Nguyen Xuan Tao Cha
Nguyen Thj Phyong Chi
Nguyen Xuan Hu-ng Anh
3 Ong Cao Thanh Tin TV HDQT kiem Pho TGD
Au Thj Hong
1 j C a o V S n T l n Cha
1 -CaoTonNghTa Em
iCao TfQng Van Em
4 dng Vo Thanh Danh TV HDQT 240,000
Lu-u Kim Hu^ Vp- 99,520
V6 Thyc Doan Con
i V6 VSn ThSnh An Cha i ! Huynh Thj Tam
Vo Kim Hoang Chi
i V6 Thanh Phu-ang Anh
V6 Kim H^ Em V6 ThSnh Minh Em
i 1 j 1 5 Ba Doan Thj Tam TV HDQT, Cong b6 TT kiem KTT 179.520
[chau Minh Dau _Chon3__
1 iChSu Doan Quynh Nhu- Con
jCh§u Do^n Thien Nhan Con ! Do^n Thi Ki§u Chi
1 iDoSn Thi Chi
1 iDo^n True L0 Chi 1
Page 1/2
STT Ten to chLPC / ca n h a n
Tai khoan giao djch
chipng khoan
(n§u CO)
Chu'C vu tai cong ty {nlu co)
Moi lien he vo-i thanh
vien chu ch6t
86 CO phidu s d hOu
Ghi chu
Doan Thanh Hai
Doan Kim Xuy§n
Em
Em
Ong Bui Cong Thjin TV HDQT kiem Pho TGD
Tran Phgm Thuy Vy
Bui Van Thanh
D6 Thi Vin
Bui Cong Vu
Bui Dinh Khiem
jBuiOang Bp
Bui Thj Thuy Linh
V(7
b6
Em
Em
Em
Em
49,416
Jl^I!_Q M i Hu'ong
Pham Thi HOu Thuy
Tran Huy Vu
Ba Tru'O'ng Thj Tram Le Thi Lien
Tru^ong Quang Thanh
T i w n g Quang Con^ ILM'EQS Tuy§t Nhung
Ong Nguyin Ngoc Quang
To Thi Ai
Nguyin Thanh Vinh
Nguyen Thanh Ph^ong
HoTh iD f r
Nguyen Anh TuSn
Nguyin Hai B ing _
Nguyen Binh Nam
Nguyen Thj Hoa Binh
N j u y i n Du'C An
NguyenThanh Nh^Jl_
uy in Thj Di^u Hu-ang
Ba Nguyin Thj Thuy Van
Lam Tu§n Khanh
ySyyiD-.HQ'ULHan
tiMMoJy 'a! Nguyen Thanh Vi^t
Nguyen Thj TTiuyJHing
Tru'ang ban K i im soat
TV B K S kiem PGD CNBD
TV B K S kiem PP. Tieu thu
Cha vp-
Mp vp"
Anh vp
Mp
Anh
Anh Chi
V p
Con
Con
Cha
Mp
Em
Em
Em
Em
Em
Em
Em
Chong
Ba
Mp
Anh
Em
19,390 9,984
2,400